Investment Choice
Investment Choice
Contents
Equities - investment companies
3
Equities - other equities
7
UK government stocks (gilts)
15
Convertibles
15
Debentures & loan stocks
15
AIM securities
16
Open Ended Investment Companies (OEICs)
& unit trusts
17
Exchange Traded Funds (ETFs)
18
Investment Choice
What investments can you hold in
your Plans?
Please see the table below for the range of
investments which you can choose from. As the
Plans are run on a self-select basis, the choice is
yours. Although you can find published lists of
securities in newspapers, Alliance Trust ask you
to provide the TIDM (ticker) code. In order to
help you to quote the TIDM code in your
instructions, this booklet provides you with a
list which includes the TIDM codes.
It is not an exhaustive list of all securities
quoted on the London Stock Exchange.
It contains securities identified by Alliance Trust
Savings as eligible for purchase in one or
more Plan.
The securities in which Alliance Trust Savings
can deal for you will change as a result of
takeovers, new issues, etc. The eligibility of a
security for one or more Plan may also change.
If you wish to purchase a security which is not
on the list (e.g. a newly issued equity) please
contact Alliance Trust Savings before
submitting your purchase instruction on
01382 201900.
You cannot purchase warrants or derivatives
within the Plans.
Alliance Trust Savings reserves the right not to
make available a security which would
otherwise be eligible for the Plans. This may
occur, for example, in the case of a security
with a history of liquidity problems.
you may choose
note
UK shares listed on the London
Stock Exchange
Excluding shares whose primary quotation is not
sterling, those that cannot be settled through CREST
and, in the case of the ISA and PEP, those that are not
ISA and PEP eligible.
UK listed gilt-edged and fixed
interest securities
Not all fixed interest securities are PEP and ISA eligible.
Gilts can only be purchased in multiples of £1 nominal
value. Gilt strips may not be held within the Plans.
open ended investment
companies (OEICs), unit trusts
and exchange traded funds
(ETFs)
Only a limited number of funds are available within the
Plans. You must obtain Key Features from Alliance Trust
Savings before you instruct a purchase of an OEIC or
unit trust for the first time.
cash on deposit
Restrictions apply to cash held in the PEP and in the stocks
and shares component of the ISA (see the Terms and
Conditions brochure or the Select Pension Handbook).
1
Equities
Additional information
PEP & ISA eligibility
Securities not eligible for purchase in a PEP
or ISA are identified with a .
•
Nationality restriction
Certain securities may only be purchased
through Alliance Trust Savings by individuals
who are British citizens, British Dependent
Territories citizens or British Overseas citizens
by virtue of the British Nationality Act 1981.
These securities are identified with a .
2
Investment companies
Global growth
TIDM
Allianz Dresdner RCM 2 Endwt Policy Tst PLC, Ord 5p 2006
Advance UK Trust PLC, Ord 1p
Anglo & Overseas Trust PLC, Ord 10p
Alliance Trust PLC, Ord Shares 2.5p
Bankers Inv Trust PLC, Ord 25p
British Empire Sec & Gen Trust PLC, Ord 10p
Brunner Inv Trust PLC, Ord 25p
Caledonia Investments PLC, Ord 5p
Electric & General Inv Trust PLC, Ord 5p
Establishment Investment Trust PLC, Ord 25p
Foreign & Colonial Inv Trust PLC, Ord 25p
Gartmore Global Trust PLC, Ord 25p
Iimia Investment Trust PLC, Ord 1p
Independent Investment Trust PLC, Ord 25p
Jupiter Global Green Investment Trust PLC, Ord 0.1p
JPMorgan Elect PLC, Managed Growth Shs 0.01p
JPMorgan Elect PLC, Managed Income Shs 0.003p
Jupiter Primadona Growth Trust PLC, Ord 25p
London and St Lawrence Inv Co PLC, Ord 5p
Lindsell Train Investment Trust PLC, Ord 75p
Law Debenture Corporation PLC, Ord 5p
Majedie Investments PLC, 10p
Monks Inv Trust PLC, Ord 5p
Martin Currie Portfolio Inv Trust PLC, Ord 5p
New India Investment Trust PLC, Ord 25p
New Star Investment Trust PLC, Ord 1p
Personal Assets Trust PLC, Ord GBP12.50
RIT Capital Partners PLC, Ord 100p
Scottish Investment Trust PLC, Ord Stk 25p
Scottish Mortgage Inv Trust PLC, Ord 25p
SVM Global Fund PLC, Ord 25p
Cayenne Trust PLC (The) Ord 25p
Witan Investment Trust PLC, Ord 25p
ADR
ADU
AOT
ATST
BNKR
BTEM
BUT
CLDN
ENG
ET.
FRCL
GGL
IIM
IIT
JGG
JPE
JPEI
JPG
LSLI
LTI
LWDB
MAJE
MNKS
MNP
NII
NSI
PNL
RCP
SCIN
SMT
SVG
TCT
WTAN
Global growth & income
TIDM
British Assets Trust PLC, Ord 25p
Murray International Trust PLC, Ord 25p
Murray International Trust PLC, ‘B’ Ord 25p
Scottish American Inv Co PLC, Ord 25p
BSET
MYI
MYIB
SCAM
Global smaller companies
TIDM
F&C Global Smaller Companies PLC, Ord 25p
Henderson Strata Investments PLC, Ord 25p
FCS
HSI
Overseas growth
TIDM
Edinburgh Worldwide Inv Trust PLC, Ord 5p
JPMorgan Fleming Overseas Inv Trust PLC, Ord 25p
Merrill Lynch Asset Allocator PLC, Growth Shares 0.1p
Merrill Lynch Asset Allocator PLC, Balanced Shares 0.1p
Mid Wynd International Inv Trust PLC, Ord 25p
EWI
JMO
MLA
MLAB
MWY
Nationality restriction
UK growth
TIDM
Albany Investment Trust PLC, Ord 20p
Aurora Investment Trust PLC, Ord 25p
Artemis Alpha Trust PLC, Ord 1p
Capital Gearing Trust PLC, Ord 25p
Close Assets Funds Ltd,
Zero Div Shs Close UK Idx Gwth Fd2006
Edinburgh Inv Trust PLC, Ord 25p
Edinburgh UK Tracker Trust PLC, Ord 10p
Finsbury Growth and Income Trust PLC, Ord 25p
Fidelity Special Values PLC, Ord 25p
Hansa Trust PLC, ‘A’ Non Vtg, Ord 5p
Investec Capital Accumulator Trust Ltd, Ord 0.01p
ISIS UK Select Trust PLC, Ord 1p
JPMorgan Fleming Claverhouse Inv Trust PLC, Ord 25p
JPMorgan Fleming Mercantile Inv Trust PLC, Ord 25p
JPMorgan Mid Cap Inv Trust PLC, Ord 25p
JPMorgan Fleming Inc & Cap Inv Trust PLC, Ord 1p
JPMorgan Fleming Inc & Cap Inv Trust PLC,
Units (2 Ord,1 ZDP)
JPMorgan Fleming Inc & Cap Inv Trust PLC, Zero Div Prf 1p
Keystone Investment Trust PLC, Ord 50p
Schroder UK Growth Fund PLC, Ord 25p
SVM UK Active Fund PLC, GBP 0.25
Tribune UK Tracker PLC, Ord 10p
UK Select Trust Ltd, Ord 10p
Welsh Industrial Investment Trust PLC, Ord 5p
ABNY
ARR
ATS
CGT
CSUZ
EDIN
EUK
FGT
FSV
HANA
ICA
ISI
JCH
JFM
JMF
JPI
•
JPIU
JPIZ
KIT
SDU
SVU
TBUK
UKT
WII
UK growth & income
TIDM
British Portfolio Trust PLC, Ord 1p
City of London Inv Trust PLC, Ord 25p
Dunedin Income Growth Inv Trust PLC, Ord 25p
F&C Capital & Income Investment Trust PLC, Ord 25p
Investors Capital Trust PLC, Units (1 ZDP, 1 INC, 1 CAP)
INVESCO Income Growth Trust PLC, Ord 25p
Lowland Inv Company PLC, Ord 25p
Merchants Trust PLC, Ord 25p
Murray Income Trust PLC, Ord 25p
Perpetual Inc & Grwth Inv Trust PLC, Ord 10p
Perpetual Inc & Grwth Inv Trust PLC, Sub Shs 0.001p
Schroder Income Growth Fund PLC, Ord 10p
Shires Income PLC, Ord 50p
Standard Life Equity Income Trust PLC, Ord 25p
Securities Trust of Scotland PLC, Red Ords 1p
Temple Bar Inv Trust PLC, Ord 25p
Value & Income Trust PLC, Ord 10p
BPO
CTY
DIG
FCI
ICAX
IVI
LWI
MRCH
MUT
PLI
PLIS
SCF
SHRS
SLET
STS
TMPL
VIN
UK smaller companies
TIDM
Aberforth Smaller Companies Trust PLC, Ord 1p
Chelverton Growth Trust PLC, Ord 1p
Dunedin Smaller Companies Inv Trust PLC, Ord 25p
Edinburgh UK Smaller Companies Tracker Trust PLC,
Ord 25p
Edinburgh Small Companies Trust PLC, Ord 25p
Eaglet Inv Trust PLC, Ord 25p
Framlington Innovative Growth Trust PLC, Ord 25p
ASL
CGW
DNDL
• Cannot be purchased in a PEP/ISA
EDU
EFS
EIN
FIT
3
Equities
Equities
Falcon Investment Trust PLC, Ord 1p
Gartmore Growth Opportunities PLC, Ord 0.025p
Gartmore Fledgling Trust PLC, Ord 25p
Gartmore Smaller Companies Trust PLC, Ord 25p
Henderson Smaller Companies Inv Trust PLC, Ord 25p
INVESCO English & International Trust PLC, Ord 25p
INVESCO Perpetual UK Smaller Cos Inv Trust PLC, Ord 100p
ISIS Smaller Companies Trust PLC, Ord 50p
Jubilee Investment Trust PLC, Ord 10p
JPMorgan Fleming Smaller Cos Inv Trust PLC, Ord 25p
Merrill Lynch Br. Smaller Co Tst PLC, 25p
Montanaro UK Smaller Companies Inv Trust PLC, Ord 10p
Osprey Smaller Companies Income Fund Ltd, Ord 10p
Platinum Investment Trust PLC, Ord 10p
Schroder UK Mid & Small Cap Fund PLC, Ord 25p
SVM UK Emerging Fund PLC, Ord 5p
Throgmorton Trust PLC, Ord 5p
FLN
GGOR
GMF
GSM
HSL
IEI
IPU
ISU
JIT
JMI
MBS
MTU
OSP
PNI
SCP
SVM
THRG
UK high income
TIDM
Atlantis Japan Growth Fund Ltd, Ord USD0.01
Baillie Gifford Japan Trust PLC, Ord 5p
Japanese Accelerated Perf Fund Ltd, Ptg Shs 0.01p
JPMorgan Fleming Japanese Inv Trust PLC, Ord 25p
Morant Wright Japan Income Trust Ltd, Ord NPV
Perpetual Japanese Investment Trust PLC, Ord 10p
Schroder Japan Growth Fund PLC, Ord 10p
AJG
BGFD
JAP
JFJ
MWJ
PJI
SJG
Japan smaller companies
TIDM
Baillie Gifford Shin Nippon PLC, Ord 10p
Fidelity Japanese Values PLC, Ord 25p
INVESCO Japan Discovery Trust PLC, Ord 5p
JPMorgan Fleming Japanese Smaller Cos I T PLC, Ord 10p
BGS
FJV
IJD
JPS
Europe
TIDM
Charter Pan-European Trust PLC, Ord 1p
Foreign & Colonial Eurotrust PLC, Ord 25p
Fidelity European Values PLC, Ord 25p
JPMorgan Fleming Continental Euro Inv Trust PLC, Ord 25p
Gartmore European Inv Trust PLC, Ord 50p
Henderson Eurotrust PLC, Ord 5p
INVESCO Leveraged High Yield Fd Ltd, Ord 5p
INVESCO Perpetual European Absolute Return Tst PLC,
Ord 10p
Jupiter European Opportunities Trust PLC, Ord 1p
Merrill Lynch Greater Europe Inv Trust PLC, Ord 0.1p
Sr Europe Investment Trust PLC, Ord 10p
CPE
FCU
FEV
FUT
GEO
HNE
ILH
European smaller companies
TIDM
JPMorgan Fleming European Fledgling I T PLC, Ord 25p
TR European Growth Trust PLC, Ord 12.5p
JFF
TRG
TIDM
City Merchants High Yield Trust PLC, Ord 2p
Glasgow Income Trust PLC, Ord 25p
New City High Yield Trust PLC, Ord 25p
Shires Smaller Companies PLC, Ord 50p
CHY
GLS
NCY
SHD
North America
TIDM
American Opportunity Trust PLC, Ord 12.5p
Edinburgh US TRACKER Trust PLC, Ord 25p
JPMorgan Fleming American Inv Trust PLC, Ord 25p
Japan
•
North American smaller companies
AOP
EUS
JAM
IPE
JEO
MGE
SR.
