Interstate Incident Management Team Qualifications System (IIMTQS) Guide An interstate qualification system guide for State-certified Incident Management Team personnel Updated on 12/18/2012 1 of 50 This guide was developed based on the critical work accomplished by the Incident Management Support Team. That work was then adapted by a committee whose members represent the states of Colorado, Utah, North Dakota, and Montana. Committee members received vital support from FEMA Region VIII. A significant amount of work involved with the preparation of this document was accomplished under a grant from FEMA’s Grant Program Directorate (GPD), US Department of Homeland Security. Points of view or opinions expressed in this document are those of the authors and do not necessarily represent the official position of policies of GPD or the US Department of Homeland Security Updated on 12/18/2012 2 of 50 APPROVAL AND IMPLEMENTATION Signatures Instructions for revisions and lifespan This document should undergo annual review by individuals representing the participating states and revised as needed. Updated on 12/18/2012 3 of 50 Record of Changes Change # Updated on 12/18/2012 Date of Change Entered by Summary 4 of 50 Contents I. II. III. IV. V. VI. VII. A. B. Background......................................................................................................... 7 Objectives of this Guide..................................................................................... 7 Definitions and Key Terms ................................................................................ 8 Guidance ........................................................................................................... 11 Scope ................................................................................................................. 12 Qualification Process Overview ...................................................................... 13 Components of the Qualifications System..................................................... 13 Education ..................................................................................................................13 Training .....................................................................................................................14 NIMS Training ................................................................................................................... 14 Position-Specific and Team Training ................................................................................ 14 Equivalent Training – Courses and Exercises .................................................................. 14 C. Experience ................................................................................................................15 Position Task Books.......................................................................................................... 15 D. E. F. G. Physical/Medical Fitness ...........................................................................................16 Currency ...................................................................................................................16 Professional and Technical Licenses and Certifications ............................................16 Job Aids ....................................................................................................................16 VIII. The Qualification Process................................................................................ 17 Steps in the Qualification Process ......................................................................................17 Step 1 – Prerequisite Qualifications and Experience ..........................................................18 Direct Entry ....................................................................................................................... 18 Step 2 –Training, Experience, and Position Task Book. .....................................................18 Position Task Book Initiation ............................................................................................. 19 Position Task Book Tasks ................................................................................................. 19 Position Task Book Evaluation ......................................................................................... 19 Coach/Evaluator ................................................................................................................ 19 Final Evaluator .................................................................................................................. 20 Step 3 – Review and Evaluation of Credentials ..................................................................20 Qualifications Review Committee (QRC) .......................................................................... 21 Step 4 – Certification ..........................................................................................................21 Certification of NIMS ICS Qualification ............................................................................. 21 Certification of Endorsements ........................................................................................... 22 On-Going – Maintenance of Qualifications and Certifications .............................................22 Currency ............................................................................................................................ 22 IX. Loss of Certification, Decertification, and Recertification ............................ 23 Loss of Certification and Recertification............................................................................ 23 Decertification and Recertification .................................................................................... 23 X. Historical Recognition ..................................................................................... 24 Historical Recognition Process ......................................................................................... 24 Historical Recognition Documentation .............................................................................. 25 Historical Recognition for a Newly Created Position ........................................................ 25 Updated on 12/18/2012 5 of 50 Historical Recognition Timeframes ................................................................................... 26 XI. Appendices ....................................................................................................... 27 Appendix A - Guidelines for Qualifications Review Committee (QRC) ................................27 Committee Duties.............................................................................................................. 27 Committee Membership, Organization, and Meetings ...................................................... 27 Appeals Process ............................................................................................................... 27 Appendix B - Qualifying Exercise and Event Guidelines .....................................................29 Required Exercise Attributes for AHIMT Course Equivalency .......................................... 29 Qualifying Exercise Attributes ........................................................................................... 31 Qualifying Event Attributes ................................................................................................ 32 Appendix C – Incident Command Position Description Tables ...........................................34 Qualification Criteria .......................................................................................................... 34 Equivalency ....................................................................................................................... 34 Direct Entry Positions ........................................................................................................ 34 Incident Commander (IC) .................................................................................................. 36 Public Information Officer (PIO) ........................................................................................ 37 Safety Officer (SOF).......................................................................................................... 38 Liaison Officer (LOF) ......................................................................................................... 39 Operations Section Chief (OSC) ....................................................................................... 40 Planning Section Chief (PSC) .......................................................................................... 41 Finance /Administration Section Chief (FSC) ................................................................... 42 Logistics Section Chief ...................................................................................................... 43 Division/Group Supervisor (DIVS) .................................................................................... 44 Communications Unit Leader (COML) .............................................................................. 45 Facilities Unit Leader (FACL) ............................................................................................ 46 Resources Unit Leader (RESL) ........................................................................................ 47 Situation Unit Leader (SITL) ............................................................................................. 48 Supply Unit Leader (SPUL) ............................................................................................... 49 Strike Team/Task Force Leader (STL/TFL) ...................................................................... 50 Updated on 12/18/2012 6 of 50 I. Background The National Incident Management System (NIMS) is the system adopted across the United States for managing emergency preparedness, response, mitigation, and recovery efforts, especially for those emergencies where multiple jurisdictions are involved or interstate mutual aid is required. The Interstate Incident Management Team Qualifications System (IIMTQS) guideline integrates best practices adapted from NIMS sources as well as the tried and proven history the National Wildfire Coordinating Group has had with managing an incident qualification system. The guide is a comprehensive framework of guidelines and procedures for developing, implementing, and managing an Incident Command System (ICS) qualifications process. Jurisdictions or organizations can use this guide to implement a system to develop the qualifications of personnel to meet the position qualifications contained in the Incident Command Position Description (ICPD) document series. However, the primary intent of this document is to establish the guidelines for an interstate incident management team credentialing system. Credentialing is essential to the emergency management community in that it ensures and validates the identity and attributes (e.g., affiliations, qualifications, or privileges) of individuals through standards of capability and performance. Having established standards allows the community to plan for, request, and have confidence in resources deployed from other jurisdictions for emergency assistance. Credentialing ensures that personnel resources match requests and supports effective management of those deployed personnel. The process for attaining and documenting qualifications is an important component of credentialing personnel. The terms “credentialed” and “credentialing” are defined as: “…having provided, or providing, respectively, documentation that identifies personnel and authenticates and verifies the qualifications of such personnel by ensuring that such personnel possess a minimum common level of training, experience, physical and medical fitness, and capability appropriate for a particular position…”1 II. • • • • Objectives of this Guide Integrate best practices into a comprehensive framework of guidelines and procedures for developing, implementing, and managing an ICS qualification process. Establish a set of qualification criteria and a supporting system agreed upon by the signatory States. Establish minimum training and qualification standards for positions associated with Type 3 and 2 Incident Management Teams (Type 1 to be included at a later date). Eliminate redundancy and unnecessary requirements. 