lethal self-defense against a rapist and the challenge of proportionality

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LETHAL SELF-­DEFENSE AGAINST A RAPIST AND THE CHALLENGE OF PROPORTIONALITY: JEWISH LAW PERSPECTIVE
BENJAMIN PORAT*
Abstract
Is a victim of sexual assault permitted, similar to a victim of a life-­threatening attack, to defend herself by using deadly force against the attacker? While the practical VLJQL¿FDQFHRIWKLVTXHVWLRQLVTXLWHVHOIHYLGHQWRIQROHVVHULPSRUWDQFHDUHLWVWKHRUHWLFDO
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the law gives rise to an additional level of law in practice, in which deadly force against a potential rapist is broadly sanctioned in nearly all cases, and prohibition of such self-­
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1 See generally JOSHUA DRESSLER, UNDERSTANDING CRIMINAL LAW >KHUHLQDIWHUDRESSLER, UNDERSTANDING];; GEORGE P. FLETCHER, RETHINKING CRIMINAL LAW >KHUHLQDIWHUFLETCHER, RETHINKING];; WHITLEY R.P. 124
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KAUFMAN, JUSTIFIED KILLING: THE PARADOX OF SELF-­DEFENSE (2009);; WAYNE R. LAFAVE, CRIMINAL LAWWK
HG)IONA LEVERICK, KILLING IN SELF-­DEFENCE (2006);; ROLLIN M. PERKINS & ROLAND N. BOYCE, CRIMINAL LAW ±GHGPAUL H. ROBINSON, CRIMINAL LAW DEFENSES 105–34 (1984);; BOAZ SANGERO, SELF-­
DEFENCE IN CRIMINAL LAW (2006);; IRVING J. SLOAN, THE LAW OF SELF-­DEFENSE: LEGAL AND ETHICAL PRINCIPLES (1987);; SUZANNE UNIACKE, PERMISSIBLE KILLING: THE SELF-­DEFENCE JUSTIFICATION OF HOMICIDE 'DYLG
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DQGQRWPHUHO\DQH[FXVH,QWKLVFRQWH[WVHHFLETCHER, RETHINKING, supra note 1, at 759;; ROBINSON, supra note 1;; SANGERO, supra note 1, at 11;; JOHN C. SMITH, JUSTIFICATION AND EXCUSE IN THE CRIMINAL LAW 109 (1989);; -RVKXD Dressler, 1HZ7KRXJKWV$ERXWWKH&RQFHSWRI-XVWL¿FDWLRQLQWKH&ULPLQDO/DZ, 32 U.C.L.A. L. REV. >KHUHLQDIWHU'UHVVOHU1HZ7KRXJKWV@$OELQ(VHU-XVWL¿FDWLRQDQG([FXVH, 24 AM. J. COMP. L. 621 .HQW*UHHQDZDOW7KH3HUSOH[LQJ%RUGHUVRI-XVWL¿FDWLRQDQG([FXVH 84 COLUM. L. REV. 7KLVDVVXPSWLRQLVUHÀHFWLYHRIWKH-HZLVKODZSRVLWLRQZKLFKSHUFHLYHVVHOIGHIHQVHDVDMXVWL¿FDWLRQWREH
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5 See SANGERO, supra note 1, at 31;; JOSEPH B. STERN, THE RIGHT OF SELF-­DEFENSE AND ABORTION IN JEWISH LAW 0DULO\Q)LQNHOPDQ6HOI'HIHQVHDQG'HIHQVHRI2WKHUVLQ-HZLVK/DZ7KH5RGHI'HIHQVH, 33 WAYNE L. REV. 'RY,)ULPHU7KH5LJKWRI6HOI'HIHQVHDQG$ERUWLRQ, in MAIMONIDES AS CODIFIER OF JEWISH LAW 1DKXP5DNRYHUHG'DYLG-DFREV3ULYLOHJHVIRUWKH8VHRI'HDGO\)RUFH$JDLQVW
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discussion, see ENCYCLOPEDIA OF RAPE (0HUULO'6PLWKHG>KHUHLQDIWHUENCY.];; CRAIG PALMER & RANDY THORNHILL, A NATURAL HISTORY OF RAPE: BIOLOGICAL BASES OF SEXUAL COERCION (2000);; 6RSKLH 'D\ What &RXQWV DV 5DSH" 3K\VLFDO $VVDXOW DQG %URNHQ &RQWUDFWV &RQWUDVWLQJ 9LHZV RI 5DSH $PRQJ /RQGRQ 6H[
Workers, in SEX AND VIOLENCE: ISSUES IN REPRESENTATION AND EXPERIENCE 3HQHORSH+DUYH\3HWHU*RZ
HGV)RUWKHSXUSRVHRIWKLVDUWLFOHZKLFKIRFXVHVRQHDUO\-HZLVKODZVRXUFHV,ZLOOFRQFHQWUDWHRQWKH
PRVWVWHUHRW\SLFDOFDVHRIDPDQUDSLQJDZRPDQ7KHUHIRUHLQWKLVFRQWH[W,¿QGXVHIXOWKHDQFLHQW5RPDQ
GH¿QLWLRQRIUDSHDV³LQWHUFRXUVHE\IRUFH´See ENCY., supra,DW6RPHRIWKHRWKHUDVSHFWVRIWKHUDSH
