James Wade School of Business Rutgers University 316 MEC, 353-1066 jwade@rbsmail.rutgers.edu Note: This syllabus is subject to change. 620:558:01, PhD Seminar, Fall 2005 SEMINAR in Strategic Management Tuesdays 10 am –12:50 pm, ENG 213 Reader: Resources for research Success is available at Affordable Copies Center 49 Halsey street Between New and Bleeker COURSE DESCRIPTION This PhD seminar has two objectives: (1) survey the major theoretical perspectives and issues studied in strategic management (or strategy) research, and (2) provide an interdisciplinary perspective on contemporary issues in strategic management. NB: This is not an applied strategic management course but instead surveys the relevant theoretical and empirical strategic management literature with the aim of preparing you to publish in top academic management journals such as Administrative Science Quarterly, Academy of Management Journal and Academy of Management Review, and Strategic Management Journal. Broadly speaking, research in strategy focuses (primarily) on the conduct and performance of firms. An illustrative list of the issues addressed in strategy research includes identifying the profit potential of industries, exploring relationships between firm scale, scope and performance, linking industry evolution and firm performance, and understanding the managerial and organizational determinants of firm, and business-level outcomes. The course draws upon theoretical perspectives from economics, sociology, psychology, finance, and organization theory to supplement more traditional strategy approaches towards understanding firm performance and related issues. Many of the issues examined, for instance vertical integration, firm diversification, industry structure, organizational and interorganizational networks, are also common themes in other disciplines such as industrial organization economics, accounting, finance, marketing, and organizational and economic sociology. Accordingly, this course may be useful to PhD students with research interests in these areas. While sessions may differ somewhat in their execution, each session will generally follow the organization of an empirical journal article -- theory, methods, results, and discussion. You will start the session by noting the theoretical questions that are raised and the theories that are brought to bear on them. Next, the methods of testing and the findings from the studies will be summarized such that you will be able to state "what you have learned from this body of research." Finally, we will conclude each session by outlining new research questions that are raised by the research -- you will be able to define extensions of the research, unanswered questions, and avenues for future research. An important part of this course will be your socialization into the journal review process. Strategic management is consummately concerned with performance, and "publish or perish" is a very relevant performance criteria for aspiring academics. Therefore, about two-thirds of the way through the semester, your research paper for this class will be submitted to the Journal of Interdisciplinary Strategic Management Research for double-blind peer review. Coincidently, you are also a reviewer for this same hallowed journal. Course Requirements: Class Preparation and Participation (40% of grade) - Each participant is required to come prepared to class. Since class discussion is an integral part of the course, absences and lack of preparedness are unacceptable. Preparation will always involve reading the weekly assignments. In addition, each article will be assigned to a discussion leader, who will prepare a short (preferably a single page) written synopsis / critique of the article. While I will provide sometime provide some lecture materials during class, most of the course will involve engaging in discussions about seminar topics. The assigned readings for the last sessions will be determined and presented by the students. You are responsible for downloading the reading assignments from our web-library resources and I will post inaccessible articles to our class web site or pass copies out in class the week before for students to copy. Beyond these readings, you will need to purchase and read one book which should be part of your strategy library anyway (for session #8): Weick, K. 1995. Sensemaking in organizations. Sage. ISBN 0-8039-7177-X Paperback. You can purchase it on your own or several copies will be available at New Jersey Books. Individual Term Paper (50% of grade) - Participants will also write a research paper that relates a topic(s) covered in class to their own research interests. The final product will include an extensive literature review of your research topic, develop logical and intriquing hypotheses, and suggest directions for future research. The term paper should follow the following logical steps: (1) define a research question, (2) review and critique the extant literature, (3) develop a few testable hypotheses, (4) propose a data source and methods for testing the proposed hypotheses, and (5) discuss the implications and extensions of your research. Each paper should be written in the form of the front end or an empirical journal article (like SMJ, AMJ, AMR, or ASQ), and will undergo a “journal review process.” Papers spanning strategy and other disciplines such as accounting, finance, marketing, organization theory, economics, sociology, or other disciplines are also acceptable -- subject to a prior approval of the subject matter by the instructor. In our last session participants will present their research paper to others in the class. The presentation will follow the format of an Academy of Management presentation and will be about 15-20 minutes in length. Your final grade will reflect your presentation, revised paper (in response to reviewers), and your written responses to the reviewers of the Journal of Interdisciplinary Strategic Management Research. Review (10% of grade): As a member of the review board for the Journal of Interdisciplinary Strategic Management Research, you are responsible for providing a quality review of two journal articles submitted to the blind review process. Keep your reviews to two, single-spaced pages and your responses to six single-spaced pages. 