44 CHAPTER II REVIEW OF LITERATURE AND RELATED STUDIES Disaster preparedness is both a condition and a choice. While the knowledge of disasters is a condition for learning their eventual management, the choice of capacities to build is directly proportional to the degree of disaster risk reduction which the researchers may deem acceptable or tolerable to a certain community. In being so, disaster preparedness may yet prove to be the one, single factor which finally would institute the much-needed resilience as well as change – internal and external – for the social development of the City of Manila, or of any other city, for that matter. For the selected barangay of this study, it could well be the framework in its need to transform its own condition of vulnerability into capability and turn its own choice of mere selfpreservation into managed self-livelihood. Thus, the PDRRM Act of 2010 have sought to take into account all the comprehensiveness and sensitiveness, complexities and perplexities, improvements as well as impediments which are all involved in the preparation of a highly-exposed urban community to all kinds of disaster. A review of literature and related studies, therefore, is of primary concern to the researchers so they will be able to understand more about the problems stated in this 45 study, and through a steady process of elimination and validation, learn how to later on proceed with the search for a credible set of summary of findings, conclusions and recommendations. It is, should the researchers say, a vital organ of this research’s own development plan. This review, therefore, shall present the legal basis, local and foreign literature, related studies, as well as a synthesis. It is the fervent prayer of the researchers that the great amount of literature gathered for this study shall not only work for the end-result of answering the problems presented in this research, but also as a great source of additional knowledge which could be developed for the advancement of disaster management as an academic subject or course, in general, and for the enhancement of community disaster preparedness, in particular. LOCAL LITERATURE Logically, this is how the researchers may begin this review: with a plan. The National Disaster Risk Reduction and Management Plan (NDRRMP) is first mentioned in (e), Section 3-Declaration of Policy of the IRR of R.A. No. 10121: 46 “It is the policy of the State to develop, promote and implement a comprehensive National Disaster Risk Reduction and Management Plan (NDRRMP) that aims to strengthen the capacity of the national government and local government units (LGUs), together with partner stakeholders, to build the disaster resilience of communities, and – to institutionalize the arrangements and measures for reducing disaster risks, including projected climate change risks, and enhancing disaster preparedness and response capabilities at all levels.” In the No. 2 Priority Area of the NDRRMP, disaster preparedness is set to “establish and strengthen capacities of communities to anticipate, cope and recover from the negative impacts of emergency occurrences and disasters.” This priority area, more or less, summarizes the 4 C’s the researchers have indicated in the Introduction. For the study at hand, the NDRRMP establishes the approach the researchers can use to answer many, if not all, of the problems stated in Chapter I-Introduction, Statement of the Problem. In using similar profiling techniques and methodologies, the researchers can put in place the following in relation to the set of questions the 47 researchers posed as a result of the implementation of R.A. No. 10121 in Barangay No. 649, Zone 68, Manila. Disaster Preparedness Outcome In-Charge Communities are equipped with necessary According to National Disaster Risk skills and capability to cope with impacts of Reduction and Management Plan disasters Department of Interior and Local Government, or DILG (to coordinate) Office of the Civil Defense, or OCD (to implement) Timely response and vigilance of men and According to Manila Disaster Risk women well-equipped for emergency Reduction and Management Plan situations that spells the difference between life and death in these situations Manila Disaster Risk Reduction and Management Council (see Executive Order No. 09, series of 2013, Office of the Mayor, Manila) Includes, but not limited to, the following: According to the concerned barangay’s 1. Barangay Profile, Barangay Disaster Risk Reduction and 2. Land Area, Boundaries and Management Plan Waterways Barangay Disaster Risk Reduction and 3. Barangay Income 4. Business, Schools, Hospitals and Management Committee of the Barangay Development Council Other Establishments 5. Risk/Hazard/Vulnerability Map 6. Contingency and Evacuation Plan/s 7. Early Warning Systems 8. BDRRMC Priority Projects 9. Barangay Disaster Readiness Profile 10. Barangay Disaster Readiness 48 Checklist 11. Directory of BDRRMC Officers and Members 12. Resolution Adopting the BDRRMP According to a joint study participated in by Dr. Doracie B. Zoleta-Nantes in 2004 (pre-Hyogo Framework for Action World Conference), there are different types of approach in the scientific research of hazard-related human behaviors. One such approach mentioned has directly associated disaster preparedness with age-related demographic variables (e.g., age, civil status), socio-economic related