Status Active Medical and Behavioral Health Policy Section: Behavioral Health Policy Number: X-43 Effective Date: 01/28/2015 Blue Cross and Blue Shield of Minnesota medical policies do not imply that members should not receive specific services based on the recommendation of their provider. These policies govern coverage and not clinical practice. Providers are responsible for medical advice and treatment of patients. Members with specific health care needs should consult an appropriate health care professional. AUTISM SPECTRUM DISORDERS: ASSESSMENT Description: Autism Spectrum Disorders (ASD) include Autistic disorder, Rett’s disorder, childhood disintegrative disorders, Asperger’s syndrome, and pervasive developmental disorders not otherwise specified (NOS). ASDs are cognitive and neurobehavioral disorders that are characterized by impairments in three core areas: social interactions, verbal and/or nonverbal communication, and restricted, repetitive patterns of behavior. ASDs are complex and multifaceted conditions for which there is no known specific etiology. The impairments of these conditions are variable. There are three aspects in the diagnostic assessment of ASD: categorical diagnosis, dimensional assessment, and individual patient evaluation. Categorical Diagnosis To assist with diagnosis, the clinician makes use of informant based measures, structured diagnostic interviews, observational measures and symptom checklists Dimensional Assessment Dimensional assessments focus on specific areas of functioning such as intellectual, communication, adaptive, social, and behavioral. These evaluations may include performance-based measures, semi-structured interviews or informant-based measures. Individual Patient Evaluation A complete diagnostic evaluation includes an assessment of how the member’s behaviors impact his/her social interactions, development, communication, and adjustment. This policy addresses initial assessment of ASD and assessment of progress for members receiving intensive behavioral intervention for ASD. Intensive behavioral intervention is an intensive, multidisciplinary approach used to treat the symptoms of ASD and may encompass treatment descriptors including, but not limited to, Intensive Early Interventional Behavioral Therapy (IEIBT), Intensive Behavior Intervention (IBI), Applied Behavioral Analysis (ABA), and the Lovaas Method. This type of therapy focuses on identifying behaviors that interfere with normal developmental processes, understanding the relationship between a behavior and the member’s environment, and modifying those behaviors to improve the member’s functional capacity. NOTE: A separate policy exists for Psychological and Neuropsychological Testing, (X-45). Please refer to this policy for any Assessment of Autism Spectrum Disorders that includes psychological and/or neuropsychological testing. Policy: 1The I. Initial Assessment A. To ensure appropriate multidisciplinary care and use of benefits, there will be a comprehensive, multidisciplinary, diagnostic assessment completed within the past 12 months on file for each member before health services for Autism Spectrum Disorders are initiated. The diagnostic assessment must indicate that the individual has the intellectual and functional capacity to benefit from the type and intensity of the services proposed and include ALL of the following: 1. Diagnostic assessment by a licensed Mental Health Professional1; AND 2. Current diagnoses on all five (5) axes of the most recent version of the Diagnostic and Statistical Manual of Mental Disorders (DSM) of the American Psychiatric Association multiaxial system; AND 3. A complete medical evaluation by a licensed physician; AND 4. Testing, supervised and interpreted by an independent, licensed psychiatrist or Ph.D psychologist, including standardized: a. Intellectual testing; and b. Adaptive testing; and c. Communication testing; and d. Autism measures (e.g., ADOS, CARS, ADI-R); AND 5. A comprehensive hearing test by an audiologist; AND 6. The member’s developmental history, focusing on developmental milestones and delay; AND 7. Family history; examples of important information include whether there are other family members with an ASD, mental retardation, fragile X syndrome, or tuberous sclerosis; AND 8. The member’s medical history such as signs of deterioration, seizure activity, brain injury, head circumference; AND Mental Health Professional must meet the Minnesota Department of Human Services qualifications, as set forth in Minn.Stat.245.4871, subd. 27 and Minn.Stat.245.462, subd. 18. 9. Lead screening for those members with mental retardation; AND 10. Review of educational (school) system records; AND 11. Other evaluations and testing as indicated or as necessary to confirm the diagnosis. II. Coverage: Assessment of Treatment Progress A. For a member participating in intensive behavioral intervention for the treatment of an Autism Spectrum Disorder, a summary document outlining the member’s progress, based on the measures of progress established in the member’s plan of care and standardized testing results, must be submitted to the Plan at least every 6 months. This summary document, which may be used to determine the medical necessity of ongoing treatment, must include ALL of the following: 1. Current diagnoses on all five (5) axes of the most recent version of the Diagnostic and Statistical Manual of Mental Disorders (DSM) of the American