I Lessons Learned From Cognitive, Neurobiological, and Instructional Sciences Friday- Oct 14, 2011 10:30 a.m. - 12:30 p.m. SESSION : I Reid Lyon, Ph.D. Distinguished Professor Of Education Policy and Leadership and Associate Dean, Southern Methodist University Distinguished Scientist in Cognition and Neuroscience, Center for Brain Health, University of Texas, Dallas I How Do Children Learn to Read, Why Do Some Children Have Difficulty, and What Can We Do to Prevent and Remediate Reading Failure? www.ReidLyon.com www.centerforbrainhealth.org Reading Is Fundamental Reading is a gateway to success “Courage is the power to let go of the familiar” --Raymond Lindquist 2009 National Assessment of Educational Progress 26 Percent of 8th grade readers below Basic 10 White 20 30 40 50 16 Black 43 Hispanic 39 American Indian 38 Poor Non-poor 40 15 60 70 80 90 100 2009 National Assessment of Educational Progress 20 Percent of Kansas 8th grade readers below Basic 10 White 20 30 40 50 14 43 Black 39 Hispanic American Indian Low Income 31 33 60 70 80 90 100 Why Do We Need National Common Core Standards? Kansas Eighth-Grade Proficiency as Measured by Minnesota State Tests and NAEP for SY 2008–2011 (Alliance for Excellent Education, 2010) 10 20 30 40 50 KS STATE TEST – 85% Proficient NAEP - 33% Proficient 60 70 80 90 100 The Impact of Limited Literacy Development on Kansas Children, Society, and Economy: • Over 9,500 students did not graduate from Kansas’ high schools in 2010; the lost lifetime earnings in Kansas for that class of dropouts alone total nearly $2.5 billion. • Kansas could save as much as $126 million in health care costs over the lifetimes of each class of dropouts had they earned their diplomas. • If Kansas’ high schools graduated all of their students ready for college, the state could save as much as $42.8 million a year in community college remediation costs and lost earnings. • Kansas’ economy could see a combination of crime-related savings and additional revenue of about $62.7 million each year if the male high school graduation rate increased by just 5% Critical “Take-Aways” From the NAEP Data The NAEP is as much a language and critical thinking measure as a measure of essential “reading skills”- Low scores on the NAEP can be predicted by difficulties in: word reading skills and/or vocabulary limitations and/or reading fluency and/or background knowledge and/or insufficient use of reading comprehension strategies Mismatch between text characteristics within NAEP questions and text characteristics of student’s instructional texts Mismatch between level of cognitive complexity within NAEP questions and the Cognitive complexity of student’s instructional texts Reading is Fundamental An alarming 44.7 percent of high school dropouts score in the bottom quarter of reading ability measures (Center for Educational Statistics, 2009). 1 out of 3 prison inmates have the lowest level of reading proficiency (Center for Educational Statistics, 2009). Does It Have To Be This Way? NO! We Now Know Enough About Reading Development & Reading Difficulties & Reading Instruction to Significantly Decrease Reading Failure! Dyslexia and Other Reading Difficulties Our Scientific Research in Dyslexia Has Led to Significant Advances in Understanding and Identifying Reading Difficulties AND Increasing the Reading Achievement of Students from All Races, Ethnicities, and Socioeconomic Strata. Dyslexia Accounts For Approximately 10% to 17% of Reading Failure in the United States The Significantly Larger Number of Students Who Have Reading Difficulties Struggle Because of Environmental and Economic Disadvantage. How Was The Scientific Evidence Obtained and Under What Conditions? A Commitment to Focus on Four Research Questions: How Do Children Learn to Read? Why Do Some Children Have Difficulties Learning To Read? How Can Reading Failure Be Prevented? How Can Persistent Reading Difficulties be Remediated? NIH-NICHD Multidisciplinary Research Program (North America; Lyon, 1985-2005) Children’s Hospital/ Harvard LDRC Waber U of Washington Berninger Toronto Lovett U of Massachusetts Rayner Mayo Clinic Kalusic Tufts Wolf Syracuse U Blachman Emerson College Aram Beth Israel Galaburda Yale Shaywitz Haskins U of Michigan Labs SUNY Albany Fowler/ Vellutino U of Wisconsin Morrison Stanford Liberman Johnson-Glenburg Carnegie-Mellon Reiss Boy’s Town Northwestern