Part I: Foundations of American Democracy

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Part I: Foundations of American Democracy
1
PEO PLE , POLITI CS,
AN D PAR TI CI PATI O N 2
y shd u stdy am dem now? Or, Why Should You Study American
Democracy Now? 4
How Technology Has Changed Politics 5
The Political Context Now 5
Civic Engagement: Acting on Your Views 7
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Does the Youth
Vote Matter? 8
What Government Does 8
■ A NALY Z ING THE S OURCE S : Party Identification by Age 9
■ G LOBAL C ONT E X T : Challenges for the Government of Afghanistan 10
Types of Government 12
The Origins of American Democracy 12
Democracy’s Origins in Popular Protest: The Influence of the
Reformation and the Enlightenment 13
The Modern Political Philosophy of Hobbes and Locke 13
The Creation of the United States as an Experiment in
Representative Democracy 14
Political Culture and American Values 15
Liberty 15
Equality 16
Capitalism 17
Consent of the Governed 17
Individuality, Family, and Community 17
The Changing Face of American Democracy 18
A Population That Is Growing—and on the Move 18
An Aging Population 18
A Changing Complexion: Race and Ethnicity in the
United States Today 19
Changing Households: American Families Today 21
Why the Changing Population Matters for Politics
and Government 21
Ideology: A Prism for Viewing American Democracy 22
Liberalism 23
Conservatism 24
Other Ideologies on a Traditional Ideological Spectrum:
Socialism and Libertarianism 25
Neoconservatism 26
A Three-Dimensional Political Compass 26
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TH E CONSTITUTION 32
What Is a Constitution? 34
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should Congress Call for a
Second Constitutional Convention? 35
The Creation of the United States of America 36
Colonization and Governance of America 36
British Policy Incites a Rebellion 37
The Common Sense of Declaring Independence 39
The State Constitutions 40
The Articles of Confederation (1781–1789) 41
Crafting the Constitution: Compromise, Ratification, and
Quick Amendment 42
Consensus 43
Conflict and Compromise over Representative Democracy 44
Conflict and Compromise over Slavery 46
Congress Sends the Constitution of the States for Ratification 47
■ G LOBAL C ONT E X T : The Iraqi Constitution of 2005 50
The Federalist–Anti-Federalist Debate 50
The Bill of Rights (1791): Establishing Civil Liberties 52
The Constitution as a Living, Evolving Document 53
Formal Amendment of the Constitution 53
Interpretation by the U.S. Supreme Court 54
■ A NALY Z ING THE S OURCE S : Constitutional Principles in Recent Second
Amendment Cases 55
TH E CONSTITUTION O F TH E
U N ITE D STATE S O F AM E R I CA 61
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3
F E D E R ALISM 8 0
An Overview of the U.S. Federal System 82
Unitary System 83
Confederal System 83
Federal System 83
■ G LOBAL C ONT E X T : The United States of Europe 85
Constitutional Distribution of Authority 87
Concurrent Sovereign Authority 88
National Sovereignty 89
State Sovereignty 90
The Supreme Court’s Interpretation of National versus State
Sovereignty 92
National Obligations to the States 93
State-to-State Obligations: Horizontal Federalism 94
The New Judicial Federalism 95
Evolution of the Federal System 95
Dual Federalism 96
Cooperative Federalism 96
Centralized Federalism 96
■ A NALY Z ING THE S OURCE S : Deil Wright’s Models of Intergovernmental
Relations in a Federal System 97
Conflicted Federalism 97
Landmarks in the Evolution
of Federalism: Key Constitutional
Amendments 99
Further Evolutionary Landmarks:
Grants-in-Aid 100
■ THINK ING C R I T IC ALLY A BOUT
D EMOCR AC Y : Should State
Governments Lower the Minimum
Legal Drinking Age to 18? 103
Federalism’s Continuing
Evolution: Mandates 103
Today’s Federalism:
Intergovernmental
Relations 104
Part II: Fundamental Principles
4
CIVIL LI BE R TIES 110
Civil Liberties in the American Legal System 112
The Freedoms Protected in the American System 113
■ A NALY Z ING THE S OURCE S : Balancing the Constitutional Tension 114
