Team #1898 Page 1 of 10 Congressional Redistricting: an Unbiased Approach Spencer Anderson Elizabeth Huber Michael Sass University of San Diego San Diego, CA 92110 Advisor: Dr. Diane Hoffoss Summary Using a graphical approach, our solution synthesizes the advantages of a population density area cartogram with the simplicity of the Shortest Splitline Algorithm (Center). Population density, at its most fundamental level on the area cartogram, conforms to county boundaries. Consequently, we can divide a state’s total area T on the cartogram by the number of Congressional districts O within the state and arrive at the specific area R of each district on the cartogram. When a county’s area on the cartogram exceeds R or it is inferior to R, the Shortest Splitline Algorithm is manipulated to provide an optimal district boundary. When used in conjunction with each other, the area cartogram and Shortest Splitline Algorithm provide an unbiased approach to redistricting. When district boundaries on the cartogram are transferred back to a Mercator-like geographic projection of the United States, it is quite clear that this method provides exceptionally simple and elegant geometric regions that, in most instances, maintain county boundaries. This ensures that election bureaucracy can be dealt with using current county governments instead of a newly created layer of bureaucracy. As a result, our method guarantees economic feasibility while providing a simple means of explaining the redistricting scheme to the general public. Background The process of creating voting districts in the United States has been constantly debated and modified for countless years. Until June 28, 2006, State legislatures redrew districts every ten years based on census data. On that date, the Supreme Court ruled that politicians can redistrict as often as they deem necessary. However, because of the freedom with which the districts can be divided, politicians can easily adjust their district composition in pursuit of political gain. As a result, another possible change to the redistricting process has been proposed. The D.C. Fair and Equal House Voting Rights Act was put forth for the second time in January of 2007. If this bill is approved, it would add two more seats to the House, one for the District of Columbia (which currently has no representation) and a second for Utah, which would politically balance out the unquestionable Democratic vote in the Capitol. Our solution, while based upon the current number of representatives, will undoubtedly work if these two seats are added. Team #1898 Page 2 of 10 The current method of redistricting is known as the Equal Proportions Method. By this method, the total population in the United States is taken and divided by the number of seats. Then, the population of each state is taken individually and divided by another number. This divisor is such a number that, when all of the equations for state population are added together, it will exactly equal the number of seats that can be given away. The major problem with this is that it still leaves ambiguity as to the geographic composition of each district. Many district shapes today are quite strange and unusual. To solve any problems of confusion regarding this, and the ability to politically manipulate voting results, a mathematical solution that covers both the distribution and the shape of the districts must be designed. Our solution therefore applies use of population density area cartograms and the Shortest Splitline Algorithm (Center) to this important issue. Assumptions 1. The population density of any area will remain constant at the time of redistricting. 2. Racial, gender, and political issues are not factored into our solution in order to maintain an unbiased method. 3. Geographically simply means that, on a Mercator-like projection, the overall shape of a district shall be composed of square and rectangular sub-regions. Solution Method In order to develop a method to optimize the way Congressional districts are drawn, there are certain priorities that, without a doubt, must be met. These are as follows: 1. The redistricting method must not be dependent upon any overt human biases, either intentional or accidental. 2. Each district must theoretically have the same population at the time the districts are determined (i.e. population shifts over time are not accounted for until further redistricting is accomplished). 3. All districts must be composed of as geographical simple a shape as possible without affecting any other priority. 4. The method of redistricting must be practical, economical, and easily explained to the general population. Our solution takes advantage of the following two unoriginal mathematical conceptualizations: 1. A data distribution-based area cartogram. 2. The Shortest Splitline Algorithm, developed by the Center for Range Voting. Before describing our specific solution in any detail, it is important to provide some introductory information on these two concepts. Team #1898 Page 3 of 10 The Area Cartogram According to Christopher J. Kocmoud of the Texas Center for Applied Technology and Donald H. House of Texas A&M University, “the area cartogram is a useful tool for visualizing the geographic distribution of “routine” data in a variety of disciplines, including politics, social demographics, epidemiology, and business” (Kocmoud and House). Using this approach, a geographical visualization (i.e. a map of the United States, for example) can be spatially transformed to emphasize a certain set of specific data. As a result, the area of pre-determined regions within the geographical visualization can be distorted to represent a specific data distribution. The main advantage of this method is that it allows an individual the opportunity to visually represent, isolate, and eventually analyze a specific variable (Kocmoud and House). The Shortest Splitline Algorithm This algorithm, developed by the Center