U Rutgers U Johns Smith Hopkins Booth ScarboroDenckla ugh U of Southern California Purdue U D.C./Houston Hynd Manis/Seidenberg Colorado Duke U Forman/Moats LDRC Goldston U of U of Georgetown U Defries Kansas Missouri Eden U of Geary Shumaker Univ of California – Irvine Louisville Filipek Molfese Colorado Gallaudet U San Moats LaSasso Bowman Francisco U of Arkansas – U of California – San Diego, Gray Herron Med Ctr Wood Salk Institute Dykman Georgia Bellugi State R. Morris U of Georgia U of Houston Stahl Yale Francis Methodology Fletcher Florida State Torgesen/Wagner Univ of Florida U of Texas Alexander/Conway – Med Ctr Foorman/Fletcher NICHD Sites U of Texas Vaughn THE NICHD SCIENTIFIC INVESTMENT Number of Research Sites: Children and Adults Studied: Proficient Readers: At-Risk/Struggling Readers Average Years Studied/Followed: Max Longitudinal Span to Date: 44 sites 57,000 studies 22,000 readers 35,000 readers 9 years 34 years Current Prevention/Intervention Trials 12 trials Schools Currently Participating: 266 schools Classrooms Currently Participating: 985 classes Classroom Teachers Participating: Annual Research Budget: 1,012 teachers $60 Million Dollars Life Experience Oral Language Skills Content Knowledge Knowledge of Language Structures Activation of Prior Knowledge Language Knowledge about Texts Vocabulary Written Expression Cultural Influences Knowledge Reading Comprehension And Critical Thinking Motivation Prosody Engagement Active Reading Strategies Fluency Metacognition Monitoring Strategies Automaticity / Rate Accuracy Spelling Fix-Up Strategies Decoding Florida Reading Initiative Phonemic Awareness How Do Children Learn To Read? Starting with ORAL LANGUAGE AND VOCABULARY Development! Most Underprivileged. Children: 1. Are delayed in the development of phonemic awareness 2. Have had less exposure to print and the alphabet 3. Have vocabulary that are usually less well developed – ½ in poor children compared to other children 4. Have a range of experience and conceptual knowledge that is often limited or different compared to other students 5. Frequently do not have good models of reading or support for academics in their homes The Effects of Weaknesses in Oral Language on Reading Growth 16 High Oral Language in Kindergarten 15 14 13 Reading Age Level 5.2 years difference 12 11 Low Oral Language in Kindergarten 10 9 8 7 6 5 5 6 7 8 9 10 11 12 13 Chronological Age 14 15 16 Hirsch, 1996 Patricia Kuhl - U. Washington How Many Words Should Teachers Teach Per Day To Help Close The Gap? In 1st and 2nd grade, children need to learn 800+ words per year, about 2 per day. Children need to learn 2,000 to 3,000 new words each year from 3rd grade onward, about 6–8 per day. Research has shown that most typically developing children need to encounter a word about 12 times before they know it well enough to improve their comprehension. Biemiller; Nagy & Anderson Vocabulary Words: Three Tiers • Tier One – In spoken vocabulary: mother, clock, jump • Tier Two – Words with wide usage that most readers do not have in their spoken vocabularies: dismayed, paradoxical, absurd, wary. Estimated 7,000 words • Tier Three – Highly specialized and are almost never used outside of the disciplines where they are encountered: monozygotic, tetrahedron, bicameral Selecting Tier 2 Words Tier 2 words are: • Frequently encountered; • Crucial to understanding the main idea of text; • Not a part of students’ prior knowledge (not Tier 1 words); and • Unlikely to be learned independently through the use of context or structural analysis. REMINDER: Tier 2 words should be taught before students read, and discussed and used frequently afterward. (Beck, McKeown, & Kucan, 2002) Vocabulary Successful Readers Are exposed to a breadth of vocabulary words in conversations and print at home and at school from a very early age. Struggling Readers Have limited exposure to new words. May not enjoy reading and therefore do not select reading as an independent activity. Understand most words when they are reading (at least Read texts that are too difficult and thus are not able to 90 percent) and can make sense of unknown words to comprehend what they read or to learn new words from build their vocabulary knowledge. reading. Learn words incrementally, through multiple exposures Lack the variety of experiences and exposures to new words. necessary to gain deep