Outstanding Contribution Awards Scheme (OCA) 1. Introduction The University values the dedication, commitment and achievement of all members of staff and the contribution that they make towards the mission and aims of the University as outlined in the Way Forward. The outstanding contribution awards scheme has been developed to reward and recognise staff whose contribution is exceeding expected standards, has been outstanding and worthy of particular recognition. Cardiff University is committed to embedding equality and diversity within its procedures and promoting an inclusive culture based on the values of dignity, courtesy and respect. This scheme will be monitored annually to ensure it is operated fairly, by reference to relevant criteria. 2. Eligibility This policy applies to all staff with the exception of staff covered by the Senior Salary Review Scheme. Recommendations are eligible for consideration from staff irrespective of contractual arrangements and regardless of whether the post is externally funded. Outstanding Contribution Awards are available to all eligible University staff who are recognised as having achieved an outstanding level of performance. To be eligible for consideration, the member of staff must have had an appraisal in the previous 12 month period (or if on probation, all relevant probation reviews). 3. Types of Awards Outstanding Contribution Awards consist of either: (i) (ii) an ‘Outstanding Contribution One Off Award’ which is made up of a one off non pensionable lump sum award. The amount will be determined at the outset of the Scheme each year by University Executive Board. a ‘Sustained Outstanding Contribution Award’ which consists of an accelerated increment or contribution point. The tables below provide a brief explanation and some examples of the differences between awards; Description of Awards Outstanding Contribution One Off Award Sustained Outstanding Contribution Award Outstanding contribution will be easily recognisable and well beyond the agreed expectations for the role. Essentially the individual makes an exceptional contribution to the university; and is recognised as a role model and star performer within the relevant area. Sustained Outstanding contribution may be awarded where the exceptional contribution has been recognised over a minimum two year period and recorded in at least two annual appraisals. The contribution will be clearly recognisable and beyond simply exceeding the level agreed or anticipated for a role or objectives set at Appraisal. This contribution will be demonstrated through contribution far beyond the expectations of the grade, job role or Appraisal objectives, within the last period of review. Alternatively, it may be a particularly outstanding innovation or achievement. Typical Award Amounts Outstanding Contribution One Off Award Sustained Outstanding Contribution Award The one off payment will be determined each year at the outset of the scheme. The relevant award will be pro rata if part time. The payment will be non-pensionable. An accelerated increment(s) within the normal salary range or a contribution point. This will be pensionable1 Award Criteria Outstanding Contribution One Off Award Sustained Outstanding Contribution Award Not all staff who exceed their expectations are contributing at an outstanding level. Managers will need to consider the member of staff’s objectives and job description, and decide whether these have been significantly exceeded over the past year and exceptional in comparison to the achievements of other comparable staff. When considering recommending a member of staff for a sustained outstanding award, managers will need to consider how the member of staff’s performance has been outstanding in carrying out the demands of the role over a sustained period. Details of the outstanding performance at work, including the particular piece of work or project where the responsibility does not normally form part of the member of staff’s standard role or responsibilities should be outlined on the appropriate form, alongside a copy of the appraisal record and the Job description. Examples of where outstanding contribution may be evident: • Taking on additional but time-limited responsibility e.g. one-off project work, which is of significant value; or The following criteria should However, the list is not exhaustive. be considered. the impact the jobholder has made on the team, unit or organisational performance; excellence within the given field/work area; innovation and problem solving; professional standing; contribution to the wider mission of the University ‘The Way Forward’. It is not expected that all of the criteria need to be satisfied in relation to a recommendation. • Demonstrating an exceptionally flexible approach, which contributes to the achievement of University/School/Service objectives; or • Contributing ideas and leading initiatives which have led to tangible results such as greater efficiency, improved quality, cost savings etc., and/or which have contributed to their area in achieving/exceeding objectives and in connection to the way forward; or • Achieving exceptionally challenging goals or objectives e.g. overcoming significant obstacles to ensure deadlines are met; or • Demonstrating behaviour or