REVIEWS REVIEWS REVIEWS Growing fuel: a sustainability assessment of willow biomass crops Timothy A Volk1, Theo Verwijst2, Pradeep J Tharakan1, Lawrence P Abrahamson1, and Edwin H White1 Global energy use projections predict that biomass will be an important source of renewable energy in the coming decades. Short-rotation woody crops will be the prime source of this biomass. However, the sustainability of woody crops has been questioned. Using internationally accepted forest sustainability criteria, an assessment of willow biomass crops indicates that they are sustainable compared to agricultural land and the fossil fuel-based energy systems they will replace. Assessing each criterion also reveals aspects of willow crop systems that should be addressed to further improve sustainability. Biological characteristics and management of willow create a structurally diverse habitat for an array of species and protect soil and water resources. Biomass from willow crops can be used to produce energy with no net addition of CO2 to the atmosphere. The implementation of good management practices will maintain productivity over multiple rotations. Rural development and environmental benefits associated with deployment and use will accrue to the local community because of the willow system’s short supply chain. The economic valuation of these benefits are necessary for the deployment of woody crops, which in turn can help society become more sustainable. Front Ecol Environ 2004; 2(8): 411–418 T he development and use of biomass resources for bioproducts and bioenergy has become a critical priority in North America, Europe, Australia, and elsewhere. This is driven by growing concerns about environmental impacts associated with the use of fossil fuels, national energy security, sustainability of natural resources, and the need to revitalize rural economies (National Research Council 2000). Biomass can come from a number of different sources, including forests, agricultural crops, various residue streams, and dedicated woody or herbaceous crops. There has been increasing interest in developing dedicated woody crops grown on short rotations, primarily because of the multiple environmental, rural development, and social benefits associated with In a nutshell: • Biomass from short-rotation woody crops can be grown sustainably as a feedstock for energy and products currently produced from fossil fuels • Woody crops enhance biodiversity, protect soil and water resources, are CO2 neutral, and provide rural development benefits • Addressing weaknesses in the production and use of woody crops would improve the sustainability of the system • Valuation of environmental and rural development benefits associated with woody crops is essential for the creation of a commercial enterprise 1 Faculty of Forest and Natural Resources Management, State University of New York College of Environmental Science and Forestry, Syracuse, NY 13210, USA (tavolk@esf.edu); 2 Department of Short Rotation Forestry, Swedish University of Agricultural Sciences, PO Box 7016, SE-750-07 Uppsala, Sweden © The Ecological Society of America their production and use (Abrahamson et al. 1998; Verwijst 2001). Biomass currently provides about 10.5% of the global primary energy supply (IEA 2002), although some is not being produced and used sustainably. Most projections of global energy use predict that biomass will be a more important component of primary energy sources in the future, and that woody crops will be the primary source of biomass (Berndes et al. 2003). In addition to combustion and gasification conversion pathways for power and heat production, woody crops represent a uniform, locally available feedstock for the production of liquid fuels, chemicals, and other advanced materials currently made from petroleum products. Woody crop systems involve genetically improved plant material grown on open or fallow agricultural land. They require intensive site preparation, nutrient inputs, and short rotations (3–10 years). In northern temperate areas, woody crop development has focused on willow shrubs (Salix spp) and hybrid poplar (Populus spp), while eucalyptus (Eucalyptus spp) has been a model species in warmer climates. Willow has several characteristics that make it ideal for woody crop systems, including high yields obtained in a few years, ease of vegetative propagation, a broad genetic base, a short breeding cycle, and the ability to resprout after multiple harvests. There are about 450 species of willow worldwide (Argus 1997), ranging from prostrate, dwarf species to trees that are over 40 m high. The willows used in woody crop systems are primarily drawn from the subgenus Caprisalix (Vetrix), which includes over 125 species worldwide. While they share many characteriswww.frontiersinecology.org 411 Sustainability of willow biomass crops 412 1.50 m 0.76 m 0.61 m TA Volk et al. mined by site conditions (Mitchell 1999). The perennial nature, rapid growth, diffuse fibrous root systems, and tolerance of high planting density makes willow ideal for a wide range of applications across the landscape. It has been used in Europe and North America for phytoremediation, nutrient recycling and management, living snowfences, riparian buffers, and alternative landfill