FSC
JPU
NAS
RUG
Far East (incl Japan)
TIDM
Global emerging markets
GAP
MCP
SOI
WPC
Far East (excl Japan)
TIDM
Aberdeen Asian Smaller Co Inv Tst PLC, Ord 25p
Aberdeen New Dawn Inv Trust PLC, Ord 25p
Edinburgh Dragon Trust PLC, Ord 20p
Fidelity Asian Values PLC, Ord 25p
Henderson Far East Income Trust PLC, Ord 25p
Henderson TR Pacific Inv Trust PLC, Ord 5p
INVESCO Asia Trust PLC, Ord 10p
JPMorgan Asian Inv Trust PLC, Ord 25p
Pacific Assets Trust PLC, Ord 12.5p
Pacific Horizon Inv Trust PLC, Ord 10p
Schroder Asia Pacific Fund PLC, Ord 10p
Scottish Oriental Smaller Cos Trust PLC, Ord 25p
AAS
ABD
EFM
FAS
HFE
HPI
IAT
JAI
PAC
PHI
SDP
SST
4
FPEA
FPEB
FPEC
GHE
GPE
HGT
III
KCT
MTH
NRI
PIN
SEP
SLT
SVI
TCI
Country spec Europe
TIDM
Gartmore Irish Growth Fund PLC, Ord 25p
JPMorgan Fleming Russian Secs PLC, Ord 1p
GIR
JFR
Country spec Far East
TIDM
Aberdeen Asian Income Fund Ltd, Ord NPV
Aberdeen New Thai Investment Trust PLC, Ord 25p
JPMorgan Indian Inv Trust PLC, Ord 25p
JPMorgan Chinese Inv Trust PLC, Ord 25p
New Zealand Investment Trust PLC, Ord 25p
Stocks Convertible Trust PLC, Ord 25p
AAIF
ANW
JII
JMC
NZL
SKV
Sector spec biotech/life scs
TIDM
Finsbury Emerging Biotechnology Tst PLC, Ord 25p
Finsbury Worldwide Pharm Trust PLC, Ord 25p
International Biotechnology Trust PLC, Ord 25p
FEB
FWP
IBT
Sector spec mining & natural res
TIDM
City Natural Res High Yield Tst PLC, Ord 25p
Merrill Lynch World Mining Trust PLC, Ord 5p
Resources Investment Trust PLC, Ord 5p
CYN
MLW
REI
Sector spec property
TIDM
Alpha Pyrenees Trust Ltd, Ord NPV
F&C Commercial Property Trust Ltd, Ord 90p
INVESCO UK Property Income Trust Ltd, Ord NPV
ING UK Real Estate Income Trust Ltd, Ord NPV
Insight Foundation Property Trust PLC, Ord Shs NPV
ISIS Property Trust Ltd, Ord 1p
ISIS Property Trust 2 Ltd, Ord 1p
Standard Life Inv Prop Inc Tst PLC, Ord 1p
Trust of Property Shares PLC, Ord 5p
TR Property Inv Trust PLC, Ord 25p
UK Balanced Property Trust Ltd, Ord 25p
ALPH
FCPT
IPI
IRET
IFD
IPT
IRP
SLI
TPY
TRY
UBR
Smlr cos media, comms & IT
TIDM
Herald Inv Trust PLC, Ord 25p
HRI
TIDM
F&C US Smaller Companies PLC, Ord 25p
JPMorgan Fleming US Discovery IT PLC, Ord 25p
North Atlantic Smaller Cos Inv Trust PLC, Ord 5p
Renaissance US Growth Inv Trust PLC, Ord 25p
Gartmore Asia Pacific Trust PLC, Ord 10p
Martin Currie Pacific Trust PLC, Ord 50p
Schroder Oriental Income Fund Ltd, Ord 1p
Witan Pacific Investment Trust PLC, Ord 25p
F&C Private Equity Trust PLC, ‘A’ Shs 1p
F&C Private Equity Trust PLC, ‘B’ Shs 1p
F&C Private Equity Trust PLC, ‘C’ Shs 2p
Gresham House PLC, 25p
Graphite Enterprise Trust PLC, Ord 10p
HgCapital Trust PLC, Ord 25p
3i Group PLC, Ord 53 1/8p
Kleinwort Capital Trust PLC, Ord 5p
Mithras Inv Trust PLC, Ord 2p
Northern Investors Company PLC, Ord 25p
Pantheon International Participations PLC, Ord 67p
Standard Life Euro Private Equity Trust PLC, Ord 0.2p
Second London American Trust PLC, Ord 1p
SVG Capital PLC, Ord 100p
Thompson Clive Inv PLC, Ord 50p
TIDM
Advance Developing Markets Trust PLC, Ord 1p
F&C Emerging Markets Inv Trust PLC, Ord 10p
JPMorgan Emerging Markets Inv Trust PLC, Ord 25p
Templeton Emerging Market Inv Trust PLC, Ord 25p
ADD
FCT
JMG
TEM
European emerging markets
TIDM
Baring Emerging Europe PLC, Ord 10p
Eastern European Trust PLC, Ord USD0.10
BEE
EST
Latin America
TIDM
Merrill Lynch Latin American Investment Trust PLC, Ord USD0.10
MLLA
Venture & development capital
TIDM
Active Capital Trust PLC, Ord 0.1p
Candover Investments PLC, Ord 25p
Dunedin Enterprise Inv Trust PLC, Ord 25p
Electra Inv Trust PLC, Ord 25p
Nationality restriction
•
AIT
CDI
DNE
ELTA
• Cannot be purchased in a PEP/ISA
Nationality restriction
Sector spec tech, media, telecoms
TIDM
Amerindo Internet Fund PLC, Ord ‘A’ 0.01p
Close Finsbury Eurotech Trust PLC, Ord 10p
Finsbury Technology Trust PLC, Ord 25p
Polar Capital Technology Trust PLC, Ord 25p
Prelude Trust PLC, Ord 5p
Private Equity Investor PLC, Ord 0.01p
ANOA
CFB
FTT
PCT
PDT
PEQ
Sector spec zero pref shares
TIDM
Zero Dividend Recovery Fund Ltd, Ord 25p
ZDR
Hedge funds
TIDM
Alternative Invest. Strategies Ltd,
Ster Hedged Ord USD0.001
Man Alternative Investments Ltd, Ord 0.1p
Thames River Multi Hedge PCC Ltd, Red Ptg Pref NPV
AIS
MAIL
TRMA
Sector spec alt energy
TIDM
Merrill Lynch New Energy Technology PLC, Ord 5p
MNE
Sector spec envir mkts/SRI
TIDM
Impax Environmental Markets PLC, Ord 10p
IEM
Sector spec endowment policies
TIDM
Allianz Dresdner RCM 2nd Endwt Policy Tst PLC 2009,
Ord 1p
Allianz Dresdner Endowment Policy Trust 2010 PLC, Ord 1p
Life Offices Opportunities Trust PLC, Ord 75p
ADRK
AZD
LOT
Split capital trusts
TIDM
ADC Zeros 2010 PLC Units
(1 ZDP Shs 2010 & 1 ZDP Shs 2012)
Aberforth Geared Cap & Inc Tst PLC, Cap Shs 1p
Aberforth Geared Cap & Inc Tst PLC, Inc Shs 1p
Allianz Dresdner Income Growth IT PLC, Ord 5p
Allianz Dresdner Income Growth IT PLC,
Zero Div Prf Shs 25p
Asset Management Investment Co PLC, Ord 25p
Asset Management Investment Co PLC,
Zero Div Prf Shs 100p
Aberdeen Development Capital PLC, Ord 10p
Blue Chip ZDP Ltd, Zero Div Prf Shs 10p
Blue Chip Value & Income Fund Ltd, Ord 12.5p
BFS Managed Properties Securities Ltd, ZDP Shares
Britannic UK Income Securities PLC, Zero Div Prf 0.001p
Brittanic UK Income Trust PLC, Guaranteed Inc Shs 1p
BFS US Special Opps Trust PLC, Cap Shs 0.1p
BFS US Special Opps Trust PLC, Inc Shs 0.1p
BFS US Special Opps Trust PLC, Uts(Comp 1 Inc & 1 Cap)
BFS US Special Opps Trust PLC, Zero Div Pref Shs 0.1p
BFS UK Dual Return Trust PLC, Cap 0.1p
BFS UK Dual Return Trust PLC, Inc 0.1p
• Cannot be purchased in a PEP/ISA
ADCU
AFHC
AFHI
ALR
ALRZ
AMN
AMNA
AVC
BCHZ
BCV
BFPZ
BRNZ
BRUG
BSOC
BSOI
BSOU
BSOZ
BUKC
BUKI
5
Equities
BFS UK Dual Return Tst PLC, Geared Ord Uts (1 Inc & 1 Cap)
BFS UK Dual Return Tst PLC,
Growth Uts (Comp 2 Cap & 1 ZDP)
BFS UK Dual Return Trust PLC, Zero Div Pref Shs 0.1p
City of Oxford Geared Inc Tst PLC, Geared Ord 5p
City of Oxford Geared Inc Tst PLC, Inc 5p
City Of Oxford Geared Inc Tst PLC, Zero Div Prf
Danae Investment Trust PLC, Cap 1p
Danae Investment Trust PLC, Inc 25p
Danae Investment Trust PLC, Zero Div Pref 1p
Ecofin Water & Power Opportunities PLC, Income 1p
Ecofin Water & Power Opportunities PLC, Capital 1p
Ecofin Water & Power Opportunities PLC, Ord 0.1p
Edinburgh New Income Trust PLC, Ord 1p
Edinburgh New Income Trust PLC, Zero Div Pref 1p
Equity Partnership Investment Company PLC,
Cap Shares 10p
Equity Partnership Investment Company PLC,
Income Shares 10p
European Utilities Trust PLC, Ord Inc 25p
European Utilities Trust PLC, Zero Cpn Prf 25p
Exeter Equity Growth & Income Fd Ltd, Ord 10p
Exeter Securities (Guernsey) Ltd, ZDP 10p
Framlington Inc & Cap Trust PLC, Cap 25p
Framlington Inc & Cap Trust PLC, Inc 25p
