Health Information Management Association of Australia Ltd HEALTH INFORMATION MANAGEMENT (HIM) COMPETENCY STANDARDS Version 1 AUGUST 2001 © 2001 HIMAA Edited by Helen Cooper, Chairperson. Developed by the HIMAA Education Committee Published by the Health Information Management Association of Australia Ltd Locked Bag 2045, North Ryde, NSW 1670 Phone: +61 2 9887 5001 Fax: +61 2 9887 5895 E-Mail: himaa@himaa.org.au www.himaa.org.au HEALTH INFORMATION MANAGEMENT (HIM) COMPETENCY STANDARDS CONTENTS Page Why the HIMAA maintains professional competencies 3 Brief of the HIMAA Education Committee in the development of the competencies 3 How to use this document 5 Acknowledgements 5 Domain A: Generic professional skills 6 Domain B: Health care delivery 8 Domain C: Clinical terminology and classification systems 9 Domain D: Research methodology and statistics 10 Domain E: Health care evaluation 11 Domain F: Management 12 Domain G: Information Technology 14 Domain H: Health information system concepts and processes 15 Why the HIMAA Maintains Professional Competencies Under its terms of reference, the Education Committee of the Health Information Management Association of Australia (HIMAA) has been delegated responsibility to: ‘Oversee the development and continued refinement of competency standards for health information managers and others working in health information management services. Recommend the adoption of competency standards for health information managers and others working in health information management services’. 1 The implications of this process of developing professional competencies are significant. For example, it focuses attention on re-defining the role(s) of the HIM and provides an opportunity to position the profession for the future. it raises challenges for how required competencies are to be attained - impacting not only on the curricula of the entry-level undergraduate and postgraduate university programs, but also on the requirements to develop and deliver ongoing competencybased professional development to practising HIM professionals. The HIMAA has previously been involved in the development of competency standards impacting on the HIM profession. Clinical Coder National Competency Standards and Assessment Guide was published by the National Coder Workforce Issues Project of the HIMAA in 1996. HIMAA was represented on the National Records & Archives Competency Standards Steering Committee that produced nationally endorsed cross-industry Records & Archives Competency Standards in 1997. Brief of the HIMAA Education Committee in the development of the competencies The development and endorsement of the competencies is a singularly significant and considerable undertaking. A primary driving force motivating the project is to ensure that the content of the tertiary programs represents not only the professional skills and attributes currently required of new graduates but also those anticipated skills and knowledge requirements of graduates for sometime into the future. The University programs look to this professional association to provide leadership and advice on what is expected with respect to workplace skills both now and into the future so that course design and content can be developed to meet these generic requirements. This project was initially focused on developing generic competencies for entry-level practitioners - ie. new graduates from recognised tertiary programs offered by the following four universities: School of Public Health, Faculty of Health, Queensland University of Technology School of Public Health, Faculty of Health Sciences, La Trobe University, Victoria School of Health Information Management, Faculty of Health Sciences, The University of Sydney Department of Health Information Management, School of Public Health, Curtin University of Technology, WA In recent times the need for an endorsed set of professional competencies came to the fore _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 3 of 18 during the course accreditation process. The Education Committee uses the professional competencies to review the course curricula to ensure that the curriculum content addresses the competencies. The competencies that had been applied to the accreditation process had been developed in 1991 and had not been substantially updated through the two cycles of accreditation. The University programs however had undergone substantial change in 8 years. The course curricula contained material that is important but unrepresented by the original competency list. A relevant and contemporary set of competencies allows the Education Committee to more objectively assess the various programs submitting to the accreditation process. The Education Committee has discussed the parameters of the Competencies Project with recognition that there is the potential to extend the project to formal recognition of the competencies by appropriate national entities. However the reality is that neither the Committee nor the HIMAA currently has the resources for an undertaking of this extent. Therefore for the time being it is not proposed that the Competencies be applied beyond the following purposes: That the tertiary programs use the entry-level competencies as the basis of course curriculum design and it is against this curriculum content that the programs are accredited by the Association As a guide for employers as to the 'skill-set' an employer can expect as a minimum of a new graduate It is not intended that the competencies would be used to measure workplace performance. In particular, the entry-level competencies are generic whereas workplace position descriptions may be quite specific. Employee performance measuring tools are the jurisdiction of the workplace and may be governed by employer policies and/or legislative requirements. Further it is not intended that the competencies would result in a single national curriculum for programs in health information management. The competencies communicate to the Course Co-ordinators what the profession requires of new graduates. How the tertiary programs teach and develop these skills in students is the province of the programs. Throughout the project a recurrent issue has been the need to recognise and define professional competencies beyond the entry-level graduate. With ongoing technological advances and changes to the health system and work practices, it has been acknowledged that practising HIM professionals need to be accommodated in the competency framework. Therefore the Committee has considered competencies for intermediate and advanced practitioners. Whilst these competencies would still provide a guide for employers, the Committee's primary intention for this component of the framework was to identify professional continuing education needs. In an ideal world, these intermediate and advanced competencies provide the framework for the development of post-graduate programs and HIMAA continuing education initiatives. The development