Asian Challenge

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Lecture 11

China and Japan

Asian Challenge:

Encroachments by Europe since 1600.

India succumbs to progressive colonization

Challenges to China (1793, 1816, 1839-42)

Colonization of Indochina (1850s-60s)

Challenge to Japan in 1850s, and industrialization after 1868

Goal: Compare the reactions of China, Japan, and India to the economic and military challenge of Europe

China

India

Japan

Russia

Western Europe

Pop

/Km2

Pop100 km

Pop100 cr

GDP18

20

GDP19

00

%Temper ate

129

313

19

22

45

38

523

531

652

625

47

0

333

8.8

128

97

6

53

97

8

704

751

1135

1218

89 1292 3092

96

89

89

Note: Temperate Climate defined as Cf, Cs, Dw, Df

Geography

Politics

India China Japan

Tropical, Sub-tropical and desert; monsoon agriculture; high population density; low to moderate coastal access; moderate resource endowments

(e.g. coal); moderate urbanization

Temperate and Subtropical; high population density; low to moderate coastal access; moderate resource endowments

(e.g. coal); low to moderate urbanization

Temperate; high population density; high coastal access; moderate resource endowments (e.g. coal); moderate to high urbanization

Declining power of central administration; decentralized political rule; low to moderate legitimacy (e.g. Islamic, external rulers in Hindu society); considerable degree of internal violence

Highly centralized administration; low to moderate legitimacy

(Manchu rulers in Han society); internal peace

Semi-centralized, semidecentralized. Long period of internal peace.

Economic

Institutions

Social institutions

Smallholder agriculture; community management of ecological resources; urban-coastal trading institutions, including banking, insurance, relatively open trade

Smallholder agriculture; markets for land and labor; little coastal trade; moderate degree of commercialization, closed to international trade

Semi-feudal structures (Daimyo, social orders); markets for grains; low degree of international trade; moderate degree of commercialization

Caste structures; low degree of social mobility; high social and ethnic diversity

(20 or more major languages); low literacy

Social stratification, though not entirely rigid. Relatively high ethnic and linguistic harmonization; low literacy; low propensity to social borrowing

Social stratification, high ethnic homogeneity of population; high literacy; high propensity to social borrowing

Views of contemporaneous observers regarding the prospects of Japan

Western businessmen quoted as declaring:

• “Wealthy we do not think it [Japan] will ever become: the advantages conferred by Nature, with the exception of the climate, and the love of indolence and pleasure of the people themselves forbid it.” and

• “The national banking system of Japan is but another example of the futility of trying to transfer Western growth to an Oriental habitat. In this part of the world principles, established and recognized in the

West, appear to lose whatever virtue and vitality they originally possessed and to tend fatally towards weediness and corruption.”

Japan Basic History I

Unification of Japan 1602 under Tokogawa Shogunate. Bakufu (shogunate central administration). Samurai originally knights, become civil administrators. Lived on stipends.

Towns were castle towns, under the watch of the Shogun. Osaka: financial center; Edo, administrative center. Commercialization of agriculture. By 1850, perhaps 16 percent urbanization. Large population growth after unification. State monopolies as a form of government revenues.

• Policy of Sakoku: progressive policy during 1610's-1640s. In 1635, Japanese prohibited, on pain of death from travel abroad. As of 1641, trade only with few Chinese at

Nagasaki and Dutch at Deshima port. Part of anti-Christian campaign, especially after

Christian peasant uprisings in 1630s.

Japanese witness of Opium Wars, warned by Netherlands that closed policy no longer tenable

1851 U.S. President Millard Fillmore commissions Commodore Perry to open relations with Japan. Enters Edo Bay in 1853

1858: Unequal treaties: commercial privileges, extra-territoriality for Western residents, presence of diplomatic representatives, low tariffs set by treaty, opening of new ports, with concessions made to U.S., Great Britain, France, Russia, and Netherlands.

