Parties and Stability in Legislative Voting Coalitions Gerald C. Wright Jennifer Hayes Clark Indiana University-Bloomington Paper Prepared for the 2005 State Politics and Policy Conference, East Lansing, Michigan, May 13-14. 1 Introduction One of the fundamental questions in democratic society concerns the extent to which the will of the people can be realized through its democratic institutions and the solidity of those decisions. One of the central tenets of democratic theory calls for responsiveness to the citizenry. However, the extent to which democratic institutions should strongly embody the principles of majority rule has faced considerable disagreement among scholars of democratic theory. According to Dahl, "... virtually everyone assumes that democracy requires majority rule in the weak sense that support by a majority ought to be necessary to passing a law. But ordinarily supporters of majority rule mean it in a much stronger sense. In this stronger sense, majority rule means that majority support ought to be not only necessary but also sufficient for enacting laws." Robert Dahl, Democracy and its Critics. Social choice theories of politics (Arrow 1959; McKelvey and Schofield 1987) provide a rather bleak view concerning the translation of individuals’ views, interests, or preferences into a coherent collective choice. The key predictions and implications of this work, particularly regarding the potential for instability of political choice by majority rule, have been quite influential in the development of theory of legislative voting and collective choice. This impact comes not from the accuracy in its predictions but rather the apparent inconsistencies that emerged between the theoretical and empirical studies of legislative voting. The real puzzle the emerged comes from the fact that there is too much equilibrium in legislatures given the theoretical predictions of McKelvey-Schofield Chaos results, for example. The susceptibility of democratic decision-making to instability (McKelvey, 1976; Schofield, 1978; McKelvey, 1979; McKelvey and Schofield, 1987) and manipulability 2 (Riker 1982) leads scholars to question our standard assumptions of democratic decisionmaking. To the extent that outcomes in real-world politics are highly sensitive to factors like agenda-setting and methods of vote aggregation, determining the consequences, if any, of a variety of constraints imposed on individual behavior and, thus, on collective choices becomes a fundamental question of legislative decision-making and representation. Since the 1980s, research has focused primarily on determining what factors constrain decision-makers engaging in collective choice. While the U.S. House has been a fertile ground for building and testing theory, there are limits to inferences drawn on a single case. In this paper, we examine the structure and stability of legislative voting coalitions in a diverse set of social and institutional settings—state legislative chambers. The first part of this research simply sets out to determine how pervasive these empirical findings of legislative policy stability are. The next task will be to extend our discussion beyond simply reporting the levels of stability to incorporate a discussion of the causes and correlates of consistency in legislative voting structures and individual behavior over time. We seek to identify the particular features influencing legislative decision-making and to understand the mechanisms that give rise to stability and change in voting coalitions. Finally, we integrate macro-level and micro-level analyses to achieve an overall better account of the dynamic of legislative voting in contemporary state legislatures. Literature Review A substantial amount of research has developed that seeks to examine the apparent disparity between theoretical predictions and empirical observation. These 3 works have been particularly concerned with identifying the mechanisms that produce stability within legislatures (Tullock 1981; Hoenack 1983). One explanation arising from this literature highlights the vital role of institutions in determining both the structure and the degree of stability in legislative decisionmaking (Shepsle 1979; Shepsle and Weingast 1981, 1986).1 In particular, Shepsle’s (1979) research introduces us to the concept of the structure-induced equilibrium. Subsequent research (particularly that of Shepsle and Weingast 1986 and Weingast and Marshall 1988) has sought to understand precisely how legislative institutions influence (or constrain) legislative voting, and thus, promote legislative stability. The first theoretical proposition offered by scholars contends that institutions can promote voting stability by forcing issues into a unidimensional policy space (Riker 1982) thereby constraining preference heterogeneity among actors. Scholars (Shepsle 1986; Shepsle and Weingast 1981) have identified a number of institutional features that promote stability by constraining choice to a unidimensional space. This, along with work by Black (1959), provides a necessary linkage between the structure of the policy space (i.e., dimensionality) and the structure of collective choice over time. Historical roll call analyses of the U.S. Congress have shown not only remarkable levels of stability among members of Congress but also a high degree of aggregate-level stability in patterns of legislative voting coalitions in the post-Civil War period. Poole and Rosenthal (1997) find that most congressional voting over time has taken place in a low dimensional space with a couple of periods of higher dimensionality interspersed. 