demographic variables (e.g., highest educational attainment, income, home ownership) and psychosocial-behavioral variables (e.g., training, risk assessment). This categorically puts this thesis in a position of credibility. Like the matter of risk perception briefly implied in the earlier portion of this study, it validated the direct relationship between the socio-demographic profiles of the respondents. This lead premise serves as a link chain which now connects the study of human behavior in terms of preparation to a disaster by both as individual person and as member of an organization. For instance, the individual behavior to disaster 49 preparedness of the barangay constituents as respondents and the organizational behavior to the same variable of the BDRRMC as another group of responses. The interdependent activities initiated by these abovementioned human behaviors are then developed and categorized as belonging to one of the different schools of thought in management (Zulueta, F.M., De Lara, G.M.C., and Nebres, A.M., 1999). This is an essential linkage since the researchers are evaluating the implementation of R.A. No. 10121 in Barangay 649 while keeping in sync how the law provides that disaster preparedness be carried out within the context of disaster management. Thus, it is clear that the study of disasters and disaster preparedness also requires a grasp of basic management concepts and principles. In being so, the researchers observed that disaster preparedness belongs to the social systems school of management (Zulueta, et. al, 1999). This school views management as a “social system” and considers the organization as a social organism which is subject to pressures and conflicts coming from the social environment. Its doctrines, Zulueta & company continued, include the concepts of cooperation, adaptation, segregation and differentiation. Cooperation is the primary thrust in the 50 organization of the social systems school where people work together for a common good. This, in effect, validates the two elements of a disaster risk, vulnerability and capacity, as having social aspects (Lomerio-Ondiz, R. Ph. D. & Redito, B.M., 2009). For Martires, C.R. (2011), a social system is “a complex and dynamic set of relationships among its actors interacting with one another.” Thus, R.A. No. 10121 acknowledges the need to “adopt a disaster risk reduction and management approach that is holistic, comprehensive, integrated and proactive in lessening the socio-economic and environmental impacts of disasters including climate change, and promote the involvement and participation of all sectors and all stakeholders concerned, at all levels, especially the local community.” Disaster preparedness, aside from being a multilevel system (global, regional, national, community, individual), becomes also multi-relational (physical, social, economic, environmental). Within the social system of the community, there are still various subsystems interdependent with each other. On the other hand, Tomas D. Andres (1992) pointed out that teambuilding is an advantageous approach to the complex task of disaster preparation. He believed that 51 “the best results are obtained when people work together with a sense of commitment to one another as well as to the organization.” His approach is similar to the social system model since he defined a team as organic – made up of components in the person of its members, but these come together to form a cohesive whole which is greater than the sum of its parts. It is also interdependent. Each member supports each other. Andres (1992) concluded that if the team succeeds, they all succeed; if it fails, they all fail. He also emphasized that, in taking teambuilding as a management approach, one must be concerned with the innate social values each and every member has in order to minimize their input of efforts while maximizing their output of productivity. This, of course, is equally and generally important to disaster management in terms of efficiency and to disaster preparedness, in particular. According to him, the Filipino is an expert in human relationships. He can create systems to make relationships serve his purpose. The works of F. Landa Jocano, Jaime Bulatao, Lourdes R. Quisumbing and Ma. Leonora V. De Jesus on Filipino values (Martires, C.R., 2011) provide management some insights that will help them understand why Filipinos think, feel, act and perform in 52 certain ways. This, in turn, would help us understand the resilience of Filipino urban communities in terms of disaster risk reduction. On the subject of Community Risk Assessment, the researchers felt that in order to have a firm handle on what risk assessment is, there must first be a clear meaning of what disaster risk is. Disaster risk (Lomerio-Ondiz & Redito, 2009) may be synonymous with the so-called disaster equation, but it has manageability factors to reduce the negative effect of hazards. This manageability could be associated with capacity. This can be illustrated by the formula: Disaster Risk = Hazard x Vulnerability Capacity Manageability, Lomerio-Ondiz & Redito continued, is the degree to which a community can intervene and manage a hazard. Meanwhile, the two explained that assessment is a critical examination and estimation of the object or phenomenon (Bernhat, 1987). It is a process of collecting, interpreting and analyzing information from various sources. 