OUTCOME BASED UNIT WISE LECTURE PLAN EVEN SEMESTER 2015
Course Code
Faculty
SP-I-3
Course
Financial Services
Management
Dr. Himanshu Tiwari
Dr. Smita Rao
Section
Evaluation
Scheme
CT1
1 Hr
5
CT2
1 Hr
5
1st Shift
ESE AT
3 Hrs
5
5
MT/
GD
5
Credits:5
AD
Dr. Akash Agrawal & Prof.
Hetal Gaglani
2nd Shift
L:3
T:1
P: 0
5
Total:30 Marks
Course Outcomes:
1) Identify : the terms related to Banking, Insurance and Financial markets
2) Explain : the basic concepts of Banking and Financial Markets
3) Compute: the Net Assets Value of Mutual Funds
4) Analyze : the Banking performance by applying CAMEL model
5) Predict: the NAV of Mutual Funds
Unit I Contents:
Case Title / Numerical IDs
(Attach with this sheet)
No. of lectures required
Lecture wise pedagogy
Financial System- Financial markets [Money, Debt and Equity Markets]structure, regulatory bodies- Role and functions–(RBI, IRDA, PFRDA
and SEBI); Product features and uses (CP/CD, T bills, REPO, reverse
REPO, dated securities, rated securities, equity shares) and participants –
Role and functions (CCIL, FIMMDA, PDs, NSCCL, NSDL, CDSL)
Lecture PPT, Financial Markets & Services : By Gorden & Natrajan. Himalaya
Publishing House.
05
Lecture
No.
Lecture Objective(s)
(Key Concepts to be
learned by students)
Pedagogy/Process
Details
L/Case/Num/Stu.
Presentation /GD/
Activity etc
1
1.Financial markets
[Money, Debt and Equity
Markets]
L
2
Structure of Regulatory
bodies- Role and
functions(RBI, IRDA,
PFRDA and SEBI)
Product features and uses
(CP/CD, T bills, REPO,
reverse REPO,
L
3
4
5
Dated securities, Rated
securities, equity shares
and participants
Role and functions (CCIL,
FIMMDA, PDs, NSCCL,
NSDL, CDSL)
By (Action):
Whether the
lecture
objective
achieved? If
No – action
plan?
1. Explain in short meaning of
money market.
2. Explain in short meaning of
debt market?
3. Explain in short meaning of
equity market.
1. Explain 2 function of RBI.
2. Explain 2 functions of IRDA.
3. Briefly explain role of SEBI.
L
1. Explain the meaning of
commercial paper.
2. What are the various
maturity period of TB.
3. Meaning of Repo and
reverse repo.
1. Explain in short the term
dated securities.
L
1. Full form of FIMMDA.
2. Role of NSDL.
Faculty Remarks to be put at the end of unit
Satisfied / Not Satisfied
Can improve on:
1 or 2 Learning assessment
questions
Students Remarks (Head academics to Tick
any one)
Understood But……
Understood and will be able to apply
Need more inputs/practice
Attendance Report
Lecture No.
Sch. date
Actual date
1
2
3
Sr Name of Student
1 Abhilash B.
2 Amar G.
3 Amit G.
4 Ankita L.
5 Ankita S.
6 Arti M.
7 Arti W.
8 Ashish K.
9 Ashwini B.
10 Ashwini D.
11 Ashwini N.
12 Bhushan K.
13 Deepika P.
14 Kajal T.
15 Kunal M.
16 Megha C.
17 Mohini B.
18 Mohini G.
19 Monali R.
20 Neha Dhawane
21 Neha R.
22 Nitika K.
23 Nishad R.
24 Nitesh G.
25 Pankaj K.
26 Payal R.
27 Praful P.
28 Pranali G.
29 Pranita W.
30 Pratik M.
31 Pravin Wadatka
32 Pravin Waghma
33 Priti D.
34 Priti K.
35 Priya B.
36 Priyanka K.
37 Priyanka T.
38 Punam B.
39 Rahul J.
40 Rajendra R.
41 Ratan G.
42 Sapna P.
43 Snehali K.
44 Sonali A.
45 Suraj B.
46 Surbhi A.
47 Vishwajeet P.
48 Kanchan M.
% Unit Attendance
% Course Coverage
Has Mentor Attended any lecture Y/N
Subject Head
4
5
Case
Date of Submission
6
Y/N
Head Academics
Unit II Contents:
Case Title / Numerical IDs
(Attach with this sheet)
No. of lectures required
Lecture wise pedagogy
Lecture
No.