Gagit Securities PLC, Zero Div Pref Shs 1p
Gartmore High Income Trust PLC, Ord Inc 10p
Gartmore High Income Sec PLC, Zero Div Prf 10p
Gartmore Absolute Gwth & Inc Tst PLC, Ord Inc Shs 1p
Gartmore Absolute Gwth & Inc Tst PLC, Pfd Inc Shs 1p
Henderson High Income Trust PLC, Ord 5p
Investors Capital Trust PLC, Cap Shs 1p
Investors Capital Trust PLC, Inc Shs 1p
Investors Capital Trust PLC, Geared Uts(1 Inc & 1 Cap)
Investors Capital Trust PLC, Zero Div Pref Shs 1p
Investec High Income Trust Plc, Ord 25p
Income & Growth Trust PLC, Ord 1p
Income & Growth Trust PLC, Inc 1p
Investec High Income Securities PLC, Zero Div Prf 25p
INVESCO Perpetual Recovery Trust 2011 PLC, Ord 1p
INVESCO Perpetual Recovery Trust 2011 PLC, ZDP 1p
Jupiter Dividend & Growth Trust PLC, Ord Inc 8.98274742p
Jupiter Dividend & Growth Trust PLC, Units
Jupiter Dividend & Growth Trust PLC, ZDP 3.96770514p
JPMorgan Flem Inc & Gwth Inv Tst PLC,
Units 1 INC & I CAP 06
JPMorgan Fleming Inc & Grwth Inv Trust PLC, Cap 4p 2006
JPMorgan Fleming Inc & Grwth Inv Trust PLC,
Inc 12.5p 2006
Jupiter Second Enhanced Inc Trust PLC, Geared Inc Shs 1p
Jupiter Second Enhanced Inc Tst PLC,
Units (1 Grd Inc, 1 ZDP)
Jupiter Second Enhanced Income Trust PLC, ZDP 1p
Jupiter Second Split Trust PLC, Geared Gwth Shs 1p
Jupiter Second Split Trust PLC, Units (1 Grd Gwth & 1 ZDP)
Jupiter Second Split Trust PLC, ZDP 1p
JZ Equity Partners PLC, Ord 10p
JZ Equity Partners PLC, Zero Div Pref 215.8925p
M&G Equity Inv Trust PLC, Cap 1p
6
Equities
BUKU
BUKX
BUKZ
COG
COGI
COGZ
DNIC
DNII
DNIZ
ECW
ECWC
ECWO
ENI
ENIZ
EQPC
EQPI
EUT
EUTZ
EXF
EXSZ
FRNC
FRNI
GAGZ
GHI
GHSZ
GTMI
GTMP
HHI
ICAC
ICAI
ICAY
ICAZ
ICH
IGT
IGTI
INH
IPRT
IPRZ
JDT
JDTP
JDTZ
JGIU
JGIX
JGIZ
JSE
JSEU
JSEZ
JSS
JSSU
JSSZ
JZE
JZEZ
MEQC
M&G Equity Inv Trust PLC, Inc 1p
M&G Equity I T PLC, Package Unit (1 ZDP,1 INC & 1 CAP)
M&G Equity Inv Trust PLC, Zero Div Prf 1p
M&G High Income Inv Tst PLC, Cap Shs 1p
M&G High Income Inv Trust PLC, Inc Shs 1p
M&G High Income Inv Tst PLC,
Package Units(1ZD,1Inc & 1Cap)
M&G High Income Inv Tst PLC,
Inc & Gwth Uts (1 Inc & 1 Cap)
M&G High Income Inv Tst PLC, Zero Div Prf Shs 1p
M&G Recovery Investment Company Ltd,
Ordinary Shares 1p
M&G Recovery Investment Company Ltd, Package Units
M&G Recovery Inv Company Ltd, Zero Div Pref 1p
Martin Currie Inc & Grwth Inv Trust PLC, Cap 25p
Martin Currie Inc & Grwth Inv Trust PLC, Inc 25p
Martin Currie Inc & Grwth Inv Trust PLC, ZDP 25p
M&G Income Inv Co Ltd, Ord 1p
M&G Income Inv Co Ltd, Package Units (2 Ord & 1 ZDP)
M&G Income Inv Co Ltd, Zero Div Shares 1p
Merrill Lynch Ftse 100 Stppd G&I Ltd, Gwth Shs 0.01p
Merrill Lynch Ftse 100 Stppd G&I Ltd, Inc Shs 0.01p
New Star Financial Opportunities Fund Ltd, Ord 25p
Premium Trust PLC, Units (Comp 1 ZDP; 1 Inc 2p & 1 Cap 5p)
Premium Trust PLC, Cap Shs 5p
Premium Trust PLC, Inc Shs 2p
Premium Trust PLC, Zero Div Prf Shs 3p
Premier Asian Assets Trust Ltd, Inc Shs 0.1p
Premier Asian Assets Trust Ltd, Cap Shs 0.1p
Premier Asian Assets Trust Ltd, Japanese Idx Shs 0.1p
Premier Asian Assets Trust Ltd,
Geared Ord Uts (1 Inc & 1 Cap)
Premier Equity Income & Bond Tst Ltd, Ptg Cap 1p
Premier Equity Income & Bond Tst Ltd, Inc 1p
Premier Utilities Trust PLC, Ord 1p
Premier Utilities Trust PLC, Zero Div Pref 1p
Real Estate Opportunities Ltd, Ord 1p
Real Estate Opportunities Ltd, Zero Div Prf 1p
Rights & Issues Inv Trust PLC, Cap 25p
Rights & Issues Inv Tst PLC, Inc 25p
Royal London UK Equity & Income Secs PLC, ZDP 0.001p
Royal London UK Eqty & Inc Trust PLC, Ord 1p
Recovery Trust PLC, Ord Inc Shs 1p
Recovery Trust PLC, Zero Div Prf 1p
Schroder Split Investment Fund PLC, Ord 1p
Small Companies Dividend Trust PLC, Ord 25p
Small Companies PLC, Zero Div Pref Shares, 0.5p
Schroder Split Fund PLC, Zero Dividend Preference Shares
Smaller Companies Value Tst PLC, Cap Shs 1p
Smaller Companies Value Trust PLC, Inc Shs 1p
Smaller Companies Value Tst PLC,
Pkge Units (1 Inc & 1 Cap)
Utilico Investment Trust PLC, Ord 1.5625p
Utilico Investment Trust PLC, Zero Div Pref Shares
Westbury Property Fund Ltd, Ord 10p
Westbury Property Fund Ltd, Inc Shs 10p
Zero Preference Growth Trust PLC, Growth Shs 10p
Zero Preference Growth Tst PLC, Uts (1 Grwth Shr & 1 ZDP)
Zero Preference Growth Tst PLC, Zero Div Pref Shs 10p
Nationality restriction
MEQI
MEQU
MEQZ
MGHC
MGHI
Sector spec restaurants & pubs
TIDM
Other equities
Midas Income & Growth Trust PLC, Ord 25p
MIGT
Aerospace & defence
Sector spec financial
TIDM
MGHP
Blue Planet Euro Fin Inv Tst PLC, Ord 50p
Blue Planet Fin Gw & Inc I.T.1 PLC, Ord 10p
Blue Planet Fin Gw & Inc I.T.2 PLC, Ord 10p
Blue Planet Fin Gw & Inc I.T.3 PLC, Ord 10p
Blue Planet Fin Gw & Inc I.T.4 PLC, Ord 10p
Blue Planet Fin Gw & Inc I.T.5 PLC, Ord 10p
Blue Planet Fin Gw & Inc I.T.6 PLC, Ord 10p
Blue Planet Fin Gw & Inc I.T.7 PLC, Ord 10p
Blue Planet Fin Gw & Inc I.T.8 PLC, Ord 10p
Blue Planet Fin Gw & Inc I.T.9 PLC, Ord 10p
Blue Planet Fin Gw & Inc I.T.10 PLC, Ord 10p
Blue Planet Worldwide Financials IT PLC, Ord 50p
BLP
BPFA
BPFC
BPFE
BPFG
BPFI
BPFK
BPFM
BPFO
BPFQ
BPFS
BPW
BAE SYSTEMS PLC, Ord 2.5p
Chemring Group PLC, Ord 5p
Cobham PLC, Ord 2.5p
Hampson Industries PLC, Ord 25p
Meggitt PLC, Ord 5p
Rolls-Royce Group PLC, Ord 20p
Smiths Group PLC, Ord 25p
Ultra Electronics Holdings PLC, Ord 5p
UMECO PLC, Ord 25p
VT Group PLC, Ord 5p
Country spec - other
TIDM
Old Mutual South Africa Trust PLC, Ord 10p
MGHU
MGHZ
MGR
MGRU
MGRZ
MGTC
MGTI
MGTZ
MIV
MIVU
MIVZ
MLFG
MLFI
NST
PTT
PTTC
PTTI
PTTZ
PAAI
PAAC
PAAJ
PAAG
PEIC
PEII
PUT
PUTZ
REO
REOZ
RIIC
RIII
RLSZ
RLU
RVYI
RVYZ
SCS
SDV
SLLZ
SSZ
SVLC
SVLI
BA.
CHG
COB
HAMP
MGGT
RR.
SMIN
ULE
UMC
VTG
Automobiles & parts
TIDM
OMT
Avon Rubber PLC, Ord 100p
GKN PLC, Ord 50p
Mid-States PLC, Ord 1p
Torotrak PLC, Ord 10p
Wagon PLC, Ord 25p
AVON
GKN
MST
TRK
WAGN
Investment companies - other
TIDM
Banks
TIDM
Bear Stearns Private Equity Ltd, ZDP 0.01p
Close Enhanced Commodities Fund Ltd, Ptg Shs 0.01
Close High Income Properties PLC, Ord 1p
Close High Income Properties PLC, C Shs 1P
Dexion Absolute Ltd, 100p Shs NPV
Defined Capital Return Fund Ltd, Ord NPV
EP Global Opportunities Trust PLC, Ord 1p
Hedgefirst Ltd, Shs 0.01p
Merrill Lynch Commodities Income Inv Tst PLC, Ord 1p
New Opportunities Inv Trust PLC, Red Ord 5p
Ruffer Investment Company Ltd, Red Ptg Pref Shs 0.01p
Rutland Trust PLC, Ord 1p
Tea Plantations Inv Tst PLC, Ord 25p
BPLZ
CED
CHI
CHIC
DAB
DCR
EPG
HFI
MLCO
NOI
RICA
RUT
TEA
Alliance & Leicester PLC, Ord 50p
Barclays PLC, Ord 25p
Bradford & Bingley PLC, Ord 25p
HBOS PLC, Ord 25p
HSBC Holdings PLC, USD0.50
Lloyds TSB Group PLC, Ord 25p
Northern Rock PLC, Ord 25p
Royal Bank of Scotland Group PLC, Ord 25p
Standard Chartered PLC, Ord USD0.50
AL.
