ISSUES IN THE USE OF EMME/2 AS A PLATFORM FOR THE ESTIMATION OF GREENHOUSE GASES A.M. Khan Department of Civil and Environmental Engineering Carleton University Ottawa, Ontario K1S5B6 CANADA Telephone: +613 520 2600 (EXT. 5786) Fax: +613 520 3951 Email address: ata_khan@carleton.ca ABSTRACT The Kyoto protocol has focussed attention on the identification and implementation of strategies and tactical measures to reduce greenhouse gas (GHG) emissions. Therefore, urban transportation systems planners have to find an innovative way to meet this new requirement. This paper consists of four parts. Part one is a brief introduction to the concept of environmentally sustainable urban transportation, fuel consumption, greenhouse gas (GHG) emissions, and the requirements of the Kyoto Protocol. Part two describes the methodological requirements for the estimation of GHG emissions and points out the deficiencies in the existing practice. Part three describes how to use EMME/2 as a platform to estimate GHG emissions. Finally, in part four, conclusions are presented. INTRODUCTION Planning for urban transportation systems has to address one additional requirement than in the past. The goal of achieving long term sustainability in urban transportation is becoming widely recognized. More recently, the Kyoto Protocol has focussed attention on the identification and implementation of measures to reduce GHG emissions in urban transportation. Since numerous urban areas use EMME/2 as a modelling framework, it is desirable to investigate methodological and data requirements for the estimation of GHG emissions. This paper describes issues in meeting this challenge. ENVIRONMENTALLY SUSTAINABLE TRANSPORTATION The subject of environmental impacts of transportation has been under investigation for many decades. Since the mid-1980’s, through the sponsorship of the United Nations, attempts have been made to reconcile present and future economic development with the maintenance of ecological capacity and values (1,2). 1 Broad definitions such as that of the Brundland Report have resulted in a wide variety of actions both at the country level and on a multination basis: “development that meets the needs of the present without compromising the ability of future generation to meet their own needs” (page 387 of reference 3). At the 1992 United Nations Conference on Environment and Development (UNCED) in Rio de Janeiro, the theme of sustainable development played a central organizing role. Recommendations on sustainable development were compiled and published as Agenda 21 (4). Although the concept of sustainable development encompasses many factors, the urgency in dealing with the climate change issue has focused attention on the reduction of greenhouse gas emissions. Recently, in December 1997, Canada and more than 150 countries negotiated the Kyoto Protocol, which sets GHG emission targets for the post2000 period. This Protocol, if ratified, will commit Canada to reduce GHG emissions by 6% below 1990 level during the period 2008-2012. At present, work is underway to define measures for reducing emissions of GHG in order to meet the Kyoto agreement and to further reduce GHG emissions in years beyond. FUEL CONSUMPTION AND GREENHOUSE GAS EMISSIONS As a result of fuel consumption, emissions are produced. In addition to other emissions, the following GHG emissions result from the combustion of petroleum fuels. The GHG emissions of interest are: carbon dioxide (CO2), methane (CH4), and nitrogen oxide (N2O). The magnitudes of these emissions per litre of fuel vary by type of fuel, engine and emission control technologies. In order to find the CO2 equivalent of these gases, equivalency factors are used which reflect their relative long term greenhouse effect. The equivalency factors are 1 for CO2, 21 for CH4, and 310 for N2O. The overall relationship between transportation, fuel consumption and GHG emissions is shown in Figure 1 in the form of a conceptual diagram. Also shown is the method for computing GHG emission factors for specific fuels and the estimation of GHG emissions. Fuel Consumption (litres) = Vehicle-kms x Fuel Consumption/Vehicle-km GHG Emission Factor (million tonnes/giga litre) = SUM[(Emission Level)x(CO2 Equivalency)] GHG Emissions (million tonnes) = (giga litres of fuel consumed)x(GHG Emission Factor) Figure1: Relationships Between Mobility, Energy Consumption and Greenhouse Gas Emissions (Adapted from references 5 and 6). 