The Risk and Extent of Neurological Events Are Equivalent for High-Risk Patients Treated With Transcatheter or Surgical Aortic Valve Replacement Thomas G. Gleason, MD On Behalf of the CoreValve US Clinical Investigators Disclosure Statement of Financial Interest Within the past 1 year, I or my spouse/partner have had a financial interest/arrangement or affiliation with the organization(s) listed below. Affiliation/Financial Relationship Company Institutional Grants Medtronic, Inc. Under direction from Dr. Gleason, Medtronic performed all statistical analyses and assisted in the graphical display of the data. AATS 2015 2 Background & Objectives • Post-procedural strokes significantly affect both quality of life and survival. • Rigorous neurologist-adjudicated stroke assessment has not been applied to most of the previously reported trials comparing TAVR and SAVR. • Thus the extent and characteristics of stroke following AVR have not previously been well described. • Neurological events from the CoreValve US Pivotal High Risk Trial and comprehensive cognitive assessments for a neurological substudy were carefully evaluated. AATS 2015 3 Patients CoreValve US Pivotal High Risk Trial TAVR N=391 SAVR N=359 Assessed neurological events through 2 years Enrolled in Neurological Substudy* TAVR N=111 SAVR N=88 Assessed neurological events in detail through 1 year Substudy Cohort N=199 AATS 2015 *Pivotal high-risk patients volunteered for additional testing 4 Stroke Assessment • The CoreValve US Pivotal High Risk Trial: – Systematically collected National Institute of Health Stroke Scale (NIHSS) in all patients – Modified Rankin Scale (MRS), neurology consultation and neuroimaging triggered in any patient with neurologic abnormality and serially after any stroke • Neurological substudy patients underwent comprehensive cognitive assessments by a neurologist: – – – – Minimental State Examination Visual fields testing Gait & motor assessment Writing & drawing evaluation • Stroke was defined by VARC-1 criteria AATS 2015 5 Study Device and Access Routes 4 Valve Sizes (23, 26, 29, 31 mm) (18-29 mm Annular Range) 18F Delivery System AATS 2015 Transfemoral Subclavian Direct Aortic 6 Neurological Outcomes From the CoreValve Pivotal High Risk Trial 30 Days Event* Stroke TAVR SAVR 1 Year P TAVR SAVR 2 Years P TAVR SAVR P 4.9 6.2 0.46 8.7 12.5 0.11 10.9 16.6 0.05 Major stroke 3.9 3.1 0.55 5.8 6.9 0.61 6.8 9.8 0.25 Ischemic 3.6 2.5 0.39 5.0 5.4 0.87 5.7 6.7 0.70 Hemorrhagic 0.3 0.0 0.34 0.8 0.9 0.88 1.2 1.8 0.58 Undetermined 0.0 0.6 0.14 0.0 0.6 0.14 0.3 1.4 0.13 1.0 3.4 0.03 3.0 6.0 0.05 4.2 7.3 0.08 0.8 0.3 0.36 1.6 1.6 0.92 2.6 1.6 0.41 Minor stroke TIA AATS 2015 *Kaplan-Meier rates. 7 CoreValve High Risk Pivotal Trial Stroke or TIA No. at Risk TAVR SAVR AATS 2015 391 359 361 323 313 251 198 165 8 CoreValve High Risk Pivotal Trial Major Stroke No. at Risk TAVR SAVR AATS 2015 391 359 368 335 326 271 214 184 9 Neurological Outcomes From the CoreValve Pivotal High Risk Trial By Access Route 30 Days 1 Year 2 Years Iliofemoral NonIliofemoral Iliofemoral NonIliofemoral Iliofemoral NonIliofemoral TAVR SAVR TAVR SAVR TAVR SAVR TAVR SAVR TAVR SAVR TAVR SAVR 5.9 5.3 4.5 12.3 10.8 12.5 7.7 22.3 14.2 15.6 7.7 30.0 5.0 5.0 4.5 12.3 8.9 10.7 7.7 22.3 11.5 14.1 7.7 30.0 Major stroke 3.7 2.0 4.5 8.8 5.7 4.6 6.1 18.7 6.9 7.1 6.1 23.8 Minor stroke 1.3 3.0 0.0 5.3 3.2 6.1 1.6 5.3 4.7 7.1 1.6 8.3 0.9 0.3 0.0 0.0 2.0 1.9 0.0 0.0 3.1 1.9 0.0 0.0 Event* Any stroke or TIA Stroke TIA *Kaplan-Meier rates. Yellow Text = P <0.05. AATS 2015 10 Timing of TIA, Major & Minor Strokes to 30 Days Days from Implant to Event AATS 2015 11 Timing of TIA, Major & Minor Strokes to 2 Years Time from Implant to Event AATS 2015 12 Mortality in Patients with Any Stroke Within 30 Days for TAVR & SAVR No. at Risk TAVR SAVR AATS 2015 19 22 13 19 7 14 3 9 13 Mortality in Patients with Major Stroke Within 30 Days for TAVR & SAVR No. at Risk TAVR SAVR AATS 2015 15 11 9 8 5 5 2 2 14 Mortality in TAVR