GUIDELINES FOR RESOLUTION WRITING THESSALONIKI INTERNATIONAL STUDENT MODEL UNITED NATIONS Thessaloniki, 2005 Actions of the United Nations are most frequently expressed in resolutions submitted in draft form under the sponsorship of one or more delegates. Resolutions may simply register an opinion, or may recommend action to be taken by a UN organ or related agency. Only the Security Council may take decisions which bind member states to a certain course of action. While it may be helpful for delegates to come to the Model UN conference with a draft resolution, the draft should not be introduced into the formal session until it has been circulated among other delegates to incorporate different perspectives and to build a base of support. Most draft resolutions are sponsored by several states or by an entire regional or common interest group. The conference Secretariat will provide for duplication and distribution of resolutions and amendments at the conference. When drafting and sponsoring a resolution, keep in mind that the wording will greatly influence its appeal (of lack thereof).The resolution should be clear, concise and specific. The substance should be well-researched, and reflect the character and interests of the sponsoring nations. Rule 1 Context of the Resolution The United Nations pass resolution, not laws. A resolution is the most appropriate means of applying political pressure on Member States, expressing an opinion on an important issue, or recommending action to be taken by the United Nations or some other agency. However, the Security Council has the power and legitimacy of applying resolutions whether by the use of force or by implying economic pressure through its resolutions. UN Security Council resolutions follow a common format. Each resolution has three parts: 1. The Heading ThessISMUN 2004 – Guidelines for Resolution Writing for the Security Council 2. The Perambulatory Clause and 3. The Operatic Clause A. B. C. D. E. Rule 2 Format of the Resolution The entire resolution consists of one long sentence, with commas and semicolons throughout the resolution, and only one period at the very end. Each clause in the preamble should end with a comma All Operative Clauses end with a semicolon, except the final clause that ends with a period Resolutions should be single spaced, with each line numbered in the left margin. The first word in each clause should be underlined. Rule 3 Perambulatory Clause The purpose of the perambulatory clause is: a) to show that there is a problem that needs to be solved, b) to supply historical background for the issue, c) to demonstrate that the problem is within the jurisdiction of the UN and thus d) to justify the action1. Preamb clauses usually participate with a quotation of the Charter or past UN Security Council resolutions or precedents of customary international law relevant perambulatory clause is followed by a comma as stated in Rule 2 (B). The preamble begins with the name of the organ or the committee: e.g., the General Assembly Plenary, the Security Council etc, ECOSOC, etc., typed on the left margin as shown in the sample resolution Sample words for perambulatory clauses: Affirming (Deeply) disturbed Alarmed by (Deeply) regretting Having considered Observing Aware of Emphasizing Believing Expecting Bearing in mind Having examined Confident Having Studied Contemplating Fulfilling Guided by Having adopted Having devoted attention Realizing Recalling Recognizing Having heard Having received 1 These purposes are fulfilled by reference to appropriate sections of the UN Charter, by citing precedents of UN action, or by citing previous resolutions or declarations. It is customary to include the numbers of previous resolutions passed on the same topic. The Preamble should also point out the key elements of the current problem by specifically referring to situations or incidents. Finally, the preamble may include altruistic appeals to the common sense or humanitarian instincts of members with reference to the Charter, etc. The importance of the preamble depends on the question under consideration. In some case, the problem is generally accepted and the preamble is merely a formality. In such situations, it is usually the mechanism of solution that presents the stumbling block. A good example of this is the question of disarmament. Virtually everyone agrees that nuclear weapons are basically bad, but few agree on how to get rid of them. In another case, however such as the problem of supporting a national liberation movement, the solution might be quite simple, but not everyone would agree that is the correct perception of the problem. In this case, a strong, comprehensice preamble would be necessary. University of Macedonia 2 ThessISMUN 2004 – Guidelines for Resolution Writing for the Security Council Convinced (Fully) aware Declaring (Deeply) concerned (Deeply) conscious (Deeply) convinced Taking note Noting further (Fully) alarmed (Fully) believing (Fully) deploring Further recalling Welcoming Seeking Having considered/ decided/ reviewed Keeping in mind Noting with satisfaction Noting with deep concern Noting with regret Desiring Referring Rule 4 Operative Clause The solution in a resolution is presented through a logical progression of a sequentially numbered operative clause. These clauses may recommend, urge, condemn, encourage, request certain actions or state an opinion regarding an existing situation. Each operative clause calls for a specific action. The action may be as vague as denunciation of a certain situation or a call of negotiations, or as specific as a call for a cease-fire. Keep in mind that only Security Council resolutions are binding upon Member States. Resolutions may request action by member states, by a particular state, by the UN Secretariat, or by any of the other UN bodies or agencies2. Operative clauses begin with an active, present tense verb and are followed by a semicolon, with a period placed at the very end, as stated in Rule 2(c). Sample words for Operative clauses: Accepts Designates Affirms Draws the attention of Approves Emphasizes