APPENDIX N
EARLY STAGE VENTURE CAPITAL LIMITED
PARTNERSHIPS (ESVCLP) PROGRAM
BREAKDOWN
Table N1
List of ESVCLPs in existence at 30 June 2010
Table N2
List of conditional ESVCLP registration lapsed during 2009-10
Note: Tables N1 and N2 are prepared in accordance with section 46 (2A) (g - l) of the IR&D Act
1986.
In reference to section 46 (2A) (j), (k) and (l) there are no entities registered under Part 3
of the Venture Capital Act 2002.
Table N1 List of ESVCLPs in existence at 30 June 2010
Full registration [s13-1(1A)]: At 30 June 2010 the following
partnerships were registered under s13-1(1A) of the Venture Capital
Act 2002. Registration under this provision is known as full
registration.
1.
CONSTANT INNOVATION, LP
Registration
taken to have
come into
force
04/06/2010
L0000199P – an incorporated limited partnership registered in VIC
2.
ONEVENTURES INNOVATION FUND, LP
04/02/2009
ILP0000063, an incorporated limited partnership registered in NSW
3.
PARALLEL CAPITAL NO. 1, LP
28/10/08
ILP0000054, an incorporated limited partnership registered in NSW
Table N1 List of ESVCLPs in existence at 30 June 2010 (continued)
Conditional registration [s13-5(1A)]: Limited partnerships that do not
Registration
qualify for full registration can be conditionally registered. taken to have
The partnership then has 24 months to achieve full
come into
registration. At 30 June 2010 the following partnerships
force
were registered under s13-5(1A) of the Venture Capital
Act 2002.
1.
BGS EARLY STAGE VENTURE CAPITAL LIMITED PARTNERSHIP
20/08/2009
ILP0000065, an incorporated limited partnership registered in NSW
2.
EARLY STAGE CAPITAL EXPANSION FUND LP
16/04/2010
L0000196H, an incorporated limited partnership registered in VIC
3.
START EARLY STAGE VENTURE CAPITAL LIMITED PARTNERSHIP
28/10/2008
ILP0000057, an incorporated limited partnership registered in NSW
1Table N2 List of conditional ESVCLP registration lapsed during 2009 10
The following conditionally registered ESVCLPs had their conditional
registration lapse under s13-10 of the Venture Capital Act
Datelapsed
1.
23/12/200
ALLEN & BUCKERIDGE IV, LP
ILP0000047, an incorporated limited partnership registered in NSW
REPORTING REQUIREMENT
15-17 ANNUAL REPORTS FOR ESVCLP
Innovation Australia is required to publish copies of ESVCLP's reports on the
implementation of their approved investment plans.
9
FULL REGISTRATION
CONSTANT INNOVATION, LP
L0000199P – an incorporated limited partnership registered in VIC
The Fund has established the necessary management practices and protocols to
manage, assess and monitor investments and ensure the Fund maintains full
compliance.
ONEVENTURES INNOVATION FUND, LP
ILP0000063, an incorporated limited partnership registered in NSW
OneVentures Innovation Fund, LP operates and only carried on activities in
accordance with its approved investment plan and that these activities related to
the making and holding of investments as permitted by the Venture Capital Act
2002.
PARALLEL CAPITAL NO. 1, LP
ILP0000054, an incorporated limited partnership registered in NSW
Parallel Capital continues to operate in accordance with their investment plan
and have established the necessary management practices and protocols
including those to enable the Fund to comply with the reporting requirements
for Innovation Australia.
CONDITIONAL REGISTRATION
BGS EARLY STAGE VENTURE CAPITAL LIMITED PARTNERSHIP
ILP0000065, an incorporated limited partnership registered in NSW
To date there have been no investments made by the partnership under the
approved investment plan. All investments that will be made in the future will be
modelled on the partnerships approved investment plan.
EARLY STAGE CAPITAL EXPANSION FUND LP
L0000196H, an incorporated limited partnership registered in VIC
Early Stage Capital Expansion Fund LP is yet to complete its capital raising. When
the capital raising is complete and the Fund is ready to invest, investments will
be made in line with the approved investment plan.
START EARLY STAGE VENTURE CAPITAL LIMITED PARTNERSHIP
ILP0000057, an incorporated limited partnership registered in NSW
To date there have been no investments made by the partnership under the
approved investment plan. All investments that will be made in the future will
be modelled on the partnerships approved investment plan.
APPENDIX O
VENTURE CAPITAL LIMITED PARTNERSHIPS
(VCLP) PROGRAM BREAKDOWN
Table O1
List of VCLPs in existence at 30 June 2010
Table O2
List of partnerships that became VCLPs during 2009-10
Table O3
List of partnerships that ceased to be VCLPs during 2009-10
Table O4
List of conditional VCLP registration lapsed during 2009-10
Note: Appendix O Tables O1 to O4 are prepared in accordance with section 46 (2A) (g - l) of the
IR&D Act 1986.
In reference to section 46 (2A) (j), (k) and (l) there are no entities registered under Part 3
of the Venture Capital Act 2002.
Table O1 List of VCLPs in existence at 30 June 2010
Full registration [s13-1]: At 30 June 2010 the following partnerships
were registered under s13-1 of the Venture Capital Act 2002.
Registration under this provision is known as full registration. These
VCLPs have raised at least $10 million.
1.
A&B ETCF, LP
Registration
taken to have
come into force
21/02/07
ILP0000033, an incorporated limited partnership registered in NSW
2.
ANACACIA PARTNERSHIP 1, LP
13/06/07
ILP0000036, an incorporated limited partnership registered in NSW
3.
ANCHORAGE CAPITAL PARTNERS FUND, LP
07/04/08
ILP0000049, an incorporated limited partnership registered in NSW
4.
ANU MTAA SUPER VENTURE CAPITAL PARTNERSHIP, LP
28/07/05
19000001, an incorporated limited partnership registered in the ACT
5.
ARCHER CAPITAL VCLP 3, LP
29/04/04
ILP0000006, an incorporated limited partnership registered in NSW
6.
ARCHER VCLP GF 1, LP
26/06/06
ILP0000015, an incorporated limited partnership registered in NSW
7.
AROWANA CAPITAL AUSTRALASIAN MICRO-CAP PRIVATE
EQUITYPARTNERSHIP 1, LP
18/07/07
ILP0000039, an incorporated limited partnership registered in NSW
8.
BBF1 PARTNERSHIP, LP
16/11/07
ILP0000042, an incorporated limited partnership registered in NSW
9.
CLEANTECH AUSTRALIA FUND, LP
31/08/07
L0000146S, an incorporated limited partnership registered in VIC
10.
CRESCENT CAPITAL PARTNERS II, LP
26/07/04
ILP0000003, an incorporated limited partnership registered in NSW
11.
CRESCENT CAPITAL PARTNERSHIP III, LP
25/10/06
ILP0000023, an incorporated limited partnership registered in NSW
12.
CWC CORPORATE OPPORTUNITY NO.1 LIMITED
20/09/06
PARTNERSHIP, LP
L0000113A, an incorporated limited partnership registered in VIC
13.
EQUITY PARTNERS FUND NO. 3, LP
ILP0000018, an incorporated limited partnership registered in NSW
15/11/06
Full registration [s13-1]: At 30 June 2010 the following partnerships
were registered under s13-1 of the Venture Capital Act 2002.
Registration under this provision is known as full registration. These
VCLPs have raised at least $10 million.
14.
FULCRUM CAPITAL PARTNERS NO.1, LP
Registration
taken to have
come into force
14/02/07
ILP0000026, an incorporated limited partnership registered in NSW
15.
HARBERT AUSTRALIAN PRIVATE EQUITY FUND I, LP
23/02/09
090053575, is a limited partnership registered with the State of Delaware
16.
INNOVATION CAPITAL FUND II, LP
07/10/05
ILP0000013, an incorporated limited partnership registered in NSW
17.
JOLIMONT SECONDARIES FUND II, LP
15/11/06
L0000119N, an incorporated limited a partnership registered in VIC
18.
NEXT CAPITAL 1, LP
16/11/05
L0000101T, an incorporated limited partnership registered in VIC
19.
NEXT CAPITAL II, LP
07/04/08
L0000159B, an incorporated limited partnership registered in VIC
20.
PROPEL PRIVATE EQUITY FUND II, LP
26/07/04
ILP0000002, an incorporated limited partnership registered in NSW
21.
QUADRANT PRIVATE EQUITY NO 1, LP
13/09/05
ILP0000011, an incorporated limited partnership registered in NSW
22.
QUADRANT PRIVATE EQUITY FUND NO.2, LP
14/02/07
ILP0000030, an incorporated limited partnership registered in NSW
23.
SOUTH AUSTRALIAN LIFE SCIENCE ADVANCEMENT
PARTNERSHIP, LP
20/09/06
LP020, an incorporated limited partnership registered in SA
24.
SOUTHERN CROSS FUND NO. 1, LP
22/06/06
ILP0000017, an incorporated limited partnership registered in NSW
25.
STARFISH TECHNOLOGY FUND 1, LP
10/02/04
L0000062J, an incorporated limited partnership registered in VIC
26.
STARFISH TECHNOLOGY FUND II, LP
17/04/07
L0000128P, an incorporated limited partnership registered in VIC
27.
