APPENDIX N EARLY STAGE VENTURE CAPITAL LIMITED PARTNERSHIPS (ESVCLP) PROGRAM BREAKDOWN Table N1 List of ESVCLPs in existence at 30 June 2010 Table N2 List of conditional ESVCLP registration lapsed during 2009-10 Note: Tables N1 and N2 are prepared in accordance with section 46 (2A) (g - l) of the IR&D Act 1986. In reference to section 46 (2A) (j), (k) and (l) there are no entities registered under Part 3 of the Venture Capital Act 2002. Table N1 List of ESVCLPs in existence at 30 June 2010 Full registration [s13-1(1A)]: At 30 June 2010 the following partnerships were registered under s13-1(1A) of the Venture Capital Act 2002. Registration under this provision is known as full registration. 1. CONSTANT INNOVATION, LP Registration taken to have come into force 04/06/2010 L0000199P – an incorporated limited partnership registered in VIC 2. ONEVENTURES INNOVATION FUND, LP 04/02/2009 ILP0000063, an incorporated limited partnership registered in NSW 3. PARALLEL CAPITAL NO. 1, LP 28/10/08 ILP0000054, an incorporated limited partnership registered in NSW Table N1 List of ESVCLPs in existence at 30 June 2010 (continued) Conditional registration [s13-5(1A)]: Limited partnerships that do not Registration qualify for full registration can be conditionally registered. taken to have The partnership then has 24 months to achieve full come into registration. At 30 June 2010 the following partnerships force were registered under s13-5(1A) of the Venture Capital Act 2002. 1. BGS EARLY STAGE VENTURE CAPITAL LIMITED PARTNERSHIP 20/08/2009 ILP0000065, an incorporated limited partnership registered in NSW 2. EARLY STAGE CAPITAL EXPANSION FUND LP 16/04/2010 L0000196H, an incorporated limited partnership registered in VIC 3. START EARLY STAGE VENTURE CAPITAL LIMITED PARTNERSHIP 28/10/2008 ILP0000057, an incorporated limited partnership registered in NSW 1Table N2 List of conditional ESVCLP registration lapsed during 2009 10 The following conditionally registered ESVCLPs had their conditional registration lapse under s13-10 of the Venture Capital Act Datelapsed 1. 23/12/200 ALLEN & BUCKERIDGE IV, LP ILP0000047, an incorporated limited partnership registered in NSW REPORTING REQUIREMENT 15-17 ANNUAL REPORTS FOR ESVCLP Innovation Australia is required to publish copies of ESVCLP's reports on the implementation of their approved investment plans. 9 FULL REGISTRATION CONSTANT INNOVATION, LP L0000199P – an incorporated limited partnership registered in VIC The Fund has established the necessary management practices and protocols to manage, assess and monitor investments and ensure the Fund maintains full compliance. ONEVENTURES INNOVATION FUND, LP ILP0000063, an incorporated limited partnership registered in NSW OneVentures Innovation Fund, LP operates and only carried on activities in accordance with its approved investment plan and that these activities related to the making and holding of investments as permitted by the Venture Capital Act 2002. PARALLEL CAPITAL NO. 1, LP ILP0000054, an incorporated limited partnership registered in NSW Parallel Capital continues to operate in accordance with their investment plan and have established the necessary management practices and protocols including those to enable the Fund to comply with the reporting requirements for Innovation Australia. CONDITIONAL REGISTRATION BGS EARLY STAGE VENTURE CAPITAL LIMITED PARTNERSHIP ILP0000065, an incorporated limited partnership registered in NSW To date there have been no investments made by the partnership under the approved investment plan. All investments that will be made in the future will be modelled on the partnerships approved investment plan. EARLY STAGE CAPITAL EXPANSION FUND LP L0000196H, an incorporated limited partnership registered in VIC Early Stage Capital Expansion Fund LP is yet to complete its capital raising. When the capital raising is complete and the Fund is ready to invest, investments will be made in line with the approved investment plan. START EARLY STAGE VENTURE CAPITAL LIMITED PARTNERSHIP ILP0000057, an incorporated limited partnership registered in NSW To date there have been no investments made by the partnership under the approved investment plan. All investments that will be made in the future will be modelled on the partnerships approved investment plan. APPENDIX O VENTURE CAPITAL LIMITED PARTNERSHIPS (VCLP) PROGRAM BREAKDOWN Table O1 List of VCLPs in existence at 30 June 2010 Table O2 List of partnerships that became VCLPs during 2009-10 Table O3 List of partnerships that ceased to be VCLPs during 2009-10 Table O4 List of conditional VCLP registration lapsed during 2009-10 Note: Appendix O Tables O1 to O4 are prepared in accordance with section 46 (2A) (g - l) of the IR&D Act 1986. In reference to section 46 (2A) (j), (k) and (l) there are no entities registered under Part 3 of the Venture Capital Act 2002. Table O1 List of VCLPs in existence at 30 June 2010 Full registration [s13-1]: At 30 June 2010 the following partnerships were registered under s13-1 of the Venture Capital Act 2002. Registration under this provision is known as full registration. These VCLPs have raised at least $10 million. 1. A&B ETCF, LP Registration taken to have come into force 21/02/07 ILP0000033, an incorporated limited partnership registered in NSW 2. ANACACIA PARTNERSHIP 1, LP 13/06/07 ILP0000036, an incorporated limited partnership registered in NSW 3. ANCHORAGE CAPITAL PARTNERS FUND, LP 07/04/08 ILP0000049, an incorporated limited partnership registered in NSW 4. ANU MTAA SUPER VENTURE CAPITAL PARTNERSHIP, LP 28/07/05 19000001, an incorporated limited partnership registered in the ACT 5. ARCHER CAPITAL VCLP 3, LP 29/04/04 ILP0000006, an incorporated limited partnership registered in NSW 6. ARCHER VCLP GF 1, LP 26/06/06 ILP0000015, an incorporated limited partnership registered in NSW 7. AROWANA CAPITAL AUSTRALASIAN MICRO-CAP PRIVATE EQUITYPARTNERSHIP 1, LP 18/07/07 ILP0000039, an incorporated limited partnership registered in NSW 8. BBF1 PARTNERSHIP, LP 16/11/07 ILP0000042, an incorporated limited partnership registered in NSW 9. CLEANTECH AUSTRALIA FUND, LP 31/08/07 L0000146S, an incorporated limited partnership registered in VIC 10. CRESCENT CAPITAL PARTNERS II, LP 26/07/04 ILP0000003, an incorporated limited partnership registered in NSW 11. CRESCENT CAPITAL PARTNERSHIP III, LP 25/10/06 ILP0000023, an incorporated limited partnership registered in NSW 12. CWC CORPORATE OPPORTUNITY NO.1 LIMITED 20/09/06 PARTNERSHIP, LP L0000113A, an incorporated limited partnership registered in VIC 13. EQUITY PARTNERS FUND NO. 3, LP ILP0000018, an incorporated limited partnership registered in NSW 15/11/06 Full registration [s13-1]: At 30 June 2010 the following partnerships were registered under s13-1 of the Venture Capital Act 2002. Registration under this provision is known as full registration. These VCLPs have raised at least $10 million. 