1 Homeland Security Act of 2002, as amended by the Implementing Recommendations of the 9/11 Commission Act of 2007. The language is codified in 6 United States Code (U.S.C.) § 311. Updated on 12/18/2012 7 of 50 • • • Retain the core principle of a performance-based qualification system similar to that which is established by, implemented in and time-tested by the National Wildfire Coordinating Group (NWCG) qualification system. Hold required classroom training to a minimum and emphasize the development of position-critical skills within the context of actual or simulated incidents and events. Provide for qualification through a Historical Recognition process. III. Definitions and Key Terms Authority Having Jurisdiction The Authority Having Jurisdiction (AHJ) is defined as an organization, office, or individual having statutory responsibility for enforcing the requirements of a code or standard or for approving equipment, materials, and installation or a procedure. For the specific purposes of this guide, the relevant AHJ is the State, or an AHJ within the State that has been delegated the authority to certify the qualifications of their employees or associated personnel in accordance with the standards set forth in this guide. When referring to the States that are signatory to this guide the word “State” will always be capitalized. Certification (As referenced in NIMS Guide 002) Certification of personnel ensures “… personnel possess a minimum level of training, experience, physical and medical fitness, and capability appropriate for a particular position…” (6 U.S.C. § 311). This provision requires organizations to test and evaluate their personnel against the qualifications established by the typing efforts. Additionally, organizations must “…authenticate qualifications…” through a previously designated formal process to approve and sign off on personnel qualifications. Certifying Official The Certifying Official is the individual from the Trainee’s employing/sponsoring organization that is responsible for reviewing and confirming the completion of any of their personnel’s Position Task Books (PTB) and determining if their individuals should be granted certification (see Certification) in the position. For the specific purposes of this guide, the Certifying Official or entity is relevant to the State program and not necessarily the Certifying Official for the individual’s local employing/sponsoring organization. Coach/Evaluator Within the context of this guidance, the Coach is the individual who provides instruction to a Trainee, whether in the classroom, on the job, planned event, or on an incident. Although many of the job responsibilities of the Coach are similar to those of an Evaluator, to preserve the integrity of the qualifications system the roles of coaching and evaluating must remain separate. The coach or evaluator must be qualified in the position which is being coached or evaluated or they must be qualified in a position that, within the ICS, supervises the position being coached or evaluated. (For more description see Coach/Evaluator in the Position Task Book Administration section below) Updated on 12/18/2012 8 of 50 Credentialing (Reference NIMS Guide 002) As the basis for this document, the Department of Homeland Security (DHS)/FEMA refers to the definition of credentialing as provided by the Homeland Security Act of 2002, as amended by the Implementing Recommendations of the 9/11 Commission Act of 2007. This language, codified in 6 United States Code (U.S.C.) § 311, provides that: “…The terms “credentialed‟ and “credentialing‟ mean having provided, or providing, respectively, documentation that identifies personnel and authenticates and verifies the qualifications of such personnel by ensuring that such personnel possess a minimum common level of training, experience, physical and medical fitness, and capability appropriate for a particular position…” Criteria The detailed list in the Incident Command Position Description (ICPD) tables of the qualification standards, including education, training, experience, currency, physical/medical fitness, and professional/technical license and certifications. Employing/Sponsoring Organization The employing/sponsoring organization is the designated organization that employs the individual or in volunteer organizations, the organization that Sponsors the individual’s participating. This could be at the local, state, tribal, regional, or national level. For the purposes of this guide, the relevant employing/sponsoring organization is the State. Final Evaluator The Final Evaluator is the individual who is assigned to evaluate the Trainee during their final position performance assignment. A Final Evaluator should be fully qualified in the same position for which the Trainee is being evaluated, not just be qualified in a position that would supervise the Trainee. The Final Evaluator is responsible for completing the Final Evaluator’s Verification statement inside the front cover of the PTB recommending certification. (For more description see Final Evaluator in the Position Task Book Administration section below) Historical Recognition Historical recognition is an AHJ-determined process that provides a means whereby an AHJ may recognize an individual’s past experience as being equivalent to the current standards found in the Qualification Charts for a position. Personnel who possess documentation of previous training, education, and experience or documentation of previous extensive on-the-job incident response experience may receive credit to be certified by the AHJ as qualified by way of historical recognition. Guidelines for Historical Recognition are included in Section X. Incident Complexity Incident complexity is a characterization used to describe the level of difficulty, severity, or overall resistance that incident management personnel face while trying to manage an incident or event to a successful conclusion or to manage one type of incident compared to another type. Determining Incident Complexity is a subjective process based on examining a combination of indicators or factors. Common indicators may include the area (location) Updated on 12/18/2012 9 of 50 involved; threat to life, environment, and property; political sensitivity; organizational complexity; jurisdictional boundaries; values at risk; and weather. Most indicators are common to all incidents, but some may be unique to a particular type of incident. Incident Command System (ICS) Incident Command System is a standardized, on-scene, all-hazards incident management approach that: Allows for the integration of facilities, equipment, personnel, procedures and communications operating within a common organizational structure. Enables a coordinated response among various jurisdictions and functional agencies, both public and private. Establishes common processes for planning and managing resources. ICS is flexible and can be used for incidents of any type, scope and complexity. ICS allows its users to adopt an integrated organizational structure to match the complexities and demands of single or multiple incidents. Incident Command Position Description (ICPD)/Qualification Tables – Appendix C ICPD is a series of documents containing the specific criteria for each position. Qualifications Table(s) refer to the tables and charts located in the ICPD. The charts are the reference guide for determining what Education, Training, Experience, Physical/Medical Fitness, Currency, and Professional and Technical Licenses and Certifications are necessary for an individual to be considered qualified in that position. Interstate Incident Management Team Qualification System (IIMTQS) A system for qualifying personnel in ICS positions associated with Type 3 and 2 Incident Management Teams and certified for mobilization across State borders National Wildfire Coordinating Group (NWCG) The purpose of NWCG is to coordinate programs of the participating wildfire management agencies so as to avoid wasteful duplication and to provide a means of constructively working together. Its goal is to provide more effective execution of each agency’s fire management program. The group provides a formalized system to agree upon standards of training, equipment, qualifications, and other operational functions. Position Task Book (PTB) The PTB may serve initially as the “lesson plan” for a trainee’s on-the-job or experiential training. As the trainee is capable of accomplishing tasks, the PTB serves as the official record documenting evaluation of the Trainees’ performance. Successful completion, as determined by a qualified evaluator, of all tasks required of a position is the basis for the final evaluation and recommendation that the Trainee be qualified by the Trainee’s AHJ. It is recommended a Trainee complete a PTB on a minimum of two qualifying incidents, events, or qualifying exercises – one of which must be an incident. Updated on 12/18/2012 10 of 50 Qualification Review Committee (QRC)/Peer Review Committee A QRC’s purpose is to enhance the professional credibility of the position qualifications earned through the IIMTQS process. The QRC should be multi-agency and multi-jurisdictional in its composition because an inclusive approach reduces the potential for occurrences of and even perceptions of favoritism and unequal treatment of individuals during the qualifications process. The QRC reviews and makes a final recommendation that an individual has completed the necessary training and experience and qualifies to be certified in a specific ICS position. Qualifying Exercise An exercise or simulation meeting the requirements contained in Appendix B. Personnel filling incident management positions during an exercise meeting the requirements of a Qualifying Exercise may be able to use the exercise opportunity to complete tasks in their Position Task Books. Qualifying Incident/Event An incident or event that the AHJ determines meets the incident complexity, duration of time, and relevancy to the ICS position that is necessary to provide sufficient opportunity for the individual to exercise the roles and responsibilities of the ICS position they are filling. Trainee (The Individual) An individual, approved by their Employing/Sponsoring Organization, who is preparing to qualify for an ICS position is credentialed as a Trainee in that position once the Position Task Book has been initiated. A Trainee is eligible for formal, on-the-job training. Training Officer Within the context of this document, the Training Officer is the person who is monitoring the training and qualifications of individuals who are pursuing qualification or are fully qualified. The Training Officer may be from the Employing/Sponsoring Organization or from another agency or organization that has been delegated authority provide the administrative management of the individual’s training and qualifications records. IV. Guidance Each signatory State has the overall responsibility to develop, implement, and maintain qualification processes sufficient to assure the standards described herein are met by individuals who are qualified within the IIMTQS. The states that are signatory to this guide have agreed that successful performance of the tasks in the Position Task Book (PTB) is the definitive component for qualification. As the core of the Interstate Incident Management Team Qualification System, performance evaluation of the PTB tasks is to be rigorously applied – whether through traditional Trainee assignments or through a Historical Recognition process. The criteria outlined in the Incident Command Position Description (ICPD) qualification tables are considered minimum personnel qualifications – however there is relative flexibility built in to meet some of the training criteria. Though the adaptation of this guide’s qualification processes and procedures may vary from State to State, Updated on 12/18/2012 11 of 50 all personnel credentialed in the IIMTQS must have demonstrated satisfactory performance of the tasks in the Position Task Book to become qualified. An alternate Incident Command qualification system is recognized by this qualification guide. For most positions, NWCG PTBs and qualifications will be recognized with minimal additional requirements in this Interstate Incident Management Team Qualification System. Because PTBs and qualification criteria have not been identified in all ICS positions in the All Hazards arena – the State may identify qualification criteria and develop PTBs or use NWCG criteria and PTBs. An individual who is qualified or is in the process of qualifying for a position under NWCG guidelines (codified in the PMS 310-1 Wildland Fire Qualification System Guide) may continue to use those standards. The individual may submit documentation as required by the respective State’s qualification system for review and possible approval for reciprocal qualification. However, the outcome of review could also include the completion of requirements not required in the NWCG system. Additional requirements may consist of meeting additional qualification criteria delineated in the Incident Command Position Description tables. V. Scope Where IMT resources are mobilized across state borders, the Interstate Incident Management Team Qualification System (IIMTQS) and this document serves as a qualifications guideline for Incident Management Team (IMT) positions at the Type 3 and 2 levels for all-hazards incidents and planned events. Type 1 IMT position criteria will be included in a future edition. This document serves as a qualifications guideline for Incident Management Teams (IMTs) positions at the Type 3 and 2 for all-hazards incidents and planned events where IMT resources are mobilized across State borders – the Interstate Incident Management Team Qualification System (IIMTQS). Type 1 IMT position criteria will be included in a future edition. No State can, nor is it desirable, to immediately implement the guide exactly as written. Each State is different, facing a different set of challenges and opportunities to build their State program. Each State does, however, agree that this guide outlines the common goal and commits to moving toward that goal as