Table of Contents Introduction 1 Key concepts 2-4 Political parties 2 Interest groups 3 Social movements 3 David Easton’s political system model 4 Harold Lasswell’s policy cycle 4 Comparing the three modes of political participation 5-6 Strength and weaknesses of the three modes of political participation 7-9 Conclusion 9-10 Bibliography 11 Introduction This paper will answer exam task 2, which involves comparing at least two different modes of political participation and discussing their strengths and weaknesses. The chosen modes of political participation are political parties, social movements and interest groups. First of all it is important to define what is meant when talking about a political party, a social movement and an interest group. Then a comparison of the modes will be made. The first part of the comparison will focus mainly on the structure, objectives, methods and the roles of the political participation modes in the political system, which will be investigated by using David Easton’s model of a political system. The second part of the comparison will look at how the different modes have an influence in policy-making by using Harold Lasswell’s policy cycle. Based on the comparison, the strength and weaknesses of the three modes will then be discussed. The purpose of comparing the different modes and discussing the strength 1 and weaknesses of these is to uncover people’s ability to rule themselves through these three different modes of political participation. Key concepts In this assignment the focus will be on political parties in democracies, as the given task focuses on political participation in democracies. Robert Huckshorn’s definition of a political party is useful to this paper, and even though it can be contested (Katz 2011, p. 220), it will be sufficient for this task. Huckshorn saw political parties in democracies as autonomous groups of citizens that wished to make nominations and contest election with the purpose of gaining control over governmental power. This is to be done through capturing public offices and the organization of government (Katz 2011, p. 220). Noting this, given Huckshorn’s definition, political parties are within the formal institutions of the decision-making process. Besides Huckshorn’s definition, another important thing should be taken into consideration when defining a political party, which is the function of it. A political party has overall 4 sets of functions: Coordination, contesting elections, recruitment and representation (Katz 2011, p. 223). Coordination happens at different levels and areas, one of them is coordination within the government, where the parties lay the bridge between the legislative and executive branch, and between different levels of government (Katz 2011, p. 224). Another coordination is within the society, as the political parties try to organize the political activity of citizens. The last coordination is that between government and society, which concerns linkage of the population with the party in public offices (Katz 2011, p. 224). The second function was that of contesting elections, where the parties provide candidates and develop policy programs for the society. The third function is the ability to recruit the proper candidates for elections or for appointed offices, but also to integrate new voters into the existing political system, whether they are new because of age, immigration or so (Katz 2011, p. 224-225). The last function of the parties is representation. Parties serve as agents on behalf of their voters. They act and make decisions on behalf of them and for them. They also represent their members in the sense that they to some extend share the same ideology and values (Katz 2011, p. 225). 2 Another way for the population to influence the political decision-making process is embodied in interest groups. Interest groups can be defined as membership organizations that do not participate in elections but appeal to government, when wanting to influence a given case (Erne 2011, p. 261). More specifically interest groups are formally organized groups that try to affect the legislative and executive branches of government (Kitschelt and Rehm 2011, p. 333). The group can make binding decisions on behalf of their members with e.g. politicians, which besides the membership is an indicator of the interest groups threat capacity towards the policy-makers (Kitschelt and Rehm 2011, p. 333). There are overall three approaches that tries to explain the role of interest organizations; Unitarist, pluralist and corporatist tradition. To unitarists, interest groups pose a danger to democracy. They fear that too particular interests will cause the politics to be less representative of the general will of the population (Erne 2011, p. 265). The pluralist approach shares the complete opposite opinion of this. It sees interest groups as a source of liberty, but emphasizes the importance of all people having the same opportunities of association and that interest associations are distributed equally so that all parts of the political spectrum is represented (Erne 2011, p. 265). According to neo-corporatists, interest groups cannot be avoided in the political process. This being said, they fear that free competition between the different groups will lead to the strongest winning over the weakest. Because of this neo-corporatist are in favor of regulating so that there is a balance between different social interests (Erne 2011, p. 265). The third and last way of political participation that this paper focuses on is through social movements. A social movement consists of a group of people that have a common identity and who share common beliefs and goals (Kriesi 2011, p. 293). They are facing a conflict, which may be cultural or political, and their way of trying