14. FULCRUM CAPITAL PARTNERS NO.1, LP Registration taken to have come into force 14/02/07 ILP0000026, an incorporated limited partnership registered in NSW 15. HARBERT AUSTRALIAN PRIVATE EQUITY FUND I, LP 23/02/09 090053575, is a limited partnership registered with the State of Delaware 16. INNOVATION CAPITAL FUND II, LP 07/10/05 ILP0000013, an incorporated limited partnership registered in NSW 17. JOLIMONT SECONDARIES FUND II, LP 15/11/06 L0000119N, an incorporated limited a partnership registered in VIC 18. NEXT CAPITAL 1, LP 16/11/05 L0000101T, an incorporated limited partnership registered in VIC 19. NEXT CAPITAL II, LP 07/04/08 L0000159B, an incorporated limited partnership registered in VIC 20. PROPEL PRIVATE EQUITY FUND II, LP 26/07/04 ILP0000002, an incorporated limited partnership registered in NSW 21. QUADRANT PRIVATE EQUITY NO 1, LP 13/09/05 ILP0000011, an incorporated limited partnership registered in NSW 22. QUADRANT PRIVATE EQUITY FUND NO.2, LP 14/02/07 ILP0000030, an incorporated limited partnership registered in NSW 23. SOUTH AUSTRALIAN LIFE SCIENCE ADVANCEMENT PARTNERSHIP, LP 20/09/06 LP020, an incorporated limited partnership registered in SA 24. SOUTHERN CROSS FUND NO. 1, LP 22/06/06 ILP0000017, an incorporated limited partnership registered in NSW 25. STARFISH TECHNOLOGY FUND 1, LP 10/02/04 L0000062J, an incorporated limited partnership registered in VIC 26. STARFISH TECHNOLOGY FUND II, LP 17/04/07 L0000128P, an incorporated limited partnership registered in VIC 27. THE GOLDMAN SACHS JBWERE TRANS-TASMAN PRIVATE EQUITY FUND 07, LP ILP0000028, an incorporated limited partnership registered in NSW 14/02/07 Full registration [s13-1]: At 30 June 2010 the following partnerships were registered under s13-1 of the Venture Capital Act 2002. Registration under this provision is known as full registration. These VCLPs have raised at least $10 million. 28. TRIANGLE RESOURCE FUND (AUSTRALIA), LP Registration taken to have come into force 12/08/05 ILP0003, an incorporated limited partnership registered in QLD 29. VIBURNUM PRIVATE EQUITY PARTNERSHIP 1, LP 09/10/07 ILP0000041, an incorporated limited partnership registered in NSW 30. WOLSELEY PARTNERS FUND 2004, LP 07/09/04 ILP0000009, an incorporated limited partnership registered in NSW 31. WOLSELEY PARTNERS FUND II, LP 16/11/07 ILP0000045, an incorporated limited partnership registered in NSW 32. YUUWA CAPITAL, LP ILP0000058, an incorporated limited partnership registered in NSW 10/11/08 Table O1 List of VCLPs in existence at 30 June 2010 Conditional registration [s13-5]: Limited partnerships that have yet to raise capital and do not qualify for full registration can be conditionally registered. The partnership then has 24 months to achieve full registration. At 30 June 2010 the following partnerships were registered under s13-5 of the Venture Capital Act 2002. 1. ARCHER CAPITAL VCLP 4, LP Conditional registration effective 16/04/10 ILP0000067, an incorporated limited partnership registered in NSW 2. ELCANO SUSTAINABILITY INVESTMENTS 1, LP 19/02/10 L0006, an incorporated limited partnership registered in QLD 3. HARBERT AUSTRALIAN PRIVATE EQUITY PARALLEL FUND 1, LP 09/10/09 L0000188J, an incorporated limited partnership registered in VIC 4. QUAY INVESTOR GROUP FUND NO.1, LP 23/02/09 ILP0000061, an incorporated limited partnership registered in NSW 5. REDFIRE VENTURE CAPITAL PARTNERSHIP 1, LP 28/10/08 L0000174X, an incorporated limited partnership registered in VIC Table O2 List of partnerships that became VCLPs during 2009 10 Full registration [s13-1] 1. YUUWA CAPITAL, LP Board decision Registration taken to have come into force* 27/11/09 10/11/08 ILP0000058, an incorporated limited partnership registered in NSW * The Venture Capital Act 2002 [s13-10] provides for a partnership’s full registration to be backdated when the partnership was first conditionally registered. Table O2 List of partnerships that became VCLPs during 2009-10 Conditional registration [s13-5] Conditional registration effective 1. 16/04/10 ARCHER CAPITAL VCLP 4, LP ILP0000067, an incorporated limited partnership registered in NSW 2. ELCANO SUSTAINABILITY INVESTMENTS 1, LP L0006, an incorporated limited partnership registered in QLD 19/02/10 Conditional registration [s13-5] Conditional registration effective 3. 09/10/09 HARBERT AUSTRALIAN PRIVATE EQUITY PARALLEL FUND 1, LP L0000188J, an incorporated limited partnership registered in VIC 4. YUUWA CAPITAL, LP 21/09/09 ILP0000058, an incorporated limited partnership registered in NSW Table O3 List of partnerships that ceased to be VCLPs during 2009 10 Under Section 17-25 Date revoked No Partnerships ceased to be VCLPs during 2009-10 Table O4 List of conditional VCLP registration lapsed during 2009 10 The following conditionally registered VCLPs had their conditional registration lapse under s13-10 of the Venture Capital Act 1. ACCEDE CAPITAL VENTURE CAPITAL PARTNERS FUND II, LP Datelapsed 17/11/09 ILP0000035, an incorporated limited partnership registered in NSW 2. PROPEL PRIVATE EQUITY FUND III, LP 17/06/10 ILP0000055, an incorporated limited partnership registered in NSW 3. VIBURNUM PRIVATE EQUITY PARTNERSHIP 2, LP ILP0000051, an incorporated limited partnership registered in NSW 09/05/10 APPENDIX P PHARMACEUTICALS PARTNERSHIPS PROGRAM (P3) BREAKDOWN Table P1 P3 program grant payments by state and territory, 2009-10 Table P2 P3 program grant payments by company, 2009-10 Note: Appendix P Tables P1 and P2 are prepared in accordance with section 46 (2) (c) (i) and (ii) of the IR&D Act 1986. Table P1 P3 program grant payments by state and territory, 2009-10 State/Territory Total Payments ($) Per cent of total (%) 1,007,089 47 VIC 925,400 43 QLD 213,890 10 SA 0 0 WA 0 0 TAS 0 0 ACT 0 0 NT 0 0 2,146,379 100 NSW Total Note: The total figure represents the value of the payments made during the year and does not include any amounts that may have been repaid. Table P2 P3 program grant payments by company, 2009-10 Organisation Grant Payments ($) Acrux DDS Pty Ltd 148,761 GlaxoSmithKline Australia Pty Ltd 405,387 Hospira Australia Pty Ltd 371,252 Janssen-Cilag Pty Ltd 339,981 Merck Sharp & Dohme (Australia) Pty Ltd 290,941 Peplin Operations Pty Ltd 213,890 Pfizer Pty Ltd 376,167 Total 2,146,379 APPENDIX Q POOLED DEVELOPMENT FUNDS (PDF) PROGRAM BREAKDOWN Table Q1 List of PDFs in existence at 30 June 2010 Table Q2 Companies that ceased to be PDFs during 2009-10 under sections 45, 46 and 47 Note: Appendix Q Tables Q1 and Q2 reflect the requirements set out in section 46 (2A) (a – f) of the IR&D Act 1986. In reference to section 46 (2A) (b), (c) and (d), the closure of the PDF program (on 21 June 2007) prevents new registrations under this program. Table Q1 List of PDFs in existence at 30 June 2010 [Companies registered under s14 of the Pooled Development Funds Act 1992] Date registered 1. 07/07/99 ACRUX LIMITED ACN 082 001 152 2. ADVENT III PRIVATE EQUITY LIMITED 22/06/98 ACN 082 863 769 3. ALLAWAY WEAVER WILLIAMS DEVELOPMENT FUND PTY LTD 29/06/98 ACN 082 012 940 4. ATF GROUP (PDF) LIMITED 29/09/03 ACN 106 213 772 5. AUSFIRST CAPITAL LIMITED 16/05/00 ACN 091 945 443 6. AUSTOCK GROUP LIMITED 07/06/99 ACN 087 334 370 7. AUSTRALIAN BIOMEDICAL FUND NO.1 LIMITED 13/01/00 ACN 089 872 999 8. AUSTRALIAN BIOMEDICAL FUND NO.2 LIMITED 13/01/00 ACN 089 873 030 9. AUSTRALIAN BIOMEDICAL FUND NO.4 LIMITED 13/12/05 ACN 117 429 795 10. AUSTRALIAN BIOTECHNOLOGY & HEALTHCARE FUND NO.3 LIMITED 22/11/00 ACN 094 676 552 11. AUSTRALIAN CAPITAL FUND PTY LTD 22/12/00 ACN 094 900 311 12. AUSTRALIS INVESTMENT HOLDING PTY LTD 15/11/06 ACN 121 768 116 13. AUTHORISED INVESTMENT FUND LIMITED 03/05/95 ACN 068 793 322 14. BIOFUSION CAPITAL PTY LTD ACN 100 041 254 09/05/02 [Companies registered under s14 of the Pooled Development Funds Act 1992] Date registered 15. 