2 NOTE: You are responsible, collectively, for obtaining the readings for this class. I suggest you split up the task among the members of the class and attempt to compile reading packets two weeks prior to each session. As confirmation of this effort, please place a copy of the week’s reading packet in my 3rd floor box one week prior to our next class (no need to include the web-based readings for which I have supplied the link). This group effort will also allow me to track down articles that apparently are not retreiveable online. 3 COURSE CALENDAR SESSION 1 – 9/6 2 – 9/13 3 – 9/20 4 – 9/27 5 – 10/4 6 – 10/11 7 – 10/18 8 – 10/25 9 – 11/1 10 – 11/8 DUE 11– 11/15 Your JISM submission* 12 – 11/29 13 – 12/6 CONTENT Opening comments Introduction and overview – What is strategy I/O Economics View of Strategy Conceptualizing and Operationalizing Strategy The Resource Based View of Strategy Schumpeterian/Dynamic View of Strategy Learning and Knowledge-Based View of Strategy Sociocognitive View of Strategy Ecological Perspectives on Strategy Corporate Level Strategy: Product-Market Diversification and International Strategy Top Executives and the Upper-Echelons Perspective Corporate Governance and Agency Theory Strategic Process: Goals and Decision Making Your reviews* 14 – 12/13 12/16 (or earlier if you prefer) Student Presentations and Closing Discussion Your final paper and reviewer responses* *Incompletes will not be accepted and will negatively affect your grade. 4 READING LIST 1. Syllabus & Skim Research Tool-kit Binder 2. Introduction and Overview – What is Strategy Evered, R., 1980. “Review of Schendel and Hofer.” Administrative Science Quarterly, 536-543. Barney, Jay B. 1986. Types of Competition and the Theory of Strategy: Toward an Integrative Framework. Academy of Management Review. 11(4): 791-800. Montgomery, Cynthia A., Wernerfelt, Birger, & Balakrishnan, Srinivasan. 1989. Strategy Content and the Research Process: A Critique and Commentary. Strategic Management Journal. 10(2): 189-197. Seth, Anju & Zinkhan, George. 1991. Strategy and the Research Process: A Comment. Strategic Management Journal. 12(1): 75-82. Montgomery, Cynthia A., Wernerfelt, Birger, & Balakrishnan, Srinivasan. 1991. Strategy and the Research Process: A Reply. Strategic Management Journal. 12(1): 83-86. Bettis, Richard A. 1991. “Strategic Management and the Straightjacket: An editorial essay” Organization Science. 2:315-319. Rumelt, Richard P., Schendel, Dan, & Teece, David J. 1991. Strategic Management and Economics. Strategic Management Journal. 12 (Winter Special Issue): 5-29. Carroll, Glenn R. “1993. A Sociological Perspective on Why Firm’s Differ” Strategic Management Journal, 4:237-249. Barnett William P. and Burgelman Robert A. 1996. “Evolutionary Perspectives on Strategy,” Strategic Management Journal, 17: 5-19. Hoskisson, R., Hitt, M., Wan, W., & Yiu, D., 1999. “Theory and research in strategic management: Swings of a pendulum.” Journal of Management, 417-456. Hambrick, D.C. & Fredrickson. 2001. Are you sure you have a strategy? Academy of Management Executive, 15: 4: 48-59. Hambrick, D.C., 2004. “The disintegration of strategic management: It’s time to consolidate our gains.” Strategic Organization Hitt, M., B. Boyd, & D. Li. In Press. The state of strategic management research and a vision of the future. Forthcoming in D. Ketchen and D. Bergh (2004) Research Methodology in Strategy and Management, Volume 1. Holland: Elsevier Press. 5 3. Industrial/Organization and Information Economics View of Strategy Mahoney, J. 2004. Economic Foundations of Strategy. Sage Publications. 330 Pages (large font ) Stigler, George J. 1964. A Theory of Oligopoly. Journal of Political Economy. 72(1): 44-61. Demsetz, Harold. 1973. Industry Structure, Market Rivalry, and Public Policy. Journal of Law and Economics. 16(1): 1-9. Schmalensee, Richard. 1985. Do Markets Differ Much? American Economic Review. 75(3): 341351. Wernerfelt, Birger & Montgomery, Cynthia A. 1986. What is an Attractive Industry? Management Science. 32(10): 1223-1230. Rumelt, Richard P. 1991. How Much Does Industry Matter? Strategic Management Journal. 12: 167-185. Zajac, Edward J. 1992. Relating Economic and Behavioral Perspectives in Strategy Research. In Paul Shirvastava, Anne Huff & Jane Dutton (Eds.), Advances in Strategic Management, vol. 8: 69-96. Greenwich, CT: JAI Press. 4. Conceptualizing and Operationalizing Strategy Mintzberg, H., 1978. “Patterns in strategy formation.” Management Science, 934-948. Snow, C.C. and Hambrick, D.C., 1980. “Measuring organizational strategies: Some theoretical and methodological problems.” Academy of Management Review, 527-538. Inkpen, A. and Choudhury, N., 1995. “The seeking of strategy where it is not: Towards a theory of strategy absence.” Strategic Management Journal, 313-323. Porter, M.E., 1996. “What is strategy?” Harvard Business Review, 61-79. Siggelkow, N., 2002. “Evolution toward fit.” Administrative Science Quarterly, 125-159. Boyd, B.K., Gove, S., & Hitt, M.A. (in press a). Construct measurement in strategic management research: Reality or illusion? Strategic Management Journal, forthcoming. Boyd, B.K., Gove, S., & Hitt, M.A. (in press b) Consequences of measurement problems in strategic management research: The case of Amihud and Lev. Strategic Management Journal, forthcoming. 5. The Resource-Based View of Strategy Wernerfelt, B., 1984. “A resource-based view of the firm.” Strategic Management Journal, 171180. 6 Dierickx, I. & Cool, K. 1989a. Asset Stock Accumulation and Sustainability of Competitive Advantage. Management Science. 35(12): 1504-1511. Barney, Jay B. 1989. Asset Stocks and Sustained Competitive Advantage: A Comment. Management Science. 35(12): 1511-1513 (with Dierickx & Cool, 1989a). Dierickx, I. & Cool, K. 1989b. Asset Stock Accumulation and Sustainability of Competitive Advantage: Reply. Management Science. 35(12): 1514 (with Dierickx & Cool, 1989a). Barney, J., 1991. “Firm resources and sustained competitive advantage.” Journal of Management, 99-120. Peteraf, M.A., 1993. “The cornerstones of competitive advantage: A resource-based view.” Strategic Management Journal, 179-192. Henderson, R. & Cockburn, I., 1994. “Measuring competence? Exploring firm effects in pharmaceutical research.” Strategic Management Journal, 63-84. Priem, R. & Butler, J., 2001. “Is the resource-based view a useful perspective for strategic management research?” Academy of Management Review, 22-40. Adner, R. & Helfat, C.R., 2003. “Corporate effects and dynamic managerial capabilities.” Strategic Management Journal, 1011-1025. 