GeoJournal 51: 129–133, 2000. © 2001 Kluwer Academic Publishers. Printed in the Netherlands. 129 The cityscapes of European capital cities∗ Herman van der Wusten Faculty of Social and Behavioural Sciences, Department of Geography and Planning, University of Amsterdam, Nieuwe Prinsengracht 130, 1018 VZ Amsterdam, The Netherlands Received 28 December 2000; accepted 28 December 2000 Key words: Capital city, cityscape, urban network, political regime Abstract Capital cities are politico-administrative centers. They are command centers, they symbolize authority and also the unit that is governed. Primarily they are capitals of states, but other governance systems may also have capitals. In the European context there are now regional capital cities and at least the concept of a European capital. Particularly on account of their symbolic function but also for the uses made of its appearance in political life, the cityscape of capital cities is an interesting topic for research. There are different types of capital cities in Europe that give rise to different cityscapes. Existing urban networks and types of political regime are important in this respect. Although cityscapes are pretty stable, they are differently perceived over time and uses made of them also change. A research agenda for this intersection of historical, cultural and political geography should concentrate on the evolution of these cityscapes, their perception and the uses made of them in the acting out of politics. Introduction Rulers do not cope easily with cities, cities are not the exclusive niche for the seats of power. If established in a city, state authority often has uneasy relations with local government (e.g. the famously strained communications between German emperor Wilhelm II and the Berlin townhall), state power has occasionally distanced itself from city life (Louis XIV to a new palace in Versailles, George Washington to a so far nondescript place in the neighbourhood, the Dutch United Republic to the village of The Hague). But seats of power need a material base, and even if established on a greenfield site, they become surrounded by their functional requisites and the supporting population. And the need is soon felt to communicate their presence so that symbols are crafted and their images and meanings passed on to those who should know: subjects and citizens, outsiders who should be made aware that power and authority are stretched across certain territories. Political authority needs to be settled even if temporarily. Princes have moved between places in feudal times and beyond to make their authority present in the different parts of their realm at a time when distance-decay of authority was steep (like the distance decay of attraction of purchasing power in a periodic market system) and the local possibilities to feed a surplus population were small. But they moved between specific places (e.g. the sultan of Morocco until modern times between Rabat, Marrakech, Fez and Tetouan). The new system of European governance has long struggled ∗ This piece originates from final remarks made at the conference where the papers in this issue were presented. with the question where to settle. The parliament still moves to and fro, the different functions of European authority have been established in different places. There is no material background here, or hardly, predominantly the politics of symbolism. Political symbols and administrative functions may also be split and become attached to different spots (e.g. the Netherlands). Physical planners have sometimes proposed such differentiations as a beneficial antidote to the centralization of power (see Abercrombie in Hein’s contribution in this issue). Political authority can now be displayed on the internet, but the websites where it resides are still governed from somewhere, more likely a distinctive place (Mamadouh’s paper). Capital cities are the addresses of political authority, primarily state authority but also the authority of other governance systems like the European Union, the United Nations, institutions with a regional vocation below the state level. The address may refer to central office holders, the different parts of the administrative apparatus that goes with political authority, and the symbolism that these places provide in different combinations. The state and other types of political authority may derive their symbols from their history, their intended future, and their current status. In the current historical period political authority is very much dependent on popular acceptance. The idea of selfdetermination gives rise to efforts to construct, maintain and underline a common (national) identity and this identity is expressed in symbols, that are also part of the capital city function. The expressions of authority and identity are now closely interwoven. The display of current status and of symbols of national identity has internal and external purposes. Internally it strengthens 130 feelings of loyalty and support for one’s international position, externally it demonstrates unity and portrays one’s own international role in a favorable light. The capital city functions give rise to or are supported by the presence of other functions. In earlier times, court life necessitated the availability of a large servant work force, of artisans that provided precious goods. In 19th century Europe, a capital city underlined its symbolic role with a museum and a university. Nowadays capital cities have a considerable segment of civil servants in their resident population. Capital cities also have to provide what Jean Gottmann