Banking Services and Operations -Definition of banks, Functions of
Commercial Banks, Banking Structure in India, Role of RBI vis-a-vis
other commercial banks, Introduction to Bank Deposits, Types of Deposit
Accounts, Common guidelines of opening and operating accounts and
KYC, Deposit Insurance, Principles of Lending and Loan Policy, Basics
of Loan Appraisal, Credit decision-making and Review, Types of
Advances- lien, pledge, hypothecation, mortgage, and charge,
Management of Non Performing Assets; Bank Investment Policy,
Statutory Reserve Requirements, Non-SLR Requirements, Concept of
PLR, Base rate.
Lecture PPT, introduction to Banking, Iyengar (Excel Books)
05
Lecture Objective(s)
(Key Concepts to be learned
by students)
Pedagogy/Proc
ess Details
L/Case/Num/St
u. Presentation
/GD/ Activity
etc
L
1
Definition of banks,
Functions of Commercial
Banks, Banking Structure in
India, Role of RBI vis-a-vis
other commercial banks,
2
Introduction to Bank
Deposits, Types of Deposit
Accounts, Common
guidelines of opening and
operating accounts and KYC,
Deposit Insurance,
L
3
Principles of Lending and
Loan Policy, Basics of Loan
Appraisal, Credit decisionmaking and Review
L
4
Types of Advances- lien,
pledge, hypothecation,
mortgage, and charge
5
Management of Non
Performing Assets; Bank
Investment Policy, Statutory
Reserve Requirements, NonSLR Requirements, Concept
of PLR, Base rate
L
Faculty Remarks to be put at the end of unit
Satisfied / Not Satisfied
Can improve on:
By (Action):
1 or 2 Learning assessment questions
Whether the
lecture
objective
achieved? If
No – action
plan?
1. Explain any 2 functions of
commercial banks.
2. Difference between private
and public sector banks.
1. Explain the meaning of
deposits.
2. What is meant by term
deposit?
3. What is meant by demand
deposit?
4. What are the various
documents required for KYC?
1. Explain any 2 principles of
sound lending.
2. Explain the various documents
requirement for loan
application.
1. Explain the meaning of
advances.
2. Difference between pledge
and mortgage.
1. Explain the classification of
NPAs.
2. Explain the concept of PLR
3. Explain the meaning of base
rate.
Students Remarks (Head academics to Tick
any one)
Understood But……
Understood and will be able to apply
Need more inputs/practice
Attendance Report
Lecture No.
Sch. date
Actual date
1
2
3
Sr Name of Student
1 Abhilash B.
2 Amar G.
3 Amit G.
4 Ankita L.
5 Ankita S.
6 Arti M.
7 Arti W.
8 Ashish K.
9 Ashwini B.
10 Ashwini D.
11 Ashwini N.
12 Bhushan K.
13 Deepika P.
14 Kajal T.
15 Kunal M.
16 Megha C.
17 Mohini B.
18 Mohini G.
19 Monali R.
20 Neha Dhawane
21 Neha R.
22 Nitika K.
23 Nishad R.
24 Nitesh G.
25 Pankaj K.
26 Payal R.
27 Praful P.
28 Pranali G.
29 Pranita W.
30 Pratik M.
31 Pravin Wadatka
32 Pravin Waghma
33 Priti D.
34 Priti K.
35 Priya B.
36 Priyanka K.
37 Priyanka T.
38 Punam B.
39 Rahul J.
40 Rajendra R.
41 Ratan G.
42 Sapna P.
43 Snehali K.
44 Sonali A.
45 Suraj B.
46 Surbhi A.
47 Vishwajeet P.
48 Kanchan M.
% Unit Attendance
% Course Coverage
Has Mentor Attended any lecture Y/N
Subject Head
4
5
Case
Date of Submission
6
Y/N
Head Academics
OUTCOME BASED UNIT WISE LECTURE PLAN EVEN SEMESTER 2015
Unit III Contents:
Case Title / Numerical IDs
(Attach with this sheet)
No. of lectures required
Lecture wise pedagogy
Insurance Services - Concept of insurance, principles of insurance,
Traditional and Unit linked policies, individual and group policies, with
profit and without profit policies, Different type of insurance products –
whole life products, interest sensitive products, term assurance annuities,
endowment, assurance. Medi-Claim and health insurance products Different types of products available in the market, Salient features, Tax
treatment General Insurance Products - Different types of products
available in the market, Salient features.