Authorizes Encourages Calls Endorses Calls upon Expresses its appreciation Condemns Further invites Confirms Further proclaims Congratulates Further recommends Considers Further reminds Declares accordingly Further requests Deplores Further resolves Proclaims Reaffirms Recommends Requests Solemnly affirms Strongly condemns Supports Takes note of Transmits Trusts Urges Notes 2 Many resolutions set precedents for subsequent actions, or may call for future action of the body. They are seldom complete, self-contained solutions to a problem, but are generally steps of links in the process of finding a solution. In the process of developing a resolution, delegates should consider several different solutions. Prior research should have yielded an awareness of various alternatives; imagination may produce new ones. The resolution should be in reasonable consonance with the policies of the government of the country represented as indicated by its past actions. Nothing is more frustrating for delegates at a MUN conference than to be confronted by a draft resolution that is totally out of character for the country sponsoring it. A draft resolution may be submitted simply for political reasons with no regard for its chance of passage. It is much more difficult to draft a resolution that will be acceptable to a majority of states and even more so one that is likely to be implemented. Finally, it is important that the preambular and operative sections of a resolution be consistent. The facts should be accurate! University of Macedonia 3 ThessISMUN 2004 – Guidelines for Resolution Writing for the Security Council Rule 6 Process for the submitting of a Resolution Pre-written resolution will not be accepted by the Secretariat before the Conference. At the conference all resolutions are expected to be in good form according to the attached guidelines. Resolutions must be typed and ready to reproduce. Computer will be provided for the delegates’ convenience. The members of the Secretariat will not do extensive editing, and the resolutions, which contain a substantial number of errors, will be returned to the authors. Please refer to the sample resolution for proper format3 The process for submitting resolutions will be as follows: 1) Each resolution must be typed as a draft resolution, in the proper format 2) The sponsor of the resolution must be submitting the resolution to the President of the Security Council. NO resolutions will be copied until approved by the Director. 3) In order to submit a resolution officially, there is no binding rule to have it sponsored (according to the appendix of the Rules of Procedure) but you should be aware that sole sponshorship usually indicates a lack of support among other member of the Council. 4) The draft resolution must then be submitted to the President of the Security Council, who will assign it an official number and have copies made for the entire body. The director is responsible for the distribution of the official resolution when it is formally proposed on the floor. 5) For a resolution to be formally introduced to the floor, the sponsor must be on the speaker’s list Rule 7 Amendments An amendment is a clarification or a change in a resolution that incorporates additional interest or concerns after the resolution has been formally submitted to the Security Council Presidency. Basically, an amendment is a proposal that does no more than add to, delete or substitute from part or a phrase of the current draft resolution. Amendments can be made to resolutions in the following way: Extract from the Original Draft Resolution “Realizing that military technology has created new forms of weapons that pose serious and long term threats to all forms of life on the planet …” A) Amendment by Addition “The nation of (or state country’s name) moves that we amend the resolution by adding the word “sophisticated” before the word “weapons” 3 Delegates should not feel that the purpose of a MUN conference is to pass as many resolutions as possible. The success of the Security Council does not rest on the number of resolutions passed. Rather, delegates should strive toward a valid simulation of diplomatic interactions of the UN, which may mean that no resolutions are passed. University of Macedonia 4 ThessISMUN 2004 – Guidelines for Resolution Writing for the Security Council If passed the resolution would read: “Realizing that military technology has created new forms of sophisticated weapons that pose serious and long term threats to all forms of life on the planet …” B) Amendment by Striking Out “The nation of (or state country’s name) moves that we amend the resolution by striking out the words “and long term” before the word “threats”. If passed the resolution would read: “Realizing that military technology has created new forms of weapons that pose serious threats to all forms of life on the planet …” C) Amendment by Striking Out and Substitution “The nation of (or state country’s name) moves that we amend the resolution by striking out the word “military” which appears before the word “technology” and substituting in its place the word “nuclear”. If passed the resolution would read: “Realizing that nuclear technology has created new forms of sophisticated weapons that pose serious threats to all forms of life on the planet …” D) Examples of unacceptable amendments Any amendment, which would make the resolution the direct negative of the sponsors intent: “The nation of (or state country’s name) moves that we amend the resolution by adding the word “not”. Any amendment which has no relationship to the resolution: “The nation of (or state country’s name) moves that we amend the resolution by adding the word “affect world food production and” before the word “pose”. Rule 8 Type of Amendments Friendly amendment is proposed by any member of the Security Council and accepted by the original sponsor(s) of the resolution; it is typically used to clarify a point. Upon agreement of all the original sponsors, the change is incorporated into the resolution without a vote of the Council. Unfriendly amendment is a modification that can be proposed by any member of the Security Council but does not have the support of the sponsor(s). Unfriendly amendments must be formally submitted to the President in written form. A vote will be taken on all unfriendly amendments to a resolution immediately prior to the vote on the entire resolution. University of Macedonia 5 ThessISMUN 2004 – Guidelines for Resolution Writing for the Security Council Rule 9 Voting The voting rules are as stated on Article 27 of the Charter: 1. Each member of the Security Council shall have one vote. 2. Decisions of the Security Council on procedural matters shall be made by an affirmative vote of nine members. 