covers. By establishing woody crops in strategic positions across the landscape, biomass can be produced while simultaneously addressing other environmental concerns (Verwijst 2001). Sustainability of willow biomass crops Figure 1. Willow biomass crops planted in the typical doublerow configuration. Plants have just sprouted in the spring, after being cut back to ground level (coppiced) during the winter. Each willow plant will develop multiple (6–15) stems. Arrows indicate the recommended spacing for willow biomass crops, resulting in a plant density of just over 14 000 per hectare. tics, their growth habits, life history, and resistance to pests and diseases vary. This diversity is important in the successful development of woody crops. Willow production and applications Willow has been used for soil conservation, windbreaks, basket and furniture production, and ornamental planting for centuries. Its use declined at the beginning of the 20th century, as other materials became available. However, interest in willow has grown dramatically, particularly in Sweden, since the energy crisis of the 1970s. Willow cultivation there has expanded from a few hectares in 1970 to about 17 000 ha at present. The cultivation of about 200 000 ha is envisaged in Sweden alone during the next 15 years (Verwijst 2001). Other countries are also developing plans for large areas of woody crops. Willow crop cultivation occurs on agricultural or open, fallow land and requires a knowledge of both forestry and agronomy. A double-row configuration is used, with a density of 10 000–20 000 plants per hectare (Figure 1), depending on soil conditions, rotation length, and desired dimensions of the end product. Unrooted cuttings are planted following agricultural-type site preparation and complete weed control that is begun in the fall prior to planting. Cover crops can be established on sites prone to erosion. Planting machinery cuts 12–24-cm long sections from 100–200 cm dormant whips, then plants them flush with the soil surface. Willow is typically harvested on a 3–4-year cycle, using modified agricultural equipment that cuts and chips the biomass in a single operation. Willow plants resprout vigorously after each harvest. Seven to eight harvests are possible from a single planting (Figure 2). Nutrients, particularly nitrogen (N) in organic or inorganic form, are applied after each harvest, the rates and types being deterwww.frontiersinecology.org The concept of sustainability is based on human values associated with environmental, economic, and social components that need to be integrated and balanced. Since sustainability is based on values that will change among stakeholders and across both temporal and spatial scales, it is not an absolute (Bridge et al. 2003; Floyd 2002). Differences in values associated with sustainability often result in disagreements among stakeholders on effective, objective mechanisms to assess the sustainability of biomass systems and, in particular, woody crops. National and international groups have set protocols that use criteria and indicators to assess sustainable forest management in different regions of the world. While these protocols were not designed specifically for woody crops, they provide an objective framework to assess widely agreed upon values relevant to woody crop systems. Criteria reflect the forest values that stakeholders identify and want to sustain or enhance; they are the goals or outputs from the system. For each criterion, there are sets of indicators, which are measurable parameters used to assess whether the goals are being achieved. While indicators provide qualitative and quantitative information about the system, they are measurement and monitoring systems and do not have specific standards or targets (Bridge et al. 2003; Floyd 2002). Criteria and indicators provide a framework to assess the current state of forests and determine if improvements are being made over time, or if changes in management practices or policies make the system more sustainable. Despite the variation in forest types and stakeholders, a suite of common criteria has emerged from the six different international protocols used to assess sustainable forestry. These include (1) conservation of biological diversity; (2) conservation of soil and water resources; and maintenance of (3) the forest ecosystem’s contribution to global carbon cycles, (4) forest ecosystem productivity and health, (5) socioeconomic benefits, and (6) a policy and legal framework (Floyd 2002). Depending on the international protocol, there are 25 to 67 indicators for these criteria, many of which are conceptually similar between protocols. While many of the indicators are relevant to woody crops, others are not; trying to assess all the indicators for woody crops is therefore not possible here. However, the agreed upon criteria provide a useful framework to discuss the sustainabil© The Ecological Society of America TA Volk et al. Sustainability of willow biomass crops Three years after coppice, willow are 5-8 meters tall and ready to be harvested. (7-8 rotations). Proper area preparation is essential in establishing a successful crop. Trees are about two meters tall one year after coppice. Four weeks after planting, the willow plants are 