1 Riker (1982) offers a particularly strong critique of institutional explanations of stability in which he argues that the chaos problem is not simply restricted to policy voting but can also manifest itself in the selection of institutions as well (since institutions are after all endogenous). Therefore, the fact that institutions promote stability does not really “solve” the problem but only begs the question, “why so much stability?”. 4 Because the periods in periods of higher dimensionality correspond to periods in which the two-party system was undergoing great transition, it appears that political parties offer a critical role in promoting stabile voting alignments. This leads us to the second theoretical proposition which emphasizes the importance of political parties in promoting stability within legislatures. While scholars have general simply taken the low-dimensional structure of legislative voting as a given, comparative legislative research has provided a number of explanations of the mechanisms by which political parties structure legislative voting, including party leadership within the legislature (Jenkins 2000) and the electoral connection (Wright and Schaffner 2002). To gain analytical leverage on the relationship between political parties, dimensionality, and legislative voting stability, comparative legislative research will allow us to isolate the leading factors that influence the dimensionality of legislative voting. If indeed the unidimensional voting structure is primarily a result of strong party leadership controlling the agenda to achieve partisan policy goals then we should expect higher levels of dimensionality in chambers with much weaker party leadership. The conditional party government theory (Aldrich 1995; Aldrich and Rohde 2001; Rohde 1991), for example, suggests that party influences legislative behavior as a result of collective electoral goals and party incentives for achieving those goals. Importantly for our purposes, the conditional partisan theories of legislative behavior emphasize that party influence is variable. The degree to which individual electoral considerations are filtered through partisanship is conditional on the strength of legislative parties. Furthermore, party strength is a function of the preferences of individual members. According to the conditional party government thesis, the costs and benefits of delegating 5 authority to party leadership is influenced by the degree of homogeneity of preferences within the parties and the degree of heterogeneity between the two parties in the legislature. To the extent that 1) the party label has different importance across the states and 2) preferences within and between the political parties vary significantly across states, we can explore this linkage and its ultimate effect on legislative stability through our comparative analysis. Roll call voting studies examining individual-level patterns have found remarkable stability. Scholars have identified a number of sources influencing individual members’ patterns of voting stability. The first explanation stresses the significant influence members’ ideology has on voting decisions. Poole and Rosenthal’s (1991; 1997) extensive examination of the voting in the U.S. Congress found strong patterns of individual member voting stability, which they argue results from constancy in members ideology. Other research has examined the electoral sources of change and stability in legislative behavior. In particular, do changes in members’ electoral circumstances result in changes in legislative voting? Determining the sources of individual member stability may help to further clarify the extent to which more variable factors outside the realm of usual legislative institutional explanations impact the overall aggregate patterns exhibited in legislative voting coalitions over time. Overall, the findings of this research have strengthened the belief of the unchanging legislator. The general voting patterns for members of the U.S. House over the last forty years exhibited remarkable stability (Poole and Romer 1993) even among those members aspiring for higher office (Hibbing 1986; Grofman, Griffin, and Berry 1995). Similar patterns of stability have also been found for comparisons between 6 retiring and non-retiring members (Lott 1987) suggesting the central role of member ideology in roll call voting. Finally, studies examining the effects of redistricting on voting behavior have produced mixed results regarding the impact of redistricting on individual members’ voting behavior. While Glazer and Robbins (1983) found differences in pre- and post- reapportionment legislative voting behavior, other research has found little impact of redistricting on individual-level legislative voting behavior (Poole and Romer 1993). Another way in which the redistricting process may provide considerable change in the structure and stability of voting patterns is through membership turnover and the extent to which these membership changes alter the partisan composition within the legislature. We now turn to the primary task of this research—examining the role that these various factors play in the overall structure and stability of legislative voting. Data and Measures Our data collection for the overall project has four phases. One is a full crosssection collection of the roll calls cast in the 99 state legislatures and both houses of Congress for the 1999-2000 sessions. That collection is complete and 99 percent is available on our website. A second phase is a parallel post-2000 redistricting collection covering the legislative sessions for 2003-2004. The third collection is our “modern” time series for about half of the states with yearly collections of all competitive roll calls in the chambers for varying periods of time, ranging from six to eighteen years. The final collection is an experimental effort to collect full historical series for individual states which will permit testing of a host of hypotheses about the development of legislatures in the states as political systems. 7 This paper is our first look at the second phase with the specific purpose of assessing the longitudinal stability of the character of legislative roll call coalitions over time as well as some examination of the stability of relative ideological and partisan voting of individual legislators in different contexts. Here we examine the consistency of legislative roll call voting at the macro and micro levels in nineteen chambers. These include the upper and lower houses for Alabama, Georgia, Indiana, Maryland, Michigan, North Carolina, New Jersey, Oklahoma, Utah and the unicameral Nebraska legislature. These chambers provide us with a nice regional mix as well as variation on the chief cross-sectional features of dimensionality and strength and balance of parties which we uncovered in the initial series (Wright and Osborn 2002; Wright and Winburn 2003). This is a preliminary report, and the full assessment of stability and change in legislative voting coalitions and individual-level legislative behavior will be part of the final assessment. We look at all competitive roll calls which includes all those in which the losing side included at least five percent of those voting on the roll call. Across chambers, and even over time, we see quite a variation in the numbers of competitive roll calls in the states. The first column of figures in Table 1 shows the numbers of roll calls for our two sessions for each of the 17 chambers. Even among this small sample of chambers we see that there is considerable variation in the roll call load, from just 111 competitive roll calls in the ’03-’04 session of the Indiana Senate to almost 1,600 votes in the ’99-’00 Michigan Senate. We will be looking at several features of voting coalitions. Some of these are simple measures such as the numbers and the levels of competitiveness of the roll calls 8 over time for each chamber. We will also be examining the structure of roll call voting using NOMINATE scores to assess the dimensionality and classification success of examining voting in one and two dimensions. We will then turn to an examination of individual behavior looking at the relative stability of roll call voting for legislators over time. Analysis A point we often return to is the fact that our theories and our pictures of legislatures have been dominated by the preponderance of legislative research in the US on the US Congress. These studies report a good deal of stability from one legislative session to the next, both in things like dimensionality and party polarization and in the ideological or partisan character of individual roll call scores. The upshot is that findings in a cross sectional analysis of one congressional session are quite likely to be largely replicated in other sessions in that general temporal era. It would be a huge surprise, for example, if the strong unidimensional structure we find in Congress in recent years were to suddenly change in the next legislative session. Rather, we assume that continuity of the institutional rules and membership guarantee that the broad outlines of legislative decision making will remain the same and any change, such as the number of bills passing or failing, will generally occur within these familiar patterns. Currently we do not know if this kind of stability is characteristic of other legislative settings or whether Congress is exceptional in the remarkable temporal consistency of its roll call structures. There are arguments that can be made either way. One the one hand, state legislatures are reasonably mature institutions existing within ongoing electoral systems and we have no reason to suspect that they behave wildly 9 differently from one legislative session to the next. In this general view we assume that any complex institution develops patterns for dealing with its business—in this case, collective decisions on whether to pass legislation—and that these patterns