53 The duo pointed out that risk assessment is the systematic and logical process used to determine disaster risk reduction priorities by evaluating and comparing the levels of risk (high or intolerable, medium or tolerable, low or minimal). This comprises the process by which individuals, communities and societies cope with hazards. Disaster risk assessment deals with the Hazard, Vulnerability and Capacity Assessment (HVCA) and people’s perceptions of risks. The researchers have already slightly touched on HVCA in Chapter I. The implication that is observed by the two DRRM analysts is that disaster risk will be based on people’s perception. Thus, they will be the one to make decisions to adapt, to modify or to ignore the risk. The researchers of this study concluded that community risk assessment is of major importance to the design of disaster preparedness the concerned organization will plan and undertake. In contingency planning, Lomerio-Ondiz & Redito averred that advanced planning and execution is the key to protection. They offered some tips to follow, such as, but not limited to: a. Knowledge of barangay disaster plan. b. Posting of hazard/risk map. 54 c. Access to updated information on the daily weather advisory. d. Understanding of Early Warning Signals (EWS), such as the Public Storm Warning Signal (PSWS). e. The dissemination strategy of standard warning information. f. Designation of evacuation for families & livestock. g. Inspection of evacuation routes and protecting them with sandbags, if possible, and signage to ensure safe passage to the camp. h. The availability and accessibility to emergency response equipment as well as trained volunteers with a prepared search and rescue plan. i. A community protection plan for potable water supply sources. j. The cleaning and unclogging of drainages through people’s cooperation and initiative. k. Inspection and preparation of a Survival Kit, and re-supply if necessary. l. Ensuring that each family member understands the danger of a disaster and its associated risks. The three (3) main objectives of warnings are (Lomerio-Ondiz & Redito, 2009): 1. To inform, advise and instruct the population of the impending threat. 55 2. To call those in the danger areas for action by explaining precautionary measures that should be taken by the families, and, 3. To be alert, prepared, and stand by for possible worse events. The communication system of disaster preparedness is likened to the human circulatory system with regards to the role it plays in contingency planning. Within the communication structure, the researchers find such activities as coordinating and facilitating all the available resources to its priority users in a timely and appropriate manner. Also, the system unifies the chain of command necessary to the entire disaster management cycle of prevention, mitigation and adaptation; alertness and preparedness; response; and recovery. Filipino values also affect the communication process, especially in disaster preparedness. Martires, C.R. (2011) explains that one’s need to belong to a group is stronger than the need to assert one’s individual identity. This is reflected in behavior that shows pakikisama (togetherness), smooth interpersonal relationship (SIR), tayo-tayo (us and we-ness), and bayanihan (unity and cooperation). Using a go-between in the communication process facilitates the transaction for a positive feedback. Herein lies the value of community-based development project management in disaster management. In 56 the long run, communication may yet prove to be the enduring factor in any study of disaster preparedness efficiency. In the introduction to his book, Alwin B. De Leon, Ph. D. (2010) stated that community-based development projects are participatory in nature. Thus, communication not only serves as the lifeblood of the organization, it is also its major linkage to the organization’s environment. This is the rationale for tapping the Civil Society Organizations (CSOs) as regular members of the BDRRMC since they serve as the link chain which brings about the necessary balance between the top-down and bottom-up approach of managing community development plans and projects. Finally, the management concept of leadership affects the triumvirate variables of disaster preparedness, namely, contingency planning, communication system and capacity-building. While contingency planning is considered in R.A. No. 10121 as a distinct management process replete with its own set of concepts and principles, and disaster communication is institutionalized as one of the powers and functions ((h), Section 9 of the PDRRM Act of 2010) of the implementing arm of the NDRRMC, which is, the Office of Civil Defense (OCD), capacity involves collective attributes such as social relationships, leadership and management. Flora Generalao (1984) of the University of 57 the Philippines (U.P.) conducted a study wherein she pitted task-oriented leadership against relationship-oriented leadership relative to situational control in a leadership contingency model. The results of the study showed that: democratic leadership behavior elicits highest member satisfaction than autocratic leadership. This, in turn, will reflect on the effectiveness and sustainability of contingency planning, communication system and capacity-building in disaster preparedness. In contrast, however, of the