Chapter 7

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Chapter 7

The Electoral Process

Section 1

The Nominating Process

A Critical 1 st Step

• Nomination - naming of those who will seek office

• Prime function of political parties

• Impact on the right to vote

– Nomination process

– General Electionsmake final selection of office holder

A Critical First Step

• During the process voters are narrowing the field of candidates before the general election

• 5 different ways to nominate candidates

Ways to Nominate

Self-Announcement

• Oldest form

• Found mainly in small towns and rural communities

• Person running announces the decision to run

– Unhappy with party’s choice

– Failed to win nomination

– Write in candidates

Caucus

• Group of like minded people who meet to select candidates

• Originally closed meetings

• As parties developed they took over the process

• As U.S. grew it wasn’t a true representation

– Jackson, Clay and J. Q. Adams boycotted it.

Ways to Nominate

Convention

• Took over after Caucus failed

• Anti-Masons were the first in 1831

• All major party nominees have been chosen by convention ever since

Ways to Nominate

Direct Primary

Closed Primary

• Only declared party members can vote

• 26 states and D.C. use this method

• Voters register which party they are affiliated with

Open Primary

• Any qualified voter can take vote

• Private: Ballots for both parties that are being polled

• Public: Voter must ask for which ballot they want to participate in.

• Blanket Primary

– All voters are given the same ballot regardless of party

Closed Primary

Advantages

• Prevents one party from

“raiding” the other’s primary to choose a weaker candidate

• Helps make candidates more responsive to the party

• Helps make voters more thoughtful

Disadvantages

• Compromises secrecy of the ballot since voters must declare their party

• Excludes independent voters

Open Primary

Advantages

• Voters are not forced to declare a party in public

• Open to independent voters

Disadvantages

• Permits raiding

• Undercuts the concept of party loyalty and responsibility

Direct Primary

Runoff Primary

• In some states a majority is needed to win the nomination

• If nobody gets the majority then another election will be held with the top 2 vote getters from the original election

Direct Primary

Nonpartisan Primary

• School and municipal positions

• Candidates are not identified by party labels

Direct Primary

Evaluation

• Voter turnout is half of what a general election is

– Long ballots, having to declare party, not being able to declare a party, etc.

• Campaigns can be expensive

– Well qualified people choose not to run

• Creates division in party

– Close contest can divide

Direct Primary

Presidential Primary

• Only one part of the nominating process

• States can choose delegates who go to the national convention

• And/or voters choose contenders for their parties nomination

Petition

• For those who are not nominated by a major party

• Usually at the local level

• Potential candidate needs to get a certain amount of signatures on their petition, required by state law

– The higher the position, the more signatures needed

Section 2

Elections

“Don’t Vote? Don’t Complain!”

Administration of Elections

• Democracy only works if elections are free, honest and accurate.

• Laws about qualifications, registration and provisions for direct primary protect the integrity of voting

Administration of Elections

• Extent of Federal Control

– Most election law is state law

– Constitution allows Congress to set times and dates for elections

• Tues. after 1 st Monday in November of even numbered years

– Require secret ballots

– Voting rights for people

– Regulate campaign practices

• Money

Administration of Elections

• When Elections are held

– Most states follow the day set by the fed. Gov’t

• Prevents elections from falling on Sunday (Church and

State)

• Keeps elections from falling on the 1 st of the month

(payday)

– No pressure from campaigns

Administration of Elections

• Early Voting

– Absentee voting- unable to get to regular polling places

• Ill or disabled

• Expecting to be away (business, college, vacation, etc)

• Serving in Armed Forces

• Mark the ballot, seal it and return to proper official

Administration of Elections

• Early Voting (Continued)

– 1/3 of states allow early voting

• More convenient

• Cast ballots over a period of days

Administration of Elections

• The Coattail Effect

– When a strong candidate attracts voters to other candidates on a party’s ticket

– Can also have a reverse effect

– Keeps people more involved

Precincts and Polling Places

• Precinct- a voting district

– Smallest geographic units for conducting elections

– Size = between 500 to 1,000 qualified voters

• Polling place- place where the voters vote

• Precinct board supervises the process

• County clerk or board draws lines, fixes voting locations and picks members of the precinct board

Precinct and Polling Places

• Board makes sure ballot machines/boxes are available

• Check to make sure only qualified voters vote

• Both parties have watchers

– May challenge any person who they think is not a qualified voter

Casting the Ballot

• Ballot- device by which a voter registers a choice

• Secret ballot

Casting the Ballot

• 5 types of ballots

– Australian Ballot

• Printed at public expense

• Lists the names of all candidates

• Given out only at the polls

• Marked in secret

Casting the Ballot

– Office Group Ballot (Massachusetts ballot)