and on-going enhancement of professional competencies provides the profession with the opportunity to inform various third parties (eg Universities and employers) of the skills and knowledge that are required, particularly of new graduates. Competencies provide the profession with the mechanism to formally feedback to the University programs the level and nature of skills that graduates require to function in the workplace. The challenge in developing a set of competencies is to articulate what should be rather than describe what is. HOW TO USE THIS DOCUMENT The competencies are organised according to the following structure: Domain - a broad theme or branch of learning _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 4 of 18 Unit - a particular topic or focus within a domain Entry-level elements - specific competency statements for entry-level/beginning professionals Intermediate elements - specific competency statements for intermediate or experienced professionals Advanced elements - specific competency statements for advanced, expert and specialised professionals The elements relate specifically to the unit and the unit relates specifically to the domain. For example, Domain E - Health Care Evaluation Unit E2 - Utilization and Resource Management Entry-level element E2.1E Retrieve data from information systems for utilization and resource management studies. Is interpreted as 'Able to retrieve data from information systems for utilization and resource management studies as a function of healthcare evaluation' ACKNOWLEDGEMENTS In the development of this document the HIMAA acknowledges the contributions made by Tracey Kemp and Fiona Carine. In particular the HIMAA acknowledges the American Health Information Management Association's permission to use the AHIMA Professional Competencies document as a primary source document. Chairperson: Helen Cooper HIMAA Education Committee The HIMAA National Board would like to thank Helen Cooper, the Education Committee and all the members who contributed to this project. There has been considerable consultation in it's development, and many hours spent refining each edition of the draft leading to this edition. Health Information Management Association of Australia Ltd _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 5 of 18 HEATH INFORMATION MANAGEMENT COMPETENCIES DOMAIN A : GENERIC PROFESSIONAL SKILLS UNIT A1 Written communication A2 Oral Communication and Presentation A3 Interpersonal Communication A4 Motivation Entry-level A1.1E Have a good command of grammar and the style or tone necessary for written business communication. A1.2E Organise material logically and write in a clear, concise manner. A1.3E Write documents for intra/interdepartmental use. A1.4 E Improve written communications with effective use of graphics. A2.1E Communicate information in a clear, concise, logical and confident manner. A2.2 E Readily adjusts to changing environments and expectations. A2.3 E Actively seeks to learn effective communication techniques. A2.4 E Create simple presentations using multimedia. A3.1E Establish good relationships with peers, subordinates and management by correctly interpreting both verbal and non-verbal cues. A3.2 E Understand cultural diversity and exhibit tolerance for personal differences. (Personal, Professional, Organisational and Environmental) Advanced A1.7A Establish a communication mechanism that ensures the right people (both organisation employees and patients) get the right information at the right time. A2.5I Lead in the preparation and delivery of effective speeches and presentations. A2.6 I Establish group rapport. A2.7 I Tactfully handle diverse audiences, complex topics, challenging questions, etc. A2.8A Establish the overall tone, content and style of a presentation. A2.9 A Enhance presentations and speeches by incorporating personal experiences and anecdotes. A2.10A Serve as a key speaker for the organisation in information-related issues. A3.3 I Build and keep a network of contacts that can provide information or resources. A3.4 I Recognise others’ skills and contributions while learning from them. A3.5A Establish visibility and credibility with top decision-makers and ‘players’ in the organisation. A3.6 A Identify potential problems and issues and negotiate solutions. A3.7A Detect ‘hidden’ opportunities to enhance services to the organisation. A4.4 Have thorough knowledge of and employ motivation strategies that lead to empowered and self-directed employees. A4.5 Implement effective reward systems that are linked to performance. A4.6 Remove obstacles and provide tools, educational programs, and adequate work environment to develop team members’ potential and inspire high performance. A5.4 A Identify opportunities by staying abreast of developments in the healthcare industry and take the appropriate actions. A5.5A Communicate these ideas and sponsor others who may carry them out. A5.6AMarket the HIM profession in innovative ways. A4.1E Self-motivated to perform work or assigned tasks to meet performance expectations. A4.2I Role model ‘initiative’ and ‘self-start’ attitude to others. A4.3 I Motivate others toward common goals of the area by setting clear objectives, matching needs and wants of employees with tasks, ensuring objectives are attainable and giving rewards for increased effort. A5.1E Volunteer for tasks outside of the normal duties. A5.2 E Perform these tasks to a high degree of excellence. A5.3IRecognise an opportunity from conversations or passing comments and take the appropriate actions, including gaining sponsorship (leveraging past successes) for ideas. (Personal and Professional) A5 Opportunity Optimisation ELEMENTS Intermediate A1.5I Appropriately edit written communications. A1.6 I Write complex documents that may include points of contention or other perspectives in a clear, concise manner. _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 6 of 18 DOMAIN A : GENERIC PROFESSIONAL SKILLS UNIT A6 Teamwork (within the work unit) A7 Cross-Functional Perspective Entry-level A6.1E Actively participate in team process. A6.2E Give input to the team’s work. A6.3 E Recognise the skills that make an effective team member. A6.4 E Adapt to new team situations. A6.5E Deal with other disciplines and functions. A7.1E Actively participate in cross-functional teams. (Participation in and contribution to multidisciplinary teams) A8 Ethical Behaviour A9 Problem Solving A10 Decision-Making A8.1E Understand the ethical tenets of the HIM profession and act in an ethical manner. A8.2E Refuse to participate in unethical acts or to conceal unethical or illegal acts of others. A9.1E Identify an existing problem and make recommendations for resolution and prevention. A9.2 E Understand and utilise various problemsolving tools. A10.1E Gather, organise and summarise data; establish logical connections among diverse data to clarify problems and opportunities. A10.2E Understand and use decision-making tools ELEMENTS Intermediate