The ABC Company 401(k) Plan
Summary of Funds and Fee Impact
Following is a summary of the funds in our sample fund menu and comparative analysis,
including whether each fund covers our platform charge. Note: for funds listed as “not
trading now”, we generally need four to six weeks’ advance notice to communicate with
the fund family and ensure we can get contracts and trading agreements in place.
Funds shaded in blue are offered in your current lineup. As you select your potential new
fund menu, please remember that our system supports a maximum of 24 funds – with
loans counting as one investment option. Also, because you may want to make future
fund additions or changes, you may want to keep the final number to 22 funds or fewer.
Fund Name
American Funds Amcap R4
T. Rowe Price Blue Chip Growth Adv
Fidelity Contrafund
Fidelity Large Cap Stock
AIM Constellation A
Smith Barney Aggressive Growth A
Legg Mason Growth Tr Prim
American Funds Growth Fund of America R4
T. Rowe Price Growth Stock Adv
Federated Mid-Cap Growth Strategies A
Scudder Mid-Cap Growth A
Putnam Vista A
Franklin Small / Midcap Growth A
Fidelity Mid-Cap Stock
Janus Enterprise
AIM Small Cap Growth A
Columbia Acorn A
Managers Special Equity M
T. Rowe Price Equity Inc Adv
MFS Strategic Value R4
American Funds Washington Mutual R4
MFS Value A
Royce Opportunity Inv
Davis NY Venture A
Vanguard 500 Index
Fidelity Advisor Div Growth A
Domini Social Equity
Federated Mid-Cap Index
Neuberger Berman Genesis Inv
Mutual Beacon A
Weitz Partners Value
Franklin Balance Sheet Inv A
T. Rowe Price Science & Technology
Mutual Discovery A
Templeton World A
Oppenheimer Global A
Est. current position
(9/30/05)
$121,000
$236,000
$114,000
$56,000
$220,000
$149,500
$42,000
Impact on platform charge
Covers full cost
Covers full cost
Add 35 bps
Add 35 bps
Covers full cost
Covers full cost, not trading now
Covers full cost
Covers full cost
Covers full cost
Covers full cost
Add 10 bps
Add 10 bps
Covers full cost
Add 35 bps
Add 35 bps
Covers full cost
Covers full cost
Add 10 bps
Covers full cost
Covers full cost
Covers full cost
Add 10 bps
Covers full cost
Covers full cost
Add 35 bps
Add 10 bps
Add 35 bps, not trading now
Covers full cost
Add 35 bps, closed to new plans
Covers full cost
Add 35 bps, trading WVALX now
Covers full cost
Add 35 bps
Covers full cost; not trading now
Covers full cost
Covers full cost
Fidelity Advisor Diversified Int’l A
American Funds Europacific R4
Scudder Int’l Select Equity A
Vanguard International Growth
Templeton Foreign A
Harbor International Inst
Oppenheimer Developed Markets A
American Funds American Balanced R4
MFS Total Return A
Vanguard Wellington
Salomon Bros High Yield A
PIMCO High Yield A
T. Rowe Price Spectrum Inc
Federated Total Return Gov’t Bond SS
PIMCO Total Return A
Dodge & Cox Income
Federated US Gov’t 2-5 SS
Federated Capital Preservation Fund
Suggested Additions
T. Rowe Price 2010, 2020, 2030 and 2040 R
(targeted maturity funds)
$44,000
$166,000
$247,000
$448,200
Add 10 bps, closed to new plans
Covers full cost
Add 10 bps; not trading now
Add 35 bps
Covers full cost
Add 35 bps
Covers full cost
Covers full cost
Add 10 bps
Add 35 bps
Add 10 bps; not trading now
Covers full cost
Add 35 bps; not trading now
Covers full cost
Covers full cost
Add 30 bp
Covers full cost
Covers full cost
Covers full cost