called a “hosting environment”, as they receive a lot of people having business with administrations or politicians. All these functions in their turn attract other service providers that then become relevant for different purposes (museum quarters as part of the general tourist attraction, the hosting environment as an asset in the international conference business, the presence of political authority to attract functions from a different system of governance). Each capital city is special, even if in some cases capital city functions look ephemeral. The imprint of this role often lasts long after the function itself has subsided (Turin, Petersburg; see on this last example the paper of Gritsai & Van der Wusten in this issue). The location of capital cities has long exercised geographers, but politicians as well. There still is the occasional replacement of the capital (see recent efforts in Kazachstan and earlier attempts in Nigeria). I will leave this topic aside in this contribution, as it is less relevant in the current European context, and concentrate on the capital cities, once they have been established. I will in particular concentrate on some differences between capital cities depending on time, place and political regime: all capital cities are special. Types of capital cities Many cities are central places in some respect: as providers of consumer goods and services, as administrative centers, as religious centers, as military command centers. They may also specialize in some productive activity at different scales (small region to world market) such as the textile, steel, car industry towns. Capital city functions may be inserted in cities with different profiles: high in different central place hierarchies or not, highly specialized production or not. There are capital cities that are simultaneously at the apex of the national political hierarchy and lack a prominent position in other traditional hierarchies or lines of production (Washington, Bern, The Hague). Apart from politics, which is their core business, they tend to attract a lot of tourism and conference activity (both of them often mixed with political motives). They are different from capital cities that are at the apex of several functional hierarchies and sometimes combine this with specialized production milieus. The classic example is Paris but this also goes for a lot of the other European capital cities across the continent. In such cities, politics as a daily activity for professionals is less predominant, but all attention from the inside and the outside is focused on these cities and they play a pre-eminent role as the symbolic national centers. As politics is not exclusively the city’s core business, the cityscape is not predominantly impregnated with the demonstration of the reigns of power. Another important distinction made in Claval’s contribution in this issue is between ‘heavy’ and ‘light’ capitals. This is the result of two different ways in which politics is organized: one can try to solve many or few questions within the realm of politics; these solutions are sought in a centralized or decentralized way. The realm of politics has gradually widened over time and this has pushed in the direction of more heavy capitals: a larger administrative apparatus (think of the enormous expansion of office space). Totalitarian regimes made politics all-encompassing and the expanding trend of their capitals mirrored this development. In the last quarter century, this trend may have come to a standstill. There was stabilization, not expansion of welfare state regimes, loss of faith in the problem solving capacity of state-centered politics, retreat of the national state (but this may result in political centre-formation in other places). This brings us to the question of centralization and decentralization. Traditional state capitals may concentrate all the powers of decision or decentralize them, formally in a federalist constitution, or practically by decentralizing administrative competences. In recent years there has again been a general decentralizing or deconcentrating trend in all the larger states of Europe and in some smaller states as well. At the same time, some competences have moved to the European level. All this has made capital cities somewhat lighter. Claval’s argument implies that the shape of capital cities is directly related to the organization of the political regime. A different distinction is introduced by Wagenaar in his contribution stating that authoritarian regimes produce capital cities that are differently shaped than those by laissez-faire regimes. This results from the means that these different political regimes put at the disposal of planning authorities in order to produce that cityscape. The effect of political regimes results in this instance from the instrumentation they allow their planners. The general assumption is that there is a shared ideal of how a capital city should look based on the classical tradition of Rome, reinvented by papal authority during the Renaissance and then re-interpreted by European royalty in the baroque age to their final blossoming in the second half of the 19th century when states transformed into national states and capital cities were again renovated or built anew. In authoritarian regimes, private property rights can more easily be tampered with and this gives rise to a cityscape whose production has been more centrally coordinated. In this way, a general tendency to produce a monumental city in the classical tradition emphasising public elements and producing the appropriate national and state symbolisms, can