1 UNIVERSITY OF MARYLAND COLLEGE OF INFORMATION STUDIES LBSC 684 SECTION 0101 ARRANGEMENT AND DESCRIPTION FOR ARCHIVES Course Syllabus Spring 2013 Kenneth Heger, Ph.D. Class Time: Wednesdays 2:00 – 4:45 Classroom: Hornbake 0109 Email: kheger@umd.edu Please put LBSC 684 in the subject line of course-related e-mail messages I will respond to student e-mails as soon as I can. Office Hours: By Appointment Course Overview and Objectives This course provides an introduction to the arrangement and description of archival materials. Its objectives are: To familiarize students with collections of archival documents and their interrelationships To examine the principles underlying the arrangement of archival documents To develop the intellectual framework for the systematic identification and critical evaluation of an archival fond and its parts To understand the principles and methods for describing archival materials according to standards adopted by the archival community To understand the importance of empirical research in identifying user needs and evaluating the extent to which archival description meets those needs Readings Required readings are assigned for each week; their location (e.g. SAA Website) is indicated in the syllabus. Access to course documents is through your ELMS account. Additional readings and other materials may be distributed during the semester. Students are expected to read the assigned readings and participate in class discussions. There are no required textbooks for the course; however, it is recommended that you have a copy of Describing Archives: A Content Standard (Chicago: SAA, 2007), the standard archival LBSC 684, SECTION 0101 SPRING 2012 2 description in the U.S. You can purchase this book directly from SAA (www.archivist.org) or from the University bookstore. The following book may also be useful and is available on-line: Pearce-Moses, Richard. A Glossary of Archival and Records Technology. Chicago, SAA, 2005. (http://www.archivists.org/glossary/index.asp) Course Requirements Reflections 1-3 Document Description Exercises 1-3 Arrangement Exercise Evaluation of On-Line Descriptions 15% 15% 35% 35% Due February 13, 20 & 27 Due March 1 & 27, April 24 Due March 13 Due April 17 1. Reading Reflections (15% -- Each worth 5%) Each student must submit three short papers (reflections), 1-2 pages double spaced on the required readings marked with a double asterisk (**). For the designated weeks, you must provide a reflection on at least one of the readings, but you may also write about more than one reading or about all of them. The purpose of the assignment is to demonstrate your critical thinking skills as you explore the issues raised in the reading(s); merely summarizing the readings is not sufficient. For example, you might consider the following questions: What special thoughts or insights does this reading give you? What is the one concept or theory that you agree with or disagree with? Has anything changed since the article was written? How would you apply a concept discussed in the readings in an institution? Do you have experience with archival arrangement that supports or contradicts a point in the reading? You are to submit all reflections at the beginning of the class at which the topic will be discussed. No papers will be accepted for credit once a topic has been discussed in class. Only in exceptional circumstances, communicated to the instructor in advance, will electronic submissions be permitted. 2. Document Description Exercises (15% --Each worth 5%) In each of these exercises you will apply basic concepts of arrangement and/or description that you learn in class. The exercises will be in ascending order of complexity. In each exercise you will be working with digitized records available through the National Archives and Records Administration’s (NARA) Archival Research Catalogue (ARC). You can access ARC through NARA’s website through the “Research Our Records” link on the home page at www.archives.gov. Click on the ARC link and type the ARC ID number in the search box. You can access the digital copies by selecting the person’s name and the clicking on the “digital copies” tab, or by clicking on the icon to the left of the person’s name [if you hover your cursor over the icon it will read “digital copies available.”] LBSC 684, SECTION 0101 SPRING 2012 3 Exercise No. 1 – Access ARC ID Numbers 1086610 and 1086611. Provide a complete series title for both sets of records. The title should include the series name (e.g. Records relating to Jane Smith’s Employment), the date span of the documents, and the volume, in this case the number of documents. This assignment should be a single page. Exercise No. 2 – Access ARC ID Number 1097553, and ARC ID Number 1097537. Provide a complete series title for both series that includes the elements from Exercise No. 1, above. Write an arrangement statement, i.e. how are the files for each series arranged. Finally, list what user groups would be interested in these records and why. This assignment should be no longer than two pages. Exercise No. 3 – Access ARC ID Number 109800. Provide a complete series title for the records. Write an arrangement statement, i.e. how are the records arranged. Write a description of the records, including characterizing the kinds of documents included in the files, the document formats, and the major subjects about which the documents pertain. This assignment should be no longer than two pages. 