understanding of new words. Have content-specific prior knowledge that assists them in understanding how words are used in a particular context. (Boardman et al., 2008) Often have limited content-specific prior knowledge that is not sufficient to support word learning. Vocabulary Instruction Students Have Ample Opportunities To Engage In Oral Vocabulary Activities That Encourage: Repeated Exposure To Words In Multiple Contexts; Using Everyday Language To Explain Word Meanings; And, Connecting Word Meanings To Prior Knowledge. The Ways Words Are Learned By reading a lot (reading volume influences differences in children’s vocabulary) – Rarity and variety of words in children’s books is greater than that in adult conversation – at the right level of difficulty – in sufficient amounts – with sufficient motivation to pursue understanding Through multiple exposures and multiple examples in context, spoken and written through explicit instruction: – Constructing definitions and using a dictionary – Analyzing word structure – Exploring word relationships Components of Effective Vocabulary Instruction VOCABULARY Framework Questions 1. Is Instruction Explicit? 2. Is Instruction Systematic? 3. Does Instruction Integrate All Literacy Components? 4. Does Instruction Include Coordinated Instructional Sequences And Routines? 5. Is Instruction Scaffolded? 6. Does Instruction Include Cumulative Review? 7. Are Assessments Included To Measure And Monitor Progress? How Do Children Learn To Read? Phonemic and Phonological Awareness ! I NEED TO KNOW MY SOUNDS TO READ! Phonological vs. Phonemic Awareness Phonological Awareness: the understanding of the different ways that spoken language can be broken down into smaller units (sentences to words, words to syllables, syllables to phonemes). Phonemic Awareness: a more specific term; the ability to hear, identify, and manipulate individual sounds in spoken language (blending, segmenting, manipulating). How Do Children Learn To Read? Phonological Awareness and The Alphabetic Principle • Print represents speech through the alphabet • Words are composed of internal units based on sound called “phonemes” • In learning to read, children must make explicit an implicit understanding that words have internal structures linked to sounds • Children vary considerably in how easily they master this principle Why Teach Phonological Awareness? Accelerate reading growth of ALL children. 20% to 30% of children will remain poor readers without it. Coarticulation makes it difficult for some students to hear individual sounds. Phonological Awareness Framework Questions 1. Is instruction explicit? 2. Is instruction systematic? 3. Does instruction integrate all literacy components? 4. Does instruction include coordinated instructional sequences and routines? 5. Is instruction scaffolded? 6. Does instruction include cumulative review? 7. Are assessments included to measure and monitor progress? How Do Children Learn To Read? PHONICS The Alphabetic Principle: Do We Know It? Can We Teach It? • Print represents speech through the alphabet • Words are composed of internal units based on sound called “phonemes” • In learning to read, children must make explicit an implicit understanding that words have internal structures linked to sounds • Children vary considerably in how easily they master this principle PHONICS AND THE ALPHABETIC PRINCIPLE Framework Questions 1. Is instruction explicit? 2. Is instruction systematic? 3. Does instruction integrate all literacy components? 4. Does instruction include coordinated instructional sequences and routines? 5. Is instruction scaffolded? 6. Does instruction include cumulative review? 7. Are assessments included to measure and monitor progress? How Do Children Learn to Read? HOW DO CHILDREN LEARN TO READ? FLUENCY A common definition of reading fluency: “Fluency is the ability to read text quickly, accurately, and with proper expression” National Reading Panel 4 Why Teach Fluency? Fluency is a bridge between word recognition and comprehension. A fluent reader can concentrate on comprehending the text rather than decoding the words. Fundamental Discoveries : The challenge of continuing growth in fluency becomes even greater after 3rd grade. • 4th, 5th, and 6th graders encounter about 10,000 words they have never seen before in print during a year’s worth of reading. • Furthermore, each of these “new” words occurs only about 10 times in a year’s worth of reading. • Sadly, its very difficult to correctly guess the identity of these “new words” just from the context of the passage. Fluency Fluent and automatic reading frees up “cognitive space” so that conscious attention can be devoted to textual meaning If decoding and word recognition are slow and labored, material will be forgotten before it is understood The most powerful way to increase reading fluency is through reading and reading and reading (see NRP) READING FLUENCY AND AUTOMATICITY Framework Questions 1. Is instruction explicit? 