6. Schumpeterian/Dynamic View of Strategy MacMillan, I.C., McCaffrey, M.L. & Van Wijk, G., 1985. “Competitors’ responses to easily imitated new products – Exploring commercial banking product introductions.” Strategic Management Journal, 75-86. D’Aveni, R., 1990. Introduction: Hypercompetition. (1-36). Free Press. Jacobson, R., 1992. “The ‘Austrian’ school of strategy.” Academy of Management Review, 782807. Caves, R.E. & Ghemawat, P., 1992. “Identifying mobility barriers.” Strategic Management Journal, 1-12. Chen, M-J, Smith, K.F., & Grimm, C.M., 1992. “Action characteristics as predictors of competitive responses.” Management Science, 439-455. Ferrier, W.J., Smith, K.G., & Grimm, C.M., 1999. “The role of competitive action in market share erosion and industry dethronement: A study of industry leaders and challengers.” Academy of Management Journal, 372-388. Eisenhardt, Kathleen M. & Martin, J. A. (2000). Dynamic capabilities: What are they? The Strategic Management Journal. 21(10-11): 1105-1121. McNamara G, Vaaler PM, Devers C. 2003. Same as it ever was: The search for evidence of increasing competition. Strategic Management Journal 24(3): 261-278 7 Wiggins, R. & T. Ruefli. Forthcoming. Schumpeter’s ghost: Is hypercompetition making the best of times shorter? Strategic Management Journal. 7. Learning and Knowledge-Based View of Strategy Lieberman, M., 1984. “The learning curve and pricing in the chemical processing industries.” Rand Journal of Economics, 213-228. Fiol, C. & Lyles, M., 1985. “Organizational learning.” Academy of Management Review, 803813. Cohen, W.M. & Levinthal, D.A., 1990. “Absorptive capacity: A new perspective on learning and innovation.” Administrative Science Quarterly, 128-152 Grant, R., 1996. “Toward a knowledge-based theory of the firm.” Strategic Management Journal, 109-122. Hayward, M.L.A., 2002. “When do firms learn from their acquisition experience? Evidence from 1990-1995.” Strategic Management Journal, 21-39. Benner, M.S. & Tushman, M.L., 2002. “Process management and technological innovation: A longitudinal study of the photography and paint industries.” Administrative Science Quarterly, 676-706. Graebner, M. 2004. Momentum and Serendipity: How Acquired Leaders Create Value in the Integration of Technology-Based Firms, Strategic Management Journal, 751-778. 8. Sociocognitive View of Strategy Weick, Karl. 1995. Sensemaking in organizations. Sage Publications. Galbraith, Jay. 1974. Organization design: An information processing view. Interfaces, 4(3): 2836. Tushman, Michael & D. Nadler. 1978. Information processing as an integrating concept in organizational design. Academy of Management Review. 3: 613-624. Porac, Joseph, Howard Thomas, & Charles Badden-Fuller. 1989. Competitive groups as cognitive communities: The case of Scottish knitwear manufacturers. Journal of Management Studies. 26: 4: 397-416. Walsh, James P. 1995. Managerial and organizational cognition: Notes from a trip down memory lane. Organization Science. 6: 3: 280-321. Carpenter, Mason A. & James D. Westphal. 2001. The impact of director appointments on board involvement in strategic decision making. Academy of Management Journal. 44: 639-660. 9. Ecological Approaches to Strategy TBA 8 10a Corporate Level Strategy: Product-Market Diversification Rumelt, R.P., 1974. Strategy, Structure, and Economic Performance. (1-127). Harvard. Bettis, R.A., 1982. “Performance differences in related and unrelated diversified firms.” Strategic Management Journal, 299-307. Rumelt, R.P., 1982. “Diversification strategy and profitability.” Strategic Management Journal, 359-369. Wernerfelt, B. & Montgomery, C.A., 1988. “Tobin’s q and the importance of focus in firm performance.” American Economic Review, 246-250. Ramanujam, Vasudevan & Varadarajan, P., 1989. “Research on corporate diversification: A synthesis.” Strategic Management Journal, 523-551. Bowman, E.H. & Helfat, C.E., 2001. “Does corporate strategy matter?” Strategic Management Journal, 1-24. T. Ruefli & R. Wiggins. 2003. Industry, Corporate, and Segment Effects and Performance: A Non-Parametric Approach. Strategic Management Journal Volume 24, Number 9: 861-879 10b. International Strategy Kobrin, S., 1991. “An empirical analysis of the determinants of global integration.” Strategic Management Journal, 17-31. Mitchell, W., Shaver, J.M., & Yeung, B., 1992. “Getting there in a global industry: Impacts on performance of changing international presence.” Strategic Management Journal, 419-432. Birkinshaw, J., Morrison, A., & Hulland, A., 1995. “Structural and competitive determinants of a global integration strategy.” Strategic Management Journal, 637-655. Dess, G., Gupta, A., Hennart, J., & Hill, C. 1995. Conducting and integrating strategy research at the international, corporate, and business levels: Issues and directions. Journal of Management, 21(3): 357-393. Lohrke, Franz T. & Bruton, Garry D. 1998. Contribution and Gaps in International Strategic Management Literature. Journal of International Management. 3(1) 25-57. Gupta, A., & Govindarajan, V., 2000. “Knowledge flows within multinational corporations.” Strategic Management Journal, 473-496. Vermeulen, F. & Barkema, H., 2002. “Pace, rhythm, and scope: Process dependence in building a profitable multinational corporation.” Strategic Management Journal, 637-653. 9 11. Top Executives and the Upper-Echelons Perspective – JISM Paper Due Hambrick, D. & Mason, P., 1984. “Upper echelons: The organization as a reflection of its top managers.” Academy of Management Review, 193-206. Eisenhardt, K.M. & Schoonhoven, C.B., 1990. “Organizational growth: Linking founding team, strategy, environment, and growth among U.S. semiconductor ventures, 1978-1988.” Administrative Science Quarterly, 504-529. Finkelstein, S. & Hambrick, D.C., 1990. “Top management team tenure and organizational outcomes: The moderating role of managerial discretion.” Administrative Science Quarterly, 484-503. Pettigrew, A., 1992. “On studying managerial elites.” Strategic Management Journal, 163-182. Hayward, M.L.A. & Hambrick, D.C., 1997 “Explaining the premiums paid for large acquisitions: Evidence of CEO hubris.” Administrative Science Quarterly, 103-128. Carpenter, M.A., Sanders, W.G., & Gregersen, H.B., 2001. “Bundling human capital with organizational context: The impact of international assignment experience on multinational firm performance and CEO pay.” Academy of Management Journal, 493-512. Hambrick, D.C., S. Finkelstein, & A. Mooney. In Press. Executive Job Demands: New Insights for Explaining Strategic Decisions and Leader Behaviors, Academy of Management Review. Carpenter, M.A., W.G. Sanders, & M.A. Geletkanycz. Forthcoming. The upper echelons revisited: The antecedents, elements, and consequences of TMT composition. Journal of Management. Hambrick, D.C., S. Finkelstein, T. Cho & E. Jackson. Forthcoming. Isomorphism in reverse: Institutional theory as an explanation for recent increases in intraindustry heterogeneity and managerial discretion. Research in Organizational Behavior. 