progressively as possible. This document is designed as a guide and does not affect, displace, or invalidate any local authority to establish or maintain local qualification standards and processes. On the other hand, because it is an aggregate of national qualification guidance and proven best practices this guide could be adapted for more general use in a comprehensive incident qualifications system. Each State is encouraged to use this guide to qualify personnel for mobilization across local jurisdiction boundaries within the State. Additionally, each State should consider facilitating the use of the principles within this guide by local AHJs that qualify incident management personnel at the local Type 3, 4, and 5 levels. Though the general principles Updated on 12/18/2012 12 of 50 remain the same, it is beyond the scope of this guide to set out the specific qualification criteria for all ICS positions in the All Hazards domain. A State or State-delegated AHJ may add to or augment the minimum standards or require more restrictive standards for incident personnel to meet specific needs within the State. However, any State or delegated AHJ that does so should recognize that it must not require those additional or more restrictive standards when requesting assistance from the other States. VI. Qualification Process Overview Qualification is based on completing all the criteria set out in the Incident Command Position Description (ICPD) qualification tables which include training, experience, currency, and physical/medical fitness factors. Education and professional/technical license and certification criteria will be developed in the future. The IIMTQS qualification process is a performance-based system. Of prime importance is that the Trainee demonstrates successful performance, as assessed by a qualified evaluator(s), of tasks in the Position Task Book (PTB) on qualifying incidents, events, job activities, qualifying exercises, and/or classroom activities as permitted in the PTB. Completion of the PTB provides a method to document satisfactory performance of the critical tasks to safely and successfully perform in the position as observed by a qualified evaluator over the course of two (recommended minimum) or more qualifying incidents, events, job activities, or qualifying exercises. The performance-based approach differs from systems that are solely training based. Training-based systems use the successful completion of training courses as the primary criterion for qualification. A performance-based approach focuses on a candidate’s actual performance of functional tasks as observed by qualified evaluators. VII. Components of the Qualifications System The ICPD Qualifications tables (Appendix C) are the reference for determining what Education, Training, Experience, Physical/Medical Fitness, Currency, and Professional and Technical Licenses and Certifications are necessary for an individual to be qualified. A. Education Formal instruction based on a curriculum that prepares an individual with the core knowledge and skills for entry into a discipline and for performing job functions. (NOTE: Currently no positions have Education criteria but it is anticipated there will be standards established in the future, so it is identified here as a placeholder.) Updated on 12/18/2012 13 of 50 B. Training Instruction and/or activities that enhance an individual’s core knowledge, increase their skill set and proficiency as well as strengthen and augment abilities to perform tasks identified in the PTB. The States that are signatory to this guide recognize that didactic training is an important component to adequate development of personnel to competently perform the duties of Incident Management Team (IMT) positions. Coursework is considered to be a primary means by which personnel can adequately prepare for successful position performance evaluation. NIMS Training Some of the training identified in the ICPD tables is required to be NIMS-compliant. Position-Specific and Team Training Other training courses are recommended to sufficiently prepare candidates for IMT positions. Some of the training courses listed in the ICPD tables are the most common or well known course but have equivalent training options which can be completed to meet the criterion. Equivalent Training – Courses and Exercises In terms of this guide, awarding equivalency is a State-specific responsibility. Only the State has the authority to certify a Trainee meets ICPD training requirements when alternative training offerings are used. Individual States will set guidelines for equivalency determination and may grant credit for training they deem equivalent. When making a training equivalency determination a State should consider, at a minimum: The equivalent training provides like learning and performance objectives that are adequate to reasonably assure the position candidate will be successful as a Trainee. The same minimum instructor qualifications required for the ICPD listed course apply to the equivalent training. Some training courses may be determined to be equivalent to two or more separate courses. Examples of this already exist in incident management training. For instance the Department of the Interior has determined that their course H-337: Command and General Staff Functions for Local Incident Management Teams is equivalent to both ICS-300 Intermediate ICS and ICS-400 Advanced ICS. The US Forest Service has determined that Mission-Centered Solutions’ course Intent into Action is equivalent to both S-420 Command and General Staff and L-480 Incident Management Team Leadership. It is acceptable for an equivalent training course to be given in separate modules or units over a period time with intervening days, weeks, or even months. Updated on 12/18/2012 14 of 50 As indicated in the ICPD, some training course requirements may be met by completing an Exercise that meets specific minimum criteria. “Equivalent” exercise listings are shown in the relevant Experience block of the ICPD. C. Experience In the context of the ICPD qualification tables, experience is defined as the activities a position candidate must accomplish, generally within the context of an actual or simulated incident or event, to prepare for and demonstrate proficiency at the tasks identified in a position’s PTB. Some IMT qualifications require that a prerequisite qualification be obtained BEFORE a PTB is initiated for the target position. As indicated in the ICPD, some experience requirements may be met by completing a training course equivalent. Position Task Books Position Task Books (PTBs) that have not been developed by the Incident Management Support Team can be determined by each State or PTBs developed by NWCG can be used. Position Task Books (PTBs) contain all the identified competencies, behaviors, and tasks required to become qualified for an ICS position. PTBs and the credentialing process can be initiated prior to attendance and completion of required training courses, however identified prerequisite qualifications and/or experience (as identified in the ICPD qualification tables) must be obtained before initiating a PTB for some positions. The PTB may serve initially as the “lesson plan” for a trainee’s on-the-job or experiential training. As the trainee is capable of accomplishing tasks, the PTB serves as the official record documenting evaluation of the Trainees’ performance. Successful completion, as determined by a qualified evaluator, of all tasks required of a position is the basis for the final evaluation and recommendation that the Trainee be qualified by the Trainee’s AHJ. It is recommended a Trainee complete a PTB on a minimum of two qualifying incidents, events, or qualifying exercises – one of which must be an incident. Credit for prior experience may be submitted in the Task Book for past incidents and events – See the Historical Recognition Appendix X. The PTB may also serve as a checklist for recertification. Updated on 12/18/2012 15 of 50 D. Physical/Medical Fitness Physical and medical considerations, when applied, help to ensure safe performance in potentially hazardous environments. The State or delegated Authorities Having Jurisdiction (AHJ) may determine the method of evaluating the physical fitness level of IIMTQS personnel. When a fitness test is deemed to be appropriate, the testing method should be a measurable evaluation process able to withstand the scrutiny of challenges to its applicability to actual, expected, incident conditions for the specific position. E. Currency In the context of the ICPD tables, currency is defined as successfully performing in a position for which the individual his qualified (or in an associated position) at least once every five years during a qualifying incident, event, qualifying exercise, or simulation. F. Professional and Technical Licenses and Certifications Licensure refers to the granting of a “permission to practice.” Licenses are usually issued in order to regulate some activity that is deemed to be dangerous, a threat to the person or the public, or which involves a high level of specialized skill. Certification or qualification is a designation earned by a person who has demonstrated proficiency at a job or task. Certifications or qualifications may lead to satisfying requirements for a particular “endorsement” in the operations and safety functions. (Currently no positions have License or Certification criteria but it is anticipated there will be standards established in the future, so it is identified here as a placeholder.) G. Job Aids Several ICS positions use a reference document referred to as a “Job Aid.” Job Aids are “how-to” booklets that assist an individual in performing the tasks associated with an ICS position. A Job Aid provides a ready reference for performance on the job and supports successful completion of the tasks in a PTB. Updated on 12/18/2012 16 of 50 VIII. The Qualification Process Step 1 • Pre-requisite experience is completed • Pre-requisite qualification is completed Step 2 • Training is completed • Experience is gained, Position Task Book is completed • Review and Evaluation of Qualifications Step 3 • Certification Step 4 On-going • Maintenance of Qualifications Each State or delegated AHJ within the IIMTQS is responsible for selecting trainees, ensuring proper use of position task books, and approval of certification application by trainees. Steps in the Qualification Process There are four sequential steps that the State or delegated AHG should develop as part of the process for an individual’s certification as qualified for a given position. Additionally, once an individual has obtained initial certification, there are qualification requirements to maintain certification. Step 1: Prerequisite Qualifications and Experience. The position candidate completes pre-requisite experience and/or qualification criteria for the position as delineated in the respective ICPD table. Step 2: Training, Experience, and Position Task Book. Complete required training for the position including completion of any certifications or licenses as delineated in the ICPD Qualification Table. Assign the Trainee a Position Task Book for the position and credential them to function as a Trainee on qualifying incidents and events (see Position Task Book Administration below). A Trainee cannot be assigned to an interstate incident unless the Trainee is credentialed as such. Step 3: Review and Evaluation of Qualifications. After the Final Evaluation and the PTB has been completed, the Trainee’s records undergo evaluation against all of the requirements of the position as delineated in the ICPD Qualification Table. Updated on 12/18/2012 17 of 50 Step 4: Certification. The Certifying Official or entity facilitating the IIMTCS makes the final determination whether the individual will be certified as qualified in the position. On-Going: Maintenance of Qualifications and Certifications. Recurrent training, involvement, and practice in a position’s duties allow the certified individual to stay proficient in a position and prevents the degradation of knowledge, skills, and abilities required to successfully carry out the responsibilities of a position. For more information pertinent to each step see below. Step 1 – Prerequisite Qualifications and Experience The ICPD Qualification Tables identify prerequisite qualifications for some IMT positions that must be attained before an individual can pursue a specific qualification and before a PTB can be initiated for the target position. Direct Entry At this time the Interstate Incident Management Team Qualification System (IIMTQS) does allow “direct entry” into an ICS officer, chief, director, supervisor, or leader level Incident Management Team (IMT) position without previously obtaining the specific position qualifications that position supervises in a fully-staffed ICS organization. However, a core principle of the Incident Command System (ICS) requires that when a lower position is not filled in an incident organization, the position above assumes all the functional responsibilities of the unfilled position below. The NWCG’s “ladder” system of qualification assures upper level qualified personnel have thorough knowledge of subordinate ICS positions. This is ensured because qualification in the primary subordinate position(s) is