local literature the researchers have presented in this study, the researchers opted to keep things in perspective and set the balance by presenting not necessarily opposing viewpoints, but, rather, critical ones the researchers may later on find significant to the research. To begin with, Prof. Kenneth Cardenas (2010) of the U.P. Department of Sociology deftly described the relationships which now exist in the so-called “culture of disasters.” He said that adding to this complex tangle of social systems, social values, self-styled management concepts and ecosystems, Filipinos are only beginning to learn the rules of disaster risk reduction and management. Urban people, he reiterated, are less sensitive to the ecosystems. Beyond that the researchers are not equipped to 58 handle the problems in urban areas because the researchers do not have any experience dealing with them. Dr. Rene N. Rollon (2010), Associate Professor and Director, Institute of Environmental Science and Meteorology, U.P. Diliman, has a view on disaster preparedness which is much more realistic. He averred that, on the management side, prevention is always an ideal strategy. For instance, human settlements in coastal areas should be avoided unless some aggressive measures are in place (high and expensive dikes, retaining walls, etc.). Obviously, such incongruence between natural processes and the human use of physical resources have been demonstrated on many occasions. Indeed, especially for urban centers like Metro Manila, preventive measures (e.g. relocation, job generation, easement areas, no settlement zones, etc.) may be very expensive. However, the annual cost of lives and properties attributed to the “disrespect” for these natural processes is not cheap either, and, is, in fact increasingly frustrating. According to Fernando P. Siringan (2010), Ph. D. Professor, Maritime Science Institute, U.P. Diliman, there are places that can be avoided, places where relocation might be necessary, or places where mitigation for certain hazards may still be possible. 59 On the other hand, Dr. Minerva SD. Olympia (2010), Associate Professor and Coordinator for Research College of Fisheries and Ocean Sciences, U.P. Visayas, shares that risk reduction measures are community-specific. Countries with long coastlines such as the Philippines are considered naturally high-risk since exposure and vulnerabilities are high. Dr. Guillermo Q. Tabios (2010), Professor, Institute of Civil Engineering, and Director, National Hydraulic Research Center, U.P. Diliman, summarized the role the community plays in disaster management related to preparedness, adaptation and mitigation. He started by saying that there is a long list of what the community can do in disaster management, especially in relation to preparedness, adaptation and mitigation. The community should establish and organize planning and response teams during predisaster and emergent post-disaster phases. A basic requirement is to develop emergency or evacuation plans such as routes, protective shelters, and food provisions in case of disaster. The multi-hazard maps in particular are very useful for this purpose. With these disasters or emergency plans, communities can conduct periodic drills and 60 exercises for the safe evacuation of households, schools and commercial and industrial establishments. Tabios (2010) further explained that to ensure preparedness for the response phase of disaster management, the community organization should also train and organize quick response volunteer teams to provide rescue as well as logistic and psychosocial support. For large scale community-based planning, long-term and sustainable programs should be developed in partnership with the local government and even private organizations to reduce poverty by providing affordable shelter, food, and water for resettled or relocated communities to reduce their disaster vulnerability. Communities frequently exposed to extreme climatic events and hazards can also develop adaptation measures such as encouraging water management and waste management practices that are resilient to climate extremes and hazards. LOCAL RELATED STUDIES One of the key findings of a qualitative study completed recently by the Institute of Philippine Culture (IPC) based at the Ateneo de Manila University stated that many residents in poor communities that were heavily affected by Typhoons Ondoy and 61 Pepeng in 2009 are still struggling to recover due to lack of assets and working capital to restore their livelihood lost to the floods. Using focus group discussions and key informants interviews, the study titled “The Social Impact of Tropical Storm Ondoy and Typhoon” probes into the long-term effects of the twin disasters that hit the country in 2009. The study was supported by a trust fund from the Australian Agency for International Development (AusAID) administered by the World Bank. The study says that since 2009, these communities reported overall reduction in incomes due to loss of assets and working capital. The study notes that affected residents’ assets, savings and working capital for livelihood activities were dissipated. In another study, the observations made in the book printed and published by the Department of Health, Republic of the Philippines, entitled “RESPONDING TO HEALTH EMERGENCIES AND DISASTERS: The Philippine Experience” (2005), about a fire which broke out