INTERNATIONAL TELECOMMUNICATION UNION RADIOCOMMUNICATION STUDY GROUPS Source: Document 1-8/TEMP/11-E 23 January 2003 English only Documents 1-8/12, 1-8/16, 1-8/17, 1-8/19, 1-8/21, 1-8/23, 1-8/32, 1-8/35 and 1-8/45 TG 1-8 Working Group 1 WORKING DOCUMENT TOWARD A PRELIMINARY DRAFT NEW RECOMMENDATION ITU-R SM.[UWB.CHAR] Characteristics of ultra-wideband (UWB) devices (Questions ITU-R 226/1 and ITU-R 227/1) The ITU Radiocommunication Assembly, considering a) that UWB devices are being considered for operation across numerous frequency bands and may affect, simultaneously, several services; b) that UWB emissions spread over a very large frequency range; c) that UWB technology can be integrated into many applications such as communication devices and radar imaging capabilities for public protection, construction, engineering, science, law enforcement, consumer devices, and transportation systems such as near collision avoidance and intelligent transportation system applications; d) that these applications could potentially result in mass usage of devices using UWB technology in various environments (home, office, store, industry, public places, etc.) where radiocommunication services may have already been deployed and are in operation; e) that the spectrum requirements and operational restrictions for devices using UWB technology may vary according to their application; f) that studies are being undertaken of the impact of UWB devices and applications on the electromagnetic environment; and g) that information on the technical and operational characteristics of UWB devices and applications is needed for these studies, recommends 1 that the definitions related to UWB devices contained in Annex 1 be used in discussions regarding UWB devices and systems; 2 that the key features regarding UWB technology contained in Annex 2 be used in discussions and studies regarding UWB devices and systems; D:\106766892.DOC (157167) 28.01.04 23.01.03 -21-8/TEMP/11-E 3 that the operational characteristics devices using UWB technology contained in Annex 2, as well as other relevant data and information, be used to initiate the studies called for in Questions ITU-R 226/1 and ITU-R 227/1; 4 that the technical characteristics of devices using UWB technology contained in Annex 2, as well as other relevant data and information, be used to initiate the studies called for in Questions ITU-R 226/1 and ITU-R 227/1; and Annex 1 1 Definitions 1.1 UWB definitions Ultra-wideband (UWB) emission: is radio frequency energy that is intentionally generated and transmitted by radiation or induction that spreads over very large frequency range that meets the following criteria: (fH – fL)/ fC > yy [and/or] (fH – fL) zz where: yy – zz – fH – fL – fC – fractional bandwidth is greater than [0.20], minimum limit of bandwidth is [500 MHz], upper frequency of the –10 dB emission point, lower frequency of the –10 dB emission point, centre frequency of the emission. NOTE – UWB is typically generated by direct impulse excitation of the transmit antenna or by using a spectrally filtered approach. UWB transmitter: An intentional radiator that has a bandwidth equal to or greater than [500 MHz] [and/or] a fractional bandwidth greater than [0.2]. UWB bandwidth: is the band bounded by the frequency points that are –10 dB below the highest radiated emission, as based on the complete transmission system including the transmit antenna. The upper and lower –10 dB frequency points are referred to as f H and f L , respectively. UWB centre frequency: The centre frequency, fC, of an UWB emission is given by, fC= (fH-+fL)/2. UWB fractional bandwidth: The fractional bandwidth of an UWB emission is defined as: FBW(%) = 2(fH – fL)*100 / (fH + fL) Activity factor: for applications that do not require the devices to operate continuously, this represents the fraction of time during which an UWB device is actively transmitting. D:\106766892.DOC (157167) 09.03.2016 09.03.2016 -31-8/TEMP/11-E Pulse transmitter duty cycle: for pulse generated UWB, during the period in which the UWB transmitter is active, this is the ratio of the impulse duration to the time between the start of two adjacent impulses. Peak to average ratio: [to be defined] UWB radar imaging system: A UWB system that is used to obtain images of obstructed objects. This includes in-wall/through-wall detection, ground penetrating radar, medical imaging, construction and home repair imaging, mining, and surveillance systems. UWB ground penetrating radar (GPR) system: A UWB radar system that operates only when in contact with or within close proximity to the ground for the purpose of detecting or obtaining images of underground objects. UWB communication system: a communication system that uses UWB technology. UWB measurement system: a measurement device that uses UWB technology. UWB vehicular radar (VR) system: A UWB directional radar system mounted on terrestrial transportation vehicles to detect the location and movement of persons or objects near a vehicle to avoid collision and enable other features. 