2005 INNOVATIONS AWARDS PROGRAM APPLICATION Deadline: April 4, 2005 INSTRUCTIONS: Complete and submit this document electronically if possible, preferably in Microsoft Word format (.doc or rtf). This application is also available at www.csg.org, in the Programs section. Determine the appropriate “Change Driver” from the enclosed matrix and indicate that in the appropriate space listed below. Keep in mind that the matrix is only meant to show potential relationships between change drivers, trends and issues, and is not exhaustive. Be advised that CSG reserves the right to use or publish in other CSG products and services the information that you provide in this Innovations Awards Program Application. If you object to CSG potentially using or publishing the information contained in this application in other CSG products and services, please advise us in a separate attachment to your program’s application. ID #: 05- MW-08-MI______________________ Change Driver: Role of Government for Transportation and Infrastructure State: Michigan 1. Program Name: FieldManager. FieldManager components are: FieldManager (which is the managing office module), FieldBook (inspector laptop module), FieldPad (inspector hand held module), FieldBuilder (local agency/consultant/contractor module for initiating contracts let outside of MDOT) and FieldNet (electronic messaging module). 2. Administering Agency: Michigan Department of Transportation (MDOT) and Michigan Department of Information Technology (DIT) 3. Contact Person (Name and Title): C. Douglass Couto, Information Officer 4. Address: Michigan Department of Information Technology Agency Services P.O. Box 30050 425 W. Ottawa Street Lansing, MI 48909 5. Telephone Number: (517) 241-2899 6. FAX Number: (517) 335-4239 1 7. E-mail Address: coutod@michigan.gov 8. Web site Address: www.michigan.gov/mdot , www.fieldmanager.com 9. Please provide a two-sentence description of the program. FieldManager is an innovative suite of software tools used to manage and track fieldlevel progress of road and bridge construction projects. It can be used by State Department of Transportation field offices, local government agencies, engineering firms, and construction contractors. 10. How long has this program been operational (month and year)? Note: the program must be between 9 months and 5 years old on May 1, 2005 to be considered. Phase 1 implementation was launched in late May of 1999 with several subsequent phases released on a regular basis. Release 3.4 is currently operational with the next major implementation expected in 2006. Field Manager is currently implemented and supported at 288 facilities in Michigan. These include: 41 MDOT offices, 131 local agencies (cities and counties), and 116 private firms. 11. Why was the program created? What problem[s] or issue[s] was it designed to address? Indicate how the program applies to the “change driver” that you listed above. The program was created to eliminate an error prone, slow and intensely manual process. It is the role of government to operate as effectively as possible and, in our case, not only provide an excellent tool for our users, but at the same time to provide the tax payers of Michigan a savings in excess of $22 million (documentation on file) annually in the Transportation and Infrastructure category. 12. Describe the specific activities and operations of the program in chronological order. A contract cycle begins in FieldManager with the import of an electronic contract file that is produced by the AASHTO Trns●port Construction Administration System (CAS). From that point the contract information is transferred to FieldBook which is used by inspectors to gather contractor progress data at the construction site. This data is displayed on a document called an Inspector’s Daily Report (IDR). These IDRs are exported from FieldBook and then imported into FieldManager. FieldManager runs a host of data integrity edits, then posts the data to its database. A refresh file is produced by FieldManager and sent back to FieldBook. 2 FieldManager then manages contractor payments, contract changes, and makes summary data available through various lists and inquiries. Payment and contract change data is transferred electronically from FieldManager to CAS. See attached flow diagram. 13. Why is the program a new and creative approach or method? The program was used to standardize these functions at all levels of government throughout Michigan. This approach is considered an industry first for the user community, attaining a significant strategic impact on the way this business is performed, creating a powerful financial impact, and realizing outstanding user acceptance through technical excellence. Additionally, FieldManager has been developed under a unique 50/50 ownership agreement between state government (State of Michigan) and private industry (Info Tech, Inc. of Gainesville, FL). This ownership agreement provided a way for other governments to license the tools and contribute ideas to the products growth without having to undertake a full scale development project. FieldManager is now being used in seven different states. 14. What were the program’s start-up costs? (Provide details about specific purchases for this program, staffing needs and other financial expenditures, as well as existing materials, technology and staff already in place.) Start-up costs prior to the 1998 partnership agreement between MDOT and Info Tech, Inc. total $5.1 million. This includes $3.4 million from MDOT plus $1.7 million invested by Info Tech, Inc. and other state DOTs. MDOT staff included an IT specialist, a road construction business engineer, and a database specialist all of which were already in place. Hardware costs were not calculated as part of this cost as those costs were absorbed through standard MDOT infrastructure support in place for other applications. There were no additional hardware costs. MDOT licenses Sybase SQL Anywhere for networked environments at a cost of $25,000 annually. 