29/03/00 BIOTECH CAPITAL LIMITED ACN 091 979 172 16. BLACK ORB PTY LIMITED 28/07/05 ACN 114 350 864 17. BLUEPEAK VC TECHNOLOGY POOLED FUND LIMITED 13/03/00 ACN 077 305 198 18. CVC SUSTAINABLE INVESTMENTS LIMITED 20/12/99 ACN 088 731 837 19. DIGITAL CONTENT EXPLORER FUND PTY LTD 14/06/06 ACN 118 947 292 20. DYNAMIC DEVELOPMENT FUND PTY LTD 01/11/05 ACN 116 187 270 21. EFFICIENT ENERGY AUSTRALIA LIMITED 05/08/97 ACN 078 867 446 22. ePARK DIRECT EQUITY FUND PTY LTD 22/12/00 ACN 093 613 793 23. EMC SOLAR LIMITED 20/05/04 ACN 108 702 101 24. FIRST TASMANIA INVESTMENTS LIMITED 22/12/97 ACN 080 755 746 25. FUTURE CAPITAL DEVELOPMENT FUND LIMITED 06/04/98 ACN 081 825 470 26. GENESIS BDI LIMITED 08/10/02 ACN 081 768 907 27. GROWTHTECH INTERNATIONAL PTY LTD 18/07/97 ACN 065 951 091 28. HEALTHCAP PARTNERS LIMITED 15/11/06 ACN 122 437 503 29. HEALTHNET INVESTMENTS PTY LTD ACN 088 674 846 27/09/99 [Companies registered under s14 of the Pooled Development Funds Act 1992] Date registered 30. 20/01/97 HOCHMA DEVELOPMENT FUND LIMITED ACN 069 159 299 31. HUNTER TECHNOLOGY GROUP LIMITED 15/11/06 ACN 122 437 503 32. INCUBATOR CAPITAL LIMITED 29/03/00 ACN 091 499 357 33. INNOVATION CAPITAL LIMITED 30/03/99 ACN 086 439 107 34. INNOVEST PDF LIMITED 23/03/06 ACN 118 146 035 35. IPO IVESTMENTS LIMITED 20/12/06 ACN 122 917 837 36. JACARANDA CAPITAL PTY LTD 09/08/06 ACN 120 557 208 37. MATCH DEVELOPMENT FUND PTY LTD 15/11/06 ACN 122 203 641 38. MEC RESOURCES LTD 19/09/05 ACN 113 900 020 39. MEDIASMART MANAGEMENT PTY LTD 20/12/06 ACN 098 578 664 40. MINE INNOVATION DEVELOPMENT FUND PTY LTD 21/01/04 ACN 107 370 123 41. NANYANG AUSTRALIA I LIMITED 20/12/93 ACN 062 516 787 42. NANYANG AUSTRALIA II LIMITED 26/06/96 ACN 072 468 798 43. NEW FRUGALITAS FUND LIMITED 02/05/05 ACN 099 058 250 44. NEWTECH CAPITAL PTY LTD ACN 119 115 696 11/05/95 [Companies registered under s14 of the Pooled Development Funds Act 1992] Date registered 45. 11/05/95 NEXTEC DEVELOPMENT CAPITAL LIMITED ACN 068 582 936 46. NORTHSTATE CAPITAL LIMITED 19/09/95 ACN 070 674 234 47. ORIGIN CAPITAL LIMITED 06/04/98 ACN 079 800 196 48. PACIFIC DEVELOPMENT CAPITAL LIMITED 05/10/99 ACN 088 964 112 49. PARAGON EQUITY LIMITED 15/06/01 ACN 096 576 439 50. PHOENIX DEVELOPMENT FUND LIMITED 21/12/00 ACN 094 922 602 51. PROSPERITY CAPITAL PTY LTD 20/12/06 ACN 106 420 811 52. SALTBUSH FUNDS MANAGEMENT LIMITED 26/02/04 ACN 102 298 546 53. SMALLCO DEVELOPMENT CAPITAL PTY LTD 12/12/95 ACN 070 660 356 54. STRATEGIC DEVELOPMENT FUND LIMITED 23/03/06 ACN 118 437 960 55. TECHNOLOGY DEVELOPMENT INVESTMENT LIMITED 07/03/94 ACN 063 379 064 56. TELTEC CAPITAL LIMITED 20/02/98 ACN 080 975 702 57. THE NEW MILLENNIUM FUND PTY LTD 02/12/99 ACN 089 529 733 58. THE PIONEER DEVELOPMENT FUND (AUST) LIMITED 20/12/02 ACN 103 118 761 59. TILMANSTONE QUEENSLAND INVESTMENT PTY LTD ACN 108 213 841 24/08/05 Table Q2 List of Companies that ceased to be PDFs during 2009-2010 Under Section 45 Date revoked Automatic Revocation 1. MINRES CAPITAL PTY LTD 11/11/09 ACN 121 768 134 2. MOUNTAIN LAKE INVESTMENT FUND NO. 1 PTY LTD ACN 093 108 626 11/11/09 Under Section 46 Date revoked Revocation on application by PDF 1. FIRST OPPORTUNITY FUND LIMITED 30/06/10 ACN 084 115 499 2. IQ FUND 2 PTY LTD ACN 099 710 531 04/06/10 Under Section 47 Date revoked Revocation at Innovation Australia’s discretion 1. AUSTCORP NO.500 PTY LTD 20/08/09 ACN 113 895 177 2. AUSTRALIAN BUSINESS DEVELOPMENT FUND PTY LTD 20/08/09 ACN 072 040 156 3. AUSTRALIAN METHANE GAS FUND LIMITED 27/11/09 ACN 112 395 605 4. COPERNICUS CAPITAL NO. 1 FUND LIMITED 20/08/09 ACN 100 059 274 5. EQUINOX EQUITIES PTY LTD 20/08/09 ACN 010 700 624 6. PLANTATION TIMBERFUND AUSTRALIA PTY LTD ACN 100 962 098 20/08/09 APPENDIX R PRE-SEED FUND (PSF) PROGRAM BREAKDOWN Table R1 Australian Government funds paid to PSF, 2009-10 Table R2 PSF investee companies receiving financial support by industry sector, 2009-10 Table R3 PSF investee companies receiving financial support by state and territory, 2009-10 Note: Appendix R Tables R1 to R3 are prepared in accordance with section 46 (2) (c) (i) and (ii) of the IR&D Act 1986. Table R1 Australian Government funds paid to PSF, 2009-10 Fund Manager Investments ($m) Allen and Buckeridge Asset Management Ltd 1.58 GBS Venture Partners Limited 1.30 SciVentures Investments Pty Ltd 0.37 Starfish Ventures Ltd 0.07 Total 3.32 Table R2 PSF investee companies receiving financial support by industry sector, 2009-10 Sector No. Companies Supported Information Technology and Telecommunications 4 Pharmaceuticals 4 Life sciences/Biosciences 5 Engineering 3 Total 16 Table R3 PSF investee companies receiving financial support by state and territory, 2009-10 State/Territory No. Companies Supported NSW 5 VIC 5 QLD 2 WA 0 SA 1 TAS 0 ACT 0 NT 0 Other (Three companies are located overseas.) 3 Total 16 APPENDIX S (ACIS STAGE 2) MOTOR VEHICLE PRODUCER (MVP) R&D SCHEME BREAKDOWN Table S1 MVP R&D Scheme grant agreements – current commitments, 2009-10 Table S2 MVP R&D Scheme grant payments by company, 2009-10 Table S1 MVP R&D scheme grant agreements - current commitments, 2009-10 ACIS Duty Credits Round 1 Recipient Activity Ford Motor Company of Australia Ltd State of the Art Engine Initiatives for the Ford Falcon and Territory Ranges. GM Holden Ltd Smart Architecture Development. 4,090,835 Fuel Economy and Emissions Improvement. 1,833,300 Safety and Intelligent Systems. 1,050,300 Toyota Software Development Project. 4,248,180 Toyota Motor Corporation Australia Ltd Total 39,200,412 Round 2 Recipient Activity Ford Motor Company of Australia Ltd New Ford Territory model powered by State of the Art Alternative Fuel Engine Technology. E8 Platform Expansion. GM Holden Ltd Toyota Motor Corporation Australia Ltd Total 27,977,797 ACIS Duty Credits 18,442,080 259,875 Hybrid Power Train Development. 2,870,452 Fuel Economy and Alternate Fuels. 17,499,780 Human Machine Interface Development. 1,080,000 Global Smart Architecture and Design Process. 6,156,000 Toyota SCON Vehicle Development Project. 