BARC
BB.
HBOS
HSBA
LLOY
NRK
RBS
STAN
Beverages
TIDM
Barr (A.G.) PLC, Ord 25p
Diageo PLC, Ord 28 101/108p
SABMiller PLC, Ord USD0.10
Scottish & Newcastle PLC, Ord 20p
BAG
DGE
SAB
SCTN
Chemicals
TIDM
BOC Group PLC, Ord 25p
Carclo PLC, Ord 5p
Croda International PLC, Ord 10p
Delta PLC, Ord 25p
Dyson Group PLC, Ord 25p
Elementis PLC, Ord 5p
European Colour PLC, Ord 5p
Imperial Chemical Industries PLC, Ord 100p
Johnson Matthey PLC, Ord 100p
Porvair PLC, Ord 2p
Scapa Group PLC, Ord 5p
Treatt PLC, Ord 10p
UCM Group PLC, Ord 5p
Victrex PLC, Ord 1p
Yule Catto & Co. PLC, Ord 10p
Zotefoams PLC, Ord 5p
BOC
CAR
CRDA
DLTA
DYS
ELM
EUC
ICI
JMAT
PRV
SCPA
TET
UCM
VCT
YULC
ZTF
SVLU
UIL
UILB
WPF
WPFI
ZPG
ZPGU
ZPGZ
• Cannot be purchased in a PEP/ISA
TIDM
Nationality restriction
• Cannot be purchased in a PEP/ISA
7
Equities
Equities
Construction & materials
TIDM
Alumasc Group PLC, Ord 12.5p
Baggeridge Brick PLC, Ord 25p
Balfour Beatty PLC, Ord 50p
Birse Group PLC, Ord 10p
Boot (Henry) PLC, Ord 10p
Boustead PLC, Ord 10p
Carillion PLC, Ord 50p
Clarke (T) PLC, Ord 10p
Costain Group PLC, Ord 10p
Eleco PLC, Ord 10p
Ennstone PLC, Ord 25p
Galliford Try PLC, Ord 5p
Gleeson (M.J.) Group PLC, Ord 2p
Hanson PLC, Ord 10p
Heywood Williams Group PLC, Ord 25p
Keller Group PLC, Ord 10p
Kier Group PLC, Ord 1p
Low & Bonar PLC, Ord 25p
Marshalls PLC, Ord 150p
Morgan Sindall PLC, Ord 5p
Mowlem PLC, Ord 25p
North Midland Construction PLC, Ord 10p
Pilkington PLC, Ord 50p
ROK Property Solutions PLC, Ord 10p
Titon Holdings PLC, Ord 10p
Ultraframe PLC, Ord 25p
ALU
BGBK
BBY
BIE
BHY
BOU
CLLN
CTO
COST
ELCO
ENN
GFRD
GLE
HNS
HYWD
KLR
KIE
LWB
MSLH
MGNS
MWLM
NMD
PILK
ROK
TON
UTF
•
Electricity
TIDM
British Energy PLC, Ord 10p
Drax Group PLC, Ord 10p
International Power PLC, Ord 50p
Scottish & Southern Energy PLC, Ord 50p
Scottish Power PLC, Ord 50p
Viridian Group PLC, Ord 27 7/9p
BGY
DRX
IPR
SSE
SPW
VRD
Electronic & electrical equipment
Abacus Group PLC, Ord 5p
Acal PLC, Ord 5p
Chloride Group PLC, Ord 25p
Dewhurst PLC, 'A' Non. Vtg Ord 10p
Dewhurst PLC, Ord 10p
Dialight PLC, Ord 1.89p
E2V Technologies PLC, Ord 5p
First Technology PLC, Ord 10p
GET Group PLC, Ord 5p
Invensys PLC, Ord 1p
Laird Group PLC, Ord 25p
Morgan Crucible Co PLC, Ord 25p
MTL Instruments Group PLC, Ord 10p
Oxford Instruments PLC, Ord 5p
Raymarine PLC, Ord 1p
Renishaw PLC, Ord 20p
Ross Group PLC, Ord 1p
Spectris PLC, Ord 5p
TT Electronics PLC, Ord 25p
8
•
ABU
ACL
CHLD
DWHA
DWHT
DIA
E2V
FRS
GTG
ISYS
LARD
MGCR
MTI
OXIG
RAY
RSW
RGP
SXS
TTG
Volex Group PLC, Ord 25p
Xaar PLC, Ord 10p
XP Power PLC, Ord 1p
VLX
XAR
XPP
Fixed line telecommunications
TIDM
BT Group PLC, Ord 5p
Cable & Wireless PLC, Ord 25p
Colt Telecom Group PLC, Ord 2.5p
Fibernet Group PLC, Ord 10p
Kingston Communications (Hull) PLC, Ord 10p
Patientline PLC, Ord 5p
Telecom Plus PLC, Ord 5p
THUS Group PLC, Ord 2.5p
Vanco PLC, Ord 5p
BT.A
CW.
CTM
FIB
KCOM
PTL
TEP
THUS
VAN
Food & drug retailers
TIDM
Alliance UniChem PLC, Ord 10p
European Home Retail PLC, Ord 5p
Greggs PLC, Ord 20p
Morrison <Wm.> Supermarkets PLC, Ord 10p
Sainsbury (J) PLC, B Shares of 35p
Sainsbury (J) PLC, Ord 28 4/7p
Tesco PLC, Ord 5p
Thorntons PLC, Ord 10p
AUN
EHR
GRG
MRW
SBRB
SBRY
TSCO
THT
Food producers
TIDM
Anglo-Eastern Plantations PLC, Ord 25p
Arla Foods UK PLC, Ord 2p
Associated British Foods PLC, Ord 5 15/22p
Cadbury Schweppes PLC, Ord 12.5p
Carr's Milling Industries PLC, Ord 25p
Cranswick PLC, Ord 10p
Dairy Crest Group PLC, Ord 25p
Devro PLC, Ord 10p
Northern Foods PLC, Ord 25p
PGI Group PLC, Ord 25p
Premier Foods PLC, Ord 1p
R.E.A. Holdings PLC, Ord 25p
RHM PLC, Ord 0.1p
Richmond Foods PLC, Ord 5p
Robert Wiseman Dairies PLC, Ord 10p
Tate & Lyle PLC, Ord 25p
Unilever PLC, Ord 1.4p
Uniq PLC, Ord 10p
AEP
ARU
ABF
CBRY
CRM
CWK
DCG
DVO
NFDS
PGI
PFD
RE.
RHM
RFD
RWD
TATE
ULVR
UNIQ
Forestry & paper
TIDM
Cropper (James) PLC, Ord 25p
CRPR
Gas, water & multiutilities
TIDM
AWG PLC, Ord 19 181/201p
Bristol Water Group PLC, Ord 6.5p
Centrica PLC, Ord 6 14/81P
Dee Valley Group PLC, Ord 5p
Kelda Group PLC, Ord 15 5/9p
AWG
BWG
CNA
DVW
KEL
Nationality restriction
• Cannot be purchased in a PEP/ISA
National Grid PLC, Ord 11 17/43p
Northumbrian Water Group PLC, Ord 10p
Pennon Group PLC, Ord 122.1p
Severn Trent PLC, Ord 65 5/19p
United Utilities PLC, Ord 100p
NG.
NWG
PNN
SVT
UU.
General financial
TIDM
Aberdeen Asset Management PLC, Ord 10p
Amvescap PLC Ord, USD0.10
Berkeley Berry Birch PLC, Ord 10p
Berkeley Technology Ltd, Ord USD0.05
Brewin Dolphin Holdings PLC, Ord 1p
Camellia PLC, Ord 10p
Cattles PLC, Ord 10p
Charles Stanley Group PLC, Ord 25p
Charles Taylor Consulting PLC, Ord 1p
Close Bros Group PLC, Ord 25p
Collins Stewart Tullet PLC, Ord 25p
El Oro & Exploration Co PLC, Ord Stk 5p
Evolution Group PLC, Ord 1p
F&C Asset Management PLC, Ord 0.1p
Guinness Peat Group PLC, Ord 5p
Helphire Group PLC, Ord 5p
Henderson Group PLC, Ord 10p
Highway Capital PLC, Ord 2p
Hitachi Capital (UK) PLC, Ord 25p
IAF Group PLC, Ord 100p
ICAP PLC, Ord 10p
IFX Group PLC, Ord 5p
Intermediate Capital Group PLC, Ord 20p
Investec PLC, Ord GBP 0.001
Kensington Group PLC, Ord 10p
Liontrust Asset Management PLC, Ord 1p
London Finance and Investment Group PLC, 5p
London Scottish Bank PLC, Ord 10p
London Stock Exchange PLC, Ord GBP0.058333
Lupus Capital PLC, Ord 0.5p
Man Group PLC, Ord USD 0.18
Paragon Group of Companies PLC, Ord 10p
Park Group PLC, Ord 2p
Provident Financial PLC, Ord 10 4/11p
Rathbone Bros PLC, Ord 5p
Rensburg Sheppards PLC, Ord 10 90/91p
S & U PLC, Ord 12 1/2p
Schroders PLC, Non-Vtg Shs 100p
Schroders PLC, Vtg 100p
Shore Capital Group PLC, Ord 2p
Walker, Crips, Weddle, Beck PLC, Ord 20p
World Trade Systems PLC, Ord 50p
ADN
AVZ
BBB
BEK
BRW
CAM
CTT
CAY
CTR
CBG
CSTL
ELX
EVG
FCAM
GPG
HHR
HGI
HWC
HCU
IAF
IAP
IXF
ICP
INVP
KGN
LIO
LFI
LSB
LSE
LUP
EMG
PAG
PKG
PFG
RAT
RBG
SUS
SDRC
SDR
SGR
WCW
WTS
•
General industrials
TIDM
British Polythene Industries PLC, Ord 25p
Cookson Group PLC, Ord 10p
Coral Products PLC, Ord 1p
Cosalt PLC, Ord 25p
DS Smith PLC, Ord 10p
Rexam PLC, Ord 64 2/7p
BPI
CKSN
CRU
CSLT
SMDS
REX
Nationality restriction
RPC Group PLC, Ord 5p
Tomkins PLC, Ord 5p
RPC
TOMK
General retailers
TIDM
Alexon Group PLC, Ord 10p
Ashley (Laura) Holdings PLC, Ord 5p
Austin Reed Group PLC, Ord 25p
Autologic Holdings PLC, Ord 5p
Beale PLC, Ord 5p
Blacks Leisure Group PLC, Ord 50p
Body Shop International PLC, Ord 5p
Boots Group PLC, Ord 37 7/39p
Brandon Hire PLC, Ord 10p
Brown (N.) Group PLC, Ord 10p
Caffyns PLC, Ord 50p
Carpetright PLC, Ord 1p
Carphone Warehouse Group PLC, Ord 0.1p
Clinton Cards PLC, Ord 10p
Dignity PLC, Ord 7p
DSG International PLC, Ord 2.5p
European Motor Holdings PLC, Ord 40p
Findel PLC, Ord 5p
Flying Brands Ltd Units (1 Ord 1p & 1 Ord 0.005p)
French Connection Group PLC, Ord 1p
GUS PLC, Ord 29 3/43p
H.R. Owen PLC, Ord 100p
Halfords Group PLC, Ord 1p
HMV Group PLC, Ord 1p
Homestyle Group PLC, Ord 25p
House of Fraser PLC, Ord 20p
Inchcape PLC, Ord 150p
Instore PLC, Ord 10p
Jessops PLC, Ord 2.5P
JJB Sports PLC, Ord 5p
Kesa Electricals PLC, Ord 25p
Kingfisher PLC, Ord 15 5/7p
Lookers PLC, Ord 25p
Mallett PLC, Ord 5p
Marchpole Holdings PLC, Ord 1p
Marks & Spencer Group PLC, 'B' Shares 70p
Marks & Spencer Group PLC, Ord 25p
Matalan PLC, Ord 10p
MFI Furniture Group PLC, Ord 10p
Moss Bros Group PLC, Ord 5p
Mothercare PLC, Ord 50p
Next PLC, Ord 10p
Nord Anglia Education PLC, Ord 5p
Ottakar's PLC, Ord 5p
Partridge Fine Arts PLC, Ord 10p
Pendragon PLC, Ord 25p
Photo-Me International PLC, Ord 0.5p
QXL ricardo PLC, Ord 100p
SCS Upholstery PLC, Ord 1p
Signet Group PLC, Ord 0.5p
Smith (W H) PLC, Ord 13/81p
Ted Baker PLC, Ord 5p
The Game Group PLC, Ordinary Shares 5p
Topps Tiles PLC, Ord 2.5p
AXN
ALY
ARD
ALG
BAE
BSLA
BOS
BOOT
BDH
BWNG
CFYN
CPR
CPW
CC.