15. What are the program’s annual operational costs? Annual operational costs are approximately $607,000 in Michigan. Users in other states also contribute to annual maintenance of the product through their license fees. A user group meets annually to prioritize requirements and enhancements to the product. MDOT receives about $100,000 annually in royalties from sales to non-state DOT’s. 16. How is the program funded? Eighty five percent of AASHTO license fees go back into the product. Additionally new enhancements can be and are funded by MDOT, other participating state DOTs, and Info Tech. MDOT gains from the code provided by customers and partners. The estimated value for 2001 was $1.1 million. 3 17. Did this program require the passage of legislation, executive order or regulations? If YES, please indicate the citation number. While this program did not require the passage of legislation, etc., it did require a significant ground-breaking effort to develop the owner partnership relationship which is believed to have been the only one of its kind at that time. To a large extent, it is the synergy between the system itself and this innovative business partnership behind it that has resulted in the business value we have achieved. The challenge was creating an agreement that provided value to all partners. We have definitely created a model for others to emulate. 18. What equipment, technology and software are used to operate and administer this program? FieldManager is a PowerBuilder application that runs on standard hardware. Sybase’s SQL Anywhere or ORACLE must be used in a networked environment. 19. To the best of your knowledge, did this program originate in your state? If YES, please indicate the innovator’s name, present address, telephone number and email address. Yes. There are three innovators: Please contact Doug Couto (517.241.2899) for management/CIO related questions, Kevin Fox (517.322.6223) for IT related questions, or Cliff Farr (517.322.6039) for construction business related questions. The addresses are: C. Douglass Couto Kevin Fox and/or Cliff Farr VanWagoner Bldg. C&T Building 425 W. Ottawa 8885 Ricks Rd. P.O. Box 30050 P.O. Box 30049 Lansing, MI 48933 Lansing, MI 48909 20. Are you aware of similar programs in other states? If YES, which ones and how does this program differ? Yes, the impetus of FieldManager innovation has driven changes in the industry. The “AASHTOWare” software catalog of the American Association of State Highway and Transportation Officials (AASHTO) now includes a product called SiteManager that has a field module. (See http://www.aashtoware.org/?siteid=28 ) The primary difference between the two products is that FieldManager is architected as a thin client making it easy to implement and support at field-level offices. Additionally, FieldManager was designed for implementation in different jurisdictions and includes an agency configuration modulation making it easy to turn on functions added/desired and turn off functions not needed. 4 21. Has the program been fully implemented? If NO, what actions remain to be taken? FieldManager is fully implemented. It is being used by some 2,500 users at 280 sites in Michigan. The DOTs of Iowa, Maine, Wisconsin and Oklahoma license FieldManager. Federal Lands (for road construction in our National Parks) and numerous agencies and private firms in 14 states license FieldManager. Other examples of non-DOT agencies licensing FieldManager include the cities of Detroit Michigan, Lincoln Nebraska, Des Moines Iowa, Little Rock Arkansas, the city/county of Honolulu Hawaii, and Washington DC. In Michigan alone, FieldManager has been used to manage contracts that total in excess of $6.6 billion since its introduction. 22. Briefly evaluate (pro and con) the program’s effectiveness in addressing the defined problem[s] or issue[s]. Provide tangible examples. Pros include FieldManager continually meeting its goals of being on time and on budget, and achieving a high degree of user satisfaction through system integrity, stability, efficiency and ease of use. In addition, FieldManager provides an exceptional return on the investment of Michigan’s tax payers. Tangible examples include far more prompt and accurate contractor payments, elimination of manual handling of data multiple times, elimination of manual calculations required for payment and material tracking, the elimination of some manual forms plus the automation of others. These efficiency gains by FieldManager are saving taxpayers over $22 million per year. A major challenge is created by the acceptance around the product. We are working to reduce the cycle time for handling simple enhancements. 23. How has the program grown and/or changed since its inception? FieldManager has continued to improve processes for various business areas through several major product updates, offering ever-expanding functionality while building on successful core capabilities. The program team and users are committed to continuous improvement, have identified other business units that can use these tools, are testing use in a wireless environment and on hand-held devices, and are seeking new ideas from a growing user base. 24. What limitations or obstacles might other states expect to encounter if they attempt to adopt this program? Working across organizational and political boundaries are by far the great obstacles to implementing this product. The creation of a user group that collects and prioritizes new ideas and functions has improved acceptance of the FieldManager tools by users at all levels. The agency configuration program allows for easy configuration to support the needs of jurisdictions outside of Michigan. This is an 5 extremely successful software program and provides a model for a public/private partnership that produces exceptional value for all partners. Add space as appropriate to this form. 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