will generally persist over time. An opposite view is easily imagined as well. The patterns of stability seen in Congress are a product of high levels of stability among a large membership (100 and 435 for the Senate and House) meeting in a full time legislature. The numbers and the frequency or iterations of interactions are likely to contribute routinized ways of dealing with decisions and these can be expected to carry over from one legislative session to the next. In addition, congressional roll calls are carried out with a relatively clean unidimensional structure which, as discussed above, provides a constraint that can yield stable outcomes. The states, or at least many of them, are different in ways that suggest less stability. First they are smaller: all of the state senates are smaller than the US Senate and all of the state lower houses are smaller than the US House. In most states, the upper and lower houses are quite substantially smaller than their national counterpart. On top of this, turnover in the states is much higher than in Congress (Squire 1988; Niemi). A general lack of continuity facilitated by smaller numbers of legislators is reinforced by the higher turnover rates. Thus, we might expect that as relatively new sets of individuals come together for shorter periods of time that there will be more variation in the character of roll call decisions from one session to the next in the states. A third reason to expect differences between the states and Congress is that we know from our cross-sectional analysis of the 1999-2000 sessions that some of the states 10 show higher dimensionality and lower levels of successful predictions from the NOMINATE analyses compared to the US House and Senate. While most of the chambers showed patterns of partisanship and dimensionality roughly equivalent to those of Congress, a significant number have quite different patterns. Thus, the relatively unstructured voting patterns we found in Nebraska, Rhode Island, Idaho and West Virginia suggest greater room for individual volatility in voting patterns than the tightly structured partisan context of Congress and the majority of state legislative chambers. In this paper, we assess change and stability at two levels. The first is a macrolevel analysis in which we will examine the selected parameters of the overall structure of roll call voting and see how much they change across sessions, and whether the patterns of change are uniform. We would expect that the larger, more professionalized legislatures will witness greater stability. It may well be the case that those chambers that show less structure at one time point are not necessarily more likely to undergo changes in partisanship or dimensionality, but rather they will be stable in their relative lack of dimensional structure. We might well find that instability in coalition formation from one roll call to the next is simply the equilibrium state or norm for some chambers. This still leaves open for investigation the question of when the structure of roll call voting will change, and what factors will induce such change. We will address this below after addressing the more descriptive question on the prevalence of temporal stability across a number of diverse legislative settings. The second type of analysis includes assessments of change and stability at the individual-level. Here we do not feel comfortable with assuming that state legislators 11 have a coalition identity (set of ideal points) that they carry with them for their terms in public life. Many are amateurs and with high levels of turnover, relatively short sessions, and perhaps being less constrained by constituency, we expect that state legislative roll call voting, at least in the less professionalized chambers, will be less stable over time. Macro Comparisons We look at changes in several features of the overall patterns of roll call voting in nineteen legislative chambers. These will include the “load” or simply the numbers of competitive roll calls that members vote on as well as the competitiveness of the roll calls. One can imagine that life is quite different in a chamber in which the vast majority of legislation passes with near unanimous majorities than one in which high percentages of the bills are close votes, perhaps even with some doubt about their passage. We will then look at classification success from fitting NOMINATE dimensions to the patterns of roll call voting which tells us how well the overall patterns of voting can be accounted for by a reduced set of dimensions. Third, we examine the complexity of the roll call issue space as indicated through the inclusion of a second dimension to the roll call space, and, finally, the partisan structure of the space reflecting how much party affiliation dominates voting on competitive roll calls. In future analyses, encompassing a larger sample of chambers we will look at changes in roll rates, or the frequency and conditions under which the minority party wins on party votes. Load and Competitiveness. One factor that surely affects the development of patterns of legislative decision making is the shear load of the decisions that have to be made. Some legislatures