5,151,060 51,459,247 Table S2 MVP R&D scheme grant payments by company, 2009-10 Organisation ACIS Duty Credits Ford Motor Company of Australia Ltd 4,263,005 GM Holden Ltd 1,689,499 Toyota Motor Corporation Australia Ltd Total Note: 0 5,952,504 MVP R&D Scheme provides benefits in the form of ACIS duty credits. APPENDIX T COMMERCIAL READY PROGRAM BREAKDOWN Table T1 Commercial Ready program grant payments by state and territory, 2009-10 Table T2 Commercial Ready program grant payments by company, 2009-10 Note: Appendix T Tables T1 and T2 are prepared in accordance with section 46 (2) (c) (i) and (ii) of the IR&D Act 1986. Table T1 Commercial Ready program grant payments by state and territory, 2009-10 State/Territory Total Payments ($) Per cent of total (%) NSW 8,089,944 29 VIC 4,410,317 16 QLD 3,808,563 13 SA 2,993,457 11 WA 7,413,651 26 TAS 1,272,164 4 ACT 287,082 1 0 0 28,275,178 100 NT Total Note: The total figure represents the value of the payments made during the year and does not include any amounts that may have been repaid. TABLE T2 Commercial Ready program grant payments by company, 2009 10 Organisation Grant Payments ($) AIMedics Pty Ltd 920,464 AMR Hewitts PrintPackaging Pty Ltd 158,356 ATRAD Pty Ltd Adaptronic Electronics Pty Ltd 15,244 3,276 Advanced Engine Components Limited 11,830 Advent Pharmaceuticals Pty Ltd 85,030 Agronico Technology Pty Ltd 47,139 Air Aroma International Pty Ltd 12,500 Alcidion Corporation Pty Ltd 58,627 Alkane Resources Ltd 164,855 Alpha Chemicals Pty Ltd 147,522 Antaria Limited 195,939 Aquarius Technologies Pty Ltd 270,748 AtCor Medical Pty Ltd 570,986 Athlomics Pty Ltd Atlas Marine International Pty Ltd Australian Seafood Industries Pty Ltd 12,500 281,461 36,512 Avega Systems Pty Ltd 142,924 Avexa Ltd 265,855 BTF Pty Limited 12,892 Baska Versatile Laryngeal Mask Pty Ltd 36,590 Beechworth Spraying Pty Ltd Bioproperties Pty Ltd BluGlass Limited Boxen Systems Pty Ltd 9,277 20,750 942,909 3,957 Buderim Ginger Ltd 166,078 CHK Gridsense Pty Ltd 293,359 Organisation Grant Payments ($) CLVR Pty Ltd 664,286 Cambium Land & Water Management Pty Ltd 5,306 Capital Markets Consulting Pty Limited 954,937 Capital Markets Surveillance Services Pty Ltd 149,038 Caplop Pty Ltd Clean Seas Tuna Ltd Colbeck & Gunton Pty Ltd 78,774 334,404 9,188 ComGroup Australia Pty Ltd 92,202 Concrete Slab Technology Pty Ltd 25,000 Coral Sea Pearls Pty Ltd 94,999 Coretrack Ltd 67,862 Corvel Marketing and Management Pty Ltd 18,036 Datadot Technology Limited 216,103 DeSALN8 Pty Ltd 89,063 Depth Analysis Pty Ltd 12,392 Desmond Fitzgerald & Associates Pty Ltd 465,947 Diakyne Ltd 12,480 Diverse Barrel Solutions Pty Ltd 17,907 Dobson's Vegetable Machinery Pty Ltd 49,859 E.R.T.H HYD Pty Ltd 59,007 ES Labs Pty Limited 114,844 Ecotech Pty Ltd 17,831 Elasto-Plastic Concrete Pty Ltd 12,205 Elexon Electronics Pty Ltd 58,979 Ellex R&D Pty Ltd 427,193 Eltong Engineering Pty Ltd 12,512 EzyTube Pty Ltd 25,407 G2 Microsystems Pty Ltd 137,434 Organisation Grant Payments ($) Garmond Australia Pty Ltd 12,144 GasTech Australia Pty Ltd 179,301 Gene Stream Pty Ltd 54,485 Gershwin Pty Ltd 502,675 Globe Drill Pty Ltd 119,860 Go Medical Industries Pty Ltd 366,897 Gold Peg International Pty Ltd 91,504 Hathaway Trading Co Pty Ltd 35,306 Hazel Hill Pty Ltd 46,195 Healthcare Software Pty Ltd 12,215 Hexcyl Systems Pty Ltd 18,129 Holocentric Pty Ltd 62,190 Hugh Jones Instruments Pty Ltd 75,725 Human Genetic Signatures Pty Limited 389,687 I.A.H. Manufacturing Pty Ltd 305,645 INC Corporation Pty Ltd 713,500 Immune System Therapeutics Ltd 151,142 Imugene Ltd 30,754 Industrea Ltd 607,882 Inference Communications Pty Ltd 12,446 Intelligent IP Communications Pty Ltd 12,414 Interactive Communications Solutions Pty Ltd Intrepica Pty Ltd JRB Engineering Pty Ltd 146,355 12,321 1,090,411 Krix Loudspeakers Pty Ltd 22,335 Lencom Antennas Pty Ltd 50,973 Leslie Consulting Pty Ltd 157,924 Lignor Ltd 358,730 Organisation Live Technologies Pty Ltd Lobster Harvest Pty Ltd Magnificent Pty Ltd Marinova Pty Ltd Mediherb Pty Limited Microbial Activity Pty Ltd Micromine Pty Ltd Grant Payments ($) 12,500 655,069 12,450 267,350 85,694 4,095 1,697,000 Millennium Electronics Pty Ltd 12,065 Mimetica Pty Limited 84,438 MultiTrode Pty Ltd 187,625 NOJA Power Switchgear Pty Ltd 517,953 Nautitech Manufacturing Services Pty Ltd 9,763 NeuClone Pty Ltd 12,340 NeuProtect Pty Ltd 26,431 Novozymes Biologicals Australia Pty Ltd 262,437 OMC International Pty Ltd 68,889 OPEN Networks Pty Ltd 95,361 Ondek Pty Ltd 723,280 Open Kernel Labs Pty Ltd 684,694 Opengear Pty Ltd 12,490 Orelogy Geotechnical Pty Ltd 11,388 Parnell Laboratories (Aust) Pty Ltd Phylogica Limited Pivot Maritime International Pty Ltd 225,416 57,598 474,725 PlantPlan Genetics Pty Ltd 11,998 Pluton Resources Ltd 11,355 Production Parts Pty Ltd 48,327 Proteomics International Pty Ltd 12,500 Organisation Grant Payments ($) Q-MAC Electronics Pty Ltd 131,846 Quantum Mining Services 38,873 QuintessenceLabs Pty Ltd 287,082 Redarc Technologies Pty Ltd 141,489 Renegade Motors International Pty Ltd 10,029 Reproductive Health Science Pty Ltd 386,356 Research Laboratories of Australia Pty Ltd 180,092 Resis Australia Pty Ltd 6,897 Revetec Holdings Ltd 51,005 Robway Crane Safety Systems Pty Ltd 64,734 Rubicon Systems Australia Pty Ltd 74,012 SPLat Controls Pty Ltd 184,552 Sands Innovations Pty Ltd 377,793 Scantech Limited 64,174 Scarpar Pty Ltd 10,452 Seapa Pty Ltd 8,298 Secura Shield Australia Pty Ltd 284,219 Seed Distributors Pty Ltd 135,085 Shellfish Culture Ltd 42,757 Specterra Services Pty Ltd 11,020 Spring Bay Seafoods Pty Ltd 72,942 Stainless Tube Mills (Aust) Pty Ltd 1,379,133 Stolway Holdings Pty Ltd 29,933 Supercorp Australia Pty Ltd 55,433 Sustainability Ventures Pty Ltd 12,416 Sydney IVF Ltd 215,645 T-Mag Pty Ltd 212,081 TGR BioSciences Pty Ltd 718,658 Organisation TPI Enterprises Ltd Grant Payments ($) 103,866 Tasmanian Selected Abalone Pty Ltd 82,434 Technology Enterprises Pty Ltd 92,528 The Active Reactor Company Pty Ltd 20,400 The Performance Technologies Group Pty Ltd 28,257 Unwired Australia Pty Ltd 177,225 VEEM Ltd 923,796 VIPAC Engineers and Scientists Limited Vamhire Pty Ltd 33,866 157,921 Veterinary Encapsulation Biosciences Pty Ltd 12,966 Vicmarc Machinery Pty Ltd 21,699 Virtual Sailing Pty Ltd 7,838 Vivid Group Pty Ltd 136,286 Vortex Pipes Limited 36,279 WTG Pty Ltd 12,224 Wriota Pty Ltd 101,749 ZORK Pty Ltd 103,687 Total 28,275,178 APPENDIX U RENEWABLE ENERGY DEVELOPMENT INITIATIVE (REDI) PROGRAM BREAKDOWN Table U1 REDI program grant payments by state and territory, 2009-10 Table U2 REDI program grant payments by company, 2009-10 Note: Appendix U Tables U1 and U2 are prepared in accordance with section 46 (2) (c) (i) and (ii) of the IR&D Act 1986. TABLE U1 REDI program grant payments by state and territory, 2009-10 State/Territory Total Payments ($) Per cent of total (%) 938,690 20 0 0 QLD 928,062 20 SA 813,596 18 WA 713,050 16 TAS 569,921 12 ACT 561,667 12 NT 88,371 2 4,613,357 100 NSW VIC Total Note: The total figure represents the value of the payments made during the year and does not include any amounts that may have been repaid. TABLE U2 REDI program grant payments by company, 2009-10 Organisation Grant Payments ($) Brockway DiCOM Facility Pty Ltd 135,603 Geodynamics Limited 738,432 Geothermal Resources Limited 277,167 Granex Technology Pty Ltd 150,000 KUTh Energy Ltd 569,921 Microbiogen Pty Ltd 204,450 Petratherm Limited 536,429 Powercorp Pty Ltd 88,371 Snowy Hydro Limited SQC Pty Ltd 584,240 6,876 Sucrogen Limited 182,754 Torrens Energy Limited 541,525 Verve Energy 35,922 Windlab Systems Pty Ltd 89,050 Wizard Power Pty Ltd Total 472,617 4,613,357 APPENDIX V INDUSTRY COOPERATIVE INNOVATION PROGRAM (ICIP) BREAKDOWN Table V1 ICIP program grant applications payments by state and territory, 2009-10 Table V2 ICIP program grant payments by