APPLICATION FORMS AND NOTICES (AFN) – DNF2
(For DFSA use only)
Form DNF2
Designated Non-Financial Business or
Profession (DNFBP)
Changes to registration details
Name of DNFBP
DFSA registration number
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APPLICATION FORMS AND NOTICES (AFN) – DNF2
Purpose of this form
This form must be used by a DNFBP to notify the DFSA of any changes in its name, legal status, address
or, if applicable, its MLRO. The DFSA may require additional information in order to finalise the processing
of this notification.
Contents
This form consists of five sections:
1.
2.
3.
4.
5.
Declaration
Summary of changes
Changes to DNFBP details
Changes to MLRO
Attachments
Notes for completing this form

Defined terms are identified throughout this form by the capitalisation of the initial letter of a word or
phrase and are defined in the AML Module of the DFSA’s Rulebook. Some of the defined terms and
abbreviations may also be found in the Glossary Module of the DFSA Rulebook.

Please fill in the section(s) relevant to the change(s) of your firm.

Questions must be fully answered and the use of abbreviations should be avoided.

Do not leave any questions blank in the relevant section of change(s) – if a question is not applicable
this should be indicated in the response section.

Answers must be typed and the form must be signed by a Director/Partner, or a member of the
DNFBPs senior management.

Please ensure any supporting documentation is clearly labelled and securely attached.

Please return completed form to:
DUBAI FINANCIAL SERVICES AUTHORITY
SUPERVISION DEPARTMENT
LEVEL 13, THE GATE BUILDING
DUBAI INTERNATIONAL FINANCIAL CENTRE
PO BOX 75850
DUBAI, UAE
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APPLICATION FORMS AND NOTICES (AFN) – DNF2
SECTION 1 - DECLARATIONS
1.1
Declaration by the firm
1.1.1 I declare that, to the best of my knowledge and belief, having made due enquiry, the information
given in this form is complete and correct. I understand that it is an offence under Article 66 of the
Regulatory Law 2004 to provide to the DFSA any information which is false, misleading or deceptive
or to conceal information where the concealment of such information is likely to mislead or deceive
the DFSA.
1.1.2 I agree to provide the DSFA with further or more detailed information upon request where the DFSA
considers such information necessary to process this registration.
1.1.3 I confirm that I have the authority to make this notification, to declare as specified above and sign
this form for, or on behalf of, the DNFBP. I also confirm that I have the authority to give the consent
specified above.
1.1.4 For the purposes of complying with DIFC Data Protection Law 2007, I understand that any Personal
Data provided to the DFSA will be used to discharge its regulatory functions under the Regulatory
Law 2004 and other relevant legislation and may be disclosed to third parties for those purposes.
Name of a Director/Partner
/
Signature of a Director/Partner
1.2
/
Date
MLRO Declaration
1.2.1 I declare that, I have read and understood the AML Module of the DFSA Rulebook and am
aware of the obligations and requirements I must adhere to as a MLRO.
Name of MLRO
/
Signature of MLRO
/
Date
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APPLICATION FORMS AND NOTICES (AFN) – DNF2
SECTION 2 - SUMMARY OF CHANGES
2.1
Please indicate the changes you wish to make to your firm details:
Change of DNFBP Name
complete section 3.1
Change of Registered Office address
complete section 3.2
Change of Head Office address
complete section 3.3
Change of Legal Status
complete section 3.4
Change of Financial Year End
complete section 3.5
Money Laundering Reporting Officer
complete section 4
SECTION 3 - CHANGES TO DNFBP DETAILS
3.1 Change of DNFBP Name
3.2 Change of Registered
Office in DIFC
3.3 Change of Head Office
address
3.4 Change of Legal Status*
(e.g. limited to unlimited, llc, etc)
3.5 Change of Financial Year
End
[* Note – where a firm’s DNFBP activities are being transferred to a separate or new legal entity, a new application for
registration will be required by the new entity, using Form DNFBP1]
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APPLICATION FORMS AND NOTICES (AFN) – DNF2
SECTION 4 - CHANGE OF MONEY LAUNDERING REPORTING OFFICER (MLRO)
4.1
Money Laundering Reporting Officer
4.1.1 Full Name of MLRO
[as stated in passport]
4.1.2 Date of birth (DD/MM/YYYY)
4.1.3 Place of birth
4.1.4 Passport number
4.1.5 Please state the country and place
of issue of the applicant’s passport
Please attach a copy of the current passport held by the MLRO, and a copy of their current visa.
4.1.6
Job title/level within the firm
4.1.7
Please confirm the MLRO will ordinarily reside in the UAE
4.1.8
Residential address:
4.1.9
Contact details
Yes
No
Telephone
Mobile
E-mail
4.1.10 What steps has the DNFBP taken to ensure that the MLRO is capable and suitably qualified
to undertake the roles and responsibilities as set out in AML Module of the DFSA Rulebook.
Please provide details.
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SECTION 5 - ATTACHMENTS
Section
Document
4.1.5
Copy of passport
Other
Please list
Attached
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