12. Corporate Governance and Agency Theory Jensen, M. & W. Meckling. 1976. Theory of the firm: Managerial behavior, agency costs, and ownership structure. Journal of Financial Economics. 3: 305-360. Eisenhardt, K. 1989. Agency theory: An assessment and review. Academy of Management Review. 14: 57-74. Gomez-Mejia, L. & R. Wiseman. 1997. Reframing executive compensation: An assessment and outlook. Journal of Management. 23: 291-374. Dalton, D., C. Daily, A. Ellstrand, & J. Johnson. 1998. Meta-analytic reviews of board composition, leadership structure, and financial performance. Zajac, E.J. and Westphal, J.D. 1998. Toward a behavioral theory of the CEO/board relationship: How research can enhance our understanding of corporate governance practices. In D.C. Hambrick, D.A. Nadler, & M.L. Tushman (eds.), Navigating Change: How CEOs, Top 10 Management Teams, and Boards of Directors Steer Transformation, 256-277. Cambridge: Harvard Business School Press. Westphal, J. & J. Fredrickson. 2001. Who directs strategic change? Director experience, the selection of new CEOs, and change in corporate strategy. Strategic Management Journal. 22: 1113-1137. Sanders, W.G. & M.A. Carpenter. 2003. Strategic satisficing? A behavioral perspective of strategic initiative adoption. Academy of Management Journal. 46: 160-179. Graebner, M. & K. Eisenhardt. Forthcoming. The other side of the story: Seller decision-making in entrepreneurial acquisitions. Administrative Science Quarterly. 13. Strategic Process: Goals and Decision Making Fredrickson, J.W. & Mitchell, T.R., 1984. “Strategic decision processes: Comprehensiveness and performance in an industry with an unstable environment.” Academy of Management Journal, 399-423. Schweiger, D.M., Sandberg, W.R., & Ragan, J.W., 1986. “Group approaches for improving strategic decision making: A comparative analysis of dialectical inguiry, devil’s advocacy, and consensus.” Strategic Management Journal, 51-71. Bourgeois, L. J., III. & Eisenhardt, Kathleen M. 1988. Strategic Decision Processes in High Velocity Environments: Four Cases in the Microcomputer Industry. Management Science. 34(7): 816-835. Fredrickson, J.W. & Iaquinto, A.L., 1989. “Inertia and creeping rationality in strategic decision processes.” Academy of Management Journal, 516-542. Barr, P., Stimpert, L., & Huff, A., 1992. “Cognitive change, strategic action, and organizational renewal.” Strategic Management Journal, 15-36. Eisenhardt, K. & Zbaracki, M., 1992. “Strategic decision making.” Strategic Management Journal, 17-37. Markoczy, L., 2001. “Consensus formation during strategic change.” Strategic Management Journal, 1013-1031. 14. Student presentations 11 STRATEGIC MANAGEMENT References In addition to the course readings, the following books and articles are listed here to supplement your readings on the concepts and problems I explore in the course. Books: Allison, Graham T. Essence of Decision. (Boston: Little, Brown, 1971.) Amram, Martha and Nalin Kulatilaka. 1998. Real Options: Managing Strategic Investment in an Uncertain World. Boston: Harvard Business School Press. Andrews, Kenneth R. The Concept of Corporate Strategy. (Homewood, IL: Dow Jones-Irwin, 1971.) Barnard, Chester I. The Functions of the Executive. (Cambridge: Harvard University Press, 1938.) Bartlett, Christopher A. and Sumantra Ghoshal. 1998, 2nd edition. Managing Across Borders: The Transnational Solution. Cambridge: Harvard Business School Press. Beamish, Paul W. 1998. Strategic Alliances. Cheltenham: Elgar Publishing. Bennis, W. and B. Nanus. Leaders: The Strategies for Taking Charge, Harper & Row: New York, l985. Besanko, David, David Dranove, and Mark Shanley. The Economics of Strategy. New York: John Wiley, 1995 Block, Zanas and Ian C. MacMillan. 1993. Corporate Venturing. Cambridge: Harvard Business School Press. Brandenburger, Adam and Barry Nalebuff. Co-opetition. New York; Doubleday, 1996 Braybrooke, David and Charles E. Lindblom. A Strategy for Decision: Policy Evaluation as a Social Process. (New York: Free Press, 1970.) Brown, John Seely and Paul Duguid. 2000. The Social Life of Information. Boston: Harvard Business School Publishing. Brown, Shona L. and Kathleen M. Eisenhardt. Competing on the Edge. (Boston: HBS Press, 1998). Burgelman, R. and L. Sayles. Inside Corporate Innovation, Free Press: New York, 1986. 12 Caves, Richard. American Industry: Structure, Conduct, Performance. Third Edition. (Englewood Cliffs, NJ: Prentice-Hall, 1972.) Chandler, Alfred D., Jr. Strategy and Structure. (New York: Doubleday, 1966.) Chandler, Alfred D., Jr. Scale and Scope. Cambridge: Harvard University Press). Christensen, Clayton M. 1997. Innovator’s Dilemma: When New Technologies Cause Great Firms to Fail. Boston: Harvard Business School Press. Cyert, Richard M. and James G. March. A Behavioral Theory of the Firm. (Englewood Cliffs, NJ: Prentice-Hall, 1963.) D’Aveni, Richard A. Hypercompetition: Managing the Dynamics of Strategic Maneuvering. (New York: Free Press, 1994.) De Geus, Arie P. 1997. Living Company. Boston: Harvard Business School Press. Doz, Yves and Gary Hamel. Alliance Advantage: The Art of Creating Value Through Partnering. Boston: HBS Press, 1998.) Drucker, Peter F. Management: Tasks, Responsibilities, and Practices. (New York: Harper and Row, 1974.) Evans, Philip and Thomas S. Wurster. 1999. Blown to Bits: How the New Economics of Information Transforms Strategy. Boston: Harvard Business School Publishing. Fruhan, William E. The Fight for Competitive Advantage. (Boston: Division of Research, Graduate School of Business Administration, Harvard University, 1972.) Galbraith, Jay R. and Daniel A. Nathanson. Strategy Implementation: The World of Structure and Process. (New York: West Publishing Company, 1978.) Gouillart F.J. and J.N. Kelly. 1995. Transforming the Organization. New York: McGraw Hill. Hamel, Gary. 2000. Leading the Revolution. Boston: Harvard Business School Publishing. Handy, Charles. 1991. Age of Unreason. Boston: Harvard Business School Press. Haspeslagh. Philippe C. and David B. Jemison. Managing Acquisitions: Creating Value Through Corporate Renewal. (New York: Free Press, 1991.) Hayes, Robert H. and Steven C. Wheelwright. Restoring Our Competitive Edge: Competing Through Manufacturing. (New York: John Wiley & Sons, 1984). Henderson, Bruce D. Henderson on Corporate Strategy. (Cambridge: Abt Books, 1979.) Komisar, Randy and Kent L. Lineback. 