10–20 cm tall. With an established root system, the plants resprout vigorously after being coppiced. Figure 2. Willow biomass crop growth cycle. Once the crop is established, seven to eight harvests at 3–4-year intervals are possible (indicated by the cycle of green arrows) before the crop needs to be replanted. After each harvest, the willow resprouts the following spring and develops rapidly. ity of willow biomass crops in northern temperate zones. Assessments of the sustainability of woody crops using these criteria will be made by comparing their performance to fallow or agricultural land (the land use they will replace), or to fossil-fuel systems currently used to produce electricity. Conservation of biological diversity A common misconception about woody crops is that monocultures are planted across the landscape, creating “biological deserts”. In fact, mixtures of different species and hybrids are established by planting blocks of different varieties across a field (Figure 3) or random mixtures of varieties within each row. These mixtures enhance structural and functional diversity and reduce the impact of pests and diseases (McCracken and Dawson 2001). At a landscape level, willow crops provide diverse habitats because they are managed on 3-year coppice rotations. Each spring, about one third of the planted area in a region is in a more open habitat as the willows regrow following harvesting. The other two thirds of the area is shrub habitat. The combination of different varieties and stages of growth creates a three-dimensional, structurally diverse, and stable habitat for a range of wildlife (Rich et al. 2001). The impact of willow crops on biodiversity has been assessed by monitoring organisms both above and below© The Ecological Society of America ground. Between 24 and 41 species of birds regularly use woody crops (Sage 1998; Dhondt and Wrege 2003; Figure 4) and show preferences for different willow varieties (Dhondt et al. in press). Diversity in woody crops is greater than on agricultural land and comparable to natural habitats, including shrub land, eastern deciduous forests, and traditional coppice (Sage 1998; Dhondt and Wrege 2003). Soil microarthropods, organisms essential for the decomposition of organic matter and nutrient cycling, have often been used as indicators of belowground biodiversity. The diversity and density of soil microarthropods under willow immediately after planting is similar to that in agricultural fields that are tilled annually, but lower than in undisturbed fallow fields. Four years after planting, however, the density and diversity of soil microarthropods under willow are similar to levels in nearby undisturbed, fallow fields (Minor et al. 2004). Because of the perennial nature of the crop, it is anticipated that these levels will be maintained or increased. The North American and European landscape is becoming increasingly fragmented into smaller, disconnected patches. Fragmentation reduces species diversity and can create ecological traps for nesting birds. This occurs when breeding birds are attracted to a particular patch of habitat but are not able to maintain a viable population because of low reproductive success. In upstate New York, nesting success in willow fields was similar to www.frontiersinecology.org 413 Sustainability of willow biomass crops TA Volk et al. woody crops. Currently, weeds are aggressively controlled during establishment because they are a primary factor limiting production. Initial studies indicate that the economic threshold for weed populations is high enough to increase plant diversity without compromising production (Sage 1999). Actively establishing shade-tolerant herbaceous species with slow growth and low transpiration rates under willow crops can enhance plant and animal diversity and potentially improve biological control of pests (Tucker et al. 1997). Further work on IPM approaches is necessary so that the concepts can be applied on a commercial scale. 414 Conservation of soil and water quality Figure 3. Different varieties of willow biomass crops planted as blocks across resources a field. These plants are three-quarters of the way through the first growing season, after being coppiced. Willow crop management has been designed to complement biological processes in maintaining or improving site conditions. It also effectively addresses concerns about nutrient depletion and soil compaction associated with repeated harvesting. A critical design feature is harvesting after leaf fall, when the translocation of leaf, branch, and stem nutrients to roots for winter storage has occurred. These nutrients are essential for vigorous sprouting the following spring. Nutrients that are not translocated from the foliage are returned to the system in litter, which, when mineralized, can supply a third to two thirds of the annual nutrient demand (Ericsson et al. 1992). Research and years of commercialscale applications indicate that willow crops do not decrease soil nutrient levels or have other detrimental impacts on soil properties (Jug et al. 1999; Volk 2002). However, monitoring and assessment of soil conditions is required over the 20–30-year operational life of willow, to ensure this remains the case. Nitrogen is added in the spring, at