be more convincingly executed. Authoritarian regimes are more effective in this respect. Finally, capital cities are of necessity simultaneously places where national decisions are taken and executed, where international decisions are prepared and meetings for that purpose are often convened, and places showing to the 131 domestic public and the outside world what the state is, what the national identity is, and how the polity imagines the rest of the world in light of its own position. In the capital cities of current and prospective member states of European Union Europe all these different aims are pursued simultaneously. While all capitals try to improve their connectivity and centrality, some are more central in the international networks of cooperation than others. The differences give rise to subtle distinctions in appearance and atmosphere. These have probably most to do with the adaptation of the hosting environment to an international audience as shown in the diversity of restaurants and the rich variety of cultural events, the ease of overcoming goods and language barriers, the availability of a wide range of services from schools to shopping goods. Obviously this differentiates between larger and smaller countries and among the smaller countries between the more centrally located like Belgium and the Netherlands and more peripheral ones in Scandinavia and on the southern and eastern fringe. So far we considered cities as entities and tried to make sense of the types of capital city they may be. But it would be wrong to look at cities, certainly large cities as undifferentiated wholes. Their political milieux are often small zones known as such: Westminster, Binnenhof (Netherlands), Wetstraat (Belgium). In Gilbert & Driver’s contribution, London as a capital of empire covers a number of specific spots within the metropolitan area, each with its own significance for and reference (also changing over time) to this imperial past. Brussels is a fascinating example from a capital city point of view: it provides a stage for a series of capital functions from the Belgian state continuously transforming into a more federal shape looking for its own place and to the new administrations looking for their own niche (the Flanders government, the Francophone Council). At the same time the European institutions also put their imprint on the city, not to speak of other international institutions like NATO (see Lagrou’s contribution in this issue). How to explain different types of capitals Capital cities may be cities where the political function is just one of a number of central or highly specialized functions or they may be monofunctional. Capital cities may be heavy or light depending on the amount and concentration of political business, the weight of the political role. Functional mix and concentration of authority supposedly give rise to differences in cityscape. Capital cities may demonstrate their political role in their cityscape due to a firm planning authority or they may not. The international character again supposedly has consequences for the appearance of cities. Capital cities may be particularly outward bound, favourably conditioned to increase their international standing or they may not. How can these differences be explained? In the preceding section I already refered to some explanations and I now try to order them in a few categories. There are apparently different conditions in the material background of the countries and in the political regimes of certain periods that give rise to certain types of capital cities. A particular problem in the analysis of their effects is the durability of capital city features. Cityscapes of existing large cities can not be changed easily. Obviously more despotic regimes can do more in a short time. Once established cityscapes endure and even very authoritarian regimes can not do away with them completely. The study of capital cities is a sort of archeology where layer upon layer has to be studied and analysed. In addition, perceptions and appreciations may change over time giving rise to different readings of cityscapes between population groups and periods. At the same time, there is apparently a very longstanding evolving repertoire of capital city formation to which I already refered. The canon of forms that it entails breeds the apparent uniformity, that despite all efforts to the contrary provides a common model for a large majority of all capital cities. This model refers to a plan (monumental roads and vistas demonstrating the central importance of functions, or symbols, or both), a number of prefered functions (head of state, executive, parliament, judicial branch, government departments, university, museum, opera/theatre, national symbols), design rules for buildings and symbols needed (in both cases reference to the classical tradition, to national history, to the function of the building). All in all, an iconography of the European capital city. The state of the urban network at the time of capital city selection and the position of the initial capital city on that network internationally and nationally, the dynamics of industrialization and economic development beyond industrialization all go far to explain the relative position of the capital city in the network. Politics played a role in the initial selection (the anti-urban bias in the selection of Washington, urban competition in the cases of Bern and Amsterdam, command centre considerations in Spain) but only in very authoritarian countries could economic profiles of the units in the urban network be seriously affected. A monocephalous