Introduction to English Syntax Level 1 Course Ron Kuzar Department of English Language and Literature University of Haifa Chapter 2 Sentences: From Lexicon to Syntax Predicate: The Life Giving Component of the Sentence • Consider the sentence: John bought a car. • If we only had the phrase “John”, would we know anything about the structure of this sentence? NO! • How about “a car”? NO! • How about “bought”? YES! • Buy is the predicate. – We know that the sentence will have the form: A buy B, where A and B are NPs. – Further we know that A=a person, B=(typically) a thing Terminological Note • Predicate • Also: – Head (of the sentence) – Nucleus (of the sentence) • Sometimes the term predicate (or predicate phrase) is used in a syntactic sense, meaning the verb and its following phrases (roughly =VP). This is NOT how we are using it here. • We are using it here in a lexical–semantic sense (to be explained below). Valency • The information that we know about the predicate is its valency. • Valency includes: • The number of NPs participating in the sentence. These participants are called arguments. • Their relation to the predicate (subject or object, without or with a preposition). • Additional semantic information about the arguments (person, animate, inanimate, etc.) Terminological Note: • Valency • Also: – Valence – Argument structure • Argument • Also: – Participant – Satellite Word Class of Predicate • Predicates may be V, N, A, or P. • At this point, we only discuss verbs. • Verbs are predicates par excellence, i.e. they are always predicates, not anything else. • Only lexical verbs are predicates. Grammatical and Lexical Verbs • Grammatical verbs are: – Auxiliaries and modals: be, have, may, would, etc. • Lexical verbs are all the others. • Lexical verbs have valency, Grammatical verbs do not. Grammar and Lexicon • More generally, the grammar contains predictable information (rules), while the lexicon contains idiosyncratic information. • The behavior of auxiliaries is rule-governed. It belongs to the grammar. • The valency of a predicate is idiosyncratic information. It belongs to the lexicon. • This is why we called the two types of verbs lexical and grammatical. Sentence Production • Sentence production may be viewed as: – selecting a predicate from the lexicon. E.g. rely. This verb comes with its valency: NP[person] rely PP[on NP]. Or simply: A rely on B. – selecting the right number and types of arguments from the lexicon according to this valency. E.g. A=my father, B=his experience). – Inserting them around the predicate in their appropriate syntactic positions. E.g. My father relies on his experience. Number of Arguments • A verb may have 0–3 arguments: • One argument: cough, emerge. – E.g. Mary coughed. – A new problem has emerged. • Two arguments: eat, look. – John is eating a banana. – Mary will look at the mountains. • Three arguments: send (2 valencies of the same V). – The secretary sent the letter to Linda. – The secretary sent Linda the letter. Terminological Note • Predicates with 0/1/2/3 arguments are called Zero-/one-/two-/three-place predicates. • One-place predicate • Also: – intransitive predicate • Two place predicate • Also: – (Mono-) transitive predicate • Three-place predicate • Also: – Ditransitive predicate Zero-Place Predicates • Predicates with zero arguments are special. – They describe environmental conditions. (they are sometimes called “weather predicates”.) – They have a subject which is not an argument. • Consider the sentence It is raining. • The sentence has the subject it. • Note, however, that you cannot ask: *Who/what is raining. • There is no real entity behind this it. • It is a dummy subject, called also expletive. Terminological Note • Expletive (subject) • Also: – Dummy subject – Pleonastic subject Expletive • An expletive is not determined by the valency of the verb, it does not come from the lexicon. • English grammar requires that every sentence should have a subject. • Since the lexicon does not provide an argument in the subject position, grammar itself supplies it. • The sentence It is raining has an expletive subject, but it has zero arguments. Two Kinds of It • Not every it at the beginning of a sentence is an expletive. – It tastes very good! – What tastes very good? – The soup. • Here it is a regular pronoun, representing a real entity. • This is why we CAN ask about its identity. Case • Have a look at the following sentences: – She likes us. – They hate him. – We like her. – He hates them. • We have two sets of forms here: he, she, we, they = Pronouns in Nominative Case. him, her, us, them = Pronouns in Accusative Case. • In the subject position we have Nom. • In the object position we have Acc. • Also after a preposition we have Acc.: to me, at her, in us, on him, etc. Terminological Note • Nominative case • Also: – Subjective case • Accusative case • Also: – Objective case Pronouns without case • It and you do not have distinct Nominative and Accusative forms. • To make a distinction, change you into a different person, or change it into they. – You found me. –I found you. – He found me. –I found him. -----------------------------------------------------– It annoys me. –I love it. – They annoy me. –I love them. Nom. Acc. Nom. Acc. Phrases without case • In English, pronouns have Nom. and Acc. case, but lexical nouns and NPs do not. • We might say: NPs have abstract case. • If you are not sure about an NP’s abstract case, change it into a pronoun. – I found the books / them – The books and them are in the Acc. case Subject, Direct Object, Oblique Object, Indirect Object • • • • Subject (Direct) Object Oblique (Object) Indirect Object = Nom. NP argument. = Acc. NP argument. = Acc. NP argument in PP. = Acc. NP argument; first in a double object construction • Abreviations: Subject Object Oblique = = = Subj. Obj. Obl. Examples subj. – Max found – Mary gave Indirect obj. subj. – Jack relies – Sally gave direct obj. John a book direct obj. Linda a book. oblique obj. on Laura to Jeff Terminological Note • Oblique (object) • Also: – Indirect object (VERY CONFUSING) – Prepositional object • Indirect Object – is sometimes considered a first direct object in a double (direct) object construction. Adjuncts • A sentence may contain other phrases that are not part of the valency of the predicate. • These phrases are called adjuncts. • Adjuncts may be NPs, PPs, or AdvPs. – John has read the book seven times (NP). – John read the book in his room (PP). – Yesterday (AdvP) John read the book. • The subject, objects, and adjuncts are called the Parts of the Sentence. Terminological Note • The term Part of speech (=word class) indicates categorial affiliation. • The term Parts of the Sentence indicates functional insertion. • A phrase of type X is allowed to be inserted into syntactic position Y, e.g.: – An NP may serve as subj. – An NP or PP may serve as obj. etc. Terminological Note • Adjunct • Also: – Adverbial (phrase) • Note that the term Adverbial is confusing since it looks like it is associated with the adverb, but this is not necessarily so. Summary: Sentence Structure • Every sentence contains: – A predicate. – Arguments according to the predicate’s valency. – Any number of adjuncts. A Sample Question • In the following sentence, identify the valency of the verb (e.g. A drink B, A talk to B). • Identify the arguments in the sentence by the terms subject, direct object, oblique object, indirect object. • Identify adjuncts. – At 17:00, my boss phoned the aforementioned client from the car, for more information about the deal. • Answer: Valency: A phone B Subject: My boss Direct object: the aforementioned client Adjuncts: at 17:00, from the car, for more information about the deal. Homework • Same instructions as in the sample question: – Accordingly, the minister has referred the case to the court for further processing. – It has been snowing for three hours. – After this incident, Kate playfully aimed the rifle at the crewmen. – The boss yelled at the secretary for no reason. – The boss asked the secretary for the list of applicants. – Farmers sprayed the chemicals on their fields at their own discretion on the specified day.