1.2 Other definitions Editorial note: The definitions given below are derived from the present definitions of the Radio Regulations. These definitions were developed for conventional radiocommunication systems. Further study is necessary before using these definitions also for emissions from UWB applications. [UWB out-of-band emission: Emission on a frequency or frequencies immediately outside the UWBnecessary bandwidth which results from the modulation process, but excluding spurious emissions. UWB out-of-band domain(of an UWB emission): the frequency range, immediately outside the UWB bandwidth but excluding the UWB spurious domain, in which UWB out-of-band emissions generally predominate. UWB spurious emission: Emission on a frequency or frequencies which are outside the UWBnecessary bandwidth and the level of which may be reduced without affecting the corresponding transmission of information. UWB spurious emissions include harmonic emissions, parasitic emissions, intermodulation products and frequency conversion products, but exclude UWB out-of-band emissions. UWB spurious domain (of an UWB emission): the frequency range beyond the UWB out-of-band domain in which UWB spurious emissions generally predominate. UWB unwanted emissions: Consist of UWB spurious emissions and UWB out-of-band emissions.] D:\106766892.DOC (157167) 09.03.2016 09.03.2016 -41-8/TEMP/11-E Annex 2 1 Key features of UWB technology 1.1 UWB applications and operational characteristics UWB technology can be integrated into very many applications. Some examples are included in the Table below: TABLE 1 Applications and operational characteristics of UWB systems UWB system System description Operational characteristics – Occasional or continuous use. 1 Radar imaging system A system that is used to obtain images of obstructed objects. This includes wall/through-wall detection, ground penetrating radar, medical imaging, construction and home repair imaging, mining, and surveillance systems. Ground penetrating radar systems A radar imaging system that operates only when in contact with or within close proximity to the ground for the purpose of detecting or obtaining images of underground objects. – Occasional use at infrequent intervals. Wall radar imaging systems Designed to detect the location of objects contained within a "wall", such as a concrete structure, the side of a bridge, or the wall of a mine. – Occasional use at infrequent intervals. Through wall radar imaging systems Designed to detect the location or movement of persons or objects that are located on the other side of a structure such as a wall. – Occasional use at infrequent intervals. Surveillance systems Operate as "security fences" by establishing a stationary RF perimeter field and detecting the intrusion of persons or objects in that field – Continuous outdoor and indoor use. Medical systems May be used for a variety of health applications for imaging inside the body of a person or an animal – Indoor occasional use. – Emission is directed towards the ground. – Emission is directed toward a wall. – Emission is directed towards a wall. – Emission is directed towards a body. 2 Vehicular radar systems A directional radar system mounted on terrestrial transportation vehicles to detect the location and movement of objects near a vehicle to avoid collision and enable other features. – Users are on the move. 3 UWB measurement systems A measurement device that uses UWB technology. Stationary indoor/outdoor use. D:\106766892.DOC (157167) – High-density use is expected on highways and major roads. – Terrestrial transportation only. 09.03.2016 09.03.2016 -51-8/TEMP/11-E 4 UWB communication systems A communication system that uses UWB technology. – High-density use is expected in office buildings and business cores. – Some applications have occasional use such as a UWB wireless mouse; Others will operate for most of the time such as a PAN in an office building. – Mobile indoor and outdoor use, and indoor stationary use. 1.2 UWB general features Some of the features of UWB wireless communication systems in comparison with conventional radiocommunication systems are: 1) Low Susceptibility to Multipath Fading: Multipath within and around buildings causes significant deterioration in the performance of conventional communication