Refusing Assignments

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Professional Obligations and
Labour Relations Implications of
Refusing an Assignment
OBJECTIVES
• Recognize the professional accountabilities
related to unsafe workload and patient
assignments
• Identify and interpret the differences between
professional and employment obligations
• Identify situations and conditions when you are
unable to provide safe patient care
• Understand your obligations to your employer
• Manage your ability to meet your college
standards
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WORKLOAD HISTORY
“Workload has historically been an issue of concern
for Registered Nurses. Conflicts may arise between
nurses’ duty to obey their employer and accept all
patient assignments given to them and their duty to
the patients and the profession of providing
appropriate care to each one.”
CNA & CFNU Country Report for the International
Council of Nurses Workforce Forum, CNA, 2004, p. 10
3
COLLEGE OF NURSES OF ONTARIO
CNO Practice Guideline - Refusing Assignments and
Discontinuing Nursing Services, 2009
• The College of Nurses of Ontario (the College)
frequently receives questions about whether nurses have
the right to refuse assignments or discontinue care to
clients, and if doing so constitutes abandonment of clients.
• These questions are often prompted by job actions or
strikes, requests to work overtime and unsafe working
conditions
• Using an ethical problem-solving approach can help nurses
consider the relevant factors and work out the best
solution.
CNO Practice Guideline Refusing Assignment
And Discontinuing Nursing Services, 2009:3
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CNO STATEMENTS
• Employers are responsible for establishing a working
environment, including staffing, that supports safe,
effective client care.
• Nurses are accountable for providing safe, effective and
ethical care to their clients (College of Nurses of
Ontario, 2004b).
• To resolve conflicts between professional and personal
obligations in a way that protects the public’s right to
safe care, nurses need to be aware of the relevant
standards and legislation and ensure that they consider
all aspects of the situation.
CNO Practice Guideline Refusing Assignment
And Discontinuing Nursing Services, 2009:3
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CNO STANDARDS
Professional Standards, Revised 2002 : This document describes,
in broad terms, the professional expectations for all nurses in every
area of practice.
A nurse demonstrates accountability by:
• providing, facilitating, advocating and promoting the best possible care
for clients;
• seeking assistance appropriately and in a timely manner;
• taking action in situations in which client safety and well-being are
compromised; and
• maintaining competence and refraining from performing activities for
which she/he is not competent.
In addition, a nurse in an administrator role demonstrates accountability
by:
• ensuring that mechanisms allow for staffing decisions that are in the
best interest of clients and professional practice; and
• advocating for a quality practice environment that supports nurses’
ability to provide safe, effective and ethical care.
CNO Practice Guideline Refusing Assignment
And Discontinuing Nursing Services, 2009:4
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CNO STANDARDS
Ethics: The ethics document describes the ethical values that are most
important to the nursing profession in Ontario.
Nurses demonstrate regard for client well-being and maintain
commitments by:
• using their knowledge and skill to promote clients’ best interests in an
empathetic manner;
• putting the needs and wishes of clients first;
• identifying when their own values and beliefs conflict with the ability
to keep implicit and explicit promises and taking appropriate action;
• advocating for quality client care; and
• making all reasonable efforts to ensure that client safety and wellbeing are maintained during any job action.
The Ethics document informs nurses of the need to recognize and
function within their own value system, and the need to work
collaboratively with colleagues and promote an environment of
collegiality.
CNO Practice Guideline Refusing Assignment
And Discontinuing Nursing Services, 2009:4
7
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LEGISLATION
• The Nursing Act, 1991 includes regulations that define professional misconduct.
Some of the definitions of professional misconduct may be relevant in situations
in which nurses refuse assignments or discontinue nursing services.
• Although there is no specific definition of professional misconduct that includes
the word abandonment, the definitions can guide nurses on what might
constitute professional misconduct related to refusing an assignment or
discontinuing nursing services. Each situation would be assessed on its own
merit.
• The relevant definitions of professional misconduct in the legislation are found
in the following clauses.
▫ 1 (1) Contravening a standard of practice of the profession or failing to meet the
standard of practice of the profession
▫ 1 (4) Failing to inform the member’s employer of the member’s inability to accept
specific responsibility in areas where specific training is required or where the
member is not competent
▫ 1 (5) Discontinuing professional services that are needed unless:
 i. the client requests the discontinuation,
 ii. alternative or replacement services are arranged, or
 iii. the client is given reasonable opportunity to arrange alternative or
replacement services
CNO Practice Guideline Refusing Assignment
And Discontinuing Nursing Services, 2009:4
9
LABOUR RELATIONS OBLIGATIONS
• In labour law, there is a widely recognized principle
commonly referred to as "Obey Now, Grieve Later";
• In situations where an Employer's actions or assignment of
work could cause a nurse to act in a way, that the nurse
believes to be in conflict with the CNO's standards of
practice, the nurse needs to make her Employer aware that
in her view, the direction/assignment conflicts with CNO
standards.