The Historical Basis for American Civil Liberties: The Bill of Rights 114
Incorporation of the Bill of Rights to Apply to the States 116
Freedoms of Speech, Assembly, and the Press: First Amendment
Freedoms Supporting Civic Discourse 118
The First Amendment and Political Instability 118
■ G LOBAL C ONT E X T : The Election Protests in Iran 119
Freedom of Speech 121
Freedom of Assembly and Redress of Grievances 124
Freedom of the Press 124
Freedoms of Religion, Privacy, and Criminal Due Process:
Encouraging Community and Community Engagement 125
The First Amendment and Freedom of Religion 125
The Right to Privacy 128
The Fourth, Fifth, Sixth, and Eighth Amendments:
Ensuring Criminal Due Process 132
Freedoms in Practice: Controversy over the Second Amendment
and the Right to Bear Arms 135
Competing Interpretations of the Second Amendment 137
Citizens Engaged: Fighting for a Safer Nation 137
Civil Liberties in Post-9/11 America 138
Perceived Intrusions on Free Speech and Assembly 138
Perceived Intrusions on Criminal Due Process 139
Discrimination Against Muslim Americans 140
■ THINK ING C R I T IC ALLY ABOUT D EMOCR AC Y : Should U.S. Authorities Use
Ethnic Profiling in the Interest of National Security? 141
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CIVIL R I G HTS 1 4 6
The Meaning of Equality Under the Law 148
Slavery and Its Aftermath 151
Slavery in the United States 151
Reconstruction and the First Civil Rights Acts 153
Backlash: Jim Crow Laws 153
■ G LOBAL C OMPAR I SONS : Modern Forms of Slavery 154
Governmental Acceptance of Discrimination 155
The Civil Rights Movement 156
Fighting Back: Early Civil Rights Organizations 156
The End of Separate but Equal 156
Rosa Parks’s Civil Disobedience on a Montgomery Bus 157
Dr. Martin Luther King Jr. and the Strategy of Civil
Disobedience 157
■ A NALY Z ING THE S OURCE S : A Famous Image from
the Civil Rights Era 158
The Government’s Response to the Civil Rights Movement 159
The Civil Rights Act of 1964 160
Other Civil Rights Legislation of the 1960s 160
The Impact of the Civil Rights Movement 161
The Movement for Women’s Civil Rights 162
The First Wave of the Women’s Rights Movement 162
The Second Wave of the Women’s Rights Movement 164
Other Civil Rights Movements 167
Native Americans’ Rights 167
Citizens of Latin American Descent 168
Citizens of Asian Descent 170
Citizens with Disabilities 171
Lesbian, Gay, Bisexual, and Transgendered Citizens 172
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should Hate Crimes Be
Punished More Severely Than Other Crimes? 175
Affirmative Action: Is It Constitutional? 174
How Affirmative Action Works 174
Opposition to Affirmative Action 175
Contents
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Part III: Linkages Between the People and Government
6
POLITI CAL SO CIALI Z ATION
AN D PU BLIC OPINION 182
7
I NTE R EST G RO U PS 212
Political Socialization and Civic Participation 184
The Process of Political Socialization 185
Participating in Civic Life 185
Agents of Socialization 186
Family Influences on Activism and Attitudes 186
The Media’s Ever-Increasing Role in Socialization 187
Schools, Patriotism, and Civic Participation 187
Churches: The Role of Religion 188
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should Abortion
Be Legal? 189
Peers and Group Norms 190
Political and Community Leaders: Opinion Shapers 190
Demographic Characteristics: Our Politics Are a Reflection of
Ourselves 190
Measuring Public Opinion 195
The Origins of Public Opinion Polls 196
■ G LOBAL C ONT E X T : International Opinion of the United States 196
How Public Opinion Polls Are Conducted 198
■ A NALY Z ING THE S OURCE S : Examining Americans’ Ideology 199
Types of Political Polls 201
What Americans Think About Politics 202
The Most Important Problem 203
Public Opinion about Government 203
The Value of Interest Groups 214
Interest Groups and Civic Participation 215
Pluralist Theory versus Elite Theory 215
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should Amnesty
Be Extended to Illegal Workers in the United States? 217
Key Functions of Interest Groups 217