A6.6I Take the lead in team building and facilitate team process. A6.7I Recognise and effectively manage conflict. A6.8I Identify and utilise expertise of team members or function areas to achieve goals. A6.9I Anticipate potential problems and work with team members to define potential solutions. A7.2I Identify and propose improvements in operational efficiency and participate in the design and implementation of crossfunctional teams. A7.3I Manage information about crossfunctional teams and develop effective working relationships. A9.3I Apply principles from past experience to solve a current problem. A9.4I Create and apply innovative problemsolving methods and approaches. A9.5I Draw from seemingly unrelated experiences to creatively analyse and solve a unique problem. A10.3I Interpret data and arrive at a conclusion. A10.4I Analyse complex and abstract transactions. A10.5I Assimilate data from different sources or data types. A10.6I Identify critical elements in complex data. A10.7I Recognise when additional expertise is needed. A10.8I State a viewpoint and support it with evidence _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 7 of 18 Advanced A6.10A Set purpose of team's project and tasks. A6.11A Build consensus across functional areas about team goals, actions, tactics and required resources. A6.12A Ensure team strategies remain aligned with project needs/goals. A7.4A Continually promote to upper management opportunities for improvement and recommend implementation of interdepartmental teams. A7.5A Understand and communicate financial and non-financial issues across functions. A7.6A Support ongoing maintenance of crossfunctional relationships. A8.3A Advocate for the ethical use of health information. A8.4 A Model the tenets of the profession’s Code of Ethics. A9.6A Direct multiple complex problem-solving efforts concurrently to resolve problem drawing from extensive knowledge of available resources, body of knowledge and content. A10.9A Demonstrate thorough understanding of all perspectives related to an issue or problem. A10.10A Employ appropriate decision-making techniques (such as arriving at consensus, brainstorming and nominal group technique) and facilitate processes for effective group decision making. DOMAIN A : GENERIC PROFESSIONAL SKILLS UNIT A11 Knowledge Management Entry-level A11.1E Readily utilise literature search databases. A11.2E Identify and find URLs relevant to a topic. A12 Continuing Professional Development A12.1E Recognise trends and current events (ie. Political, technological, demographic, etc.) that may impact health information services. A12.2E Involvement and participation in professional activities. A13 Social Responsibility A13.1E Use organisational resources with responsibility and accountability. A13.2E Minimise waste and environmental harm. A13.3E Recognise and respect the rights of health care consumers. ELEMENTS Intermediate A11.3I Narrow and broaden literature and other searches utilising appropriate techniques. A11.4I Use a variety of search engines or other methods to access information on the Internet. A11.5I Creatively search for knowledge based information, often venturing beyond published literature. A11.6I Develop communication network to ensure they are kept informed of developments impacting on their area of employment. A12.3I Interpret and apply information about trends (ie. political, technological, demographic, etc.) which may impact health information services. Advanced A12.4A Synthesise and forecast future health information service needs based on broad political, technological, demographic and other trends. A12.5A Contribute to Health Information policy development and implementation DOMAIN B : HEALTH CARE DELIVERY UNIT B1 Australian Healthcare System (ie. acute care, outpatient, hospital-in-thehome, sub-acute, community-based health services, hospice, GP practice, occupational health, etc.). This skill does not have to apply to all healthcare delivery systems. Entry-level B1.1E Demonstrate understanding of the structure and function of the Australian healthcare system and the role of health information management in this system. ELEMENTS Intermediate B1.2I Interpret laws, accreditation, regulation and certification standards that pertain to health information services. B1.3I Proactively monitor and communicate health information-related changes in laws, accreditation, regulation and certification standards to other people in the facility. B1.4I Monitor trends in the evolution of the healthcare delivery systems to forecast the impact upon health information systems. _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 8 of 18 Advanced B1.5A Implement health information-related changes in laws, accreditation, regulation and certification standards. DOMAIN C : CLINICAL TERMINOLOGY AND CLASSIFICATION SYSTEMS UNIT C1 Clinical Terminologies and Medical Vocabularies Disease and disease processes Operations, procedures and treatment Pharmacology Pathology, Radiology, Clinical Measurements and other special clinical investigations Entry-level C1.1E Can accurately use the clinical terminologies or medical vocabularies utilised in the organisation’s various information systems. C1.2E Familiar with and can accurately use medical terminology in conversation with health care professionals and others. ELEMENTS Intermediate C1.3I Recognise information systems that are not using a clinical terminology or medical vocabulary, but which might benefit from such use. C1.4 I Maintain (additions, deletions, etc.) a clinical terminology or medical vocabulary. C2 Clinical Coding C2.1E Accurately assign ICD-10-AM codes as per the HIMAA Coding Competency Standards. C2.2E Be able to adapt to other classification systems (eg. ICD-10-AM, DSM-IV, ICD-O, SNOMED, etc.) used in the facility. C2.3I Accurately assign ICD-10-AM codes as per the HIMAA Coding Competency Standards for Intermediate Level Certification C3 Managing a Coding System and Coding Data Quality C3.1E Be able to explain and use coding quality monitoring tools. C3.2E Participate in coding quality audits. C3.3E Identify problems or issues from audit and suggest solutions. C3.5E Establish appropriate conversion tables for regular coding system changes (ie. map ‘old’ codes to ‘new’ codes for longitudinal coding reports). C3.6E Ensure compliance with updates to classification systems. C3.7E Able to articulate knowledge of the organisation's clinical coding system C4.1E Utilise structures and logic when applying classification and grouping systems, such as AR-DRGs, AN-SNAP, MH-CASC. C4.2E Able to use casemix software appropriately C4.3E Identify inappropriate grouping C4.4E Validate assignment based on an understanding of classification and grouping system structures and logic. C4.5E Ensure compliance with classification and grouping system updates. C3.7I Assist in developing organisation-coding policy. C3.8I Train coding personnel in clinical classification policies, standards and updates. C3.9I Perform