2 METHODOLOGICAL REQUIREMENTS It is useful to introduce the institutional as well as the technical aspects of fuel consumption and emissions for road vehicles before discussing the effect of average link speed on fuel consumption. Four concepts are of particular interest here. These are: . new vehicle fuel consumption rating . on-road vehicle fuel efficiency . Federal Test Procedure (FTP) for regulated emissions . Company Average Fuel Consumption (CAFC) New passenger car and light duty truck fuel consumption is sourced from laboratory tests specified by the Canadian Federal Government and U.S. Government agencies (7). In accordance to the self-certification agreement between industry and government, the automobile manufacturing companies are responsible for the conducting the fuel consumption tests according to approved Transport Canada methods. Governments may and do conduct tests to verify results on a sample of vehicles. Fuel consumption estimates obtained by the industry from tests are reported for urban and highway cycles. The urban drive cycle is a simulation of the typical urban trip involving stop-and-go operation. On the other hand, the highway driving cycle simulates a higher degree of cruising at highway speeds. As expected, actual fuel consumption tests suggest that on-road fuel intensity is higher than laboratory tests. A number of reasons have been advanced, including the driving habits of motorists, weather, road condition, the condition of the engine, and traffic congestion. The application of a fuel adjustment factor to the new car fuel efficiency is necessary in order to account for the actual over-the-road conditions. For this reason, the new vehicle fuel consumption label values and the annual Fuel Consumption Guide are adjusted accordingly. The factors that are applied to the laboratory tests are: 15% for city and 10% for the highway cycle. The Natural Resources Canada (NRCan) used a 20% degradation factor in Energy Outlook studies for light duty vehicles between laboratory and on-road vehicle fuel efficiency. NRCan sources suggest that in 1994, on-road fuel consumption for automobiles was 21.4% higher than laboratory tests. In the case of light trucks, the corresponding 1994 difference was even higher -- 26.3% (7). For internal combustion (IC) engine vehicles, stop and go operations in urban areas cause inefficiency in fuel use. In case the average speed of vehicle improves as a result of a reduction in stop-and-go operations, the fuel economy improves as well. Logically, fuel efficiency keeps on improving with increased link average speed until the speed for best operation is reached (Table 1). 3 For average speeds below 25 km/h, fuel consumption rises rapidly (8). On the other hand, average speeds higher than 70 km/h cause fuel consumption to rise somewhat due to increasing aerodynamic drag on vehicles. However, it has been pointed out that newer model vehicles with highly sophisticated aerodynamic designs do not show the effect of drag until much higher speeds. Table 1: Ratios of the Fuel Consumption Rates – Automobile, Urban Driving Conditions (For Illustration Purposes) Link Average Speed Fuel Consumption Link Average Fuel Consumption (km/h) Factors (Ratios) Speed (km/h) Factors (Ratios) ______________________________________________________________________ 5 2.79 40 0.87 10 2.13 45 0.81 15 1.70 50 0.78 20 1.37 55 0.78 25 1.15 60 0.79 30 1.00 65 0.79 35 0.93 70 0.79 Notes: 1. Fuel consumption factor (ratio) = fuel consumption at a given average speed divided by the fuel consumption at the urban test cycle average speed of about 31 km/h. 2. Link average speeds are shown . These are not cruising speeds. Source: Reference 9. In Table 1, for the on-road travel by a typical automobile, the fuel consumption rate at 30 km/h is set as the reference rate (i.e. approximately the same as the urban test cycle average speed). To illustrate the effect of congestion, we take a link average speed of 15 km/h. At this very inefficient average speed, fuel consumption rate becomes 1.7 times the reference rate. It should be pointed out that new vehicle technologies (i.e. hybrid, all-electric, fuel cell) differ from the internal combustion engine vehicle in many respects. In addition to fuel consumption rate (i.e. fuel intensity), these technologies show differences in terms of changes in fuel consumption rates with link average speed. The example of hybrid vehicles is presented here. Depending upon design, a hybrid vehicle may operate under battery power in congested driving conditions. The small internal combustion engine of a hybrid vehicle is used to propel the vehicle and/or charge the battery in the cruising mode. Since the internal combustion engine is not used (according to design) in the inefficient low average speed mode of operation and due to regenerative feature, the fuel consumption and CO2 emissions actually are much lower in stop-and-go (congested) conditions than in the free flow travel environment. 4 Industry sources point out that the Toyota’s Prius hybrid system (with 1.5L Atkinson cycle IC engine, electronically variable transmission ratios, AC permanent magnet motor & generator, special NiMH batteries) consumes less fuel and cuts CO2 emissions in half in congested city driving. According to vehicle design, at light loads the battery provides the energy to the motor for all-electric operation. While braking, this process is reversed and the motor acts as a generator, thus recharging the battery (i.e.regenerative braking). At medium loads, the IC engine comes on line and its power is split in such a fashion that a portion is used to drive the vehicle and a smaller portion is provided to the generator for either additional drive energy or to recharge the batteries. At peak load condition, the battery adds its energy to the motor for maximum performance (10). The fuel efficiency improvements offered by hybrid vehicle technology, such as