2. Is instruction systematic? 3. Does instruction integrate all literacy components? 4. Does instruction include coordinated instructional sequences and routines? 5. Is instruction scaffolded? 6. Does instruction include cumulative review? 7. Are assessments included to measure and monitor progress? How Do Children Learn To Read? READING COMPREHENSION Comprehension Comprehension is the “process of simultaneously extracting and constructing meaning through interaction and involvement with written language. It consists of three elements: the reader, the text, and the activity or purpose for reading.” (RAND, 2002, p. xiii) Which skills, knowledge, and attitudes are required for good reading comprehension, or proficient “grade level reading”? Proficient comprehension of text is influenced by: Accurate and fluent word reading skills Oral language skills (vocabulary, linguistic comprehension) Extent of conceptual and factual knowledge Knowledge and skill in use of cognitive strategies to improve written expression and comprehension Reasoning and inferential skills Motivation to understand and interest in task and materials In Other Words, a student’s reading comprehension depends on: • How well they read the words on the page • How much knowledge they have, and how well they think • How motivated the students are to do “the work” of comprehending Comprehension Strategies 1970-80s: the idea of comprehension strategies emerges Idea is that students need to learn flexible, complex, responsive routines to guide their thinking (rather than firing off a sequential series of skills) Comprehension Strategies Comprehension Strategies help students to think in general ways during reading Comprehension Strategies help low achieving students pay attention during reading National Reading Panel Findings on Reading Comprehensions Strategies NRP reviewed 205 studies that showed that reading comprehension could be taught directly throughout the elementary and secondary grades These studies emphasized teaching students how to think effectively during reading National Reading Panel Review of Strategy Research • Question generation • Comprehension monitoring • Summarization • Story structure • Question answering • Prior knowledge • Mental imagery Reading (NRP) Comprehension Strategies Research Support • • • • • • • • Summarizing (18) Questioning (27) Story mapping (17) Monitoring (22) Question answering (17) Graphic organizers (11) Mental imagery (7) Prior knowledge (14) Reading Comprehension Knowledge: Non-Negotiables Cause and effect Classify and categorize Compare and contrast Draw conclusions Fact and opinion Main idea Important details Inferences Sequence Bias and propaganda Reading Comprehension Non-Negotiables Problem and solution Identify theme Literal recall Tone Mood Etc., etc., etc. Clear explanations matter Studies show that how well teachers can explain mental processes makes a difference in student progress Core programs and professional development can give teachers guidance in teaching strategies clearly Gradual release of Control Approaches are Effective: • Modeling and explanation • Guided practice and explanation • Independent practice Gradual release of control: I do it. We do it. You do it. Gradual release of control: I do it. We do it. You do it together. You do it. LANGUAGE COMPREHENSION Skilled Readingfluent coordination of SKILLED word reading and comprehension processes BACKGROUND KNOWLEDGE VOCABULARY KNOWLEDGE LANGUAGE STRUCTURES VERBAL REASONING LITERACY KNOWLEDGE WORD RECOGNITION PHON. AWARENESS DECODING (and SPELLING) SIGHT RECOGNITION The Many Strands that are Woven into Skilled Reading (Scarborough, 2001) READING COMPREHENSION Framework Questions 1. Is instruction explicit? 2. Is instruction systematic? 