2000. The Monk and the Riddle: The Education of a Silicon Valley Entrepreneur. Boston: Harvard Business School Publishing. Kotter, J. The General Managers, Free Press: New York, 1982. 13 Leavitt, Harold J. Corporate Pathfinders. (Homewood, IL: Dow Jones-Irwin, 1986). Leonard, Dorothy. 1997. Wellsprings of Knowledge: Building and Sustaining the Sources of Innovation. Boston: Harvard Business School Press. Markides, Constantinos. 1999. All the Right Moves: A Guide to Crafting Breakthrough Strategy. Boston: Harvard Business School Publishing. Miles, Raymond E. and Charles C. Snow. Organizational Strategy, Structure, and Process. (New York: McGraw-Hill, 1978.) Nelson, Richard and Sidney Winter. 1982. An Evolutionary Theory of Economic Change. Cambridge: Harvard University Press. Nohria, N. and R. Eccles. 1993. Networks and Organizations. (Cambridge: Harvard Business School Press). Pfeffer, Jeffrey and Robert I. Sutton. 1999. The Knowing-Doing Gap: How Smart Companies Turn Knowledge into Action. Boston: Harvard Business School Publishing. Porter, Michael. Competitive Strategy. (New York: Free Press, 1981.) , Competitive Advantage. (New York: Free Press, l985.) Prigogine, Ilya. 1997. The End of Certainty: Time, Chaos, and the New Laws of Nature. New York: The Free Press. Quinn, James Brian. Strategies for Change: Logical Incrementalism. (Homewood, IL: Richard D. Irwin, 1980.) Rappaport, Alfred. 1998, 2nd edition. Creating Shareholder Value: A Guide for Managers and Investors. New York: Free Press. Rogers, Everett M. 1995, 4th edition. Diffusion of Innovations. New York: Free Press. Rothschild, William E. Strategic Alternatives: Selection, Development, and Implementation. (New York: Amacom, 1979.) Rumelt, Richard P. Strategy Structure and Economic Performance. (Boston: Division of Research, Graduate School of Business Administration, Harvard University, 1974.) Salter, Malcolm S. and Weinhold, Wolf A. Diversification Through Acquisition. (New York: Free Press, 1979.) Sayles, L. Leadership: What Effective Managers Really Do and How They Do It, McGraw-Hill: New York, 1979. Schelling, Thomas C. The Strategy of Conflict. (London: Oxford University Press, 1960.) Selznick, P. Leadership in Administration, Row, Peterson and Company: Evanston, Ill., 1957. 14 Summer, Charles E. Strategic Behavior in Business and Government. (Boston: Little, Brown and Company, 1980.) Tichy, N. and DeVanna, M. The Transformational Leader, John Wiley & Sons: New York, 1986. Tushman, Michael L. and Charles A. O’Reilly III. 1996. Winning Through Innovation: A Practical Guide to Leading Organizational Change and Renewal. Boston: Harvard Business School Press. Yergin, Daniel and Joseph Stanislaw. 1999. The Commanding Heights: The Battle Between Government and the Marketplace That Is Remaking the Modern World. Touchstone. Articles: Abernathy, William and Kenneth Wayne, “Limits of the Learning Curve,” Harvard Business Review, September-October 1974. Abernathy, William and James Utterback, “Innovation and the Evolving Structure of the Firm,” Harvard Business Review, June 1975. Amram, Martha and Nalin Kulatilaka. 1999. “Disciplined Decisions: Aligning Strategy With the Financial Markets,” Harvard Business Review, Jan-Feb 77(1): 95-104. Ansoff, Igor, “The State of Practice in Planning Systems,” Sloan Management Review, Winter 1977. Banks, Robert L. and Steven C. Wheelwright, “Operations vs. Strategy: Trading Tomorrow for Today,” Harvard Business Review, May-June 1979. Bartlett, Christopher A. and Sumantra Ghoshal. 2000. “Going Global: Lessons from Late Movers,” Harvard Business Review, March-April, 132-142. Berg, N., “Strategic Planning in Conglomerate Companies,” Harvard Business Review, May 1975. Berry, Charles, “Corporate Growth and Diversification,” The Journal of Law and Economics, October 1971. Bettauer, A., “Strategy for Divestments: How to Dispose of Part of the Organization,” Harvard Business Review, March 1967. Bettis, Richard A. and William K. Hall, “Strategic Portfolio Management in the Multibusiness Firm,” California Management Review, Fall 1981. Biggadike, Ralph, “The Risky Business of Diversification,” Harvard Business Review, May-June 1979. Bloom, P. and P. Kotler, “Strategies for High Market Share Companies,” Harvard Business Review, November-December 1975. 15 Bourgeois, L. J., “Performance and Consensus,” Strategic Management Journal, July-September 1980. Bourgeois, L. J. and David R. Brodwin, “Strategy Implementation: Five Approaches to an Elusive Phenomenon,” Strategic Management Journal, July-Sept. 1984. Bowman, Edward H., “A Risk/Return Paradox for Strategic Management,” Sloan Management Review, Spring 1980. Brown, John Seely and Paul Duguid. 2000. “Balancing Act: How to Capture Knowledge Without Killing It,” Harvard Business Review, May-June, 73-80. Burgelman, Robert A., “A Model of the Interaction of Strategic Behavior, Corporate Context, and the Concept of Strategy,” Academy of Management Review, January 1983. , “Designs for Corporate Entrepreneurship in Established Firms,” California Management Review, XXXVI (Spring l984). Buzzell, R. D., B. T. Gale, and R. G. M. Sultan, “Market Share - A Key to Profitability,” Harvard Business Review, January-February 1975. Carey, Dennis, moderator. 2000. “Lessons from Master Acquirers: A CEO Roundtable on Making Mergers Succeed,” Harvard Business Review, May-June, 145-154. Chaudhuri, Saikat and Benham Tabrizi. 1999. “Capturing the Real Value in High-Tech Acquisitions, Harvard Business Review, September-October, 123-130. Christensen, Clayton M. and Michael Overdorf. 2000. “Meeting the Challenge of Disruptive Change,” Harvard Business Review, March-April, 66-76. Clifford, Donald, “Growth Pains of the Threshold Company,” Harvard Business Review, September-October 1973. Collins, Jim. 1999. “Turning Goals Into Results: The Power of Catalytic Mechanisms,” Harvard Business Review, July-August 77(4): 71-82. Clifford, Donald, “Growth Pains of the Threshold Company,” Harvard Business Review, September-October 1973. Day, George S., “Diagnosing the Product Portfolio,” Journal of Marketing, April 1977. Eccles, Robert G., Kersten L. Lanes, and Thomas C. Wilson. 1999. “Are You Paying Too Much for That Acquisition?,” Harvard Business Review, July-August 77(4): 136-146. Emshoff, James R. and Ian I. Mitroff, “Improving the Effectiveness of Corporate Planning,” Business Horizons, October 1978. Fahey, Liam and William R. King, “Environmental Scanning for Corporate Planning,” Business Horizons, August 1977. 