a requirement before pursuing the upper level qualifications. NWCG has not identified qualification criteria for all Type 3 positions. It is incumbent on Evaluators, Final Evaluators, Training Officers, Qualification Review Committees, and Certifying Officials to insure a direct entry Trainee is fully capable of meeting their ICS responsibilities before recommending or bestowing qualification, certification, and credentialing. This may require the direct entry Trainee spend more time (more operational periods) in Trainee status than might be needed by a Trainee who has previously qualified in the subordinate position(s). Step 2 –Training, Experience, and Position Task Book. Training (see Training under the Components of the Qualification System section above) Updated on 12/18/2012 18 of 50 Position Task Book Initiation The State sets policy for who can initiate PTBs in the IIMTQS. The generally accepted practice is that the PTB can be initiated upon completion of any prerequisite qualifications as identified in the ICPD qualifications tables, even at the same time as required training is being completed Position Task Book Tasks Each task has a code associated with the specific context within which the task must be completed. Performance of any task while in a role other than the designated position is not valid for qualification. The codes are defined as: Code: O = Task can be completed in a variety of situations, such as in a classroom, exercise or simulation, incident or event, or daily job. I = Task must be performed on an incident, qualifying event, or qualifying exercise which requires management under the Incident Command System (ICS). R = Rare events seldom occur and opportunities to evaluate trainee performance in real settings are limited. Examples of rare events include accidents, injuries, vehicle and aircraft crashes. Through interviews, the evaluator may be able to determine if the trainee could perform the task in a real situation. Position Task Book Evaluation It is recommended that a Trainee is evaluated on a minimum of one actual incident that is typed at the level for which the Trainee is pursuing qualification. There should be one fully completed incident Evaluation Record with accompanying sign-offs on relevant tasks to that incident. Coach/Evaluator Within the context of this guidance, the Coach is the individual who provides instruction to a Trainee, whether in the classroom, on the job, planned event, or on an incident. Although many of the job responsibilities of the Coach are similar to those of an Evaluator, to preserve the integrity of the qualifications system the roles of coaching and evaluating must remain separate. For example, a Coach may instruct a Trainee in proper interviewing techniques. When the Trainee appears to have mastered the tasks, the Coach could employ the use of another individual to act as the evaluator or could transition into the role of an evaluator and observe and record the performance of the task. It is similar to providing instruction on a topic within the classroom and then administering a test to determine mastery of the subject. The functions of coaching and evaluating must remain separate and must be performed in sequence and not at the same time. 1) To be qualified as a Coach or Evaluator for task code “I” and “R” in the PTB a. the individual must be qualified in the position being coached or evaluated, OR Updated on 12/18/2012 19 of 50 b. the individual must be qualified in a position that, within the ICS, supervises the position being coached or evaluated. It is recommended the Coach/Evaluator has previously performed successfully on two separate Qualifying Incidents or Qualifying Exercises in either the position being coached and/or evaluated on, or successfully performed in a/one of the ICS position(s) that would normally supervise the position that the Trainee is being instructed or evaluated on. As an example, if the individual being instructed or evaluated on was a Situation Unit Leader Trainee, the Coach/Evaluator should have successfully performed on two different Qualifying Incidents/Events or Qualifying Exercises as a qualified Situation Unit Leader, or as a qualified Planning Section Chief, because the Planning Section Chief normally supervises the ICS position of the Situation Unit Leader. 2) Task codes “O” in the PTB may be evaluated in other situations. For instance, in the classroom by an instructor(s) – usually qualified as above -- or during the course of daily work by a day-to-day supervisor Final Evaluator The Final Evaluator is the individual who evaluates the Trainee during the final position performance assignment in which the last remaining tasks are evaluated and initialed. A Final Evaluator’s qualifications are different than that of a Coach/Evaluator. A Final Evaluator should be fully qualified in the same position for which the Trainee is being evaluated, not just be qualified in a position that would supervise the Trainee. The difference is necessitated due to the increased responsibility of the Final Evaluator and the increased depth of knowledge and understanding of the position being evaluated that only a qualified individual may possess. The Final Evaluator is responsible for completing the Final Evaluator’s Verification statement inside the front cover of the PTB. If no local final evaluators are available, the applicant may contact their State to obtain a list of individuals qualified to act as the Final Evaluator. Step 3 – Review and Evaluation of Credentials A key component is evaluation of an individual’s capability to perform in a position. Completion of required training and experience requirements and other ICPD criteria alone does not guarantee that an individual should be certified to perform in a position. The quality of experiences gained in a given position should be closely evaluated when making a determination for advancement to the next higher position, to a different position, or for recertification. This guide recommends that more than one position performance assignment be experienced before certification, one of which should be an actual incident and not merely an event or Updated on 12/18/2012 20 of 50 exercise. It is also recommended before an individual begins the process to advance to the next higher level that more than one assignment be experienced after completing the PTB and receiving certification. If a responder is associated with a local response agency an initial review and evaluation of a Trainee’s records should completed by the local AHJ Training Officer before submitting the records for additional review and evaluation according to the State established process. Additional review and evaluation may be accomplished by a State Qualifications Review Committee (QRC). Regardless of the process and procedures each State implements, the State is responsible and accountable for certification of personnel within the IIMTQS. Qualifications Review Committee (QRC) Establishing and maintaining a viable and effective qualifications process requires a significant commitment of time and energy. Most AHJs involved in operating qualifications systems employ a committee structure to assist the AHJ in implementing and operating their qualification system. This committee is often called a Qualifications Review Committee (QRC) or Peer Review Committee. A QRC’s purpose is to enhance the professional credibility of the position qualifications earned through the IIMTQS process. The QRC should be multi-agency and multijurisdictional in its composition because an inclusive approach reduces the potential for occurrences of and even perceptions of favoritism and unequal treatment of individuals during the qualifications process. The use of a QRC in the qualifications process is strongly encouraged. Guidelines for the use of a QRC are contained in appendix A. Step 4 – Certification The final step in initial certification of an individual as qualified in a position is review by the Certifying Official. The Certifying Official is the individual or entity that is responsible for providing final review and confirming the completion of Position Task Books (PTB) by individuals within the applicable jurisdiction. The Certify Official has exclusive authority and holds the responsibility to determine if the individual should be granted certification (see Certification) in the position. This determination should be based on a Trainee’s demonstration of position competencies and behaviors documented through the completion of a PTB including the Final Evaluator’s Verification. The Certifying Official may delegate their authority to another individual, agency, or organization through a written agreement. Each State that participates in this Interstate Incident Management Team Qualification System must determine the individual or entity that has the authority and responsibility to certify personnel for mobilization within this interstate mobilization system. Certification of NIMS ICS Qualification Updated on 12/18/2012 21 of 50 Certification is issued by the AHJ to attest to the fact that the individual is qualified to perform in a specified position and has successfully accomplished all the criteria set out in the ICPD Qualifications Chart for that position. The AHJ should employ a complete record of all the evaluations and documentation needed to make this certification. This record should, at the minimum, contain: Education records (if requirements are specified) Training records Experience records, including the completed PTB, with supporting information about: o Number of assignments o Number of operational periods o Variety of incidents o The complexity of incidents during which the individual performed – were performance evaluations completed on a sufficient number of qualifying incidents, events, and/or exercises? (recommended minimum is two – one of which is an incident) Other incident, event, or exercise performance evaluations from qualified evaluators or supervisors Physical/Medical fitness records Professional and Technical Licenses and Certifications (if requirements are specified) Recommendation from the QRC (if one is established and is not the Certifying Entity) Certification of Endorsements This is a placeholder for endorsements when that part of the qualification process has been developed. On-Going – Maintenance of Qualifications and Certifications The State or delegated AHJ will ensure that all currency and annual qualification requirements for positions are met to maintain qualification. Currency To prevent the degradation of knowledge, skills, and abilities required to successfully carry out the responsibilities of a position, a person needs to perform that function or position at least once every five years. States and delegated AHJs need to develop a system for identifying and assisting those individuals whose currency standard is about to lapse. In the context of the ICPD series documents, currency is defined as successfully performing in a position or a related position for which the individual has qualified at least once every five years during a qualifying incident, event, qualifying exercise, or qualifying simulation. Currency can be maintained in the following ways, by successful performance in: • The position in which the individual is qualified. Updated on 12/18/2012 22 of 50 • • IX. A higher position(s) for which that position is a prerequisite, providing the individual was previously qualified in that position. A position that is identified in this guide (see Appendix C) or NWCG guide PMS 310-1 for other position assignments that will maintain currency. Loss of Certification, Decertification, and Recertification Individuals who lose qualification or are decertified by the State or delegated AHJ responsible for managing the qualifications of State-certified Incident Management Team personnel should not be displayed as available for assignment in the non-qualified/decertified position(s) outside their local jurisdiction. A local AHJ can determine how the individual may perform within the local jurisdiction irrespective of their State qualification status. Loss of Certification and Recertification An individual may lose or drop qualification for reasons including loss of currency or personal reasons. By returning to the trainee level, the person who must re-qualify is introduced to new technology, procedures, and advances in incident management. Evaluation of an individual's competency is critical whenever qualifications have lapsed. A person who does not meet the Currency criteria reverts to Trainee status for that position. If qualification loss occurs, the AHJ will determine if training is necessary or if the person can gain and demonstrate the proper proficiency in a performance assignment or assignments. It is recommended that the individual perform the duties of the position for a minimum of two operational periods under the supervision of an Evaluator before re-certification is granted. Decertification and Recertification Decertification is the process an AHJ may take to remove an individual’s position(s) qualifications. An AHJ may decertify personnel when it is determined that the individual has performed in an unsatisfactory manner, for instance: • • • Taking insubordinate actions that lead to unsafe conditions on the incident Intentionally misrepresenting