at the locale of this study, Barangay 649 (BASECO), on January 11, 2004 in the evening, the last two directly related to communication system in disaster management: 62 1. There are no rules and regulations that guide the DOH (Department of Health), CHDNCR (City Health Department-National Capital Region), and NCR Health Emergency network with regards to when each agency should respond (aside from the general rule that all should respond when LGUs request assistance) 2. The existing health emergency management system among the different agencies in NCR needs a review to improve networking, coordination, cooperation, and collaboration. FOREIGN LITERATURE The Hyogo Framework for Action (HFA) came out of the World Conference for Disaster Reduction held in Kobe, Hyogo, Japan, from 18 to 22 January 2005. It is the first plan to explain, describe and detail the work that is required from all different sectors and actors to reduce disaster risk – governments, informational agencies, disaster experts and many others – bringing them into a common system of coordination. The HFA outlines five priorities for action, and offers guiding principles and practical means for achieving disaster resilience. Its goal is to substantially reduce disaster losses by 2015 by building the resilience of nations and communities to 63 disasters. This means reducing the loss of lives and social, economic, and environmental assets when hazard strikes. Disaster preparedness is considered as Priority Action 5: STRENGTHEN DISASTER PREPAREDNESS FOR EFFECTIVE RESPONSE AT ALL LEVELS. The HFA rationale states: At times of disaster, impacts and losses can be substantially reduced if authorities, individuals and communities in hazard-prone areas are wellprepared and ready to act and are equipped with the knowledge and capacities for effective disaster management. Fortunately, the Philippines’ National progress report on the implementation of the Hyogo Framework for Action (2009-2011) – interim, is made available online. The progress report for Priority for action 5, Strengthen disaster preparedness for effective response at all levels, is hereby summarized: 64 Core Indicator 1 – Strong policy, technical and institutional capacities and mechanisms for disaster risk management, with a disaster risk reduction perspective are in place. Level of Progress Achieved: 4. Substantial achievement attained but with recognized limitations. National programmes or policies to make schools and health facilities safe in emergencies: YES. Means of Verification: 1. Policies and Programmes for School and Hospital Safety: YES 2. Training and Mock Drills in Schools and Hospitals for Emergency Preparedness: YES. Core Indicator 2 – Disaster preparedness plans and contingency plans are in place at all administrative levels, and regular training drills and rehearsals are held to test and develop disaster response programmes. 65 Level of Progress Achieved: 4. Substantial achievement attained but with recognized limitations. The contingency plans, procedures and resources in place to deal with a major disaster: YES. Means of Verification: 1. Contingency Plans with Gender Sensitivities: YES 2. Operations and Communications Centre: YES 3. Search and Rescue Teams: YES 4. Stockpiles of Relief Supplies: YES 5. Shelters: NO 6. Secure Medical Facilities: YES 7. Dedicated provision for women in relief, shelter and emergency medical facilities: NO. Core Indicator 3 – Financial reserves and contingency mechanisms are in place to support effective response and recovery when required. 66 Level of Progress Achieved: 4. Substantial achievement attained but with recognized limitations. Financial arrangements in place to deal with major disaster: YES. Means of Verification: 1. National Contingency Funds: YES 2. Catastrophe Insurance Facilities: YES 3. Catastrophe Bonds: NO Core Indicator 4 – Procedures are in place to exchange relevant information during hazard events and disasters, and to undertake post-event reviews. Level of Progress Achieved: 4. Substantial achievement attained but with recognized limitations. Agreed method and procedure has been adopted to assess damage, loss and needs when disasters occur: YES. 67 Means of Verification: 1. Damage and loss Assessment Methodologies and Capacities Available: YES 2. Post Disaster Need Assessment Methodologies: YES 3. Post Disaster Needs Assessment Methodologies include Guidance on Gender Aspects: NO 4. Identified and Trained Human Resources: YES The progress report puts into position the questions this study is going to try to answer by bringing about the different management concepts and principles which the researchers could use in DRRM as well as a review of DRRM programs and researches of other countries. Similar to the review of the local literature, the researchers begin by asserting the relevance of the study of hazard-related human behaviors (“The Impact of Risk Perception xxx,” a joint study by a grant from local and foreign research institutes, 2004). The paper asserts that past U.S. studies have for the most part, employed an 68 adjustment/contextual paradigm (Burton, Kates, & White, 1978; Mitchell, 1999; Eraybat, K., Okazaki, K., & Ilki, A., 2010). In such studies, hazard-related behaviors, risk perception, disaster preparedness, and willingness to pay for governmental mitigation were found to be associated with demographic variables (Turner, Nigg & Heller-Paz, 