systems. Significant multipath creates great difficulty for conventional systems with precision tracking. In environments with a great deal of clutter, conventional communication systems have difficulty in resolving targets. Especially inside buildings, the combined effects of multipath and diffraction phenomena cause a degradation in the propagation characteristics of conventional radio. By comparison some UWB techniques exhibit much superior performance indoors. They enable positioning accuracy better within a few centimetres. Because UWB communication systems have bandwidths exceeding 0.5 GHz they are capable of resolving multipath components with subnanosecond differential delays. Multiple reflections with sub-nanosecond delays can be resolved and added constructively to provide gain over a single direct path in the multipath environment. 2) Immunity to Interference: UWB wireless communication systems exhibit excellent immunity to interference from conventional radiocommunications systems (because …). 3) Secure Communications: Because UWB signals can be made noise-like, communication using transmitter/receiver pairs with a unique timing code at millions of bits per second, have such low energy and spectral density below the noise floor of conventional receivers, and occupy such a wide bandwidth, they are more covert and potentially harder to detect than conventional radio. These advantageous characteristics result in UWB transmissions with a very low extant RF signature, providing intrinsically secure transmissions with low probability of detection (LPD) and low probability of interception (LPI). 4) System Simplicity: The relative simplicity of the UWB architecture compared to the super-heterodyne architecture transceiver is due to the fact that the UWB transceiver has no phase-lock loop synthesizer, voltage-controlled oscillator (VCO), mixer or power amplifier, which translates to lower material and assembly costs. 5) Advantageous for Multi-User High-Speed Short-Range Communication Systems: UWB is advantageous for high-speed, large bandwidth, high processing gain multi-user short-range communication systems. A large number of users can share the same bandwidth for speed greater than 100 Mbps. UWB radio signals inherently possess very fine time resolution. As a result it is possible to resolve multipath components down to differential delays on the order of tenths of a nanosecond (corresponding to less than 1-foot path differentials). D:\106766892.DOC (157167) 09.03.2016 09.03.2016 -61-8/TEMP/11-E This significantly reduces fading effects in indoor environments and results in fade margin reduction. The reduction of required fade margins and power spectral density of the UWB spectrum makes UWB technology a favorable technology for low power and short-range communications, as required for operation in indoor environments. A very important advantage of UWB radios is their huge processing gain, a measure of a radio's resistance to jamming. Challenges related to deployment of UWB radiocommunication systems in terms of interference issues that UWB radio systems will encounter include coexistence with radiocommunication services (e.g. GPS), and upper and lower bounding the UWB transmitter power - upper bounding for interference regulation of UWB transmissions, and lower bounding for obtaining the UWB transmitter power necessary for a given data rate. Among the challenges of UWB: 1) UWB emissions spread over very large frequency bandwidth and require up to a few GHz to operate. 2) There are concerns about compatibility between UWB devices and radiocommunication services especially the aggregate impact on the noise floor and potential interference to existing radiocommunication services. 3) UWB wireless communication systems intend to use spectrum allocated to other radiocommunication services on license-exempt basis. There are concerns about potential aggregate interference and UWB emissions in passive bands (EESS and radioastronomy), auctioned bands, and other licensed bands. Among the challenges ahead is finding suitable spectrum and a way to introduce the UWB technology without causing harmful interference to other radiocommunication services. 4) Requires accurate synchronization. However, systems designers are able to resolve this issue. 5) Some applications require special antennas to influence the shape of the radiated signal. 