DTY
DSGI
EMH
FDL
FBDU
FCCN
GUS
HRO
HFD
HMV
HME
HOF
INCH
INST
JSP
JJB
KESA
KGF
LOOK
MAE
MPH
MKSB
MKS
MTN
MFI
MOSB
MTC
NXT
NAE
OKR
PRF
PDG
PHTM
QXL
SUY
SIG
SMWH
TBK
GMG
TPT
• Cannot be purchased in a PEP/ISA
9
Equities
Equities
Hill & Smith Holdings PLC, Ord 25p
Howle Holdings PLC, Ord 5p
IMI PLC, Ord 25p
Lincat Group PLC, Ord 10p
Manganese Bronze Holdings PLC, Ord 25p
Metalrax Group PLC, Ord 5p
MS International PLC, Ord 10p
Renold PLC, Ord 25p
Rotork PLC, Ord 5p
Senior PLC, Ord 10p
Severfield-Rowen PLC, Ord 10p
Spirax-Sarco Engineering PLC, Ord 25p
Stanelco PLC, Ord 0.1p
Tex Holdings PLC, Ord 10p
The Vitec Group PLC, Ord 20p
Trifast PLC, Ord 5p
Weir Group PLC, Ord 12.5p
HILS
HOH
IMI
LCT
MNGS
MRX
MSI
RNO
ROR
SNR
SFR
SPX
SEO
TXH
VTC
TRI
WEIR
Industrial metals
TIDM
Corus Group PLC, Ord 10p
CS.
TIDM
Industrial transportation
TIDM
Aga Foodservice Group PLC, Ord 25p
Barratt Developments PLC, Ord 10p
Bellway PLC, Ord 12.5p
Ben Bailey PLC, Ord 10p
Berkeley Group Holdings PLC, Units (Comp Ords & B Shs)
Bovis Homes Group PLC, Ord 50p
Crest Nicholson PLC, Ord 10p
Havelock Europa PLC, Ord 10p
Headlam Group PLC, Ord 5p
McBride PLC, Ord 10p
McCarthy & Stone PLC, Ord 20p
Persimmon PLC, Ord 10p
Reckitt Benckiser PLC, Ord 10 10/19p
Redrow PLC, Ord 10p
Sinclair (William) Holdings PLC, Ord 25p
Taylor Woodrow PLC, Ord 25p
Victoria PLC, Ord 25p
Wilson Bowden PLC, Ord 10p
Wimpey (George) PLC, Ord 25p
AGA
BDEV
BWY
BBC
BKG
BVS
CRST
HVE
HEAD
MCB
MCTY
PSN
RB.
RDW
SNCL
TWOD
VCP
WLB
WMPY
Alpha Airports Group PLC, Ord 10p
Associated British Ports Holdings PLC, Ord 25p
BAA PLC, Ord 100p
BBA Group PLC, Ord 25p
Braemar Seascope Group PLC, Ord 10p
Business Post Group PLC, Ord 10p
Clarkson PLC, Ord 25p
DX Services PLC, Ord 5p
Eurotunnel PLC, Units (1 EPLC ORD 1p & 1 ESA Frf1)(Reg)
Fisher (James) & Sons PLC, Ord 25p
Forth Ports PLC, Ord 50p
Northgate PLC, Ord 5p
Salvesen (Christian) PLC, Ord 28 1/8p
Simon Group PLC, Ord 25p
TDG PLC, Ord 1p
Wincanton PLC, Ord 10p
AAP
ABP
BAA
BBA
BMS
BPG
CKN
DXS
ETL
FSJ
FPT
NTG
SVC
SMON
TDG
WIN
Leisure goods
TIDM
Industrial engineering
TIDM
600 Group PLC, Ord 25p
Associated British Engineering PLC, Ord 200p
Bodycote International PLC, Ord 10p
Castings PLC, Ord 10p
Chamberlin & Hill PLC, Ord 25p
Charter PLC, Ord 2p (Regd)
Domino Printing Sciences PLC, Ord 5p
Enodis PLC, Ord 10p
Fenner PLC, Ord 25p
FKI PLC, Ord 10p
Foseco PLC, Ord 25p
Goodwin PLC, Ord 10p
Halma PLC, Ord 10p
SIXH
ASBE
BOY
CGS
CMH
CHTR
DNO
ENO
FENR
FKI
FOSE
GDWN
HLMA
Alba PLC, Ord 10p
Amstrad PLC, Ord 10p
Games Workshop Group PLC, Ord 5p
Hornby PLC, Ord 1p
NXT PLC, Ord 25p
Pace Micro Technology PLC, Ord 5p
ABA
AMT
GAW
HRN
NTX
PIC
Life insurance
TIDM
Aviva PLC, Ord 25p
Chesnara PLC, Ord 5p
Friends Provident PLC, Ord 10p
Legal & General Group PLC, Ord 2.5p
Old Mutual PLC, Ord 10p
Prudential PLC, 5p
Resolution PLC, Ord 5p
AV.
CSN
FP.
LGEN
OML
PRU
RSL
Woolworths Group PLC, Ord 12.5p
Wyevale Garden Centres PLC, Ord 25p
WLW
WGC
Health care equipment & services
TIDM
Bespak PLC, Ord 10p
Biocompatibles International PLC, Ord 21 53/94p
Bioquell PLC, Ord 10p
Biotrace International PLC, Ord 10p
Care UK PLC, Ord 10p
Celsis International PLC, Ord 5p
Corin Group PLC, Ord 2.5p
Ferraris Group PLC, Ord 25p
Genetix Group PLC, Ord 50p
Gyrus Group PLC, Ord 1p
Huntleigh Technology PLC, Ord 5p
Isotron PLC, Ord 25p
Medisys PLC, Ord 1p
Nestor Healthcare Group PLC, Ord 10p
Smith & Nephew PLC, Ord 12 2/9p
Whatman PLC, Ord 1p
BPK
BII
BQE
BOI
CUK
CEL
CRG
FER
GTX
GYG
HTL
ISO
MDY
NSR
SN.
WHM
Household goods
10
Nationality restriction
• Cannot be purchased in a PEP/ISA
St James's Place Capital PLC, Ord 15p
STJ
Media
TIDM
Aegis Group PLC, Ord 5p
Bloomsbury Publishing PLC, Ord 1.25p
British Sky Broadcasting Group PLC, Ord 50p
Chime Communications PLC, Ord 5p
Chrysalis Group PLC, Ord 2p
City Of London Group PLC, Ord 10p
Creston PLC, Ord 10p
Daily Mail & General Trust PLC, 'A' Ord (Non-V) 12.5p
Daily Mail and General Trust PLC, Ord 12.5p
Datamonitor PLC, Ord 10p
EMAP PLC, Ord 25p
EMI Group PLC, Ord 14p
Entertainment Rights PLC, Ord 5p
Euromoney Institutional Investor PLC, Ord 0.25p
Future PLC, Ord 1p
GCap Media PLC, Ord 2.5p
Haynes Publishing Group PLC, Ord 20p
Huntsworth PLC, Ord 50p
Incisive Media PLC, Ord 1p
Independent Media Distribution PLC, Ord 10p
Informa PLC, Ord 10p
ITE Group PLC, Ord 1p
ITV PLC, Ord 10p
Johnston Press PLC, Ord 10p
Maiden Group PLC, Ord 5p
Metal Bulletin PLC, Ord 2p
Pacific Media PLC, Ord 0.1p
Pearson PLC, Ord 25p
Pinewood Shepperton PLC, Ord 10p
Reed Elsevier PLC, Ord 12.5p
Reuters Group PLC, Ord 25p
Sanctuary Group PLC, Ord 2p
Smg PLC, Ord 2.5p
Tarsus Group PLC, Ord 5p
Taylor Nelson Sofres PLC, Ord 5p
Trafficmaster PLC, Ord 5p
Trinity Mirror PLC, Ord 10p
Ulster Television PLC, Ord 5p
United Business Media PLC, Ord 30 5/14p
Wilmington Group PLC, Ord 5p
WPP Group PLC, Ord 10p
Yell Group PLC, Ord 1p
AGS
BMY
BSY
CHW
CHS
CIN
CRE
DMGT
DMGO
DTM
EMA
EMI
ERT
ERM
FUTR
GCAP
HYNS
HNT
INM
IMD
INF
ITE
ITV
JPR
MDN
MTLB
PCM
PSON
PWS
REL
RTR
SGP
SMG
TRS
TNN
TFC
TNI
UTV
UBM
WIL
WPP
YELL
Mining
Anglesey Mining PLC, Ord 1p
Anglo American PLC, Ord USD0.50
Anglo Pacific Group PLC, Ord 2p
Antofagasta PLC, Ord 5p
BHP Billiton PLC, Ord USD0.50
Bisichi Mining PLC, Ord 10p
Greenwich Resources PLC, Ord 1p
Kazakhmys PLC, Ord 20p
Lonmin PLC, Ord USD1
Rio Tinto PLC, Ord 10p (Reg)
Nationality restriction
UK Coal PLC, Ord 1p
Vedanta Resources PLC, Ord USD0.10
Xstrata PLC, USD0.50
UKC
VED
XTA
Mobile telecommunications
TIDM
Inmarsat PLC, Ord Euro 0.0005
Virgin Mobile Holdings (UK) PLC, Ord 10p
Vodafone Group PLC, Ord USD0.10
ISAT
VMOB
VOD
Nonlife insurance
TIDM
Amlin PLC, Ord 25p
Atrium Underwriting PLC, Ord 100p
Beazley Group PLC, Ord 5p
Brit Insurance Holdings PLC, Ord 25p
Chaucer Holdings PLC, Ord 25p
Culver Holdings PLC, Ord 25p
Domestic & General Group PLC, Ord 10p
Goshawk Insurance Holdings PLC, Ord 5p
Hardy Underwriting Group PLC, Ord 20p
Highway Insurance Holdings PLC, Ord 20p
Hiscox PLC, Ord 5p
Jardine Lloyd Thompson Group PLC, Ord 5p
Kiln PLC, Ord 1p
Royal & Sun Alliance Ins Group PLC, Ord 27.5p
SVB Holdings PLC, Ord 10p
Wellington Underwriting PLC, Ord 10p
Windsor PLC, Ord 2 1/2p
AML
AUW
BEZ
BRE
CHU
CVE
DGG
GOS
HDU
HWY
HSX
JLT
KIN
RSA
SVB
WUN
WNDR
Oil & gas producers
TIDM
BG Group PLC, Ord 10p
BP PLC, Ord USD0.25
Burren Energy PLC, Ord 20p
Cairn Energy PLC, Ord 10p
Dana Petroleum PLC, Ord 15p
Emerald Energy PLC, Ord 10p
Fortune Oil PLC, Ord 1p
JKX Oil & Gas PLC, Ord 10p
Melrose Resources PLC, Ord 10p
Premier Oil PLC, Ord 50p
Royal Dutch Shell PLC, 'B' Ord Eur0.07
Soco International PLC, Ord 20p
Tullow Oil PLC, Ord 10p
Venture Production PLC, Ord 0.4p
BG.