the beginning of each rotation, when the crop is actively growing (Danfors et al. 1998; Volk et al. 1999). This ensures that the maximum amount of N is assimilated by the crop, rather than lost from the site or used by weeds. The amount applied should replace the quantity removed during harvest, in order to maintain soil productivity rather than trying to boost site productivity. Nitrogen is applied as synthetic fertilizer or organic residuals, such as biosolids or manure, that would otherwise be managed as waste streams. There is negligible N leaching from willow crops when it is applied to actively growing plants, even with higher than recommended annual applications (Mortensen et al. 1998; Aronsson et al. 2000). Figure 4. Wood thrush (Hylocichla mustelina) nesting in willow biomass The need for other nutrients, and rates of crops. Declining shrub habitat has resulted in the wood thrush being listed as a application, should be determined at each site, species of concern in New York State. based on soils information. Courtesy of A Dhondt, Cornell University other natural habitats (Dhondt and Wrege 2003). Other negative impacts of fragmentation can be reduced by strategically planting woody crops to act as “ecological corridors”, through which species can migrate between patches, and as buffers around natural areas (Sage 1998). While the structural and plant species diversity of woody crops is much greater than annual agricultural systems (Weih et al. 2003), it can be improved. Plant diversity can be enhanced without compromising productivity by actively planting and managing vegetation in unplanted areas in and around the crop, which typically amount to 4–7% of a field (Figure 5). The proportion and active management of open areas could be increased if the benefits of improved diversity were valued through programs such as the conservation reserve program in the US (Tharakan et al. in press.) Adopting an integrated pest management (IPM) approach to weeds is another way of increasing diversity in www.frontiersinecology.org © The Ecological Society of America TA Volk et al. The three colors represent 1-, 2-, and 3-year-old willow biomass crops. This age distribution is maintained by harvesting the portion of the field with 3-year-old willow each dormant season. An annual harvest of a portion of the crop provides a regular stream of income for the landowner. Sustainability of willow biomass crops Spaces are left between the crops to facilitate access to the crop for harvesting and maintenance. Headlands, up to 10 m wide, at the ends of the rows provide space to turn harvesting equipment around. Planting these spaces with a selected mix of species can increase plant diversity Figure 5. Representation of a typical field planting design for willow biomass crops. The area contains three age classes, with a number of different willow varieties in each. Mixing varieties across the field increases landscape diversity and may help reduce impacts from potential pests and diseases. (Modified from Anon 1996, created by J Ballard.) In conventional agriculture, soil erosion is a serious threat to long-term productivity because it reduces rooting depth and removes nutrient-rich topsoil. Once willow crops are established, erosion potential is very low because of their perennial nature, extensive root system, and the litter layer that develops. However, soil erosion during establishment is a concern. Recommended site preparation results in limited vegetation cover on the field for about a year and a half, from the time of fall plowing until the crop canopy begins to close in the second growing season. Soil losses during that time can be comparable to losses from annual row crops, depending on the site, soil type, and weather patterns. Systems that provide soil cover during the establishment phase, without compromising production, are being developed, based on experience with cover crops in orchard and vine crops (Malik et al. 2001; Volk 2002). Additional research is needed, so that these methods become more widely adopted. Although the amount of traffic on fields with woody crops is a fraction of that which occurs with agricultural crops, the potential for soil compaction exists. Harvesting when the soil is wet and not frozen has the greatest potential to cause substantial soil compaction, so harvesting under these conditions should be avoided. Developed willow crop root systems are extensive and diffuse enough to support harvesting equipment when soils are relatively dry (Mitchell et al. 1999). Forest ecosystems and global carbon cycles Woody crops influence global carbon cycles by taking up carbon through photosynthesis and sequestering it in above- and belowground biomass, and by displacing fossil fuels as a source of energy and products. Woody crops will © The Ecological Society of America have the greatest impact on global carbon cycles by displacing fossil fuels, because woody-crop biomass used to generate electricity is carbon neutral (Mann and Spath 1997; Matthews 2001; Heller et al. 2003). This means that the amount of carbon released during the production, harvest, transportation, and conversion of the biomass is equal to the amount taken up by the growing crop (Figure 6). The production and conversion of willow