an approach which allows the role to be achieved more effectively e.g. in terms of enhanced quality or customer service provided 1 The normal next incremental date as recorded by the University’s Human Resources and Payroll Systems will still apply unless the member of staff has reached the top of the grade or specified otherwise. The award of a contribution point will not result in a change of grade or terms and conditions of employment Time Frames Outstanding Contribution One Off Award Sustained Outstanding Contribution Award Following Appraisal and at the end of the review year in which the exceptional contribution occurred Following at contributions2. least two years of excellent Staff would not be expected to have had an Outstanding Contribution Award during the two year time period of the recommendation It is recognised that the type of evidence provided to support a recommendation will be different depending on the area of the University the individual works in and the type of role they hold. Recommendations should state clearly how the criteria are met and why the contribution is exceptional in the context of the local department/area and the normal expectations of the individual’s role. This form of reward is not intended to encourage staff to work excessive hours and staff with workload concerns should contact their line Manager for discussion. 4. The Scheme 4.1 Recommendations will normally be made each year at the end of the Appraisal cycle by Line Managers on behalf of staff whose contributions have been identified as outstanding during Appraisal. The Line Manager should ensure that all staff that they are responsible for are considered. 4.2 The line manager will propose the business case containing all relevant information on which the decision will be considered. Individuals may exceptionally make a case directly to their Departmental Review Panel where following discussions between themselves and their Line Manager, the Line Manager does not feel able to recommend their case. The Departmental Review Panel will then request comment from the Line Manager. 4.3 The School/Professional Service Department will establish a Departmental Review Panel (DRP) which will consider recommendations submitted by line managers against the University’s role expectations. The Panel will consider each individual case including information on previous awards and on promotions and re-gradings within the previous 24 months. The Panel will always include a College HR representative. Guidance on Panel composition will be made available. 4.4 The DRP will consider and make recommendations to the relevant College/Professional Service Review Panel. If a case is not supported, following feedback (in most cases to the Line Manager) the applicant may request their original case is reviewed by the College/Professional Services Panel. The College/Professional Services Panel will be supported by the College HR Business Partner. This Panel will make the final decision. 4.5 The College Human Resources team will inform the staff member of the outcome of the recommendation via the line manager. 4.6 There will be no right of appeal however line managers and individuals who have had recommendations considered which were not successful will receive feedback from the appropriate panel. 4.7 The University will publish annually an overview of the outcomes with monitoring breakdowns. The scheme will be monitored via the University’s Equal Pay Audit report detailing the effect of recommendations by gender and race in order to monitor, and if appropriate adjust this scheme to ensure internal equity in accordance with all protected characteristics. 2 During the first year of operation of this scheme evidence of sustained outstanding contribution over a minimum of two year period should be contained within business case. It is anticipated that the Scheme will commence in xxxx each year and approved awards made in xxxx. 5. The Scheme Process Diagram SCHEME OPENS Line Manager considers all staff they are responsible for and identifies those they recommend for inclusion in the Scheme Individuals who are not recommended by their Line Manager may submit a case directly to Departmental Review Panel Line Manager forwards all recommendations to the Departmental Review Panel Departmental Panel requests comments from the individuals Line Manager Departmental Review Panel considers all recommendations Does the Departmental Review Panel support the recommendation Yes Departmental Review Panel forwards the recommendation To the College/Professional Service Review Panel No Feedback provided to Line Manager/Individual (depending on who initiated the submission) on unsuccessful recommendation Does the Line Manager/Individual wish the case to proceed to the College/Professional Service Review Panel to be reviewed? Yes College/Professional Service Review Panel makes final decision on all successful recommendations College/Professional Service Review Panel considers any unsuccessful recommendations submitted to it Was the Recommendation approved by the College/ Professional Service Review Panel? Yes No College/Professional Service HR Team inform Staff member via Line Manager SCHEME CLOSES Feedback provided to Line Manager on unsuccessful recommendations No Process Ends