Lecture PPT, Insurance Principles & Practice, M.N. Mishra & S.B. Mishra (S.
Chand)
04
Lecture
No.
Lecture Objective(s)
(Key Concepts to be
learned by students)
1
Concept of insurance,
principles of insurance,
Traditional and Unit
linked policies, individual
and group policies, with
profit and without profit
policies
Different type of
insurance products –
whole life products,
interest sensitive
products
Term assurance
annuities, endowment,
assurance. Medi-Claim
and health insurance
products
Different types of
products available in the
market, Salient features,
Tax treatment General
Insurance Products Different types of
products available in the
market, Salient features.
2
3
4
Pedagogy/Process
Details
L/Case/Num/Stu.
Presentation /GD/
Activity etc
L
By (Action):
Whether the
lecture
objective
achieved? If No
– action plan?
1. Explain any 2 principles of
insurance.
2. Explain the meaning of unit
linked policy.
L
1. Explain the meaning of
whole life products.
L
1. Explain the meaning of
medi-claim insurance
Faculty Remarks to be put at the end of unit
Satisfied / Not Satisfied
Can improve on:
1 or 2 Learning assessment
questions
1. Visit insurance companies
and collect the data related
to various insurance
products offered by the
company.
Students Remarks (Head academics to Tick
any one)
Understood But……
Understood and will be able to apply
Need more inputs/practice
Attendance Report
Lecture No.
Sch. date
Actual date
1
2
3
Sr Name of Student
1 Abhilash B.
2 Amar G.
3 Amit G.
4 Ankita L.
5 Ankita S.
6 Arti M.
7 Arti W.
8 Ashish K.
9 Ashwini B.
10 Ashwini D.
11 Ashwini N.
12 Bhushan K.
13 Deepika P.
14 Kajal T.
15 Kunal M.
16 Megha C.
17 Mohini B.
18 Mohini G.
19 Monali R.
20 Neha Dhawane
21 Neha R.
22 Nitika K.
23 Nishad R.
24 Nitesh G.
25 Pankaj K.
26 Payal R.
27 Praful P.
28 Pranali G.
29 Pranita W.
30 Pratik M.
31 Pravin Wadatka
32 Pravin Waghma
33 Priti D.
34 Priti K.
35 Priya B.
36 Priyanka K.
37 Priyanka T.
38 Punam B.
39 Rahul J.
40 Rajendra R.
41 Ratan G.
42 Sapna P.
43 Snehali K.
44 Sonali A.
45 Suraj B.
46 Surbhi A.
47 Vishwajeet P.
48 Kanchan M.
% Unit Attendance
% Course Coverage
Has Mentor Attended any lecture Y/N
Subject Head
4
5
Case
Date of Submission
6
Y/N
Head Academics
OUTCOME BASED UNIT WISE LECTURE PLAN EVEN SEMESTER 2015
Unit IV Contents:
Case Title / Numerical IDs
(Attach with this sheet)
No. of lectures required
Lecture wise pedagogy
Lecture
No.
Underwriting, Premium, and Claims – Insurance underwriting,
underwriters Vs. Actuaries, factors to be considered in insurance
underwriting, underwriting philosophy and guidelines, individual and
group underwriting; risk analysis and evaluation, Classification of risks,
methods of acceptance of risk, underwriting process, recent trends in
underwriting; Claims – introduction, types, claim procedure – maturity,
death, Surrender and rider; Other precautions during settlement
Lecture PPT, Principles & Practice of Life Insurance, G Krishnaswamy
(Excel Books)
04
Lecture Objective(s)
(Key Concepts to be
learned by students)
1
Insurance underwriting,
underwriters Vs.
Actuaries, factors to be
considered in insurance
underwriting,
2
underwriting philosophy
and guidelines,
individual and group
underwriting;
risk analysis and
evaluation, Classification
of risks, methods of
acceptance of risk,
underwriting process,
recent trends in
underwriting;
Claims – introduction,
types, claim procedure –
maturity, death,
Surrender and rider;
Other precautions during
settlement
3
4
Pedagogy/Process
Details
L/Case/Num/Stu.