limit the numbers of bill that members can introduce, while others grant their committees greater gate keeping powers, which in effect limits the 12 number of bills. We can see from Table 1 that there is a huge variation among chambers in the numbers of competitive votes they deal with ranging in our sample from 111 in the 2000-2001 Indiana Senate to over 1,400 bills in the Oklahoma Senate in their 2003-2004 session. When we look at the changes in the bill loads, there is not a great deal of continuity: the correlation between the two sessions is .61. For most of the chambers the numbers of bills voted on remains stable but the Michigan House saw a substantial drop (1,129 to 739) while both houses in Oklahoma skyrocketed, doubling and almost tripling the numbers of competitive bills considered. [Table 1 about here] Simple counts of roll calls, however, while giving a glimmer of one aspect of decision making on the floor, can hide as much as they reveal. For example, in Illinois (not included in this analysis) the chair allowed a single vote to be recorded for over 200 separate bills. That is, the formal record showed separate roll calls, but the breakdown on each of 237 consecutive bills was the same 32 to 16 with two voting present. Probably more telling are the levels of competitiveness of the roll call votes. Where policy decisions are hotly contested within the legislature we might expect a high percentage of bills passing by small margins. In contrast, if the committees and leadership are able to exercise substantial agenda control, they should lose few votes and perhaps pass many with huge margins. Table 2 shows that the ranges of lopsided votes, which we define as bills with majorities of greater than 70 percent were the rule in a number of chambers, constituting clear majorities in most of the chambers. We also look at how many of the competitive votes were close, defined by the majority getting 60% of less of the vote. The character of the chambers varies a good deal on this factor. Notice 13 that there were virtually no close votes in the North Carolina Senate in the earlier session (1.5%) but this increased to over a quarter of the votes in the later session. The biggest changes in bill competitiveness occurred in the Michigan House and the North Carolina Senate. The former became less competitive with a doubling of the lopsided votes while the number of competitive voters fell from a half to a third. The NC Senate, in contrast, became more competitive, but with almost 60 percent of the votes being lopsided in the 2003-2004 session, it moved from the chamber with the largest percentage of lopsided votes to around the middle of the distribution. We also find that the Utah Senate had markedly fewer competitive votes in the 2003-2004 session while the trend was in the opposite direction for the Utah House, but the change was not that considerable. For other chambers, like the Indiana House and both chambers in Alabama, the patterns of competitiveness remained virtually unchanged from one session to the next. [Table 2 about here] We have seen fair levels of stability for most chambers with a few that seem to have had quite different sessions in terms of load or competitiveness. Our next step is to examine the primary indicators of the overall structure of roll call voting, namely the dimensionality. Table 3 shows the percentage of roll calls correctly predicted on the basis of a one-dimensional NOMINATE solution, and then accompanying these, the increment in this which comes from a two-dimensional solution. [Table 3 about here] A single dimension does a more than adequate job of accounting for roll call voting in most of the legislatures. The average percentage of correctly predicted roll calls for our 19 chambers is 88% for both sessions. Table 3 shows the figures for each 14 chamber. The Nebraska unicameral, with its nonpartisanship shows the lowest success in correct predictions, conforming with prior findings (Wright and Schaffner 2002). We also see that adding a second dimension adds very little improvement to the predictions using just the first dimension with only a less than two percent improvement for most of the chambers. We see that the Nebraska legislature shows the largest percentage increase, albeit by a small margin. The correct predictions criterion can be misleading since the prediction success can be quite high with just naive guessing of the largest marginals. However, the lopsidedness of roll call votes does very little to account for chamber differences in the success of NOMINATE predictions. The correlations between the percent correctly predicted on the basis of one dimension and the percentages of lopsided votes are not significant; in fact they are weakly negative for both sessions. Nevertheless, the preferred method is to look at how well the one or two dimensional solutions improve upon what would be achieved with naïve guessing. The results are provided in table 4. The improvements over raw guessing are substantial in most cases. The APRE1 (one dimensional proportion reduction in error) measures are largest for the chambers with more competitive roll calls (r=.60 and .63 for the 19992000 and 2003-2004 