Japan Basic History II

1868 The Meiji Restoration (toppling of Tokagawa Shogunate, beginning of reforms)

[ Notes : Coup d’Etat in name of the Emperor. Transfer of court to Edo. Four clans return lands to

Emperor, “so that a uniform rule may prevail throughout the Empire. Thus the country will be able to rank equally with the other nations of the world.” Hence, a conservative revolution which opens the way to radical change. Preconditions: (1) Japanese willingness to borrow; (2) awarness of China’s fate;

(3) established structure of moral authority as center of reform. “Eastern Ethics, Western Science” becomes a code-phrase for the Meiji Restoration. Proclamation in 1868, Five Articles Oath. “The common people, no less than the civil and military officials, shall each be allowed to pursue his own calling so that there may be no discontent.” “Knowledge shall be sought throughout the world so as to strengthen the foundations of imperial rule.” (Reischauer and Craig, pp. 135-6).]

1869: elimination of barriers on internal travel. Abolition of internal tolls

Other social reforms: Japan originally (theoretically) divided in four classes: samurai (warrior) class

(7% samurai); peasants (80%); artisans; merchants (13%). Also court aristocrats, Buddhist monks, shinto priests, outcasts. abolish class restrictions on professions

Japan Basic HistoryIII

1871-3 Iwakura Mission (fact-finding, seeking international recognition). Fact-finding in three parts: constitutions and laws; finance, trade, industry, and communications; education. Also, military information. (Seven months in U.S., four in Britain, France,

Belgium, Holland, Germany. Five-volume study of Western modernization published in

1878. Many students sent abroad. Approximately 2,000-4,000 experts brought from

West, under Japanese government supervision. Experts from an estimated 23 countries.

1871 : complete elimination of daimyos

Opening of ports: Yokohama, Nagasaki, Hakodate, Kobe, Osaka, and Niigata

End of samurai stipends, and in place, commutation bonds (1876). These posed a heavy fiscal burden. Also, helped to provoke final uprising: Satsuma rebellion (1877).

Tax payable to central government, rather than to the Han

Money taxation rather than tax in kind; tax rate on land value rather than percent of output

1872: National Bank Act. Eliminate prohibitions on land sales

1890: promulgation of commercial law, based on German model, full implementation 1899

Some Specific Meiji Era Reforms:

• Prefect system of administration (France, 1871)

(end of daimyo system)

• Primary schools (France, 1872; U.S., 1879)

• Army (France, 1869; Germany, 1878)

• Judicial system (France, 1872)

• Posts (Britain, 1872)

• Postal saving (Britain, 1875)

• Navy (Britain, 1869)

• Telegraph (Britain, 1869)

• System of local government (1879)

• Bank of Japan (1885, National Bank of Belgium)

• Constitution (1889, establishing Diet, beginning 1890)

Preconditions for Japanese Growth

• One of the oldest independent nations in the world

• Temperate, coastal country

• Role of cities and merchant class in Tokogowa.

Commercial law, especially contract law

• Osaka as trading center

• High degree of literacy and schooling: estimate 40-50% of boys, 15% of girls

• Coal resources

State leadership in Japan

• Goal of industrialization. Okubo argued that industrialization required

“the patronage and encouragement of the government and its officials.” (Beasely, p. 104)

• Shipping, finance, railroads, telegraph, banking sector , technical schools, were also supported by state activism.

• Yet, in terms of sectoral development,

– Silk reeling almost entirely undertaken by private sector

– By 1929, about 40 percent of farm households had cocoon raising as their secondary employment. (Beaseley, p. 109)

– By 1930 textiles accounted for 36 percent of industry; food and drink, 16 percent.

Key Events in China’s 19 th Century Economic History

•Opium wars, 1839-42

•Unequal Treaties, 1842-1858

•Taiping Rebellion, 1850-64

•Development of Port Cities

•Defeat in Sino-Japan War 1894-95

•100 Days Reform, 1898

•Late Reform Period,

•Boxer Rebellion, 1900

•Collapse of Ch’ing Dynasty 1910

•Republic of China 1911

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