coding audits. C4 Casemix Classification C4.6I Assist in developing organisation policies. C4.7I Establish appropriate conversion tables for regular classification and grouping system changes (ie. mapping ‘old’ DRGs to ‘new’ DRGs). C4.8I Train coding personnel in grouping and classification system updates. _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 9 of 18 Advanced C1.5A Develop a clinical terminology or medical vocabulary or evaluate existing ones for use in a specific application. C1.6 A Proactively monitors the current developments in the field of clinical terminologies and medical vocabularies. C1.7A Recommend unique uses for clinical terminologies and medical vocabularies. C2.4A Validate the coding accuracy of the appropriate systems in a variety of settings using clinical information found in the health record. C2.5A Accurately assign ICD-10-AM codes as per the HIMAA Coding Competency Standards for Advanced Level Certification C3.10A Reconcile health insurers' and funders' coding requirements with coding standards and guidelines from the NCCH. C3.11A Use coded data for organisation strategic planning/reporting. C3.12A Develop clinical classification educational programs for a variety of users. C3.13A Proactively monitor developments in coding systems, preparing organisation for implementation of changes. C3.14A Be able to use new technologies and processes to improve the accuracy and timeliness of coding. C4.9A Analyse the organisation’s classification and grouping system assignment trends. C4.10A Use data from classification and grouping systems to assist in decision-making. C4.11A Develop organisation classification and grouping policies. C4.12A Develop grouping and classification systems educational programs for a variety of users. C4.13A Provide expert advice in the selection of appropriate classification and grouping software. DOMAIN C : CLINICAL TERMINOLOGY AND CLASSIFICATION SYSTEMS UNIT C5 Payment/Funding Models and Processes Entry-level C5.1E Follow guidelines and understand that coding and billing for patient services must be substantiated by documentation. C5.2E Apply payment/funding processes pertinent to professional setting. C5.3E Assist in the organisation’s billing process. C5.4E Assist with audits and quality checks for payment/funding processes ELEMENTS Intermediate C5.5I Be able to teach other healthcare professionals about classification systems and their use in funding/payment systems. C5.6I Interpret payment/funding models. C5.7I Investigate health plan payment denials. C5.8I Assist in payment/funding contract management activities. C5.9I Perform audits and quality checks for payment/funding processes Advanced C5.10A Analyse using payment/funding data and recommend pro-active response within health information services for decision support. C5.11A Monitor and measure trends related to payment/funding systems. C5.12A Analyse payment rates to assure accurate and appropriate payment/funding. DOMAIN D : RESEARCH METHODOLOGY AND STATISTICS UNIT D1 Research Methods D2 Statistical Data Analysis D3 Data Presentation Techniques Entry-level D1.1E Differentiate between research methodologies when presented with them in articles, papers or presentations. D1.2E Interpret and apply research findings to novel situations. D1.3E Critique research papers and presentations. D2.1E Identify sources of, and collect data for, vital and descriptive statistics and when they are each utilised. D2.2E Perform data integrity checks on data sources. D3.1E Present data in summary form using tables, graphs and diagrams. D3.2E Understand the data when it is presented utilising these techniques. D3.3E Produce the appropriate tables, graphs and diagrams (selecting which is best) utilising spreadsheet, statistical and graphical software. ELEMENTS Intermediate D1.4I Participate in the selection of research methodologies when appropriate. Advanced D1.5A Develop original research, including designing a data collection tool, performing focus studies to determine scope of research, and selecting a valid and reliable research methodology. D1.6A Publish research-based papers. D2.3I Perform statistical analyses D2.4A Perform quality reviews of statistical analyses. D2.5A Accomplish statistical reliability and validity analyses. D3.4I Make recommendations about which is the best technique for the given situation. D3.5A Creatively use various data presentation techniques to efficiently and effectively present data to heterogeneous audiences. D3.6A Tailor the presentation techniques depending on upon the composition of the audience. D3.7A Use accepted presentation methods to support position. _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 10 of 18 DOMAIN E : HEALTH CARE EVALUATION UNIT E1 Quality Assessment and Performance Measures E2 Utilisation and Resource Management E3 Risk Management E4 Benchmarking E5 Accreditation and Voluntary Standards Organisations (eg Australian Standards Association, hospital, community and primary care accreditation standards) Entry-level E1.1E Retrieve data from information systems for quality assessment and performance studies. E1.2E Assist in creating quality management reports. E1.3E Conduct quality assessment studies. E1.4E Report results of quality assessment studies. E1.5E Identify data sources for performance measurement data. E1.6E Create patient care and performance profiles in accordance with regulatory and accreditation standards. E1.7E Understand and apply quality principles and theory E2.1E Retrieve data from information systems for utilisation and resource management studies. E2.2E Report results of utilisation and resource management studies. ELEMENTS Intermediate E1.8I Benchmark patient care processes and outcomes with institutional performance standards. E2.3I Utilizing data from patient records and analyse clinical data to identify trends. E2.4 I Assist in investigating the cause of under- and over-utilisation of patient care resources. E3.1E Retrieve data from information systems for risk management studies. E3.2E Report results of risk management studies. E4.1E Identify and apply appropriate sources of comparative or benchmarking data. E4.2E Interpret results of analyses on comparative or benchmarking data and create reports of the analyses. E3.3I Develop HIS reporting processes to support the organisation's Risk Management Program E4.3I Translate results into questions and recommendations E5.1E Have general knowledge and familiarity with the current requirements of accrediting bodies. E5.2E Have a general knowledge of voluntary standards. E5.3E Interpret and apply specific accrediting body requirements within a professional context. E5.4I Assist in preparing for survey, including conducting pre-survey evaluations as appropriate. E5.5I Interpret and apply voluntary standards where appropriate _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 11 of 18 Advanced E1.9A Facilitate and maintain organisation-wide quality assessment and/or performance