to solve this conflict is done by engagement in non-institutionalized actions such as protest and information politics and evoking the medias (Kitschelt and Rehm 2011, p. 333). Their focus is on drawing the attention and support of the public in order to have an impact on the decision-making process that is relevant to their cause (Kriesi 2011, p. 295). There is no formal membership, and the organization structure is not emphasized (Kitschelt and Rehm 2011, p. 333). When comparing the different modes of political participation, David Easton’s political system model will be used in order to find out where in the political system the different modes of political participation are situated. The political system is seen as institutions and 3 agencies that have a decision-making function. The political system receives input of support and demands from the environment around it, and then makes decisions that yield outputs (Caramani 2011, p. 10). After having made it clear where in the political system, the different modes occur, a comparison of the influence of policy making will be made by using Lasswell’s policy cycle. The policy cycle consists of 5 elements: Agenda setting, policy formulation, policy adoption, implementation and evaluation. In this assignment the focus will be on the three first elements, as they are the elements that are relevant for the making of policies. The agenda setting element is the ability to identify a societal problem that requires the state to intervene (Knill and Tosun 2011, p. 377). The four agenda setters are public officials, bureaucracy, mass media and interest groups (Knill and Tosun 2011, p. 377). The next element is policy formulation, which is about defining, discussing, accepting or rejecting suggestions dealing with the problem, and occurs in government bureaucracies, interest groups, legislative rooms etc. (Knill and Tosun 2011, p. 378). The last step, which will be focused on is policy adoption, which is determined by government and its institutions (Knill and Tosun 2011, p. 378). Comparing the three modes of political participation Having defined the key concepts, the three different modes of political participation will now be compared. When comparing, this analysis will go through the structure, objectives and methods of the political participation modes. Then it will look at the roles of the different modes in the political system and to what extend they influence policy-making. Political parties constitute the legislative and the executive branch of government (Katz 2011, p. 224). They are therefore the central actors regarding political decision-making processes concerning the society, which is according, to Easton’s political system model, characterized as part of the political system (Caramani 2011, p. 10). Coordination, contesting election, recruitment and representation is the functions of political parties, but besides this, political parties must decide what they feel about many areas in the society such as environment, foreign policy etc. Like political parties, interest groups are formally organized groups, but an 4 interest group, is only interested in a particular cause e.g. unions fight for workers or environmental groups wanting to protect the environment (Erne 2011, p. 261). The outcome, which political parties yield therefore concerns a larger area of topics in he society than that of interest groups. In addition to that, the methods which political parties and interest groups use in order to achieve their goals differ from each other. Political parties try to reach their objectives by taking part in elections with the purpose of gaining control over governmental power (Katz 2011, p. 220). Interest groups on the other hand, do not contest elections. They keep out from the political arena in the sense that they are not a direct part of parliaments. In Easton’s model they are in the environment that surrounds the political system, and which contributes with inputs in form of e.g. demands. Although not being a part of parliament, they have a bargaining power in that sense, that they have formal members and the ability to make binding decisions on behalf of them (Kitschelt and Rehm 2011, p. 333). Being aware of this power, interest groups try to affect the political decision-making processes, through influencing these legislative and executive branches of government (Kitschelt and Rehm 2011, p. 333). Moving on to the next mode of political participation, we have social movements. Political parties and social movements first of all differ from each other when looking at the structure, which these two modes of political participation have. As we saw when comparing political parties to interest groups, political parties are formally organized, whereas social movements are loosely organized. There is no actor that represents the movement as a whole; instead the movement consists of multiple individuals who are not formal members (Kriesi 2011, p. 294). The objectives of the two modes are also different. As mentioned earlier political parties seek to contest election with the purpose of gaining control over governmental power (Katz 2011, p. 220). Social movements on the other hand encounter a conflict, which they try to solve by non-institutional approaches (Kriesi 2011, p. 294). Another important information is that social movements, like interest groups, are in the environment surrounding the political system, trying to affect the decision-making process, which is the function of political parties (Caramani 2010, p. 10). 