BP.
BUR
CNE
DNX
EEN
FTO
JKX
MRS
PMO
RDSB
SIA
TLW
VPC
TIDM
Oil equipment, services & distribution
TIDM
AYM
AAL
APF
ANTO
BLT
BISI
GRWA
KAZ
LMI
RIO
Abbot Group PLC, Ord 15p
Expro International Group PLC, Ord 10p
Hunting PLC, Ord 25p
KBC Advanced Technologies PLC, Ord 2.5p
Sondex PLC, Ord 10p
Wood Group (John) PLC, Ord 3 1/3p
ABG
EXR
HTG
KBC
SDX
WG.
• Cannot be purchased in a PEP/ISA
11
Equities
Equities
Personal goods
TIDM
Abbeycrest PLC, Ord 10p
Alexandra PLC, Ord 10p
Burberry Group PLC, 0.05p
Chapelthorpe PLC, Ord 5p
Creightons PLC, Ord 1p
Lambert Howarth Group PLC, Ord 10p
PZ Cussons PLC, Ord 10p
SSL International PLC, Ord 10p
Swallowfield PLC, Ord 5p
Worthington Group PLC, Ord 10p
ACR
AXD
BRBY
CPL
CRL
LMBT
PZC
SSL
SWL
WRN
Pharmaceuticals & biotechnology
TIDM
Acambis PLC, Ord 10p
Alizyme PLC, Ord 2p
Antisoma PLC, Ord 1p
Ardana PLC, Ord 1p
Ark Therapeutics Group PLC, Ord 1p
Asterand PLC, Ord 5p
AstraZeneca PLC, Ord USD0.25
Axis-Shield PLC, Ord 35p
BTG PLC, Ord 10p
Cambridge Antibody Tech Group PLC, Ord 10p
Dechra Pharmaceuticals PLC, Ord 1p
GeneMedix PLC, Ord 1p
GlaxoSmithKline PLC, Ord 25p
Goldshield Group PLC, Ord 5p
Hikma Pharmaceuticals PLC, Ord 10p
Innovata PLC, Ord 1p
Medical Solutions PLC, Ord 2p
Oxford Biomedica PLC, Ord 1p
Phytopharm PLC, Ord 1p
Prostrakan Group PLC, Ord 5p
Protherics PLC, Ord 2p
Provalis PLC, Ord 1p
Shire PLC, Ord 5p
SkyePharma PLC, Ord 10p
Theratase PLC, Ord 5p
Vernalis PLC, Ord 5p
ACM
AZM
ASM
ARA
AKT
ATD
AZN
ASD
BGC
CAT
DPH
GMX
GSK
GSD
HIK
IOV
MLS
OXB
PYM
PSK
PTI
PRO
SHP
SKP
THE
VER
Real estate
TIDM
Big Yellow Group PLC, Ord 10p
British Land Co PLC, Ord 25p
Brixton PLC, Ord 25p
Capital & Regional PLC, Ord 10p
Cardiff Property PLC, Ord 20p
CLS Holdings PLC, Ord 25p
Countrywide PLC, Ord 5p
Daejan Holdings PLC, Ord 25p
Derwent Valley Holdings PLC, Ord 5p
Development Securities PLC, Ord 50p
DTZ Holdings PLC, Ord 5p
Fletcher King PLC, Ord 10p
Freeport PLC, Ord 33 1/3p
Grainger Trust PLC, Ord 5p
Great Portland Estates PLC, Ord 12.5p
Hammerson PLC, Ord 25p
BYG
BLND
BXTN
CAL
CDFF
CLI
CWD
DJAN
DWV
DSC
DTZ
FLK
FPR
GRI
GPOR
HMSO
12
Helical Bar PLC, Ord 1p
Highcroft Investments PLC, Ord 25p
Land Securities PLC, Ord 10p
Liberty International PLC, Ord 50p
London & Associated Properties PLC, Ord 10p
London Merchant Securities PLC, Ord 27 18/41p
Marylebone Warwick Balfour Group PLC, Ord 50p
McKay Securities PLC, Ord 20p
Medical Property Investment Fund Ltd, Ord 10p
Minerva PLC, Ord 25p
Mountview Estates PLC, Ord 5p
Mucklow < A.& J.> Group PLC, Ord 25p
OEM PLC, Ord 25p
Panther Securities PLC, Ord 25p
Primary Health Properties PLC, Ord 50p
Quintain Estates & Development PLC, Ord 25p
Safeland PLC, Ord 5p
Savills PLC, Ord 5p
Shaftesbury PLC, Ord 25p
Slough Estates PLC, Ord 25p
Smart (J.) & Co (Contractors) PLC, Ord 10p
St. Modwen Properties PLC, Ord 10p
Teesland PLC, Ord 1p
Town Centre Securities PLC, Ord 25p
Warner Estate Hldgs PLC, Ord 5p
Workspace Group PLC, Ord 10p
HLCL
HIV
LAND
LII
LAS
LMSO
MWB
MCKS
MPF
MNR
MTVW
MKLW
OEM
PNS
PHP
QED
SAF
SVS
SHB
SLOU
SMJ
SMP
TLD
TCSC
WNER
WKP
Software & computer services
TIDM
Alphameric PLC, Ord 2.5p
Alterian PLC, Ord 25p
Anite Group PLC, Ord 10p
Autonomy Corporation PLC, Ord 1/3p
Aveva Group PLC, Ord 10p
Axon Group PLC, Ord 1p
Clinical Computing PLC, Ord 5p
Compel Group PLC, Ord 5p
Computacenter PLC, Ord 5p
Detica Group PLC, Ord 2p
Dicom Group PLC, Ord 2.5p
Dimension Data Holdings PLC, Ord USD0.01
DRS Data & Research Services PLC, Ord 5p
Electronic Data Processing PLC, Ord 5p
GB Group PLC, Ord 2.5p
Gresham Computing PLC, Ord 5p
I S Solutions PLC, Ord 2p
ICM Computer Group PLC, Ord 5p
Innovation Group PLC, Ord 2p
Intec Telecom Systems PLC, Ord 1p
iSOFT Group PLC, Ord 10p
Kewill Systems PLC, Ord 1p
LogicaCMG PLC, Ord 10p
Macro 4 PLC, Ord 5p
Microgen PLC, Ord 5p
Misys PLC, Ord 1p
Morse PLC, Ord 10p
Northgate Information Solutions PLC, Ord 10p
NSB Retail Systems PLC, Ord 2p
Parity Group PLC, Ord 5p
ALM
ALN
AIE
AU.
AVV
AXO
CLC
CGR
CCC
DCA
DCM
DDT
DRS
EDP
GBG
GHT
ISL
ICM
TIG
ITL
IOT
KWL
LOG
MAO
MCGN
MSY
MOR
NIS
NSB
PTY
Nationality restriction
• Cannot be purchased in a PEP/ISA
QA PLC, Ord 1p
Retail Decisions PLC, Ord 1p
RM PLC, Ord 2p
Royalblue Group PLC, Ord 10p
Sage Group PLC, Ord 1p
SCI Entertainment Group PLC, Ord 5p
SDL PLC, Ord 1p
Servicepower Technologies PLC, Ord 10p
Superscape Group PLC, Ord 10p
Surfcontrol PLC, Ord 10p
Tadpole Technology PLC, Ord 1p
Total Systems PLC, Ord 5p
Trace Group PLC, Ord 5p
Triad Group PLC, Ord 1p
Vega Group PLC, Ord 5p
Xansa PLC, Ord 5p
QA.
RTD
RM.
RYB
SGE
SEG
SDL
SVR
SPS
SRF
TAD
TTS
TCC
TRD
VEG
XAN
Support services
TIDM
4Imprint Group PLC, Ord 38 6/13p
Aea Technology PLC, Ord 12 2/9p
Aggreko PLC, Ord 20p
AMEC PLC, Ord 50p
API Group PLC, Ord 25p
Ashtead Group PLC, Ord 10p
Atkins (WS) PLC, Ord 0.5p
Aukett Group PLC, Ord 1p
Babcock International Group PLC, Ord 60p
BPP Holdings PLC, Ord 10p
Brambles Industries PLC, Ord 5p
Brammer PLC, Ord 20p
BSS Group PLC, Ord 5p
Bunzl PLC, Ord 32 1/7p
Capita Group PLC, Ord 2p
Carter & Carter Group PLC, Ord 4p
Communisis PLC, Ord 25p
Corporate Services Group PLC, Ord 1p
Davis Service Group PLC, Ord 30p
Dawson Holdings PLC, Ord 1p
De La Rue PLC, Ord 27 7/9p
Diploma PLC, Ord 5p
Electrocomponents PLC, Ord 10p
Enterprise PLC, Ord 5p
Erinaceous Group PLC, Ord 0.5p
Filtrona PLC, Ord 125p
Fulmar PLC, Ord 5p
Gibbs & Dandy PLC, Ord 10p
Glotel PLC, Ord 5p
Group 4 Securicor PLC, Ord 25p
Harvey Nash Group PLC, Ord 5p
Hays PLC, Ord 1p
Homeserve PLC, Ord 12 1/2p
Hyder Consulting PLC, Ord 10p
Interserve PLC, Ord 10p
Intertek Group PLC, Ord 1p
Jarvis PLC, Ord 5p
Johnson Service Group PLC, Ord 10p
Laing (John) PLC, Ord 25p
Latchways PLC, Ord 5p
FOUR
AAT
AGK
AMEC
API
AHT
ATK
AUK
BAB
BPP
BI.