3. Arrangement Exercise (35%) Note: For the purpose of this exercise assume that all of your personal records are of enduring value; this is not an appraisal exercise. Apply the principles of archival arrangement to your own personal records (both electronic and hard copy) to the series level and report as follows: a) A brief description of each series including a title, dates, approximate extent, and scope and content for each series. b) A report of 3-5 pages on how you determined the scope of your records, how you determined the series, any difficulties or problems you encountered, and your thoughts on the process of arrangement. 4. Evaluation/Comparison of On-Line Descriptions (35%) Note: This assignment can be done individually or in pairs. Your archives is planning to put its archival description on-line and has asked you to look at other institutions’ websites to see how they have done it. Pairs: Select two of the four websites below, analyze the outline descriptions of their archival holdings and related information from the perspective of an archivist and compare the two websites. Individuals: Select one of the four websites below, analyze the outline description of its archival holdings and related information from the perspective of an archivist. LBSC 684, SECTION 0101 SPRING 2012 4 Consult additional literature as required, but don’t contact the institution(s). Your report should address at least the following issues: Structure and components of the on-line descriptive systems, i.e. how do you navigate the site? Ways in which the descriptions can be searched (and ways in which they can’t) Assistance for users in searching archival material and understanding the descriptions they encounter What descriptions standards, if any, are used and what types of standards are they (e.g. structure, content, value)? Levels of description represented, and how the relationships among levels are represented Data elements used for each level of description Presence (if any) and location of contextual information about the creator Any difficulties you encountered in finding any of this information University of North Carolina at Chapel Hill, Manuscripts Division (http://www/lib.und.edu/mss/) Minnesota Historical Society Manuscripts Collection (http://www.mnhs.org/collections/about.htm) University of Michigan Bentley Historical Library (http:/www.bentley.umich.edu/) National Archives and Records Administration (www.archives.gov) Further advice: Limit your examination to on-line descriptive systems; do not include on-line exhibits, links to actual documents, or (in Bentley’s case) the Image Bank Organize your report in a logical manner, using headings to be sure that you have addressed all the issues. Since it is unlikely that you will look at every description on the sites, explain how you selected the samples you looked at, and how you systematically examined the sample. Where necessary, cite the particular access tools and/or finding aids you looked at as evidence to support the statements you are making in the report. Requirements of Written Work Quality of Writing Excellent written communication skills are essential to the provision of information in professional contexts. Written work will be graded on the quality of writing as well as on its content and evidence of critical analysis. The mark for work that is not well written, clearly organized, and grammatically correct will be reduced accordingly. LBSC 684, SECTION 0101 SPRING 2012 5 Formatting Double space, in Times New Roman 12 point type, with 1 inch margins all around Include a list of sources consulted Cite sources in conformity with the most recent edition of Turabian, using either notsbibliography style or in-text citations-references list style. See examples at www.press.uchicago.edu/book/turabian-citationguide.html. Number the pages and staple them together. Please do not submit your assignments in a binder or folder. Limit headers and footers to page numbers only. Please do not include headers or footers to include your name or the title of the assignment. Grade A point-based letter grade will be assigned for each assignment. The course will be graded in accordance with University and i-school guidelines: A=Excellent (90-100); B=Satisfactory (8089); C=Barely Adequate (70-79); D/F=Failure (<70). Classroom Environment The classroom environment should be professional and respectful. Students are to arrive punctually; please do not leave early. If you know in advance you must leave early please let the instructor know before class begins. Please turn off or mute all phones and other communication devices during each class session. If you use your laptop in the classroom, limit the usage of the computer to course-related reasons, such