16 Foreman, Leonard and William Lawrence, “The Case Against Corporate Planning,” Business Horizons, October 1978. Fredrickson, James and Anthony Iaquinto, “Inertia and Creeping Rationality in Strategic Decision Processes,” Academy of Management Journal, September 1989, 516-542. Fruhan, William E., “Pyrrhic Victories in Fights for Market Share,” Harvard Business Review, September-October 1972. Ghemawat, Pankaj and Fariborz Ghadar. 2000. “The Dubious Logic of Global Megamergers,” Harvard Business Review, July-August, 64-72. Gilmore, Frank F., “Formulating Strategy in Smaller Companies,” Harvard Business Review, May-June 1971. Gluck, F.W., S.P. Kaufman, and A.S. Walleck, “Strategic Management for Competitive Advantage,” Harvard Business Review, July-August 1980. Greiner, Larry E., “Evolution and Revolution as Organizations Grow,” Harvard Business Review, July-August 1972. Gulati, Ranjay, Tarun Khanna and Nitin Nohria. 1994. “Unilateral Commitments and the Importance of Process in Alliances,” Sloan Management Review, Spring. 61-69. Guth, W. D. and R. Taguiri, “Personal Executive Values and Corporate Strategy,” Harvard Business Review, September 1975. Hall, William K., “SBUs: Hot, New Topic in the Management of Diversification,” Business Horizons, February 1978. , “Survival Strategies in a Hostile Environment,” Harvard Business Review, SeptemberOctober 1980. Hambrick, D.C., I.C. MacMillan, and D.L. Day, “Strategic Attributes and Performance in the BCG Matrix - A PIMS-Based Analysis of Industrial Product Businesses,” Academy of Management Journal, September 1982. Hamermesh, Richard G. and Steven Silk, “How to Compete in Stagnant Industries,” Harvard Business Review, July-August 1980. Haspeslagh, Philippe, “Portfolio Planning: Uses and Limits,” Harvard Business Review, January-February 1982. _____ and David B. Jemison, “Acquisitions: Myths and Reality,” Sloan Management Review, Spring 1987. Hayes, Robert H. and William J. Abernathy, “Managing Our Way to Economic Decline,” Harvard Business Review, July-August 1980. Henderson, Bruce D., “Brinksmanship in Business,” Harvard Business Review, March 1976. 17 Hirsh, R. “How Success Short-Circuits the Future,” Harvard Business Review, 1986, 64 (2), pp. 72-77. Jemison, David B., “The Importance of an Integrative Approach to Strategic Management Research,” Academy of Management Review, April 1981. Jemison, David B. and Sim B. Sitkin, “Corporate Acquisitions: A Process Perspective,” Academy of Management Review, January 1987. ______ “Acquisitions: The Process Can Be a Problem,” Harvard Business Review, March-April, 1986. Khanna, Tarun and Krishna Palepu. 1999. “The Right Way to Restructure Conglomerates in Emerging Markets,” Harvard Business Review, July-August 77(4): 125-134. Lindblom, Charles E., “Still Muddling, Not Yet Through,” Public Administration Review, November-December 1979. , “The Science of ‘Muddling Through,’” Public Administration Review, Spring 1959. Lorenzoni G. and C. Baden-Fuller. 1995. “Creating a Strategic Center to Manage a Web of Partners,” California Management Review, Vol. 37, no.3, 146-163. Melichor and Rush, “Evidence on the Acquisition-Related Performance of Conglomerate Firms,” Journal of Finance, March 1974. Mintzberg, Henry, “The Manager’s Job: Folklore and Fact,” Harvard Business Review, June August 1975. Mintzberg, Henry and James A. Waters, “Tracking Strategy in an Entrepreneurial Firm,” Academy of Management Journal, September 1982. , “Planning on the Left Side and Managing on the Right,” California Management Review, July-August 1976. , “Strategy-Making in Three Modes,” California Management Review, Winter 1973. Newman, Howard H., “Strategic Groups and the Structure-Performance Relationship,” Review of Economics and Statisitcs, August 1978. Perspective…1995. “How Can Big Companies Keep the Entrepreneurial Spirit Alive?” Harvard Business Review, November-December, 183-192. Porter, Michael E., “Please Note Location of Nearest Exit: Exit Barriers and Planning,” California Management Review, Vol. XIX. , and R. Caves “From Entry Barriers to Mobility Barriers...,” Quarterly Journal of Economics, May 1977. Quinn, James Brian, “Strategic Change: ‘Logical Incrementalism,’” Sloan Management Review, Fall 1978. 18 , “Technological Innovation, Entrepreneurship, and Strategy,” Sloan Management Review, Spring 1979. Rappaport, Alfred and Mark L. Sirower. 1999. “Stock or Cash? The Trade-Offs for Buyers and Sellers in Mergers and Acquisitions,” Harvard Business Review, March-April, 147-158. Scott, Bruce R., “Stages of Corporate Development--Part I,” Graduate School of Business Administration, Harvard University, Case No. 9-371-294. Spence, A. Michael, “Entry, Capacity, Investment and Oligopolistic Pricing,” Bell Journal of Economics. Stevenson, Howard H., “Defining Corporate Strengths and Weaknesses,” Sloan Management Review, Spring 1976. Tannenbaum, R. and W. H. Schmidt, “How to Choose a Leadership Pattern,” Harvard Business Review, May-June 1973. Thomas, Philip S., “Environmental Analysis for Corporate Planning,” Business Horizons, October 1974. Tilles, S., “How to Evaluate Corporate Strategy,” Harvard Business Review, July 1973. Uyterhoeven, Hugo, “General Managers in the Middle,” Harvard Business Review, March-April 1972. Vancil, Richard F. and Peter Lorange, “Strategic Planning in Diversified Companies,” Harvard Business Review, January-February 1975. Wheelwright, Steven C. and Robert L. Banks, “Involving Operating Managers in Planning Process Evolution,” Sloan Management Review, Summer 1979. Wheelwright, Steven C. and Robert H. Hayes, “Competing Through Business Review, January-February l985. Manufacturing,” Harvard Wrapp, H.E., “Good Managers Don’t Make Policy Decisions,” Harvard Business Review, September-October 1967. Zaleznik, Abraham, “The Human Dilemmas of Leadership,” Harvard Business Review, JulyAugust 1963. 