1.3 UWB communication system capacity In the context of a communications system application, the UWB technology may be considered in relation to the theoretical capacity of the channel. The system capacity may be calculated from the "Shannon" relation. This relation shows that the channel capacity (bit/sec) equals the channel bandwidth multiplied by the logarithm (base 2) of one plus the signal to noise ratio. This relation apparently offers a theoretical capacity advantage to wide band systems. However, for a low-powered UWB system overlaid on existing spectrum assignments, there is only a theoretical advantage over WLANs at ranges of a few metres. The sharing of the spectrum with other users reduces the practical system capacity significantly. The following figure illustrates the theoretical capacity for a UWB system and a conventional WLAN system assuming the noise (–154 dBm/Hz) is 20 dB above the thermal noise floor of –174 dBm/Hz. Noise of this order must be included to account for both the intra- and inter-system interference from other users of the spectrum. It can be seen that under these practical conditions, the theoretical capacity advantage of the UWB system is only for ranges less than about 2 metres. In the illustration, the WLAN system is operating at 2.4 GHz with a power spectral density of 10 mW per MHz (with a total emission of about 200 mW) and a 20 MHz bandwidth. The UWB system is centred at 5 GHz with a power spectral density of –41.3 dBm/MHz (with a total emission of about 150 microwatts) and a 2 GHz bandwidth. The propagation model uses line-of-sight D:\106766892.DOC (157167) 09.03.2016 09.03.2016 -71-8/TEMP/11-E (i.e. square law) out to a distance of 2 metres and fourth power beyond that1. The receiver is also confined such that only the energy in the 20 MHz or 2 GHz allotted channel bandwidths is considered. FIGURE 1 Illustrating UWB and WLAN theoretical channel capacity 10000 (Shannon) Channel Capacity C (Mbit/s) 1000 100 10 WLAN 1 1 0.1 UWB Distance (metres) 10 100 2 Transmission characteristics of UWB devices and systems 2.1 Communications and Measurement Systems One administration has approved regulations, including operating restrictions, authorizing the use of UWB devices on an unlicensed basis for communications and measurement applications. The characteristics given in Table 2 provide an example of three products that are being designed to operate under those regulations. TABLE 2 Characteristics of some UWB communications devices Device A Device B Device C –41.3 –41.3 -41.3 Lower –20 dB and –10 dB emission limits (GHz) 3.1, 3.6 3.1 (–10 dB down) 3.1, 3.6 Upper –10 dB and –20 dB emission limit (GHz) 9.6, 10.1 10.6 (–10 dB down) 9.6, 10.1 Antenna pattern Omni Omni Omni Pulse rate (Mpps) > 500 1 >1000 Bit rate (Mbps) 100 40 500 Max. ave. eirp (dBm/1 MHz) ____________________ 1 This is consistent with wide band measurements reported, for example, by Ghassemzadeh et al, "A statistical path loss model for in-home UWB channels", First IEEE Conference on UWB Systems and Technologies, UWBST2002, Baltimore, May 2002, Figure 7. D:\106766892.DOC (157167) 09.03.2016 09.03.2016 -81-8/TEMP/11-E Range (m) ~10 < 100 4-10 Max. ave. eirp (dBm/1 kHz) in 960-1 610 MHz –90 –85.3 -90 Max. ave. eirp (dBm/1 MHz) in 960-1 610 MHz <–90 –75.3 -90 Max. ave. eirp (dBm/1 MHz) in 1 610-3 100 MHz <–63.3 –53.3 -63.3 Device A is intended for operation within an office or home applications for transmission of data up to 100 Mbps. It is also intended for operation between hand held devices that may be outside and that do not employ a fixed infrastructure. Such applications include links among personal digital assistants (PDA) or lap top computers. Within a LAN, it may carry multiple digital video signals among components of a video system such as between a video camera and a computer, between a cable set-top box and a TV, or between a high-end plasma display and a DVD player. Device B is a multi-purpose device intended for use indoors for industrial, commercial, and consumer applications where communications, precision positioning or radar sensing is required. The device can be configured to operate over a range of data rates. The operating range depends upon the data rate. Device C is intended for operation within an office or home applications for transmission of data up to 500 Mbps. These higher data rate devices are intended to provide wireless connectivity for many of the same applications as Device A, but also serve to provide wireless cable replacement for highspeed wired connections such as USB or IEEE 1394. 