incident qualifications Deliberately disregarding identified safe practices The following guidelines for Decertification are established: • • Decertification of NIMS ICS qualification only applies to performance in the NIMS position the person was deployed for or was performing; it is not intended to affect regular job-related duties. Individuals can only be mobilized outside of their local jurisdiction in a position(s) for which they are currently certified Updated on 12/18/2012 23 of 50 • Incident Commanders do not have the authority to decertify the qualifications of an individual. A qualified person may be demobilized from an incident by the Incident Commander. Incident Commanders are responsible for providing documented reasons for relieving an individual, forwarding the information to the individual’s deploying AHJ, and including a copy of the individual’s Incident Personnel Performance Rating in the documentation package. The State or delegated AHJ should evaluate and prescribe the steps required to regain certification on a case-by-case basis for an individual who has been de-certified for reasons similar to those described above. Re-certification may include, as appropriate, training outlined in the ICPD and/or training relevant to the reason(s) for de-certification. Recertification of a decertified individual should, in most cases, include performance of the duties of the position for a number of operational periods (defined by the State or delegated AHJ) under the supervision of an Evaluator, before re-certification is granted. X. Historical Recognition A State or delegated AHJ may utilize a Historical Recognition process as an alternate method for an individual to gain credit for any elements in most of the categories of qualification criteria outlined in the ICPD. Within a Historical Recognition process, incident management personnel can use past experience to meet the minimum NIMS ICS qualification requirements. Personnel who have documentation of previous training, education, and experience in a NIMS position(s) or other capacity may receive credit by the State or delegated AHJ for any category of criteria except for physical/medical fitness and currency. It may be possible for personnel who acquired historical recognition for a higher-level NIMS ICS position to also acquire recognition by their State or delegated AHJ for applicable lower-level positions. The State or delegated AHJ should establish a simple process for gaining recognition for any lower-level position. Personnel are encouraged to seek historical recognition for each position they want recognized. Historical recognition may not apply to the categories of education, certificates, or licenses under the laws affecting some AHJs. In these cases, the minimum requirements must be met regardless of any historical recognition process. If a person who was historically recognized in a position seeks a higher level NIMS ICS position qualification within the same functional area or across functional areas the prerequisite training for the higher level position cannot be waived. As an example, a historically recognized Resources Unit Leader seeking Planning Section Chief (PSC) qualification must meet all prerequisite training for the PSC. Historical Recognition Process The State or delegated Authority Having Jurisdiction (AHJ) is encouraged to utilize a Qualifications Review Committee (QRC) or similar group that has the needed level of expertise to adequately evaluate historical recognition. A State or delegated AHJ that chooses to use Historical Recognition should assure the process provides for the following: Updated on 12/18/2012 24 of 50 • • • • • • A method to provide for historical recognition when there is sufficient documentation available to substantiate the experience and training A standardized method for any individual to submit documentation of the experience and training for review. A method to determine if the previous experience or training is appropriate for the position, keeping in mind the required criteria for the position and the competencies necessary for safe and successful performance Consider a historical recognition application only when the individual has performed relevant competencies, behaviors, or tasks within the last five years (see the currency category) Encouragement for all individuals who are historically recognized into a position to complete the minimum requirements for the position within five years of being historically recognized Historical recognition granted under this section remains valid as long as the person remains current in the position under these guidelines. If currency is lost after being historically recognized the individual will only be considered for re-qualification after completing the qualifications process defined above in the Qualification Process. Historical Recognition Documentation Documentation requirements established by an AHJ may include: • Incident Action Plans showing the person filling the NIMS position • ICS 214s, Unit Logs, from incident documentation packages • ICS Performance Evaluations • Position Task Books or AHJ equivalents • Certificates of current qualifications or of training • Written references from past employers stating experience • Log books and other records of performance • Assignments, reports, and documentation from previous courses • Past competency-based assessments • Record of academic results • Course attendance record Historical Recognition for a Newly Created Position • • Historical recognition for a new position is the process of providing the opportunity to individuals that possess extensive experience for a position that is newly created to become recognized as qualified in that position. The nature of the historical recognition process acknowledges there will not be any PTBs to submit to document experience in a position. Other forms of documentation will be necessary to document and may include Incident Action Plan (IAP) components (203s and 204s), Activity Logs, ICS-214’s, Performance Reports, ICS-225s, and/or pay documents. Letters from superiors or other subject matter experts that have supervised or can validate the necessary experience will also qualify as documentation. The QRC should be empowered to determine if the applicant meets the qualifications requirements Updated on 12/18/2012 25 of 50 and written justification and documentation for individuals placed in new positions should be maintained. Historical Recognition Timeframes It is recommended only relevant experience within a five-year time period from the date an individual’s PTB is initiated should be considered toward completion of the PTB under the Historical Recognition process. An AHJ may define an end date after which no further applications under the Historical Recognition process will be considered; or, an AHJ may leave the process continuously open. Updated on 12/18/2012 26 of 50 XI. Appendices Appendix A - Guidelines for Qualifications Review Committee (QRC) Establishing and maintaining a viable and effective qualifications system requires a significant commitment of time and energy. States or State-delegation AHJs should institute a peer review committee known as a Qualifications Review Committee (QRC) to assist in managing the process. A QRC’s purpose is to enhance the professional credibility of the position qualifications earned through the NIMS ICS Qualifications process. The QRC should be multi-agency and multi-jurisdictional in its composition because an inclusive approach reduces the potential for perceptions of favoritism and unequal treatment of individuals during the qualifications process. Each AHJ may establish its own QRC and a State may contain one or more QRCs depending on organizational preferences. Regardless of a State’s or AHJ’s organization, the use of a QRC in the qualifications process is strongly encouraged. Committee Duties The QRC should establish a proper record for any review or audit it performs. The Committee is to establish processes and internal controls that subject each application to a standardized and proper level of review by the Committee. The QRC should be authorized by the AHJ to review and make, at any time deemed necessary, a determination whether an individual meets the requirements for qualification. The QRC must be able to review all documents which establish that the position Trainee has completed all the position qualification criteria delineated in the ICPD qualifications tables. Such documents include course records, certificates, PTBs, resumes, and incident personnel performance ratings. Committee Membership, Organization, and Meetings It is recommended the committee membership be made up of a broad cross-section of the entities, individuals, and disciplines whose applications will be presented for review by the committee. Limit the number of members from any one agency or organization to ensure a balanced and representative structure. Qualified incident management team personnel or other experts can be used to provide depth and expertise as members of the QRC or as ad hoc advisors. It is suggested a chair and vice-chair be elected by the membership to serve a specified term. No particular frequency of meetings is suggested, though it is recommended the QRC meet a minimum of once a year. Appeals Process The State or State-delegated AHJ should develop an appeals process to handle occasions when an applicant feels an error has been made in the qualifications process. Appeals of the actions of the QRC itself should be in writing directed to the AHJ no later than 30 days after Updated on 12/18/2012 27 of 50 notification. Appeals should contain (at a minimum) a description of the reason/circumstances leading to the appeal, supporting documentation, and the desired outcome. Updated on 12/18/2012 28 of 50 Appendix B - Qualifying Exercise and Event Guidelines The guidelines below are intended to provide consistency and authenticity when a State uses or recognizes an exercise, whether functional or full scale, to evaluate personnel, provide an opportunity for Trainees to complete tasks in their Position Task Books, or to maintain qualification currency for an ICS position identified within this guide. AHJs are encouraged to use the Homeland Security Exercise and Evaluation Program (HSEEP) guidance along with these guidelines when developing exercises to ensure a quality training and evaluation opportunity. IMPORTANT: Exercise players should be given an appropriate level of foundational knowledge through classroom or other learning methods to assure they are sufficiently prepared for an exercise. Players should not be thrown into an exercise unprepared. Exercises are NOT where the fundamentals are learned, nor are they the appropriate venue for demonstrating performance without adequate preparatory learning and practice opportunities. Required Exercise Attributes for AHIMT Course Equivalency The exercise components listed below are the required criteria for exercises a State must use for Type 3 Incident Management Team Command and General Staff positions as equivalent to the training course – O305 All-Hazards Incident Management Team as denoted in the ICPD qualifications tables. Preparatory Training Preliminary training should be completed before undertaking the exercise, to include o All the ICS courses through the 300 level course o Position-specific training appropriate to the position to be played o Team development and changes to team dynamics due to stress or other factors o Individual stress management o Team decision-making in a high-consequence stressful environment. o Previous experience as a Trainee in the position to be played on incidents, events, or qualifying exercises is advised. o The DHS All-Hazards Planning Process video should be viewed prior to or at the beginning of the exercise as a review. Each step of the “Planning P” must be accomplished at least once. Role players or scripted handouts must be provided for each key player discussed in the “Planning P” (e.g., Agency Administrator, Unified Command, etc.). Exercise Components The exercise must be operations-based, either a functional or full-scale exercise. o The exercise or simulation must take into account two operational periods, to include, at a minimum: Updated on 12/18/2012 29 of 50 Current real-time or compressed-time incident response oversight Development and production of an Incident Action Plan (IAP) for the next operational period. The actual exercise period must take place over a minimum of two days, real time. The player IMT’s organization must have an Incident Commander Type III, all General Staff positions filled, and the following Command Staff positions filled: o Public Information Officer o Safety Officer o Liaison Officer is encouraged but not required o Other Command Staff positions are optional The complexity of the incident must be Type 3. Injects (incident information including events, messages that can be delivered by way a variety of different media including role players in person, radio, written, etc) must include: o Simulated activities occurring on the incident that need attention. o Simulated external influences from: Agency Executives Elected Officials Media Stakeholders and public Injects must include information that must be shared with other IMT members in order to practice and demonstrate