Funds Authorised in January 2010
Fund
Date of
Authorisation
Management Company
Trustee
UCITS Schemes Authorised in January 2010
Argo ProAktiv plc
Argo ProAktiv Fund
15 January 2010
15 January 2010
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson's Quay
Dublin 2
Seabury Assets Fund plc
No.1 Fund
18 January 2010
18 January 2010
BNY Mellon Trust Company (Ireland) Limited
Guild House
Guild Street
IFSC
Dublin 1
Merchant Funds plc
The Merchant European Equity Fund
18 January 2010
18 January 2010
PNC International Bank Limited
Riverside 2
Sir John Rogerson’s Quay
Dublin 2
Designated Investment Companies Authorised in January 2010
EQI Irish Funds plc#
EQI Irish Derivatives Fund#
EQI Malta Fund#
6 January 2010
6 January 2010
6 January 2010
PNC International Bank Limited
Riverside 2
Sir John Rogerson’s Quay
Dublin 2
BLM Partners Master Fund plc#§
BLM Partners European Opportunities Fund Ø#
13 January 2010
13 January 2010
BLM Partners Capital Management Limited
5 Harbourmaster Place
International Financial Services Centre
Dublin 1
Deutsche Bank AG
5 Harbourmaster Place
International Financial Services Centre
Dublin 1
Swiss Capital PRO Colours Funds plc#§
Swiss Capital PRO Red FundØ#
Swiss Capital PRO Yellow FundØ#
Swiss Capital PRO Orange Fund Ø#
Swiss Capital PRO Green FundØ#
22 January 2010
22 January 2010
22 January 2010
22 January 2010
22 January 2010
PIMCO Funds Ireland plc
Styne House
Upper Hatch Street
Dublin 2
Northern Trust Fiduciary Services (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
* This fund may be marketed to Professional Investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
Funds Authorised in January 2010
Fund
Date of
Authorisation
Management Company
Trustee
Designated Investment Companies Authorised in January 2010 continued
GSO/Blackstone Structured Loan Opportunities Fund plc#
22 January 2010
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson’s Quay
Dublin 2
LG China Fund plc
26 January 2010
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson’s Quay
Dublin 2
PIMCO Funds Ireland plc§#
PIMCO Custom Global Multi-Asset Fund#
28 January 2010
28 January 2010
Pimco Global Advisors (Ireland) Limited
Styne House
Upper Hatch St
Dublin 2
Brown Brothers Harriman Trustee Services (Ireland) Limited
Styne House
Upper Hatch St
Dublin 2
Management Company
Trustee
Unit Trusts Authorised in January 2010 – N/A
Common Contractual Funds Authorised in January 2010 – N/A
Sub Funds Authorised in January 2010
Sub-Fund
Date of
Authorisation
UCITS Sub-Funds Authorised in January 2010
Newscape Funds plc
Newscape Strategic Bond Fund
Al Awael Newscape MENA Equity Fund
28 January 2008
4 January 2010
4 January 2010
CACEIS Bank Luxembourg
One Custom House Plaza
Dublin 1
* This fund may be marketed to Professional Investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
Sub Funds Authorised in January 2010
Sub-Fund
Date of
Authorisation
Management Company
Trustee
Skandia Fund Management (Ireland) Limited
Iveagh Court - Block E
6/8 Harcourt Road
Dublin 2
Citibank International plc
1 North Wall Quay
Dublin 1
UCITS Sub-Funds Authorised in January 2010 continued
Skandia Global Funds plc
Skandia Investment Grade Corporate Bond Fund
10 October 1997
8 January 2010
Thames River Traditional Multi Funds plc
Thames River Absolute Return Fund
15 May 2008
11 January 2010
Smith and Williamson Investment Funds plc
Smith and Williamson Enterprise Fund
24 March 2000
11 January 2010
Hermes Investment Funds plc
Hermes Japan Equity Fund
Hermes Japan Small and Mid Cap Companies Fund
24 November 2008
12 January 2010
12 January 2010
Northern Trust Fiduciary Services (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
Enovara plc
Global Emerging Markets IV 80% Protected Fund
20 September 2005
13 January 2010
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson’s Quay
Dublin 2
AEGON Investment Company (Ireland) plc
AEGON Euro Enhanced Reserve Fund
26 October 2007
14 January 2010
Citibank International plc
1 North Wall Quay
Dublin 1
AXA Rosenberg Equity Alpha Trust
AXA Rosenberg US Small/Mid Cap Alpha Fund
AXA Rosenberg Global Enhanced Equity Alpha Fund
17 September 1999
14 January 2010
14 January 2010
Northern Trust Fiduciary Services (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
Smith and Williamson Investment Management
(Ireland) Limited
6 George’s Dock
IFSC
Dublin 1
AXA Rosenberg Management Ireland Limited
Guild House
Guild Street
IFSC
Dublin 1
BNP Paribas Securities Services SA
5 George’s Dock
IFSC
Dublin 1
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson’s Quay
Dublin 2
* This fund may be marketed to Professional Investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