management program. E1.10A Design quality management studies using research techniques. E1.11A Use quality improvement tools and techniques to improve clinical processes. E1.12A Develop organisation-wide quality assessment policies. E1.13A Develop educational programming in quality assessment techniques. E2.5A Organise and maintain organisation-wide utilization management program. E2.6A Determine the appropriateness of patient care activities using clinician approved criteria. E2.7A Develop educational programming regarding utilisation and resource management issues. E2.8A Develop and maintain the organisation’s utilization and resource management policies. E2.9A Use trends and benchmarks to evaluate organisation performance. E2.10A Analyze utilization data pertinent to contract negotiations. E4.4A Perform complex analyses and interpretations of comparative or benchmarking data and create reports as necessary. E4.5A Perform metadata analyses when appropriate. E5.6A Develop the plan to demonstrate professional service compliance with accrediting requirements. E5.7A Assume lead role to ensure organisationwide adherence to the appropriate requirements. DOMAIN F : MANAGEMENT UNIT F1 Meeting Management F2 Compliance with Legislation and Regulatory Requirements F3 Human Resources Management : Recruitment and Selection F4 Human Resources Management : Entry-level F1.1E Identify objectives and prepare an agenda. F1.3 E Understand and apply meeting management and group decision-making techniques. F2.1E Apply Commonwealth, State and Territory legislation and regulations, including privacy legislation to the management of health information. F2.2E Apply Commonwealth, State and Territory legislation and regulations to the work environment including EEO and Occupational Health and Safety. F2.3E Apply Commonwealth, State and Territory policies with regards to the management of health information and the management of the workplace. F2.4E Apply compliance requirements. F2.5E Apply regulations, especially in regards to hazardous substances and ergonomic work environments and occupational health and safety. F3.1E Ability to recruit, interview, and select employees necessary to support health information services in line with organisation policy and process. F4.1E Manage staff within a job area or function F4.2E Conduct performance appraisals Performance Appraisal and Staff Management F5 Human Resources Management : Staff Training and Development F5.1E Train staff to perform specific job functions. F5.2E Assist in developing educational programs for a variety of learners and purposes. F5.3E Deliver portions of a structured educational program session. ELEMENTS Intermediate F1.4I Understand and interpret group dynamics. F1.5I Conduct meetings using the most current and appropriate media and processes. F1.6I Enhance participants’ contributions in developing creative solutions. F2.6I Interpret Commonwealth, State and Territory legislation and regulations, and write policy and procedures for health information and other areas, as appropriate, which meet the legal requirements and standards. F2.7I Ensure compliance as needed. F2.8I Train staff regarding their workplace obligations eg handling patient information F3.2 I Perform operational assessments (scheduling) to determine staffing skill mix required to support the health information service within an organisation. F3.3I Develop staffing policies and procedures to meet operational demands. F3.4I Perform job analysis and develop competency-based job descriptions. F4.3I Manage employees across a variety of job functions. F4.4I Develop a performance appraisal system. F4.5I Apply workable solutions to staff discipline and conflict issues. F5.4I Design program, policy and procedures to support departmental staff educational programs. F5.5I Assess the education needs of potential learners. F5.6I Develop various educational programs within the work environment. F5.7I Independently deliver both structured and unstructured educational programs. _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 12 of 18 Advanced F1.7A Synthesise and summarise relevant points from ambiguous discussions. F1.8A Create mutually beneficial solutions for participants. F2.9A Monitor changes in legal requirements and initiate the appropriate organisational response to ensure policy and practice compliance. F2.10A Ensure organisation-wide compliance with the necessary laws and regulations, F2.11A Develop organisation-wide compliance education and monitoring program. F3.5A Define staffing skill sets and make recommendations for administrative decisions to appropriately staff and organise health information services to support healthcare delivery systems. F3.6A Proficient in human resources policies and industrial laws and utilises creative and appropriate methods, including technology, for recruitment. F4.6A Conduct contract negotiations. F4.7A Utilize creative and non-traditional models of management, including out-sourcing, when appropriate. F5.8A Design, implement, budget for, and justify adequate resources to support ongoing staff educational programs and development. F5.9A Develop organisation-wide effective staff rewards and recognition processes. F5.10A Utilise a variety of media and educational program materials in innovative ways to deliver efficient and effective educational programs both within/outside of the work environment. F5.11A Evaluate education programs. DOMAIN F : MANAGEMENT UNIT F6 Work processes and flows F7 Entrepreneurial Skills Entry-level F6.1E Apply general principles of management (planning, organising, controlling, decisionmaking and leading) to the key process and functional areas in the Health Information Service. F6.2E Develop goals and objectives within the context of the mission and vision statements for the Health Information Service. (for key functional areas) F7.1E Within a unit, identify ways to improve processes, new services or products. F7.2E Assist in developing an implementation plan for new services or products. F8 Strategic Planning F8.1E Understand the principles of planning. F8.2E Develop strategic goals within functional areas of the Health Information Service. F9 Financial Management F9.1E Have an understanding of basic accounting principles, processes and procedures. F9.2E Have an understanding of budgeting methods. F9.3E Have a broad understanding of financial management in health care including the funding of health care services. F10.1E Identify project participants. F10.2E Construct a project time-line. F10.3E Manage project task and time-line revisions. F11.1E Recognise a need for change and gather and interpret data needed to assess problem. F11.2E Understand role and actively participate in implementation of change. F11.3E Contribute feedback and input to the evaluation and monitoring of change process. F10 Project Management F11 Change Management ELEMENTS Intermediate F6.3I Design workflow processes for each key functional area of professional