THE GOLDMAN SACHS JBWERE TRANS-TASMAN PRIVATE
EQUITY FUND 07, LP
ILP0000028, an incorporated limited partnership registered in NSW
14/02/07
Full registration [s13-1]: At 30 June 2010 the following partnerships
were registered under s13-1 of the Venture Capital Act 2002.
Registration under this provision is known as full registration. These
VCLPs have raised at least $10 million.
28.
TRIANGLE RESOURCE FUND (AUSTRALIA), LP
Registration
taken to have
come into force
12/08/05
ILP0003, an incorporated limited partnership registered in QLD
29.
VIBURNUM PRIVATE EQUITY PARTNERSHIP 1, LP
09/10/07
ILP0000041, an incorporated limited partnership registered in NSW
30.
WOLSELEY PARTNERS FUND 2004, LP
07/09/04
ILP0000009, an incorporated limited partnership registered in NSW
31.
WOLSELEY PARTNERS FUND II, LP
16/11/07
ILP0000045, an incorporated limited partnership registered in NSW
32.
YUUWA CAPITAL, LP
ILP0000058, an incorporated limited partnership registered in NSW
10/11/08
Table O1 List of VCLPs in existence at 30 June 2010
Conditional registration [s13-5]: Limited partnerships that have yet to
raise capital and do not qualify for full registration can be conditionally
registered. The partnership then has 24 months to achieve full
registration. At 30 June 2010 the following partnerships were
registered under s13-5 of the Venture Capital Act 2002.
1.
ARCHER CAPITAL VCLP 4, LP
Conditional
registration
effective
16/04/10
ILP0000067, an incorporated limited partnership registered in NSW
2.
ELCANO SUSTAINABILITY INVESTMENTS 1, LP
19/02/10
L0006, an incorporated limited partnership registered in QLD
3.
HARBERT AUSTRALIAN PRIVATE EQUITY PARALLEL FUND 1,
LP
09/10/09
L0000188J, an incorporated limited partnership registered in VIC
4.
QUAY INVESTOR GROUP FUND NO.1, LP
23/02/09
ILP0000061, an incorporated limited partnership registered in NSW
5.
REDFIRE VENTURE CAPITAL PARTNERSHIP 1, LP
28/10/08
L0000174X, an incorporated limited partnership registered in VIC
Table O2 List of partnerships that became VCLPs during 2009 10
Full registration [s13-1]
1.
YUUWA CAPITAL, LP
Board
decision
Registration
taken to have
come into
force*
27/11/09
10/11/08
ILP0000058, an incorporated limited partnership registered in NSW
* The Venture Capital Act 2002 [s13-10] provides for a partnership’s full registration to be backdated
when the partnership was first conditionally registered.
Table O2 List of partnerships that became VCLPs during 2009-10
Conditional registration [s13-5]
Conditional
registration
effective
1.
16/04/10
ARCHER CAPITAL VCLP 4, LP
ILP0000067, an incorporated limited partnership registered in NSW
2.
ELCANO SUSTAINABILITY INVESTMENTS 1, LP
L0006, an incorporated limited partnership registered in QLD
19/02/10
Conditional registration [s13-5]
Conditional
registration
effective
3.
09/10/09
HARBERT AUSTRALIAN PRIVATE EQUITY PARALLEL FUND 1,
LP
L0000188J, an incorporated limited partnership registered in VIC
4.
YUUWA CAPITAL, LP
21/09/09
ILP0000058, an incorporated limited partnership registered in NSW
Table O3 List of partnerships that ceased to be VCLPs during 2009 10
Under Section 17-25
Date revoked
No Partnerships ceased to be VCLPs during 2009-10
Table O4 List of conditional VCLP registration lapsed during 2009 10
The following conditionally registered VCLPs had their conditional
registration lapse under s13-10 of the Venture Capital Act
1.
ACCEDE CAPITAL VENTURE CAPITAL PARTNERS FUND II, LP
Datelapsed
17/11/09
ILP0000035, an incorporated limited partnership registered in NSW
2.
PROPEL PRIVATE EQUITY FUND III, LP
17/06/10
ILP0000055, an incorporated limited partnership registered in NSW
3.
VIBURNUM PRIVATE EQUITY PARTNERSHIP 2, LP
ILP0000051, an incorporated limited partnership registered in NSW
09/05/10
APPENDIX P
PHARMACEUTICALS PARTNERSHIPS
PROGRAM (P3) BREAKDOWN
Table P1
P3 program grant payments by state and territory, 2009-10
Table P2
P3 program grant payments by company, 2009-10
Note: Appendix P Tables P1 and P2 are prepared in accordance with section 46 (2) (c) (i) and
(ii) of the IR&D Act 1986.
Table P1 P3 program grant payments by state and territory, 2009-10
State/Territory
Total Payments ($)
Per cent of total (%)
1,007,089
47
VIC
925,400
43
QLD
213,890
10
SA
0
0
WA
0
0
TAS
0
0
ACT
0
0
NT
0
0
2,146,379
100
NSW
Total
Note:
The total figure represents the value of the payments made during the year and
does not include any amounts that may have been repaid.
Table P2 P3 program grant payments by company, 2009-10
Organisation
Grant Payments ($)
Acrux DDS Pty Ltd
148,761
GlaxoSmithKline Australia Pty Ltd
405,387
Hospira Australia Pty Ltd
371,252
Janssen-Cilag Pty Ltd
339,981
Merck Sharp & Dohme (Australia) Pty Ltd
290,941
Peplin Operations Pty Ltd
213,890
Pfizer Pty Ltd
376,167
Total
2,146,379
APPENDIX Q
POOLED DEVELOPMENT FUNDS (PDF)
PROGRAM BREAKDOWN
Table Q1
List of PDFs in existence at 30 June 2010
Table Q2
Companies that ceased to be PDFs during 2009-10 under
sections 45, 46 and 47
Note:
Appendix Q Tables Q1 and Q2 reflect the requirements set out in section 46 (2A) (a – f)
of the IR&D Act 1986. In reference to section 46 (2A) (b), (c) and (d), the closure of the
PDF program (on 21 June 2007) prevents new registrations under this program.
Table Q1 List of PDFs in existence at 30 June 2010
[Companies registered under s14 of the Pooled Development Funds Act 1992]
Date
registered
1.
07/07/99
ACRUX LIMITED
ACN 082 001 152
2.
ADVENT III PRIVATE EQUITY LIMITED
22/06/98
ACN 082 863 769
3.
ALLAWAY WEAVER WILLIAMS DEVELOPMENT FUND PTY LTD
29/06/98
ACN 082 012 940
4.
ATF GROUP (PDF) LIMITED
29/09/03
ACN 106 213 772
5.
AUSFIRST CAPITAL LIMITED
16/05/00
ACN 091 945 443
6.
AUSTOCK GROUP LIMITED
07/06/99
ACN 087 334 370
7.
AUSTRALIAN BIOMEDICAL FUND NO.1 LIMITED
13/01/00
ACN 089 872 999
8.
AUSTRALIAN BIOMEDICAL FUND NO.2 LIMITED
13/01/00
ACN 089 873 030
9.
AUSTRALIAN BIOMEDICAL FUND NO.4 LIMITED
13/12/05
ACN 117 429 795
10.
AUSTRALIAN BIOTECHNOLOGY & HEALTHCARE FUND NO.3
LIMITED
22/11/00
ACN 094 676 552
11.
AUSTRALIAN CAPITAL FUND PTY LTD
22/12/00
ACN 094 900 311
12.
AUSTRALIS INVESTMENT HOLDING PTY LTD
15/11/06
ACN 121 768 116
13.
AUTHORISED INVESTMENT FUND LIMITED
03/05/95
ACN 068 793 322
14.
BIOFUSION CAPITAL PTY LTD
ACN 100 041 254
09/05/02
[Companies registered under s14 of the Pooled Development Funds Act 1992]
Date
registered
15.
29/03/00
BIOTECH CAPITAL LIMITED
ACN 091 979 172
16.
BLACK ORB PTY LIMITED
28/07/05
ACN 114 350 864
17.
BLUEPEAK VC TECHNOLOGY POOLED FUND LIMITED
13/03/00
ACN 077 305 198
18.
CVC SUSTAINABLE INVESTMENTS LIMITED
20/12/99
ACN 088 731 837
19.
DIGITAL CONTENT EXPLORER FUND PTY LTD
14/06/06
ACN 118 947 292
20.
DYNAMIC DEVELOPMENT FUND PTY LTD
01/11/05
ACN 116 187 270
21.
EFFICIENT ENERGY AUSTRALIA LIMITED
05/08/97
ACN 078 867 446
22.
ePARK DIRECT EQUITY FUND PTY LTD
22/12/00
ACN 093 613 793
23.
EMC SOLAR LIMITED
20/05/04
ACN 108 702 101
24.
FIRST TASMANIA INVESTMENTS LIMITED
22/12/97
ACN 080 755 746
25.
FUTURE CAPITAL DEVELOPMENT FUND LIMITED
06/04/98
ACN 081 825 470
26.
GENESIS BDI LIMITED
08/10/02
ACN 081 768 907
27.
GROWTHTECH INTERNATIONAL PTY LTD
18/07/97
ACN 065 951 091
28.