Sub Funds Authorised in January 2010
Sub-Fund
Date of
Authorisation
Management Company
Trustee
UCITS Sub-Funds Authorised in January 2010 continued
PRIMA Funds plc
PRIMA Absolute 50
PRIMA Absolute 100
PRIMA Absolute 200
PRIMA Emerging Markets Equity
PRIMA Bond 2014
PRIMA Bond 2014 MultiCorporate
24 September 1999
14 January 2010
14 January 2010
14 January 2010
14 January 2010
14 January 2010
14 January 2010
The Governor and Company of the Bank of Ireland
Lower Baggot Street
Dublin 2
FundLogic Global Solutions plc
FTSE 100 Accumulated Income Fund I
31 July 2009
22 January 2010
RBC Dexia Investor Services Bank S.A
George’s Quay House
43 Townsend Street
Dublin 2
First State Global Umbrella Fund plc
First State Global Emerging Markets Select Fund
23 June 1998
22 January 2010
HSBC Institutional Trust Services (Ireland) Limited
1 Grand Canal Square
Grand Canal Harbour
Dublin 2
J.P. Morgan Structured Funds plc
J.P. Morgan Strathmore Fund
15 November 2006
26 January 2010
BNP Paribas Securities Services SA
5 George’s Dock
IFSC
Dublin 1
ETFS Fund Company plc
EFTX FTSE® MIB Leveraged (2x) Fund
ETFX FTSE® MIB Super Short Strategy (2x) Fund
ETFX DJ-UBS All Commodities 3 Month Forward Fund
29 August 2008
28 January 2010
ETFS Management Company Limited
Fitzwilton House
Wilton Place
Dublin 2
BNY Mellon Trust Company (Ireland) Limited
Guild House
Guild Street
IFSC
Dublin 1
New Vision Strategies Funds plc
Pulsar Global Alpha Fund
2 April 2008
29 January 2010
Tregunter Management Limited
75 St Stephen’s Green
Dublin 2
Daiwa Europe Trustees Ireland Limited
Block 5, Harcourt Centre
Harcourt Road
Dublin 2
* This fund may be marketed to Professional Investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
Sub Funds Authorised in January 2010
Sub-Fund
Date of
Authorisation
Designated Investment Company Sub-Funds Authorised in January 2010
Management Company
Trustee
Mercer PIF Fund plc*
Mercer UK Credit Fund*
18 August 2006
8 January 2010
Mercer Global Investments Management Limited
70 Sir John Rogerson’s Quay
Dublin 2
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson’s Quay
Dublin 2
Lion Credit Opportunity plc#§
Credit Opportunity Fund VIØ#
8 February 2008
27 January 2010
Société Générale SA
3rd Floor, IFSC House
IFSC
Dublin 1
Marshall Wace Funds plc#
MW Americas TOPS Fund#
MW Asia TOPS Fund #
MW Balanced TOPS Fund#
MW Core Fund#
MW Diversified TOPS Fund#
MW Eureka Fund#
MW European TOPS Fund#
MW Fundamental TOPS Fund#
MW Global Financials Aggressive Fund#
MW Global Financials Market Neutral Fund #
MW Global Opportunities Fund#
MW Global TOPS Fund#
MW Japan TOPS Fund#
MW Market Neutral TOPS Fund#
MWG Japan Dynamic Net Exposure Fund#
MWG Japan Market Neutral Fund#
MW Opportunistic TOPS Fund#
MW Global Macro TOPS Fund#
23 December 2009
28 January 2010
28 January 2010
28 January 2010
28 January 2010
28 January 2010
28 January 2010
28 January 2010
28 January 2010
28 January 2010
28 January 2010
28 January 2010
28 January 2010
28 January 2010
28 January 2010
28 January 2010
28 January 2010
28 January 2010
28 January 2010
Citibank International plc
1 North Wall Quay
Dublin 1
Unit Trust Sub-Funds Authorised in January 2010
FundLogic Global Solutions Unit Trust
FundLogic Global Solutions Multi-Strategy Fund 2E Trust
FundLogic Global Solutions Eurostoxx Max Variance Trust
27 October 2009
22 January 2010
29 January 2010
FundLogic Global Solutions (Ireland) Limited
70 Sir John Rogerson’s Quay
Dublin 2
RBC Dexia Investor Services Bank S.A.
George’s Quay House
43 Townsend Street
Dublin 2
* This fund may be marketed to Professional Investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
Fund data for January 2010
All funds
At 31 December
2009
Funds
New Authorisations
during month
Revocations during month
Funds
including
sub-funds
Funds
Funds including
sub-funds
Funds
Funds including
sub-funds
Total authorised as at
31 January 2010
Funds
Funds including
sub-funds
UCITS
369
2,721
3
27
0
22
372
2,726
NU - Unit Trusts
168
684
0
2
0
2
168
684
414
1,193
6
30
0
0
420
1,223
0
0
0
0
0
0
0
0
7
26
0
0
0
0
7
26
3
3
0
0
0
0
3
3
4,627
9
59
24
970
4,662
NU – Designated
Investment Companies
NU –ILP
NU – Common
Contractual Funds
Non-Designated
Investment Companies
Aggregate
961
0
NU – Non-UCITS Funds
* This fund may be marketed to Professional Investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
Funds by Category
UCITS
NU - Retail
369
102
2,721
513
3
1
27
1
0
0
22
0
372
103
2,726
514
NU – PIF
94
216
0
1
0
0
94
217
NU - QIF
393
1,174
5
30
0
2
398
1,202
3
3
0
0
0
0
3
3
961
4,627
9
59
0
24
970
4,662
Non-Designated
Investment Companies
Aggregate
* This fund may be marketed to Professional Investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.