biomass can therefore produce electrical energy with no net addition of CO2 to the atmosphere. This is an important benefit, in view of the growing concerns about the impacts of increasing CO2 emissions from fossil fuel combustion. If the 40 million ha of land available for woody crops in the US were planted and harvested to offset coal use for energy production, up to 76% (0.30 Pg of C per year) of the carbon offset targets for the US under the Kyoto Protocol could be met (Tuskan and Walsh 2001). Portions of the willow production system produce other greenhouse gases, so the production of electricity from woody crops has a small global warming potential (39–52 kg CO2 equivalent per MWh of electricity), depending on the conversion technology. This is the same order of magnitude as wind and building integrated photovoltaic systems (Heller et al. 2004). While progress can be made to reduce these emissions, especially through better use of N fertilizers, they are far lower than emissions from coal (over 1000 kg CO2 equivalent per MWh) or natural gas (600 kg CO2 equivalent per MWh) (Mann and Spath 1999). Willow crops can be thought of as solar collectors that convert the sun’s energy and store it as woody biomass. The net energy ratio from the production and harvest of willow biomass ranges from 1:29 to 1:55 (Matthews 2001; Heller et al. 2003). This means that for every unit of nonrenewable fossil fuel energy used to grow and harvest wilwww.frontiersinecology.org 415 Sustainability of willow biomass crops TA Volk et al. 416 100% Carbon closure Assumes 0.25t / ha/yr increase in soil carbon Feedstock production Transportation Power plant construction Net CO2 emissions: • 46g CO2 equivalent/kwh assuming no change in soil carbon • 0g CO2 equivalent/kwh for 0.25t/ha/yr increase in soil carbon. used to keep pests below economic injury level by minimizing the frequency, duration, extent, and intensity of outbreaks (Tucker and Sage 1999). Better information on acceptable pest levels needs to be developed so that IPM can be more widely implemented. One aspect of IPM that is actively employed is planting each field with different varieties that are resistant to various pests and weed competition (Mc-Cracken and Dawson 2001). Maintenance of socioeconomic benefits This criterion is the most difficult to assess accurately, but is often cited as an important value by many stakeholders. While some impacts, such as job creation and monetary gains, can be measured in economic terms, other important aspects, such as local community participation and the involvement of local and regional government and non-government organizations, are harder to quantify. Willow’s low energy density, which limits transportation distances, and its organic nature, which limits storage time, result in a short spatial and temporal supply chain. This characteristic means that crop and energy expenditures are recirculated through the local economy, which should translate into economic and social benefits (IEA 2003). In contrast, about 80% of the energy used in New York State is currently imported, resulting in a net outflow of $1800 per person per year (NYSERDA 2001). If a small portion of those funds were recirculated through the local economy via the deployment of woody crops, the positive impacts would be substantial. Biomass energy has the potential to create more jobs per unit of energy than other renewables or fossil fuels. In Europe, almost 80 000 jobs related to woody and herbaceous energy crops will be created by 2020 (ECOTEC 1999). About 75 direct and indirect jobs will be created for every 4000 ha of willow crops that are established in New York state, generating over $500 000 per year in revenue for local and state governments (Proakis et al. 1999). Due to the short supply chain of woody crops, active participation by local stakeholders in project planning, development, and operation is required to ensure success and the realization of socioeconomic benefits (Anon 1996). Failure to engage and respond to local concerns not only undermines the sustainability of the system, but has resulted in the failure of projects, almost half the time due to local opposition (Upreti in press). Figure 6. Carbon cycle and energy return on investment results from life-cycle analysis of willow biomass crops. The amount of CO2 produced during production, transportation, and use of willow biomass is offset by the CO2 taken up during photosynthesis by the plants growing in the field. Numbers in red indicate the flow of one unit of non-renewable fossil-fuel energy into the system (left side) and the amount of biomass (center) or electrical energy (right) produced. (Modified from Mann and Spath 1997, created by J Ballard.) low, between 29 and 55 units of stored energy in biomass are produced. If this biomass is transported to a power plant and used to generate electricity, the net energy ratio is 1:11 when the biomass is co-fired with coal (Heller et al. 2003) and 1:16 for a gasification system (Mann and Spath 1997). In contrast, the net energy ratio for ethanol produced from corn is 1:1.3 (Shapouri et al. 2002) and 1:0.4 for electricity generated from coal and natural gas (Mann and Spath 1999). Maintenance of forest ecosystem productivity and health Consistently