Presentation /GD/
Activity etc
L
L
L
L
Faculty Remarks to be put at the end of unit
Satisfied / Not Satisfied
Can improve on:
By (Action):
1 or 2 Learning assessment
questions
Whether the
lecture
objective
achieved? If No
– action plan?
1. Explain the term
underwriting.
2. Difference between
underwriters Vs.
Actuaries
1. Explain the term individual
underwriting.
2. Explain the term group
underwriting.
1. Name the various types of
risk.
1. Explain the term surrender
under claims.
Students Remarks (Head academics to Tick
any one)
Understood But……
Understood and will be able to apply
Need more inputs/practice
Attendance Report
Lecture No.
Sch. date
Actual date
1
2
3
Sr Name of Student
1 Abhilash B.
2 Amar G.
3 Amit G.
4 Ankita L.
5 Ankita S.
6 Arti M.
7 Arti W.
8 Ashish K.
9 Ashwini B.
10 Ashwini D.
11 Ashwini N.
12 Bhushan K.
13 Deepika P.
14 Kajal T.
15 Kunal M.
16 Megha C.
17 Mohini B.
18 Mohini G.
19 Monali R.
20 Neha Dhawane
21 Neha R.
22 Nitika K.
23 Nishad R.
24 Nitesh G.
25 Pankaj K.
26 Payal R.
27 Praful P.
28 Pranali G.
29 Pranita W.
30 Pratik M.
31 Pravin Wadatka
32 Pravin Waghma
33 Priti D.
34 Priti K.
35 Priya B.
36 Priyanka K.
37 Priyanka T.
38 Punam B.
39 Rahul J.
40 Rajendra R.
41 Ratan G.
42 Sapna P.
43 Snehali K.
44 Sonali A.
45 Suraj B.
46 Surbhi A.
47 Vishwajeet P.
48 Kanchan M.
% Unit Attendance
% Course Coverage
Has Mentor Attended any lecture Y/N
Subject Head
4
5
Case
Date of Submission
6
Y/N
Head Academics
OUTCOME BASED UNIT WISE LECTURE PLAN EVEN SEMESTER 2015
Unit V Contents:
Case Title / Numerical IDs
(Attach with this sheet)
No. of lectures required
Lecture wise pedagogy
Introduction, regulatory framework, SEBI Credit Rating Agencies
Regulation, Credit rating agencies in India, Credit rating process and
methodology, CAMEL model, Rating symbols and grades, Significance,
advantages and Limitations of credit rating.
Lecture PPT, Financial Services, Gordan & Natarajan (Himalaya)
04
Lecture
No.
Lecture Objective(s)
(Key Concepts to be
learned by students)
1
Introduction, regulatory
framework, SEBI Credit
Rating Agencies
Regulation,
2
Credit rating agencies in
India, Credit rating
process and
methodology,
CAMEL model, Rating
symbols and grades,
3
4
Significance, advantages
and Limitations of credit
rating.
Pedagogy/Process
Details
L/Case/Num/Stu.
Presentation /GD/
Activity etc
L
L, Students will be
given a bank and the
analysis will be done
using CAMEL model
Faculty Remarks to be put at the end of unit
Satisfied / Not Satisfied
Can improve on:
By (Action):
Whether the
lecture
objective
achieved? If No
– action plan?
1. Why credit rating is
important.
1. Explain the process of
credit rating.
L
L
1 or 2 Learning assessment
questions
1. Full form of CAMEL
1. Explain any 2 advantages
of credit rating..
Students Remarks (Head academics to Tick
any one)
Understood But……
Understood and will be able to apply
Need more inputs/practice
Attendance Report
Lecture No.