the Toyota Prius, are very attractive. Demonstrations by Toyota have indicated that the Prius consumed 17% less fuel compared to a typical 1.5L IC engine over the Federal Test Procedure (FTP) Highway cycle. In the case of urban driving, up to 50% less fuel was used in spite of severely congested traffic conditions (10). The foregoing information clearly suggests that for the estimation of GHG emissions in urban transportation, fuel consumption estimates for the entire urban network must be disaggregated by vehicle type. Since fuel intensity of a vehicle is affected by the link average speed, it is necessary to estimate this variable as a part of the network analysis. CHOICE OF EMME/2 A review of existing modelling frameworks suggests that a number of key issues are to be addressed in modelling fuel consumption and GHG emissions. Microscopic models simulate explicit vehicle movements and thus tend to implement fuel consumption modules that are based on vehicle-following and lane-changing behaviour of drivers. Macroscopic traffic analysis models consist of fuel consumption functions that are consistent with the more aggregate performance measures, such as average speed. Micro-simulation models, owing to their design, provide more accurate estimates of fuel consumption for facility and limited network application contexts. This category of model is most suitable for evaluating individual intersections, sections of road, or small parts of complex networks. In their present form, these models do not provide CO2 or other greenhouse gas emission information. Fuel consumption outputs, however, can be used to derive GHG emission estimates. At the present level of technological development, a modelling framework designed to incorporate macroscopic representations of traffic is better suited for large area-wide 5 studies of multimodal networks. Such models are used for transportation planning, and their results can be used as inputs to the fuel and emission estimation macros. For the sake of realism, it is a requirement that reliable estimates of average speed are obtained at the link level. Macroscopic models based on average speed philosophy relate fuel consumption to link average speed. These models normally share network codes with transportation planning and sometimes with geographic information system (GIS) models. These are generally best suited for estimating total fuel consumption for large urban traffic networks. Given that models of this type are suitable for assessing the impacts of transportation management strategies that result in changes in demand and average speed, their application for the estimation of fuel and GHG emissions is beneficial. These models are reasonably accurate within a wide speed range. With appropriate theoretical formulations and empirical calibration factors, these become applicable to both very low and freeway cruising speeds. In the U.S.A., the modelling requirements for air quality studies are under study. Research in this area is jointly sponsored by the U.S. Department of Transportation, the Environmental Protection Agency, and the Department of Energy. Improvements are being made to the macroscopic type of model described above. Publications of this Travel Model Improvement Program (TMIP) describe the latest information on travel model speed estimation and post processing methods for air quality analysis. It is expected that macroscopic transportation planning models will be modified to develop regional estimates of fuel consumption and greenhouse gas emissions. In parallel, more detailed micro-simulation models are expected to be developed. Even at their present state of development, the microscopic models can be used for the analysis of selective sub-networks. The interface of urbanized region level transportation models and fuel consumption/emission models is not without problems. Most travel demand forecasting models were not developed to provide reliable forecasts of vehicular speeds/delay at the link level. In addition to their limitation in providing congestion-related changes in speed, most transportation models do not provide information on vehicle operating modes (e.g. cold start, hot start, etc.). Improvements are underway to average speed estimation subroutines of travel simulation models. Post-processors with potential to further improve speed estimates are under study. Research in progress indicates that assignment post-processors are one way of overcoming software and data limitations. A number of post-processor 6 techniques that have been used in the U.S.A. are based on the simplification of the Highway Capacity Manual techniques or incorporate simulation model features. Urbanized region travel modelling frameworks , such as EMME/2, have been adapted successfully to track cold start vehicles on a link-by-link basis. THE USE OF EMME/2 AS A PLATFORM The EMME/2 offers a framework for travel forecasting. It is used widely for the simulation of travel demand by all modes on an urban transportation network (i.e.auto, transit, walk, bicycle, etc.). For the study of demand, demographic and socio-economic variables as well as characteristics of the transportation network (configuration, travel time, costs, etc.) are used. For the estimation of GHG emissions, the starting point is to start with the abstraction of the urban transportation system in the form of modal networks. The EMME/2 serves as a framework for this purpose. The detailed coding and network representation capabilities enable an analyst to define links and vehicle types. From these, as a result of travel simulation and post-processing of assignment outputs, fuel consumption and GHG emissions can be found (Figure 2). Urban . Fuel Transportation => Modal Networks => Links & Vehicle Types => Consumption System . GHG Emissions Figure 2: Conceptual Representation of GHG Emission Estimation Requirement The following are the steps for the computation of GHG emissions. 