context. F7.3I Develop an implementation plan for new services or products. F7.4I Secure support for business plan. F8.3I Have detailed knowledge of health information services and customer needs to be able to integrate budgets within the strategic plan. F8.4I Write, implement, monitor and evaluate goals and objectives that fit within the strategic plan of the area. F9.4I Prepare a budget. F9.5I Manage operations within a budget. F9.6I Understand and interpret the three major financial statements, namely balance sheet, profit and loss statement and the cash flow statement. Advanced F6.4 A Plan, design physical layout, justify staffing levels, develop policies and procedures, and establish budget for services within the Health Information Service. F6.5A Develop the mission and vision statements for professional context. F6.6A Develop goals and objectives within the context of the mission and vision statements for the organisation. F7.5A Identify those new services and products that are likely to be most successful for the organisation. F7.6A Develop an implementation plan for new services or products for the organisation. F8.5A Participate in the organisation-wide strategic planning process. F8.6A Understand the organisation and identify its strengths, weaknesses, opportunities, threats, mission and critical success factors. F9.7A Perform cost-benefit analysis and utilise advanced financial tools to justify services, products and staffing required to support operations and projects. F9.8A Utilize budget and financial tools in negotiations with vendors. F10.4I Manage an entire project from start to finish, including the budget. F10.5A Manage multiple projects simultaneously. F11.4I Anticipate the need for, and understand the nature of, change. F11.5I Builds support and create a work environment that welcomes change. F11.6I Participate in the planning for change and effectively implement change process. F11.7I Elicit support for change implementation and provide a work environment of minimal resistance to change. F11.8A Look for opportunities for change. F11.9A Initiate plan/response to internal and external pressures for change F11.10A Act as a change agent. F11.11A Proficient in change implementation process. F11.12A Write plans of implementation. F11.13A Evaluate and modify plan as needed. F11.14A Champion change process by building support and a positive work environment that will reduce resistance to change. _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 13 of 18 DOMAIN F : MANAGEMENT UNIT Entry-level F12.1E Advise work units within the organisation regarding HIM-related issues, including data management, data security, data confidentiality, etc. F12.2E Work with outside consultants hired by the organisation. F12 Consulting ELEMENTS Intermediate F12.3I Manage the relationship between internal customers and an external consultant. F12.4I Actively market HIM services and position it as the centre of informationrelated services (vs technology services of information systems). F12.5I Manage a multi-disciplinary project (onsite). F12.6I Have responsibility for the full final report and recommendations. Advanced F12.7A Develop strategies for building relationships internally and externally. F12.8A Manage the hiring of outside consultants and ensure that the scope of the work/deliverables is appropriate to the organisation’s strategic plan. F12.9A Ensure that the priorities of other departments are addressed. F12.10A Oversee and manage multiple ongoing projects. F12.11A Run self-consulting services. DOMAIN G : INFORMATION TECHOLOGY UNIT G1 Computer Concepts G2 Personal Computers Entry-level G1.1E Familiar with the types of hardware and software, including operating systems, in use for professional area. G1.2E Analyse and evaluate the different types of hardware and software necessary in professional environment. G2.1E Operate a PC with word-processing, spreadsheet, presentation, Internet, database and e-mail applications. ELEMENTS Intermediate G2.2I Familiar with and understand PC specifications. G2.3I Install, uninstall and upgrade software. G2.4I Trouble-shoot problems via the manual or a help line. G2.5I Use advanced features of wordprocessing, spreadsheet, presentation, database and e-mail applications. G2.6I Develop training programs for core software applications in the health information service. _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 14 of 18 Advanced G1.3A Perform first-line diagnostic, troubleshooting and maintenance on selected hardware or software. G1.4A Engage in code or macro modification or creation or programming. G2.7A Configure PCs. G2.8A Perform user education regarding PCs and a variety of software applications. DOMAIN H : HEALTH INFORMATION SYSTEM CONCEPTS AND PROCESSES UNIT Entry-level H1 Systems Analysis and Design H2 System Selection Processes H1.1E Read and understand a flow chart, pointing out errors when appropriate. H1.2E Understand role and the roles of other healthcare professionals working in healthcare delivery. H1.3 E Articulate processes within area. H1.4 E Communicate needs as a user. H1.5E Understand the system development lifecycle and tools for project planning. H2.1E Identify gaps in current health information systems. H2.2E Participate in the evaluation of existing systems using established criteria. H2.3E Participate in the evaluation of potential systems utilising established criteria. H3 Human Factors Engineering and User Interface Design H3.1 E Identify situations where inappropriate consideration of user needs (user work habits, space considerations, etc.) may be the cause of problems. H3.2E Understand accepted standards for human factors engineering and user-interface design. H4 Information Systems Content H4.1E Apply regulatory and accreditation requirements for health information systems content. H4.2E Perform quantitative and qualitative analyses of health records to evaluate compliance with the requirements of accrediting and regulatory bodies. (includes both electronic and paper mediums) ELEMENTS Intermediate Advanced H1.6I Work with users to determine optimal work and data flow for data gathering, storage and reporting. H1.7I Manage and administer work and data flow within specified areas. H1.8I Assist in the development of data collection and entry methodologies to maximise efficiency. H1.9A Work competently within the entire system development life-cycle: identification of need, feasibility study, analysis, design, implementation and post-implementation, and maintenance. H1.10A Manage multiple projects effectively. H2.4I Define and communicate user requirements for information system. H2.5I Forecast anticipated future needs for health information systems. H2.6I Rank requirements, ie. required by law, mandatory for organisation operations, desirable, etc. H2.7I Assist in the drafting of requests for information and requests for proposal for new hardware or software system acquisition. H2.8I Assist in the development of evaluation