MANUAL 3 DECISION MAKING Introduction 1.0 The matter in the power of Chief Engineers and Secretary or any policy decision or financial matters related to to R&B Department comes to the Secretariat. Dealing of the matter begins on files from level of branch, headed by Section Officer. A diagram showing various level in file process in the Secretariat is as under : Secretary CE/AS/JS OSD/Dy. Sec./Under Sec. Branch CE: Chief Engineer AS: Additional Secretary Dy. Sec.: Deputy Secretary JS: Joint Secretary The matter is scrutinized at appropriate level and decisions are made as per power and competency and then communicated to respective offices / applicants. 2.0 Following manuals, hand books, volumes are referred/ followed/ used: a. Office Procedures Rules, 1989 by General Administrative Department. b. Subject distribution booklet of R&B Department. c. Gujarat Public Works Manual Volume – I. d. Gujarat Public Works Manual Volume – II. e. Compendium of Administrative, Finance & Statutory Powers of the Officers of B&C and Irrigation Department. f. Technical Circulars on Highways and Bridges (Included Circulars up to 1971). g. Technical Circulars on Highways & Bridges (Includes Circulars between 1971-1981). h. Technical Circulars on Highways & Bridges (Includes Circulars between 1981-1991). i. R&BD Circulars Part – I (1990-2002). j. R&BD Circulars Part – II (1990-2002). k. Unauthorised Occupancy of Premises rules 1972. l. Gujarat State Services (discipline & Appeal) Rules 1971 (Gujarati). m. Gujarat Financial Rules 1998. n. Compiled Rules for Gujarat State Circuit House, Rest House, Guest House/Pathik Ashram, Gujarat Bhavan. o. Rules for allotment of Government Residence & Non Residence Buildings, its rent, continuation of Govt. accommodation & vacating of the same (R&B Department). 3.0 p. Hand Book for Roads Vol- I. q. Hand Book for Roads Vol- II. r. Hand Book for Roads Vol- III. s. Specification for Roads, Bridges, Buildings. t. Budget Manual. Activity wise channel of submission is given as under: Sl. No. 1 Activity Concerned Branch Concerned OSD/DS/US Service Matter Class-I & above E US (S) DS (S) Class-II & Daily wages E2, E4,G, G2 US (A) DS (B) Concerned CE CE (R&B) & AS for some Special Secretary/Sec retary Principal Secretary Principal Secretary US (Est) DS (S) 2 Sl. No. 3 4 5 Establishment Matter Activity Inquiry Planning Budgeting and Auditing F1, F, E3 Concerned Branch E1, K1, K P B & A Cell items US (A) DS (I) - US (S) DS (S) - Principal Secretary Concerned OSD/DS/US Concerned CE Principal Secretary US DS DS US DS (A) (I) (S) (A) (I) Concerned CE’s for Technical Opinion US (B) DS (B) CE (R&B) & AS other CE’s as & when required Principal Secretary US (B) DS (B) CE (R&B) & AS other CE’s as & when required Principal Secretary Principal Secretary Principal Secretary 6 Coordination L US (B) DS (S) CE (R&B) & AS other CE’s as & when required 7 Mechanical & Electrical H OSD (M&E) CE (R&B) & AS Principal Secretary 8 Quality Control QC SE (QC) CE (QC) & AS Principal Secretary 9 Privatisation in Road Sector PVT US (PVT) CE (P&P) & AS Principal Secretary C, D US (SR) US (SR-1) US (SR-2) CE (R&B) & AS US (Bldg-I) US (Bldg-II) CE (R&B) & AS US (P) CE (P) & AS Principal Secretary US (NH) CE (NH) Principal Secretary 10 State Roads 11 State Buildings 12 Panchayat Roads 13 National N D1, D2 M Principal Secretary Principal Secretary Highways & AS 14 Special Projects (World Bank Aided) CE (P&P) & AS 15 Capital Project, Buildings of Ahmedabad City & Roads, Buildings under Gandhinagar 16 Accommodation in Gandhinagar City 17 Occupancies of Government Residential/ Non Residential Buildings Land in Gandhinagar Capital 4.0 C OSD (SP) Principal Secretary Principal Secretary C1 R US (HQ) CE (CP) & AS US (Acco) CE(CP)&AS CE(R&B) & AS N1 DS (Acco) CE(R&B) & AS R1 US (Acco) DS (Acco) CE(CP)&AS CE(R&B) & AS Principal Secretary Principal Secretary Principal Secretary The Roads & Buildings Department deals mainly with Construction & Maintenance of Roads, Bridges & Government Buildings. The delegation of powers i.e. Decision making level related to Technical matters is as below: GR: (I) PDW/102007/1(PART-I)/C, Dt.12/07/2011-Delegation of powers to technical officers(other than administrative approval) (II) PDW/102007/1(PART-I)/C, Dt.12/07/2011-Delegation of powers to technical officers(other than administrative approval) (III) Time