company, 2009-10 Note: Appendix V Tables V1 and V2 are prepared in accordance with section 46 (2) (c) (i) and (ii) of the IR&D Act 1986. TABLE V1 Industry Cooperative Innovation Program grant payments by state and territory, 200910 State/Territory Total Payments ($) Per cent of total (%) NSW 1,680,625 45 VIC 1,502,089 40 0 0 95,001 2 WA 0 0 TAS 300,000 8 ACT 185,853 5 0 0 3,763,568 100 QLD SA NT Total Note: The total figure represents the value of the payments made during the year and does not include any amounts that may have been repaid. TABLE V2 Industry Cooperative Innovation Program grant payments by company, 2009-10 Organisation Australian Manufacturing Technology Institute Ltd Australian Pipeline Industry Association Building Products Innovation Council Limited Dayang Electronic Manufacturing Pty Ltd Digital Radio Broadcasting Australia Pty Ltd Evans and Peck Group Pty Ltd Grant Payments ($) 1,269,758 89,385 262,272 47,455 290,980 95,650 Intelligent Transport Systems Australia Inc (ITS) 232,331 Onesteel Manufacturing Pty Ltd 333,562 Water Services Association of Australia Limited 95,001 Welding Technology Institute of Australia 650,706 Wine Industry Tasmania Ltd 300,000 healthlinks.net Pty Ltd Total 96,468 3,763,568 APPENDIX W R&D START PROGRAM BREAKDOWN Table W1 R&D Start program grant payments by state and territory, 2009-10 Table W2 R&D Start program grant payments by company, 2009-10 Note: Appendix W Tables W1 and W2 are prepared in accordance with section 46 (2) (c) (i) and (ii) of the IR&D Act 1986. TABLE W1 R&D Start program grant payments by state and territory, 2009 10 State/Territory Total Payments ($) Per cent of total (%) NSW 136,528 24 VIC 118,304 21 QLD 277,988 48 SA 0 0 WA 0 0 TAS 0 0 ACT 42,358 7 0 0 575,178 100 NT Total Note: The total figure represents the value of the payments made during the year and does not include any amounts that may have been repaid. TABLE W2 R&D Start program grant payments by company, 2009-10 Organisation CEA Research and Development Pty Ltd Grant Payments ($) 42,358 SIRTeX Medical Ltd 136,528 Wagners Composite Fibre Technologies Pty Ltd 277,988 Universal Biosensors Pty Ltd 118,304 Total 575,178 APPENDIX X ADMINISTRATION BOARD AND COMMITTEE MEMBERSHIP Appendix X1 Innovation Australia Appendix X2 Green Car Innovation Committee Appendix X3 Commercialising Emerging Technologies Committee Appendix X4 Climate Ready Committee Appendix X5 Innovation Grants Committee Appendix X6 Tax Concession Committee Appendix X7 Venture Capital Committee Appendix X8 Innovation Investment Follow-on Fund Committee Appendix X9 Commercialisation Australia Board Appendix X10 Commercialisation Australia Interim Advisory Board Appendix X11 Pharmaceuticals Committee Appendix X1 INNOVATION AUSTRALIA Chair Term of Appointment Mr David Miles AM 27 September 2007 to 26 September 2010 Company Director Members Mr Adrian Brien AM1 27 September 2007 to 26 September 2010 Chairman & Managing Director, Adrian Brien Pty Ltd Mr Carlos Broens 27 September 2008 to 31 July 2011 Managing Director, Broens Industries Pty Ltd Ms Margaret Calvert 27 September 2007 to 26 September 2010 Partner, Norcal Dr Laurie Hammond 6 May 2010 to 7 February 2013 Director, iQ Funds Mr Roger Harley 27 September 2007 to 26 September 2010 Director, Fawkner Capital Management Pty Ltd The Hon Bill Hassell AM 27 September 2007 to 26 September 2009 Proprietor, Hassell Advisory Services Mr Leslie Hosking2 27 September 2007 to 26 September 2009 Company Director Ms Elizabeth Lewis-Gray 27 September 2007 to 26 September 2010 Managing Director, Gekko Systems Pty Ltd Mr Gerard Noonan 7 September 2009 to 6 September 2012 Chair, Media Super 1 Mr Adrian Brien AM resigned from Innovation Australia 27 July 2009. 2 Mr Hosking and Mr Windle were appointed for second terms 27 September 2009 to 26 September 2012. Dr Deborah Rathjen 27 September 2007 to 26 September 2009 Chief Executive Officer and Managing Director, Bionomics Limited Dr Peter Riddles 27 September 2007 to 26 September 2010 Director, ViciBio Pty Ltd Dr Beverley Ronalds 14 December 2009 to 13 December 2012 Group Executive, CSIRO Energy Dr Jonathan Spring 27 September 2007 to 26 September 2010 Managing Director, CEOS Pty Ltd Mr Peter Thomas 27 September 2008 to 26 September 2011 Director, TFG International Pty Ltd Mr Kenneth Windle2 27 September 2007 to 26 September 2009 Chief Executive Officer and Chairman, Advent Pharmaceuticals Pty Ltd Mr Bill Peel PSM Executive General Manager, AusIndustry Ex-officio appointment Appendix X2 Chair GREEN CAR INNOVATION COMMITTEE Term of Appointment Mr Leslie Hosking 27 September 2009 to 26 September 2012 Company Director The Hon Bill Hassell AM 30 April 2009 to 26 September 2009 Proprietor, Hassell Advisory Services Members Dr Vijoleta Braach-Maksvytis 30 April 2009 to 29 April 2011 Company Director & Innovation Consultant Mr Barry Dyson 30 April 2009 to 29 April 2012 Managing Director, Specialised Technical Services Australia Pty Ltd Professor Peter Hodgson 30 April 2009 to 29 April 2012 Director, Institute for Technology Research and Innovation Deakin University Mr Richard Johns 28 July 2009 to 27 July 2012 Principal, \ Australian Automotive Intelligence Mr David Ryan 28 July 2009 to 27 July 2012 Director, PADAL Investments Pty Ltd Professor Michael Taylor 30 April 2009 to 29 April 2011 Director, Institute for Sustainable Systems & Technologies, University of South Australia Appendix X3 COMMERCIALISING EMERGING TECHNOLOGIES (COMET) COMMITTEE3 Chair Term of Appointment Mr Kenneth Windle4 26 May 2009 to 26 September 2009 Chief Executive Officer and Chairman, Advent Pharmaceuticals Pty Ltd Members Mr David Gaul26 May 2009 to 25 May 2012 Non-Executive Director, CEA Technologies Ms Gail Geronimos 26 May 2009 to 25 May 2012 Director, Achaeus Consulting Ms Fiona Pak-Poy 26 May 2009 to 25 May 2012 General Partner, Innovation Capital Limited 3 The COMET Committee was revoked as at end of 30 June 2010 and all Committee appointments lapsed as of that date. 4 Mr Windle was appointed for a second term 27 September 2009 Appendix X4 CLIMATE READY COMMITTEE Chair Term of Appointment Mr Carlos Broens 1 August 2008 to 31 July 2011 Managing Director, Broens Industries Pty Ltd Members Mr Adrian Chegwidden 1 August 2008 to 1 April 2011 Sustainable Energy Consultant, Advanced Energy Resources Dr Ross Fardon 1 August 2008 to 30 June 2010 Managing Director, Fardon and Associates Pty Ltd Dr Bruce Godfrey 1 August 2008 to 31 July 2011 Principal and Director, Wyld Group Pty Ltd Mr Peter Laver 1 August 2008 to 1 June 2011 Vice President, Australian Academy of Technological Sciences and Engineering Dr Jennifer Marty 1 August 2008 to 1 April 2011 Director, JayMart Pty Ltd Dr Bruce Whan Director, Swinburne Knowledge 1 August 2008 to 31 July 2011 Appendix X5 INNOVATION GRANTS COMMITTEE Chair Term of Appointment Dr Peter Riddles 27 September 2009 to 26 September 2010 Director, ViciBio Pty Ltd The Hon Bill Hassell AM 1 August 2008 to 26 September 2009 Proprietor, Hassell Advisory Services Members Ms Julie Garland McLellan 1 August 2008 to 1 April 2011 Principal, McLellan Pty Ltd Mr Peter Janssen 1 August 2008 to 31 