SUBMISSION TO THE OIREACHTAS JOINT COMMITTEE ON THE CONSTITUTION ON THE PARLIAMENTARY POWER OF INQUIRY By Donncha O’Connell, NUI Galway* ______________________________________ Chairman, Deputies and Senators, it is a privilege to be invited to make this submission on a topic of undoubted importance that is, also, of real interest to me. I am very grateful to Anne-Marie Fahy for being so facilitative in advance of this session. Context The context in which I and others make submissions to this Committee on the parliamentary power of inquiry is one in which there appears to be some appreciable momentum towards systemic political reform of a potentially radical kind. It remains to be seen whether this is a genuine response to a real crisis of confidence in the political system or an elite concern of those in the so-called ‘Leinster House bubble’, the bubble into which people like myself, with some book-learning and anxious curiosity, peer like busybodies keen to share our opinions! In this submission I will deal only with a slice of the problem – how to resource Parliament to inquire – but it is important to acknowledge at the outset that much more is required to renew This submission is made in a personal capacity. Donncha O’Connell is a lecturer in the School of Law, NUI Galway and was Dean of Law from 2005-2008. He was a Visiting Senior Fellow at the Centre for the Study of Human Rights, LSE in 20092010 and is the editor of the Irish Human Rights Law Review published annually by Clarus Press. He is the Senior Irish member of FRALEX, the legal expert group that advises the European Agency for Fundamental Rights (FRA) based in Vienna and was, from 2002-2006, the Irish member of the EU Network of Independent Experts on Fundamental Rights. He is a member of the Board of Directors of the Londonbased NGO, INTERIGHTS and a member of the Advisory Board of the Public Interest Law Alliance (PILA). From 1999-2002 he was the first full-time Director of the Irish Council for Civil Liberties (ICCL) and, subsequently, served on the boards of Amnesty International-Ireland and the Free Legal Advice Centres (FLAC) Ltd. * 1 even quiescent faith in the political system. A starting-point must be to establish an unapologetic platform for idealism and a refusal to feign modesty in proposing systemic changes that are radical or even transformative. ‘Radical’ is not a bad word and is too casually used as a synonym for ‘extreme’. Radicalism requires us to address the roots of problems. It is in such a spirit of considering radically the imbalance in power between the Executive and Parliament – whether this is an instance of constitutional accident or design – that I make this submission. Maguire v. Ardagh At the time of the attempted inquiry by a sub-committee of the Oireachtas Committee on Justice, Equality, Defence & Women’s Rights into the tragic shooting of John Carthy at Abbeylara, Co. Longford I was the full-time Director of the Irish Council for Civil Liberties (ICCL). The Council took an interest in that case and, in particular, in the manner in which the Carthy family sought to vindicate their right to an adequate form of post-mortem inquiry, the so-called procedural aspect of the right to life protected by Article 2 of the European Convention on Human Rights. That right was, ultimately, vindicated by the establishment of the Barr Tribunal of Inquiry which issued its report in 2006. The Barr Tribunal was established after a successful challenge to the proceedings of the Oireachtas Sub-Committee brought by members of the Garda Representative Association (GRA), the case now known as Maguire v. Ardagh.1 In his judgment in that case Chief Justice Murray was strongly influenced by the absence of an explicit or implict constitutional permission or mandate covering inquisitorial powers of parliament. He further rationalised the majority finding that parliament lacked such powers in the following terms: “Committees of inquiry are, by virtue of their role and function, part of the political process. Evidently, they are composed of public representatives answerable to their constituents, public opinion and with a day to day interest in the cut and thrust of everyday 1 [2002] 1 IR 385. 2 politics. I do not say that a public representative by virtue of his or her political role is incapable of acting fairly and objectively. Nonetheless, there is the underlying fact that they each have an ever present interest, from one perspective or another, in the political issues of the day including the ever present one of the standing or otherwise of the Government in office and its ministers. Constitutionally the Government is answerable to members of the Dail and in a different, but substantive way, may be the subject of support or opposition by members of the Seanad. Unlike other forms of inquiry, Oireachtas committees are not independent of the political process. The question arises whether the Constitution, although silent on the matter, intended that personal culpability of citizens for serious wrongdoing with consequential implications for their good name should be decided in the course of an inquiry which was part of the political