HEALTHCAP PARTNERS LIMITED
15/11/06
ACN 122 437 503
29.
HEALTHNET INVESTMENTS PTY LTD
ACN 088 674 846
27/09/99
[Companies registered under s14 of the Pooled Development Funds Act 1992]
Date
registered
30.
20/01/97
HOCHMA DEVELOPMENT FUND LIMITED
ACN 069 159 299
31.
HUNTER TECHNOLOGY GROUP LIMITED
15/11/06
ACN 122 437 503
32.
INCUBATOR CAPITAL LIMITED
29/03/00
ACN 091 499 357
33.
INNOVATION CAPITAL LIMITED
30/03/99
ACN 086 439 107
34.
INNOVEST PDF LIMITED
23/03/06
ACN 118 146 035
35.
IPO IVESTMENTS LIMITED
20/12/06
ACN 122 917 837
36.
JACARANDA CAPITAL PTY LTD
09/08/06
ACN 120 557 208
37.
MATCH DEVELOPMENT FUND PTY LTD
15/11/06
ACN 122 203 641
38.
MEC RESOURCES LTD
19/09/05
ACN 113 900 020
39.
MEDIASMART MANAGEMENT PTY LTD
20/12/06
ACN 098 578 664
40.
MINE INNOVATION DEVELOPMENT FUND PTY LTD
21/01/04
ACN 107 370 123
41.
NANYANG AUSTRALIA I LIMITED
20/12/93
ACN 062 516 787
42.
NANYANG AUSTRALIA II LIMITED
26/06/96
ACN 072 468 798
43.
NEW FRUGALITAS FUND LIMITED
02/05/05
ACN 099 058 250
44.
NEWTECH CAPITAL PTY LTD
ACN 119 115 696
11/05/95
[Companies registered under s14 of the Pooled Development Funds Act 1992]
Date
registered
45.
11/05/95
NEXTEC DEVELOPMENT CAPITAL LIMITED
ACN 068 582 936
46.
NORTHSTATE CAPITAL LIMITED
19/09/95
ACN 070 674 234
47.
ORIGIN CAPITAL LIMITED
06/04/98
ACN 079 800 196
48.
PACIFIC DEVELOPMENT CAPITAL LIMITED
05/10/99
ACN 088 964 112
49.
PARAGON EQUITY LIMITED
15/06/01
ACN 096 576 439
50.
PHOENIX DEVELOPMENT FUND LIMITED
21/12/00
ACN 094 922 602
51.
PROSPERITY CAPITAL PTY LTD
20/12/06
ACN 106 420 811
52.
SALTBUSH FUNDS MANAGEMENT LIMITED
26/02/04
ACN 102 298 546
53.
SMALLCO DEVELOPMENT CAPITAL PTY LTD
12/12/95
ACN 070 660 356
54.
STRATEGIC DEVELOPMENT FUND LIMITED
23/03/06
ACN 118 437 960
55.
TECHNOLOGY DEVELOPMENT INVESTMENT LIMITED
07/03/94
ACN 063 379 064
56.
TELTEC CAPITAL LIMITED
20/02/98
ACN 080 975 702
57.
THE NEW MILLENNIUM FUND PTY LTD
02/12/99
ACN 089 529 733
58.
THE PIONEER DEVELOPMENT FUND (AUST) LIMITED
20/12/02
ACN 103 118 761
59.
TILMANSTONE QUEENSLAND INVESTMENT PTY LTD
ACN 108 213 841
24/08/05
Table Q2 List of Companies that ceased to be PDFs during 2009-2010
Under Section 45
Date revoked
Automatic Revocation
1.
MINRES CAPITAL PTY LTD
11/11/09
ACN 121 768 134
2.
MOUNTAIN LAKE INVESTMENT FUND NO. 1 PTY LTD
ACN 093 108 626
11/11/09
Under Section 46
Date revoked
Revocation on application by PDF
1.
FIRST OPPORTUNITY FUND LIMITED
30/06/10
ACN 084 115 499
2.
IQ FUND 2 PTY LTD
ACN 099 710 531
04/06/10
Under Section 47
Date revoked
Revocation at Innovation Australia’s discretion
1.
AUSTCORP NO.500 PTY LTD
20/08/09
ACN 113 895 177
2.
AUSTRALIAN BUSINESS DEVELOPMENT FUND PTY LTD
20/08/09
ACN 072 040 156
3.
AUSTRALIAN METHANE GAS FUND LIMITED
27/11/09
ACN 112 395 605
4.
COPERNICUS CAPITAL NO. 1 FUND LIMITED
20/08/09
ACN 100 059 274
5.
EQUINOX EQUITIES PTY LTD
20/08/09
ACN 010 700 624
6.
PLANTATION TIMBERFUND AUSTRALIA PTY LTD
ACN 100 962 098
20/08/09
APPENDIX R
PRE-SEED FUND (PSF) PROGRAM BREAKDOWN
Table R1
Australian Government funds paid to PSF, 2009-10
Table R2
PSF investee companies receiving financial support by industry
sector, 2009-10
Table R3
PSF investee companies receiving financial support by state and
territory, 2009-10
Note: Appendix R Tables R1 to R3 are prepared in accordance with section 46 (2) (c) (i) and (ii)
of the IR&D Act 1986.
Table R1 Australian Government funds paid to PSF, 2009-10
Fund Manager
Investments ($m)
Allen and Buckeridge Asset Management Ltd
1.58
GBS Venture Partners Limited
1.30
SciVentures Investments Pty Ltd
0.37
Starfish Ventures Ltd
0.07
Total
3.32
Table R2 PSF investee companies receiving financial support by industry sector, 2009-10
Sector
No. Companies Supported
Information Technology and
Telecommunications
4
Pharmaceuticals
4
Life sciences/Biosciences
5
Engineering
3
Total
16
Table R3 PSF investee companies receiving financial support by state and territory, 2009-10
State/Territory
No. Companies Supported
NSW
5
VIC
5
QLD
2
WA
0
SA
1
TAS
0
ACT
0
NT
0
Other (Three companies are located overseas.)
3
Total
16
APPENDIX S
(ACIS STAGE 2) MOTOR VEHICLE PRODUCER
(MVP) R&D SCHEME BREAKDOWN
Table S1
MVP R&D Scheme grant agreements – current commitments,
2009-10
Table S2
MVP R&D Scheme grant payments by company, 2009-10
Table S1 MVP R&D scheme grant agreements - current commitments, 2009-10
ACIS Duty
Credits
Round 1 Recipient
Activity
Ford Motor Company of
Australia Ltd
State of the Art Engine Initiatives for
the Ford Falcon and Territory
Ranges.
GM Holden Ltd
Smart Architecture Development.
4,090,835
Fuel Economy and Emissions
Improvement.
1,833,300
Safety and Intelligent Systems.
1,050,300
Toyota Software Development
Project.
4,248,180
Toyota Motor Corporation
Australia Ltd
Total
39,200,412
Round 2 Recipient
Activity
Ford Motor Company of
Australia Ltd
New Ford Territory model powered
by State of the Art Alternative Fuel
Engine Technology.
E8 Platform Expansion.
GM Holden Ltd
Toyota Motor Corporation
Australia Ltd
Total
27,977,797
ACIS Duty
Credits
18,442,080
259,875
Hybrid Power Train Development.
2,870,452
Fuel Economy and Alternate Fuels.
17,499,780
Human Machine Interface
Development.
1,080,000
Global Smart Architecture and
Design Process.
6,156,000
Toyota SCON Vehicle Development
Project.
5,151,060
51,459,247
Table S2 MVP R&D scheme grant payments by company, 2009-10
Organisation
ACIS Duty Credits
Ford Motor Company of Australia Ltd
4,263,005
GM Holden Ltd
1,689,499
Toyota Motor Corporation Australia Ltd
Total
Note:
0
5,952,504
MVP R&D Scheme provides benefits in the form of ACIS duty credits.
APPENDIX T
COMMERCIAL READY PROGRAM BREAKDOWN
Table T1 Commercial Ready program grant payments by state and territory,
2009-10
Table T2 Commercial Ready program grant payments by company, 2009-10
Note: Appendix T Tables T1 and T2 are prepared in accordance with section 46 (2) (c) (i) and
(ii) of the IR&D Act 1986.
Table T1 Commercial Ready program grant payments by state and territory, 2009-10
State/Territory
Total Payments ($)
Per cent of total (%)
NSW
8,089,944
29
VIC
4,410,317
16
QLD
3,808,563
13
SA
2,993,457
11
WA
7,413,651
26
TAS
1,272,164
4
ACT
287,082
1
0
0
28,275,178
100
NT
Total
Note:
The total figure represents the value of the payments made during the
year and does not include any amounts that may have been repaid.