Patients with & without a Major Stroke Within 30 Days of Implant No. at Risk Major Stroke No Major Stroke 15 10 376 368 5 329 2 217 15 Mortality in SAVR Patients with & without a Major Stroke Within 30 Days of Implant No. at Risk Major Stroke No Major Stroke 11 8 348 335 5 277 2 189 16 Predictors of Early Stroke Predictors of Early (0-30 Days) Stroke Following TAVR* Kaplan Meier Rate [95% CI] no. Univariable Analysis Multivariable HR 95% CI P Value HR 95% CI P Value 3.16 1.18, 8.44 0.02 3.18 1.23, 8.21 0.02 Peripheral vascular disease 8.3 [4.9, 13.9] 159 3.21 1.22, 8.44 0.02 Nocturnal bipap 13.8 [5.4, 32.7] 29 3.32 1.10, 10.0 0.03 Falls in past 6 months 9.9 [4.8, 19.6] 72 2.91 1.13, 7.51 0.03 *There were no univariable or multivariable predictors of early stroke found for the SAVR group. AATS 2015 1 Predictors of Stroke at 1 Year Predictors of 1-Year Stroke Following TAVR* Univariable Peripheral vascular disease Severe aortic calcification History of hypertension Severe Charlson Comorbidity Score (≥5) Multivariable Kaplan Meier Rate [95% CI] no. HR 95% CI P Value HR 95% CI P Value 12.4 [8.1, 18.7] 159 2.06 1.03, 4.10 0.04 17.7 [9.2, 32. 3] 47 2.42 1.09, 5.36 0.03 2.37 1.07, 5.26 0.03 7.8 [5.4, 11.1] 372 0.28 0.11, 0.73 0.009 0.26 0.10, 0.68 0.006 13.3 [9.3, 18.9] 211 3.95 1.63, 9.57 0.002 3.91 1.61, 9.48 0.003 0.15, 0.97 0.04 Predictors of 1-Year Stroke Following SAVR NYHA class III/IV 11.1 [7.9, 15.3] 312 0.47 0.23, 0.96 0.04 Angina 6.0 [2.5, 13.9] 91 0.38 0.15, 0.96 0.04 AATS 2015 0.38 1 Baseline Demographics for Patients in the Neurological Substudy TAVR N=111 SAVR N=88 82.3 ± 7.4 83.7 ± 7.3 55.0 59.1 7.0 ± 3.0 7.4± 3.7 17.2 ± 13.8 18.6 ± 14.1 Modified Rankin 0 or 1 89.2 40.5 35.1 17.1 72.2 87.5 42.0 36.4 14.8 91.7 Modified Rankin >1 27.8 8.3 NIH Stroke Scale 0 NIH Stroke Scale 1-5 Prior TIA 72.2 63.6 27.8 18.1 36.4 15.9 Characteristic, % or mean ± SD Age (years) Men STS Predicted Risk of Mortality (%) Logistic EuroSCORE (%) NYHA Class III/IV Atrial fibrillation/flutter Diabetes mellitus Prior stroke AATS 2015 19 Non-STS Comorbidity, Frailty, Disability for the Neurological Substudy TAVR N=111 SAVR N=88 Home oxygen 9.1 9.1 Anemia 14.2 11.1 Albumin < 3.3mg/dL 10.1 13.3 Severe (≥5) Charlson comorbidity 51.4 62.5 Falls in past 6 months 20.7 20.5 5-Meter gait speed >6 seconds 78.4 79.3 Katz ≥2 ADLs deficits 0.0 2.3 26.7 ± 2.6 26.4 ± 2.8 Assessment, % or mean ± SD Mini-Mental State Examination AATS 2015 20 Neurological Assessment Changes from Baseline to Discharge in Substudy Patients Assessment TAVR SAVR P Value NIH Stroke Scale – Increase by ≥ 2 3.5 (3/85) 12.7 (8/63) 0.05 Mini-Mental State Examination Decreased by > 4 2.5 (2/79) 10.9 (6/55) 0.06 New Gait Abnormality 7.8 (6/77) 15.5 (9/58) 0.16 Weakness in Left Hand Motor Function 7.2 (5/69) 6.5 (3/46) >0.99 Weakness in Right Hand Motor Function 7.2 (5/69) 10.4 (5/48) 0.74 Failed Writing Evaluation 5.1 (4/79) 8.5 (5/59) 0.50 Failed Drawing Evaluation 23.5 (12/51) 25.6 (10/39) 0.82 AATS 2015 21 Neurological Assessment Changes from Baseline to 1 Year in Substudy Patients Assessment TAVR SAVR P Value NIH Stroke Scale – Increase by ≥ 2 1.5 (1/65) 4.9 (2/41) 0.56 Mini-Mental State Examination Decreased by > 4 8.1 (5/62) 2.5 (1/40) 0.40 New Gait Abnormality 6.8 (4/59) 7.7 (3/39) >0.99 Weakness in Left Hand Motor Function 0.0 (0/56) 5.7 (2/35) 0.15 Weakness in Right Hand Motor Function 0.0 (0/55) 5.4 (2/37) 0.16 Failed Writing Evaluation 1.6 (1/61) 10.0 (4/40) 0.08 Failed Drawing Evaluation 10.9 (5/46) 11.1 (3/27) >0.99 AATS 2015 22 Conclusions • This study demonstrates equivalent post-procedural, neurologistadjudicated stroke risk and extent of neurological injury following TAVR or SAVR in a high risk population. • Vascular disease, fall history, severe aortic calcification, and a severe Charlson Score appear to be predictors of stroke after TAVR. • Two-year mortality rate after an early TAVR- or SAVR-associated stroke is very high. 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