The Downside of Interest Groups 218
Who Joins Interest Groups, and Why? 219
Patterns of Membership 219
Motivations for Joining Interest Groups 220
How Interest Groups Succeed 222
Organizational Resources 222
■ G LOBAL C ONT E X T : Amnesty International 223
Organizational Environment 225
Types of Interest Groups 225
Economic Interest Groups 225
Public and Ideological Interest Groups 227
Foreign Interest Groups 230
Interest Group Strategies 230
Direct Strategies to Advance Interests 230
Indirect Strategies to Advance Interests 232
■ A NALY Z ING THE S OURCE S : The Influence of Issue Networks 234
Interest Groups, Politics, and Money: The Influence of Political
Action Committees 235
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8
POLITI CAL PAR TI ES 242
Parties Today and Their Functions 244
Defining a Political Party 244
How Parties Engage Individuals 245
What Political Parties Do 245
The Three Faces of Parties 246
The Party in the Electorate 247
The Party Organization 248
■ A NALY Z ING THE S OURCE S : The People’s Opinion of the Parties 250
The Party in Government 250
Political Parties in U.S. History 252
The First Party System: The Development of Parties,
1789–1828 252
The Second Party System: Thee Democrats
Democrats’ Rise to Power,
1828–1860 253
The Third Party System: The Republicans’ Rise to Power,
1860–1896 253
The Fourth Party System: Republican
ublican Dominance,
1896–1932 254
The Fifth Party System: Democratic
ocratic Dominance,
1932–1968 255
A New Party System? 256
Two-Party Domination in U.S. Politics
olitics 257
The Dualist Nature of Most Confl
onflicts 257
■ G LOBAL C ONT E X T : Political Parties
ies in Northern Irelandd 258
The Winner-Take-All Electoral System 259
Continued Socialization to thee Two-Party
System 259
Election Laws That Favor the Two-Party
System 259
The Two-Party System Today: In Decline or in
Resurgence? 260
The Party’s Over 260
The Party’s Just Begun 261
Third Parties in the United States
es 261
Types of Third Parties 262
Impact of Third Parties 263
■ THINK ING C R I T IC ALLY A BOUT
D EMOCR AC Y : Are Third Parties
Bad or Good for the United
States? 264
New Ideologies, New
Technologies: The Parties in
the Twenty-First Century 265
Struggling for the Heart
of the Republican Party:
Moderates, Neocons, and
a Tea Party Movement 2655
Democrats Today 266
Changing Both Parties:
The Internet 266
Contents
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E LECTIONS, CAM PAI G NS,
AN D VOTIN G 272
Political Participation: Engaging Individuals, Shaping Politics 274
Elections in the United States 275
Nominations and Primary Elections 275
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should the United States
Have a National Primary? 277
General Elections 278
Referendum, Initiative, and Recall 278
The Act of Voting 279
The 2000 Election and Its Impact 279
Types of Ballots 280
Why Ballot Design Matters 280
Voting by Mail 281
Running for Office: The Choice to Run 282
Formal Eligibility Requirements 283
Informal Eligibility Requirements 283
The Nature of Political Campaigns Today 284
The Professionalization of Political Campaigns 284
Media and New Technologies: Transforming Political
Campaigns 285
Revolutionizing the Campaign: New Technologies 286
Regulating Campaign Contributions 287
Regulatory Loopholes: Independent Expenditures 288
Regulatory Loopholes: Soft Money 288
The Bipartisan Campaign Finance Reform Act of 2002 289
Regulatory Loophole: 527s 289
The Growth of PACs 290
Presidential Campaigns 292
Party Conventions and the General Election Campaign 292
The Electoral College 293
Who Votes? Factors in Voter Participation 293
Education Level—the Number One Predictor of Voting 293
■ A NALY Z ING THE S OURCE S : Exploring Voter Turnout in the United States,
2008 294
The Age Factor 294
Race and Voter Participation 295
Income—a Reliable Predictor of Voting 296
Party Competitiveness and Voter Turnout 296
How Voters Decide 296
Major Factors in Voter Decision Making 297
Campaign Influences on Voter Choice 297
Why Some People Do Not Vote 298
Lack of Efficacy 298
Voter Fatigue and Negative Campaigns 298
