T. Trimpe 2006 http://sciencespot.net Fingerprint Principles According to criminal investigators, fingerprints follow 3 fundamental principles: • A fingerprint is an individual characteristic; no two people have been found with the exact same fingerprint pattern. • A fingerprint pattern will remain unchanged for the life of an individual; however, the print itself may change due to permanent scars and skin diseases. • Fingerprints have general characteristic ridge patterns that allow them to be systematically identified. Fingerprint Classes There are 3 specific classes for all fingerprints based upon their visual pattern: arches, loops, and whorls. Each group is divided into smaller groups as seen in the lists below. Arch Plain arch Tented arch Loop Radial Loop Ulnar loop Whorl Plain whorl Central pocket whorl Double loop whorl Accidentical Interesting Info Fingerprint Factoid: 60% of people have loops, 35% have whorls, and 5% have arches Did you know? Dactyloscopy is the study of fingerprint identification. Police investigators are experts in collecting “dactylograms”, otherwise known as fingerprints. Arches Arches are the simplest type of fingerprints that are formed by ridges that enter on one side of the print and exit on the other. No deltas are present. Spike or “tent” Plain Arch Ridges enter on one side and exit on the other side. Tented Arches Similar to the plain arch, but has a spike in the center. Loops Loops must have one delta and one or more ridges that enter and leave on the same side. These patterns are named for their positions related to the radius and ulna bones. Delta Ulnar Loop (Right Thumb) Loop opens toward right or the ulna bone. Radial Loop (Right Thumb) Loop opens toward the left or the radial bone. NOTE: On the left hand, a loop that opens to the left would be an ulnar loop, while one that opens to the right would be a radial loop. Whorls Whorls have at least one ridge that makes (or tends to make) a complete circuit. They also have at least two deltas. If a print has more than two deltas, it is most likely an accidental. Plain Whorl Central Pocket Whorl Draw a line between the two deltas in the plain and central pocket whorls. If some of the curved ridges touch the line, it is a plain whorl. If none of the center core touches the line, it is a central pocket whorl. Whorls – Part 2 Double Loop Whorl Accidental Whorl Delta Delta Double loop whorls are made up of any two loops combined into one print. Accidental whorls contain two or more patterns (not including the plain arch), or does not clearly fall under any of the other categories. Identify each fingerprint pattern. Right Hand Left Hand Right Hand Right Hand Left Hand Fingerprint Activity Fingerprint Unit Vocabulary Arch- a fingerprint pattern in which the ridge pattern originates from one side of the print and leaves from the other side. Core- a center of a loop or whorl Delta- a triangular ridge pattern with ridges that go in different directions above and below a triangle Fingerprint- an impression left on any surface that consists of patterns made by the ridges on a finger. Latent Fingerprint- a hidden fingerprint made visible through the use of powders or other techniques. Loop- a fingerprint pattern in which the ridge pattern flows inward and returns in the direction of the origin. Minutiae- the combination of details in the shapes and positions of ridges in fingerprints that made each unique; also called ridge characteristics. Patent Fingerprint- a visible fingerprint that happens when fingers with blood, ink, or some other substance on them touch a surface and transfer the pattern of their fingerprint to that surface. Plastic Fingerprint- a three-dimensional (3-D) fingerprint made in soft material such as clay, soap, or putty. Ridge Pattern- the recognizable pattern of the ridges found in the end joints of fingers that form lines on the surfaces of objects in a fingerprint. They fall into three categories: arches, loops, and whorls. Ten Card- a form used to record and preserve a person’s fingerprints. Whorl- a fingerprint pattern that resembles a bull’s-eye How do our fingerprint patterns compare to the expected averages? It’s time to make some prints! Avoid Partial Prints GOOD PRINT Get as much of the top part of your finger as possible! Study Your Fingerprints Activity Review 1. What is a delta? 2. How many deltas does an arch have? Loop? Whorl? 3. How can you tell the difference between a plain and central pocket whorl? 4. What is another name for a hidden print 5. How many people on Earth have the same fingerprints as you? 6. What is this print? (Right Hand) 7. What is the most common type of print 8. What is the center of a loop and whorl called? Forensic Science T. Trimpe 2007 http://sciencespot.net/ Fingerprint visibility • Latent fingerprint- earlier stated was invisible to the eye since they are just perspiration and sometimes oil. – Composed mainly of water (95%) and 5% other substances – chemicals used to make these visible react with some of these substances • Patent fingerprint: visible prints made by fingers touching a surface after ridges have been in contact with colored material: BLOOD, PAINT, GREASE, INK • Plastic Prints are ridge impressions left in soft material- putty, wax, soap, or dust. • Locating visible prints are easier being visible and distinct to the eye. • Latent