TABLE T2 Commercial Ready program grant payments by company, 2009 10
Organisation
Grant Payments ($)
AIMedics Pty Ltd
920,464
AMR Hewitts PrintPackaging Pty Ltd
158,356
ATRAD Pty Ltd
Adaptronic Electronics Pty Ltd
15,244
3,276
Advanced Engine Components Limited
11,830
Advent Pharmaceuticals Pty Ltd
85,030
Agronico Technology Pty Ltd
47,139
Air Aroma International Pty Ltd
12,500
Alcidion Corporation Pty Ltd
58,627
Alkane Resources Ltd
164,855
Alpha Chemicals Pty Ltd
147,522
Antaria Limited
195,939
Aquarius Technologies Pty Ltd
270,748
AtCor Medical Pty Ltd
570,986
Athlomics Pty Ltd
Atlas Marine International Pty Ltd
Australian Seafood Industries Pty Ltd
12,500
281,461
36,512
Avega Systems Pty Ltd
142,924
Avexa Ltd
265,855
BTF Pty Limited
12,892
Baska Versatile Laryngeal Mask Pty Ltd
36,590
Beechworth Spraying Pty Ltd
Bioproperties Pty Ltd
BluGlass Limited
Boxen Systems Pty Ltd
9,277
20,750
942,909
3,957
Buderim Ginger Ltd
166,078
CHK Gridsense Pty Ltd
293,359
Organisation
Grant Payments ($)
CLVR Pty Ltd
664,286
Cambium Land & Water Management Pty Ltd
5,306
Capital Markets Consulting Pty Limited
954,937
Capital Markets Surveillance Services Pty Ltd
149,038
Caplop Pty Ltd
Clean Seas Tuna Ltd
Colbeck & Gunton Pty Ltd
78,774
334,404
9,188
ComGroup Australia Pty Ltd
92,202
Concrete Slab Technology Pty Ltd
25,000
Coral Sea Pearls Pty Ltd
94,999
Coretrack Ltd
67,862
Corvel Marketing and Management Pty Ltd
18,036
Datadot Technology Limited
216,103
DeSALN8 Pty Ltd
89,063
Depth Analysis Pty Ltd
12,392
Desmond Fitzgerald & Associates Pty Ltd
465,947
Diakyne Ltd
12,480
Diverse Barrel Solutions Pty Ltd
17,907
Dobson's Vegetable Machinery Pty Ltd
49,859
E.R.T.H HYD Pty Ltd
59,007
ES Labs Pty Limited
114,844
Ecotech Pty Ltd
17,831
Elasto-Plastic Concrete Pty Ltd
12,205
Elexon Electronics Pty Ltd
58,979
Ellex R&D Pty Ltd
427,193
Eltong Engineering Pty Ltd
12,512
EzyTube Pty Ltd
25,407
G2 Microsystems Pty Ltd
137,434
Organisation
Grant Payments ($)
Garmond Australia Pty Ltd
12,144
GasTech Australia Pty Ltd
179,301
Gene Stream Pty Ltd
54,485
Gershwin Pty Ltd
502,675
Globe Drill Pty Ltd
119,860
Go Medical Industries Pty Ltd
366,897
Gold Peg International Pty Ltd
91,504
Hathaway Trading Co Pty Ltd
35,306
Hazel Hill Pty Ltd
46,195
Healthcare Software Pty Ltd
12,215
Hexcyl Systems Pty Ltd
18,129
Holocentric Pty Ltd
62,190
Hugh Jones Instruments Pty Ltd
75,725
Human Genetic Signatures Pty Limited
389,687
I.A.H. Manufacturing Pty Ltd
305,645
INC Corporation Pty Ltd
713,500
Immune System Therapeutics Ltd
151,142
Imugene Ltd
30,754
Industrea Ltd
607,882
Inference Communications Pty Ltd
12,446
Intelligent IP Communications Pty Ltd
12,414
Interactive Communications Solutions Pty Ltd
Intrepica Pty Ltd
JRB Engineering Pty Ltd
146,355
12,321
1,090,411
Krix Loudspeakers Pty Ltd
22,335
Lencom Antennas Pty Ltd
50,973
Leslie Consulting Pty Ltd
157,924
Lignor Ltd
358,730
Organisation
Live Technologies Pty Ltd
Lobster Harvest Pty Ltd
Magnificent Pty Ltd
Marinova Pty Ltd
Mediherb Pty Limited
Microbial Activity Pty Ltd
Micromine Pty Ltd
Grant Payments ($)
12,500
655,069
12,450
267,350
85,694
4,095
1,697,000
Millennium Electronics Pty Ltd
12,065
Mimetica Pty Limited
84,438
MultiTrode Pty Ltd
187,625
NOJA Power Switchgear Pty Ltd
517,953
Nautitech Manufacturing Services Pty Ltd
9,763
NeuClone Pty Ltd
12,340
NeuProtect Pty Ltd
26,431
Novozymes Biologicals Australia Pty Ltd
262,437
OMC International Pty Ltd
68,889
OPEN Networks Pty Ltd
95,361
Ondek Pty Ltd
723,280
Open Kernel Labs Pty Ltd
684,694
Opengear Pty Ltd
12,490
Orelogy Geotechnical Pty Ltd
11,388
Parnell Laboratories (Aust) Pty Ltd
Phylogica Limited
Pivot Maritime International Pty Ltd
225,416
57,598
474,725
PlantPlan Genetics Pty Ltd
11,998
Pluton Resources Ltd
11,355
Production Parts Pty Ltd
48,327
Proteomics International Pty Ltd
12,500
Organisation
Grant Payments ($)
Q-MAC Electronics Pty Ltd
131,846
Quantum Mining Services
38,873
QuintessenceLabs Pty Ltd
287,082
Redarc Technologies Pty Ltd
141,489
Renegade Motors International Pty Ltd
10,029
Reproductive Health Science Pty Ltd
386,356
Research Laboratories of Australia Pty Ltd
180,092
Resis Australia Pty Ltd
6,897
Revetec Holdings Ltd
51,005
Robway Crane Safety Systems Pty Ltd
64,734
Rubicon Systems Australia Pty Ltd
74,012
SPLat Controls Pty Ltd
184,552
Sands Innovations Pty Ltd
377,793
Scantech Limited
64,174
Scarpar Pty Ltd
10,452
Seapa Pty Ltd
8,298
Secura Shield Australia Pty Ltd
284,219
Seed Distributors Pty Ltd
135,085
Shellfish Culture Ltd
42,757
Specterra Services Pty Ltd
11,020
Spring Bay Seafoods Pty Ltd
72,942
Stainless Tube Mills (Aust) Pty Ltd
1,379,133
Stolway Holdings Pty Ltd
29,933
Supercorp Australia Pty Ltd
55,433
Sustainability Ventures Pty Ltd
12,416
Sydney IVF Ltd
215,645
T-Mag Pty Ltd
212,081
TGR BioSciences Pty Ltd
718,658
Organisation
TPI Enterprises Ltd
Grant Payments ($)
103,866
Tasmanian Selected Abalone Pty Ltd
82,434
Technology Enterprises Pty Ltd
92,528
The Active Reactor Company Pty Ltd
20,400
The Performance Technologies Group Pty Ltd
28,257
Unwired Australia Pty Ltd
177,225
VEEM Ltd
923,796
VIPAC Engineers and Scientists Limited
Vamhire Pty Ltd
33,866
157,921
Veterinary Encapsulation Biosciences Pty Ltd
12,966
Vicmarc Machinery Pty Ltd
21,699
Virtual Sailing Pty Ltd
7,838
Vivid Group Pty Ltd
136,286
Vortex Pipes Limited
36,279
WTG Pty Ltd
12,224
Wriota Pty Ltd
101,749
ZORK Pty Ltd
103,687
Total
28,275,178
APPENDIX U
RENEWABLE ENERGY DEVELOPMENT
INITIATIVE (REDI) PROGRAM BREAKDOWN
Table U1
REDI program grant payments by state and territory, 2009-10
Table U2
REDI program grant payments by company, 2009-10
Note: Appendix U Tables U1 and U2 are prepared in accordance with section 46 (2) (c) (i) and
(ii) of the IR&D Act 1986.
TABLE U1 REDI program grant payments by state and territory, 2009-10
State/Territory
Total Payments ($)
Per cent of total (%)
938,690
20
0
0
QLD
928,062
20
SA
813,596
18
WA
713,050
16
TAS
569,921
12
ACT
561,667
12
NT
88,371
2
4,613,357
100
NSW
VIC
Total
Note:
The total figure represents the value of the payments made during the year and
does not include any amounts that may have been repaid.
TABLE U2 REDI program grant payments by company, 2009-10
Organisation
Grant Payments ($)
Brockway DiCOM Facility Pty Ltd
135,603
Geodynamics Limited
738,432
Geothermal Resources Limited
277,167
Granex Technology Pty Ltd
150,000
KUTh Energy Ltd
569,921
Microbiogen Pty Ltd
204,450
Petratherm Limited
536,429
Powercorp Pty Ltd
88,371
Snowy Hydro Limited
SQC Pty Ltd
584,240
6,876
Sucrogen Limited
182,754
Torrens Energy Limited
541,525
Verve Energy
35,922
Windlab Systems Pty Ltd
89,050
Wizard Power Pty Ltd
Total
472,617
4,613,357
APPENDIX V
INDUSTRY COOPERATIVE INNOVATION
PROGRAM (ICIP) BREAKDOWN
Table V1
ICIP program grant applications payments by state and territory,
2009-10
Table V2
ICIP program grant payments by company, 2009-10
Note: Appendix V Tables V1 and V2 are prepared in accordance with section 46 (2) (c) (i) and
(ii) of the IR&D Act 1986.