1986; Lindell & Perry, 1992; Edwards, 1993; Palm & Carroll, 1998; Tierney, Lindell, & Perry, 2001; Tierney, 2001; Wachtendorf & Sheng, 2002). In the study, the concepts and principles between human behavior and motivation are also relevant. In Maslow’s Hierarchy of Needs theory (Martires, C.R., 2011), he saw human needs in the context of hierarchy and further concluded that when one set of needs is satisfied, this kind of need ceases to be a motivation; one therefore goes up the structure to satisfy the next set of needs. In disaster management, Maslow’s concept is crucial since prioritization is a constant activity in disaster preparedness whether in the contingency planning, communicating, or capacity-building stage. Frederick Herzberg enhanced Maslow’s theory by identifying factors into two subdivisions: the motivating factors and hygienic factors. The theory would have a direct 69 effect on how the researchers could measure the socio-demographic and disaster profiles of respondents from Barangay No. 649, Zone 68, Manila. B.F. Skinner went one step farther than Maslow and Herzberg by proposing that “man learns from his environment and greater control of his environment improves his development.” The operant conditioning theory is of major significance to the 4 C’s the researchers have formulated as the key areas of concern in understanding the problems the researchers have stated in the study. The training and drill practices required to enhance disaster preparedness of communities make use of Skinner’s principle in utilizing positive reinforcement with the end in view of the occurrence of a desired response or behavior. Numerous other studies have been conducted on the subject of motivation. Among the most salient and pertinent to human resources management are those conducted by Argyris, Hersey and Blanchard, Armstrong, White and Schachter (Marties, 2011). 70 For G. Tyler Miller, Jr. (1990), formal risk assessment is difficult, imprecise and controversial. It involves determining the types of hazards involved, estimating the number of people likely to be exposed to the hazard and the number likely to suffer serious consequences, and estimating the probability of each hazard occurring. He explained that one way to improve system reliability is to move more of the potentially fallible elements from the human side to the technical side, making the system more foolproof or “fail-safe.” But chance events such as a lightning bolt can knock out automatic control systems. And no machine or computer program can replace all the skillful human actions and decisions involved in seeing that a complex system operates properly and safely. On the subject of disaster preparedness in the context of capacity-building, resilience is the effect sought by such process and activity. Resilience is defined by Miller (1990) as the “ability of a living system to restore itself to original condition after being exposed to an outside disturbance that is not too drastic.” Taken in the context of disaster management, the researchers now infer that community resilience can only be raised and built once the concerned organization reaches an acceptable or tolerable level of risk. Herein lies the dilemma of having to develop, promote and implement 71 capacity-building strategies under the brunt of intolerable risk exposure, high degrees of vulnerability and the preponderance of hazards. Bert Metz, Ogunlade Davidson, Rob Swart and Jiahua Pan (2001) concurred that there must be identification and assessment of mitigation technologies and measures that are required to deviate from “business-as-usual” in the short term. This is done so in order to raise the level of resiliency – and not the tolerance – of nations and communities to all kinds of disaster. Thus, it is no longer unfamiliar to us to see on mass media people who refuse to evacuate their homes in the face of impending danger because they have misunderstood their sense of tolerance as a sense of security and resiliency. In terms of communication system as a DRRM strategy, M.K. Magunda (2010) explained that public awareness activities foster changes in behavior leading towards a culture of risk reduction. According to her, the over-all objective of the communication strategy is to widely disseminate information on disasters and risk reduction and its likely effects, in order to save lives and livelihood. 72 Magunda (2010) added that communication to the public in general should be viewed three-ways: 1. This should act as an early warning strategy, communication on the impending disasters and their effects is fundamental to raising awareness, getting the population prepared and understanding of the problem; 2. Targetted and strategic communication should be made locally, to mobilize the donors, partners, civil society, and other stakeholders to support implementation of the contingency plan; and 3. Local leaders and elders (or in the case of the Philippines, CSOs) are very crucial in the society set-up, and should be involved in information dissemination. They should also play key roles in the mitigation measures. Any discussion about disaster management would invariably lead it to the subject of leadership. It is implied in (b), Section 1, RULE 2, Definition of Terms of the IRR of R.A. No. 10121: “… capacity may include infrastructure and physical means, institutions, societal coping abilities, as well as