• The best way to do this is to first, verbally, inform the
manager or charge nurse, but then follow up in writing and
specifically use the ONA PRWRF.
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REFUSAL RELATED TO OCCUPATIONAL
HEALTH & SAFETY SITUATIONS
• In Ontario, the OHSA establishes the right to refuse unsafe work without fear of
reprisal. According to Section 43 of the Act, the circumstances in which a worker
can refuse include circumstances where the worker has reason to believe that:
▫ Any equipment, machine, device or thing the worker is to use or operate is likely to
endanger himself, herself or another worker
▫ The physical condition of the workplace or the part thereof in which he or she works
or is to work is likely to endanger himself or herself; or
▫ The physical condition of the workplace is in contravention of this Act or the
regulations and such contravention is likely to endanger himself, herself or another
worker.
▫ Workplace violence is likely to endanger himself or herself; or
▫ Any equipment, machine, device or thing he or she is to use or operate or the
physical condition of the workplace or the part thereof in which he or she works or is
to work is in contravention of this Act or the regulations and such contravention is
likely to endanger himself, herself or another worker.
• Section 43 also sets out the procedures to be followed when a worker refuses
unsafe work.
ONA, A Guide for ONA Members,
“My Right to Refuse Unsafe Work”, Oct. 2010:1
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CONT’D
Statutory Limits on ONA Members’ Right to Refuse
As stated, for most of ONA’s members, the right to refuse unsafe
work is restricted. The workers subject to the restriction include
those working in:
▫ “(i) a hospital, sanatorium, nursing home, home for the aged,
psychiatric institution, mental health centre or rehabilitation facility,
▫ (ii) a residential group home or other facility for persons with
behavioural or emotional problems or a physical, mental or
developmental disability,
▫ (iii) an ambulance service or a first aid clinic or station,
▫ (iv) a laboratory operated by the Crown or licensed under the
Laboratory and Specimen Collection Centre Licensing Act, or
▫ (v) a laundry, food service, power plant or technical service or facility
used in conjunction with an institution, facility or service described in
subclause (i) to (iv).”
ONA, A Guide for ONA Members,
“My Right to Refuse Unsafe Work”, October 2010:1
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CONT’D
• These employees still have a right to refuse, but not:
(a) when a circumstance…is inherent in the worker's work or is a normal
condition of the worker's employment; or
(b) when the worker's refusal to work would directly endanger the life,
health or safety of another person.
[Section 43 (1), OHSA]
Here is one example that the MOL uses to explain the exemption:
• An experienced medical lab technologist could not, in the course of his or her
regular work, refuse to handle a blood sample from a patient with an infectious
disease.
• But the technologist could refuse to test for a highly infectious virus where
proper protective clothing and safety equipment are not available.
Dealing with infection is likely “inherent in the worker’s work” in a health care
facility, but doing do without proper protective equipment, where such exists is
not “inherent.”
ONA, A Guide for ONA Members,
“My Right to Refuse Unsafe Work” October 2010:2
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CURRENT WORKPLACE ENVIRONMENTS
• Nurses are faced with:
 Staffing Issues (short staffed/skill mix)
 Increased client acuity
 Increased number of patients
 Hallway beds/patients
 Overcapacity protocols
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PRC PROCESS VS. CNO PROCESS
ONA PRC Process
1.
Discuss workload concerns
with co-workers on unit.
Develop strategies to meet
patient care needs
2. Seek help from nursing
leaders responsible for
timely resolution
3. Continue to escalate through
the chain of command
Charge Nurse  Manager 
Supervisor/manager on call 
Unit Director  Chief Nursing Officer
or management on call
CNO Process
1.
Identify issues, values,
resources and conflicting
obligations
2. Identify the options and
develop a plan/approach
3. Implement the plan
4. Review, discuss and evaluate
the process
CNO Practice Guideline Refusing
Assignment And Discontinuing Nursing
Services, 2009:6
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DECISION TREE FOR UNSAFE
ASSIGNMENTS/WORKLOAD
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DECISION TREE FOR UNSAFE
ASSIGNMENTS/WORKLOAD
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PROFESSIONAL RESPONSIBILITY
WORKLOAD PROCESS & PROFESSIONAL
MISCONDUCT
• Choosing to continue an unsafe assignment without
informing the employer through the Professional
Responsibility Workload Process, could potentially lead to
professional misconduct.
• Nurses need to be aware of the labour relations
implications that may follow if they are found guilty of
professional misconduct.
• Each situation is decided on its own merit by the College of
Nurses.
