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DRIVE
PROGRAM
SUBJECT CODE & NAME
BK ID
CREDITS
MARKS
Fall 2015
MBADS (SEM 4/SEM 6)
MBAFLEX/ MBA (SEM 4)
PGDBMN (SEM 2)
MA0041 &
MERCHANT BANKING
SERVICES
B1812
4
60
AND
FINANCIAL
Q1. Explain the maintenance of books of accounts, records etc. under the general obligations and
responsibilities of merchant bankers. (Explanation of maintenance of books of accounts, under general
obligations and responsibilities)
Answer: General Obligations and Responsibilities:
1. Code of Conduct for Merchant Bankers: The code of conduct for merchant bankers is under the heading of
GeneralObligations and Responsibilities in the SEBI Act 1992. Every merchant banker shall abide by the code of
conduct as specified in the Act. These guidelines are as follows:
Q2.The methodology of issuing securities by giving a price range is known as book building method. A
book building is a price discovery mechanism. Based on this write the methods and guidelines of book
building. Explain the offer in a prospectus on book building 75 percent. Write the key role of the under
writer and benefits for the company. (Explanation of methods and guidelines of book building,
Explanation of offers in a prospectus on book building 75 percent, Key role of under writer and benefits of
the company)
Answer: Methods and Guidelines for Book Building: According to SEBI guidelines, an issuer company can
follow the process of book building in two ways.
(I) 75 per cent of net offer to the public through book building process.
(ii) 100 per cent of net offer to the public through book building process.
Rules governing book building are covered in Chapter XI of the Securities and Exchange Board of India
(Disclosure and
Q3.Bancassurance means selling insurance product through banks. Give a brief introduction of banc
assurance and write the benefits of banc assurance to the banks and insurance companies. (Introduction
of banc assurance, Benefits of banc assurance)
Answer: Introduction: the various types of mutual funds schemes, and the advantages and disadvantages of
investing in mutual funds. You also learnt about the legal structure and the regulation of mutual funds in India.
Insurance is a social device which is used to accumulate certain sum of money in order to meet uncertain losses
in the future. The possible causes for such uncertain losses can be to an individual or a group of individuals on
account of
Q4.Explain the procedure for mergers under the merchant banking. (Explanation of procedure for
merger under merchant banking)
Answer: Procedure for Mergers: The points below describe in detail the procedure followed for a merger to
take place.
(I) Making a draft of the scheme of merger/amalgamation, specifying all detailed information related to
transferor, transferee, any terms and conditions specifically mentioned for the transfer of assets and liabilities,
etc.
(ii) Once the
Q5. Explain the concept of credit rating. Write the important parameters of a company under credit
rating and aim of credit rating. (Explanation of the concept of credit rating, important parameters of
credit rating, Aims of credit rating)
Answer: Concept of Credit Rating: Credit rating is a financial service provided by an approved body which
rates the various securities of a company according to a set model. Various symbols are assigned to various
securities according to default rate risk involved in that debt security. Default risk is associated with the
Q6. Money market is a financial instruments and financial assets that are traded. Explain the features of
money markets in India. Write down the important participants of in money market. (Explanation of
features of money markets in India, Important participants of money markets)
Answer: Features of the money markets in India: The following are the main features of money markets in
India.
(I) In India, money market operations are executed by both the structured money market participants, who are
regulated by RBI, and the unstructured money market, which is dominated by indigenous bankers.
(ii) The
Get fully solved assignment. Buy online from website
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online store
or
plz drop a mail with your sub code
computeroperator4@gmail.com
we will revert you within 2-3 hour or immediate
Charges rs 125/subject and rs 700/semester only.
if urgent then call us on 08791490301, 08273413412