limit – Cat/1560/1565/14/C (part file – 2001) dtd. 20-111975. Time limit – Cat/1560/1565/14/C (part file – 2001) dtd. 20-111982. Time limit – Cat/1560/1565/14/C (part file – 2001) dtd. 20-112001. (IV) Sl. No. 1 Excess/Extra Item TNC/1082/IB-521(17) C, Dtd. 10-03-1988. Particulars Administrative approval to the work Level Powers Secretary Rs. 100 lacs for Roads/Bridges & Building works Chief Engineer Rs. 100 lacs for Non Resi. Buildings, Roads & Bridges Superintending Engineer Rs. 20 lacs for Non Resi. Buildings, Roads & Bridges Rs. 15 lacs for Resi. Buildings 2 3 4 4 Technical Sanction Tenders approval i.e. excess over estimate tender Tender approval Extension of Time limit of Contract Chief Engineer Full Power Superintending Engineer Rs. 300 lacs for original works; Full Power for SR work Executive Engineer Rs. 12 lacs for original works; Rs. 1 lacs for SR work; Full Power for CR work Deputy Executive Engineer Rs. 1.5 lacs for original works; Rs. 1 lacs for CR work Chief Engineer Tendered amount upto Rs. 100 lacs 10% excess over estimated amount evaluated at current SOR or till revised AA is not required Superintending Engineer 15% excess over estimated amount put to tender or 7.5% excess over estimated amount evaluated at current SOR which ever is higher; (excess upto Rs. 25000 no % limit) Executive Engineer 10% excess over estimated amount or 5% excess over estimated amount evaluated at current SOR; (excess upto Rs. 5000 no % limit) Chief Engineer Up to Rs. 200.00 Lacs Superintending Engineer Up to Rs. 100.00 Lacs Executive Engineer Up to Rs. 25.00 Lacs Secretary All cases where provision of price escalation in tenders is provided Sl. No. 5 6 Chief Engineer Full powers but cases without the provision of price escalation in tender Superintending Engineer Full power (upto estimated cost Rs. 5 lacs); 50% of original time limit (upto estimated cost Rs. 5 lacs to 30 lacs) Executive Engineer 50% of original time limit (upto estimated cost Rs. 5 lacs) Particulars Excess quantity Level in Extra item in contract Chief Engineer Superintending Engineer Powers Full Power till revised AA is not required B2 Tender B1 Tender Either B1 to B2 Reasonable If rates unusually higher Up to 7.50% of accepted tender till revised AA is not required. Rs. 50000 or up to 30% of tender quantity whichever is less Up to 7.50% of accepted tender till revised AA is not required. Full powers upto Rs. 50000 irrespective of percentage Executive Engineer Up to 5.00% of accepted tender till revised AA is not required. Rs. 10000 or up to 15% of tender quantity whichever is less Up to 5.00% of accepted tender till revised AA is not required. Full powers upto Rs. 25000 irrespective of percentage Chief Engineer Full powers till revised AA is not required Superintending Engineer Upto Rs. 50000 per item subject to 7.50 % amount of accepted tender Executive Engineer Upto Rs. 15000 per item subject to 5.00 % amount of accepted tender Note: The above powers are subject to certain conditions which are detailed in respective GR’s. 5.0 File Movements Administrative purpose The levels through which the decision process moves for the administrative purpose is shown underneath: Deputy Section Officer Section Officer Under Secretary Deputy Secretary Chief Engineer Secretary Sometimes in order to shorten the process of decision making, for certain cases, there is standard process of level jumping. Promotions/Transfer The matters related to the promotions/transfer is handled by the GAD, finance Department. The decision related to promotions /transfer for the Class I officers are taken up by the Chief ministers, and for the Class II by Ministers respectively. Technical purpose The various levels through which the decision process moves for the Technical purpose is shown below: Deputy Section Officer Section Officer Deputy Engineer Under Secretary/OSD Technical Chief Engineer Secretary For certain cases, there is standard process of level jumping. Financial Matters Tenders The matters related to the tenders more than Rs one crore is approved after concurrence of by Finance Department. The matters related to the tenders more than Rs one crore and less than five crores is approved by Secretary (Expenditure) Finance Department, while tenders more than Rs five crores us approved by Finance Secretary Expenditure, followed by Principal Finance Secretary.