sessions). The Michigan House during the 1999-2000 session has the largest APRE1 measure while the lowest is Nebraska where the NOMINATE scores for either one or two dimensional solutions do not provide an impressive account of the roll call voting structure. [Table 4 about here] 15 Of particular interest for our analysis here is the stability of these dimensional structures. We want to know if there is significant fluctuation from one session to the next in the fit for the NOMINATE analyses. What we find is surprisingly strong levels of stability. Simply examining the overall proportion of votes correctly classified with a one-dimensional NOMINATE analysis illustrates this great uniformity across time, (r=.90). Similarly, the APRE1 solutions show similar relative performance across our two sessions, r=.80. The Michigan House again shows the clearest example of change. It had the highest APRE1 measure in 1999-2000, with an increment for the second dimension of just 1.5%. The improvement over guessing for the 2003-2004 session was less dramatic, but still among the highest of our sample of chambers, but with that change came a larger increment in the APRE with the second dimension (3%). We suspect the explanation for the differences shown by the Michigan House lies in the increased partisanship that characterizes Michigan, and perhaps the effects of term limits which greatly increased the level of turnover there. Micro Analysis We now turn to an assessment of individual-level voting stability focusing in particular on the relationship of individual patterns of voting to the overall aggregate characteristics of legislative voting. The first factor we examine is the overall continuity in legislative membership, which is measured by comparing the 1999-2000 session data to the 2003-2004 session data. Prior research has found considerably greater levels of membership turnover in state legislatures compared to the U.S. Congress. In addition, the data we compare represents pre- and post- reapportionment sessions, which could either heighten or significantly lessen turnover depending on the nature of the 16 redistricting process in a particular state. Because of the considerable variation across legislatures, these data provide an excellent opportunity to examine the effects of membership turnover on patterns of voting over time. Table 5 presents measures of legislator continuity within each chamber for the two sessions being examined. Membership continuity varies considerably across chambers, due to both institutional (e.g., term limits) and electoral (e.g., district-level party competition) forces. The extent to which membership turnover influences the overall aggregate structure of legislative voting is a factor we will explore now in our examination of individual influences shaping the structure and stability of voting in legislatures. [Table 5 about here] For the majority of the chambers, the patterns of legislative voting remained relatively stable from the 1999-2000 session to the 2003-2004 session. Among the chambers experiencing change, the Georgia House is particularly noteworthy because of the widespread changes that came from their redistricting process. The redistricting process in Georgia was unique in two regards. First, there was an extremely high level of contentiousness between the two parties as the Democratic majority was barely able to pass their redistricting plan. Second, with this plan, Georgia reinstituted multi-member districts in several areas, particularly in the Southern parts of Georgia. Despite these concerns, Georgia experienced relatively low levels of membership continuity over the course of our analysis time frame (see Table 5). Graphs 1 & 2 show the overall structure of voting in the Georgia House as is given by their NOMINATE scores. The structure of voting in the later House appears to be much more partisan, with considerable party 17 polarization emerging as the chamber experienced a shift in partisan control to the Republican party establishing unified government in the state of Georgia. Pearson correlations of individual member’s ideological stability demonstrate very high levels of stability among those members serving for both periods (.92); however, member continuity was considerably low in the Georgia House. [Graphs 1 & 2 about here] Another legislature which surprisingly showed remarkable levels of stability, at both the individual and aggregate level was the Nebraska Unicameral legislature. Despite the unstructured nature of voting, Nebraska legislators show very high levels of stability rivaling that of the other partisan legislative chambers, including the U.S. Congress. Graphs 3 & 4 illustrate these patterns of conflict over time. While there are no clear patterns of ideological voting, the stability exhibited in individual-level voting behavior suggests that there is some mechanism inducing legislative stability. This will be something we will return to in later analyses. [Graphs 3 & 4 about here] While prior research has argued that parties are central to establishing individualand aggregate-level stability, our findings do not offer such overwhelming support for this relationship between parties