TABLE V1 Industry Cooperative Innovation Program grant payments by state and territory, 200910
State/Territory
Total Payments ($)
Per cent of total (%)
NSW
1,680,625
45
VIC
1,502,089
40
0
0
95,001
2
WA
0
0
TAS
300,000
8
ACT
185,853
5
0
0
3,763,568
100
QLD
SA
NT
Total
Note:
The total figure represents the value of the payments made during
the year and does not include any amounts that may have been
repaid.
TABLE V2 Industry Cooperative Innovation Program grant payments by company, 2009-10
Organisation
Australian Manufacturing Technology Institute
Ltd
Australian Pipeline Industry Association
Building Products Innovation Council Limited
Dayang Electronic Manufacturing Pty Ltd
Digital Radio Broadcasting Australia Pty Ltd
Evans and Peck Group Pty Ltd
Grant Payments ($)
1,269,758
89,385
262,272
47,455
290,980
95,650
Intelligent Transport Systems Australia Inc (ITS)
232,331
Onesteel Manufacturing Pty Ltd
333,562
Water Services Association of Australia Limited
95,001
Welding Technology Institute of Australia
650,706
Wine Industry Tasmania Ltd
300,000
healthlinks.net Pty Ltd
Total
96,468
3,763,568
APPENDIX W
R&D START PROGRAM BREAKDOWN
Table W1
R&D Start program grant payments by state and territory, 2009-10
Table W2
R&D Start program grant payments by company, 2009-10
Note: Appendix W Tables W1 and W2 are prepared in accordance with section 46 (2) (c) (i) and
(ii) of the IR&D Act 1986.
TABLE W1 R&D Start program grant payments by state and territory, 2009 10
State/Territory
Total Payments ($)
Per cent of total (%)
NSW
136,528
24
VIC
118,304
21
QLD
277,988
48
SA
0
0
WA
0
0
TAS
0
0
ACT
42,358
7
0
0
575,178
100
NT
Total
Note:
The total figure represents the value of the payments made during the year
and does not include any amounts that may have been repaid.
TABLE W2 R&D Start program grant payments by company, 2009-10
Organisation
CEA Research and Development Pty Ltd
Grant Payments ($)
42,358
SIRTeX Medical Ltd
136,528
Wagners Composite Fibre Technologies Pty Ltd
277,988
Universal Biosensors Pty Ltd
118,304
Total
575,178
APPENDIX X
ADMINISTRATION
BOARD AND COMMITTEE MEMBERSHIP
Appendix X1
Innovation Australia
Appendix X2
Green Car Innovation Committee
Appendix X3
Commercialising Emerging Technologies Committee
Appendix X4
Climate Ready Committee
Appendix X5
Innovation Grants Committee
Appendix X6
Tax Concession Committee
Appendix X7
Venture Capital Committee
Appendix X8
Innovation Investment Follow-on Fund Committee
Appendix X9
Commercialisation Australia Board
Appendix X10
Commercialisation Australia Interim Advisory Board
Appendix X11
Pharmaceuticals Committee
Appendix X1
INNOVATION AUSTRALIA
Chair
Term of Appointment
Mr David Miles AM
27 September 2007 to 26 September 2010
Company Director
Members
Mr Adrian Brien AM1
27 September 2007 to 26 September 2010
Chairman & Managing Director,
Adrian Brien Pty Ltd
Mr Carlos Broens
27 September 2008 to 31 July 2011
Managing Director,
Broens Industries Pty Ltd
Ms Margaret Calvert
27 September 2007 to 26 September 2010
Partner,
Norcal
Dr Laurie Hammond
6 May 2010 to 7 February 2013
Director,
iQ Funds
Mr Roger Harley
27 September 2007 to 26 September 2010
Director,
Fawkner Capital Management Pty Ltd
The Hon Bill Hassell AM
27 September 2007 to 26 September 2009
Proprietor,
Hassell Advisory Services
Mr Leslie Hosking2
27 September 2007 to 26 September 2009
Company Director
Ms Elizabeth Lewis-Gray
27 September 2007 to 26 September 2010
Managing Director,
Gekko Systems Pty Ltd
Mr Gerard Noonan
7 September 2009 to 6 September 2012
Chair,
Media Super
1
Mr Adrian Brien AM resigned from Innovation Australia 27 July 2009.
2
Mr Hosking and Mr Windle were appointed for second terms 27 September 2009 to 26 September 2012.
Dr Deborah Rathjen
27 September 2007 to 26 September 2009
Chief Executive Officer and Managing Director,
Bionomics Limited
Dr Peter Riddles
27 September 2007 to 26 September 2010
Director,
ViciBio Pty Ltd
Dr Beverley Ronalds
14 December 2009 to 13 December 2012
Group Executive,
CSIRO Energy
Dr Jonathan Spring
27 September 2007 to 26 September 2010
Managing Director,
CEOS Pty Ltd
Mr Peter Thomas
27 September 2008 to 26 September 2011
Director,
TFG International Pty Ltd
Mr Kenneth Windle2
27 September 2007 to 26 September 2009
Chief Executive Officer and Chairman,
Advent Pharmaceuticals Pty Ltd
Mr Bill Peel PSM
Executive General Manager,
AusIndustry
Ex-officio appointment
Appendix X2
Chair
GREEN CAR INNOVATION COMMITTEE
Term of Appointment
Mr Leslie Hosking
27 September 2009 to 26 September 2012
Company Director
The Hon Bill Hassell AM
30 April 2009 to 26 September 2009
Proprietor,
Hassell Advisory Services
Members
Dr Vijoleta Braach-Maksvytis
30 April 2009 to 29 April 2011
Company Director & Innovation Consultant
Mr Barry Dyson
30 April 2009 to 29 April 2012
Managing Director,
Specialised Technical Services Australia Pty Ltd
Professor Peter Hodgson
30 April 2009 to 29 April 2012
Director,
Institute for Technology Research and Innovation
Deakin University
Mr Richard Johns
28 July 2009 to 27 July 2012
Principal, \
Australian Automotive Intelligence
Mr David Ryan
28 July 2009 to 27 July 2012
Director,
PADAL Investments Pty Ltd
Professor Michael Taylor
30 April 2009 to 29 April 2011
Director,
Institute for Sustainable Systems & Technologies,
University of South Australia
Appendix X3
COMMERCIALISING EMERGING TECHNOLOGIES
(COMET) COMMITTEE3
Chair
Term of Appointment
Mr Kenneth Windle4
26 May 2009 to 26 September 2009
Chief Executive Officer and Chairman,
Advent Pharmaceuticals Pty Ltd
Members
Mr David Gaul26 May 2009 to 25 May 2012
Non-Executive Director,
CEA Technologies
Ms Gail Geronimos
26 May 2009 to 25 May 2012
Director,
Achaeus Consulting
Ms Fiona Pak-Poy
26 May 2009 to 25 May 2012
General Partner,
Innovation Capital Limited
3
The COMET Committee was revoked as at end of 30 June 2010 and all Committee appointments lapsed as of
that date.
4
Mr Windle was appointed for a second term 27 September 2009
Appendix X4
CLIMATE READY COMMITTEE
Chair
Term of Appointment
Mr Carlos Broens
1 August 2008 to 31 July 2011
Managing Director,
Broens Industries Pty Ltd
Members
Mr Adrian Chegwidden
1 August 2008 to 1 April 2011
Sustainable Energy Consultant,
Advanced Energy Resources
Dr Ross Fardon
1 August 2008 to 30 June 2010
Managing Director,
Fardon and Associates Pty Ltd
Dr Bruce Godfrey
1 August 2008 to 31 July 2011
Principal and Director,
Wyld Group Pty Ltd
Mr Peter Laver
1 August 2008 to 1 June 2011
Vice President,
Australian Academy of Technological Sciences and Engineering
Dr Jennifer Marty
1 August 2008 to 1 April 2011
Director,
JayMart Pty Ltd
Dr Bruce Whan
Director,
Swinburne Knowledge
1 August 2008 to 31 July 2011
Appendix X5
INNOVATION GRANTS COMMITTEE
Chair
Term of Appointment
Dr Peter Riddles
27 September 2009 to 26 September 2010
Director,
ViciBio Pty Ltd
The Hon Bill Hassell AM
1 August 2008 to 26 September 2009
Proprietor,
Hassell Advisory Services
Members
Ms Julie Garland McLellan
1 August 2008 to 1 April 2011
Principal,
McLellan Pty Ltd
Mr Peter Janssen
1 August 2008 to 31 July 2011
Director,
J Capital Pty Ltd
Dr Peter Riddles5
1 August 2008 to 26 September 2010
Director,
ViciBio Pty Ltd
Dr Jonathan Spring
1 August 2008 to 26 September 2010
Managing Director,
CEOS Pty Ltd
Dr Colin Sutton
1 August 2008 to 31 July 2011
Director,
Mission Pty Limited
Mr Steve Telburn
1 August 2008 to 1 April 2011
Managing Director,
Secret Sauce Intellectual Property Ventures
5
Dr Riddles became Chair of the Innovation Grant Committee 27 September 2009 to 26 September 2010.