essential elements of information sharing and closing information loops. An adequate number of injects must be designed and provided to cause each member of the IMT to be engaged in the ongoing incident response as well as the planning process. Scenario should be Unified Command, multi-jurisdictional (preferred), or multi-agency in the same jurisdiction. There must be an ordering process established through an Emergency Operations Center (EOC) or simulated EOC. The incident must require more resources for the next operational period than are available on the incident during the current operational period. All applicable ICS forms must be completed for a complete IAP, including intermediate forms such as the ICS-215 and ICS-215a. After Action Review and Evaluation Exercise Players must be evaluated by currently personnel at qualified equivalent or a position that supervises in ICS or a higher typed certification. The following elements must be evaluated: o Compliance with and quality of execution of the Planning process specifically focusing on: Agency Administrator or Executive Briefing Unified Commander meeting Updated on 12/18/2012 30 of 50 o o o o o o o o o o o o Tactics meeting Planning meeting Quality, completeness, and effective use of ICS forms Quality and completeness of the Incident Action Plan (IAP) How well strategies and the tactical plan (including the IAP) will meet the Agency Administrator or Executive’s direction Effective information sharing among the different IMT positions Ability to perform the functional duties of assigned position Effectiveness of Unified Command Unified Objectives Shared Resources Appropriateness of placed or planned resource orders Use of a Unified Ordering Point or system Unified organization reflected in the IAP or current org chart Ability to process information, respond appropriately within functional responsibilities and make adjustments (response to injects) Appropriate emphasis on risk management/safety Personal traits such as effectiveness of decisions made under stress, demonstrated leadership, attitude, initiative, mutual respect, and team player qualities Quality and completeness of the Operational Briefing Qualifying Exercise Attributes An exercise in which Trainee’s have tasks evaluated and initialed; or, the exercise is used to maintain qualification currency, should meet all the criteria given for Exercise Attributes for AHIMT Course Equivalency with the following exceptions and differences: The real-time exercise period must last at least one day (8 hours, including evaluation). Filled Type III Incident Management Team positions must include: o Incident Commander o Operations Section Chief o Planning Section Chief o Logistics Section Chief Filled Type II and Type I Incident Management Team positions must include: o Incident Commander o Public Information Officer o Liaison Officer o Safety Officer o Operations Section Chief o Planning Section Chief o Logistics Section Chief o Finance/Administration Section Chief Updated on 12/18/2012 31 of 50 For Position Task Book task evaluation: The complexity of the incident must match the Type rating of the Incident Management Team position. A Trainee must be evaluated by personnel currently qualified at an equivalent position or a position that supervises in ICS or the same qualification but a higher type (e.g. a Type I Public Information Officer can evaluate a Type III Public Information Officer) For currency: The Incident Management Team position played must be listed as one that maintains currency in the relevant ICPD qualification table. Qualifying Event Attributes An Event in which Incident Management Team Trainee’s have tasks evaluated and initialed; or, the Event is used to maintain qualification currency, should meet all the criteria given below: Criteria The Event is complex enough to require an IMT3 or higher to manage. Sharing of information between IMT members is necessary in order to close critical decision loops. The Event must span at least two distinct periods of time in which the entire Incident Management Team is involved - to include, at a minimum: o Development and production of an Event Action Plan (EAP) o On-scene Event Management Time spent as an entire IMT planning for and providing on-scene Event Management must encompass a minimum of two full days (sixteen or more hours). Filled Type III Incident Management Team positions must include: o Incident Commander o Operations Section Chief o Planning Section Chief o Logistics Section Chief Filled Type II and Type I Incident Management Team positions must include: o Incident Commander o Public Information Officer o Liaison Officer o Safety Officer o Operations Section Chief o Planning Section Chief o Logistics Section Chief o Finance/Administration Section Chief Event influences should include o Agency Administrators or Executives of some entity to set out what the goals are – what success looks like o Elected Officials Updated on 12/18/2012 32 of 50 o Media o Stakeholders and public Event should involve Unified Command, multi-jurisdictional (preferred), or multi-agency in the same jurisdiction. All applicable ICS forms must be completed for a complete EAP, including intermediate forms such as the ICS-215 and ICS-215a. For Position Task Book task evaluation: The complexity of the incident must match the Type rating of the Incident Management Team position. A Trainee must be evaluated by personnel currently qualified at an equivalent position or a position that supervises in ICS or the same qualification but a higher type (e.g. a Type I Public Information Officer can evaluate a Type III Public Information Officer) For currency: The Incident Management Team position played must be listed as one that maintains currency in the relevant ICPD qualification table. Updated on 12/18/2012 33 of 50 Appendix C – Incident Command Position Description Tables Introduction This document contains draft Qualification Tables for Incident Management position titles under the National Incident Management System (NIMS). Individuals who meet these qualifications can be determined to be credentialed if their identity and authorization for deployment is also verified. At this time, the Tables below identify the qualification criteria for Type III and II Incident Management Team positions only. Qualification Criteria The categories of criteria listed are defined as follows: Training Instruction and/or activities that enhance an individual’s core knowledge, increase skill set and proficiency as well as strengthen and augment abilities. Coursework is considered to be a primary means by which personnel can adequately prepare for successful position performance evaluation. Experience The activities an individual must accomplish, generally within the context of actual or simulated incidents or events, to prepare for and demonstrate proficiency at the tasks identified in a position’s Position Task Book. Physical/Medical Fitness Currency Physical and medical considerations, that when applied, help to ensure safe performance in potentially hazardous environments. Functioning in the ICS position or related position during a qualifying incident, event or exercise (simulation) at least once every five years. *1 No criteria for Education and Professional and Technical Licenses and Certifications have been identified at this time so they are not currently shown in the tables below. Equivalency Many of the position-specific and team training courses listed in the Training criteria allow for equivalent training. Equivalency is determined by each State. Refer to the section titled Equivalent Training – Courses and Exercises above for a full description. Direct Entry Positions For many of the Type III positions delineated below – direct entry is allowed. Direct entry allows for an individual to pursue qualification directly into a mid or upper level ICS position without qualifying previously in positions that are subordinate to the target position. However it important to note that some of the Position Task Books for the direct entry positions listed below include tasks whereby the position Trainee must demonstrate satisfactory performance in subordinate positions that could be filled in a complete ICS organization. This is correctly aligned with a foundational principle of the Incident Command System (ICS) which requires that when a lower position is not filled in an incident organization, the position above assumes all the functional responsibilities of the unfilled position below. Some of the Position Task Books do not identify specific tasks associated with subordinate positions. However, the ICS principle above must be taken into consideration when evaluating a candidate for a direct entry position. It is critical to ICS reliability that individuals who are qualified into mid or upper level position using this qualification system must be able to perform in a satisfactory manner in subordinate positions. Updated on 12/18/2012 34 of 50 Direct Entry Target Position Subordinate Position(s) with associated tasks identified in PTB Operations Section Chief Division Group Supervisor, Strike Team Leader/Task Force Leader Planning Section Chief Resources Unit Leader, Situation Unit Leader, Documentation Unit Leader, Demobilization Unit Leader Status Check-in Recorder, Logistics Section Chief Facilities Unit Leader, Supply Unit Leader, Ground Support Unit Leader Communications Unit Leader, Medical Unit Leader, Food Unit Leader Finance/Administration Section Chief Time Unit Leader, Procurement Unit Leader, Compensation and Claims Unit Leader, Cost Unit Leader Division Group Supervisor Strike Team Leader/Task Force Leader Updated on 12/18/2012 Subordinate Position(s), no tasks identified in PTB 35 of 50 Name of Position Incident Commander (IC) Description An Incident Commander has overall authority and responsibility for conducting incident operations, and is responsible for the management of all incident operations at the incident site. TYPE TYPE-III TYPE-II Category Criteria Criteria Prerequisite Qualification Training There is no direct entry to qualification for this position. Pre-requisite qualification must be obtained before a Position Task Book for Incident Commander can be initiated (note prerequisite qualification in Experience below). NOTE: The Incident Commander position has pre-requisite qualifications (See “Alternative” in Experience). Previous training is required to qualify in any one of those positions. Same as Type III plus: NWCG S420 or Equivalent Completion of the following courses/curricula: 1. ICS-100: Introduction to ICS 2. ICS-200: Basic ICS 3. ICS-300: Intermediate ICS 4. ICS-400: Advanced ICS 5. IS-700: NIMS, An Introduction 6. IS-800: NRF, An Introduction 7. E/L950: All Hazard Incident Commander, or equivalent 8. O305: All-Hazards Incident Management Team or equivalent Training or Exercise (See “Alternative” in Experience) 9. Position-specific training as determined by AHJ Experience Physical/Medical Fitness Currency Updated on 12/18/2012 Alternative Successful performance as an IC in an Exercise meeting the criteria listed in the Interstate Incident Management Team Credentialing System guide may fulfill the All-Hazards Incident Management training requirement listed in Training above Completion of the following: 1. Qualified as Operations, Planning, or Logistics Section Chief at the Type III level. 2. Experience related to incident management at the Type III level as determined by the AHJ. 3. Completion of a Type III Incident Commander Position Task Book. 4. Satisfactory performance as an Incident Commander at the Type III level. Completion of the following: 1. Qualified as Operations, Planning, or Logistics Section Chief at the Type II level or Incident Commander Type III. Satisfactory performance as an Incident Commander at the Type III level. 2. Experience related to incident management at the Type II level as determined by the AHJ. 3. Completion of a Type II Incident Commander Position Task Book. 4. Satisfactory performance as an Incident Commander at the Type II level. Compliance with the following: 1. Medical requirements established by the AHJ 2. Minimum physical fitness standards as required by the AHJ Same as Type III Functioning as a Type III Incident Commander during a qualifying incident, event or exercise (simulation) or functioning as a Type I or III Incident Commander, or in a Type I, II, III General Staff position at least once every five years. 36 of 50 Name of Position Public Information Officer (PIO) Description A Public Information Officer (PIO) is responsible for interfacing with the public and media or with other agencies with incident-related information requirements TYPE TYPE-III TYPE-II Category Criteria Criteria Pre-requisite Qualification PIO Type III is a direct entry position with no subordinate positions Pre-requisite qualification as a PIO Type III must be obtained before a Position Task Book for PIO Type II can be initiated (note prerequisite qualification in Experience below). Completion of the following courses/curricula: 1. ICS-100: Introduction to ICS 2. ICS-200: Basic ICS 3. ICS-300: Intermediate ICS 4. ICS-400: Advanced ICS 5. IS-700: NIMS, An Introduction 6. IS-800: NRF, An Introduction 7. E/L952: All Hazard Public Information Officer, or equivalent 8. O305: All-Hazards Incident Management Team or equivalent Training or Exercise (See “Alternative” in Experience) 9. Position-specific training as determined by the AHJ Same as Type III plus: NWCG S420 or Equivalent Alternative Successful performance as a PIO in an Exercise meeting the criteria listed in the Interstate Incident Management Team Credentialing System guide may fulfill the All-Hazards Incident Management training requirement listed in Training above Completion of the following: 1. Experience managing the generation and dissemination of information related to the incident for the public and the media as well as experience in incident management as determined by the AHJ 2. Experience with EOC/IMT interface (this experience can be fulfilled by completing E/E/L947) 3. Satisfactory performance as a PIO at the Type III level. 