criteria for a potential system. H3.3I Apply accepted standards for human factors engineering and user-interface design. H3.4I Participate in the development and implementation of useability testing or prototyping. H3.5I Identify necessary changes as a result of such testing. H2.3I Develop methodologies for evaluating compliance with the requirements of accrediting and regulatory bodies or other standards specific to the healthcare delivery system. H2.4I Participate in documentation processes and guidelines development, with special attention paid to user needs. H2.9A Write requests for information and requests for proposals for new hardware or software system acquisition, as well as evaluation criteria for a potential system. H2.910A Work with legal or purchasing departments to develop a contract that will guarantee delivery of a viable system and minimise organisational risk. _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 15 of 18 H3.6A Develop data input forms and screens utilising industry-accepted standards, knowledge of processes to be accomplished, current work-flow, and the professional roles involved. H3.7A Adapt and modify processes to meet user needs. H2.5A Design and develop plan to ensure health record content and health information services are in compliance with the requirements of accrediting and regulatory bodies. H2.6A Monitor changing documentation requirements and standards and act proactively, engaging other key members of the healthcare team, to keep health record content and health information services current. H2.7A Develop and implement effective documentation processes appropriate to healthcare delivery system in collaboration with other key members of the organisation. DOMAIN H : HEALTH INFORMATION SYSTEM CONCEPTS AND PROCESSES UNIT Entry-level ELEMENTS Intermediate H5 Data Security and Integrity H5.1E Utilise virus-checking software appropriately. H5.2E Ability to read, interpret and analyse security audit reports especially exceptions to access controls. H5.3E Perform risk assessment and evaluation of current data security measures. H5.4E Read and interpret reports regarding health data adequacy, accuracy and timeliness. H5.5E Interpret and apply laws, standards, and medical staff by-laws regarding health data adequacy, accuracy and timeliness and be able to recommend or write policies and procedures. H5.6E Formulate rules for hard and soft checks for user-input. H5.7I Apply current security technologies and know where and how they would best be utilised. H5.8I Track and trend data security outcomes. H5.9I Apply encryption technology and know where and how they would best be utilised. H5.10I Perform regular security audits. H5.11I Train users in appropriate data security measures. H5.12I Understand Internet security issues. H5.13I Develop and produce reports regarding health data adequacy, accuracy and timeliness. H6 Healthcare Data and Exchange Standards H6.1 E Collect, analyse and apply the appropriate standards in a manner consistent with organisation data usage and needs. H6.2I Interpret standards to apply them within developing and existing organisation data systems H6.3I Monitor the ongoing development of standards. H6.4I Provide education programs regarding compliance with standards. H7.6I Contribute to the design of CPR systems, including interfaces and feeder systems, and develop/apply models of health information that enhance the quality of patient care, optimise the use and reimbursement of organisation services, and improve access to health services. H7.7I Design quantitative and qualitative edits for a CPR system. H7.8I Train users of CPR system products. H7.9I Identify and resolve common hardware and software problems in CPR system H7.10I Develop views, templates and reports of patient-identifiable data in CPR systems for various purposes. (HL7, etc.) H7 Computer-based Patient Record System (aka Electronic Health Record) H7.1E Navigate a CPR system and accurately enter data for areas of responsibility. H7.2E Monitor the confidentiality of patientidentifiable data and health care information in CPR systems. H7.3E Inform patients and others of their rights and responsibilities relative to the access to and protection of patient-identifiable data and health care information in CPR systems. H7.4E Audit the accuracy and completeness of patient-identifiable data and health information in CPR systems. H7.5E Recommend changes in the CPR to streamline operations and enhance user satisfaction. _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 16 of 18 Advanced H5.14A Develop data security policies for the organisation. H5.15A Develop encryption data security and classification systems. H5.16A Serve as the organisation authority for data security issues, including but not limited to, authentication, encryption, data disaster preparedness, data security audits, failsafe points, system redundancy, backup processing, network design, computer security law and security technologies, including any Internet firewall. H5.17A Develop innovative methods to make health data more adequate, complete and timely. These methods may include creatively using technology or motivating others, such as nursing staff, to become involved in the process. H6.5A Recognised within the organisation as an expert on health information-related standards. H6.6A Participate in standards development organisations. H6.7A Develop educational programs regarding compliance with standards. H7.11A Educate and prepare healthcare providers, practitioners and consumers about the benefits of CPR systems. H7.12A Evaluate laws/regulations, policies/ procedures, and HIM services to ensure the appropriate use, quality, confidentiality, and security of, and access to, patient-identifiable data and health information in CPR systems. H7.13A Assess user needs and translate into CPR system specifications. H7.14A Develop an archive strategy for the CPR system. H7.15A Plan and implement the integration of the computerised and paper record in line with the strategic plan. DOMAIN H : HEALTH INFORMATION SYSTEM CONCEPTS AND PROCESSES UNIT Entry-level H8 Health Data Collections H8.1E Validate the timeliness of data and data sources both within local systems and external (or corporate) systems. H8.2 E Collect data regarding area’s compliance with the appropriate laws, regulations, standards and organisation policies. H8.3E Read and understand reports about compliance with appropriate laws, regulations, standards and organisation policies H9 Health Information Dissemination and Security : Patient-Identifiable H9.1E Release patient-specific data to authorised users and request patient-specific information from other sources For example, screen release forms to determine whether they meet requirements, perform an emergency release to a healthcare provider in a legal fashion, and advise patients of the necessary forms when requesting information. Confidentiality, access, release of information ELEMENTS Intermediate