and stability. For example the relationship between the first dimension nominate scores for the two sessions examined is generally high (mean correlation is .91); however, variations in this continuity appear to be unrelated to relationship between party and roll calls (see, e.g., Table 7). [Table 7 about here] 18 Conclusions In general, we find remarkable levels of stability in both individual- and aggregate-levels of legislative voting. While the overall findings seem consistent with the congressional literature, this analysis raises a number of concerns regarding the predominant views of what causes stability. In particular, we do not find an overwhelming relationship between the strength of parties and legislative stability. This preliminary analysis raises a number of questions which will be subjected to further analyses in the future. In particular, one puzzle to explore in the future involves the levels and patterns of individual level legislator continuity in legislatures with weaker dimensional structures. In addition, future analyses will seek to further clarify the sources of legislative stability with a more specific focus on internal institutional arrangements and, in particular, their effects on the complex relationship between individual- and aggregate-level voting. 19 References Aldrich, John H. 1995. Why Parties? The Origin and Transformation of Political Parties in America. Chicago: University of Chicago Press. Aldrich, John H. and David W. Rohde. 2001. “The Logic of Conditional Party Government: Revisiting the Electoral Connection,” in Congress Reconsidered, Lawerence Dodd and Bruce Oppenheimer, eds. Washington: CQ Press. Arrow, Kenneth. 1959. “Rational Choice Functions and Orderings.” Economica Black, Duncan. 1958. The Theory of Committees and Elections. Cambridge: Cambridge University Press. Dahl, Robert. 1989. Democracy and its Critics. New Haven: Yale University Press. Glazer, Ami and M. Robbins. 1983. “Voters and Roll Call Voting: The Effect of Congressional Elections.” Political Behavior 5: 377-390. Grofman, Bernard, Robert Griffin, and Gregory Berry. 1995. “House Members Who Become Senators: Learning from a Natural Experiment.” Legislative Studies Quarterly 20: 513-530. Hibbing, John R. 1986. “Ambition in the House: Behavioral Consequences of Higher Office Goals Among U.S. Representatives.” American Journal of Political Science 30: 651-666. Jenkins, Jeffrey A. “Examining the Bonding Effects of Party: A Comparative Analysis of Roll-Call Voting in the U.S. and Confederate Houses.” American Journal of Political Science 43: 1144-65. Lott, John R., Jr. 1987. “Political Cheating.” Public Choice 52: 169-187. McKelvey, Richard D. 1976. “Intransitivities in Multidimensional Voting Models and Some Implications for Agenda Control.” Journal of Economic Theory 12: 47282. McKelvey, Richard D. 1979. “General Conditions for Global Instransitivies in Formal Voting Models.” Econometrica 47: 1085-1112. McKelvey, Richard D. and Norman Schofield. 1987. “Generalized Symmetry Conditions at a Core Point.” Econometrica 55: 923-33. Poole, Keith T. and Thomas Romer. 1993. “Ideology, ‘Shirking,’ and Representation.” Public Choice 77: 185-196. Poole, Keith T. and Howard Rosenthal. 1991. ”Patterns of Congressional Voting.” American Journal of Political Science 35: 228-278. Poole, Keith T. and Howard Rosenthal. 1997. Congress: A Political-Economic History of Roll Call Voting. New York: Oxford University Press. Riker, William H. 1982. Liberalism Against Populism: A Confrontation Between the Theory of Democracy and the Theory of Social Choice. San Francisco: Freeman and Company. Schofield, Norman. 1978. “Instability in Simple Dynamic Games.” Review of Economic Studies 65: 575-94. Shepsle, Kenneth. 1979. “Institutional Arrangements and Equilibrium in Multidimensional Voting Models.” American Journal of Political Science 23: 2759. Shepsle, Kenneth and Barry Weingast. 1987. "The Institutional Foundations of Committee Power." American Political Science Review 81: 85-104. Tullock, Gordon. 1981. “Why So Much Stability?” Public Choice 37: 189- 205. Weingast, Barry R. and William J. Marshall. 1988. “The Industrial Organization of Congress; or, Why Legislatures, Like Firms, Are Not Organized as Markets.” Journal of Political Economy 96: 132-163. Wright, Gerald C., and Tracy Osborn. 2002. “Party and Roll Call Voting in the American Legislature.” Paper read at Midwest Political Science Association, at Chicago. Wright, Gerald C. and Brian F. Schaffner. 2002. “The Influence of Party: Evidence from State Legislatures.” American Political Science Review 96: 367-379. Wright, Gerald C., and Jon Winburn. 2003. “The Effects of Size and Party on the Dimensionality of Roll Calls.” Paper read at Third Annual Conference on State Politics and Policy, March 14-5, 2003, at Tucson Arizona. 