2.2 Vehicular radar systems One administration has approved regulations authorizing the use of UWB devices on an unlicensed basis for vehicular radar applications in the band surrounding 24 GHz. The characteristics given in Table 3 provide an example of products that are being designed by several companies to operate under those regulations. UWB vehicular radar systems use higher frequency bands than those used by UWB communications systems. These devices are being designed to detect the location and movement of objects near a vehicle, enabling features such as near collision avoidance, improved airbag activation, and suspension systems that better respond to road conditions. Accordingly, UWB vehicular radar systems are being designed to address a high percentage of all causes of traffic accidents. Vehicular radars emit an UWB signal over a well-defined frequency range, and the spectral emissions are mainly defined by the modulation characteristics and additionally by resonant components such as antennas. D:\106766892.DOC (157167) 09.03.2016 09.03.2016 -91-8/TEMP/11-E TABLE 3 Characteristics of some UWB vehicular radar devices Parameter Value Centre frequency (GHz) ~24.125 Max. PSD (eirp) (dBm/1 MHz) –41.3* –10 dB occupied bandwidth (GHz) Between 22.125 and 26.125 Pulse repetition frequency (MHz) 0.1 – 5 Max. peak power (eirp) (dBm/50 MHz) Antenna pattern Mounting height (m) Range (m) Target separation (cm) 0 Directional ~ 0.50 ~ 20 15 - 25 * Regulations adopted by the administration require that emissions in the 23.6-24 GHz band at angles of 38º or greater above the horizontal plane be attenuated below this level by 25 dB. For equipment authorized, manufactured or imported on or after January 1, 2005, the required attenuation applies to emissions at angles of 30º or greater. On January 1, 2010, the required attenuation increases to 30 dB, and on January 1, 2014, it increases to 35 dB. This level of attenuation can be achieved through the antenna directivity, through a reduction in output power or any other means. Spectrum sharing calculations for vehicular radars should take into account the peak car density, the percentage of the Earth's surface where those densities are achieved, and the market penetration of UWB vehicular radars over time. 3 Technical characteristics of UWB devices Editorial note: This section draws on summarized material from a number of references. Relevant material from these references will be incorporated into the present text for clarification. A list of abbreviations and references will be appended at the end of this PDNR. 3.1 UWB spectra Commonly used UWB signals generated by time hopping and PPM have numerous spectral peaks and line spectra which are likely to cause interference problems. The choice of sequences that have lowered PSD in certain frequency bands is important since it could enable UWB systems to co-exist with other radiocommunication systems. Another issue is the choice of sequences that not only have good correlation properties and flat spectra, but which are also amenable to rapid acquisition techniques. Within an envelope that is determined by the Fourier transform of the time domain pulse shape, an appropriate choice can allow for a better control of the frequency content of the radiated UWB emission. This can offer better coexistence with other radiocommunication systems. The spectrum D:\106766892.DOC (157167) 09.03.2016 09.03.2016 - 10 1-8/TEMP/11-E can be made closer to white by randomizing the actual transmission time of each monocycle pulse by a shift over a large time frame by a code, most commonly a pseudo-random noise code sequence. The timing jitter smoothes the spectrum of UWB emissions. In the case of no jitter the spectrum contains only spectral lines. When timing jitter is used it flattens the spikes. 3.2 UWB modulation schemes The choice of the UWB modulation scheme impacts the power spectral density of the radiated signal and consequently its compatibility. Certain modulation techniques can offer better coexistence among UWB systems and with other radiocommunication systems. Time-modulated UWB communication systems offer high immunity to multipath fading. Some modulation schemes exhibit advantages when used for UWB transmission in certain environments. For example, biphase modulation yields an advantage of 3 to 6 dB over TH-PPM in multipath-free environments. It also has a peak power to average power ratio of less than 3 (compared to sine wave, with a ratio of 2). This leads to efficient transmitters and use of low-cost, low-power circuitry. Biphase (BPM) and hybrid modulation (BPM and PPM) have the same power spectral densities containing only continuous spectra and whereas the PPM UWB signals always have spectral lines. Also direct sequence modulated impulse trains can give smoother and lower power spectral density (PSD) levels whereas using time-hopped sequences does not improve the PSD. It is suggested that the use of hybrid modulation can avoid the discrete spectra while allowing the exploitation of benefits of PPM such as noncoherent