July 2011 Director, J Capital Pty Ltd Dr Peter Riddles5 1 August 2008 to 26 September 2010 Director, ViciBio Pty Ltd Dr Jonathan Spring 1 August 2008 to 26 September 2010 Managing Director, CEOS Pty Ltd Dr Colin Sutton 1 August 2008 to 31 July 2011 Director, Mission Pty Limited Mr Steve Telburn 1 August 2008 to 1 April 2011 Managing Director, Secret Sauce Intellectual Property Ventures 5 Dr Riddles became Chair of the Innovation Grant Committee 27 September 2009 to 26 September 2010. Appendix X6 TAX CONCESSION COMMITTEE Chair Term of Appointment Mr Peter Thomas 27 September 2008 to 26 September 2011 Director, TFG International Pty Ltd Members Ms Margaret Calvert 7 July 2009 to 6 July 2012 Partner, Norcal Mr Ric Clark6 27 September 2007 to 14 March 2010 Vice President, Alcatel – Lucent Australasia Professor Jim Galvin 26 June 2008 to 25 June 2011 Professor, Galvin and Associates Dr Douglas Hawley7 27 September 2007 to 14 December 2009 Managing Director, Hellay Australia Pty Ltd Professor Mary O’Kane 27 September 2007 to 15 July 2010 Principal, Mary O’Kane and Associates Pty Ltd Dr Russell Edwards Ex-officio appointment General Manager, Research, Development and Venture Capital Branch, AusIndustry 6 Mr Clark was reappointed for a second term 15 March 2010 to 14 March 2013. 7 Dr Hawley was reappointed for a second term 15 December 2009 to 14 December 2012. Appendix X7 VENTURE CAPITAL COMMITTEE Chair Term of Appointment Mr Gerard Noonan 9 September 2009 to 6 September 2012 Chair, Media Super Members Mr Adrian Brien AM8 27 September 2007 to 26 September 2010 Chairman & Managing Director, Adrian Brien Pty Ltd Mr Nicholas Callinan 31 July 2008 to 30 July 2011 Managing Partner, Collins Hill Pty Ltd Ms Margaret Calvert 27 September 2007 to 26 September 2010 Partner, Norcal Mr Marty Gauvin 31 July 2008 to 30 July 2011 Managing Director, Tier 5 Pty Ltd and President and Chief Executive Officer Virtual Ark Pty Ltd Mr John Grant AM 19 October 2009 to 18 October 2012 Chairman, Grantham Management Mr Roger Harley 27 September 2007 to 26 September 2010 Director, Fawkner Capital Management Pty Ltd Ms Debra Heitmann 19 October 2009 to 18 October 2012 Managing Director, Hado Investments Pty Ltd 8 Mr Adrian Brien AM resigned from the Venture Capital Committee 27 July 2009. Appendix X8 INNOVATION INVESTMENT FOLLOW-ON FUND COMMITTEE9 Chair Term of Appointment Mr Leslie Hosking 28 April 2009 to 31 December 2009 Company Director Members Mr Nicholas Callinan 28 April 2009 to 31 December 2009 Managing Director, Collins Hill Pty Ltd Mr John Grant AM 28 April 2009 to 31 December 2009 Chairman, Grantham Management Dr John Keniry AM 28 April 2009 to 31 December 2009 Chair, Ridley Corporation Limited Ms Fiona Pak-Poy 28 April 2009 to 31 December 2009 General Partner, Innovation Capital Limited Mr Kenneth Windle 28 April 2009 to 31 December 2009 Chief Executive Officer and Chairman, Advent Pharmaceuticals Pty Ltd 9 The Innovation Investment Follow-on Fund Committee was revoked 31 December 2009. Appendix X9 COMMERCIALISATION AUSTRALIA BOARD10 Chair Term of Appointment Dr Laurie Hammond 8 February 2010 to 7 February 2013 Director, iQ Funds Members Mr Nixon Apple 8 February 2010 to 7 February 2013 Industry and Economic Adviser, Australian Manufacturing Workers’ Union National Office Ms Jan Bingley 8 February 2010 to 31 July 2012 General Manager, IP Licensing and Technology Transfer, CSIRO Dr Susan Pond AM 8 February 2010 to 30 November 2012 Professor, Dow Sustainability Program, United States Study Centre Dr Bruce Whan 8 February 2010 to 31 July 2012 Director, Swinburne Knowledge Dr Katherine Woodthorpe 8 February 2010 to 30 November 2012 Chief Executive, The Australian Private Equity and Venture Capital Association Ltd Mr Doron Ben-Meir Ex-officio appointment Chief Executive Officer, Commercialisation Australia 10 The Commercialisation Australia Board was established 4 February 2010. Appendix X10 COMMERCIALISATION AUSTRALIA INTERIM ADVISORY BOARD11 Chair Term of Appointment Ms Fiona Pak-Poy 9 October 2009 to 31 January 2010 General Partner, Innovation Capital Limited Members Dr Laurie Hammond 9 October 2009 to 31 January 2010 Director, iQ Funds Mr David Miles AM 9 October 2009 to 31 January 2010 Company Director Dr Phil Robertson 9 October 2009 to 31 January 2010 Chief Operating Officer, NICTA Professor Margaret Sheil 9 October 2009 to 31 January 2010 Chief Executive Officer, Australian Research Council 11 The Commercialisation Australia Interim Advisory Board was established 9 October 2009 and was revoked 15 March 2010. Appendix X11 PHARMACEUTICALS COMMITTEE12 Chair Term of Appointment Mr Kenneth Windle 27 September 2007 to 26 September 2009 Chief Executive Officer and Chairman, Advent Pharmaceuticals Pty Ltd Members Mr Paul Bell 27 September 2007 to 26 September 2009 Board Member, Biota Holdings Limited Professor John Funder AO 27 September 2007 to 26 September 2009 Professor, Monash University Dr Suzanne Lipe 27 September 2007 to 26 September 2009 Vice President of Operations, Mesoblast Limited Dr Robert Moore 27 September 2007 to 26 September 2009 Director, Genkimed Pty Ltd Dr Ian Pitman 27 September 2007 to 26 September 2009 Consultant Professor Susan Tett 27 September 2007 to 26 September 2009 Professor, The University of Queensland 12 The Pharmaceuticals Committee was revoked 27 September 2009. APPENDIX Y LEGAL MATTERS/LITIGATION Table Y1 Current litigation matters Table Y2 Litigation matters completed DECISIONS BY COURTS AND ADMINISTRATIVE APPEALS TRIBUNAL During 2009-10 financial year, Innovation Australia was involved in a total of 21 matters in the Administrative Appeals Tribunal (AAT). Thirteen new applications for AAT review were received during the year. Three AAT proceedings were withdrawn by the Applicant. A further one AAT matter was effectively resolved in 2009-10. Table Y1 Current litigation matters Current cases as at Supreme Court Federal Court Administrative Appeals Tribunal Board as appellant/applicant 0 0 0 Board as respondent 0 0 17 Supreme Court Federal Court Administrative Appeals Tribunal Board as appellant/applicant 0 0 0 Board as respondent 0 0 4 30 June 2010 Table Y2 Litigation matters completed Completed cases as at 30 June 2010 APPENDIX Z MARKETING Table Z1 Media announcements Table Z1 Media Announcements 2009-10 Date Announcement 22 July 2009 CLIMATE READY GRANT SUPPORT 180 GREEN JOBS 24 July 2009 GOVERNMENTS PARTNER WITH FORD ON NEW GREEN ENGINES 3 August 2009 FUNDING BOOST TO MARKET FIVE CONSTRUCTION INNOVATIONS 3 August 2009 FUNDING BOOST TO MARKET FOUR ENERGY INNOVATIONS 3 August 2009 FUNDING BOOST TO MARKET FIVE ENGINEERING INNOVATIONS 3 August 2009 FUNDING BOOST TO MARKET ELEVEN ENVIRO INNOVATIONS 3 August 2009 FUNDING BOOST TO MARKET FIVE HEALTH INNOVATIONS 3 August 2009 FUNDING BOOST TO MARKET 13 IT INNOVATIONS 3 August 2009 FUNDING BOOST TO MARKET FOUR MINING INNOVATIONS 3 August 2009 38 INNOVATIVE PRODUCTS GIVEN $2.4M FOR MARKETPLACE BOOST 3 August 2009 FUNDING BOOST TO MARKET SPORT & LIFESTYLE INNOVATIONS 6 August 2009 $64M TO KEEP SMART START-UPS IN THE GAME 25 August 2009 52 INNOVATIVE PROJECTS SHARE $3.6 MILLION IN COMET FUNDING 