prints are more difficult and require use of technologies and techniques that will make the print visible. Latent prints are impressions left by friction ridge skin on a surface, such as a tool handle, glass, door, etc. Prints may be collected by revealing them with a dusting of black powder and then lifted with a piece of clear tape. Did you know? Camel hair is the most common animal hair used to make fingerprint brushes. Now many brushes (like the one above) are made out of fiberglass. METHODS OF DETECTING LATENT FINGERPRINTS • THE METHOD OF CHOICE WILL DEPEND ON THE SURFACE BEING LIFTED OR TESTED. • Hard and non-absorbent surfaces (glass, mirror, tile, and painted wood) require different approaches than soft and porous- paper, cloth, or cardboard. • The most challenging thing an examiner faces is location of latent prints. Visualization of Latent Prints • On hard surfaces: – Powder • Grey or black • Florescent • Magnetic – Superglue – Lighting Techniques • On soft surfaces: – Iodine fuming • Nonpermanent visualization – Ninhydrin • Reacts with proteins – Gentian violet • Binds to cells and oils on tape Ninhydrin Some investigators use fluorescent powder and UV lights to help them find latent prints on multi-colored or dark surfaces. Magnetic powder can also be used to reveal latent prints. This type of powder works better on shiny surfaces or plastic baggies or containers. The cyanoacrylate fuming method (often called the super glue method) is a procedure that is used to develop latent fingerprints on a variety of objects. Ninhydrin is a chemical that bonds with the amino acids in fingerprints and will produce a blue or purple color. It is used to lift prints from surfaces such as paper and cardboard. Click the icon to view the Crime 360 Super Glue Video Top Left: http://www.stapletonandassociates.com/images/MagPowder.jpg Bottom Left: http://www.ok.gov/osbi/images/ninhydrin%20print.jpg Bottom Right: http://www.forensicsrus.com/images/SupergluePrint.jpg Fingerprint Powders • Commercially available in a variety of colors and textures (photographing) • Lightly applied to nonabsorbent surfaces with camelhair brush will ADHERE TO PERSPIRATION RESIDUES AND BODY OILS. • Black and gray for photographing on surfacesproduce contrast. Fluorescent Powders • Fluorescent powders that fluoresce under ultraviolet light- used when color or pattern of background obscures visibility of the print. (plaid, newsprint, etc). • Prints are typically not tape lifted, but photographed and digitized or transferred to a computer for analysis Ultraviolet Imaging Systems • Light sources can be used to locate prints which can then be enhanced and lifted using other methods. This saves time and energy by narrowing a search. • Reflected Ultraviolet Imaging System- locates prints on nonabsorbent surfaces without chemical or powder treatments. • When UV light strikes the fingerprint, light is reflected back to the viewerdifferentiating the print from its background surface. Ultraviolet Imaging Systems Latent fingerprint on Painted Wall. Illustration of Contrast Effect due to variation of illumination angle. Depending on what angle the user holds the light, a print can either appear white or black. Untreated Oily Print on sticky side of Duct (Duck) tape. 35mm Black and White film. Scene Scope excels at detecting prints on surfaces that a forensic light source would find difficult or impossible. Ultraviolet Imaging Systems • Hand held Forensic Light Sources CHEMICAL METHODS FOR VISUALIZING LATENT PRINTS Iodine fuming • Iodine is a solid crystal that when heated, turns into a vapor without passing through a liquid phase – this transformation is called sublimation. • Suspect material is placed in an enclosed cabinet with iodine crystals • Once heated, vapors fill the chamber and combine with amino acids in the latent print to make it visible. • Iodine prints are not permanent and begin to fade once fuming is stopped. The print may be “fixed” – IT IS NECESSARY TO PHOTOGRAPH IMMEDIATELY • Can be fixed with 1% solution of starch in water applied by spraying- this will turn blue and last for several weeks or longer. Super Glue Fuming • Super Glue fuming- works great on nonporous surfacesmetals, leather, plastic bags. • Created when superglue is placed on a hot plate. • Heating produces vapors that polymerize on the print. • Fumes and object contained within an enclosed chamber for up to 6 hrs. • Produces white latent print. • The print may be enhanced with a conventional powder Gentian Violet • Once the standard for lifting latent prints on sticky surfaces like tape – has now been replaced by a commercial product called “Sticky-Side Powder” • The dark purple dye stains sebaceous material (oil) and skin cells which have sloughed off of the person's fingers and palms and which have stuck to the adhesive side where the tape was touched. Ninhydrin • One of the major components of fingerprints is amino acids. Several substances bind to them, but ninhydrin is particularly effective. • It is sprayed or poured onto the evidence, and a permanent pink and purple fingerprint results. • On the downside, it is toxic and causes blinding headaches if inhaled Ninhydrin Reaction Lifting Your Own Prints Activity Let’s determine the rate of occurrence for our fingerprint patterns ... Pattern Arch Loop Whorl # Total Prints % How do our results compare to the averages? 