The Structure of Elections 299
The Rational Abstention Thesis 299
The Impact of Nonvoting 299
■ G LOBAL C ONT E X T : Elections in India 300
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TH E M E D IA 306
The Modern Media 308
The Political Functions of the Media 309
Providing Information 309
Interpreting Matters of Public Interest and Setting the Public
Agenda 309
■ A NALY Z ING THE S OURCE S : Confidence in the Media 310
Providing a Forum for Conversations About Politics 311
Socializing Children to Political Culture 311
■ G LOBAL C ONT E X T : Talk Radio, Saudi Style—Mubasher FM 312
The Press and Politics: A Historical View 312
The Early Role of the Press 313
Yellow Journalism and Muckraking 313
A Widening War for Readership 314
The Media Go Electronic: The Radio and Television Revolutions 315
How Radio Has Opened Up Political Communication 316
Television and the Transformation of Campaigns and Elections 317
The Media Revolution Continues: The Internet and Cellular
Technology 319
The Internet and Civic Engagement 319
The Internet as a Source of News 320
The Internet’s Influence on Political Participation and
Campaigns 321
Today’s Blogosphere 322
Media Convergence 323
The Negative Political Impact of the Internet 323
The Internet and Free Speech 324
A Biased Media? 325
Regulation of the Media: Is It Necessary? 326
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should Congress Regulate the
Internet Infrastructure? 328
Contents
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Part IV: Institutions of Government
11
CON G R ESS 3 34
12
TH E PR ESIDENCY 366
The Origins of Congress 336
■ G LOBAL C OMPAR I SONS : Japan’s National Diet 337
Congressional Elections 338
Incumbency 338
Reapportionment and Redistricting 339
Powers of Congress 341
Functions of Congress 342
Representation Comes in Many Forms 342
Policy Making: A Central Responsibility 344
Oversight: A Check on the Executive Branch 344
Agenda Setting and Civic Engagement 345
Managing Societal Conflict 345
The House and the Senate Compared 345
The Legislative Process 347
Introducing a Bill 347
■ A NALY Z ING THE S OURCE S : Navigating Congress 348
The Bill in Committee 349
Debate on the House and Senate Floor 350
Presidential Action 351
Congressional Leadership 351
Leadership in the House of Representatives 352
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should Congress Limit
Greenhouse Gas Emissions? 353
Leadership in the Senate 353
Decision Making in Congress: The Legislative Context 354
Political Parties and Partisanship in Decision Making 354
Colleagues and Staff: Trading Votes and Information 357
Interest Groups: Influence Through Organization 357
The President’s Effect on Decision Making 358
The People and Their Elected Representatives 358
Presidential Elections 368
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should We Abolish the
Electoral College? 369
Presidential Roles in the Domestic Sphere 370
Chief Legislator 370
■ A NALY Z ING THE S OURCE S : Should Time Limits Be Placed on Lawsuits
That Claim Discrimination? 372
Chief Economist 373
Party Leader 374
Presidential Roles in the Foreign Policy Sphere 374
■ G LOBAL C ONT E X T : Parliamentary Systems 375
Chief Diplomat 375
Commander in Chief 376
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Overlap in the Domestic and Foreign Policy Roles: Chief Executive
and Chief of State 377
Chief Executive 377
Chief of State 377
The President and the Executive Branch 377
The Vice President’s Role 378
The Cabinet 379
The Executive Office of the President 379
Presidential Succession 382
When the President Dies in Office 382
When the President Cannot Serve: The Twenty-Fifth Amendment 383
Sources of Presidential Power 383
The Constitution: Expressed Powers 384
The Constitution: Inherent Powers 384
Statutory Powers 385
Special Presidential Powers 385
The People as a Source of Presidential Power 387
The President and the Bully Pulpit 387
The President and Public Approval 387
The Media as a Tool of Presidential Influence 388
The Evolution of Presidential Power 389
Early Presidents and the Scope
of Presidential Power 389