19 Vita (Full Vitae Available on Rutgers Website) While not exhaustive, the following gives you an idea of my research interests and background. I want this course to be as much about the process of your academic development as it is about the content of the papers we review. JAMES B. WADE Rutgers University 111 Washington Street 316 MEC Newark, NJ 07102 (973) 353-1066 e-mail: jwade@rbsmail.rutgers.edu 2 Constitution Court PH 7 Hoboken, NJ 07030 (201) 239-9009 EDUCATION Ph.D. in Business Administration (Organizational Behavior and Industrial of California at Berkeley, 1993. M.B.A., University of Texas at Austin, 1989. B.S. (Mechanical Engineering), Rice University, 1982. Relations), University POSITIONS AT COLLEGES AND UNIVERSITIES Professor, Department of Management and Global Business, Rutgers University, Fall 2005- present. Procter and Gamble Bascom Professor in Total Quality 2004-present Associate Professor, Department of Management and Human Resources, University of Wisconsin-Madison, 1999-2005 Visiting Associate Professor, Department of Management, New York University, 2002-2003 Faculty Affiliate, National Center for Supercomputing Applications (NCSA), University of Illinois, 1998-2000 Visiting Assistant Professor, Department of Management and Human Resources, University of Wisconsin-Madison, 1998 Assistant Professor, Business Administration, University of Illinois, 1993-1998 Affiliated Faculty, Center for Organizational Dynamics and Ecological Studies, University of Durham, UK 2004-present 20 EDITORIAL SERVICE Editorships Senior Editor, Organization Science Editorial Boards Administrative Science Quarterly: Research Policy Strategic Organization Journal of Engineering and Technology Management MEMBERSHIP AND ACTIVITIES IN ACADEMIC ORGANIZATIONS Academy of Management Strategic Management Society INFORMS American Sociological Association European Group on Organizations Division Chair of the Technology and Innovation Management Division of the Academy of Management, 2003/2004 Division Chair Elect of the Technology and Innovation Management Division of the Academy of Management, 2002/2003 Program Chair of the Technology and Innovation Management Division of the Academy of Management, 2001/2002 Program Chair Elect of the Technology and Innovation Management Division of the Academy of Management, 2000/2001 Council Representative for the Organization and Management Theory Division of the Academy of Management, 2000-2002 GRANTS AWARDED National Science Foundation - KDI grant. “Can Knowledge be Distributed?: The Dynamics of Knowledge In Interdisciplinary Alliances.” Grant of $188,397 (as part of a larger $1.4 million grant). 1999-2002 Center of International Business Education and Research: $6,950. "Global Population and Organizational Evolution in the Pulp and Paper Industry." (with Harald Fischer). 2002. UW-Madison, School of Business Research Funding Competition: $8,278. "Intra-organizational Personnel Networks: Countervailing Effects of Social Embeddedness at Different Levels of Analysis." (with Harald Fischer). 2001. COURSES TAUGHT BA 323 Organizations and Environment (BBA Organizational Theory Course, 1993-95) BA 490 Current Perspectives in Organizational Theory (Macro Ph.D. Seminar, 1993) BA 409 Core MBA Organizational Behavior Course (1994) 21 BUS 403 Revised MBA Core Micro Organizational Behavior Course (1996, 1997, 1998) This course is part of an integrated seven week curriculum which must be completed by all first year MBA students. BA412 (MHR872) Current and Classic Perspectives in Organizational Theory (Macro Ph.D. Seminar, 1996, 1997, 1999) BA413 (MHR872) Applied Research Methods for Analyzing Categorical, Event History, Event Count, and Time Series Data (Ph.D. Seminar Spring, 1998, Fall 1998) MHR730 Organizational Structure and Function (MBA elective) MHR765 Strategic Change and Business Survival (MBA elective) MHR720 Organizational and Management Processes (MBA elective) MHR 728 Negotiations (MBA Elective) B65.3387 Ph.D. Organizational Theory Course (NYU) B01.1101 Business Strategy (NYU) B65.238 Conflict and Negotiation (NYU) DOCTORAL THESIS COMMITTEE MEMBERSHIP Dissertations in Progress June-Young Kim (Committee Member- Proposal Defended) The Effects of Heterogeneity of Market Experience on Institutional Innovation. Scott Graffin (Committee Member-Proposal Defended) “CEO Succession and Impression Management” Completed Doctoral Dissertations Harald M. Fischer (Dissertation Chair) “Dynamics of Internal Selection: The Effects of Intra-firm Managerial Migration and Network Structure on Business Unit Divestiture,” (Accepted job at University of Connecticut) Myleen Leary, Final Defense 2003 “Who’s Influencing Whom?: A Study of the Influence of the CEO on the Board of Directors and Strategy.” Accepted job at San Luis Obispo. Michael DeVaughn, Final defense 2002. “Regulatory Protectionism and Learning in the US Commercial Banking Industry: An Exploration of Survival Enhancing Learning in New Banks,” Accepted job at University of Minnesota Ji-Yub Kim. “Crash Test without Dummies: A Longitudinal Study of Interorganizational Learning From Failure Experience in the US Commercial Banking Industry, 1984-1998.” (Committee Member) Final Defense 2000. Awarded Post Doc at Dartmouth. David Blough. “Fitness and Competition in the American Brewing Industry: Applying Organizational Ecology to the Study of Regional Technical Change” Final defense 2000. Stephen Lim. “Network Inertia and Patterns of Organizational Transformation in the U.S. Mutual Fund Industry.” (Committee Member) Final Defense 1994. Accepted position at the National University of Singapore. Timothy Pollock. “Risk, Reputation, and Social Structure in the Market for Initial Public Offerings: Constructing Organizational Value Through Resource Interdependence.” (Research Director) Final Defense 1998. Accepted position at the University of Wisconsin-Madison. 22 Michael Tyler. “The Effect of Union Duration on Fertility Behavior.” (Committee Member) Final Defense 1998. Philip Gorman, “Managerial Knowledge, Expansion Trajectories, and Competitive Advantage in the U.S. Paper Industry, 1973-1992,” (Committee Member) Final Defense 1998. PUBLICATIONS: Journal Articles Porac, Joseph, James B. Wade, Harald Fischer, Joyce Brown, Alaina Kanfer, and Geof Bowker. 2004. “Human Capital Heterogeneity, Collaborative Relationships and Publication Patterns in a Multidisciplinary Scientific Alliance: A Comparative Case Study of Two Scientific Teams,” Research Policy. 33:661-678 Pollock, Timothy, Joseph Porac and James B. Wade. 2004. “Weaving the Social Fabric of Mediated Markets: The Role of Bank Reputation and Transactional Embeddedness in Initial Public Offerings.” Academy of Management Review. 29:50-72 Pollock, Timothy G., Harald M. Fischer, and James B. Wade. 2002 “The Role of Politics and Impression Management in Repricing Executive Options.” Academy of Management Journal 45: 1172-1182. Carpenter, Mason A., and James B. Wade 2002. “Micro-Level Opportunity Structures as Determinants of Non-CEO Executive Pay,” Academy of Management Journal. 