process…[T]here is at least a real risk that the integrity or objectivity of parliamentary inquiries could be compromised by purely political considerations. It was the reality of such frailties that brought the parliamentary committee system in Britain into disrepute. It is difficult to imagine that the framers of the Constitution of 1922 would not have been aware of this factor. Nor could one suppose that it was not considered by the drafters of the Constitution of 1937.” The decision of the Supreme Court in that case has already been dealt with, in a most thorough and rigorous fashion, in the submission made to this Committee by John O’Dowd of the School of Law, UCD. I agree substantially with what Mr. O’Dowd had to say in his submission and elsewhere2 and wish to focus on a somewhat different matter. While it is possible to read the majority decision as merely an impediment to the kinds of parliamentary investigations that might lead to adverse findings inimical to the good name of certain citizens, the better view appears to be that it also limits the capacity of the Oireachtas to legislate to allow for such inquiries O’Dowd, “Knowing How Way Leads on to Way: Some Reflections on the Abbeylara decision” (2003) 38 Irish Jurist (ns), pp 162-225. See also: O’Hegarty, “The Constitutional Parameters of the Work of the Houses” in MacCarthaigh & Manning (eds), The Houses of the Oireachtas: Parliament in Ireland, (Institute of Public Administration, 2010), pp 95-99, and O’Leary, “Committee Inquiries”, ibid pp 303-320. 2 3 without falling foul of the Constitution.3 It is, therefore, the case that some form of constitutional amendment is required to enable appropriate legislative provision to be made for a full power of parliamentary inquiry. Resourcing the investigative power of parliament Although there is much journalistic and academic commentary to the effect that Government is insufficiently accountable to Parliament this does not arise by necessary operation of the 1937 Constitution which provides, in general terms4, for a form of accountability. The good work of Oireachtas Committees, not just in the legislative process, goes somewhat unnoticed. The openness of such Committees to hearing the views of non-governmental organisations on legislative and other proposals reflects well on the Houses of the Oireachtas even if the time available for such hearings is, inevitably, truncated. The decision in Maguire v. Ardagh does not affect these forms of parliamentary accountability or engagement but it does limit the scope of such mechanisms in the exercise of inquisitorial powers that may, predictably, need to be used in the course of otherwise uncontroversial proceedings. Parliament, as the organ of state that directly represents the sovereign people, does have a legitimate interest in conducting inquiries if only as an instance of the balance of power that must exist in a constitutional system that values the separation of powers. That does not mean that such inquiries must always be carried out directly by Parliament. 3 See, for example: Doyle, Constitutional Law: Text, Cases and Materials (Clarus Press, 2008), p.332. The need for some form of constitutional amendment is also acknowledged in the Labour Party paper, New Government, Better Government: Changing a Broken System, at para. 52, published on 6th January 2011. 4 For example, Article 28.4.1 of The Irish Constitution 1937 states that: “The Government shall be responsible to Dail Eireann”. More generally, the constitutional mandate requires both Executive and Parliament to behave constitutionally in the exercise of all powers and the courts are tasked with explicit constitutional power to review the acts and omissions of Executive and Parliament. For an excellent survey of the constitutional position of the Houses of the Oireachtas see: O’Hegarty (supra), “The Constitutional Parameters of the Work of the Houses” in MacCarthaigh & Manning (eds), The Houses of the Oireachtas: Parliament in Ireland, (Institute of Public Administration, 2010), pp 54-105. On the issue generally of Executive accountability see further: Craig & Tomkins (eds), The Executive and Public Law: Power and Accountability in Comparative Perspective, (Oxford University Press, 2006), pp 37-51. 4 Various inquiry functions are already ‘out-sourced’ to statutory bodies. For example, the Ombudsman has extensive powers to inquire into issues of alleged ‘maladministration’ and report thereon, if necessary, to Parliament. The Irish Human Rights Commission (IHRC) also has an explicit statutory power to carry out inquiries but – for a variety of reasons including, but not confined to, funding restrictions – it has not realised the full promise of its founding legislation in exercising this power. These types of powers could be more effectively exercised if there were stronger connections between the office of Ombudsman and the IHRC and if both were more explicitly identified in law as parliamentary emanations. Both, but especially the IHRC, would also require much greater budgetary autonomy from the Executive and more transparent appointments procedures focused on ensuring real independence. In