3. Does instruction integrate all literacy components? 4. Does instruction include coordinated instructional sequences and routines? 5. Is instruction scaffolded? 6. Does instruction include cumulative review? 7. Are assessments included to measure and monitor progress? INTERVENTION AND REMEDIATION Effective Reading Instruction “Reading instruction effectiveness begins with a teacher who thoughtfully and analytically integrates research based instructional principles into their teaching and uses continuous performance data to differentiate instruction as the situation demands.” Lyon & Weiser (In Press) WHY FOCUS ON EARLEY IDENTIFICATION AND PREVENTION? 88% Of Students Reading Poorly at the End of the First Grade Will Read Poorly At the End of The Fourth Grade Unless Effective Reading Instruction Is Provided, Students Reading Poorly at the End of the Fourth Grade Will Have Reading Difficulties For the Rest of Their Lives Preventing Reading Failure Dramatically Increases a Student’s Potential Quality of Life, Occupational Opportunities, Economic Status, and Health Outcomes Prevention Programs Demand Shared Responsibility and a Common Language HOW CAN WE PREVENT READING FAILURE? • Development of Sensitive and Valid Screening Measures • Professional Development and Use of a Professional Common Language • Implementation of Three-Tier Models • Continuous Assessment of Progress • Appreciation of School Leadership and Capacity Factors Early Intervention is Possible • Risk characteristics present in Kindergarten and G1 • Letter sound knowledge, phonological awareness, oral language development • Assess all children and INTERVENE- first in the classroom and then through supplemental instruction Early Intervention is Effective Prevention studies in reading (and behavior) commonly show that 70- 90% of at risk children (bottom 20%) in K2 can learn to read in average range (Fletcher, Lyon, et al., 2007) NICHD INTERVENTION STUDIES Study Percent of children scoring below the 30th percentile Amt. of instruction Pre RX Post RX Foorman 174 hrs.- classroom 35% 6% Felton 340 hrs. - groups of 8 32% 5% Vellutino 35- 65 hrs. 1:1 tutoring 46% 7% Torgesen 88 hrs. 1:1 tutoring 30% 4% Torgesen 80 hrs. 1:3 tutoring 11% 2% Torgesen 91 hrs. 1:3 or 1:5 tutoring 28% 1.6% Mathes 80 hrs. 1:3 tutoring 31% .02% Linking Prevention and Remediation: A 3-Tier Model If progress is inadequate, move to next level. Tier 1: Primary Intervention Enhanced general education classroom instruction for all students. Tier 2: Secondary Intervention More intense intervention in general education, usually in small groups. Tier 3: Tertiary Intervention . Intervention increases in intensity and duration. Child could be considered for special education http://www.texasreading.org/3tier/ Response To Intervention • RTI is a system wide change • It must build gradually to scale- may take several years • Breaks down the intervention silos • PD must target the general education teacher, esp. in reading and behavior • Major obstacle: How do you organize PD if the district has multiple core reading and supplemental programs and interventions are tied to silos? Assessments Four types of assessment to track student achievement: Screening; Progress monitoring; Diagnostic; and Outcome measures. Key Implementation Features of RTI • Effective instructional/intervention programs – Core – Supplemental – Intensive • Frequent assessment of student performance – Screening – Diagnostic – Progress Monitoring • Use of data to make instructional/intervention decisions The consensus view of most important instructional features for interventions Interventions are more effective when they: Provide systematic and explicit instruction on component skills that are deficient Provide a significant increase in intensity of instruction Provide ample opportunities for guided practice of new skills Provide appropriate levels of scaffolding as children learn to apply new skills NEUROBIOLOGY Using Neuroscience To Guide Teaching and Learning Red indicates more gray matter, blue less gray matter. Gray matter wanes in a back-to-front wave as the brain matures and neural connections are pruned. Brain and Language Central Sulcus Lateral Sulcus Grey Matter • Consists of the bodies of neurons • Responsible for information processing • Generates responses to stimuli http://www.brainexplorer.org/brain-images/white_matter.jpg What