5 Having compared political parties with interest groups and social movements now makes it possible to make the final comparison, which is between interest groups and social movements. Regarding structure, interest groups and social movements differ from each other in that way, that interest groups are organized bodies that can make decisions on behalf of their members (Kitschelt and Rehm 2011, p. 333). Social movements on the other hand are loosely organized. There is no actor that represents the movement as a whole, as it is the case with interest groups (Kriesi 2011, p. 294). They consist of individuals and organized actors who keep their independence while trying to achieve collective goods (Kriesi 2011, p. 294). When looking at the methods of reaching goals, there is a clear distinction between social movements and interest groups. Interest groups try to affect political decision-making through influencing political parties that make up the legislative and executive branches of government (Kitschelt and Rehm 2011, p. 333). In other words, the actions of an interest organization are institutionalized. Social movements do not have the ability to access or influence the decision-making processes directly by entering these arenas. Instead they try to affect the decision-making by engaging in non-institutionalized actions such as protest and information politics and evoking the medias (Kriesi 2011, p. 294). Regarding the comparison of the influence on policy-making, which the three modes of political participation have, we turn to Lasswell’s policy cycle. The first step is agenda setting. Political parties can be agenda setters, if they are a part of the public officials (Knill and Tosun 2011, p. 377). Interest groups can too be agenda setters, as their method of reaching their objectives is through affecting the legislative and executive branches of government (Kitschelt and Rehm 2011, p. 333). This means that they have a very strong position when it comes to setting the agenda or affecting it. Regarding social movements, they cannot directly set the agenda, but as one of their methods of achieving their objectives is by using the mass media, they can, through them, have an agenda setting role (Kriesi 2011, p. 294). When reaching the second step, which is policy formulation, the strength and weaknesses of the three modes of political participation becomes more noticeable. Political parties are first 6 of all to be mentioned, as they are important actors in this process (Knill and Tosun 2011, p. 378). They have the ability to define, discuss, accept and reject suggestions dealing with the problem (Knill and Tosun 2011, p. 378). Interests groups also play an important role, as they work with the political parties, or in other words the legislative and executive branch, to develop policy drafts (Knill and Tosun 2011, p. 378). Regarding social movements, they are not directly a part of the policy formulation but rather indirectly, when creating a public debate (Kriesi 2011, p. 295). The last step on the policy cycle, which will be evaluated here, is the policy adoption. This feature is one, which is dominated by government and its institutions (Knill and Tosun 2011, p. 378), meaning that it is political parties that decides whether the new policy is to be or not to be, which in Easton’s model would correspond to the decisions that yields output. Strength and weaknesses of the three modes of political participation Having compared the three modes of political participation the differences and similarities regarding their structure, method, objective and influence on policy-making is now clear. The following section will focus on discussing the strength and weaknesses of the different modes of political participation given the comparisons. Going through Lasswell’s policy cycle the roles of the three political participation modes in regards to influencing policy-making has been uncovered. All three modes are parts of the agenda setting step, however, not all issues covered by the media reach the political agenda (Knill and Tosun 2011 p. 378), which is a disadvantage to social movements in particular, as that was one of their important ways of influencing the political agenda. When it came to policy formulation, social movements where again not directly involved, which can indeed be considered a weakness, as both political parties and interest groups were actively and directly a part of it (Knill and Tosun 2011, p. 378). The policy adoption step, which was the last one analyzed, was exclusively that of government institutions, whereby political parties are the only mode of political participation which we have looked at, who is directly able to make policy-decisions (Knill and Tosun 2011, p. 378). 7 It is clear that political parties have a strength in the sense that they are a directly part of all the three steps in the policy making process, and as they are the ones that directly take the decisions that yields policy-output, they have easier access to the political agenda and the formulation of policies compared to interest groups and social movements. This being said, interest organizations and social movements have the ability to affect the final decisions and thereby influence the output, even though they are not able to directly make the decisions and create the output themselves (Knill and Tosun 2011, p. 378), but they are, in that sense weaker than political parties. Another area where it would be relevant to uncover the strength and weaknesses of the different modes of political participation is in regards to the role they play in people’s ability to rule over themselves. When it comes to political parties the ability of the population to rule themselves is a bit different. As direct democracy is close to be impossible in bigger communities, the citizens serve as agents of the population, carrying out the acts which the citizens neither has the training nor the time to do (Katz 2011, p. 225). Another remark on political parties is that political parties have a long set of functions and roles. This