45:1085-1103. Nominated for the 2003 Scholarly Achievement Award, Human Resources Division of the Academy of Management. Kanfer, Alaina G., Haythornthwaite, Caroline, Bowker, Geoffrey C., Bruce, Bertram C., Burbles, Nicholas, Porac, Joseph F., Wade, James B. 2000 “Modeling Distributed Knowledge Processes in Next Generation Multidisciplinary Alliances.” Information Systems Frontiers 2:3/4, 317-331. Porac, Joseph F., James B. Wade, and Timothy G. Pollock, 1999. “Industry Categories and the Politics of the Comparable Firm in CEO Compensation,” Administrative Science Quarterly 44:112-144. Greenstein, Shane M. and James B. Wade, 1998. “The Product Life Cycle in the Commercial Mainframe Computer Market,” Rand Journal of Economics. Vol 29, No. 4, Winter 1998: 772-789. Wade, James B., Anand Swaminathan, and Michael Scott Saxon, 1998 “Normative and Resource Flow Consequences of Local Regulations in the American Brewing Industry, 1845-1918,” Administrative Science Quarterly, 43 (4): 905-935. Wade, James B., Joseph F. Porac, Timothy G. Pollock, and James R. Meindl, 1997. “Hitch Your Wagon to a Corporate Star? Testing Two Views About the Pay, Reputation and Performance of Top Executives,” Corporate Reputation Review, 1 (2): 103-109. Wade, James B., Joseph F. Porac, and Timothy G. Pollock. 1997. “Worth, Words, and the Justification of CEO Pay,” Journal of Organizational Behavior, 18: 641-664. Wade, James, 1996. “A Community-Level Analysis of Sources and Rates of Technological Variation in the Microprocessor Market,” Academy of Management Journal, 39 (5):1218-1244. Belliveau, Maura, Charles A. O'Reilly, III, and James B. Wade, 1996. “Social Capital: The Effects of Social Similarity and Status on CEO Compensation,” Academy of Management Journal, 39 (6): 1568-1593. 23 Wade, James, 1995. “Dynamics of Organizational Communities and Technological Bandwagons: An Empirical Investigation of Community Evolution in the Microprocessor Market,” Strategic Management Journal, 16 (S1): 111-133. Also appears in edited volume entitled Managing in the Modular Age, R. Garud, A. Kumaraswamy, and R. Langlois (eds.) Blackwell Publishing. 2002. Main, Brian, Charles A. O'Reilly, III, and James Wade, 1995. “The CEO, the Board of Directors and Executive Compensation: Economic and Psychological Perspectives,” Industrial and Corporate Change, 4 (2): 293-332. Main, Brian, Charles A. O'Reilly, III., and James Wade, 1993. “Top Executive Pay: Tournament or Teamwork?” Journal of Labor Economics, 11 (4): 607-628. Carroll, Glenn R., and James Wade, 1991. “Density Dependence in the Organizational Evolution of the American Brewing Industry Across Different Levels of Analysis,” Social Science Research, 20 (3): 271-302. Wade, James, Charles A. O'Reilly, III., and Ike Chandratat, 1990. “Golden Parachutes: CEOs and the Exercise of Social Influence,” Administrative Science Quarterly, 35 (4): 587-603. Chapters Dowell, Glenn, Anand Swaminathan, and James B. Wade. 2002. “Pretty Pictures and Ugly Scenes: Political and Technological Maneuvers in High Definition Television.” P. Ingram and B.S. Silverman (eds) Advances In Strategic Management 19: 97-133. Fischer, Harald, Joyce Brown, Joseph F. Porac, James B. Wade, Michael DeVaughn, and Alaina Kanfer. 2002. “Mobilizing Knowledge in Interorganizational Alliances.” In N. Bontis and Chun Wei Choo (eds) The Strategic Management Of Intellectual Capital and Organizational Knowledge: A Collection of Readings, pp. 523-535, Oxford University Press. Swaminathan, Anand and James B. Wade (2001) “Social Movement Theory and the Evolution of New Organizational Forms,” in C.B. Schoonhoven and E. Romanelli (eds) The Entrepreneurship Dynamic in Population Evolution, pp. 286-313: Stanford University Press. Wade, James B. and Porac, Joseph F, and Monica Yang. 1999. “Interorganizational Personnel Dynamics, Population Evolution, and Population-Level Learning.” In A.S. Miner and P. Anderson (eds.) Advances in Strategic Management, 16: 131-153, JAI Press. Published Proceedings McKendrick, David G. and James B. Wade 2005. “Frequent Innovation and Mortality in High-Technology Competition” Best Papers Proceedings of the Academy of Management, Honolulu, HI (August, 2005) Swaminathan, Anand and James B. Wade 1999 “Social Movement Theory and the Evolution of New Organizational Forms” Best Papers Proceedings of the Academy of Management, Chicago, IL (August, 1999) Wade, James, 1993. “Dynamics of Organizational Communities and Technological Bandwagons: An Empirical Investigation of Community Evolution in the Microprocessor Market,” Proceedings of the Eighth Annual Texas Organizations Conference, University of Texas at Austin, April 1993: 124-128. 24 OTHER PUBLICATIONS Book Review of Organizations Evolving by Howard Aldrich. (2002) Administrative Science Quarterly, 47:389-393. Commentary on “Dynamics of Organizational Communities and Technological Bandwagons: An Empirical investigation of Community Evolution in the Microprocessor Market,” (2002) in R. Garud, A. Kumaraswamy and R. Langlois (eds.) Managing in the Modular Age, Blackwell. WORK IN PROGRESS Papers Under Review Wade, James, Joseph Porac, Timothy Pollock & Scott Graffin “The Burden of Celebrity: The Impact of Certification Contests Among the Corporate Elite on Pay and Performance” Under Third Review, Academy of Management Journal. Wade, James B. Charles A. O’Reilly, III and Timothy G. Pollock “Overpaid CEOs and Underpaid Managers: Equity and Executive Compensation.” Revise and Resubmit, Organization Science McKendrick, David G. and James B. Wade. “ Frequent Innovation and Mortality in High Technology Competition.” Revise and Resubmit, Organization Science. Working Papers Graffin, Scott D., James B. Wade, and Joseph Porac. “Halo & Shadow? The Impact of CEO Certification on TMT Pay Structure” Swaminathan, Anand and James B Wade “Diffusion and Agency in the Construction of Institutional Environments: The Adoption and Repeal of State Prohibition Regulations in the United States 1850-1918” Swaminathan, Anand, James B. Wade and Andreas Schwabb. “Organizational Performance and Career Mobility.” Mishina, Yuri, Hayagreeva Rao, Joseph Porac, Timothy Pollock & James B. Wade "Shareholder Activism as Symbolic Voice: The Effect of Managerial and Organizational Characteristics on the Incidence of Shareholder Resolutions" Other Research Activity Knowledge Transfer in the U.S. Paper Industry (with Harald M. Fischer and Joseph Porac). The Interdependent Evolution of Temperance Unions and Breweries in Minnesota: 1878-1938 (with Anand Swaminathan) The Role of Associations in the United States Brewing Industry (with Anand Swaminathan) 25