Cortical Areas of the Left Brain Do We Want To Develop for Learning To Read? Patricia Kuhl - U. Washington 87 White Matter • Found in the brain and spinal cord. • Consists of insulated (myelinated) nerve fibers (axons). • Responsible transmitting and conducting information. http://www.brainexplorer.org/brain-images/white_matter.jpg White matter integrity as assessed with diffusion tensor imaging λ3 λ1 Tract based spatial statistics λ2 Axial diffusivity (AD) = λ1 Radial diffusivity (RD) = (λ2+λ3)/2 Mean diffusivity (MD) = (λ1+λ2+λ3)/3 Fractional diffusivity (FA) = √3/2 * √Σ(λ-λave)2/√Σλ2 Smith SM, Nature Protocols 2007 Right Periventricular Right PLIC Left PLIC VWF Comparison of DFA/Dage between the 6 dyslexic readers with WJ-WI < 89 and the 13 dyslexic readers with WJ-WI >90 shows a trend (p corrected =0.1) towards higher FA in the left external capsule, internal capsule, left thalamus, and portions of the corpus callosum as indicated by the red clusters. Images are presented according to radiologic convention with the subjects’ left being to the reader’s right. (Rollins, 2009) MRI: Magnetic Resonance Imaging (Pugh, Haskins Lab) The Reading Circuit (Pugh et al., 2005) SMG/ STG IFG MTG/ ITG AG OT/ VWFA • Hypothesized Role of component circuits –‘Phonological’ • IFG • SMG/STG –‘Semantic’ • MTG/ITG • AG –Putative ‘Visual word form Area’ • “Skill Zone” is phonologically and morphologically tuned Plasticity and Remediation in Reading Development (Pugh, Haskins Labs) • Increases in reading skill are associated with Increases in Temporoparietal reading skill are associated with increased specialization of ventral LH areas for print • Increased specialization of ventral LH areas for print Anterior Occipitotemporal ) Auditory Vs. Visual Sentence Task ( RH on left side Constable, Pugh et al. (2004) Temple et al. (2003): fMRI Data L. Inferior frontal and L. temporoparietal activation Some L.inferior frontal but no L. temporo-parietal activation Increases in L.inferior frontal and L. temporoparietal activation and right hemisphere homologues Watching the brain read: Odegard, T.N. et al. (2008). Differentiating the neural response to intervention in children with developmental dyslexia. Annals of Dyslexia, 58, 1-14. Watching the brain read: Response to Treatment Parieto-temporal (word analysis) Inferior frontal gyrus (articulation/word analysis) Occipito-temporal (word form) Odegard, T.N. et al. (2008). Differentiating the neural response to intervention in children with developmental dyslexia. Annals of Dyslexia, 58, 1-14. Watching the brain read RIGHT RIGHT LEFT LEFT TYPICAL DYSLEXIC Watching the Brain Read Inferior frontal gyrus (articulation/word analysis) Parieto-temporal (word analysis) Occipito-temporal (word form) Left LEFT TYPICAL Response to Treatment: Left Inferior Frontal lobe Odegard, T.N. et al. (2008). Differentiating the neural response to intervention in children with developmental dyslexia. Annals of Dyslexia, 58, 1-14. Response to Treatment: Left Superior Temporal lobe Odegard, T.N. et al. (2008). Differentiating the neural response to intervention in children with developmental dyslexia. Annals of Dyslexia, 58, 1-14. Meanwhile, Back in the Brain (Fletcher et al) Kindergarten Left Hemisphere Right Hemisphere At risk Not at Risk Simos, Papaniolou, Fletcher 150-300 300-1000 ms Time after Stimulus Onset An At Risk Reader Left Hemisphere Right Hemisphere Simos, Papaniolou, Fletcher Moving Forward “ We are not where we want to be, We are not where we are going to be But we are not where we were.” Rosa Parks The Annette Caldwell Simmons School of Education and Human Development promotes excellence by engaging in and disseminating scientifically-based research, preparing exemplary professionals in education and human development, collaborating with other schools and institutions in the development of model programs and furthering positive learning experiences in all stages of life. Studies; How to maximize cognitive brain function & understanding of memory, strategic thinking, creativity and much more ~ www.centerforbrainhealth.org Thank you for your attention! Reid Lyon Distinguished Professor Of Education Policy and Leadership, Southern Methodist University Distinguished Scientist in Cognition and Neuroscience, Center for Brain Health, University of Texas, Dallas (web-stie) www. ReidLyon .com (email) Reading4all @ tx.rr.com