as taking notes. Please refrain from eating during class. Academic Integrity The University of Maryland, College Park has a nationally recognized Code of Academic Integrity, administered by the Student Honor Council. The Code sets standards for academic integrity at Maryland for all students. For more information on the Code, see www.shc.umd.edu. Plagiarism is of particular concern in a networked digital environment. Be certain to cite your sources and use quotation marks where appropriate. Extensions Extensions beyond an assignment’s due date will only be granted if the instructor is satisfied that you have a legitimate reason for being late. Late submissions of written assignments will carry a penalty, unless prior arrangements have been made with the instructor. Unexcused delays in submission of an assignment will result in a reduction of the grade by one category for each day the paper is late; for example, a paper that would have received a B+ if submitted on time will receive a B if submitted a day late. Students with Disabilities Students with disabilities who require academic accommodation must inform the instructor of their needs and provide written documentation about the appropriate academic accommodation from Disability Support Services (www.counseling.umd.edu/DSS) at the beginning of the semester. LBSC 684, SECTION 0101 SPRING 2012 6 WEEKLY TOPICS Week 1 – January 23. Introduction to Course Week 2 – January 30. Arrangement and Description in Context Readings: Craig, Barbara. “Parameters with Fences? Or Thresholds with Doors? Two Views of a Border.” American Archivist 66:1 (Spring/Summer 2003): 96-101. (SAA Website) Deodato, Joseph. “Becoming Responsible Mediators: The Application of Postmodern Perspectives to Archival Arrangement and Description.” Progressive Librarian 27 (Summer 2006): 52-63. (on-line through UMD libraries Research Port) Schaffner, Jennifer. The Metadata Is the Interface: Better Description for Better Discovery of Archives and Special Collections. Dublin, OH: OCLC Research, 2009 (www.oclc.org/research/publications/library/2009/2009-06.pdf) Yakel, Elizabeth. “Listening to Users.” Archival Issues 26:2 (2002): 111-127. (on-line through UMD libraries Research Port) Week 3 – February 6. Archival Arrangement. Readings: Abraham, Terry. “Oliver W. Holmes Revisited: Levels of Arrangement and Description in Practice.” American Archivist 54 (Summer 1991) 370-377. (SAA Website) Meehan, Jennifer. “Making the Leap from Parts to Whole: Evidence and Inference in Archival Arrangement and Description,” American Archivist 72:1 (Spring/Summer 2009) 72-90 (SAA Website) Sweeney, Shelly. “The Ambiguous Origins of the Archival Principle of ‘Provenance.’” Libraries and the Cultural Record 43:2 (May 2008): 193-213 (on-line through UMD libraries Research Port) Week 4 – February 13. Issues in Archival Arrangement. Reflection 1 Due. Readings: ** Cook, Terry. “The Concept of the Archival Fonds in the Post-Custodial Era: Theory, Problems, and Solutions.” Archivaria 35 (Spring 1993): 24-37. (on-line e-Archivaria site) LBSC 684, SECTION 0101 SPRING 2012 7 ** Currall, James; Michael Moss; and Susan Stuart. “What is a Collection?” Archivaria 58 (Fall 2004): 131-146. (on-line e-Archivaria site) ** Krawczyk, Bob. “Cross-Reference Heaven: The Abandonment of Fonds as the Primary Level of Arrangement for Ontario Government Records.” Archivaria 48 (Fall 1999): 131-149. (on-line e-Archivaria site) Week 5 – February 20. Issues in Archival Arrangement. Reflection 2 Due. Readings: ** Dryden, Jean E. “The Mackenzie King Papers: An Archival Odyssey.” Archivaria 6 (1978): 40-69. (on-line e-Archivaria site) Eastwood, Terry. “Putting the Parts of the Whole Together: Systematic Arrangement of Archives,” Archivaria 50 (Fall 2000): 93-116. (on-line e-Archivaria site) ** Fisher, Robert. “In Search of a Theory of Private Archives: The Foundational Writings of Jenkinson and Schellenberg Revisited.” Archivaria 67 (Spring 2009): 1-24. (PDF File as a course document) ** MacNeil, Heather. “Archivalterity: Rethinking Original Order.” Archivaria 66 (Fall 2008)L 1-24. (DPF File as a course document) Week 6 – February 27. Studying the Users of Archives. Reflection 3 Due Readings: **Lack, Rosalie. “The Importance of User-Centered Design: Findings and Methods,” Journal of Archival Organization 4:1&2 (2006): 69-86. (SAA website) Profitt, Merilee. “The How and Why of User Studies: RLG’s RedLightGreen as a Case Study,” Journal of Archival Organization 4:1&2 (2006): 87-110. (on-line through UMD libraries Research Port) Schaffner, Jennifer. The Metadata Is the Interface: Better Description for Better Discovery of Archives and Special Collections. Dublin, OH: OCLC Research, 2009. www.oclc.org/research/publications/library/2009/2009-06.html. **Yakel, Elizabeth, and Torres, Deborah, “AI: Artificial Intelligence and User Experience,” American Archivst 66:1 (2003): 51-78. (SAA website) Week 7 – March 6. Archival Description. Document Description Exercise 1 Due. Readings: Yakel, Elizabeth. “Archival Representation,” Archival Science 3:1 (2003): 1-25 )on-line through UMD libraries Research Port). LBSC 684, SECTION 0101 SPRING 2012 8 MacNeil, Heather. “The Context is All: Describing Fonds and Its Parts in Accordance with the ‘Rules for Archival Description,’” In The Archival Fonds: From Theory to Practice, ed. Terry Eastwood. Ottawa: Bureau of Canadian Archivists, 1992. 