Appendix X6
TAX CONCESSION COMMITTEE
Chair
Term of Appointment
Mr Peter Thomas
27 September 2008 to 26 September 2011
Director,
TFG International Pty Ltd
Members
Ms Margaret Calvert
7 July 2009 to 6 July 2012
Partner,
Norcal
Mr Ric Clark6 27 September 2007 to 14 March 2010
Vice President,
Alcatel – Lucent Australasia
Professor Jim Galvin
26 June 2008 to 25 June 2011
Professor,
Galvin and Associates
Dr Douglas Hawley7
27 September 2007 to 14 December 2009
Managing Director,
Hellay Australia Pty Ltd
Professor Mary O’Kane
27 September 2007 to 15 July 2010
Principal,
Mary O’Kane and Associates Pty Ltd
Dr Russell Edwards
Ex-officio appointment
General Manager,
Research, Development and Venture Capital Branch,
AusIndustry
6
Mr Clark was reappointed for a second term 15 March 2010 to 14 March 2013.
7
Dr Hawley was reappointed for a second term 15 December 2009 to 14 December 2012.
Appendix X7
VENTURE CAPITAL COMMITTEE
Chair
Term of Appointment
Mr Gerard Noonan
9 September 2009 to 6 September 2012
Chair,
Media Super
Members
Mr Adrian Brien AM8
27 September 2007 to 26 September 2010
Chairman & Managing Director,
Adrian Brien Pty Ltd
Mr Nicholas Callinan
31 July 2008 to 30 July 2011
Managing Partner,
Collins Hill Pty Ltd
Ms Margaret Calvert
27 September 2007 to 26 September 2010
Partner,
Norcal
Mr Marty Gauvin
31 July 2008 to 30 July 2011
Managing Director,
Tier 5 Pty Ltd and
President and Chief Executive Officer
Virtual Ark Pty Ltd
Mr John Grant AM
19 October 2009 to 18 October 2012
Chairman,
Grantham Management
Mr Roger Harley
27 September 2007 to 26 September 2010
Director,
Fawkner Capital Management Pty Ltd
Ms Debra Heitmann
19 October 2009 to 18 October 2012
Managing Director,
Hado Investments Pty Ltd
8
Mr Adrian Brien AM resigned from the Venture Capital Committee 27 July 2009.
Appendix X8
INNOVATION INVESTMENT FOLLOW-ON FUND
COMMITTEE9
Chair
Term of Appointment
Mr Leslie Hosking
28 April 2009 to 31 December 2009
Company Director
Members
Mr Nicholas Callinan
28 April 2009 to 31 December 2009
Managing Director,
Collins Hill Pty Ltd
Mr John Grant AM
28 April 2009 to 31 December 2009
Chairman,
Grantham Management
Dr John Keniry AM
28 April 2009 to 31 December 2009
Chair,
Ridley Corporation Limited
Ms Fiona Pak-Poy
28 April 2009 to 31 December 2009
General Partner,
Innovation Capital Limited
Mr Kenneth Windle
28 April 2009 to 31 December 2009
Chief Executive Officer and Chairman,
Advent Pharmaceuticals Pty Ltd
9
The Innovation Investment Follow-on Fund Committee was revoked 31 December 2009.
Appendix X9
COMMERCIALISATION AUSTRALIA BOARD10
Chair
Term of Appointment
Dr Laurie Hammond
8 February 2010 to 7 February 2013
Director,
iQ Funds
Members
Mr Nixon Apple
8 February 2010 to 7 February 2013
Industry and Economic Adviser,
Australian Manufacturing Workers’ Union National Office
Ms Jan Bingley
8 February 2010 to 31 July 2012
General Manager,
IP Licensing and Technology Transfer, CSIRO
Dr Susan Pond AM
8 February 2010 to 30 November 2012
Professor,
Dow Sustainability Program, United States Study Centre
Dr Bruce Whan
8 February 2010 to 31 July 2012
Director,
Swinburne Knowledge
Dr Katherine Woodthorpe
8 February 2010 to 30 November 2012
Chief Executive,
The Australian Private Equity and Venture Capital Association Ltd
Mr Doron Ben-Meir
Ex-officio appointment
Chief Executive Officer,
Commercialisation Australia
10
The Commercialisation Australia Board was established 4 February 2010.
Appendix X10
COMMERCIALISATION AUSTRALIA INTERIM ADVISORY
BOARD11
Chair
Term of Appointment
Ms Fiona Pak-Poy
9 October 2009 to 31 January 2010
General Partner,
Innovation Capital Limited
Members
Dr Laurie Hammond
9 October 2009 to 31 January 2010
Director,
iQ Funds
Mr David Miles AM
9 October 2009 to 31 January 2010
Company Director
Dr Phil Robertson
9 October 2009 to 31 January 2010
Chief Operating Officer,
NICTA
Professor Margaret Sheil
9 October 2009 to 31 January 2010
Chief Executive Officer,
Australian Research Council
11
The Commercialisation Australia Interim Advisory Board was established 9 October 2009 and was revoked
15 March 2010.
Appendix X11
PHARMACEUTICALS COMMITTEE12
Chair
Term of Appointment
Mr Kenneth Windle
27 September 2007 to 26 September 2009
Chief Executive Officer and Chairman,
Advent Pharmaceuticals Pty Ltd
Members
Mr Paul Bell
27 September 2007 to 26 September 2009
Board Member,
Biota Holdings Limited
Professor John Funder AO
27 September 2007 to 26 September 2009
Professor,
Monash University
Dr Suzanne Lipe
27 September 2007 to 26 September 2009
Vice President of Operations,
Mesoblast Limited
Dr Robert Moore
27 September 2007 to 26 September 2009
Director,
Genkimed Pty Ltd
Dr Ian Pitman 27 September 2007 to 26 September 2009
Consultant
Professor Susan Tett
27 September 2007 to 26 September 2009
Professor,
The University of Queensland
12
The Pharmaceuticals Committee was revoked 27 September 2009.
APPENDIX Y
LEGAL MATTERS/LITIGATION
Table Y1
Current litigation matters
Table Y2
Litigation matters completed
DECISIONS BY COURTS AND ADMINISTRATIVE
APPEALS TRIBUNAL
During 2009-10 financial year, Innovation Australia was involved in a total of
21 matters in the Administrative Appeals Tribunal (AAT).
Thirteen new applications for AAT review were received during the year. Three
AAT proceedings were withdrawn by the Applicant. A further one AAT matter
was effectively resolved in 2009-10.
Table Y1 Current litigation matters
Current cases as at
Supreme Court
Federal Court
Administrative
Appeals Tribunal
Board as appellant/applicant
0
0
0
Board as respondent
0
0
17
Supreme Court
Federal Court
Administrative
Appeals Tribunal
Board as appellant/applicant
0
0
0
Board as respondent
0
0
4
30 June 2010
Table Y2 Litigation matters completed
Completed cases as at
30 June 2010
APPENDIX Z
MARKETING
Table Z1
Media announcements
Table Z1 Media Announcements 2009-10
Date
Announcement
22 July 2009
CLIMATE READY GRANT SUPPORT 180 GREEN JOBS
24 July 2009
GOVERNMENTS PARTNER WITH FORD ON NEW GREEN
ENGINES
3 August 2009
FUNDING BOOST TO MARKET FIVE CONSTRUCTION
INNOVATIONS
3 August 2009
FUNDING BOOST TO MARKET FOUR ENERGY
INNOVATIONS
3 August 2009
FUNDING BOOST TO MARKET FIVE ENGINEERING
INNOVATIONS
3 August 2009
FUNDING BOOST TO MARKET ELEVEN ENVIRO
INNOVATIONS
3 August 2009
FUNDING BOOST TO MARKET FIVE HEALTH
INNOVATIONS
3 August 2009
FUNDING BOOST TO MARKET 13 IT INNOVATIONS
3 August 2009
FUNDING BOOST TO MARKET FOUR MINING
INNOVATIONS
3 August 2009
38 INNOVATIVE PRODUCTS GIVEN $2.4M FOR
MARKETPLACE BOOST
3 August 2009
FUNDING BOOST TO MARKET SPORT & LIFESTYLE
INNOVATIONS
6 August 2009
$64M TO KEEP SMART START-UPS IN THE GAME
25 August 2009
52 INNOVATIVE PROJECTS SHARE $3.6 MILLION IN
COMET FUNDING
31 August 2009
TOYOTA KICKS OFF PILOT PRODUCTION OF
HOME-GROWN HYBRID
10 September 2009
TAX OFFSET CHANGES TO BOOST RESEARCH &
DEVELOPMENT
18 September 2009
NEW R&D TAX CREDIT
23 September 2009
AUSTRALIAN INNOVATIONS SHARE $985,600 IN COMET
FUNDING
25 September 2009
GOVT WELCOMES GROWTH IN R&D BUSINESS
INVESTMENT
21 October 2009
COMMERCIALISATION AUSTRALIA - DETAILS
ANNOUNCED
30 November 2009
COMMERCIALISATION HELP MADE SIMPLER
4 December 2009
$2.8M IN GRANTS TO HELP MANUFACTURERS GO GREEN
(With Treasurer)
Date
Announcement
7 December 2009
AUSTRALIAN INNOVATIONS SHARE $633,600 IN COMET
FUNDING
11 December 2009
AUSTRALIAN-BUILT TOYOTA HYBRID CAMRY
16 December 2009
SIX NEW PRODUCTS RECEIVE $422,400 TO HIT MARKET
18 December 2009
NEW R&D TAX CREDIT - EXPOSURE DRAFT LEGISLATION
18 December 2009
$64M FOR FUND MANAGERS TO HELP START-UPS GROW
21 December 2009
START YOUR APPLICATIONS: COMMERCIALISATION
AUSTRALIA GETS READY FOR BUSINESS
4 January 2010
COMMERCIALISATION AUSTRALIA ACCEPTING
APPLICATIONS
2 February 2010
$774,400 TO BRING 11 INNOVATIVE NEW PRODUCTS TO
MARKET
9 February 2010
COMMERCIALISATION AUSTRALIA BOARD MEMBERS
ANNOUNCED
26 February 2010
FUNDING TO GROW VENTURE CAPITAL: CALL FOR
FURTHER APPLICATIONS
11 March 2010
GREEN CAR FUNDS PUT AUSSIE ENGINE TECHNOLOGY IN
CHINESE CAR
22 March 2010
$40M GROWTH CAPITAL FOR INNOVATIVE START-UPS
31 March 2010
R&D TAX INCENTIVE — SECOND EXPOSURE DRAFT
LEGISLATION
16 April 2010
COMMERCIALISATION AUSTRALIA TO SUPPORT
21 AUSTRALIAN INNOVATIONS
19 April 2010
COMMERCIALISATION AUSTRALIA CEO ANNOUNCED
28 April 2010
48 INNOVATORS SHARE $3.4M TO BRING IDEAS TO
MARKET
13 May 2010
INCREASING SUPPORT FOR BUSINESS RESEARCH &
DEVELOPMENT
14 May 2010
$5.5M TO HELP 22 MANUFACTURERS GO GREEN
28 May 2010
$2.4M TO MAKE NEXT GENERATION AUTO MIRRORS
31 May 2010
R&D TAX CREDIT BEST IN WORLD
28 June 2010
SECOND HOLDEN SHIFT BOOSTS AUTO INDUSTRY
CONFIDENCE
CONTACT DETAILS
1.