for Range Voting, provides a very simple and effective method for creating geographically simple Congressional districts that contain the same population. There are five main steps to this process: a. First, determine each state’s geographical boundary. If a state contains separate geographical regions, such as Hawaii, Michigan, or New York, the separated “pieces” of each state must be joined by line segments of a one-to-one correspondence. b. Set U equal to the total number of Congressional districts allocated to a specific state. c. Let S and D be two equal whole numbers whose sum is equal to U. Whenever it is mathematically impossible for S and D to satisfy this condition, let S and D be two whole numbers whose sum is equal to U and where |S – D| is as close to zero as possible. d. Split the specified state into two regions via a great circle (i.e. a straight line on a map similar to a Mercator Projection) in which the two newly-created regions have a population ratio of S:D. In the eventual case in which more than one great circle can be drawn fitting the above constraints, choose the route whose great circle is the shortest (i.e. the shortest distance between the great circle’s vertices). e. Finally, using the above method for each individual region, recursively split up regions S and D via the ratio S:D until the total number of regions created equals U. This is an overly-simplified explanation of the Shortest Splitline Algorithm. A more thorough analysis of the technique will be extrapolated below. Please Note: The above five steps were paraphrased from the Center for Range Voting. The following two illustrations (Page 4) show the current Congressional districting scheme for the state of Tennessee and the proposed redistricting using the Shortest Splitline Algorithm: Team #1898 Page 4 of 10 Figure 1. Graphical representation of the current geographical positions of Tennessee’s eight Congressional districts. Courtesy of RangeVoting.org and the U.S. Census Bureau. Figure 2. Graphical representation of the proposed geographical positions of Tennessee’s eight Congressional districts via the Shortest Splitline Method. Courtesy of RangeVoting.org. Application of Methods → Our Solution Both of the above two methods provide a framework for which to build a practical solution. However, when each method is isolated from the other, it does not optimize the solution to the redistricting problem. For example, the map on the following page shows the population density of each county within the United States (excluding Alaska, but including Puerto Rico): Team #1898 Page 5 of 10 Figure 3. Population density map by county of the United States. Courtesy of the U.S. Census Bureau (2000 Census data). Despite this seemingly invaluable visualization tool, it would be less than optimal to apply the Shortest Splitline Algorithm using this data, as the population density within each county would not be represented. Therefore, the location of the great circles would not be accurate, and hence, the populations of each district would not be equivalent. Our solution starts out by using the following population density-equalizing cartogram (Page 6): Team #1898 Page 6 of 10 Figure 4. Population density-equalizing cartogram. Cartogram algorithm developed by Gastner, M.T. and M.E. J. Newman. Data developed by the U.S. Census Bureau. Cartography developed by Willaert Didier. Clearly, this population cartogram uses the relative populations of individual counties and distorts the geography of the United States to adequately support this set of data. Nonetheless, notice that the overall geometry of the U.S. and relative positions of each state is still easily recognizable. The first part of our solution requires the following three steps: 1. Let T be equal to the total cartogram area of each individual state. 2. Let O be equal to the total number of Congressional districts for a given state. 3. Find the total area of each Congressional district (relative to the cartogram) by dividing T by O. Let the relative area of each district be equal to R. The next step involves a certain level of guesswork. To accomplish simplicity, the actual shape of our created districts shall conform to the state’s county boundaries as much as possible. This ensures that, in most cases, districting bureaucracy can be dealt with using current county governments instead of a newly created form of bureaucracy. This decreases the amount of taxpayer funds needed to institute our plan, while maintaining a reasonable level of economic feasibility at the county level. Furthermore, there are several rules that must be following when determining the boundaries of each Congressional district. They are as follows (Page 7): Team #1898 Page 7 of 10 a. Each district must contain the same population of every other district in the state. b. No part of a district can be surrounded by any other district on all four sides (i.e. each district must be continuous). c. When increasing the size of a district to conform to the demanded population levels, no county can be “skipped” in determining the district boundary. This ensures that no eccentric district boundaries are created. It also serves the practical purpose of enormously reducing the prevalence of gerrymandering in the redistricting process. What these steps lack in mathematical rigor, they make up for in basic symmetry and simplicity. However, there is a major complication that must be accounted for: 1. What happens when conforming to the demanded Congressional district population level supersedes county boundaries? For example, in the case of Los Angeles County, more than one district is required to satisfy the population level of this county. At the other extreme, certain counties with low to moderate population levels may not be able to be fully represented by one district (i.e. that county would have to be divided among many districts). To sensibly solve this issue, without adding any human bias