60% - Loops 35% - Whorls 5 % - Arches __% - Loops __% - Whorls __% - Arches Write a paragraph on your worksheet that summarizes our results. Let’s determine the rate of occurrence to compare males vs. females. Pattern # Male # Female Total Prints % Arch Loop Whorl Which pattern is most common pattern among the males in this class? Which is most common pattern among the females? How do the averages for each sex compare to the expected averages? A Closer Look at Fingerprints Image from ftp://sequoyah.nist.gov/pub/nist_internal_reports/ir_6534.pdf T. Trimpe 2007 http://sciencespot.net/ Ridgeology: The study of the uniqueness of friction ridge structures and their use for personal identification.1 As we have learned in our first lesson, a fingerprint is made of a series of ridges and valleys on the surface of the finger. The uniqueness of a fingerprint can be determined by the pattern of ridges and valleys as well as the minutiae points, which are points where the ridge structure changes. The koala is one of the few mammals (other than primates) that has fingerprints. In fact, koala fingerprints are remarkably similar to human fingerprints; even with an electron microscope, it can be quite difficult to distinguish between the two. 1Introduction to Basic Ridgeology by David Ashbaugh, May 1999 Image from http://www.cs.usyd.edu.au/~irena/minutia.gif Fingerprint Identification When minutiae on two different prints match, these are called points of similarity or points of identification. At this point there is no international standard for the number of points of identification required for a match between two fingerprints. However, the United Kingdom requires a minimum sixteen points while Australia requires twelve. Automated Fingerprint Identification System (AFIS) AFIS is a computerized system capable of reading, classifying, matching, and storing fingerprints for criminal justice agencies. Quality latent fingerprints are entered into the AFIS for a search for possible matches against the state maintained databases for fingerprint records to help establish the identity of unknown deceased persons or suspects in a criminal case. http://www.fdle.state.fl.us/CrimeLab/images/fingerrint%20comparison%20for%20afis.jpg IAFIS • INTEGRATED AUTOMATED FINGERPRINT IDENTIFICATION SYSTEM • Large database of fingerprint collections- using individual characteristics of fingerprints converted into DIGITAL MINUTIAE: ridge endings, and branching. • Location and relationship of minutiae in a digitally recorded geometric pattern – A computer can make thousands of fingerprint comparisons in a second. • IAFIS does not make final verification of print identity, but rather flags prints with the closest correlation to the search prints. • ALLOWS CRIMINAL INVESTIGATORS TO SPEND LESS TIME DEVELOPING SUSPECT LISTS AND MORE TIME INVESTIGATING SUSPECTS GENERATED BY THE COMPUTER. Fingerprints are voluntarily submitted to the FBI by local, state, and federal law enforcement agencies. These agencies acquire the fingerprints through criminal arrests or from non-criminal sources, such as employment background checks. The FBI then catalogs the fingerprints along with any criminal history linked with the subject. • Ridge Characteristics Use these characteristics as points of identification when comparing fingerprint samples. The more points you can find in common, the better the match! Ridge Characteristics Crossover Core Bifurcation (fork) Ridge ending Sca r Island Delta Pore http://cnx.org/content/m12574/latest/properties.jpg How many ridge characteristics can you identify in this fingerprint? http://www.dkfz.de/tbi/projects/bmcv/images/iu_it246_04s_fingerprint1.jpg How many ridge characteristics can you identify in this fingerprint? Ending Ridge Core Island or Dot Fork or Bifurcation Short Ridge Bridge http://www.dkfz.de/tbi/projects/bmcv/images/iu_it246_04s_fingerprint1.jpg Studying Minutiae Activity Putting it all together Activity Extra Slides Forensic Fingerprints • 1000 BCE; archaeological evidence of ancient Chinese and Babylonian civilizations using fingerprints to sign legal documents. • Early 1880's - William Herschel, Chief Administrative Officer of Bengal used thumb impressions to identify workers. • 1880 - Dr Henry Faulds, an English physician working in Tokyo, published a letter in the journal Nature suggesting the use of fingerprints for identification purposes. • 1892 - After some years of research the English scientist Sir Francis Galton published a book entitled Finger Prints in which was laid out a method of classification of fingerprints. • 1897 - Indian Police officer Sir Edward Henry proposed a modified classification system which was adopted by Scotland Yard in 1901 and is still the basis of the systems used in most English speaking countries. • 1901 - First official use of fingerprints in the USA by the New York City Civil Service Commission. • 1930 National fingerprint file set up in America by the FBI. 53 Alphonse Bertillon • 1883 Created the first systematic system of individual classification & identification • Detailed description of subject, full-length & profile photographs & a system of precise body measurements (anthropometry) http://criminaljustice.state.ny.us/ojis/history/measure.jpg http://www.spsmvbr.cz/cesky/os_stranky/jedlicka/muzeumzla/bertilon/bertilon.html