How to contact Innovation Australia:
Innovation Australia Secretariat
Telephone Number: (02) 6213 7400
Fax Number:
(02) 6213 7677
By email:
innovationaustralia@innovation.gov.au
By post:
Innovation Australia
GPO Box 2704
CANBERRA CITY ACT 2601
2.
For further information about Innovation Australia and its programs,
please visit our website: www.ausindustry.gov.au
or contact the AusIndustry hotline 13 28 46
or contact a Customer Service Manager in your state or territory as listed:
AUSTRALIAN CAPITAL
TERRITORY AusIndustry Office
Telephone
Facsimile
AUSTRALIAN CAPITAL
TERRITORY
13 28 46
(02) 6213 7644
Telephone
Facsimile
Industry House
10 Binara Street
CANBERRA CITY ACT 2600
GPO Box 9839
CANBERRA CITY ACT 2601
Email: aiact@innovation.gov.au
NEW SOUTH WALES AusIndustry
Offices
NEW SOUTH WALES AusIndustry
Offices
Telephone
Facsimile
NEW SOUTH WALES
(02) 9226 6000
(02) 9226 6002
(02) 4254 5534
(02) 4225 2607
(02) 4014 5977
(02) 4960 3847
(02) 6761 3624
(02) 6761 3571
Level 5
341 George Street
SYDNEY NSW 2000
GPO Box 9839
SYDNEY NSW 2001
Email:
ainsw@innovation.gov.au
Wollongong – Illawarra and South
Coast Region
Suite 1, Terrace Level
Crown Tower, 200 Crown Street
WOLLONGONG NSW 2500
PO Box 5427
WOLLONGONG NSW 2520
Newcastle – Newcastle Hunter
Region
IDC Hunter
University Drive
CALLAGHAN NSW 2308
PO Box 189
HUNTER REGION MC NSW 2310
Tamworth – Northern Central
NSW Region
Level 1, 345 Peel Street
TAMWORTH NSW 2340
PO Box 920
TAMWORTH NSW 2340
NEW SOUTH WALES AusIndustry
Offices
Telephone
Facsimile
Wagga Wagga – South West NSW
Region
(02) 6921 1828
(02) 6921 6415
Telephone
Facsimile
(03) 9268 7555
(03) 9268 7599
(03) 5320 5960
(03) 5331 7973
(03) 5442 4199
(03) 5441 8941
(03) 5633 3436
(03) 5633 3439
48 Fitzmaurice Street
WAGGA WAGGA NSW 2650
PO Box 5761
WAGGA WAGGA NSW 2650
VICTORIAN
AusIndustry Offices
VICTORIA
Level 9, KPMG House
161 Collins Street
MELBOURNE VIC 3000
GPO Box 85
MELBOURNE VIC 3001
Email: aivic@innovation.gov.au
Ballarat – Western and South
Western Victoria Region
48 Sturt Street
BALLARAT VIC 3350
PO Box 511
BALLARAT VIC 3353
Bendigo – Northern Victoria
Region
46 Edward Street
BENDIGO VIC 3550
PO Box 1332
BENDIGO CENTRAL VIC 3552
Trafalgar – Gippsland Region
Trafalgar Technology Centre
107 Princes Highway
TRAFALGAR VIC 3824
PO Box 247
TRAFALGAR VIC 3824
SOUTH AUSTRALIA/NORTHERN
TERRITORY
Telephone
Facsimile
(08) 8406 4700
(08) 8406 4717
(08) 8723 1057
(08) 8725 8949
(08) 8641 2563
(08) 8641 1823
(08) 8941 6261
(08) 8941 5603
AusIndustry Offices
Level 11, Terrace Towers
178 North Terrace
ADELAIDE SA 5000
GPO Box 9839
ADELAIDE SA 5001
Email: aisa@innovation.gov.au
Mount Gambier – Southern South
Australia Region
Old Town Hall
Commercial Street East
MOUNT GAMBIER SA 5290
PO Box 1537
MOUNT GAMBIER SA 5290
Port Augusta – Northern South
Australia Region
Port Augusta Business Centre
500 Stirling Road
PORT AUGUSTA SA 5700
PO Box 421
PORT AUGUSTA SA 5700
DARWIN
Ground Floor, Development
House
76 The Esplanade
DARWIN NT 0800
PO Box 4816
DARWIN NT 0801
TASMANIAN
Telephone
Facsimile
(03) 6230 9900
(03) 6230 9901
(03) 6331 4183
(03) 6331 3452
AusIndustry Offices
TASMANIA
Level 4, AMP Building
86 Collins Street
HOBART TAS 7000
GPO Box 9839
HOBART TAS 7001
Email: aitas@innovation.gov.au
Launceston – Northern
Tasmania Region
Level 1, Cornwall Square
12-16 St John Street
LAUNCESTON TAS 7250
PO Box 823
LAUNCESTON TAS 7250
QUEENSLAND
Telephone
Facsimile
(07) 3227 4700
(07) 3227 4730
(07) 5503 1476
(07) 5503 1628
(07) 4721 6649
(07) 4721 0753
(07) 4151 0660
(07) 4151 0708
AusIndustry Offices
QUEENSLAND
Level 12
100 Creek Street
BRISBANE QLD 4000
GPO Box 9839
BRISBANE QLD 4001
Email: aiqld@innovation.gov.au
Gold Coast – Southern
Queensland and Northern Costal
NSW Region
Level 1, 26 Marine Parade
SOUTHPORT QLD 4215
PO Box 1448
SOUTHPORT BC QLD 4215
Townsville – Northern
Queensland Region
1st Floor Enterprise House
Cnr The Strand and Sir Leslie
Thiess Drive
TOWNSVILLE QLD 4810
PO Box 326
TOWNSVILLE QLD 4810
Bundaberg - Central Queensland
Region
205 Bourbong Street
BUNDABERG QLD 4670
GPO Box 1386
BUNDABERG QLD 4670
WESTERN AUSTRALIAN
Telephone
Facsimile
(08) 9287 3500
(08) 9287 3511
(08) 9721 8216
(08) 9721 7584
AusIndustry Offices
WESTERN AUSTRALIA
Level 25, St Martins Tower
44 St Georges Terrace
PERTH WA 6000
GPO Box 9839
PERTH WA 6848
Email: aiwa@innovation.gov.au
Bunbury – South West Australia
Region
Podium level, Bunbury Tower
61 Victoria Street
BUNBURY WA 6230
PO Box 2488
BUNBURY WA 6231
ACRONYM INDEX
A
AAT
Administrative Appeals Tribunal
ACIS
Australian Competitiveness and Investment Scheme
ACRE
Australian Centre for Renewable Energy
AFOF
Australian Venture Capital Fund of Funds
ANZSIC
Australian and New Zealand Standard Industrial
Classification
ASIC
Australian Securities and Investments Commission
ASRC
Australian Standard Research Classification
ATO
Australian Taxation Office
C
CA
Commercialisation Australia Program
CAIAB
Commercialisation Australia Interim Advisory Board
CAC Act
Commonwealth Authority and Companies Act
COMET
Commercialising Emerging Technologies program
CRC
Cooperative Research Centre
D
DIISR
Department of Innovation, Industry, Science and Research
DOI
Disclosure of Interest
E
ESVCLP
Early Stage Venture Capital Limited Partnership
G
GCIF
Green Car Innovation Fund
GCIC
Green Car Innovation Committee
GST
Goods and Services Tax
I
ICIP
Industry Cooperative Innovation Program
ICTIP
ICT Incubators Program
IGC
Innovation Grants Committee
IIF
Innovation Investment Fund
IIFF
Innovation Investment Follow-on Fund
ILP
Incorporated Limited Partnership
IR&D
Industry Research and Development
ITAA
Income Tax Assessment Act
M
MVP R&D Scheme
Motor Vehicle Producer R&D Scheme
P
P3
Pharmaceuticals Partnerships Program
PDF
Pooled Development Fund
PSF
Pre-Seed Fund
R
RCC
Re-tooling for Climate Change
R&D
Research and development
REDI
Renewable Energy Development Initiative
REEF
Renewable Energy Equity Fund
RRA
Registered Research Agency
S
SMEs
Small and medium sized enterprises
T
TCC
Tax Concession Committee
V
VC Act
Venture Capital Act
VCC
Venture Capital Committee
VCLP
Venture Capital Limited Partnerships
VCR
Venture Capital Registration
INDEX
A
(ACIS Stage 2) Motor Vehicle Producer (MVP) R&D Scheme (9, 22, 39, 82-83, 97, 99,