198-225. (e-reserves) Edgecombe, Jennifer. “Finding Aids.” In Keeping Archives, 2nd Edition, ed. Judith Ellis. Port Melbourne: Australia: Thorpe in Association with the Australian Society of Archivists, 1993, 248-272. (e-reserves) Week 8 – March 13. Date Archival Description and Standards for Archival Descriptions. DACS. Arrangement Exercise Due. Readings: Describing Archives: A Content Standard. Chicago: SAA, 2007. Preface and Chapter 1. (PDF File as a course document) Dryden, Jean. “Cooking the Perfect Custard.” Archival Science 3:1 (2003): 27-42 (on-line through UMD libraries Research Port) Duff, Wendy M. and Haworth, Kent M. “Advancing Archival Description: A Model for Rationalising North American Descriptive Standards.” Archives and Manuscripts 25 (November 1997): 194-217. (PDF File as a course document) SPRING BREAK – MARCH 17 – MARCH 24 Week 9 – March 27. Archival Description – Encoded Archival Description (EAD) Document Description Exercise 2 Due. Readings: Czeck, Rita L.H. “Archival MARC Records and Finding Aids in the Context of the EndUser Subject Access to Archival Collections.” American Archivist 61:2 (Fall 1998): 426440. (SAA website) Encoded Archival Description Tag Library, v. 2002. Chicago: SAA. www.loc.gov/ead/tglib/index.html. Read: Preface, Tag Library Conventions, EAD Attributes: Introduction. Pitti, Daniel. “Encoded Archival Description: The Development of an Encoded Standard for Archival Finding Aids.” American Archivist 60:3 (Summer 1997): 268-283. (SAA website) EAD Help Pages: www.archivists.org/saagroups/ead/ (especially the section on EAD implementors (www.archivists.org/saagroups/ead/implementors.htlm) to see what different people are doing LBSC 684, SECTION 0101 SPRING 2012 9 Week 10 – April 3. Using Records-Creator Provided Materials to Arrange and Describe Records. In-Class Exercise and Discussion. Instructor will provide material at the beginning of the class. Week 11 – April 10. Access Points and Authority Files – Guest Lecturer Jerry Simmons, Authority Files Expert, National Archives and Records Administration Readings: Evans, Max J. “Authority Control: An Alternative to the Record Group Concept,” American Archivist 49 (Summer 1986): 249-261. (SAA website) Light, Michelle. “Moving Beyond the Name: Defining Corporate Entities to Support Provenance-Based Access,” Journal of Archival Organization 5:1&2 (2007): 49-74. (online through UMD libraries Research Port) Reid, Lydia J., and Simmons, Jerry. “Authority Control in the National Archives and Records Administration,” Journal of Archival Organization 5:1&2 (2007): 95-120. (online through UMD libraries Research Port) Szary, Richard V. “Encoded Archival Context (EAC) and Archival Description: Rationale and Background,” Journal of Archival Organization 3:2&3 (2005): 217-227. (on-line through UMD libraries Research Port) Week 12 – April 17. Issues in Archival Description. Evaluation/Comparison of On-Line Descriptions Assignment Due. Guest Lecturer, Robert Spangler, Director Archival Electronic Records Operations (AERO), National Archives and Records Administration Archival Description and Metadata Reading: Gilliland, Anne J. “Setting in the Stage,” in Introduction to Metadata, 2nd Edition. Ed. Murtha Baca, www.getty.edu/research/conducting_research/standards/intrometadata/pdf.html. Describing Electronic Records Reading: Stollar, Catherine, and Kiehne, Thomas, “Guarding the Guards: Archiving the Electronic Recods of Hypertext Author Michael Joyce,” in New Skills for a Digital Era, eds. Richard Pearce-Moses and Susan E. Davis, 2007. http://rpm.lib.az.us/NewSkills/Processing_Prepring.pdf. LBSC 684, SECTION 0101 SPRING 2012 10 Week 13 – April 24. Issues in Archival Description. Guest Lecturer Rebecca Warlow, Office of Innovation Services, National Archives and Records Administration. Document Description Exercise 3 Due. Readings: Green, Mark and Meissner, Dennis. “More Product, Less Process: Revamping Traditional Archival Processing,” American Archivist 68:2 (Fall/Winter 2005): 208-263. (SAA website) “The Rise of Crowdsourcing” www.wired.com/wired/archives Jeff Howe “Crowdsourcing: Why the Power of the Crowd is Driving the Future of Business” www.crowdsourcing.com Week 14 – May 1. Emerging Issues Readings: Dryden, Jean. “Standardizing Archival Arrangement? Are You Serious?” Journal of Archival Organization 3:1 (2005): 81-85. (on-line through UMD libraries Research Port) Samoulian, Mary. “Embracing Web 2.0: Archives and the Newest Generation of Web Applications.” American Archivist 72:1 (Spring/Summer 2009): 42-71. (SAA Website) Anderson, Ian. “Necessary but Not Sufficient.” D-Lib Magazine 14:1&2 (Jan/Feb 2008). (www.dlib.org/) Week 15 – May 8. Keep this day open in case we need to reschedule a lecture due to bad weather, illness or some other reason. LBSC 684, SECTION 0101 SPRING 2012