could be regarded as one of its strengths, as it enables this political participation mode to have an influence on various areas of the society compared to the interest groups and social movements (Katz 2011, p. 220). On the other hand this could too be regarded as one of its weaknesses, as it then makes it difficult to maintain the representation of the voter to a full extend, as it has to take a lot of areas within the political sphere into consideration. It is also worth noticing the fact that especially social movements objectives and methods are not that which concerns many political topics, but rather particular cases or conflicts (Kitschelt and Rehm 2011, p. 333). Looking at it from one way, it may seem that social movements are uninteresting and that people do not rule properly over themselves when taking part in a social movement, as the time could have been spend on a political party, that would cover more areas. Looking at it from another way, this feature can actually be defined as an advantage, as focusing intensely on a particular interest or a particular conflict can result in working with the subject more intensely, which means that something actually will be done 8 to trying to solve the conflict, as there are not a broad range of topics, which also needs to be taken care of. Regarding the strengths and weaknesses of interest groups, the answer very much differs depending on which theory is used to understand the role of an interest group at a more advanced level. According to unitarists each citizen should express his own opinion, and not that of an interest group (Erne 2011, p. 262). The more interests of particular groups are prevailed, the less is the likeliness of politics to represent the general will of the people (Erne 2011, p. 262), and interest groups thereby posses a threat to the democracy (Erne 2011, p. 265). Do interest group then have a weakness, as not representing the will of the people but rather that of the interest group? If looked at a pluralist approach, it is quite on the contrary. According to pluralists, interest organizations are not a threat to the sovereignty of the democratic state, but a crucial source of reaching liberty (Erne 2011, p. 262). This assumption on the other hand requires that all people have the same ability to associate and that interest groups are distributed equally among the political sphere (Erne 2011, p. 265). As this is unlikely to happen, the neo-corporatist approach suggests that a regulation should be made to keep a balance of power between opposing social interest (Erne 2011, p. 265). Depending on which theoretical approach one has, interest groups can be considered as strengthening the ability of the population to rule themselves or just the opposite, which is weakening the ability of the population to rule themselves. Conclusion Having compared political parties, interest groups and social movements, the similarities and differences of these three modes of political participation are now clear. Political parties, interest groups and social movements have different structures, objectives and methods. Political parties are structured, they seek to win governmental power through election in order to influence various parts of the political spheres. Interest groups are structured too, and the ability of the associations to make decisions on behalf of the members that are binding, is what constitutes its bargaining power towards e.g. political parties, in order to influence policy-making so that the members interest are maintained the best way. Social movements are loosely structured groups of people facing a particular conflict, which they try to solve by 9 evoking public attention among other thing. Regarding policy-making, political parties have a major strength, as it is a directly part of all the three analyzed steps in Lasswell’s policymaking process. Interest groups and social movements should though not be regarded as unimportant or irrelevant, but on the contrary, as important modes of political participation. Even though they are weaker in the sense that they do not directly make the decisions and create the policy-outputs, they can have an influence on the political parties making the decisions, and thereby creating policy-outputs, because of their ability to affect these. The strength and weaknesses of the different modes of political participation depends among others, on which theoretic approach one uses, as what may seem as a strength can be seen as a weakness too. This paper did not intend to appoint a mode of political participation, which could be categorized as the best, but rather to discuss the different modes keeping in mind the ability of the population to rule itself. Further investigation regarding political participation and people’s ability to rule themselves could include other things that could have an impact on the role of political parties, interest groups and social movements such as the judiciary branch. 10 Bibliography Erne, R. (2011) Interest associations, in Caramani, D. (ed.), Comparative Politics 2nd Edition, New York: Oxford University Press. Katz, R., S. (2011) Political parties, in Caramani, D. (ed.), Comparative Politics 2nd Edition. New York: Oxford University Press. Kriesi, H. (2011) Social movements, in Caramani, D. (ed.), Comparative Politics 2nd Edition. New York: Oxford University Press. Kitschelt, H. and Rehm, P. (2011) Political participation, in Caramani, D. (ed.), Comparative Politics 2nd Edition. New York: Oxford University Press. Knill, C. and Tosun, J. (2011) Policy-making, in Caramani, D. (ed.), Comparative Politics 2nd Edition. New York: Oxford University Press. Caramani, D. (2011) Introduction to comparative politics, in Caramani, D. (ed.), Comparative Politics 2nd Edition. New York: Oxford University Press. 11