Correctional Employees

Rules of Conduct

Correctional Services

Copyright and Terms of Service

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Key Terms

Violation

– may consist of any one or combination of the following

Engaging in a specific prohibited behavior

Attempting, conspiring, or engaging in, or aiding others in attempting, conspiring, or engaging in a specific prohibited behavior ( TDCJ, 2009 )

Failure to act where required by rule or order

Conviction

– a judgment, plea of guilt, verdict, nolo contendre , or judicial finding of guilt

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Key Terms

(continued)

Offender

– an individual under the supervision, custody, or incarceration of the Texas Department of Criminal

Justice (TDCJ), including a TDCJ offender housed in federal, county, or other state’s facilities (

TDCJ, 2009 )

Preponderance of Information

– evidence of greater weight or more convincing than the evidence which is offered in opposition to it; that is, evidence which as a whole shows that the fact sought to be proven is more probable than not. Preponderance is not determined by the number, but by the greater weight of all credible evidence ( TDCJ, 2009 )

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Behaviors Expected of Employees

Report to work on time (punctual attendance)

Report to work unless physically unable

(regular attendance)

Complete duties as assigned

Know the rules of conduct and the guidelines of the employment agency

Report any arrests and convictions within 48 hours and before returning to work

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Rules of Conduct Violations

( TDCJ, 2009 )

Level One Violations are the most severe

Some examples

Reckless endangerment – life endangerment

Gambling on state property

Use of alcohol or illicit drugs on the job

Discrimination/harassment against persons of a protected class/retaliation

Conviction of a felony

Committing bribery

Aiding and abetting an escape

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Rules of Conduct Violations

( TDCJ, 2009 )

(continued)

Some examples of Level Two Violations

– Sleeping on duty

Leaving a security/duty post

Reckless endangerment – endangerment less than life endangerment

Falsification of records

Unauthorized taking or use of personal property

– Failure to obey a proper order from an authority

Use of slurs/hostile epithets

Instigating or participating in a physical confrontation or altercation

Destroying evidence or giving false testimony/information

– Accepting goods, money, services, favors, or honoraria

– Denial of uniform access to courts

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Rules of Conduct Violations

( TDCJ, 2009 )

(continued)

Some examples of Level Three Violations

– Unexcused absenteeism

Reckless endangerment – hazing or horseplay without injury

Use of profane/abusive language or gestures

Instigating or participating in a verbal confrontation or altercation

Use of excessive/unnecessary force – provoked without serious injuries

– Failure to report, relating to use of excessive/unnecessary force – provoked without serious injuries

Failure to report, relating to minor or non-excessive and necessary use of force

Administrative/procedural violation relating to use of force

Failure to turn in all evidence seized

– Insubordination

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Rules of Conduct Violations

( TDCJ, 2009 )

(continued)

Some examples of Level Four Violations

– Tardiness (less than one hour)

Substandard duty performance

Failure to follow proper safety procedures

Unauthorized sales/solicitations on state premises

Negligent operation of an agency vehicle

– Technical violation relating to use of force

Improper or untidy uniforms

Misconduct

Failure to provide an emergency contact number

– Failure to report an alleged act of discrimination or harassment against persons of a protected class, discourteous conduct of a sexual nature, or retaliation; took corrective/preventive action

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Alternate forms of Discipline

( TDCJ, 2009 )

Supervisory Counseling

Employee Performance Log Entry

Letter of instruction

Temporary reassignment

Note: Supervisors are expected to take action, other than disciplinary actions, whenever possible

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Discipline Hearing Process

Prehearing Investigation

Allegations against the employee are investigated within 10 days

If the allegations are substantiated, a disciplinary hearing is scheduled

The employee is then notified of the hearing date

Employee Discipline Hearing

The employee is notified 24 hours in advance

The hearing is scheduled on a weekday between 8 am and 5 pm

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Discipline Hearing Process

(continued)

Factors affecting Discipline Action

The seriousness of the violation

The employee’s

Work history

– Job performance

Length of service

The Guidelines for Disciplinary Actions

Whether or not the employee is a supervisor

Aggravating or mitigating circumstances

Whether or not the violation is a subsequent violation

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Disciplinary Actions

General Provisions

The Reprimanding Authority (RA) will use the Guidelines for

Disciplinary Actions that are effective when the disciplinary action is imposed regardless of the date that the violation occurred

The date of the disciplinary action is the date that the RA records it on the Reprimand Form

Types

− Reprimand only

− Reprimand with action

− Disciplinary probation

− Suspension without pay

− Reduction in pay

− Demotion

− Dismissal

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Disciplinary Actions

(continued)

Range ( TDCJ, 2009 )

Level One Violations

− Dismissal only

Level Two Violations

First

Probation for 6–9 months

– Withdrawal of favorable payroll action

Suspension without pay for 1–20 workdays

Reduction in pay for 1–2 increments or at least 3.4% or 6.8%

– Involuntary demotion (must be to a budget authorized position) for 1–2 salary groups