• By following the PRC process you are meeting your
professional responsibility.
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PROFESSIONAL MISCONDUCT?
• “Some nurse managers and administrators, faced with
staff shortages have assumed that staff nurses are
abandoning clients and committing professional
misconduct if they refuse overtime or extra shifts.”
• “In fact, this is not the case. The misconduct
regulation outlines nurses’ responsibilities while on
duty. For example, during an assigned shift, nurses
have a responsibility to remain on the ward/facility
OR ensure clients are cared for if they do leave.”
College of Nurses of Ontario, Communique/March 2002, “You Asked Us”. 2002, p.13
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ABANDONMENT
Discontinuing Nursing Services
“Abandonment occurs when a nurse has accepted an
assignment and discontinues care without:
• Getting the client’s permission;
• Arranging a suitable alternative or replacement service; or
• Allowing a reasonable opportunity for alternative or
replacement services to be provided.
A nurse who discontinues services without meeting the above
conditions could be found guilty of professional
misconduct.”
Nurses are accountable for their own actions and decisions
and do not act solely on the direction of others.
Refusing Assignments and Discontinuing
Nursing Services, CNO, 2009, p. 5
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SCENARIO # 1
No Replacement Staff
Joanne, an RN in a long-term care facility, has 45 minutes left on her
shift when the director of resident care asks her to work the next
shift. The replacement nurse has called in sick, and there is no
one to replace Joanne if she leaves.
This is the third time this month that Joanne has been asked to work
an extra shift. She is tired and upset.
She believes that her employer is not doing enough to attract more
staff. Also, she was up most of the previous night with her sick
daughter and is exhausted. She is still concerned about her daughter.
The last time she worked an extra shift she promised herself that she
would not stay again, but she is concerned about the
safety and well-being of the residents.
CNO Practice Guideline Refusing Assignment
And Discontinuing Nursing Services, 2009:10
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SCENARIO # 2
Floating to Another Unit
Noreen works on the medical unit of a small community
hospital. Upon arriving for her scheduled shift, the
supervisor asks her to float to the obstetrics/gynaecology
unit because the census on her unit is low.
Noreen is anxious because she has never worked in
obstetrics/gynaecology and feels she is not competent to
provide care on that unit.
A colleague tells Noreen to refuse the assignment.
CNO Practice Guideline Refusing Assignment
And Discontinuing Nursing Services, 2009:12
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SCENARIO # 3
Workload/Patient Assignment
Louise reports to work and is informed that there has been
a sick call that can not be replaced. Louise has work the
past 2 days and knows the patients on her unit are highly
acute and complex and having an increased patient load
will not allow her to practice safely and meet her patients
needs.
Louise is worried that this assignment will subject her
patients to an unacceptable level of risk and unsafe and
inadequate care, as well as an increased risk for harm to
herself in trying to manage the assignment.
How can she address this concern and meet her CNO
standards?
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SUMMARY
• All nurses are accountable for taking action in situations in
which client care is compromised.
• This accountability includes identifying and advocating for
strategies to minimize and resolve situations that could
result in clients being left without needed nursing services.
• Nurse managers and administrators can demonstrate
leadership by advocating for and implementing strategies
related to:
▫
▫
▫
▫
Care delivery processes
Leadership
Organizational Supports
Communication
CNO Practice Guideline Refusing Assignment
And Discontinuing Nursing Services, 2009:8
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REFERENCES
American Nurses Association (2009). Patient Safety: Rights of Registered Nurses When
Considering a Patient Assignment Position Statement. Retrieved from
http://www.nursingworld.org/rnrightsps
Canadian Nurses Association Code of Ethics for Registered Nurses (2008) Ottawa.
Canadian Nurses Association Position Statement (2009). Patient Safety, Ottawa.
College of Nurses of Ontario, Pandemic Scenarios. Retrieved from http://www.cno.org/en/learnabout-standards-guidelines/educational-tools/
pandemic-planning/planning-for-an-influenza-pandemic/
Disagreeing with the Plan of Care Practice Guideline (2009). College of Nurses of Ontario, Toronto.
Duty to Care Fact Sheet(2011). College of Registered Nurses of Manitoba.
Duty to Provide Care Practice Standard (2007). College of Registered Nurses of British Columbia.
Ethical Decision-Making in Times of Crisis (2003). Communique, College of Nurses of Ontario,
Toronto. P.8-9.
Refusing a Shift and Abandoning Clients What am I accountable for? (2001). Communique.
College of Nurses of Ontario, Toronto. p.11.
Refusing Assignments and Discontinuing Nursing Services (2009). College of Nurses of Ontario,
Toronto.
Staff Shortages. (2002). Communique, You Asked Us. College of Nurses of
Ontario, Toronto. p.13.
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