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)RUGLVFXVVLRQRIPRGHUQOHJDOOLWHUDWXUHRQWKHVXEMHFWRINLOOLQJDUDSLVWLQVHOIGHIHQVHVHHCYNTHIA K. GILLESPIE, JUSTIFIABLE HOMICIDE: BATTERED WOMEN, SELF-­DEFENSE AND THE LAW 62 (1989);; LEVERICK, supra QRWHDW&KULVWLQH5(VVLTXH7KH8VHRI'HDGO\)RUFHE\:RPHQ$JDLQVW5DSHLQ0LFKLJDQ-XVWL¿DEOH
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from the currently accepted approaches in most major modern legal systems. Furthermore,
Jewish law presents an approach far more complex than what may be gleaned at first
blush, weaving together two parallel and complementary realms: theoretical law (halakha)
and law in practice (halakha le-ma’aseh).11 On the level of theoretical law, Jewish law
distinguishes between different categories of potential rape victims by their marital status,
allowing the use of deadly force in self-defense by some but not others. This position stems
from a general policy of maintaining complete proportionality between the severity of the
assault and the measure of self-defense employed to repel it. However, the unique design
of the law gives rise to an additional level of law in practice, in which deadly force against
a potential rapist is broadly sanctioned in nearly all cases, and prohibition of such selfdefense is rare to non-existent. In practice, the principle of proportionality is interpreted
leniently, in favor of the victim. This duality is of great significance, allowing the law to
mold a complex approach capable of embodying numerous contradictory considerations.
Such duality may lend a new perspective to the current discourse being held in legal
literature on this issue, fostering conceptual diversity in the study of self-defense.
Furthermore, the very distinction within Jewish law between theoretical law (halakha)
and law in practice (halakha le-ma’aseh), as exemplified in this case, can itself enrich and
inform the current legal discourse, particularly in the context of American legal realism,
pertaining to the distinction between written law and the law in practice.12
The argument presented in the following Article is comprised of several stages.
Following the introduction, Part I will be dedicated to a discussion of the unique
characteristics of rape crimes in the context of the requirement of proportionality. Part II
& Nancy J. Engberg, Deadly Force Self-Defense Against Rape, 15 U.C. Davis L. Rev. 873 (1982). For a
criminological and practical legal perspective, see Elizabeth M. Schneider & Susan B. Jordan, Representation
of Women who Defend Themselves in Response to Physical or Sexual Assault, 4 Women’s Rts. L. Rep. 149
(1978).
11 From a jurisprudence perspective, Jewish law differentiates between the realm of “halakha,” the abstract
normative principle, and “halakha le-ma’aseh,” the practical imperative. See Menachem Elon, Jewish Law:
History, Sources Principles 975, 1456 (Bernard Aurbach & Melvin J. Sykes trans., 1994); Menachem Elon,
More About Research into Jewish Law, in Modern Research in Jewish Law 66, 89 (Bernard S. Jackson ed.,
1980); Izhak Englard, Research in Jewish Law—Its Nature and Function, in Modern Research in Jewish Law
21, 40 (Bernard S. Jackson ed., 1980); Moshe Simon-Shoshan, Halachah Lema’aseh: Narrative and Legal
Discourse in the Mishnah (2005) (unpublished Ph.D. dissertation, University of Pennsylvania), available at
http://search.proquest.com//docview/305409093.