reception. One way to reduce the interference for PPM UWB signals is to increase the period of the impulse train. Time modulated UWB (TM-UWB) combined with a correlator receiver enables the receiver to acquire, track and demodulate UWB transmissions that are well below the noise floor. Due to the combination of random time modulation, pseudo-random coding, and a correlating receiver, TM-UWB radios have a great immunity to interference from conventional radiocommunication signals. Pulse position modulation (PPM) distributes the RF energy more uniformly across the frequency band, smoothing the power spectral density of the transmitted signal. Time modulation by the PN code sequence makes the power spectral density more like pure white noise and increases system capacity. Assigning a unique PN time hopping code to each user can provide a system with a very large number of channels. 3.3 Multipath effects It is noted that UWB systems are resistant to multi-path fading. This is because the very narrow pulses of UWB waveforms enable the multiple reflections to be resolved independently rather than combining destructively at the receiver. One of two conditions must be present in a time-modulated system for multipath effects to exist. Either: (1) the multipath pulse must travel a distance less than the pulse width times the speed of light–about one foot or 0.3 metres for a pulse one nanosecond wide (i.e., [1 ns] x [300,000,000 m/sec]); or (2) the distance that the multipath pulse travels equals the interval of time between pulses times the speed of light, times an integral number (e.g., for a 1 Mbps data rate that would be equal to travelling an extra 300, 600, 900, etc. metres), resulting in interference between pulses. However, the pseudorandom time modulation decorrelates the pulses. The occurrence of either of these conditions is highly improbable, and the pseudorandom time modulation obviates the second of these. D:\106766892.DOC (157167) 09.03.2016 09.03.2016 - 11 1-8/TEMP/11-E 3.4 RAKE receivers During propagation a subnanosecond pulse is dispersed resulting in Rayleigh fading in the frequency domain. However, in TM-UWB radiocommunications each of these reflections is an independent signal so a RAKE receiver can then be used to coherently add the energy in each of the pulses that are received from each of the multipath components to provide a gain over single path reception. For outdoor communications, RAKE receivers can be used to receive and resolve multipath components measuring many microseconds. However, the multipath differential delays in the nanosecond range due to transmission over indoor channels cannot be resolved in the relatively narrowband conventional channels. A close examination of measured UWB waveforms taken in standard commercial office buildings shows that a RAKE receiver would have many suitable lock points, so such coherent addition of the energy from the individual RAKE elements would increase the SNR. Destructive signal interference due to reflections can occur, but this rarely happens. In any case, such destructive signal interference can be ignored due to the large number of resolvable reflections providing usable signals that can be combined in a RAKE receiver. Spatial diversity provided by multipath allows UWB signals to propagate around obstacles that would otherwise attenuate them, so a RAKE receiver implementation should always gain from multipath propagation. Indeed, the large number of multipath signals caused by clutter in an in-building environment enables an improvement of performance by 6-10 dB using a RAKE receiver. The number of multipath signals required by a RAKE receiver for such performance gains has been found to be greater than 5 and fewer than 50 in a variety of environments. The result is that UWB radiocommunication systems can operate at lower RF power than narrowband systems. 3.5 Emission masks 3.5.1 FCC UWB emission mask The FCC has approved UWB different spectral masks depending on the application characterize the new UWB emission limits. Thus, there are spectral masks for: Wall imaging & medical imaging systems, for thru-wall imaging and surveillance systems and finally for communication and measurement systems (indoor and outdoor). Although the interference potential from UWB imaging and surveillance systems are not to be underestimated, the following estimations will consider only the UWB communication and measurement systems since these last systems are expected to follow the strongest deployment and will represent about 98 % of the market. The spectral masks for Communication and Measurement systems are depicted below in Figure 2 and Figure 3. The emission levels