to the solution, the Shortest Splitline Algorithm will be applied. In this way, these special case counties can be dealt with adequately while maintaining simple geometry. Clearly, when used in conjunction with each other, the area cartogram and Shortest Splitline Algorithm perfectly complement each other. When these district boundaries are transferred back to a geographic map of the United States, it is quite clear that this method provides an exceptionally simple and elegant solution. However, to get a strong visual sense for the solution process, it is necessary to demonstrate its feasibility on a single state. Although this method will theoretically work for all states, we have chosen to analyze the State of New York in the section titled “Solution Application”. Mathematical Alternative Method Another possible method would not require the use of a cartogram, so all of the states and counties would have their actual dimensions. Given a population density map of a given state, the state can be divided into regions of relatively equal population density. The method is more accurate when several different population densities are used, but for the sake of explaining simply, this example will use only two different population densities. Dx = first population density Dy = second population density Ax = Area of 1 district in the first population density zone Team #1898 Page 8 of 10 Ay = Area of 1 district in the second population density zone ADx = Area of first population density zone ADy = Area of second population density zone X = number of districts in first population density zone Y = number of districts in second population density zone N = number of districts in the state P = population of the state PD = population per district PD = P / N Ax = PD / Dx A y = PD / D y X = ADx/(Ax) Y = ADy/(Ay) Given P, Dx, Dy, N, and ADx and ADy from a surveyor, we can calculate the Area that each district should be (Ax and Ay) and how many districts (X and Y) should be in each population density zone. We can then draw districts of that calculated area within the corresponding population density zones. When taking into account more than two population densities, the only adjustment needed is to add more variables: (i.e. Adding Dz requires the addition of the corresponding variables Az, Adz, and Z.) Solution Application In theory, our solution method will successfully redistrict any of the United State’s fifty states. In fact, the methodology and logic involved will hypothetically work for any geometrical population regions needing to be split up into concrete sub-regions, as long as that population region is subject to the problem assumptions (i.e. U.S. Constitutional laws pertaining to the composition of the House of Representatives, etc.). Despite this, we have chosen to demonstrate the validity of our solution method using the State of New York as our prime example. During the 110th Congress, the State of New York was allocated twenty-nine representatives for the House of Representatives. As a result, there needs to be twentynine Congressional districts within New York’s borders. In order to demonstrate the feasibility of our method as a mere baseline exercise, we have decided to replace Figure 4 with a more generic, and simplified population density area cartogram. This area cartogram, taken from the U.S. Census Bureau, can be seen below (Page 9): Team #1898 Page 9 of 10 Figure 5. Simplified model of a population density area cartogram. Courtesy of the U.S. Census Bureau. Before continuing, it is worth noting that using such a simplified area cartogram provides many advantages and disadvantages. The major disadvantage of basing our solution exercise on this simplified cartogram is that it does not include county boundaries. As a result, it is virtually impossible to ensure that Congressional districts follow county boundaries. Nonetheless, for our demonstration, this solution avoids any complex computations needed in determining the exact area of a more accurate, and complex, cartogram. In reality, if we were to apply our solution to the problem of redistricting, we would, without a doubt, use a much more mathematically rigorous method. However, this approach would take a significant amount of non-trivial work. For our purposes, this rigorous approach extends beyond our time limitations. The cartogram on the following page shows the State of New York isolated from the rest of the simplified version of the population area cartogram (Figure 5): Team #1898 Page 10 of 10 Figure 6. Blown-up image of the simplified population area cartogram. Courtesy of the U.S. Census Bureau. As you can see, the State of New York can easily be separated into twenty-nine Congressional districts. Then, the existing district boundaries on the cartographic representation can be translated back to a geographic, undistorted map of the United States due to the one-to-tone correspondence between the two projections. References Center for Range Voting. “Examples of our unbiased district-drawing algorithm in action / comparisons with districts drawn by politicians.” 9 February 2007. <http://rangevoting.org/GerryExamples.html>. "DC Fair and Equal House Voting Rights Act." DC Vote. 10 February 2007. <http://www.dcvote.org/advocacy/dcvramain.cfm>. Kocmoud, Christopher J. and House, Donald H. “A Constraint-Based Approach to Constructing Continuous Cartograms.” 10 February 2007. <http://www-viz.tamu.edu/faculty/house/cartograms/SDH98.PDF>. Second Demographic Transition. University of Michigan. “Corresponding population cartogram (2000 population).” 10 February 2007. <http://sdt.psc.isr.umich.edu/pubs/maps/double_ref_map.pdf>. U.S. Census Bureau. Population Density of the United States: 2000. “Population Density, 2000”. 8 February 2007. <http://www.census.gov/population/www/censusdata/2000maps.html>. U.S. Census Bureau. “Reading a Cartogram: U.S. Population Cartogram.” 9 February 2007. <http://www.census.gov/dmd/www/pdf/912ch1.pdf>.