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Prof. Thomas Fleiner

Comparative

Constitutional

Las

Intensive Course

Spring 2008

Goals of this course:

Challenges and limits of comparative legal science; different methods of comparative constitutional law; enable students to compare and

Evaluate different constitutional systems; few chosen issues of comparative constitutional Law

Methods and outline of the course:

Method: Introduction into four different

Issues and in the following course discussion on those issues based on presentations by the students

Issues:

Introduction: Problems and Methods of

Comparative law

Legitimacy

Principles of Good Governance

Governmental Systems

Why

Comparative Law?

-

-

-

-

To understand its proper System

(Swiss Governmental System)

To get new Ideas

(Environmental Protection)

To evaluate other Sytems

Venice Commission

To cooperate Internationally

(Common Law – Continental law)

Challenge of

Comparative Law

We read texts of legislation or texts

Of judicial decisions

But we should know the context:

Implementation, History, Economy,

Social situation, understanding by the

Peoples, philsophical, ethical values

Methods

1.Description and explanation of an other System

Point of view, e.g. judiciary

2. Evaluate the chances of a constitutional case

With regard to access to justice, argumentation,

Independence of judiciary, power of the judiciary

Criteria: Rule of Law

3. Understand the reasons for different developments with regard to history, legal culture, eco nomy, social factors

4. Make an over all analyses of the system with

Regard to fundamental criteria’s of good governance

Comparing Constitutional

Law by the judiciary

Comparative Constitutional law by the courts

South African Constitution:

Section 39 Interpretation of Bill of Rights

(1)When interpreting the Bill of Rights, a court, tribunal or forum -

(a)must promote the values that underlie an open and democratic society based on human dignity, equality and freedom;

(b) must consider international law; and

(c) may consider foreign law.

(2) When interpreting any legislation, and when developing the common law or customary law, every court, tribunal or forum must promote the spirit, purport and objects of the Bill of Rights.

Questions with regard to

South Africa for the Swiss

Judiciary:

1.Would you favor such a provision within our Swiss constitution? Why yes, why no?

2. Why should judges take into account foreign law and foreign court decisions?

3. Is our legal profession prepared to take foreign law into account?

4. Scalia - Breyer on foreign law :

Scalia: Distinction between Constitution

Making and Constitution interpreting

Now, my theory of what I do when I interpret the

American Constitution is I try to understand what it meant, what was understood by the society to mean when it was adopted. And I don't think it changes since then.

Hard cases: Death penalty

Tax evasion

Different bodies to use

Comparative constitutional law

For different reasons:

Legislatures, constitution makers: to get

New ideas

Judges: to find justice

Scholars: to understand the proper system

To understand other systems

International community: to evaluate other

Constitutions, under universal principals

Special Case of

Comparative Federalism

Federalism

Unitary state - Confederation

Decentralization

Deconcentration administrative

Decision

Order

Revocation

Decentrali-

Sation

Legislation

Autonomy

Responsi-

Bility

Finance

Federation

Constitu-

Tion

Constitution making

Legitimacy

Confede-

Ration

Treaty

Legitimacy

International court

Institutions

Institutions are the means through which federal government is delivered

Consider two categories:

Specifically federal institutions

Institutions of democratic constitutional government

These categories are interdependent

Federalism affects democratic institutions and the choice of democratic institutions affects federalism

Value of Comparative Federalism

How did others design institutions to deal with the particular needs of their societies ideas about institutional design for emerging federations models for adoption and adaptation

Exemples: South Africa

India

Ethiopia

Variations between federations

• Degrees of diversity

• State of the pre-federal state(s)

• Legal system

– Legal philosophy

– Doctrine

• History

• Other?

Institutional building blocks: overview

• A division of powers

• Two (+) spheres of government

• A division of resources

• Constituent representation in central institutions

• (some) constituent autonomy with own institutions

• Prescribed common standards in relation to, for example, governance, rights, economic union

• Entrenched Constitution, effectively enforced

Two spheres of government

• Representing the people, grouped in different ways, allowing the emergence of different majorities & minorities

• How many units?

– Not too many, not too few…

• Borders.

– How are they drawn & changed?

– According to what criteria?

• Symmetry or asymmetry

Division of powers

• What powers?

– Potentially, legislative, executive, judicial

• How?

– Horizontal/vertical/mixed

– Exclusive/concurrent/shared

– Provision for co-operation?

• Who gets what?

• NB:implications of the answers to these questions for the institutional structure of all governments

Division of resources

• This includes taxation, other revenues, loan funds, grants

• Mechanism likely to be influenced by the approach to the division of powers

– Horizontal/vertical

– Exclusive/concurrent

• Fiscal Equalisation

– Bases

– Process

– Constitutional mandate?

Challenges

Each federation has a set of interlocking institutions with a structural logic of their own, through which the values of both federalism and constitutional government are met

The operation of these institutions may be affected by the wider context

Both logic and context need to be appreciated to understand another system

(and to borrow from it)

Some Examples of Prototypes

United States

Presidential

System

2nd chamber

Competitive

Federalism

Goal of F

Judiciary

Germany

Parliamentary

System

2nd chamber

Executive

Federalism

Goal of F

Judiciary

Switzerland

Directorial

System

2nd chamber

Executive

Federalism

Goal of F

Judiciary

Some examples of adaption

Australia

American

System with

Parliamentary

Government

And one

Common Law

Switzerland

American

Senate

French legal

System

Direct

Democracy

European

Union

German

Second

Chamber

Directorial

System

Concluding Remarks

Comparative Law requires a clear notion

Of the point of Reference

This point can be one of the two constitutions compared

Tertium comparationis: Principles of Good

Governance

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