BRAM
BTSM
BNZL
CPI
CART
CMS
CSV
DVSG
DWN
DLAR
DPLM
ECM
ETR
ERG
FLTR
FMR
GDYO
GLO
GFS
HVN
HAS
HSV
HYC
IRV
ITRK
JRVS
JSG
LNGO
LTC
Nationality restriction
Lavendon Group PLC, Ord 1p
Litho Supplies PLC, Ord 10p
Lorien PLC, Ord 25p
Macfarlane Group PLC, Ord 25p
Management Consulting Group PLC, Ord 25p
McAlpine < Alfred > PLC, Ord 25p
Menzies < John > PLC, Ord 25p
MICE Group PLC, Ord 4p
Michael Page International PLC, Ord 1p
MITIE Group PLC, Ord 2.5p
Mouchel Parkman PLC, Ord 0.25p
MSB International PLC, Ord 5p
Northern Recruitment Group PLC, Ord 5p
OPD Group PLC, Ord 50p
Parkwood Holdings PLC, Ord 1p
Paypoint PLC, Ord 1/3p
Penna Consulting PLC, Ord 5p
Premier Farnell PLC, Ord 5p
Quantica PLC, Ord 1p
Regus Group PLC, Ord 5p
Rentokil Initial PLC, Ord 1p
Ricardo PLC, Ord 25p
Robert Walters PLC, Ord 20p
RPS Group PLC, Ord 3p
Serco Group PLC, Ord 2p
Shanks Group PLC, Ord 10p
SHL Group PLC, Ord 10p
SIG PLC, Ord 10p
Speedy Hire PLC, Ord 5p
Spring Group PLC, Ord 10p
St. Ives PLC, Ord 10p
Travis Perkins PLC, Ord 10p
Tribal Group PLC, Ord 5p
Universal Salvage PLC, Ord 10p
VP PLC, Ord 5p
Waterman Group PLC, Ord 10p
Watermark Group PLC, Ord 1p
White Young Green PLC, Ord 5p
Wolseley PLC, Ord 25p
WSP Group PLC, Ord 5p
Wyndeham Press Group PLC, Ord 20p
LVD
LTS
LRG
MACF
MMC
MCA
MNZS
MEG
MPI
MTO
MCHL
MSB
NRG
OPD
PKW
PAY
PNA
PFL
QTA
RGU
RTO
RCDO
RWA
RPS
SRP
SKS
SHL
SHI
SDY
SRG
SIV
TPK
TRB
UVS
VP.
WTM
WMK
WHY
WOS
WSH
WDSW
Technology hardware & equipment
TIDM
Arc International PLC, Ord 0.1p
ARM Holdings PLC, Ord 0.05p
Bede PLC, Ord 2p
CML Microsystems PLC, Ord 5p
CSR PLC, Ord 0.1p
Danka Business Systems PLC, Ord 1.25p
Filtronic PLC, Ord 10p
Imagination Technologies Group PLC, Ord 10p
Intelek PLC, Ord 5p
Network Technology PLC, Ord 200p
Northamber PLC, Ord 5p
Plasmon PLC, Ord 5p
Psion PLC, Ord 15p
Radstone Technology PLC, Ord 12 1/2p
Redstone PLC, Ord 1p
ARK
ARM
BED
CML
CSR
DNK
FTC
IMG
ITK
NTY
NAR
PLM
PON
RST
RED
• Cannot be purchased in a PEP/ISA
13
Equities
Fixed interest securities
Spirent PLC, Ord 3 1/3p
Telent PLC, Ord 25p
Telspec PLC, Ord 25p
TTP Communications PLC, Ord 5p
Vislink PLC, Ord 2.5p
Wolfson Microelectronics PLC, Ord 0.1p
Zetex PLC, Ord 5p
SPT
TLNT
TSP
TTC
VLK
WLF
ZTX
Tobacco
TIDM
British American Tobacco PLC, Ord 25p
Gallaher Group PLC, Ord 10p
Imperial Tobacco Group PLC, Ord 10p
BATS
GLH
IMT
Travel & leisure
TIDM
Air Partner PLC, Ord 5p
Arena Leisure PLC, Ord 5p
Arriva PLC, Ord 5p
Aston Villa PLC, Ord 5p
Avis Europe PLC, Ord 1p
British Airways PLC, Ord 25p
Caffe Nero Group PLC, Ord 0.5p
Carnival PLC, Ord USD1.66
Center Parcs (UK) Group PLC, Ord 1p
CHE Hotel Group PLC, Ord 10p
Compass Group PLC, Ord 10p
De Vere Group PLC, Ord 31 1/9p
easyJet PLC, Ord 25p
Enterprise Inns PLC, Ord 5p
First Choice Holidays PLC, Ord 3p
Firstgroup PLC, Ord 5p
Fuller Smith & Turner PLC, 'A' Ord 100p
Go-Ahead Group PLC, Ord 10p
Greene King PLC, Ord 12 1/2p
Hardys & Hansons PLC, Ord 5p
Holidaybreak PLC, Ord 5p
Intercontinental Hotels Group PLC, Ord 10p
London Clubs International PLC, Ord 5p
Luminar PLC, Ord 25p
Millennium & Copthorne Hotels PLC, Ord 30p
Mitchells & Butlers PLC, Ord 7 1/12p
MyTravel Group PLC, Ord 30p
National Express Group PLC, Ord 5p
Newcastle United PLC, Ord 5p
Punch Taverns PLC, Ord 0.04786p
Rank Group PLC, Ord 10p
Regent Inns PLC, Ord 5p
Restaurant Group PLC, Ord 25p
Sportech PLC, Ord 5p
Stagecoach Group PLC, Ord 12/19p
Stanley Leisure PLC, Ord 25p
Wetherspoon (J.D.) PLC, Ord 2p
Whitbread PLC, Ord 58 1/3p
William Hill PLC, Ord 10p
Wolverhampton & Dudley Breweries PLC, Ord 29.5p
14
UK government stocks (gilts)
Up to 5 years
Treasury 7.75% Stk 2006
Treasury 7.5% Stk 2006
Treasury 8.5% Ln 2007
Treasury 4% Stk 2009
Treasury 4.5% Stk 2007
Treasury 5.75% Stk 2009
Treasury 7.25% Stk 2007
Treasury 9% Ln 2008
Treasury 5.5% Ln 2008/12
Treasury 5% Stock 2008
Treasury 6.25% Stk 2010
Treasury 4.75% Ln 2010
AIP
ARE
ARI
ASV
AVE
BAY
CFN
CCL
CPK
CEU
CPG
DVR
EZJ
ETI
FCD
FGP
FSTA
GOG
GNK
• HDYS
HBR
IHG
LCI
LMR
MLC
MAB
MT.S
NEX
NCU
PUB
RNK
REG
RTN
SPO
SGC
SLY
JDW
WTB
WMH
WOLV
Nationality restriction
Convertibles
•
•
•
•
•
•
•
•
•
•
•
•
TR6
TR7H
TR8H
TS09
T4H
T009
T07
T09
T12
T508
T6Q
TR4T
Five to ten years
CODE
Conversion 9% Ln 2011
Treasury 7.75% Ln 2012/15
Treasury 5% Stk 2012
Treasury 5% Stk 2014
Treasury 8% Stk 2013
Treasury 8% Stk 2015
Treasury 4.75% Stk 2015
CV11
T15
T512
T514
T813
TY8
T4T
Ten to fifteen years
CODE
Treasury 8.75% Stk 2017
Treasury 4.75% Stk 2020
TR17
TS20
Over fifteen years
CODE
Treasury 8% Stk 2021
Treasury 5% Stk 2025
Treasury 6% Stk 2028
Treasury 4 1/4% Stk 2032
Treasury 4.25% Stk 2055
Treasury 4.25% Stk 2036
TR21
TR25
TR28
TR32
TR4Q
T4Q
Undated
CODE
Consolidated 4% Ln (Undated)
Treasury 2.5% Stk (Undated)
CN4
T2H
Index linked
CODE
Treasury 2.5% Index-Linked 2009
Treasury 2.5% Index-Linked 2016
Treasury 2% Index-Linked 2006
Treasury 2.5% Index-Linked 2011
Treasury 2.5% Index-Linked 2013
Treasury 2.5% Index-Linked 2020
Treasury 2% Index-Linked 2035
Treasury 2.5% Index-Linked 2024
Treasury 4.125% Index-Linked 2030
• Cannot be purchased in a PEP/ISA
CODE
Nationality restriction
•
•
TR09
TR16
TR2
TR2H
T13I
T2HI
T2IL
T24I
T30I
BAE SYSTEMS PLC,
7.75%(net) Cum Cnv Red Prf 25p 2007
Balfour Beatty PLC, 10.75% Cum Cnv Red Prf 1p 2020
Brit Insurance Holdings PLC,
UTS 8.5% Cnv Uns Subord Ln Stk
Laing (John) PLC, 6.4% (Net) Cnv Cum Pref 100p
Real Estate Opps Ltd,7.5% Conv Uns Ln Stk 100p, 2011
Rexam PLC, 7.75p Cnv Prf
Slough Estates PLC, 8.25%(Net) Cum Cnv Red Prf 25p 2011
Utilico Investment Trust PLC,
3.75% Cnv Uns Ln Stk 2009
Wagon PLC, 7.25% (Net) Cnv Ptg Pref Shares 10p
TIDM
•
BREU
LNGB
REOA
REXA
SLOA
•
UILA
WAGA
Debentures & loan stocks
British Land Company PLC,
9 3/8% Mortgage Debenture 2028
British Empire Sec & Gen Tst PLC, Units of Eq. Uns Ln 2013
Pubco PLC, 11.25% Several Deb Stk 2006
Severn River Crossing PLC,
6.125% Index-Linked Debent 2013
Whitbread Group PLC, 11 5/8% Debenture 2011
Witan Investment Trust PLC, 8.5% Debenture Stock 2016
BA.A
BBYB
CODE
•
•
BA89
BTEA
69IB
50IE
61JT
62JT
Preference stocks
TIDM
Abbey National PLC, 8 5/8% Non-Cum Stlg Prf 100p
Antofagasta PLC, 5% Cum Prf 100p
Aviva PLC, 8 3/4% Cum Irrd Preference 100p
Aviva PLC, 8 3/8% Cum Irrd Preference 100p
Bristol Water PLC, 8.75% Cum Irrd Prf 100p
Bellway PLC, 9.5% Cum Red Prf 2014 100p
Co-operative Bank PLC, 9.25% Non-cum Irrd Prf 100p
Ecclesiastical Insurance Office PLC,
8.625% Non Cum Irr Prf 100p
General Accident PLC, 8 7/8% Cum Irrd Preference 100p
General Accident PLC, 7 7/8% Cum Irrd Preference 100p
HBOS PLC, 9 1/4% Non-Cum Irrd Prf Shares 100p
HBOS PLC, 9.75% Non-Cum Irrd Prf Shs 100p
HBOS PLC, 6.475% Non-Cum Pref Shs 100p
Northern Electric PLC, 8.061p(NET) Cum Prf Shs 1p
National Grid PLC, Non Cum Prf ‘B’ Shs, 10p
National Westminster Bank PLC,
9% Ser ‘A’ Non-Cum Prf 100p
Royal & Sun Alliance Ins. Grp PLC,
7 3/8% Cum Irrd Pref 100p
Smith (W H) PLC, Non Cum Pref 85p
Standard Chartered PLC, 7 3/8% Non-Cum Irrd Prf, 100p
Standard Chartered PLC, 8 1/4% Non-Cum Irrd Pref
ANLB
70GD
AV.A
AV.B
BWRA
BWYA
CPBB
• Cannot be purchased in a PEP/ISA
ELLA
GACA
GACB
HBOA
HBOB
HBOX
NTEA
NG.B
NWBD
RSAB
SMWC
STAB
STAC
15
Fixed interest and AIM securities
OEICs, unit trusts & ETFs
The convertibles, debentures, loan stocks
and preference shares named in this section
are those currently dealt in by Alliance Trust
Savings, on behalf of its customers. It is not
an exhaustive list. If you wish to purchase a
security not named above, please contact us.