102, 104, Appendix S 233-234)
Program Breakdown (Appendix S 233-234)
Acronym Index (263-164)
Appendices (117-258)
AusIndustry Contacts (259-262)
Australian Centre for Renewable Energy (100, 77)
Australian Government Budget and Expenditure (formally Finance) (Appendix D,
144)
Assistance provided by the Board (9-11)
Climate Ready program (54)
Commercialisation Australia program (51)
Commercial Ready program (85)
COMET program (64)
Green Car Innovation Fund program (37)
ICIP program (89)
IIF program (42)
Pharmaceuticals Partnerships Program (73)
Pre-Seed Fund program (80)
Program by Program Breakdown (Appendix E, 145-153)
R&D Start program (92)
REDI program (88)
Re-tooling for Climate Change program (61)
Australian Taxation Office (11, 24, 31-32, 69, 72, 76, 99, 109)
Australian Venture Capital Fund of Funds (70)
B
Backing Australia’s Ability (23, 84, 91)
Benefits Disbursed by State/Territory (11)
C
Chairman’s Report (3-11)
Clean Business Australia (17, 54, 61)
Climate Ready program (5, 9, 17, 22, 54-60, 97, 99, 102, 106-107, 144, 146, 153,
Appendix K 189-195, 258)
Committee (59, 62, 88, 99, 102, 106-107, 248, 251)
Committee Membership (251)
Program Breakdown (Appendix K 189-195)
Commercialisation Australia program (4-5, 7, 9, 16-17, 22, 50-53, 63, 97, 99-100,
102-103, 113,-114, 118, 127-134, 144, 146-153, Appendix J 185-188, 258)
Board (7-8, 50-51, 53, 99, 102, 114, 118, 136, 138, 248, 253)
Committee Membership (253)
Program Breakdown (Appendix J 185-188)
Commercialisation Australia Interim Advisory Board (7, 100, 113, 118, 125, 137,
248, 254)
Commercial Ready Plus (20, 84-85, 97, 99, 102)
Commercial Ready program (9, 20, 22, 84-86, 88, 91-92, 97, 99, 102, 107-108, 144,
146-153, Appendix T 236-241)
Program Breakdown (Appendix T 236-241)
Commercialising Emerging Technologies (COMET) program (5-6, 9, 17-18, 22, 6367, 97, 99, 102, 105-106, 113-114, 146-153, Appendix M 202-216, 258)
Committee (7, 67, 99, 102, 105-106, 118, 139, 250)
Committee Membership (250)
Program Breakdown (Appendix M 202-216)
Committees
Board and Committee Membership (Appendix X 248-254)
Contacts (259–262)
Corporate Governance (95-116)
Code of Conduct (Appendix B 140)
Disclosure of Interest (Appendix C 141-143)
Customers Assisted by State/Territory (11)
D
Department of Innovation, Industry, Science and Research (8-9, 83, 100, 105, 109,
113, 140)
Department of Resources, Energy and Tourism (100, 77)
E
Early Stage Venture Capital Limited Partnerships (5, 18-19, 22, 68-69, 75, 97, 99,
102-103, 110, Appendix N 217-220)
Program Breakdown (Appendix N 217-220)
EP&T Global (R&D Tax Concession) (33)
F
Formblock (R&D Tax Concession) (34)
Functions (97-98)
G
Green Car Innovation Fund (5, 6, 9, 14-15, 22, 37-40, 97, 99, 102-105, 144, 146-153,
Appendix X 178-180)
Committee (38-39, 83, 99, 102, 104-105, 248, 250)
Committee Membership (250)
Program Breakdown (Appendix X 178-180)
GPS-Ag (R&D Tax Concession) (35)
H
Highlights (13)
I
Industry Cooperative Innovation Program (ICIP) (22, 89-90, 97, 144, 146-153,
Appendix V 244-245)
Program Breakdown (Appendix V 244-245)
Industry Research and Development Act 1986 (iii, 1, 23, 39, 53, 59, 67, 78, 81, 83, 86,
88, 90, 93, 96, 108, 118, 126, 141)
Innovation Australia (96-103)
Board’s structure (102)
Overview (96)
Functions (97)
Membership (Appendix V, 252)
Mission statement (1)
Vision statement (1)
Innovation Grants Committee (7, 86, 93, 99, 102, 107-108, 248, 251)
Committee Membership (251)
Innovation Investment Fund program (4-6, 10, 15-16, 18, 22, 41-45, 46-48, 69, 77,
81, 97, 99, 102, 110, 144, 146-153, Appendix H 181-182)
Program breakdown (Appendix H 181-182)
Innovation Investment Follow-on Fund program (6, 7, 10, 15-16, 22, 43, 45-49, 97,
100, 102, 110-111, 115, 144, 146-153, Appendix I 183-184)
Committee (7, 48, 100, 102, 115, 118, 135, 248, 253)
Committee Membership (253)
Program breakdown (Appendix I 183-184)
J
J Smith & Sons (R&D Tax Concession) (36)
L
Legal Matters (Appendix Y 255-256)
Letter of Transmittal (iii)
M
Marketing (Appendix Z 257-258)
O
Ofidium Pty Ltd (Innovation Investment Follow-on Fund) (49)
Orbital Australia (Green Car Innovation Fund) (40)
Our Programs (21-93)
P
Pharmaceuticals Partnerships Program (P3) (7, 73-74, 97, 100, 116, Appendix P 225226)
Committee (7, 74, 100, 116, 118, 124, 248, 254)
Committee Membership (254)
Program Breakdown (Appendix P 225-226)
Pooled Development Funds (19, 22, 68, 75-76, 97, 99, 102, 110, 146-152
Appendix Q 227-231 )
Program Breakdown (Appendix Q 227-231)
Powering Ideas: an Innovation Agenda for the 21st Century (3, 4, 6, 16, 50)
Pre-Seed Fund (PSF) (10, 16, 19, 22, 44, 46, 48-49, 79-81, 97, 99, 102, 110, 111, 144,
146-153, Appendix R 232-233)
Budget Breakdown (80)
Program Breakdown (Appendix R 232-233)
Program Breakdown (all) (Appendix E 145-153)
R
R&D Start program (9, 20, 22, 84-85, 91-93, 97, 99, 102, 107-108, 144, 146-153,
Appendix W 246-247)
Program Breakdown (Appendix W 246-247)
R&D Tax Incentive (3-4, 14, 32, 109, 258)
R&D Tax Concession program (5, 9, 11, 14, 22-36, 97, 99-100, 102, 108-109,
146-153, Appendix F 154-177)
175 per cent Premium (14, 23, 27-28, 30)
Administration Consultative Group (32, 109)
Program Breakdown (Appendix F 154-177)
R&D Tax Offset (14, 23, 26-31, 154, 156, 160-161)
R&D Syndication (31)
Registered Research Agencies (31, 154-155, 162-177)
Renewable Energy Development Initiative (REDI) (9, 20, 22, 85, 87-88, 92, 97, 99,
102, 106, 107, 144, 146-153, Appendix U 242-243 )
Program Breakdown (Appendix U 242-243)
Renewable Energy Equity Fund (REEF) (16, 10, 22, 44, 46, 48, 77-78, 97, 99, 100,
102, 110-111, 144, 146-152)
Re-tooling for Climate Change program (5, 10, 17, 22, 61-62, 97, 102-103, 106-107,
118-123, 144, 146-153, Appendix L 196-201 )
Program Breakdown (Appendix L 196-201)
T
Tax Concession Committee (31-32, 99, 102, 108-109, 248, 252)
Committee Membership (252)
V
Venture Capital Committee (7, 8, 19, 41, 43-45, 48, 69, 72, 75-76, 78, 81, 99, 102,
110-111, 115, 248, 252)
Committee Membership (252)
Venture Capital Entities (75, 110)
Venture Capital Limited Partnerships program (5, 10, 18, 22, 49, 68, 70-72, 97, 99,
102, 110, 146-152, Appendix O 221-224)
Program Breakdown (Appendix O 221-224)