high production for seven or more rotations is important for both biological and economic success. Yields have increased up to 130% from first to second rotation (Larson 2001; Volk et al. 2001) and were maintained or increased through the fourth rotation (Larson 2001; Figure 7). Part of the yield increase is due to changes in above- and belowground allocation patterns. More biomass is allocated to the aboveground portion in later rotations, since the root system developed during the first rotation remains intact. Data and experience indicate that the productive capacity of woody crops can be maintained with proper management. Poor management decisions, such as harvesting during the growing season or failing to manage competing vegetation during establishment, will undermine long-term productivity. A variety of pests, including insects, diseases, weeds, and browsing mammals, have the potential to limit willow crop production. Integrated pest management (IPM) should be www.frontiersinecology.org © The Ecological Society of America TA Volk et al. Concerns are expressed that deployment of woody crops will compete for land used for food production. However, in both North America and Europe, government programs pay landowners to take millions of hectares of agricultural land out of production. Woody and herbaceous energy crops are projected to supply 1.5 quadrillion Btus annually in the US by 2025 (EIA 2003). At current yields of 10 odt per hectare per year, this would require only about 25% of the 40 million ha of surplus and fallow agricultural land that is suitable for these crops (Graham 1994). With recent advances in breeding, the proportion required could be closer to 15%, thereby avoiding conflict with land used for agricultural production. Biomass from woody crops is currently not cost-competitive with fossil fuels such as coal (Tharakan et al. in press). Much of the price differential, however, can be attributed to “market failure”. In conventional energy markets, the social and environmental costs associated with the production and use of fossil fuel use are mostly ignored, resulting in an overprovision of fossil fuel-based energy relative to socially efficient levels (Hohmeyer, 1992). Meanwhile, the positive benefits associated with woody crops are not valued, leading to an underprovision of this resource. In order to deploy woody crops, as well as other forms of renewable energy, and reap the benefits associated with them, society needs to be willing to pay for some of their positive benefits or for the negative social costs associated with fossil fuels (Tharakan et al. in press). Summary Using the set of criteria discussed above, woody crops are sustainable, in comparison to the agricultural land practices and the current fossil fuel energy systems that they will replace. They support a wide array of species both above- and belowground and improve biodiversity across the landscape. Their perennial nature, extensive fine root systems, and ability to coppice provide protection and enhancement of soil and water attributes. Biomass from woody crops produces electricity with no net addition of CO2 to the atmosphere, in contrast to current fossil fuel systems. Commercial-scale experience and research results indicate that woody crop productivity can be maintained over multiple rotations. The short supply chain ensures that the rural development and environmental benefits associated with deployment and use will accrue to the local community. As with any form of land use, sustainability requires the implementation of good management practices based on a sound understanding of the system’s processes, properties, and interactions with the local community. Failure to follow these practices could undermine the sustainability of the system. Using these criteria as a framework for woody crops shows that the system is sustainable. It also reveals that there are weaknesses that can and should be addressed. © The Ecological Society of America Sustainability of willow biomass crops 417 Figure 7. Changes in yield over multiple rotations for five different willow varieties grown as woody crops in Sweden (Larsson 2001). L78183 is a reference variety, while the others are hybrids, produced using traditional breeding techniques. As the system is improved and implemented across the landscape, its benefits should be reassessed using these and other criteria to ensure that woody crops continue to contribute to society’s quest for sustainability. Acknowledgements This work was supported by the US Department of Energy through the Biomass Power for Rural Development Program, the US Department of Agriculture Cooperative State Research Education and Extension Service, and the New York State Energy and Research and Development Authority. The authors thank Jennifer Ballard for refining and creating the figures. References Abrahamson LP, Robison DJ, Volk TA, et al. 1998. Sustainability and environmental issues associated with willow bioenergy development in New York (USA). Biomass Bioenerg 15: 17–22. Argus GW. 1997. Infrageneric classification of Salix (Salicaceae) in the New World. Systematic Botany Monographs No. 52. Laramie, WY: American Society of Plant Taxonomists. Anon. 1996. 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