The Watershed 1970s: The Pentagon
Papers,Watergate, and the
“Imperial Presidency” 390
The Post-Watergate
Presidency 392
Impeachment: A Check on
Abuses of Presidential
Power 392
Evaluating Presidential
Leadership 393
Women in the White House 393
The First Lady 394
When a Woman Is Elected
President 394
13
TH E BUR E AUCR ACY 400
Bureaucrats and Bureaucracy 402
Who Are the Bureaucrats? 402
■ G LOBAL C ONT E X T : Public Service Commitment to Serving
the People 404
Bureaucracy: An Organizational Structure 404
Federal Bureaucrats 405
Political Appointees 405
Civil Servants 405
■ A NALY Z ING THE S OURCE S : Equal Educational and Employment
Opportunity and Stratified Occupational Segregation 408
State, Local, and Shadow Bureaucrats 410
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should Faith-Based
Organizations Receive Public Funding to Deliver Social Services? 411
Contents
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The Evolution and Organization of the Federal Bureaucracy 411
Departments 413
Independent Administrative Agencies 414
Independent Regulatory Commissions 415
Government Corporations 415
Executive Office of the President 416
Hybrids 416
Federal Bureaucrats’ Roles in Public Policy 416
Agenda Setting 417
Policy Formulation 417
Policy Approval 417
Resource Allocation 418
Policy Implementation 418
Policy Evaluation 419
Federal Bureaucratic Accountability 419
Accountability to the People 419
Accountability to the Courts 421
Accountability to Congress 421
Accountability to the President 422
Internal Accountability 423
Can Bureaucratic Performance Be Improved? 423
The Best-Performing Bureaucracies 424
Does Contracting Out Improve Performance? 424
Citizens’ Role in Bureaucratic Performance 425
14
TH E J U D I CIA RY 4 30
The Origins of the U.S. Judiciary 432
The Constitution and the Judiciary Act of 1789: Establishing the
Supreme Court and the Federal District Courts 432
Marbury v. Madison and the Principle of Judicial Review 433
The Judiciary Act of 1891: Expanding the Federal Courts 433
The Basis of U.S. Law 434
Common Law 434
Code Law 436
Sources of U.S. Law 436
The Federal and State
Constitutions 436
Statutes 437
Judicial Decisions 437
Executive Orders 437
Administrative Law 438
The Federal Court System 438
Jurisdiction of Federal Courts 438
The Structure of the Federal Courts 439
Selecting Judges for the Federal Bench 441
The Senate’s Role in Appointment and Confirmation 442
Judicial Competence 442
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should There Be a
Constitutional Amendment Mandating a Retirement Age for Supreme
Court Justices? 443
Ideology and Selection to the Bench 444
Representation of Demographic Groups 444
■ A NALY Z ING THE S OURCE S : The Demographic Balance of the
Supreme Court 445
The U.S. Supreme Court Today 446
The Supreme Court’s Jurisdiction 446
Choosing Cases for Review 446
On the Docket: Considering the Case 447
Meeting in Conference: The Deliberative Stage 448
Deciding How to Vote: Voting Blocs on the Court 448
Writing the Opinion 449
The Supreme Court Today: The Roberts Court 449
Judges as Policy Makers 450
Activism Versus Restraint 451
■ G LOBAL C ONT E X T : Judges as Policy Makers: The Death Penalty
Worldwide 452
Competing Legal Interpretations 453
Checks on the Courts 453
The Inner Ring: Legislatures and Chief Executives 453
The Gatekeepers: Participants in the Judicial Process 454
Intra-Court Constraints 455
The Outer Ring: The Users 455
Part V: Public Policy
15
ECONO MI C POLI CY 4 62
Economic Health and the American Dream 464
The American Economy 465
Economic Theories That Inform Economic Policy 466
Laissez-Faire Economics: An Unrealized Policy 466
Keynesian Economics 467
Supply-Side Economics 469
Monetarism 469
Should One Economic Theory Predominate? 470
Measuring Economic Health 470
Traditional Measures of Economic Health 470
■ A NALY Z ING THE S OURCE S : GDP and Unemployment Rates:
What Do They Measure? 471
Other Measures of Economic Health 472
■ G LOBAL C ONT E X T : National Economies and Human
Development 473
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Fiscal Policy and Its Impact on the Health of the Economy 473