urban hierarchy induced by a single exit for international trade and also by politics, once established, makes for a multifunctional capital city where politics and administration is just one of those functions (examples abound from Oslo to Athens). Political regimes then produced heavy and light capitals and political regimes also gave them their shape. Political preferences and the state of the urban network go far to explain deviating Dutch and Swiss choices for their administrative centers. Where politics is concerned with a wide range of issues and the political authority is concentrated thus centralized, capital cities are heavy. Paris is a heavy capital, capitals of communist countries were heavy. The capitals of East European countries were already heavy before communism as they had to represent recent states that were formed under selfdetermination and, paradoxically, had to underline their national identity by centralization of political power. If London is ‘heavy’, it is first of all because of its imperial heritage, and secondly because of the expansion of the welfare state. This last argument also goes for the Scandinavian capital cities. In more authoritarian regimes, individual leaders’ preferences may show up in the aesthetic preferences demon- 132 strated in the cityscape but primarily authoritarian regimes are able to produce monumentality because they control large surfaces and tend to underline their authority using classical design motives. The expertise to do this is often made available by internationally operating professionals and there is also a lot of sheer emulation. Brussels’ renovation in the late 19th century was copied from the Parisian example. At about the same time, French architects were active in the newly established countries of the Balkans to reshape Sofia, Bucharest and Belgrade as internationally acceptable capitals with an eye to an all-European model and some national signs added. Stalin’s favorite architect Boris Iofan developed from modernistic beginnings an eclectic style mixing the classical tradition with indigenous elements from the rich all-Russian tradition. The search for indigenous elements is in itself a general preference that gives rise to a range of results. Where it becomes the major driving force in the production of the cityscape, this gives rise to a diversity of capital cityscapes. A beautiful example is the introduction of what was called Dutch renaissance, a building style profusely used toward 1900 in the Netherlands to underline a national tradition that artfully took its cue from a period of general resistance against foreign aggression, where Roman Catholics and Protestants could each find recognition of their roots (see Agricola’s paper). The Netherlands, Switzerland and the German Federal Republic (certainly in its Bonner guise) are the prime examples of countries with originally ‘light’ capital cities in a multicephalous city network where one might expect a less monumentalized cityscape with an emphasis on indigenous elements. That is largely true for the Hague, less for Bern where in a carefully historicized inner city a monumental parliament and government building has been erected modelled after the Capitol Hill example in Washington. In Bonn serious efforts to shape a capital city followed the (finally erroneous) realization in the 1960s that German partition would be permanent. Modernist principles were largely followed. Rome is a very special case where the state had a centralizing vocation that should give rise to a heavy capital. But it had to be implanted on an existing multicephalous urban network. The choice was for a city that had a very long tradition as the command centre of a universal religion. There is in the building history of the Italian government in modern Rome a constant tension between competition and rivalry with the papal statelet demonstrated by the location and style of government building plans in a classical monumental tradition and the idea of a separate, altogether different expression of the capital city function within Rome that has nothing to do with the Roman Catholic command center (for one instance of this continuing tension see Notaro’s contribution). city formation. In this period, many new capital cities were instituted, a last series just after the first world war. The modern era models for capital city formation were set mainly by France, and partly also by Britain, Austria and Germany and the US. City design, building principles, aesthetic preferences were all loudly debated and largely agreed. There are common ideals that took shape in Paris, London, Vienna and Berlin. This is conditioned by the era of the first expansion of state services and bureaucracies, and also of mass democracy. It is translated in buildings and the need to craft a national identity also in the cityscapes. The dictatorships that came to fruition in the interwar years – bolsheviks, fascists and nazis – all engaged in their own round of capital city formation, that was at times spectacular but perhaps more in its grandiose intentions than in its achievements. Often time was too short or other priorities took the upper hand (for illustrations in this issue: Gritsai & Van der Wusten, Notaro). There is now more interest in the capital city formation in the other European states in the interwar years and beyond. It is curious that so far there has only been slight attention to the effects of modernism and its aftermath on capital city formation after the second world war, the period of welfare state expansion and its stabilization. In the current period another theme