– Dismissal

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Disciplinary Actions

(continued)

Range ( TDCJ, 2009 ) (continued)

Level Two Violations (continued)

Second

Probation for 10–12 months

Withdrawal of favorable payroll action

Suspension without pay for 1–30 workdays

Reduction in pay for 2–3 increments or at least 6.8% or 10.2%

Involuntary demotion (must be to a budget authorized position) for 1–3 salary groups

Dismissal

Third

Dismissal only

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Disciplinary Actions

(continued)

Range ( TDCJ, 2009 ) (continued)

Level Three Violations

First

Probation for 3–4 months

Withdrawal of favorable payroll action

Suspension without pay for 1–5 workdays

Second

Probation for 5–8 months

Withdrawal of favorable payroll action

Suspension without pay for 1–10 workdays

Reduction in pay for 1–2 increments or at least 3.4% or 6.8%

Involuntary demotion (must be to a budget authorized position) for 1–2 salary groups

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Disciplinary Actions

(continued)

Range ( TDCJ, 2009 ) (continued)

Level Three Violations (continued)

Third

Probation for 9–12 months

Withdrawal of favorable payroll action

Suspension without pay for 1–15 workdays

Reduction in pay for 2–3 increments or at least 6.8% or 10.2%

Involuntary demotion (must be to a budget authorized position) for 1–3 salary groups

Dismissal

Fourth

Dismissal only

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Disciplinary Actions

(continued)

Range ( TDCJ, 2009 ) (continued)

Level Four Violations

First

Reprimand only

Probation for 1–2 months

Withdrawal of favorable payroll action

Suspension for 1–3 workdays

Second

Probation for 3–4 months

Withdrawal of favorable payroll action

Suspension for 1–7 workdays

Reduction in pay for 1 increment or at least

3.4%

Third

Probation for 5–6 months

Withdrawal of favorable payroll action

Suspension for 1–10 workdays

Reduction in pay for 2 increments or at least 6.8%

Involuntary demotion (to a budget authorized position) for 1–3 salary groups

Dismissal

• Fourth − Dismissal only

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Eligibility Requirements

US citizen or authorized alien

At least 18 years of age

Possession of a high school diploma or GED

Not on active military duty

No dishonorable discharge

No felonies – no class A within the past 10 years or class B within last 5 years

Not on probation

No pending charges or outstanding warrants

Pass the pre-employment test

Pass a drug test

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Eligibility Requirements

(continued)

Ability to perform the functions of a correctional officer

Attend the pre-service training academy

Perform a search for contraband

Provide security

Count, feed, and supervise the offenders

Pass the physical agility test

Respond to emergencies

Use chemical agents/firearms

Prepare reports and maintain records

Perform any other duties as assigned

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Preferences to Consider

Physical fitness level

Determines the duties that a new hire is assigned

Each applicant is required to complete and pass a physical agility test

• Pushups – must complete as many as possible within 1 minute

Weight carry – must pick up a 45 lb. weight, carry it 15 yards, put it down, pick it back up, and carry it for another 15 yards

Sit-ups – must complete as many as possible within 1 minute

• Deep squats – must complete as many as possible within 1 minute

Ladder climb – must climb up and down a ladder five times

Run/walk – must complete a ¼-mile walk/run within 5½ minutes

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Preferences to Consider

(continued)

Geographic location

A new hire

May request up to two units of preference or select a geographic location

Will be assigned according to the needs of the unit(s)

May be assigned to a unit outside of his or her area of preference and have to meet the challenges of commuting

Unit housing vs. private housing – some units have dormitory-style housing available which costs significantly less than maintaining a private residence

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Preferences to Consider

(continued)

Schedule availability

A flexible schedule is ideal for the rotating shifts of corrections officers

Balancing family responsibilities can be challenging because of the rotating day and night shifts

Salary

Approximately $2,300 a month for a new correctional officer that is attending the academy

Increased after completion of the academy program

Increased based on the number of years of service up to the

Correctional Officer V level, which has a salary of approximately $3,000 plus benefits

Less than some other types of employment, but has considerable benefits to consider

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Benefits ( TDCJ, 2012 )

Paid Leave

Vacation hours

Sick leave

Administrative leave

Unpaid Leave

Family Medical Leave

General

Medical

– Non work-related

Work-related

Military

Insurance

Hazardous duty pay

Longevity pay

Retirement

Payroll deductions

Meal privileges

Laundry and barber services

Many others

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Resources

Texas Department of Criminal Justice PD-22 http://www.tdcj.state.tx.us/vacancy/hrpolicy/pd-22.pdf

Texas Department of Criminal Justice PD-49 http://tdcj.state.tx.us/divisions/hr/benefits/leav e-paid.html

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