Tax Policy 474
Spending Policy 475
Creating Fiscal Policy Through the National Budget Process 475
Deficit Spending, Debt, and Economic Health 477
Monetary Policy and the Federal Reserve System 478
Regulatory Policy 479
Business Regulation 480
Social Regulation 481
Trade Policy in the Global Economy 482
Trade Policy: Protectionist or Free Trade? 483
International Trade Agreements 483
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Is Free Trade Merely a Race
to the Bottom? 485
The U.S. Economy, the Global Economy, and the American Dream
Today 484
Contents
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D O M ESTI C POLI CY 492
Citizen Engagement and Domestic Policy 494
Tools of Domestic Policy 496
Law and Regulations 496
Direct Provision of Public Goods 496
Cash Transfers 496
Loans, Loan Guarantees, and Insurance 497
Contracting-Out 498
Environmental Policy 498
Environmental Degradation 498
Environmental Protection 499
■ G LOBAL C ONT E X T : Clean Water for a Healthy World 501
Energy Policy 502
Energy and Global Warming 502
National Energy Policy 503
Income Security Programs 505
Social Security 505
Unemployment Compensation 507
Minimum Wage 507
Earned Income Tax Credit 508
Temporary Assistance to Needy Families 508
■ A NALY Z ING THE S OURCE S : Do TANF Monthly Benefits Keep Families Out
of Poverty? 509
Government Definitions of Poverty 510
Health Care Policy 511
Medicaid 511
Medicare 512
The Patient Protection and Affordable Care Act 512
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should All People Be
Required to Have Health Insurance? 513
Homeland Security 514
Four Challenges for Policy Makers 514
The Importance of Intergovernmental Coordination 514
Immigration Policy 515
Authorized and Unauthorized Immigration 515
Proposed Immigration Policy Reforms 516
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FO R E I G N POLI CY AN D
NATIONAL SECU R IT Y 522
The Tools of U.S. Foreign Policy 524
Diplomacy 524
Trade and Economic Policies 524
The Military Option 526
Who Decides? The Creators and Shapers of Foreign Policy 527
The President and the Executive Branch 527
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Do the Geneva Conventions
Apply When Terrorists Have So Drastically Altered the Rules
of War? 529
Congress 530
The Military-Industrial Complex 530
The Media 531
Public Opinion 532
Private Citizens 532
U.S. Foreign Policy in Historical Context: Isolationism and
Intervention 533
The Constitutional Framework and Early Foreign Policy Making 533
Hegemony and National Expansion: From the Monroe Doctrine to
the Roosevelt Corollary 534
World War I and the End of U.S. Isolationism 536
Internationalism and the League of Nations 536
World War II: U.S. Foreign Policy at a Crossroads 537
The Postwar Era: The United States as Superpower 537
International Agreements and Organizations 537
The Cold War: Superpowers in Collision 540
U.S. Efforts to Contain Communism: Korea, Cuba, and Vietnam 541
Détente: A Thaw in the Cold War Chill 542
The Reagan Years and Soviet Collapse 543
Post-Soviet Times: The United States as Solo Superpower
in an Era of Wars 544
U.S. Foreign Policy After 9/11 545
The Bush Doctrine: A Clash of Civilizations 545
The Obama Doctrine: A New Tone in U.S. Foreign Policy 547
Future Challenges in American Foreign Policy 547
The Ongoing Threat of Terrorism 547
■ G LOBAL C ONT E X T : The United States and Iran—A Complex
History 548
■ A NALY Z ING THE S OURCE S : International Approval of U.S.
Leadership 549
Environmental Issues 550
Technology’s Potential in Foreign Affairs 550
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Part VI: State and Local Government
18
STATE AN D LO CAL
G OVE R N M E NT 5 56
Direct Democracy: Letting the People Decide 558
Referenda and Initiatives 559
Recall of Elected Officials 560
■ G LOBAL C ONT E X T : Direct Democracy in Europe 561
State Constitutions and Local Charters 562
The Elements of State Constitutions 562
Local Charters: How Much Local Discretion? 563
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should Washington, D.C.