Sch. date
Actual date
1
2
3
Sr Name of Student
1 Abhilash B.
2 Amar G.
3 Amit G.
4 Ankita L.
5 Ankita S.
6 Arti M.
7 Arti W.
8 Ashish K.
9 Ashwini B.
10 Ashwini D.
11 Ashwini N.
12 Bhushan K.
13 Deepika P.
14 Kajal T.
15 Kunal M.
16 Megha C.
17 Mohini B.
18 Mohini G.
19 Monali R.
20 Neha Dhawane
21 Neha R.
22 Nitika K.
23 Nishad R.
24 Nitesh G.
25 Pankaj K.
26 Payal R.
27 Praful P.
28 Pranali G.
29 Pranita W.
30 Pratik M.
31 Pravin Wadatka
32 Pravin Waghma
33 Priti D.
34 Priti K.
35 Priya B.
36 Priyanka K.
37 Priyanka T.
38 Punam B.
39 Rahul J.
40 Rajendra R.
41 Ratan G.
42 Sapna P.
43 Snehali K.
44 Sonali A.
45 Suraj B.
46 Surbhi A.
47 Vishwajeet P.
48 Kanchan M.
% Unit Attendance
% Course Coverage
Has Mentor Attended any lecture Y/N
Subject Head
4
5
Case
Date of Submission
6
Y/N
Head Academics
OUTCOME BASED UNIT WISE LECTURE PLAN EVEN SEMESTER 2015
Unit VI Contents:
Case Title / Numerical IDs
(Attach with this sheet)
No. of lectures required
Lecture wise pedagogy
Mutual Funds – Organization Structure, Classification of Funds –Types
of Funds – Equity Funds, Debt Funds, Liquid Funds, Balanced Funds,
Monthly Income Plans, ETFs, Commodity Funds, Fund of Funds, RealEstate Funds; Calculation of NAV; Systematic Investment Plans; Concept
of Cost Averaging and Value Averaging; AMFI; AGNI. Recent
developments in the Mutual Fund industry.
Lecture PPT, Strategic Financial Management, J. B. Gupta (Taxmann)
08
Lecture
No.
Lecture Objective(s)
(Key Concepts to be
learned by students)
Pedagogy/Process
Details
L/Case/Num/Stu.
Presentation /GD/
Activity etc
1
Mutual Funds –
Organization Structure,
Classification of Funds –
Types of Funds – Equity
Funds,
L
1. Explain the term equity fund
2
Debt Funds, Liquid
Funds, Balanced Funds,
Monthly Income Plans,
ETFs, Commodity Funds,
L
3
Fund of Funds, RealEstate Funds;
Calculation of NAV;
L
1. Explain the term liquid fund
2. Explain the term balanced
fund
3. Explain the term commodity
fund
1. Explain the term real estate
fund
Pg. 293-295 Strategic Financial
Management, J. B. Gupta (Taxmann)
1. Explain the term SIP
4, 5 & 6
7
8
N
Systematic Investment
Plans; Concept of Cost
Averaging and Value
Averaging;
AMFI; AGNI. Recent
developments in the
Mutual Fund industry.
Faculty Remarks to be put at the end of unit
Satisfied / Not Satisfied
Can improve on:
By (Action):
1 or 2 Learning assessment
questions
Whether the
lecture
objective
achieved? If
No – action
plan?
1. Explain the term AMFI
Students Remarks (Head academics to Tick
any one)
Understood But……
Understood and will be able to apply
Need more inputs/practice
Attendance Report
Lecture No.
Sch. date
Actual date
1
2
3
Sr Name of Student
1 Abhilash B.
2 Amar G.
3 Amit G.
4 Ankita L.
5 Ankita S.
6 Arti M.
7 Arti W.
8 Ashish K.
9 Ashwini B.
10 Ashwini D.
11 Ashwini N.
12 Bhushan K.
13 Deepika P.
14 Kajal T.
15 Kunal M.
16 Megha C.
17 Mohini B.
18 Mohini G.
19 Monali R.
20 Neha Dhawane
21 Neha R.
22 Nitika K.
23 Nishad R.
24 Nitesh G.
25 Pankaj K.
26 Payal R.
27 Praful P.
28 Pranali G.
29 Pranita W.
30 Pratik M.
31 Pravin Wadatka
32 Pravin Waghma
33 Priti D.
34 Priti K.
35 Priya B.
36 Priyanka K.
37 Priyanka T.
38 Punam B.
39 Rahul J.
40 Rajendra R.
41 Ratan G.
42 Sapna P.
43 Snehali K.
44 Sonali A.
45 Suraj B.
46 Surbhi A.
47 Vishwajeet P.
48 Kanchan M.
% Unit Attendance
% Course Coverage
Has Mentor Attended any lecture Y/N
Subject Head
4
5
Case
Date of Submission
6
Y/N
Head Academics