4. Completion of Type III PIO Position Task Book Completion of the following: 1. Qualified as a Public Information Officer Type III. 2. Satisfactory performance as a PIO at the Type II level. 3. Completion of Type II PIO Position Task Book Compliance with the following: 1. Medical requirements established by the AHJ 2. Minimum physical fitness standards as required by the AHJ Same as Type III Physical/Medical Fitness Currency Functioning as a Type III PIO during a qualifying incident, event or exercise (simulation) at least once every five years. Training Experience Updated on 12/18/2012 37 of 50 Name of Position Safety Officer (SOF) Description An incident Safety Officer is responsible for monitoring and assessing safety hazards or unsafe situations, and for developing measures for ensuring personnel safety TYPE TYPE-III TYPE-II Category Criteria Criteria Pre-requisite Qualification SOF Type III is a direct entry position with no subordinate positions Pre-requisite qualification as a SOF Type III must be obtained before a Position Task Book for SOF Type II can be initiated (note prerequisite qualification in Experience below). Completion of the following courses/curricula: 1. ICS-100: Introduction to ICS 2. ICS-200: Basic ICS 3. ICS-300: Intermediate ICS 4. ICS-400: Advanced ICS 5. IS-700: NIMS, An Introduction 6. IS-800: NRF, An Introduction 7. E/L954: All Hazards Safety Officer or equivalent 8. O305: All-Hazards Incident Management Team or equivalent Training or Exercise (See “Alternative” in Experience) 9. Position-specific training as determined by the AHJ Same as Type III plus: NWCG S420 or Equivalent Alternative Successful performance as a PIO in an Exercise meeting the criteria listed in the Interstate Incident Management Team Credentialing System guide may fulfill the All-Hazards Incident Management training requirement listed in Training above Completion of the following: 1. Safety experience in strategy and tactics related to the incident as well as experience in incident management as determined by the AHJ 2. Experience with EOC/IMT interface (this experience can be fulfilled by completing E/L947) 3. Satisfactory performance as Safety Officer at the Type III level. 4. Completion of Type III Safety Officer Position Task Book 5. Completion of hazard specific endorsements as determined by the AHJ Completion of the following: 1. Qualified as a Safety Officer Type III. 2. Satisfactory performance as a SOF at the Type II level. 3. Completion of Type II SOF Position Task Book Physical/Medical Fitness Compliance with the following: 1. Medical requirements established by the AHJ 2. Minimum physical fitness standards as required by the AHJ Same as Type III Currency Functioning as a Type III Safety Officer with applicable endorsements during a qualifying incident, event or exercise (simulation) at least once every five years. Training Experience Updated on 12/18/2012 38 of 50 Name of Position Description Liaison Officer (LOF) A Liaison Officer is responsible for coordinating with cooperating and assisting agencies. Category Criteria Pre-requisite Qualification LOF is a direct entry position with no subordinate positions. There is no Type distinction for the LOF position Training Experience Completion of the following courses/curricula: 1. ICS-100: Introduction to ICS 2. ICS-200: Basic ICS 3. ICS-300: Intermediate ICS 4. ICS-400: Advanced ICS 5. IS-700: NIMS, An Introduction 6. IS-800: NRF, An Introduction 7. E/L956 All Hazard Liaison Officer 8. O305: All-Hazards Incident Management Team or equivalent Training or Exercise (See “Alternative” in Experience) 9. Position-specific training as determined by AHJ Alternative Successful performance as an LOF in an Exercise meeting the criteria listed in the Interstate Incident Management Team Credentialing System guide may fulfill the All-Hazards Incident Management training requirement listed in Training above Completion of the following: 1. Experience coordinating with cooperating and assisting agencies as well as experience related to incident management as determined by the AHJ 2. Experience with EOC/IMT interface (this experience can be fulfilled by completing E/L947) 3. Satisfactory performance as a Liaison Officer at the Type III level. 4. Completion of Type III Liaison Officer Position Task Book Physical/Medical Fitness Compliance with the following: 1. Medical requirements established by the AHJ 2. Minimum physical fitness standards as required by the AHJ Currency Functioning as a Liaison Officer with applicable endorsements during a qualifying incident, event or exercise (simulation) at least once every five years. Updated on 12/18/2012 39 of 50 Name of Position Description Operations Section Chief (OSC) An Operations Section Chief is responsible for all tactical incident operations, including the activation and supervision of ICS organizational elements in accordance with and in execution of the Incident Action Plan (IAP). TYPE TYPE-III TYPE-II Category Criteria Criteria Pre-requisite Qualification OSC Type III is a direct entry position and has subordinate ICS positions Pre-requisite qualification must be obtained before a Position Task Book for OSC type II can be initiated (note prerequisite qualification in Experience below).. Completion of the following courses/curricula: 1. ICS-100: Introduction to ICS 2. ICS-200: Basic ICS 3. ICS-300: Intermediate ICS 4. ICS-400: Advanced ICS 5. IS-700: NIMS, An Introduction 6. IS-800: NRF, An Introduction 7. E/L958: All Hazard Operations Section Chief or equivalent 8. O305: All-Hazards Incident Management Team or equivalent Training or Exercise (See “Alternative” in Experience) 9. Position-specific training as determined by AHJ Same as Type III plus: NWCG S420 or Equivalent Alternative Successful performance as an OSC in an Exercise meeting the criteria listed in the Interstate Incident Management Team Credentialing System guide may fulfill the All-Hazards Incident Management training requirement listed in Training above Completion of the following: 1. Experience and development in execution of the operational tactics as related to the incident and with multi-operational period incident management as well as experience in incident management as determined by the AHJ 2. Experience with EOC/IMT interface (this experience can be fulfilled by completing E/L947) 3. Satisfactory performance as an Operations Section Chief at the Type III level. Completion of Type III Operations Section Chief Position Task Book 4. Completion of hazard specific endorsements as determined by the AHJ Completion of the following: 1. Qualified as a Operations Section Chief Type III or qualified as a Division/Group Supervisor 2. Satisfactory performance as an OSC at the Type II level. 3. Completion of Type II OSC Position Task Book Physical/Medical Fitness Compliance with the following: 1. Medical requirements established by the AHJ 2. Minimum physical fitness standards as required by the AHJ Same as Type III Currency Functioning as a Type III Operations Section Chief with applicable endorsements, or during a qualifying incident, event or exercise (simulation) at least once every five years. Training Experience Updated on 12/18/2012 40 of 50 Name of Position Description Planning Section Chief (PSC) A Planning Section Chief is responsible for the collection, evaluation and dissemination as well as the use of information about the development of the incident and status of resources. The Planning Section Chief is responsible for ensuring the safety and welfare of all section personnel. TYPE TYPE-III TYPE-II Category Criteria Criteria Pre-requisite Qualification PSC Type III is a direct entry position but has subordinate ICS positions Pre-requisite qualification must be obtained before a Position Task Book for PSC type II can be initiated (note prerequisite qualification in Experience below). Completion of the following courses/curricula: 1. ICS-100: Introduction to ICS 2. ICS-200: Basic ICS 3. ICS-300: Intermediate ICS 4. ICS-400: Advanced ICS 5. IS-700: NIMS, An Introduction 6. IS-800: NRF, An Introduction 7. E/L964: Situation Unit Leader Course or equivalent 8. E/L965: Resources Unit Leader Course or equivalent 9. E/L962: All Hazard Planning Section Chief, or equivalent 10. O305: All-Hazards Incident Management Team or equivalent Training or Exercise (See “Alternative” in Experience) 11. Position-specific training as determined by AHJ Same as Type III plus: NWCG S420 or Equivalent Alternative Successful performance as an PSC in an Exercise meeting the criteria listed in the Interstate Incident Management Team Credentialing System guide may fulfill the All-Hazards Incident Management training requirement listed in Training above Completion of the following: 1. Experience related to emergency planning and preparedness, report writing and information management as well as experience in incident management as determined by the AHJ 2. Experience with EOC/IMT interface (this experience can be fulfilled by completing E/L947) 3. Satisfactory performance as a Planning Section Chief at the Type III level. 4. Completion of Type III Planning Section Chief Position Task Book Completion of the following: 1. Qualified as a Planning Section Chief Type III or qualified as a Resources Unit Leader and Situation Unit Leader 2. Satisfactory performance as a PSC at the Type II level. 3. Completion of Type II PSC Position Task Book Physical/Medical Fitness Compliance with the following: 1. Medical requirements established by the AHJ 2. Minimum physical fitness standards as required by the AHJ Same as Type III Currency Functioning as a Type III Planning Section Chief during a qualifying incident, event or exercise (simulation) at least once every five years. Training Experience Updated on 12/18/2012 41 of 50 Name of Position Description Finance /Administration Section Chief (FSC) A Finance/Administration Section Chief is responsible for monitoring sources of funds and cost expenditures to ensure statutory rules that apply are met; tracking and reporting to the IC the financial “burn rate” as an incident progresses; coordinating with the Planning and Logistics Sections so operational records are reconciled with financial documents, and for supervising members of the Finance/Administration Section, when activated. TYPE TYPE-III TYPE-II Category Criteria Criteria Pre-requisite Qualification FSC Type III is a direct entry position but has subordinate ICS positions Pre-requisite qualification must be obtained before a Position Task Book for FSC type II can be initiated (note prerequisite qualification in Experience below). Completion of the following courses/curricula: 1. ICS-100: Introduction to ICS 2. ICS-200: Basic ICS 3. ICS-300: Intermediate ICS 4. ICS-400: Advanced ICS 5. IS-700: NIMS, An Introduction 6. IS-800: NRF, An Introduction 7. E/L973: All Hazard Finance/Administration Section Chief, or equivalent 8. S-260: Interagency Incident Business Management or equivalent 9. O305: All-Hazards Incident Management Team or equivalent Training or Exercise (See “Alternative” in Experience) 10. Position-specific training as determined by AHJ Same as Type III plus: NWCG S420 or Equivalent Alternative Successful performance as an FSC in an Exercise meeting the criteria listed in the Interstate Incident Management Team Credentialing System guide may fulfill the All-Hazards Incident Management training requirement listed in Training above Completion of the following: 1. Experience related to incident management and financial/administrative matters as well as experience in incident management as determined by the AHJ 2. Experience with EOC/IMT interface (this experience can be fulfilled by completing E/L947) 3. Satisfactory performance as a Finance/Admin Section Chief at the Type III level. 4. Completion of Type III Finance/Administration Section Chief Position Task Book Completion of the following: 1. Qualified as a Finance/Administration Section Chief Type III or qualified as a Time Unit Leader and either Procurement Unit Leader or Cost Unit leader 2. Satisfactory performance as a FSC at the Type II level. 