12 See American Legal Realism (William W. Fisher et al. eds., 1993); John H. Schlegel, American Legal
Realism and Empirical Social Science (1995); Brian Leiter, American Legal Realism, in The Blackwell Guide
to Philosophy of Law and Legal Theory 50 (W. Edmundson & M. Golding eds., 2003).
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will review the subject of deadly force against a potential rapist in several major modern
legal systems. Part III will present the apparent approach of Jewish law, as perceived
at first blush, within the realm of halakha. In contrast, Part IV will discuss three factors
underlying the differing position of Jewish law as applied in practice (halakha le-ma’aseh).
The Article concludes with discussion of various aspects and meanings of this duality.
I. The Proportionality Requirement: Rape as a Test Case
There are several accepted conditions for the legitimate use of self-defense.13 One of
these conditions, at the focus of this Article, is the requirement of proportionality. In the
following pages I will discuss several theoretical aspects of this requirement.
A. The Degree of Proportionality
Is a victim acting in self-defense necessarily required to maintain proportionality
between his own interests (jeopardized by the assault), and the interests of the attacker
(jeopardized by the act of self-defense)? This is no simple question, particularly in complex
“gray” cases to be discussed further on, and much literature has indeed been written on the
subject.14 It stands to reason, for instance, that killing an attacker would be a reasonable
act of self-defense in the context of attempted murder, whereas it would seem wholly
13 The major requirements being that the attack is unlawful, poses imminent danger to the victim, and
in no way results from fault on the part of the victim. Furthermore, the act of self-defense must employ the
minimal force necessary to thwart the attack. These requirements may influence the discussion of such issues as
battered women who kill their husbands, wherein the requirement of imminent danger may not be fulfilled, thus
raising the question whether such cases may in fact be categorized as self-defense. Cf. Clare Dalton, Battered
Women and the Law 716–23 (2001); Gillespie, supra note 10; Leverick, supra note 1, at 89; Robbin S. Ogle,
Self-Defense and Battered Women Who Kill: a New Framework 106–29 (2002); Sangero, supra note 1,
at 339; Holly Maguigan, Battered Woman and Self-Defense: Myths and Misconceptions in Current Reform
Proposals, 140 U. Pa. L. Rev. 379 (1991); Richard A. Rosen, On Self-Defense, Imminence, and Women Who
Killed Their Batterers, 71 N.C. L. Rev. 371 (1993).
14 Fletcher, Rethinking, supra note 1, at 870; Sangero, supra note 1, at 166; George P. Fletcher. The
Right and the Reasonable, 98 Harv. L. Rev. 949, 951–52 (1985) [hereinafter Fletcher, The Right and the
Reasonable]; George P. Fletcher, Proportionality and the Psychotic Aggressor: A Vignette in Comparative
Criminal Theory, 8 Isr. L. Rev. 367 (1973) [hereinafter Fletcher, Proportionality]; Stuart P. Green, Castles
and Carjackers: Proportionality and the Use of Deadly Force in Defense of Dwellings and Vehicles, 1999 U.
Ill. L. Rev. 1 (1999); Mordechai Kremnitzer, Proportionality and the Psychotic Aggressor—Another View, 18
Isr. L. Rev. 178 (1983) [hereinafter Kremnitzer, Another View]; Mordechai Kremnitzer & Khalid Ghanayim,
Proportionality and the Aggressor’s Culpability in Self-Defense, 39 Tulsa L. Rev. 875 (2004) [hereinafter
Kremnitzer & Ghanayim, Aggressor’s Culpability]; Phillip Montague, Punishment and Societal Defense, 2
Crim. Just. Ethics 30, 32 (1983).