Become the Fifty-First State of the Union? 564
Diversity in Political Cultures, People, Environments,
and Resources 564
Political Culture and Its Effect on Governing 565
People: Dealing with Demographics 565
Environment and Resources: Variations in Needs and
Tax Capacity 566
State and Local Government Budgets 567
Balanced Budgets 567
State and Local Expenditures on Day-to-Day Domestic
Matters 568
State Government Revenues 570
Local Government Revenues 571
The Federal Government as a Fiscal Equalizer 572
Responsibilities of State and Local Governments in
National Politics 573
States in National Politics: Formal Roles 573
States in National Politics: Informal Functions 573
Institutions of State Government 575
Legislative Branch: Formulating and Approving Policy 575
■ A NALY Z ING THE S OURCE S : How Representative Is Each State’s
Legislature? 576
Executive Branch: Putting Policy into Action 577
Judicial Branch: Resolving Questions of Law 578
Local Governments 580
General-Purpose Local Governments 580
Single-Purpose Local Governments 582
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I NTRO D U CTIO N TO TE X AS
G OVE R N M E NT 58 8
20
TH E STATE
CONSTITUTION 608
Texas Society 590
Settlement Patterns in Texas History 590
Urban and Rural Contrasts 592
Population Growth and the Changing Political Climate 593
Latinos—High Population Growth and Increasing Political
Clout 594
African Americans—Steady Population and Political
Participation 595
Asian Americans—Moderate Population Growth and Political
Inroads 595
■ H OW T E X A S C OMPARE S : Political Culture in the States 596
The Political Culture of Texas 596
The Economy of Texas 598
Economic Regions 599
Economic Sectors 600
■ A NALY Z ING THE S OURCE S : Texas Exports Today 601
Consequences of Economic Change 602
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should Some U.S. Cities
Declare Spanish Their Official Language? 603
Texas Constitutions 610
Constitutions Under the Republic of Mexico 610
The Republic of Texas Constitution of 1836 610
Statehood Constitution of 1845 611
The Civil War and Reconstruction Constitutions
of 1861, 1866, and 1869 611
The Constitution of 1876 612
Political Culture and Constitutions 613
Principles of State Constitutions 613
Separation of Powers in State Constitutions 614
Bill of Rights in State Constitutions 614
Supreme Law of the State 614
The Structure of State Constitutions 615
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should Students Be Allowed
to Carry Handguns on Campus? 616
■ A NALY Z ING THE S OURCE S : Considering State Constitutions 617
■ H OW T E X A S C OMPARE S : Constitutional Amendments Among
the States 618
Revising State Constitutions 618
Patterns of Amending 619
Process of Amending 619
Prospects for Amending 621
Contents
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PAR TI CI PATION AN D
I NTE R EST G RO U PS I N
TE X AS POLITI CS 626
Opportunities for Participation 628
Legacy of Restricted Ballot Access 628
■ A NALY Z ING THE S OURCE S : Why Don’t More Texans Vote? 629
Poll Tax and Annual Registrations 629
■ H OW TE X A S C OMPARE S : Percentage of Eligible Voters Voting in the
2008 Presidential Election 630
White Primary 630
Property Ownership Restrictions 631
Gender Discrimination in Voting 631
Factors That Affect Voter Participation Today 631
Effects of Social and Economic Status on Voting 632
Party Competition and Voter Turnout 632
Regional Variations in Voter Turnout 632
Timing of Elections 632
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Do Politiqueras Play
a Beneficial Role in Texas Politics? 633
Types of Interest Groups 634
Economic Organizations—Promoting Business
and Professionalism 634
Citizens’ Groups—Promoting Ideas and Causes 635
Government Organizations—Promoting Local Interests 637
Interest Group Tactics and Their Regulation 637
Lobbying 637
Electioneering 638
Grassroots Lobbying 639
The Strength of Interest Groups in Texas 639
Economic Diversity 639
Political Party Competition 639
■ H OW TE X A S C OMPARE S : Classification of States Based on the Overall
Impact of Interest Groups 640
Professionalism of the State Legislature 640
Fragmented Government Structure 640
22
POLITI CAL PAR TI ES AN D
ELECTIONS IN TE X AS 646
State Party Systems 648
H OW TE X A S C OMPARE S : Party Competition in the United States 649
State Party Ideologies 649
Political Parties in Texas 650
Democratic and Republican Party Strength in Texas 650
The One-Party Era in Texas 650
Party Realignment in Texas 651
Straight Ticket Voting 654
Socioeconomic Factors in the Political Parties 654
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should Texas Pass
a Voter ID Card Law? 656
The Death of the Yellow Dog Democrat 656
Third-Party Movements in Texas 657
■