order to recreate effective agencies of inquiry I would suggest appropriate legislative and constitutional change to protect such a system of parliamentary emanations that resource Parliament in the discharge of its essential power of inquiry. The office of Ombudsman should be given clear constitutional recognition (akin to that given to the Comptroller & Auditor General) as an emanation of Parliament tasked with, inter alia, the power to conduct inquiries at the behest of Parliament. Such a reconfigured framework office should have a penumbral remit that covers analogous inquiry powers and functions exercised by statutory bodies like the IHRC, sharing the kind of political protection that would come with explicit recognition in the Constitution. It would be vital also to address the deficit, already identified by the IHRC, arising from the absence of a designated parliamentary committee into which the Commission reports. In fact, the creation of a new constitutionally protected office of Ombudsman, with a clear and strong connection to Parliament, would suggest a need to reconfigure the parliamentary committee system so as to fully realise the value of this office. That is a matter for the kind of comprehensive constitutional reflection suggested at the start of this paper. 5 If we look for a model of what has worked by way of parliamentary inquiry the DIRT Inquiry of 1999-2000 is usually proffered as an example. This is quite instructive. The Public Accounts Committee in that instance was working from a preliminary report prepared by the Comptroller & Auditor General (C&AG), an office that is explicitly referenced in and protected by the Irish Constitution 1937. It, therefore, had professionally gathered and reliable information on which to conduct a legitimate political inquiry. A similarly empowered office of Ombudsman (including other statutory agencies with inquiry powers) could perform an equally valuable investigative role beyond those areas covered by the C&AG so as to resource legitimate inquiries by Parliament. This would not be entirely dissimilar to the proposal for the establishment of ‘parliamentary inspectors’, made recently by Fine Gael and the Labour Party, but the creation of some distance between Parliament and its emanations, especially in the conduct of inquiries, might be a more appropriate way to proceed. For that reason I believe that it would be better to locate the investigative resources of Parliament in an independent but appropriately connected office of Ombudsman. If what I am proposing was to be pursued by ‘constitutionalising’ the office of Ombudsman, and bringing within its constitutional remit the inquiry powers of other bodies such as the IHRC, it would also require consequential reforms to the office of Attorney General so as to address the real potential for conflict of interest in that office. As currently conceived of by the Constitution and statute5, the Attorney General has a role to both advise the Government on legal matters and protect the public interest.6 The 5 Article 30 of The Irish Constitution 1937 and Section 6(1) of the Ministers and Secretaries Act 1924. For a discussion of the role of the Attorney General in asserting public rights and as so-called ‘Guardian of the Constitution’ see: Hogan & Whyte, J.M. Kelly: The Irish Constitution (4th edition) (LexisNexis Butterworths, 2003), pp585-596. See further: Casey, The Irish Law Officers: Roles and Responsibilities of the Attorney General and the Director of Public Prosecutions (Round Hall Sweet & Maxwell, 1996), Chapters 4, 5 and 6. 6 See further: Who Cares? An Investigation into the Rights to Nursing Home Care in Ireland, a report to the Dail and Seanad in accordance with Section 6(7) of the Ombudsman Act 1980 published on 9 th November 2010 and available at: http://www.ombudsman.gov.ie/en/Reports/InvestigationReports/9November2010WhoCaresAnInvestig ationintotheRighttoNursingHomeCareinIreland/. In particular see Chapter 8.5 which deals with the public interest role of the Attorney General: 6 latter role ought more appropriately to be reallocated to a constitutionally recognised office of Ombudsman. Concluding remarks As stated at the outset, to make provision for a parliamentary power of inquiry in the foregoing terms is, arguably, of minor importance in the greater scheme of political and constitutional things. Although it calls for some constitutional amendment more fundamental constitutional adjustments are required in order to achieve a more equitable and effective balance of powers constitutionally. An Executive-centred view of the foregoing submission would probably assert that it is naïve and insufficiently cognisant of ‘the way things work’. My purpose in making this submission is, however, to propose how things ought to work. If that seems radical, idealistic, or even naïve, or if it fails to sympathise adequately with ‘real world’ dilemmas arising from an overconcentration of power at Executive level, I make no apology. Thank you. http://www.ombudsman.gov.ie/en/Reports/InvestigationReports/9November2010WhoCaresAnInvestig ationintotheRighttoNursingHomeCareinIreland/Name,12964,en.htm 7