Psychiatric Association multiaxial system; AND 2. Testing, supervised and interpreted by an independent licensed Mental Health Professional2 who is qualified to administer appropriate assessment instruments, must be administered, at the time intervals described below. Testing must include standardized: a. Intellectual testing, every 12 months; and b. Adaptive testing, every 6 months; and c. Communication testing, every 6 months; and d. Autism measures (e.g., ADOS, CARS, ADI-R), every 6 months. Blue Cross and Blue Shield of Minnesota medical policies apply generally to all Blue Cross and Blue Plus plans and products. Benefit plans vary in coverage and some plans may not provide coverage for certain services addressed in the medical policies. Medicaid products and some self-insured plans may have additional policies and prior authorization requirements. Receipt of benefits is subject to all terms and conditions of the member’s summary plan description (SPD). As applicable, review the provisions relating to a specific coverage determination, including exclusions and limitations. Blue Cross reserves the right to revise, update and/or add to its medical policies at any time without notice. For Medicare NCD and/or Medicare LCD, please consult CMS or National Government Services websites. 2 The Mental Health Professional must meet the Minnesota Department of Human Services qualifications, as set forth in Minn.Stat.245.4871, subd. 27 and Minn.Stat.245.462, subd. 18. Refer to the Pre-Certification/Pre-Authorization section of the Medical Behavioral Health Policy Manual for the full list of services, procedures, prescription drugs, and medical devices that require Pre-certification/Pre-Authorization. Note that services with specific coverage criteria may be reviewed retrospectively to determine if criteria are being met. Retrospective denial of claims may result if criteria are not met. Coding: The following codes are included below for informational purposes only, and are subject to change without notice. Inclusion or exclusion of a code does not constitute or imply member coverage or provider reimbursement. CPT: 90791 Psychiatric diagnostic evaluation 90792 Psychiatric diagnostic evaluation with medical services 92553 Pure tone audiometry (threshold); air and bone 92556 Speech audiometry threshold; with speech recognition 92557 Comprehensive audiometry threshold evaluation and speech recognition (92553 and 92556 combined) 92620 Evaluation of central auditory function, with report; initial 60 minutes 92621 Evaluation of central auditory function, with report; each additional 15 minutes 96101 Psychological testing (includes psychodiagnostic assessment of emotionality, intellectual abilities, personality and psychopathology, e.g., MMPI, Rorschach, WAIS), per hour of the psychologist's or physician's time, both face-to-face time administering tests to the patient and time interpreting these test results and preparing the report 96102 Psychological testing (includes psychodiagnostic assessment of emotionality, intellectual abilities, personality and psychopathology, e.g., MMPI and WAIS), with qualified health care professional interpretation and report, administered by technician, per hour of technician time, face-to-face 96103 Psychological testing (includes psychodiagnostic assessment of emotionality, intellectual abilities, personality and psychopathology, e.g., MMPI), administered by a computer, with qualified health care professional interpretation and report 96118 Neuropsychological testing (e.g., Halstead-Reitan Neuropsychological Battery, Wechsler Memory Scales and Wisconsin Card Sorting Test), per hour of the psychologist's or physician's time, both face-to-face time administering tests to the patient and time interpreting these test results and preparing the report 96119 Neuropsychological testing (e.g., Halstead-Reitan Neuropsychological Battery, Wechsler Memory Scales and Wisconsin Card Sorting Test), with qualified health care professional interpretation and report, administered by technician, per hour of technician time, face-to-face 96120 Neuropsychological testing (e.g., Wisconsin Card Sorting Test), administered by a computer, with qualified health care professional interpretation and report 96125 Standardized cognitive performance testing (e.g., Ross Information Processing Assessment) per hour of a qualified health care professional's time, both face-to-face time administering tests to the patient and time interpreting these test results and preparing the report H2000 Comprehensive multidisciplinary evaluation S9152 Speech Therapy, re-evaluation V5008 Hearing screening V5362 Speech Screening V5363 Language Screening Deleted Codes: 90801, 90802, 90862, 92506 Policy History: Developed March 11, 2009 Most recent history: Reviewed January 11, 2012 Revised January 9, 2013 Reviewed/Updated, no policy statement changes January 8, 2014 Reviewed January 14, 2015 Cross Reference: Metallothionein (MT) Protein Assessment and Treatment Protocols, X-03 Communication Assist Devices, VII-52 Psychological and Neuropsychological Testing, X-45 Current Procedural Terminology (CPT®) is copyright 2014 American Medical Association. All Rights Reserved. No fee schedules, basic units, relative values, or related listings are included in CPT. The AMA assumes no liability for the data contained herein. Applicable FARS/DFARS restrictions apply to government use. Copyright 2015 Blue Cross Blue Shield of Minnesota.