human knowledge, skills, tools, systems, 73 processes, appropriate technologies and collective attributes such as social relationships, leadership and management.” Treedy Heller (1982) believed that the essence of leadership is followership. This renders the bottom-up and proactive approach in disaster risk reduction and management as the most viable method currently available for communities, especially those in the urban areas. Fiedler’s model, on the other hand, claims that group performance depends on the interaction of the leadership style and the favorableness of the situation. In practice, leadership of a disaster situation requires another dimension. The researchers would like to believe that they are in the right path in thinking that risk analysis, both as a policy and as a decision-making tool, is this critical factor. FOREIGN RELATED STUDIES Magunda M. K. (PhD) published a study on August 2010 entitled “Study on Disaster Risk Management and Environment for the Karamoja Subregion.” The study focused on: 74 - Assessment of environmental change as a parameter of disaster risk in the Karamoja region - Assessment of environmental causes and the associated consequences - Assessment of the dynamics between disaster, environmental impacts and the needs of the communities in Karamoja Koos van Zyl (2006), meanwhile, discussed in his “A Study on a Disaster Risk Management Plan for the South African Agricultural Sector” the dependent factors of flood hazard such as the depth and velocity of the water, duration of the flood and the load carried such as the sediment, salts, sewage and chemicals. He added that flood events and impacts appear to be increasing on a global scale. SYNTHESIS OF THE STUDY As comprehensive and as well-researched as the literature and related studies of local and foreign disaster risk reduction and management practices are today, presently there is also a growing threat in the increasing magnitude and frequency of disasters and disaster risks that the nations and communities of this world are painfully beginning to realize. 75 As such, the level of preparedness of local communities must be evaluated in terms of degree and direction with utmost urgency. Already, many countries-signatories are hinting of new and updated strategies for the post-2015 Hyogo Framework for Action wherein the entire planet’s disaster risk reduction and management master plan would be up for thorough assessment. Relative to the local literature, this study serves to verify a joint research project participated in by a Filipina, Dr. Doracie B. Zoleta-Nantes, in 2004, regarding the approaches in the scientific research of hazard-related human behaviors (e.g., risk assessment, risk perception). The study stated that one approach mentioned has directly associated disaster preparedness with age-related demographic variables (e.g., age, civil status), socio-economic related demographic variables (e.g., highest educational attainment, income, home ownership) and psycho-social-behavioral variables (e.g., training, risk assessment). This study serves to amplify the association between demographic and disaster preparedness variables, which is one of the specific questions under the statement of the problem. 76 However, this study was constrained to exclude income from the socio-economic related variables since the researchers feel it would be of great disservice if income (along with assets and working capital) would not be given its own in-depth analysis visà-vis disaster preparedness outside of the scope of the study. In a related matter, the findings involving the 2009 Institute of Philippine Culture’s qualitative study stating that many residents in poor communities that were heavily affected by Typhoons Ondoy and Pepeng are still struggling due to lack of assets and working capital, this study serves as the stepping stone in establishing indicators for public services, infrastructures and economic activities as elements of disaster risk. The questionnaire would be tested for its validity and reliability in the treatment of data regarding risk and risk analysis. As the researchers have stated in the beginning of this chapter, disaster preparedness is a matter of condition and of choice. Thus, this study has taken the proper route in effectively measuring the level of disaster preparedness by using the twofold approach: evaluation of its strength as well as its direction. 77 The researchers would like to note that a holistic, integrated and results-based approach could be formed by giving cognizance to a very vital factor in disaster preparedness, which is, risk assessment. This study further notes that sound risk analysis could be formed through the equally vital factor called common sense. Community risk assessment, contingency planning, communication system, and capacity-building are just some of the sub-components of a truly effective disaster preparedness strategy, and with this in mind, the researchers believe they have covered enough ground to put the framework of this study into play, and be able to achieve the objective/s of the research. It is with a great appreciation of the vast literature and related studies the researchers have shown that, in the future, disaster risk reduction and management will be completely hardwired to the educational system, be recognized as a regular subject and – later on, may even be an enduring college course.