H8.4I Validate the comprehensiveness and accuracy of data and data sources. H8.5 I Orient users to appropriate guidelines. H8.6 I Design data collection processes for the applications for which the data will be used. H8.7 I Perform warehousing of data following legal, regulatory and policy guidelines. H8.8I Manage accessibility of stored data. H8.9 I Develop processes for data collection and reports regarding compliance with the appropriate laws, regulations, standards and organisation policies. H8.10I Present the results of this monitoring at meetings as appropriate. H9.2I Interpret laws and regulations to write departmental policy and procedures related to the collection, handling, dissemination, protection and recovery (including disaster procedures) of patientidentifiable data. H9.3I Ensure the implementation of policies and procedures and compliance with the applicable laws. H9.4I Conduct educational programming for healthcare personnel regarding the confidentiality and security of patientidentifiable health information. H9.5I Analyse audit trails and take necessary steps when violations of security occur. H9.6I Observe and document vulnerable areas or processes where security breaches or confidentiality violations may occur. _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 17 of 18 Advanced H8.11A Validate the appropriateness (consistency, currency, granularity, precision and relevancy) of data and data sources. H8.12A Recommend the best data and data sources to meet needs. H8.13A Develop educational programs for data quality management. H8.14A Analyse the quality of data, report on and present the results. H8.15A Develop organisation-wide data quality policies for data collection/warehousing H8.16A Manage organisation’s data collection and reporting tasks as required for accrediting and statutory bodies. H9.7A Collaborate with key players and departments within the organisation to create, implement and enforce organisation-wide confidentiality and security policies and procedures for patient-identifiable information. H9.8A Design, develop and conduct programs for training organisation personnel in new and revised confidentiality and security policies and procedures. H9.9A Monitor the legal and technological requirements for the confidentiality and security of patient-identifiable information. H9.10A Forecast the impact of changes in state and federal law and technology. H8.11A Determine which patient information to appropriately release from the patient record (paper and computer). DOMAIN H : HEALTH INFORMATION SYSTEM CONCEPTS AND PROCESSES UNIT Entry-level H10 Information Dissemination and Security : Non-Identifiable Patient Data (Human resources information, financial information, de-identified patient information, etc.) H11 Clinical Data Management H12 Database Management H13 Networks and Data Communications (Local Area Network (LAN), Wide Area Network (WAN), ISDN, T1 lines, ATM technology, digital wireless, etc.) H10.1E Apply appropriate laws and regulations to the release of non-identifiable patient data to authorised users and request non-patient specific information from other sources. For example, screen release forms to determine whether they meet requirements, or database access forms H11.1E Know what data is available, its definitions, and where it can be found. H11.2E Perform basic data retrieval functions. H11.3E Review patient records and gather data when necessary (ie. coding, cancer registry, abstracting, etc.). H11.4E Conduct routine data quality checks. H11.5E Assist in the definition of data elements, taking current and developing laws and standards into consideration. H12.1E Understand the various uses of databases. H12.2E Identify situations when a database would be the best solution. H12.3E Develop and manage simple databases with data definitions, data dictionaries and data modelling. H13.1E Identify what types of data communications technologies are utilised in area. H13.2E Recommend improvements in the information flow for area. ELEMENTS Intermediate H10.2I Interpret laws and regulations to write departmental policy and procedures related to the collection, handling, dissemination, protection and disaster recovery of non-identifiable patient data. H10.3I Ensure the implementation of policies and procedures and compliance with applicable laws. H10.4I Conduct educational programs for personnel regarding the confidentiality and security of non-identifiable patient health information. H10.5I Analyse audit trails and take necessary steps when violations of security occur. H10.6I Observe and document vulnerable areas or processes where security breaches or confidentiality violations may occur. H11.6I Organise and aggregate data for a wide variety of purposes. H11.7I Implement, monitor and evaluate policies and procedures that direct a clinical data management system. H11.8I Convert data into useful information. H11.9I Perform non-routine data quality audits and identify problems or issues from an audit. H12.4I Familiar with the organisation database structures and the data models that support these structures. H12.5I Participate in the creation of data definitions and data dictionaries. H13.3I Recommend data communications and networking protocols for applications in area. H13.4I Design and map the information flow and access to networked systems. _____________________________________________________________________________________________________ HIMAA Professional Competencies Version 1 8/2001: Page 18 of 18 Advanced H10.7A Collaborate with key players and departments within the organisation to create, implement and enforce organisation-wide confidentiality and security policies and procedures for non-identifiable patient information. H10.8A Design, develop and conduct programs for training organisation personnel in new and revised confidentiality and security policies and procedures. H10.9A Monitor the legal and technological requirements for the confidentiality and security of non-identifiable patient information. H10.10A Forecast the impact of changes in state and federal law and technology. H11.10A Develop, implement, monitor, evaluate and revise policies and procedures that manage a clinical data management system. H11.11A Identify crucial information needs, define data elements, determine a data collection methodology and storage system, collect the data, and design data quality monitors. H11.12A Interpret and evaluate healthcare information for a wide variety of purposes. H11.13A Act and report on healthcare information. H12.6A Take the lead in the creation and modelling of new databases (or revision of existing databases). H12.7A Perform data administration functions, especially regarding use of data. H12.8A Determine organisation policy regarding data definitions and data dictionaries, based on current and developing laws and national standards. H13.5A Serve as a resource for data communications law and regulations. H13.6A Develop policy for the organisation.