Under Financial Services Authority (FSA)
rules, OEICs and unit trusts are “schemes” or
“packaged products”. Alliance Trust Savings
is required to provide you with Key Features
before you initiate the purchase of any of
these securities for the first time.
AIM securities
AIM securities, which meet the criteria set
out in the table on page 1, can be purchased
in the Select Pension and Select Investment
Plan. They are not eligible for investment in
the Select PEP or Select ISA.
Please contact us if you want to check the
availability of a specific AIM security.
If you want to purchase an OEIC or unit
trust you do not already hold:
1 Obtain the Key Features from
www.alliancetrust.co.uk, your customer
services team or email:
contact@alliancetrust.co.uk
2 Detach and complete the confirmation
form at the back of the Key Features to
confirm you have read and understood
the Key Features. If you do not attach a
confirmation form, Alliance Trust Savings
cannot accept your purchase instruction.
3 Send it back to Alliance Trust Savings with
your instruction.
Data supplied by Thomson Financial, CRESTCo Limited and
FTSE International Limited
The FTSE Global Classification Universe is compiled
and administered by FTSE International Limited (“FTSE”)
in conjunction with the Institute of Actuaries and the
Faculty of Actuaries. ©FTSE International Limited 2005.
All rights reserved.
“FTSETM” is a trade mark of the London Stock Exchange plc
and The Financial Times Limited and is used by
FTSE under licence.
16
Nationality restriction
Open Ended Investment
Companies (OEICs) & unit trusts
AEGON Ethical Corporate Bond Fund, Class A Inc shares
AEGON European Bond Fund, Class A Inc shares
AEGON High Yield Bond Fund, Class A Inc shares
AEGON Sterling Corporate Bond Fund,
Class B Inc shares (Inst)
AEGON UK Equity Fund, Class B Inc shares (Inst)
Cazenove UK Corporate Bond Fund, Class A Inc shares
Cazenove UK Growth and Income Fund,
Class X Inc shares (Inst)
Fidelity American Fund, Inc shares
Fidelity European Fund, Acc shares (Retail)
Fidelity Japan Fund, Acc units
Fidelity MoneyBuilder Global Fund, Acc units
Fidelity MoneyBuilder Balanced Fund, Inc shares
Fidelity MoneyBuilder Income Fund, Inc shares
Fidelity Special Situations Fund, Acc shares
Fidelity Wealthbuilder, Acc units
Gartmore Emerging Markets Opps Fund, Acc shares (Retail)
Gartmore UK Index Fund, Income shares
Gartmore US Opportunities Fund, Acc shares (Retail)
Insight Investment Equity High Inc Fund, Inc shares (Inst)
Insight Investment Evergreen Fund, Acc shares (Inst)
Insight Investment Monthly Income Fund, Inc shares (Inst)
Insight Investment UK Corporate
Bond Fund, Inc shares (Retail)
Investec Cautious Managed Fund, Inc shares
Investec Global Free Enterprise Fund, Acc shares
Investec Global Technology Fund, Class A Acc shares
Investec UK Value Fund, Inc shares
Legal & General All Stocks Gilt Index Trust,
Distribution units
Legal & General All Stks Index Linked Gilt Index Trust,
Distribution units
Legal & General European Index Trust, Distribution units
Legal & General Fixed Interest Trust, Distribution units
Legal & General High Income Trust, Distribution units
Legal & General Japan Index Trust, Distribution units
Legal & General Managed Income, Inc units
Legal & General Pacific Growth, Inc units
Legal & General Pacific Index Trust, Distribution units
Legal & General UK Index Trust, Distribution units
Legal & General US Index Trust, Distribution units
M&G Corporate Bond Fund, Class A Inc shares,
M&G European Corporate Bond Fund, Class A Inc shares
M&G European High Yield Bond Fund, Class A Inc shares
M&G Extra Income Fund, Class A Inc shares
M&G Fund of Investment Trust Shares, Class A Acc shares
M&G Gilt and Fixed Interest Income Fund, Class A Inc shares
M&G Global Basics Fund, Class A Inc shares
M&G Global Managed Bond Fund, Class A Inc shares
M&G High Yield Corporate Bond Fund, Class X Inc shares
M&G Income Fund, Class A Inc shares
M&G International Growth Fund, Class A Inc shares
M&G International Sovereign Bond Fund, Class A Inc shares
M&G Managed Growth Fund, Class X Inc shares
M&G Property Portfolio, Class A Inc units
• Cannot be purchased in a PEP/ISA
CODE
AEGE
AEGB
AEGA
AEGO
AEGU
CAZH
CAZU
FAMI
FEUA
FJAA
FMBA
FMBB
FMBI
FSSA
FWBA
GEMA
GUKI
GUSA
IIEI
IIEV
IIMI
IIUC
INCI
IGFA
IGTA
IUVI
LGSG
LGIG
LGEI
LGFI
LGHI
LGJI
LGMI
LGPG
LGPI
LGUK
LGUS
M&GA
M&GE
M&GF
M&GT
MGFA
M&GL
MGBA
M&GM
M&GY
M&GN
MGII
M&GS
MGGI
MGPA
17
OEICs, unit trusts & ETFs
M&G Recovery Fund, Class A Inc shares
M&G South East Asia Fund, Class A Inc shares
M&G UK Select Fund, Class A Inc shares
Morley Property Investment Fund, Inc units
New Star European Growth, Class R Acc shares
New Star Fixed Interest, Inc units
New Star Global Financials Fund, Class A Acc shares
New Star Global Strategic Cap, Inc units
New Star Monthly Income, Inc units
New Star Property, Acc units
New Star Pacific Growth, Inc units
New Star Sterling Bond, Inc units
New Star UK Alpha, Class R Acc shares
New Star UK Special Situations, Class A Acc shares
New Star UK Strategic Capital, Inc units
Norwich Corporate Bond Fund, Class 2, Income shares (Inst)
Norwich Distribution Fund, Class 2 Inc shares (Inst)
Norwich Higher Income Plus Fund, Class 2 Inc shares (Inst)
Norwich Managed High Income Fund,
Class 2 Inc shares (Inst)
Norwich Property Trust, Inc units
Norwich UK Equity Fund, Class A Inc shares (Inst)
Norwich UK Equity Income Fund, Class 2 Inc shares
Old Mutual Corporate Bond Fund, Inc units
Old Mutual Equity Income Fund, Inc units
Old Mutual Ethical Fund, Class A Inc shares
Old Mutual Extra Income Fund, Inc units
Old Mutual Japanese Select Fund, Inc units
Old Mutual North American Equity Fund, Inc units
Old Mutual UK Select Smaller Cos Fund, Inc shares
Premier Alliance Trust Asia-Pacific Equity Fund
Premier Alliance Trust Japan Equity Fund
Schroder European Fund, Inc units
Schroder Income Fund, Inc units
Schroder Pacific Fund, Inc units
Schroder Tokyo Fund, Inc units (Retail)
Schroder UK Mid 250 Fund, Inc units (Retail)
Schroder UK Smaller Cos Fund, Inc units (Retail)
Schroder US Smaller Cos Fund, Inc units (Retail)
Threadneedle Equity & Bond Fund, Acc shares
Threadneedle European Fund, Acc shares
Threadneedle Global Equity, Acc shares
Threadneedle Global Equity & Bond Fund, Acc shares
Threadneedle Global Select Fund, Acc shares
Threadneedle Latin American Fund, Acc units
Threadneedle UK Corporate Bond Fund, Inc shares
M&GR
MGSE
M&GP
MPIU
NSER
NSFI
NSGF
NSGS
NSMI
NSPA
NSPG
NSBI
NSUR
NSSA
NSUC
NORI
NORD
NORH
Exchange Traded Funds (ETFs)
CODE
iShares € Inflation Linked Bond
iShares £ Corporate Bond
iShares AEX
iShares DJ Euro STOXX 50
iShares DJ Euro STOXX Growth
iShares DJ Euro STOXX MidCap
iShares DJ Euro STOXX Select Dividend
iShares DJ Euro STOXX SmallCap
iShares DJ Euro STOXX Value
18
iShares DJ STOXX 50
iShares FTSE 100
iShares FTSE 250
iShares FTSE UK Dividend Plus
iShares FTSE/EPRA European Property Index Fund
iShares FTSE/Xinhua China 25
iShares FTSEurofirst 100
iShares FTSEurofirst 80
iShares MSCI AC Far East ex-Japan
iShares MSCI Brazil
iShares MSCI Eastern Europe
iShares MSCI Emerging Markets
iShares MSCI Japan
iShares MSCI Korea
iShares MSCI Taiwan
iShares MSCI World
iShares S&P 500
EUN
ISF
MIDD
IUKD
IPRP
FXC
IEUT
IEUR
IFFF
IBZL
IEER
IEEM
IJPN
IKOR
ITWN
IWRD
IUSA
NORM
NPTU
NORE
NORQ
OMCB
OMEQ
OMEA
OMEI
OMJS
OMNA
OMUS
PATA
PATJ
SEUI
SINI
SPAI
STOI
SUMI
SUKI
SUSI
TECA
TEGA
TGEQ
TGEB
TGSA
TLAA
TUCI
IBCI
SLXX
IAEX
EUE
IDJG
DJMC
IDVY
DJSC
IDJV
Nationality restriction
• Cannot be purchased in a PEP/ISA
Alliance Trust Savings Limited is registered in Scotland No. SC 98767; authorised and regulated by the Financial Services Authority
and gives no financial or investment advice. Full statements on our privacy policy, related policies and statutory legal information
are available on our website www.alliancetrust.co.uk. ‘alliancetrust’ is the brand name of Alliance Trust PLC and its subsidiaries.
xxxxx (January 2007)
Alliance Trust Savings Limited, PO Box 164, Meadow House, 64 Reform Street, Dundee DD1 9YP.
Tel +44 (0)1382 201900 Fax +44 (0)1382 202250
Email contact@alliancetrust.co.uk Web www.alliancetrust.co.uk