3. Decisions of the Security Council on all other matters shall be made by an affirmative vote of nine members including the concurring votes of the permanent members; provided that, in decisions under Chapter VI, and under paragraph 3 of Article 52, a party to a dispute shall abstain from voting. 4 Rule 10 Method of Voting5 Except as otherwise provided herein, the Council shall normally vote by show of Placards, except that a representative may request a roll-call, which shall then be taken in the English alphabetical order of the names of the members. The name of each member shall be called in a roll-call, and its representatives shall reply “yes”, “no” and, only in the case of voting on substantial matters, “abstain” or “pass” (according to the rule 40 of the SC Rules of Procedure and Article 27 of the UN Charter) Rule 11 Conduct during voting 1. After the President has announced the commencement of voting, no representative may interrupt the voting except on a point of order in connection with the voting procedure or with a point of personal privilege. Honorable Ushers are demanded to close the door of the Room as nobody is let to enter or to leave the Council. 2. Parts of a resolution or an amendment shall be voted on separately if a representative requests that the solution be divided (clause by clause). Those parts, which have been approved, shall then be put to the vote as a whole. Rule 12 Voting on Amendments The amendments proposed by the member delegations are passed to the Secretariat Chair where the Director and the Rapp. Filter the amendments put to discuss and vote upon according to their importance. Voting on each amendment requires 9 affirmative votes, including the vote of the 5 permanent members, as it is a substantive matter. If approved upon the amendment, it cancels the past part of the draft resolution. If rejected, the voting and discussion of other amendments shall continue till they end. For the discrimination of procedural and substantial matters, check the appendix of the “SC Rules of Procedures” 5 For further details check out the footnote (xxi) of Rule 40 of the SC Rules of Procedures. 4 University of Macedonia 6 ThessISMUN 2004 – Guidelines for Resolution Writing for the Security Council Rule 13 Voting on Resolutions 1. After the voting of the amendment runs out, the President shall urge the Council to vote on the draft resolution at hand all at once or clause by clause (if the sponsor agrees, according to appendix, point 7 “dividing a motion”). 2. After the resolution have been accepted, acquiring 9 votes or more (incl. the concurring vote of the 5 permanent members), the President of the Council shall recommend delegates to adjourn, suspend or postpone the session. If the Draft resolution have been rejected, the Council shall continue to debate or otherwise decides postpone debate without issuing a resolution6. [Follows a sample format of a resolution:] Security Council Committee: Code: Topic: Economic Sanctions against Iraq Proposed by: United Kingdom, United States of America THE SECURITY COUNCIL, 1. Alarmed by the severe and continued suffering of the civilian population of the 2. Iraqi State, 3. 4. Deeply appreciating the efforts of the Secretary-General and his Special mission 5. to Iraq in their assessment of the tic slaughter of the Iraqi State, 6. 7. Deeply concerned that the massive destruction of the Iraqi infrastructure has 8. resulted in dangerously deficient standards of health for the civilian population 9. in Iraq, 10. 11. Reaffirming the enumerated principles for the Protection of Civilians in 12. occupied Territories as applied within the 1949 Geneva Convention, 13. 14. Fully understanding that the victims of the currently applied economic sanctions 15. are innocent civilians within Iraq, 16. 17. 18. 1. Demands the United Nations Security Council mandate the immediate 19. cessation of economic sanctions currently applied upon the Iraqi nation; 20. 21. 2. Calls upon the Secretary- General of the United Nations, with the assistance 22. of the International Red Crescent and the World Bank, to establish relief 23. programs for the immediate alleviation of suffering and the long-term 24. reconstruction of the Iraqi State; 25. 26. 3. Requires the wealthiest 50% of the declared “international coalition” forces to 27. assist through financial support the programs established under the authority of 28. the Secretary-General with contributions equaling a minimum of 50% of their 6 Please note that the SC never closes a topic, only postpones it either to a certain day either indefinitely (according to Rule 33 of the SC Rules of Procedures, its footnote no. xiii and the appendix, point 3 “Debate”) University of Macedonia 7 ThessISMUN 2004 – Guidelines for Resolution Writing for the Security Council 29. 30. 31. 32. 33. 34. 35. 36. 37. 38. 39. 40. nation’s contribution to the “coalition” war against the Iraqi State; 4. Encourages private relief organizations to assist in the effort to halt the tremendous levels of suffering currently plaguing the Iraqi peoples; 5. Decides to establish an International Reparations Committee, under the auspices of the Secretary-General, to determine the valid claims for damages inflicted upon the Iraqi nation by “coalition” forces; 6. Requests the World Bank to maintain “coalition” reparation contributions; 7. Decides to remain actively seized of this matter. University of Macedonia 8