• Candidates for an office are grouped together under the title of the office

• Used to be alphabetical but now rotated

– Party-Column Ballot (Indiana Ballot)

• Each party’s candidates are listed in a column under the party’s name

• Often time there is a marker to vote for all of the party members

– Politicians favor this ballot

Casting the Ballot

– Sample Ballots

• Handed out before an election

• Mailed, printed in newspapers

– Bedsheet Ballots

• Long list of candidates

• Vote for as many offices as possible = more democratic

• Very American type of ballot

Voting Machines and Innovations

• Thomas Edison had 1 st patent for voting machine

• Electronic vote counting (EDP)

– Punch card ballots

– Marked with ink (scantron)

Voting Machines and Innovations

• Vote by Mail Elections

– Ballot is sent to you, you vote, then mail it back

– Usually local elections

– Oregon now holds all elections by mail

– Some fear it goes against the secret ballot

– Some say it is the most fraud proof

• Better voter turnout

Voting Machines and Innovations

• Online voting

– Fear of hackers, viruses, lack of access, fraud

Section 3

Money and Elections

• Campaign Spending

– Cost varies for different offices

• President, Congress etc.

– TV ads, campaign managers, advertisements, pamphlets, buttons, posters, etc.

Sources of Funding

• Private and Public Sources

– Major source of income

– Small Contributors- 10% of voters

– Wealthy (Fat Cats)- Donate large amounts, in their best interests

– Candidates – help their own causes

– Non-Party groups – Political Action Committees

(PACs) Special interest groups

Sources of Funding

– Temporary organizations – groups formed for the immediate purposes of a campaign

• Hold their own fundraisers (dinners)

• Subsidy- a grant or gift of money, usually from a government

Sources of Funding

• Why people give

– Participation

– Believe in the cause

– Access to government

– Recognition

– Policies (change or kept the same)

Regulating Campaign Finance

• 1907- first regulation put on donations

– No corporation or national bank can make a money contribution to a federal campaign

• Federal Election Campaign Act of 1971

• FECA Amendments of 1974 (Watergate

Scandal) and 1976 (Buckley v Valeo)

Federal Election Commission

• Set up in 1974 to administer federal law with campaign finance

• An independent agency in the executive branch

• 6 appointed members, approved by Senate

• Laws cover 4 broad areas

FEC

• Disclosure Requirements

– Very detailed reports

– Who donated, how much, how they donated etc

– All contributions must be made through a single campaign committee

• Only that committee can spend the money

FEC

• Limits on Contributions

– No person can give more than $1,000 in a primary election or general election

– No more than $5,000 to a candidate or $20,000 to a party in a year

– Limited to $25,000 a year

FEC

• PAC Contributions

– Special interest groups for businesses and other organizations

– No corporation or union can donate

– PACs are created to fundraise and donate money

• BANKPAC, NEAPAC, etc.

FEC

– Pool their money together

– Give it to candidates who support their cause

– No more than $5,000 to one candidate or $10,000 per election cycle

– $15,000 a year to a party

– No overall limit

Limits on Expenditures

• Limits on presidential spending not congressional campaigns

• Buckley v Valeo (1976)

– Said money = freedom of speech

– Struck down limits to house or senate candidates

• Limit on how much the candidate can spend

• No person can spend more than $1,000

• Spending limits only apply to those who get money from the FEC

Public Funding of Pres. Campaigns

• Presidential Election Campaign Fund

– On Tax Return you can choose to donate $3 to the fund

• Helps fund pre convention campaigns, national conventions and presidential election campaigns

Pre-Convention Campaign

• To be eligible for public funds a candidate must raise $100,000 from individuals

• Must be in lots of $5,000 from 20 states

• No individual donation can be above $250

• FEC will match up to half of the overall limit of each candidate

National Convention

• If a Political Party applies for grant to pay for national convention they will get it

Presidential Election Campaigns

• Every major party nominee qualifies for subsidy to cover costs of campaign

• If they take the money then they can not spend more than given or accept money from outside sources

Presidential Election Campaigns

• Minor party candidate can qualify if

– They received 5% of the popular vote in the last election

– If they get 5% of popular vote in current election

• They will get the money after the election

Loopholes in the law

• Soft Money- money given to state and local party organizations

– PACs

– Support local voter registration, mailings, advertisements and education

Loopholes in the law

• Independent Campaign spending

– An individual does not donate but spends how they want to help a candidate

• Often against the other candidate

Loopholes in the law

• Issue ads

– Ads focused on public issues

– Do not specifically say “vote for Joe”

• Social sec., health care, foreign trade, etc.

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