31 August 2009 TOYOTA KICKS OFF PILOT PRODUCTION OF HOME-GROWN HYBRID 10 September 2009 TAX OFFSET CHANGES TO BOOST RESEARCH & DEVELOPMENT 18 September 2009 NEW R&D TAX CREDIT 23 September 2009 AUSTRALIAN INNOVATIONS SHARE $985,600 IN COMET FUNDING 25 September 2009 GOVT WELCOMES GROWTH IN R&D BUSINESS INVESTMENT 21 October 2009 COMMERCIALISATION AUSTRALIA - DETAILS ANNOUNCED 30 November 2009 COMMERCIALISATION HELP MADE SIMPLER 4 December 2009 $2.8M IN GRANTS TO HELP MANUFACTURERS GO GREEN (With Treasurer) Date Announcement 7 December 2009 AUSTRALIAN INNOVATIONS SHARE $633,600 IN COMET FUNDING 11 December 2009 AUSTRALIAN-BUILT TOYOTA HYBRID CAMRY 16 December 2009 SIX NEW PRODUCTS RECEIVE $422,400 TO HIT MARKET 18 December 2009 NEW R&D TAX CREDIT - EXPOSURE DRAFT LEGISLATION 18 December 2009 $64M FOR FUND MANAGERS TO HELP START-UPS GROW 21 December 2009 START YOUR APPLICATIONS: COMMERCIALISATION AUSTRALIA GETS READY FOR BUSINESS 4 January 2010 COMMERCIALISATION AUSTRALIA ACCEPTING APPLICATIONS 2 February 2010 $774,400 TO BRING 11 INNOVATIVE NEW PRODUCTS TO MARKET 9 February 2010 COMMERCIALISATION AUSTRALIA BOARD MEMBERS ANNOUNCED 26 February 2010 FUNDING TO GROW VENTURE CAPITAL: CALL FOR FURTHER APPLICATIONS 11 March 2010 GREEN CAR FUNDS PUT AUSSIE ENGINE TECHNOLOGY IN CHINESE CAR 22 March 2010 $40M GROWTH CAPITAL FOR INNOVATIVE START-UPS 31 March 2010 R&D TAX INCENTIVE — SECOND EXPOSURE DRAFT LEGISLATION 16 April 2010 COMMERCIALISATION AUSTRALIA TO SUPPORT 21 AUSTRALIAN INNOVATIONS 19 April 2010 COMMERCIALISATION AUSTRALIA CEO ANNOUNCED 28 April 2010 48 INNOVATORS SHARE $3.4M TO BRING IDEAS TO MARKET 13 May 2010 INCREASING SUPPORT FOR BUSINESS RESEARCH & DEVELOPMENT 14 May 2010 $5.5M TO HELP 22 MANUFACTURERS GO GREEN 28 May 2010 $2.4M TO MAKE NEXT GENERATION AUTO MIRRORS 31 May 2010 R&D TAX CREDIT BEST IN WORLD 28 June 2010 SECOND HOLDEN SHIFT BOOSTS AUTO INDUSTRY CONFIDENCE CONTACT DETAILS 1. How to contact Innovation Australia: Innovation Australia Secretariat Telephone Number: (02) 6213 7400 Fax Number: (02) 6213 7677 By email: innovationaustralia@innovation.gov.au By post: Innovation Australia GPO Box 2704 CANBERRA CITY ACT 2601 2. For further information about Innovation Australia and its programs, please visit our website: www.ausindustry.gov.au or contact the AusIndustry hotline 13 28 46 or contact a Customer Service Manager in your state or territory as listed: AUSTRALIAN CAPITAL TERRITORY AusIndustry Office Telephone Facsimile AUSTRALIAN CAPITAL TERRITORY 13 28 46 (02) 6213 7644 Telephone Facsimile Industry House 10 Binara Street CANBERRA CITY ACT 2600 GPO Box 9839 CANBERRA CITY ACT 2601 Email: aiact@innovation.gov.au NEW SOUTH WALES AusIndustry Offices NEW SOUTH WALES AusIndustry Offices Telephone Facsimile NEW SOUTH WALES (02) 9226 6000 (02) 9226 6002 (02) 4254 5534 (02) 4225 2607 (02) 4014 5977 (02) 4960 3847 (02) 6761 3624 (02) 6761 3571 Level 5 341 George Street SYDNEY NSW 2000 GPO Box 9839 SYDNEY NSW 2001 Email: ainsw@innovation.gov.au Wollongong – Illawarra and South Coast Region Suite 1, Terrace Level Crown Tower, 200 Crown Street WOLLONGONG NSW 2500 PO Box 5427 WOLLONGONG NSW 2520 Newcastle – Newcastle Hunter Region IDC Hunter University Drive CALLAGHAN NSW 2308 PO Box 189 HUNTER REGION MC NSW 2310 Tamworth – Northern Central NSW Region Level 1, 345 Peel Street TAMWORTH NSW 2340 PO Box 920 TAMWORTH NSW 2340 NEW SOUTH WALES AusIndustry Offices Telephone Facsimile Wagga Wagga – South West NSW Region (02) 6921 1828 (02) 6921 6415 Telephone Facsimile (03) 9268 7555 (03) 9268 7599 (03) 5320 5960 (03) 5331 7973 (03) 5442 4199 (03) 5441 8941 (03) 5633 3436 (03) 5633 3439 48 Fitzmaurice Street WAGGA WAGGA NSW 2650 PO Box 5761 WAGGA WAGGA NSW 2650 VICTORIAN AusIndustry Offices VICTORIA Level 9, KPMG House 161 Collins Street MELBOURNE VIC 3000 GPO Box 85 MELBOURNE VIC 3001 Email: aivic@innovation.gov.au Ballarat – Western and South Western Victoria Region 48 Sturt Street BALLARAT VIC 3350 PO Box 511 BALLARAT VIC 3353 Bendigo – Northern Victoria Region 46 Edward Street BENDIGO VIC 3550 PO Box 1332 BENDIGO CENTRAL VIC 3552 Trafalgar – Gippsland Region Trafalgar Technology Centre 107 Princes Highway TRAFALGAR VIC 3824 PO Box 247 TRAFALGAR VIC 3824 SOUTH AUSTRALIA/NORTHERN TERRITORY Telephone Facsimile (08) 8406 4700 (08) 8406 4717 (08) 8723 1057 (08) 8725 8949 (08) 8641 2563 (08) 8641 1823 (08) 8941 6261 (08) 8941 5603 AusIndustry Offices Level 11, Terrace Towers 178 North Terrace ADELAIDE SA 5000 GPO Box 9839 ADELAIDE SA 5001 Email: aisa@innovation.gov.au Mount Gambier – Southern South Australia Region Old Town Hall Commercial Street East MOUNT GAMBIER SA 5290 PO Box 1537 MOUNT GAMBIER SA 5290 Port Augusta – Northern South Australia Region Port Augusta Business Centre 500 Stirling Road PORT AUGUSTA SA 5700 PO Box 421 PORT AUGUSTA SA 5700 DARWIN Ground Floor, Development House 76 The Esplanade DARWIN NT 0800 PO Box 4816 DARWIN NT 0801 TASMANIAN Telephone Facsimile (03) 6230 9900 (03) 6230 9901 (03) 6331 4183 (03) 6331 3452 AusIndustry Offices TASMANIA Level 4, AMP Building 86 Collins Street HOBART TAS 7000 GPO Box 9839 HOBART TAS 7001 Email: aitas@innovation.gov.au Launceston – Northern Tasmania Region Level 1, Cornwall Square 12-16 St John Street LAUNCESTON TAS 7250 PO Box 823 LAUNCESTON TAS 7250 QUEENSLAND Telephone Facsimile (07) 3227 4700 (07) 3227 4730 (07) 5503 1476 (07) 5503 1628 (07) 4721 6649 (07) 4721 0753 (07) 4151 0660 (07) 4151 0708 AusIndustry Offices QUEENSLAND Level 12 100 Creek Street BRISBANE QLD 4000 GPO Box 9839 BRISBANE QLD 4001 Email: aiqld@innovation.gov.au Gold Coast – Southern Queensland and Northern Costal NSW Region Level 1, 26 Marine Parade SOUTHPORT QLD 4215 PO Box 1448 SOUTHPORT BC QLD 4215 Townsville – Northern Queensland Region 1st Floor Enterprise House Cnr The Strand and Sir Leslie Thiess Drive TOWNSVILLE QLD 4810 PO Box 326 TOWNSVILLE QLD 4810 Bundaberg - Central Queensland Region 205 Bourbong Street BUNDABERG QLD 4670 GPO Box 1386 BUNDABERG QLD 4670 WESTERN AUSTRALIAN Telephone Facsimile (08) 9287 3500 (08) 9287 3511 (08) 9721 8216 (08) 9721 7584 AusIndustry Offices WESTERN AUSTRALIA Level 25, St Martins Tower 44 St Georges Terrace PERTH WA 6000 GPO Box 9839 PERTH WA 6848 Email: aiwa@innovation.gov.au Bunbury – South West Australia Region Podium level, Bunbury Tower 61 Victoria Street BUNBURY WA 6230 PO Box 2488 BUNBURY WA 6231 ACRONYM INDEX A AAT Administrative Appeals Tribunal ACIS Australian Competitiveness and Investment Scheme ACRE Australian Centre for Renewable Energy AFOF Australian Venture Capital Fund of Funds ANZSIC Australian and New Zealand Standard Industrial Classification ASIC Australian Securities and Investments Commission ASRC Australian Standard Research Classification ATO Australian Taxation Office C CA Commercialisation Australia Program CAIAB Commercialisation Australia Interim Advisory Board CAC Act Commonwealth Authority and Companies Act COMET Commercialising Emerging Technologies program CRC Cooperative Research Centre D DIISR Department of Innovation, Industry, Science and Research DOI Disclosure of Interest E ESVCLP Early Stage Venture Capital Limited Partnership G GCIF