are specified in dBm/MHz. D:\106766892.DOC (157167) 09.03.2016 09.03.2016 - 12 1-8/TEMP/11-E FIGURE 2 FCC UWB emissions limits for indoor Communication and Measurement systems with centre frequencies greater than 3.1 GHz FIGURE 3 FCC UWB emissions limits for outdoor Communication and Measurement handheld systems with centre frequencies greater than 3.1 GHz D:\106766892.DOC (157167) 09.03.2016 09.03.2016 - 13 1-8/TEMP/11-E 3.5.2 CEPT Masks 3.5.2.1 Modified FCC Mask The CEPT considered a modification to the FCC UWB masks shown in Figures 2 and 3. They proposed that below 960 MHz, the emission limit be a flat line of -75 dBm/MHz. This modification was proposed in order to protect the numerous radiocommunication applications in Europe that are centred at frequencies below about 1 GHz. 3.5.2.2 One proposed CEPT slope mask FCC issued a staircase spectrum mask limit for radiated power density. UWB cannot utilize the staircase mask fully and CEPT therefore is considering the use of a sloped mask instead. The advantage of this mask is: a) a slope offers more interference protection to critical sensitive services operating below 3.1 GHz and above 10.6 GHz; b) a slope itself does not reduce the performance of UWB products. At low frequencies, an attenuation roll-off for the proposed mask meets FCC's requirement at 3.1 and 1.66 GHz with a radiated power density limits of –51.3 dBm/MHz and –75 dBm/MHz respectively. At high frequencies the proposed spectrum mask meets FCC's requirement at 10.6 GHz with a radiated power density limit of –51.3 dBm/MHz. The roll-off factor at high frequencies is a mirror of the low frequency slope. Two different spectrum masks for radiated power density are given for indoor and outdoor use respectively. The mask for outdoor use is 10 dB lower than the indoor mask. Proposed spectrum masks for indoor and outdoor use are shown in Table 4 below: TABLE 4 Maximum UWB band-edge mask for average power density Frequency, GHz Power type f < 3.1 GHz 3.1 GHz < f < 10.6 GHz f > 10.6 GHz dBm/MHz dBm/MHz dBm/MHz Type I. (Indoor use) –51.3 + 87 log (f/3.1) –41.3 dBm/1 MHz –51.3 + 87 log (10.6/f) Type II. (Outdoor use) –61.3 + 87 log (f/3.1) –41.3 dBm/1 MHz –61.3 + 87 log (10.6/f) It should be noted that, in addition to this band-edge emission mask, all emissions are prohibited in bands covered by ITU-R footnote 5.340. Graphical representations of the indoor and outdoor Slope Masks are given in Figure 4 and Figure 5 below. These preliminary slope masks are at this stage in logarithmic scale instead of linear scale. D:\106766892.DOC (157167) 09.03.2016 09.03.2016 - 14 1-8/TEMP/11-E FIGURE 4 Indoor CEPT slope mask Indoor CEPT slope mask FIGURE 4formaximumradiatedpowerdensity,dBm/MHz Figur e1.Indoor UW BBoundr yM ask 2 0 3 0 GH z .1 3 GH z .6 0 1 4 0 3 4 1 . 5 0 3 5 1 . 6 0 GH z .6 1 .G H z 9 1 7 0 N o 1 te 7 5 8 0 9 0 1 0 1 0 1 2 0 1 3 0 1 4 0 1 .0 0 .1 0 .1 0 .1 G ,y c n e u q r F H z Note 1: Current measurement technology prevents measurements below –75 dBm in a one MHz bandwidth FIGURE 5 Outdoor CEPT slope mask Figur e2.Out door UW BBoundar yM askf or m axim um adiat r edpower densit y,dBm /M Hz 2 0 3 0 GH z .1 3 GH z .6 0 1 4 0 3 4 1 . 5 0 6 0 3 6 1 . 7 0 N o 1 te 7 5 8 0 GH z .2 5 1 9 0 .G H z 2 1 0 1 0 1 2 0 1 3 0 1 4 0 1 .0 0 .1 0 .1 0 .1 G ,y c n e u q r F H z Note 1: Current measurement technology prevents measurements below –75 dBm in a one MHz bandwidth. D:\106766892.DOC (157167) 09.03.2016 09.03.2016 - 15 1-8/TEMP/11-E 5 Features of UWB devices and other short-range wireless communication devices This section presents technical comparison between wireless short-range communication devices using UWB technology and other technologies: Bluetooth, IEEE 802.11, etc. UWB is capable of speeds between 400 and 500 Mbps and is a candidate technology for high-speed wireless Personal Area Networks (IEEE 802.15.3a). Although the upper protocol stack associated with the UWB transmissions may be ultimately similar to Bluetooth, (also a WPAN) the physical layer is very different, as UWB usually transmits information based on a sequence of impulses rather than a modulated carrier. As a consequence of the pulsed nature of the emissions, compared to conventional wireless systems which use a modulated carrier, UWB can operate with very low power consumption. In addition, as a consequence of the wide frequency bandwidth associated with the short time duration of the emissions, UWB provides an unusual capability for penetration in cluttered environments, with a capability to penetrate walls, obscurants such as mist, fog, and foliage. An additional attraction for the use of UWB is that the radio architecture is significantly