3. Completion of Type II FSC Position Task Book Physical/Medical Fitness Compliance with the following: 1. Medical requirements established by the AHJ 2. Minimum physical fitness standards as required by the AHJ Same as Type III Currency Functioning as a Type III Finance/ Administration Section Chief during a qualifying incident, event or exercise (simulation) at least once every five years Training Experience Updated on 12/18/2012 42 of 50 Name of Position Logistics Section Chief Description A Logistics Section Chief is responsible for providing facilities, services and material support for the incident, including all essential services and support functions needed for the incident management. TYPE TYPE-III TYPE-II Category Criteria Criteria Pre-requisite Qualification LSC Type III is a direct entry position but has subordinate ICS positions Pre-requisite qualification must be obtained before a Position Task Book for LSC type II can be initiated (note prerequisite qualification in Experience below). Completion of the following courses/curricula: 1. ICS-100: Introduction to ICS 2. ICS-200: Basic ICS 3. ICS-300: Intermediate ICS 4. ICS-400: Advanced ICS 5. IS-700: NIMS, An Introduction 6. IS-800: NRF, An Introduction 7. E/L970: Supply Unit Leader or equivalent 8. E/L971: Facilities Unit Leader or equivalent 9. E/L967 All Hazard Logistics Section Chief 10. O305: All-Hazards Incident Management Team or equivalent Training or Exercise (See “Alternative” in Experience) 11. Position-specific training as determined by AHJ Same as Type III plus: NWCG S420 or Equivalent Alternative Successful performance as an FSC in an Exercise meeting the criteria listed in the Interstate Incident Management Team Credentialing System guide may fulfill the All-Hazards Incident Management training requirement listed in Training above Completion of the following: 1. Experience related to facilities, services and material support as well as experience in incident management as determined by the AHJ 2. Experience with EOC/IMT interface (this experience can be fulfilled by completing E/L947) 3. Satisfactory performance as a Logistics Section Chief at the Type III level. 4. Completion of Type III Logistics Section Chief Position Task Book Completion of the following: 1. Qualified as a Logistics Section Chief Type III or qualified as a Facilities Unit Leader and either Supply Unit Leader or Ground Support Unit leader 2. Satisfactory performance as a LSC at the Type II level. 3. Completion of Type II LSC Position Task Book Physical/Medical Fitness Compliance with the following: 1. Medical requirements established by the AHJ 2. Minimum physical fitness standards as required by the AHJ Same as Type III Currency Functioning as a Type III Logistics Section Chief during a qualifying incident, event or exercise (simulation) at least once every five years Training Experience Updated on 12/18/2012 43 of 50 Name of Position Description Division/Group Supervisor (DIVS) A Division/Group Supervisor is responsible for all tactical incident operations, and supervision of resources within their assigned geographic or functional area in accordance with and in execution of the Incident Action Plan (IAP). Category Criteria Pre-requisite Qualification DIVS is a direct entry position with subordinate ICS positions. There is no Type distinction for the DIVS position Training Experience Completion of the following courses/curricula: 1. ICS-100: Introduction to ICS 2. ICS-200: Basic ICS 3. ICS-300: Intermediate ICS 4. ICS-400: Advanced ICS 5. IS-700: NIMS, An Introduction 6. IS-800: NRF, An Introduction 7. Position-specific training as determined by AHJ Completion of the following: 1. Experience in operational strategy and tactics and incident management at a level commensurate with the scope of the incident as determined by the AHJ 2. Satisfactory performance as a Division/Group Supervisor 3. Completion of Division/ Group Supervisor Position Task Book Physical/Medical Fitness Compliance with the following: 1. Medical requirements established by the AHJ 2. Minimum physical fitness standards as required by the AHJ Currency Functioning as a Division/Group Supervisor with applicable endorsements during a qualifying incident, event or exercise (simulation) at least once every five years. Updated on 12/18/2012 44 of 50 Name of Position Description Communications Unit Leader (COML) A Communications Unit Leader is responsible to provide oversight and supervision for their functional unit within their respective section to ensure the objectives established for their section are accomplished. Category Criteria Pre-requisite Qualification COML is a direct entry position with subordinate ICS positions. There is no Type distinction for the COML position Training Experience Physical/Medical Fitness Currency Updated on 12/18/2012 Completion of the following courses/curricula: 1. ICS-100: Introduction to ICS 2. ICS-200: Basic ICS 3. ICS-300: Intermediate ICS 4. ICS-400: Advanced ICS 5. IS-700: NIMS, An Introduction 6. IS-800: NRF, An Introduction 7. E/L969: All Hazards Communications Unit Leader or equivalent 8. Position-specific training as determined by AHJ Completion of the following: 1. Experience providing oversight and supervision for units within a respective section in order to ensure the objectives established for their section is accomplished as well as experience in incident management as determined by the AHJ. 2. Satisfactory performance as a Incident Communications Technician 3. Satisfactory performance as a Communications Unit Leader at the Type III level. Compliance with the following: 3. Medical requirements established by the AHJ 4. Minimum physical fitness standards as required by the AHJ Functioning as a Communications Unit Leader, Incident Communications Center Manager or Incident Communications Technician during a qualifying incident, event or exercise (simulation) at least once every five years 45 of 50 Name of Position Description Facilities Unit Leader (FACL) A Facilities Unit Leader is responsible to provide oversight and supervision for their functional unit within their respective section to ensure the objectives established for their section are accomplished Category Criteria Pre-requisite Qualification FACL is a direct entry position with subordinate ICS positions. There is no Type distinction for the FACL position Training Experience Physical/Medical Fitness Currency Updated on 12/18/2012 Completion of the following courses/curricula: 1. ICS-100: Introduction to ICS 2. ICS-200: Basic ICS 3. ICS-300: Intermediate ICS 4. ICS-400: Advanced ICS 5. IS-700: NIMS, An Introduction 6. IS-800: NRF, An Introduction 7. E/L971: All Hazards Facilities Unit Leader 8. Position-specific training as determined by AHJ Completion of the following: 1. Experience providing oversight and supervision for units within a respective section in order to ensure the objectives established for their section is accomplished as well as experience in incident management as determined by the AHJ. 2. Satisfactory performance as a Facilities Unit Leader at the Type III level. 3. Appropriate Position Task Book Compliance with the following: 1. Medical requirements established by the AHJ 2. Minimum physical fitness standards as required by the AHJ Functioning as a Facilities Unit Leader, Logistics Section Chief Type I or Type II, Service or Support Branch Director, Base Camp Manager, or Receiving/ Distribution Manager during a qualifying incident, event or exercise (simulation) at least once every five years 46 of 50 Name of Position Description Resources Unit Leader (RESL) A Resources Unit Leader is responsible to provide oversight and supervision for their functional unit within their respective section to ensure the objectives established for their section are accomplished Category Criteria Pre-requisite Qualification RESL is a direct entry position with subordinate ICS positions. There is no Type distinction for the RESL position Training Experience Physical/Medical Fitness Currency Updated on 12/18/2012 Completion of the following courses/curricula: 1. ICS-100: Introduction to ICS 2. ICS-200: Basic ICS 3. ICS-300: Intermediate ICS 4. ICS-400: Advanced ICS 5. IS-700: NIMS, An Introduction 6. IS-800: NRF, An Introduction 7. E/L965: All Hazards Resources Unit Leader 8. Position-specific training as determined by AHJ Completion of the following: 1. Experience providing oversight and supervision for units within a respective section in order to ensure the objectives established for their section is accomplished as well as experience in incident management as determined by the AHJ. 2. Satisfactory performance as a Resources Unit Leader at the Type III level. 3. Completion of Resources Unit Leader Position Task Book. Compliance with the following: 1. Medical requirements established by the AHJ 2. Minimum physical fitness standards as required by the AHJ Functioning as a Resources Unit Leader ,Planning Section Chief Type I or II, Demobilization Unit Leader or Status/Check In Recorder during a qualifying incident, event or exercise (simulation) at least once every five years 47 of 50 Name of Position Description Situation Unit Leader (SITL) A Situation Unit Leader is responsible to provide oversight and supervision for their functional unit within their respective section to ensure the objectives established for their section are accomplished Category Criteria Pre-requisite Qualification SITL is a direct entry position with subordinate ICS positions. There is no Type distinction for the SITL position Training Experience Physical/Medical Fitness Currency Updated on 12/18/2012 Completion of the following courses/curricula: 1. ICS-100: Introduction to ICS 2. ICS-200: Basic ICS 3. ICS-300: Intermediate ICS 4. ICS-400: Advanced ICS 5. IS-700: NIMS, An Introduction 6. IS-800: NRF, An Introduction 7. E/L964: All Hazards Situation Unit Leader 8. Position-specific training as determined by AHJ Completion of the following: 1. Experience providing oversight and supervision for units within a respective section in order to ensure the objectives established for their section is accomplished as well as experience in incident management as determined by the AHJ. 2. Satisfactory performance as a Situation Unit Leader at the Type III level. 3. Completion of Situation Unit Leader Position Task Book. Compliance with the following: 1. Medical requirements established by the AHJ 2. Minimum physical fitness standards as required by the AHJ Functioning as a Situation Unit Leader, Planning Section Chief Type I or II or Field Observer during a qualifying incident, event or exercise (simulation) at least once every five years 48 of 50 Name of Position Description Supply Unit Leader (SPUL) A Supply Unit Leader is responsible to provide oversight and supervision for their functional unit within their respective section to ensure the objectives established for their section are accomplished Category Criteria Pre-requisite Qualification SPUL is a direct entry position with subordinate ICS positions. There is no Type distinction for the SPUL position Training Experience Physical/Medical Fitness Currency Updated on 12/18/2012 Completion of the following courses/curricula: 1. ICS-100: Introduction to ICS 2. ICS-200: Basic ICS 3. ICS-300: Intermediate ICS 4. ICS-400: Advanced ICS 5. IS-700: NIMS, An Introduction 6. IS-800: NRF, An Introduction 7. E/L970: All Hazards Supply Unit Leader 8. Position-specific training as determined by AHJ Completion of the following: 1. Experience providing oversight and supervision for units within a respective section in order to ensure the objectives established for their section is accomplished as well as experience in incident management as determined by the AHJ. 2. Satisfactory performance as a Supply Unit Leader at the Type III level. 3. Completion of Supply Unit Leader Position Task Book Compliance with the following: 1. Medical requirements established by the AHJ 2. Minimum physical fitness standards as required by the AHJ Functioning as a Supply Unit Leader, Logistics Section Chief Type I or Type II, Service or Support Branch Director, Ordering Manger, or Receiving/ Distribution Manager during a qualifying incident, event or exercise (simulation) at least once every five years 49 of 50 Name of Position Strike Team/Task Force Leader (STL/TFL) Description A Strike Team/Task Force Leader is responsible to provide oversight and supervision within their respective area Category Criteria Pre-requisite Qualification STL/TFL is a direct entry position with subordinate ICS positions. There is no Type distinction for the STL/TFL position Training Experience Physical/Medical Fitness Currency Updated on 12/18/2012 Completion of the following courses/curricula: 1. ICS-100: Introduction to ICS 2. ICS-200: Basic ICS 3. ICS-300: Intermediate ICS 4. IS-700: NIMS, An Introduction 5. IS-800: NRF, An Introduction 6. S330: Strike Team/ Task Force Leader or equivalent 7. Position-specific training as determined by AHJ Completion of the following: 1. Experience providing oversight and supervision for units within a respective section in order to ensure the objectives established for their section is accomplished as well as experience in incident management as determined by the AHJ. 2. Satisfactory performance as a Strike Team Leader/Task Force Leader. 3. Completion of Strike Team Leader/Task Force Leader Position Task Book Compliance with the following: 3. Medical requirements established by the AHJ 4. Minimum physical fitness standards as required by the AHJ Functioning as a Strike Team/ Task Force Leader, Incident Commander Type III or Type IV, Operations Branch Director, Operations Section Chief Type I or Type II, Division Group Supervisor during a qualifying incident, event or exercise (simulation) at least once every five years 50 of 50