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Party Organization in Texas 659
Party Strength 660
■ A NALY Z ING THE S OURCE S : Top Donors to Political Candidates 661
Primary Elections 662
Crossover Voting 662
■ H OW T E X A S C OMPARE S : Primary Systems Used in State Elections 663
Conventions—Election of Delegates, from Precinct
to State Level 663
Runoff Primary Elections 664
Delegate Selection Systems 665
The Administration of Primary Elections 665
Campaigns and Elections 666
The Role of the Media 666
Political Consultants 668
Money in Campaigns 668
■ H OW T E X A S C OMPARE S : Limitations on Campaign Contributions
by PACs in Statewide Races 669
23
TH E TE X AS LEG ISL ATU R E
Methods of Election 676
Reapportionment and Redistricting Issues 678
Redistricting in the 1990s and 2001 679
Re-redistricting in 2003 679
Getting Elected 683
The Impact of Informal Qualifications 684
■ A NALY Z ING THE S OURCE S : Competition in Texas House
and Senate Races 685
Competition for Office 685
Legislative Turnover 688
Legislative Procedures 688
Leadership Roles 688
The Role of Committees 691
How a Bill Becomes a Law 691
Rules, Roles, and Styles 695
Rating the Texas Legislature 697
Staff Assistance 697
Salary and Building Facilities 697
■ H OW T E X A S C OMPARE S : Legislative Salaries in the Ten Most
Populous States 698
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should the Texas Legislature
Meet Annually and Be Better Paid? 699
Annual Sessions 700
Contents
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24
TH E O F F I CE O F TH E
G OVE R N O R AN D STATE
AG E N CI E S I N TE X AS 706
The Roles of the Governor 708
Rules of the Gubernatorial Office 709
■ A NALY Z ING THE S OURCE S : Women Governors 710
■ H OW TE X A S C OMPARE S : Term Limits for Governors 713
The Governor’s Powers 713
Executive Powers 713
Legislative Powers 717
Judicial Powers 718
Military Powers 718
■ H OW TE X A S C OMPARE S : Powers of the Governor 719
Informal Powers 719
Administrative Agencies of State Government 720
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should Texas Eliminate
the Plural Executive? 721
Agencies with Elected Officials 722
Single-Head Agencies 725
Boards and Committees 726
Legislative Agencies 727
Other Agencies 728
Citizen Control and the Sunset Review 728
25
TH E CO U R T SYSTE M
IN TE X AS 734
The Structure of State Courts 736
Local Trial Courts 737
County Courts 738
District Courts 738
Appellate and Supreme Courts 738
Judicial Selection and Removal 739
Issues in Judicial Selection 739
Removing and Disciplining Judges 743
Juries 744
Grand Jury 744
Petit Jury 745
Issues in the Justice System 745
Racial Disparity 745
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should Victims’ Rights Groups
Be Able to Influence Parole Board Decisions? 746
The Effect of Punishment on Crime Rates 747
■ A NALY Z ING THE S OURCE S : Who Is Arrested for Crime? 748
■ H OW TE X A S C OMPARE S : Incarceration Rates 749
Death Penalty 749
Tort Reform 750
26
PU BLI C POLI CY
IN TE X AS 756
27
LO CAL G OVE R N M E NTS
IN TE X AS 778
Economic Policies 758
Expenditures: Where Does the Money Go? 758
Revenue Sources: Where Does the Money Come From? 759
Taxation: Who Is Targeted? 761
■ H OW T E X A S C OMPARE S : State Tax Capacity 762
Budgeting and Crises 763
Education Policies 764
College Tuition and Funding 764
■ A NALY Z ING THE S OURCE S : How States and the National Government
Raise Revenues 768
Affirmative Action 767
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should the Texas Legislature
Reform the Top 10 Percent Law? 768
Social Policies 768
■ H OW T E X A S C OMPARE S : Policy Liberalism 769
Sex and Abortion: Upholding Texas’s Conservative Tradition 770
Gay Rights and Gender Equality 771
Environmental Policies 772
State and Local Authority 780
Municipal Governments 781
General-Law and Home-Rule Cities 782
Incorporation 782
Forms of Municipal Governments 783
Municipal Elections and Voter Turnout 786
Challenges to Cities: Revenues and Mandates 788
■ H OW T E X A S C OMPARE S : Property Taxes 790
County Governments 791
The Structure of County Government 791
Challenges to Counties: Weak Authority and Limited Financial
Resources 794
Suggested Reforms of County Government 795
Special District Governments 796
■ THINK ING C R I T IC ALLY A BOUT D EMOCR AC Y : Should an Alternative
to Evolution Be Taught in Public Schools? 797
School Districts 797
Challenges to School Districts: Financing, Quality,
and Curriculum 798
■ A NALY Z ING THE S OURCE S : Measuring Progress in Education 801
A PPE N D IX E S
A:
B:
C.
D:
The Declaration of Independence 807
Federalist No. 10 809
Federalist No. 51 813
The Declaration of Sentiments 815
G L O S SA RY 817
R E F E R E N C E S 833
C R E D I T S 848
I N D E X 849
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