simplified. Compared with a superhetrodyne architecture and complex IF filtering the UWB radio operates at baseband. The simpler radio architecture translates to a smaller die size when manufactured on a semiconductor substrate. In general, short-range communication devices can be classified into Wireless LANs (WLANs) and Wireless PANs (WPANs). WPANs are differentiated from WLANs by their smaller area of coverage, ad-hoc only topology, plug and play architecture, support of voice and data services, and low power consumption. Bluetooth is designed for quick, seamless short-range networks and is designed to operate as a Wireless Personal Area Network (WPAN), as defined in IEEE 802.15.1. Bluetooth operates in the 2.4 GHz ISM band and uses FHSS. The IEEE 802.11b and subsequently 802.11a standards are designed for infrequent mobility, IP-based data transmission, medium range, and high data rate. These features make them ideal for WLANs. Bluetooth has a shorter range and lower throughput than 802.11, which results in a lower power consumption in comparison to 802.11. This feature is attractive for the battery-powered devices commonly used in WPANs. The spatial capacities of the short- and medium-range IEEE 802.11 and Bluetooth standards are different from the spatial capacity of UWB communication systems. Three 22 MHz IEEE 802.11b systems can operate without interference in a circle of radius 100 metres, each offering a peak data rate of 11 Mbps, which yields a spatial capacity of about 1 000 bits/sec/square-metre. Whereas 10 Bluetooth "piconets" with an aggregate peak over-the-air speed of 10 Mbps can operate simultaneously in low-power mode in the same rated 10-metre range circle, yielding a spatial capacity of about 30,000 bits/sec/square-metre. Twelve IEEE 802.11a systems, each with a peak speed of 54 Mbps, can operate simultaneously with minimal degradation within a rated 50-metre circle, in the 200 MHz of available spectrum within the lower part of the 5 GHz U-NII band, to provide an aggregate speed of 648 Mbps and a spatial capacity of about 83,000 bits/sec/squaremetre. By comparison, based on measurements by one developer of measured peak speeds of over 50 Mbps at a range of 10 metres, it was projected that six UWB systems could operate with minimal degradation at the 10-metre range, yielding a projected spatial capacity of over 1,000,000 bits/sec/square-metre, clearly a huge increase over the other technologies. D:\106766892.DOC (157167) 09.03.2016 09.03.2016 - 16 1-8/TEMP/11-E TABLE 5 Technical comparison between wireless UWB communication devices and other short-range communication devices Data rate Range Frequency band Power level (e.i.r.p.) Modulation type Classification Spreading technique Specification Ultra-Wideband Communication Up to 500 Mbits/s ~15 m TBD TBD PPM/Others Personal Area Network, etc. (See Section 2) Impulse transmission IEEE 802.15.3a* Bluetooth 700 kbits/s ~ 15 m ISM 2.4 GHz Class 1: 20 dBm Class 2: 0 dBm GMSK Personal Area Network Frequency Hopping IEEE 802.15.1 802.11a, RLAN Up to 54 Mbits/s ~ 50 m 5 GHz1 Max1: 200 mW to up to 1W 16 QAM, 64QAM, BPSK QPSK Local Area Network OFDM IEEE 802.11a Rec. ITU-R M.1450 802.11b, RLAN Up to 11 Mbits/s ~100 m ISM 2.4 GHz Max. 100 mW to up to 2W CCK (8 Complex Chip Spreading) Local Area Network DSSS IEEE 802.11b Rec. ITU-R M.1450 ETSI EN 300 328 802.11g, RLAN Up to 54 Mbits/s ~100 m ISM 2.4 GHz Max. 100 mW to up to 2W 16 QAM, 64 QAM, BPSK QPSK Local Area Network OFDM, DSSS IEEE 802.11g ETSI EN 300 328 802.15.4 Zigbee Alliance < 250 kbits/s 10-75 m ISM 2.4 GHz, 915 MHz, 868 MHz TBD Prelim spec: early 2003 Low Power Personal Area Network DSSS IEEE 802.15.4 HiSWANa Up to 54 Mbits/s ~50 m 5.15-5.25 GHz Max: 200 mW 64-QAM, 16-QAM, QPSK, BPSK Local Area Network OFDM MMAC HSWA HiSWANa, Rec. ITU-R M.1450 Type of device Cordless Telephones D:\106766892.DOC (157167) Rec. ITU-R M.1033 28.01.04 23.01.03 - 17 1-8/TEMP/11-E Infra-Red <3m IR 1 Hiper LAN 1, RLAN 23 Mbits/s and 1.4 Mbits/s ~100 m 5 GHz HiperLAN 2, RLAN Up to 54 Mbits/s ~50 m 5 GHz1 N/A Pulse Point-to-point up to 200 mW FSK and GMSK Local Area Network N/A ETSI EN 300 652 V1.2.1 (1998-07) Rec. ITU-R M.1450 Max1: 200 mW to up to 1W 16 QAM, 64QAM, BPSK QPSK Local Area Network OFDM ETSI EN 301 893 1 The 5 GHz band consists of several sub-bands (5 150-5 350 MHz, 5 470-5 725 MHz and 5 725-5 875 MHz), which are used in part, or in their entirety, depending on national or regional arrangements. There may be additional restrictions imposed (e.g. on the power level) depending on the sub-band used. * UWB is a candidate technology for IEEE standards 802.x. ________________ D:\106766892.DOC (157167) 28.01.04 23.01.03