1. From EMME/2 assignment, obtain average speed for links (or a series of links), traffic volume for links disaggregated by vehicle type. 2. Find vehicle-kms for each vehicle category (product of link distance and volume). 3. From average speed and vehicle type, find fuel intensity (by fuel type). 4. From fuel intensity (litres/100km) and vehicle-kms, find total fuel consumption for each fuel type. 5. From total fuel consumption for each fuel type and vehicle category, find GHG emissions. The opportunities and constraints (issues) in implementing these steps are discussed below. 7 Step 1 The EMME/2 assignment (actual or imputed) outputs for a network are: . simulated vehicles/hour of travel . riders/hour . link speeds . travel times. From these outputs, we can obtain average speed for links (or a series of links), traffic volume for links disaggregated by vehicle type. Step 2 For each link, vehicle kms of travel (VKT) are found according to vehicle categories (product of link distance and volume). Also, from travel time and link distance, average travel speed can be computed for each vehicle category (Figure 3). The traffic information is generated by the EMME/2. The vehicle characteristics that are taken into account are: weight, engine size. For characterizing new technology vehicles (e.g. hybrid vehicles), additional identifying codes will be required. Step 3 From a knowledge of average speed and vehicle type, fuel intensity (by fuel type) can be found (Figure 4). From the outputs of the equilibrium assignment and other inputs, volumes and link speed are found. These are based on travel time and distance matrices generated by the EMME/2. Next, fuel consumption rate is calculated based on average speed and vehicle characteristics. For each vehicle type, fuel intensity functions/tables can be incorporated. As noted in step 2, the average speed is calculated from travel time and distance matrices that reflect link characteristics. A desirable feature of the post-processor would be to allow the user to change values of parameters to reflect local conditions of the case study (e.g. vehicle fleet fuel intensity, the presence or absence of emission inspection programs, cold and hot start splits, assumptions regarding engine tune ups, etc.). EMME/2 Traffic Assignment . Link Average => Speed => Vehicle Kms of Travel (VKT) by Link . Traffic Volume (and Vehicle Type & Link Avg. Speed) by Vehicle Type . Fuel Intensity Figure 3: Estimation of VKT, Vehicle Type, and Link Avg. Speed. 8 Step 4 From fuel intensity (litres/100km) and vehicle-kms, total fuel consumption for each type of fuel is found (Figure 4). Step 5 From total fuel consumption for each fuel type and vehicle category, GHG emissions are computed (Figure 4). .VKT . GHG Emissions . Fuel => . Fuel Consumption => CO2, CH4, N2O Intensity by Fuel Type Figure 4: Estimation of GHG Emissions => GHG (CO2 Equivalent) The methodology described above is intended to test the effectiveness of various mitigation measures in reducing GHG emissions (Figure 5). Additionally, this type of information is also required to check the cost-effectiveness of GHG mitigation measures (Figure 6). Base Case Network => Baseline Fuel Consumption => Baseline GHG Network => Fuel Consumption Change => Mitigation With Measures Scenario GHG (to reduce GHG) Figure 5: Estimation of GHG Reduction => GHG Reduction GHG Mitigation => EMME/2 Assignment => GHG Reduction => Cost- Effectiveness Measures =====================> Cost of Mitigation Figure 6: Cost-Effectiveness Analysis CONCLUDING REMARKS 1. At the present level of model development, the macroscopic average speed type of models are best suited to the urbanized region level GHG estimation task. 9 2. The EMME/2 provides an appropriate platform for the estimation of GHG emissions. 3. A number of issues need to be addressed for effective use of the EMME/2 as a platform. These are: improved post-processors for accommodating the fuel intensity characteristics of various vehicle types, and the inclusion of computations for the GHG emissions. A user-friendly macro (post-processor) can be developed for the automation of repetitive and frequently used commands/calculations. ACKNOWLEDGEMENTS This paper is based on research sponsored by the Natural Sciences and Engineering Research Council of Canada. REFERENCES 1 D. Pearce, D, “Sustainable Development”, London: Billing and Sons, 1990 2 M. 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