Sir Francis Galton - 1888 • Sir Francis Galton, a British anthropologist and a cousin of Charles Darwin, began his observations of fingerprints as a means of identification in the 1880's. • In 1892, he published his book, "Fingerprints", establishing the individuality and permanence of fingerprints. The book included the first classification system for fingerprints. http://en.wikipedia.org/wiki/Francis_Galton Sir Francis Galton - 1888 • Galton's primary interest in fingerprints was as an aid in determining heredity and racial background. – He soon discovered that fingerprints offered no firm clues to an individual's intelligence or genetic history – He demonstrated that fingerprints do not change over the course of an individual's lifetime, and that no two fingerprints are exactly the same – According to his calculations, the odds of two individual fingerprints being the same were 1 in 64 billion. Will West • 1903: William West incident – Fort Leavenworth prison – New prisoner William West couldn’t be distinguished from unrelated inmate with same name by anthropometry – Discovered that their fingerprints differed Fingerprints • Fingerprints form by contact of friction ridges on hands, feet, or lips with an object (called 'friction' ridges because of their biological function to assist in our ability to grasp and hold onto objects approximately 2,700 ridge "units" per square inch of friction skin). • Pore openings present on surface of the friction ridges. • Fingerprints are formed underneath the skin in the dermal papilae. As long as that layer of papilae is there, fingerprints will always come back, even after scarring or burning. • Prints are left because a body is constantly secreting water, oils, etc. through pores. 58 Latent Leather Glove Print Forensic Fingerprints • • • • Your fingerprint patterns are hereditary. They are formed before a person is born. They are unique and they never change. Gloves don't necessarily stop fingerprints. Prints can be left through surgical gloves. Gloves can also be turned inside out to yield fingerprints from the inside surfaces. • Leather gloves leave prints that is unique to that glove and no other - leather comes from cow skin, sim.to human skin). Even cloth gloves, such as mittens, can leave a distinctive print that can be traced back to the mitten that made it. Ref. Leather Glove Print 59 Admissibility Fingerprints and their use in court • The low probability of 2 unrelated prints matching is the foundation for its acceptance in court – Recall Galton said the probability that two fingerprints could match is one in 64 billion. – This is supported by the millions of individuals who have had prints taken over the past 90 years in the FBI central system- no two have ever been found to be identical Fingerprints and their use in court • Which of the Daubert Standards does fingerprint analysis meet? • Subjected to peer review and publication • The theory or technique must be falsifiable, refutable, and testable. • Whether there are standards controlling the technique's operations. • Expert's qualifications. • Technique and its results be described with plain meaning. • Known or potential error rate. Error Rate • A case being argued at the Supreme Court in Boston recently challenged the idea that fingerprint analysis has a “zero error rate” • While testifying, fingerprint examiners give all-or-nothing judgments. • The International Association for Identification, the oldest and largest professional forensic association in the world, states in a 1979 resolution that any expert giving "testimony of possible, probable or likely [fingerprint] identification shall be deemed to be engaged in conduct unbecoming". • Is fingerprint analysis that robust? Consider the following studies… http://www.newscientist.com/article.ns?id=dn8011 Error Rate • The FBI's Latent Fingerprint Section in Quantico, Virginia took a set of 50,000 pre-existing images of fingerprints and compared each one electronically against the whole of the data set, producing a grand total of 2.5 billion comparisons. • It concluded that the chances of each image being mistaken for any of the other 49,999 images were vanishingly small, at 1 in 1097 • Critics say that showing an image is more like itself than other similar images is irrelevant. The study does not mimic what happens in real life, where messy, partial prints from a crime scene are compared with inked archive prints of known criminals. http://www.newscientist.com/article.ns?id=dn8011 Error Rate • One unpublished study may go some way to answering the critics. It documents the results of exercises in which 92 students with at least one year's training had to match archive and mock "crime scene" prints. Only two out of 5861 of these comparisons were incorrect, an error rate of 0.034 per cent. • But evidence from qualified fingerprint examiners suggests a higher error rate. These are the results of proficiency tests in the Journal of Criminal Law & Criminology (vol 93, p 985). • These estimates that false matches occurred at a rate of 0.8 per cent on average, and in one year were as high as 4.4 per cent. Even if the lower figure is correct, this would equate to 1900 mistaken fingerprint matches in the US in 2002 alone. • How reliable are fingerprint analyses? You be the judge! http://www.newscientist.com/article.ns?id=dn8011