128
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56 6HHHJ, LEVERICK, supraQRWHDW³>5@DSHLVDGHQLDORIKXPDQLW\DQGWKXVDSSURDFKHVWKHVDPH
OHYHORIVHULRXVQHVVDVDWKUHDWWRWKHDFFXVHG¶VOLIH´&I.DWHV(QJEHUJ supra note 10, at 906, (arguing at WKHHQGRIWKHLUDQDO\VLVWKDW³VRPHDGGLWLRQDOHOHPHQWLQKHUHQWLQWKHFULPHRIUDSH²VRPHWKLQJLQWKHQDWXUH
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On the practical level, this approach may encounter even more serious difficulties,
due to the problem of placing the boundary line. Permitting the killing of rapists in selfdefense blurs the boundaries between permissible and impermissible behavior, creating a
troubling lack of clarity.61 For example, may a potential victim of sodomy kill the offender
in order to prevent the attack, similar to a rape victim?62 Does the same go for a victim of
sexual molestation? It is safe to assume a consensus that sexual harassment, for instance,
does not justify the use of deadly force against the harasser. If so, where do we lay down
the boundary between rape and sexual harassment? Once the standard of proportionality
has been reduced, it is hard to rationally and explicitly determine where to draw the line.63
Indeed, as will be shown further, it appears that the American legal system has struggled
with this question quite a bit.64 Of course, this problem can be resolved technically by way
61 Kates & Engberg, supra note 10, at 894, argue that there is no reason for concern regarding the possible
ramifications of expanding the permissibility of killing a rapist in self-defense, as rape victims tend to avoid
the use of violent force altogether, therefore leaving little room for fear that rape victims would misuse such a
license. However, it would seem to me that although this argument may be true for rape victims themselves, it is
most certainly not the case regarding third parties attempting to come to the rape victim’s aid. Therefore, setting
down boundaries as to the permissibility of killing a rapist remains significant nonetheless.
62 Similar to the issue of defining rape, supra note 8, defining sodomy is also a complicated task. See Ency.,
supra note 8, at 236. For the purpose of this article “sodomy” means all sexual acts outside of procreative
sex—namely, both anal and oral sex. See also infra note 92. It should be noted that although the term “sodomy”
is derived from biblical narrative, Jewish law did not use this term in sexual context, but rather as a term
describing abuse of rights.
63 Cf. Fletcher, The Right to Life, supra note 38, at 1378:
[L]et us suppose that the sexual aggressor merely wants to massage her breasts and he
makes his purpose clear as he commences his assault. If we held to the first rationale of
self-defense [an absolute privilege], the woman could use all the force necessary to repel
the sexual assault. If under the circumstances that meant she had to kill him, so be it.
But many people would regard this as an injustice, even as to a malicious and perverse
aggressor. The woman should surely have the right to hit him, perhaps to wound him, but
killing him would seem to be excessive. If she had no effective option short of killing the
aggressor, the alternative rationale would require a weighing of the competing interests and
presumably would issue in the requirement that she suffer the invasion of her breasts rather
than kill the aggressor. If deadly force seems justified even in this context, we could further
enlarge the disparity between the conflicting interests. What if the victim had merely to
suffer repeated pats on the head or the aggressor’s searching through her purse? Should she
be permitted to kill to prevent these assaults to her person and privacy? People might judge
the competing interests differently, but for most people these would be a breaking point, a
point after which the victim’s interest seemed so minor that it would be “unreasonable” to
kill the aggressor rather than suffer the invasion.
64 See Gillespie, supra note 10, at 74:
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of an arbitrary determination, e.g., deadly self-defense may be used against rape but not
sodomy, or against rape and sodomy but not against molestation and sexual harassment.
However, arbitrary rules would reasonably raise questions as to their justification. Fletcher
articulates this discomfort fittingly:
Everyone seems to agree that a defender should be able to inflict more harm
than he or she avoids by acting in self-defense, e.g., a woman threatened
with rape should be able to kill to protect her sexual and bodily autonomy.
