TipTop Solutions for Finance Abhijit Sahay VP Engineering TipTop Technologies http://FeelTipTop.com Confidential - 2011 Drowning in Information Wouldn't It Be Nice If Someone could… • filter signal from noise • discover and suggest important things to read • collect, collate, classify content • identify and track sentiment Data TIGER External Feeds BLOGS RSS Dow Jones Text Feed Archive Tool Kit TWITTER Dow Jones Text Feed Dow Jones Text Feed Archive Files Processed And Unprocessed Data Database Data Tiger Email Compliance Internal Feeds TIBCO WebSphere RMDS Message Bus Custom User News Applications and / or MS EXCEL, MS ACCESS, MATLAB, etc Reports Charts Queries TipTop Information Gleaning, Extraction and Reporting Platform Inside the TIGER Text Articles & Unstructured Content Metadata & Tags TipTop Engine Refined Metadata Structured Records Auto-discovered Topic Relevancy Score Sentiment Rating Supporting Extracts GS 75% 35% +ve "...Sachs & Co. may gain from Fed policies..." What is TipTop? TipTop helps anyone connect with the best people and information in real time. Users TheWorld Tips Matching Most fulfilling, fastest, most accurate matching (on) Top (of their mind) Founder/CEO Shyam Kapur Asst. Professor TipTop PhD Adchemy President & CEO Chief Scientist Postdoc Staff Scientist Yahoo! UPenn Cornell Infoseek Research Scientist MetaLINCS Principal Engineer TipTop Technologies, Inc. http://FeelTipTop.com Confidential VP, Search Technologies Relevant Technologies Data Mining Language Learning User Interfaces Computational linguistics Inductive Inference Natural Language Processing Contextual targeting Clustering Text & query classification Legal discovery Text Mining TipTop Technologies, Inc. http://FeelTipTop.com Confidential Search Engines Cognitive Sciences Behavioral targeting Data Visualization Why are we doing this? • Everyone deals with a sea of unstructured information that they can barely cope with • Amount of relevant data to any situation is way beyond human brain’s capacity and speed • State-of-the-art search tools are hopelessly inadequate What is unique about TipTop? • Learns like children learn their first language • Fine-tuned to understand conversational language of the kind found in usergenerated content • Built from the ground up as existing technologies are not advanced enough TIGER Cubs • Smart news reader – Cross-document browsing – Concept discovery – TipTop It! Snapshots – Sentiment tracking • Fish-and-Tips • TipTop Turns Smart News Reader • GS in the news, April 16, 2010 Multi-document topic extraction and sentiment summary Smart News Reader -- Drilldown • Headache for Blankfein Topic-specific sentiment and snippet extraction Of course, you could also access the original documents Goldman Shares Tumble on SEC Fraud Allegations By Joshua Gallu and Christine Harper - Apr 16, 2010 Goldman Sachs Group Inc. was sued by U.S. regulators for fraud tied to collateralized debt obligations that contributed to the worst financial crisis since the Great Depression. The firm’s shares tumbled 13 percent and financial stocks slumped. Goldman Sachs created and sold CDOs linked to subprime mortgages in early 2007, as the U.S. housing market faltered, without disclosing that hedge fund Paulson & Co. helped pick the underlying securities and bet against the vehicles, the Securities and Exchange Commission said today. Billionaire John Paulson’s firm earned $1 billion on the trade and wasn’t accused of wrongdoing. The SEC also sued Fabrice Tourre, a Goldman Sachs vice president who helped create the CDOs, known as Abacus. SEC Takes On Goldman Sachs – A Sea Change Or A Big Fish To Calm Waters? POSTED IN LIBERALAND BY WILLIAM K. WOLFRUM • APRIL 16, 2010, 2:59 PMET • 29 COMMENTS » by William K. Wolfrum For the past decade or so, the acronym SEC has better stood for “Sitting Enjoying Coffee” rather than “Securities Exchange Commission.” After all, one need only mention the name “Bernie Madoff” to turn your average SEC employee into a puddle of apologetic goo. Goldman Sachs charged with fraud SEC Fri, Apr 16 2010 By Jonathan Stempel and Steve Eder NEW YORK (Reuters) - Goldman Sachs Group Inc was charged with fraud by the U.S. Secu and Exchange Commission over its marketing of a subprime mortgage product, igniting a ba between Wall Street's most powerful bank and the nation's top securities regulator. The civil lawsuit is the biggest crisis in years for a company that faced criticism over its pay a business practices after emerging from the global financial meltdown as Wall Street's most influential bank. It may also make it more difficult for the industry to beat back calls for reform as lawmakers in Washington debate an overhaul of financial regulations. Goldman called the lawsuit "completely unfounded," adding, "We did not structure a portfolio was designed to lose money." The lawsuit puts Goldman Chief Executive Lloyd Blankfein further on the defensive after he t federal Financial Crisis Inquiry Commission in January that the bank packaged complex debt also betting against the debt, because clients had the appeSEC Takes On Goldman Sach Sea Change Or A Big Fish To Calm Waters? POSTED IN LIBERALAND BY WILLIAM K. WOLFRUM • APRIL 16, 2010, 2:59 PMET • 29 COMMENTS » by William K. Wolfrum For the past decade or so, the acronym SEC has better stood for “Sitting Enjoying Coffee” rat than “Securities Exchange Commission.” After all, one need only mention the name “Bernie Madoff” to turn your average SEC employee into a puddle of apologetic goo. Today, however, the SEC announced it is going after a big fish. Perhaps the biggest, as the SE fraud charges against Goldman Sachs, accusing the mega-financial outfit of selling investmen they had secretly planned to have fail. From The Huffington Post: tite. "We are not a fiduciary," he said. The case also involves John Paulson, a hedge fund investor whose firm Paulson & Co made billions of dollars by betting the nation's housing market would crash. This included an estima billion from the transaction detailed in the lawsuit, which the SEC said cost other investors m Fish and Tips ¥ € $ TipTop Turns INTC news now 28%+ve & 37% -ve more tips Contact Information • Shyam Kapur, CEO o Yahoo, Alta Vista, Infoseek, Adchemy o U-Penn, Cornell, IIT Kanpur o shyam@feeltiptop.com • Abhijit Sahay, VP Engineering o Deutsche Bank, Salomon Brothers o UC Berkeley, IIT Kanpur o abhijit@feeltiptop.com