21 Table 1. Numbers of Competitive Roll Call Votes, 1999-2000 & 2003-2004 in 19 Chambers Chamber AL-h AL-s GA-h GA-s IN-h IN-s MD-h MD-s MI-h MI-s NC-h NC-s NE-b NJ-h NJ-s OK-h OK-s UT-h UT-s total Ns ’99-’00 ’03-04 355 523 181 263 417 501 318 512 474 363 239 111 425 378 359 462 1129 739 510 415 548 419 204 217 221 188 208 291 166 126 776 1516 481 1408 412 476 314 310 22 Table 2. Changes in Roll Call Competitiveness 1999-2000/2003-2004 Chamber Majority > 70% Majority <61% 1999-2000 2003-2004 1999-2000 2003-2004 AL-h AL-s GA-h GA-s IN-h IN-s MD-h MD-s MI-h MI-s NC-h NC-s NE-b NJ-h NJ-s OK-h OK-s UT-h UT-s 57.5 69.6 54.7 38.7 45.8 54.0 72.2 60.4 25.8 33.7 57.5 80.9 43.4 56.7 65.7 70.4 67.8 66.5 56.4 56.8 71.9 45.9 34.2 46.0 64.9 50.0 57.6 49.8 49.2 64.9 59.9 54.8 51.9 69.0 58.0 58.1 58.4 72.9 19.7 17.1 26.1 28.6 39.5 16.3 11.5 20.9 53.1 39.0 23.9 1.5 33.9 24.0 16.3 15.7 12.3 15.5 20.4 26.8 16.3 27.3 47.9 38.8 16.2 16.4 15.6 30.4 29.2 16.9 27.6 24.5 36.4 20.6 25.6 21.0 22.9 10.6 23 Table 3. Correct Roll Call Predictions from One and Two Dimensional NOMINATE Analyses. One-dimension Increment with second Dim. Chamber ’99-00 ’03-04 ’99-00 ’03-04 AL-h .853 .844 1.8 2 AL-s .866 .884 2.3 1.8 GA-h .855 .876 1.2 .8 GA-s .908 .897 .8 1.4 IN-h .905 .895 .6 .7 IN-s .871 .863 1.1 1.9 MD-h .879 .897 .8 .6 MD-s .874 .886 2.2 1.5 MI-h .93 .895 .6 .9 MI-s .913 .924 1.5 .7 NC-h .86 .857 1 1.7 NC-s .911 .911 1.6 .5 NE-b .782 .81 2.4 2.4 NJ-h .932 .949 -1.9 .8 NJ-s .902 .9 1.5 1.7 OK-h .875 .895 .9 .7 OK-s .855 .859 1.7 1.4 UT-h .842 .835 1.5 1 UT-s .85 .865 1.8 2.1 24 Table 4. Proportion-Reduction in Error Measures for One and Two Dimension NOMINATE Solutions. APRE1 APRE2-APRE1 Chamber ’99-00 ’03-04 ’99-00 ’03-04 AL-h .428 .425 .071 .075 AL-s .438 .444 .095 .086 GA-h .475 .583 .043 .026 GA-s .695 .695 .028 .042 IN-h .684 .658 .019 .022 IN-s .492 .406 .042 .082 MD-h .414 .61 .038 .023 MD-s .499 .567 .086 .057 MI-h .807 .627 .015 .03 MI-s .733 .724 .045 .025 NC-h .463 .383 .039 .074 NC-s .513 .642 .09 .023 NE-b .288 .302 .078 .09 NJ-h .727 .817 -.077 .028 NJ-s .566 .581 .067 .071 OK-h .431 .583 .038 .026 OK-s .374 .458 .07 .054 UT-h .335 .37 .061 .039 UT-s .453 .409 .067 .089 25 Table 5. Membership Continuity 99-00 & 03-04 total Chamber % membshp both yrs continuity AL-h .55 AL-s .72 GA-h .38 GA-s .44 IN-h .62 IN-s .75 MD-h .50 MD-s .54 MI-h .22 MI-s .09 NC-h .42 NC-s .41 NE-b .52 NJ-h .59 NJ-s .57 OK-h .51 OK-s .72 UT-h .34 UT-s .74 26 Table 6. Pearson Correlations 99-00 & 03-04 Chamber both yrs AL-h AL-s GA-h GA-s IN-h IN-s MD-h MD-s MI-h MI-s NC-h NC-s NE-b NJ-h NJ-s OK-h OK-s UT-h UT-s r1 0.951 0.816 0.923 0.819 0.987 0.968 0.750 0.959 0.904 0.974 0.914 0.985 0.905 0.946 0.814 0.947 0.857 0.959 0.960 r2 0.381 0.380 0.637 0.301 0.620 0.637 0.302 0.642 0.178 0.647 0.242 0.276 0.281 0.242 0.074 0.446 0.596 0.438 0.259 27 Table 7. Chid Effects of Party on Individual-level Stability pit11 pit12 pi1diff pit21 pit22 pi2diff alh 0.942 0.960 0.018 0.239 0.028 -0.211 als 1.377 1.054 -0.323 0.003 0.107 0.104 gah 0.929 1.160 0.231 0.001 0.207 0.206 gas 1.463 1.218 -0.245 0.019 0.180 0.161 inh 1.314 1.395 0.081 0.260 0.211 -0.049 ins 1.349 1.309 -0.039 0.144 0.064 -0.079 mdh 1.002 0.875 -0.127 0.165 0.096 -0.069 mds 1.320 1.159 -0.161 0.153 0.080 -0.073 mih 1.471 1.168 -0.303 0.069 0.026 -0.044 mis 1.701 1.515 -0.186 0.051 0.056 0.004 nch 1.126 0.990 -0.136 0.097 0.069 -0.028 ncs 1.745 1.357 -0.388 0.050 0.038 -0.012 neu 0.832 0.995 0.163 0.170 0.290 0.120 njh 1.219 1.351 0.132 0.188 0.121 -0.067 njs 1.556 1.359 -0.197 0.211 0.267 0.056 okh 1.137 1.257 0.119 0.139 0.195 0.055 oks 1.447 1.239 -0.208 0.107 0.300 0.194 uth 1.144 0.940 -0.204 0.376 0.393 0.016 uts 1.432 1.248 -0.183 0.247 0.132 -0.115 Note: pit11: effect of pid on 1st dim. Nominate scores at time 1 (1999-2000); pit12: effect of pid on 1st dim. Nominate scores at time 2 (2003-2004); pi1diff: difference in the effects of pid on 1st dim. Nominate scores from time 1 to time 2. pit21: effect of pid on 2nd dim. Nominate scores at time 1 (1999-2000); pit22: effect of pid on 2nd dim. Nominate scores at time 2 (2003-2004); pi2diff: difference in the effects of pid on 2nd dim. Nominate scores from time 1 to time 2. 28 Graph 1: Pattern of Roll Call Voting, Georgia House 1999-2000 .988 R R R R R R RR R R R R R R R D R R R R R R RR R R R R 1st nom coord at time 1 R R R R R R R R R R R R R R R R R R R R I R RR R R R D DD DD D D D D DD D D DD D D D D DD D D D D D D DD R D R DD D D R R D DD R R D D D R R R R R R D R R R R R D R R R D D D D DD D D D D D D D DD D D D DD D R D D D D D D DD D D R D D D D D DD D D D D D D DD D D D D D D D D DD D DD D -.946 -.845 .949 2nd nom coord at time 1 Graph 2: Pattern of Roll Call Voting, Georgia House 2003-2004 .997 1st nom coord at time 2 R R R R R R R R R R R R R R R R R D R R R R R R R RR R R RR R R RR R R R RR R R R R R R RR R R R R R R R R R R R RR R R R R R R R R R R R D D D D D D D DDD D D D D R D D D I D D D D D D D D D D D D D D DD D D D D D DD D D D D D D D D DD D D D D D D D D DD D D D D D DD D D D D D D DD DD D D D D D D DD D D D DD D DDD D DD D DD D D D D D -.941 -1 .843 2nd nom coord at time 2 29 Graph 3: Pattern of Roll Call Voting, Nebraska Legislature 1999-2000 DD D .998 I D D D D D D D D D 1st nom coord at time 1 R D D D R D R R D R R R I R R R R R R R R D R R R R D R R R RR D R R -.965 R R R -.92 .731 2nd nom coord at time 1 Graph 4: Pattern of Roll Call Voting, Nebraska Legislature 2003-2004 .979 D D D I D D D R D D D D D I 1st nom coord at time 2 I R R R R R R R D R R R R D R R R R R R I R RR R R R R R -1 RR IR -.979 R .803 2nd nom coord at time 2 30