Green Car Innovation Fund GCIC Green Car Innovation Committee GST Goods and Services Tax I ICIP Industry Cooperative Innovation Program ICTIP ICT Incubators Program IGC Innovation Grants Committee IIF Innovation Investment Fund IIFF Innovation Investment Follow-on Fund ILP Incorporated Limited Partnership IR&D Industry Research and Development ITAA Income Tax Assessment Act M MVP R&D Scheme Motor Vehicle Producer R&D Scheme P P3 Pharmaceuticals Partnerships Program PDF Pooled Development Fund PSF Pre-Seed Fund R RCC Re-tooling for Climate Change R&D Research and development REDI Renewable Energy Development Initiative REEF Renewable Energy Equity Fund RRA Registered Research Agency S SMEs Small and medium sized enterprises T TCC Tax Concession Committee V VC Act Venture Capital Act VCC Venture Capital Committee VCLP Venture Capital Limited Partnerships VCR Venture Capital Registration INDEX A (ACIS Stage 2) Motor Vehicle Producer (MVP) R&D Scheme (9, 22, 39, 82-83, 97, 99, 102, 104, Appendix S 233-234) Program Breakdown (Appendix S 233-234) Acronym Index (263-164) Appendices (117-258) AusIndustry Contacts (259-262) Australian Centre for Renewable Energy (100, 77) Australian Government Budget and Expenditure (formally Finance) (Appendix D, 144) Assistance provided by the Board (9-11) Climate Ready program (54) Commercialisation Australia program (51) Commercial Ready program (85) COMET program (64) Green Car Innovation Fund program (37) ICIP program (89) IIF program (42) Pharmaceuticals Partnerships Program (73) Pre-Seed Fund program (80) Program by Program Breakdown (Appendix E, 145-153) R&D Start program (92) REDI program (88) Re-tooling for Climate Change program (61) Australian Taxation Office (11, 24, 31-32, 69, 72, 76, 99, 109) Australian Venture Capital Fund of Funds (70) B Backing Australia’s Ability (23, 84, 91) Benefits Disbursed by State/Territory (11) C Chairman’s Report (3-11) Clean Business Australia (17, 54, 61) Climate Ready program (5, 9, 17, 22, 54-60, 97, 99, 102, 106-107, 144, 146, 153, Appendix K 189-195, 258) Committee (59, 62, 88, 99, 102, 106-107, 248, 251) Committee Membership (251) Program Breakdown (Appendix K 189-195) Commercialisation Australia program (4-5, 7, 9, 16-17, 22, 50-53, 63, 97, 99-100, 102-103, 113,-114, 118, 127-134, 144, 146-153, Appendix J 185-188, 258) Board (7-8, 50-51, 53, 99, 102, 114, 118, 136, 138, 248, 253) Committee Membership (253) Program Breakdown (Appendix J 185-188) Commercialisation Australia Interim Advisory Board (7, 100, 113, 118, 125, 137, 248, 254) Commercial Ready Plus (20, 84-85, 97, 99, 102) Commercial Ready program (9, 20, 22, 84-86, 88, 91-92, 97, 99, 102, 107-108, 144, 146-153, Appendix T 236-241) Program Breakdown (Appendix T 236-241) Commercialising Emerging Technologies (COMET) program (5-6, 9, 17-18, 22, 6367, 97, 99, 102, 105-106, 113-114, 146-153, Appendix M 202-216, 258) Committee (7, 67, 99, 102, 105-106, 118, 139, 250) Committee Membership (250) Program Breakdown (Appendix M 202-216) Committees Board and Committee Membership (Appendix X 248-254) Contacts (259–262) Corporate Governance (95-116) Code of Conduct (Appendix B 140) Disclosure of Interest (Appendix C 141-143) Customers Assisted by State/Territory (11) D Department of Innovation, Industry, Science and Research (8-9, 83, 100, 105, 109, 113, 140) Department of Resources, Energy and Tourism (100, 77) E Early Stage Venture Capital Limited Partnerships (5, 18-19, 22, 68-69, 75, 97, 99, 102-103, 110, Appendix N 217-220) Program Breakdown (Appendix N 217-220) EP&T Global (R&D Tax Concession) (33) F Formblock (R&D Tax Concession) (34) Functions (97-98) G Green Car Innovation Fund (5, 6, 9, 14-15, 22, 37-40, 97, 99, 102-105, 144, 146-153, Appendix X 178-180) Committee (38-39, 83, 99, 102, 104-105, 248, 250) Committee Membership (250) Program Breakdown (Appendix X 178-180) GPS-Ag (R&D Tax Concession) (35) H Highlights (13) I Industry Cooperative Innovation Program (ICIP) (22, 89-90, 97, 144, 146-153, Appendix V 244-245) Program Breakdown (Appendix V 244-245) Industry Research and Development Act 1986 (iii, 1, 23, 39, 53, 59, 67, 78, 81, 83, 86, 88, 90, 93, 96, 108, 118, 126, 141) Innovation Australia (96-103) Board’s structure (102) Overview (96) Functions (97) Membership (Appendix V, 252) Mission statement (1) Vision statement (1) Innovation Grants Committee (7, 86, 93, 99, 102, 107-108, 248, 251) Committee Membership (251) Innovation Investment Fund program (4-6, 10, 15-16, 18, 22, 41-45, 46-48, 69, 77, 81, 97, 99, 102, 110, 144, 146-153, Appendix H 181-182) Program breakdown (Appendix H 181-182) Innovation Investment Follow-on Fund program (6, 7, 10, 15-16, 22, 43, 45-49, 97, 100, 102, 110-111, 115, 144, 146-153, Appendix I 183-184) Committee (7, 48, 100, 102, 115, 118, 135, 248, 253) Committee Membership (253) Program breakdown (Appendix I 183-184) J J Smith & Sons (R&D Tax Concession) (36) L Legal Matters (Appendix Y 255-256) Letter of Transmittal (iii) M Marketing (Appendix Z 257-258) O Ofidium Pty Ltd (Innovation Investment Follow-on Fund) (49) Orbital Australia (Green Car Innovation Fund) (40) Our Programs (21-93) P Pharmaceuticals Partnerships Program (P3) (7, 73-74, 97, 100, 116, Appendix P 225226) Committee (7, 74, 100, 116, 118, 124, 248, 254) Committee Membership (254) Program Breakdown (Appendix P 225-226) Pooled Development Funds (19, 22, 68, 75-76, 97, 99, 102, 110, 146-152 Appendix Q 227-231 ) Program Breakdown (Appendix Q 227-231) Powering Ideas: an Innovation Agenda for the 21st Century (3, 4, 6, 16, 50) Pre-Seed Fund (PSF) (10, 16, 19, 22, 44, 46, 48-49, 79-81, 97, 99, 102, 110, 111, 144, 146-153, Appendix R 232-233) Budget Breakdown (80) Program Breakdown (Appendix R 232-233) Program Breakdown (all) (Appendix E 145-153) R R&D Start program (9, 20, 22, 84-85, 91-93, 97, 99, 102, 107-108, 144, 146-153, Appendix W 246-247) Program Breakdown (Appendix W 246-247) R&D Tax Incentive (3-4, 14, 32, 109, 258) R&D Tax Concession program (5, 9, 11, 14, 22-36, 97, 99-100, 102, 108-109, 146-153, Appendix F 154-177) 175 per cent Premium (14, 23, 27-28, 30) Administration Consultative Group (32, 109) Program Breakdown (Appendix F 154-177) R&D Tax Offset (14, 23, 26-31, 154, 156, 160-161) R&D Syndication (31) Registered Research Agencies (31, 154-155, 162-177) Renewable Energy Development Initiative (REDI) (9, 20, 22, 85, 87-88, 92, 97, 99, 102, 106, 107, 144, 146-153, Appendix U 242-243 ) Program Breakdown (Appendix U 242-243) Renewable Energy Equity Fund (REEF) (16, 10, 22, 44, 46, 48, 77-78, 97, 99, 100, 102, 110-111, 144, 146-152) Re-tooling for Climate Change program (5, 10, 17, 22, 61-62, 97, 102-103, 106-107, 118-123, 144, 146-153, Appendix L 196-201 ) Program Breakdown (Appendix L 196-201) T Tax Concession Committee (31-32, 99, 102, 108-109, 248, 252) Committee Membership (252) V Venture Capital Committee (7, 8, 19, 41, 43-45, 48, 69, 72, 75-76, 78, 81, 99, 102, 110-111, 115, 248, 252) Committee Membership (252) Venture Capital Entities (75, 110) Venture Capital Limited Partnerships program (5, 10, 18, 22, 49, 68, 70-72, 97, 99, 102, 110, 146-152, Appendix O 221-224) Program Breakdown (Appendix O 221-224)