The scales may be tipped in favor of the innocent victim and against the
wrongful aggressor . . . . Yet no one knows how much more harm the
defender may inflict on the aggressor, how much the scales may be tipped
in favor of the person attacked, before reaching the point of perceived
injustice. All we know is that at a certain point, we sense that the scales are
so far out of kilter that criteria of justice displace our commitment to the
right and the sanctity of individual autonomy. 65
II. Lethal Self-Defense Against Rapists in Contemporary Legal Systems
There seems to be a consensus among contemporary criminal law jurists that while the
crime of rape does not justify the death penalty,66 a rape victim may nonetheless protect
herself even at the expense of her attacker’s life, and that such self-defense does not exceed
the limits of proportionality.67 Furthermore, killing a rapist in self-defense is perceived as a
The imminence requirement reaches the point of complete absurdity in the rape situation.
If she acts too soon, before the man has actually initiated any specifically sexual activity,
there is often a question about whether rape was precisely what was imminent when
he approached her in sexually menacing way. If she acts too late, after intercourse is
completed, she is presumed to be indulging in vengeance. The only point at which she can
act in her own defense is the one at which she is least able to do so, when she is pinned
down and the rape is actually taking place.
See also id., at 186.
65 Fletcher, Punishment, supra note 19, at 214. See also Leverick, supra note 1, at 148.
66 See supra note 44.
67 See, e.g., Gerald H. Gordon, The Criminal Law of Scotland 315, 325 (3d ed. 2000); LaFave, supra
note 1, at 541 n.15; Sangero, supra note 1, at 183–84; Fabricant, supra note 10, at 947; Kadish, supra note
21, at 888; Kates & Engberg, supra note 10, at 873; Kremnitzer & Ghanayim, Aggressor’s Culpability, supra
note 14, at 893.
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26.1
may create an unwanted increase in the use of deadly force against sexual harassers. On the
other hand, delaying the possibility of such self-defense to the final stages of the rape may
be too late and too cruel to the rape victim.91
I believe that these dilemmas aptly exemplify the inherent problems stemming from
permissibility of deadly self-defense against a rapist. These dilemmas express the practical
and theoretical difficulties encountered when loosening the standard of proportionality. On
the one hand, it is difficult to accept the proposition that a rape victim should not be allowed
to defend herself from rape in any way possible, even at the expense of the rapist’s life.
On the other hand, it is difficult to rationally and explicitly explain the boundaries beyond
which a victim should not be permitted to take the life of the attacker in contexts of sex
crimes. In my opinion, these difficulties may help to clarify the Jewish law position on this
matter. As I will discuss throughout the remainder of this Article, the duality of the Jewish
law position on the issue of killing a rapist in self-defense—through both the dimensions
of halakha and halakha le-ma’aseh—allows for a rethinking of the complexities described
above, which modern legal systems continue to grapple with, each in their own way.
III.“In Pursuit of a Maiden”—The Theoretical Law (Halakha)
A. The Mishnaic Ruling
Killing a rapist in self-defense was discussed in Jewish law by the sages, dating back
as far as the Mishnah: “The following must be saved even at the cost of their lives: He
who pursues after his neighbour to slay him, [or] after a male [for pederasty, or] after a
betrothed maiden [to dishonour her].”92 Before discussing the legal conceptions reflected
in this Mishnah, it is important to clarify some of the characteristics of the rape situation
it discusses, in light of the differences between rape as described in ancient times and
current understandings of the phenomenon. It seems that when the Mishnah mentions rape,
it envisions a scenario of a man forcing himself violently on a victim, usually a woman (it
nonetheless also addresses a same-sex rape scenario). The Mishnah also generally assumes
that the passerby coming to the victim’s aid is a man as well. Thus, we see here a clear
division in which operators of physical power—assailant and rescuer—are men, whereas
91 See, on this issue, the position taken by Gillespie, supra note 10, at 74.
92 Mishnah, Sanhedrin 8:7. As to the creative interpretation given by the sages to the verses of the Pentateuch
as a basis for this halakhic ruling, see Israel Zvi Gilat, Exegetical Creativity in Interpreting the Biblical Laws
on Capital Offenses, 20 Jewish L. Ann. 41 (2013).
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D. Self-­Defense by the Victim Versus Self-­Defense by Third Party
1. Self-­Defense by the Raped Victim as a Distinct Category
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243 See supraQRWH
244 &RQWUD supraQRWH
26.1
COLUMBIA JOURNAL OF GENDER AND LAW
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CONCLUSION
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COLUMBIA JOURNAL OF GENDER AND LAW
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