that was prominent around 1900 takes a new turn: the connection of state capitals with capital city formation of alternative governance systems. Just before WWI, the ideal of an international city took shape where international cooperation and the maintenance of world peace would be discussed, implemented and imagined. Various cities competed to take up this international role, The Hague, Brussels and Geneva among them. It was the beginning of an alternative governance system. Currently, the capital of Europe is a well-known expression even if we do not know where it is. And cities ardently compete to host international functions of all sorts. There are indications that efforts to underline state power and national identity are particularly powerful in times of dispute, contestation, decline or fear. London’s imperial role was underlined in the interwar years when the empire was slowly starting to unravel. The town hall at Dam Square in Amsterdam, the ultimate expression of Amsterdam’s power was built at the very end of its hegemonial period in the middle of the 17th century, when power started to slip away. Two centuries later, German unification frightened neighbours as it was not clear where unification would come to a halt. The Dutch started to worry about their national identity and their independence, and various elite groups were adamant to launch all sorts of initiatives to underline Dutch identity. The Dutch renaissance building style was one of the outcomes (see Agricola’s paper). Iconographies: productions and perceptions Periodization In the general literature there is a repeated reference to this all-European tradition from the Romans to the present that we mentioned earlier. In modern times, the period 1850– 1920 has often been considered the golden age of capital The restructuring, restyling and rebuilding of capital cities has often taken the form of special projects. One early spectacular instance of a capital city designed de nuovo is St. Petersburg in the early 18th century. Practically the same 133 goes for Helsinki in the 1830s and Budapest after the Ausgleich. Often rulers engaged in major projects. The largest and example-setting instance of such projects is Haussmann’s reconstruction of Paris in the 1850s and 1860s. These are much more than projects aimed at the political function proper. They encompass all spheres of city life. In the case of Haussmann it can even be interpreted as in the first instance imagining bourgeois life enabled by the functions of state (see the Opera as perhaps the most central feature of Haussmann’s redesigned core area apart from the residential apartment blocs, and the position of the judicial powers close to the cutting of the two central axes). Quite a few projects have taken the form of exhibitions that have then become part of the capital cityscape. In the papers in this issue examples of this last formula can be found in Rome, Moscow, Barcelona and Brussels. Mussolini’s Fair was meant to convey a sense of the fascist ideal life style (see Notaro’s contribution). Moscow’s Agricultural Exhibition was a showcase of the diversity of cultural traditions in the Soviet Union and was meant to underline state strength in a joyful fashion as a mechanism of mass entertainment with educational overtones (see Gritsai & Wusten’s contribution). Barcelona’s successful bid for the Olympic Games was meant to demonstrate to the world what an attractive city Barcelona was as a meeting place for special people from all over the world underlining its (regional) capital city vocation (see Monclus’ contribution). Brussels used the World Exhibition 1958 to underline its position as an important magnet for international functions (see Lagrou’s contribution). These exhibitions show once again that capital cities act as showcases to convey a message of general attractivity, national identity, state strength, and also position themselves as privileged windows to the world. In this way they also act as world centers. Capital cities are also beautified and monumentalized per se. One of the best recent examples is the effort to make East Berlin into the capital of a real state by a weird combination of large scale modernism, preservation and restoration of Prussian tradition and signs to convince the other side (the television tower with monumental Marx & Engels just beside). What is again striking is the apparent extra effort in a situation of uncertainty. It is not easy to determine whether all these efforts to impress the visitor’s visual perception actually were effective. It may be that what was meant to inspire awe just invites derogatory comment. What can more easily be traced is change of function over time and unintended uses of public space. Mussolini’s Fair is now the storage place for the National Archives, not particularly what was intended by the proponent of a dangerous lifestyle. Trafalgar Square built as a celebration of empire has transformed into a meeting ground of often radical public protest. Petersburg, Peter’s effort to Europeanise Russia formed the background of a literature that celebrated the unique nature of Russia. The city was made into one of the most heavily industrialized places by the Soviet regime after an initial bout of industrialization even before the Bolcheviks came to power. In Soviet times, the city was looked at as the cradle of the revolution as well as the place where a Russian, pre-Soviet atmosphere was maintained. In Brussels, there is a constant contest about the relative importance of all these capital city functions looking for a place to display their larger significance. The locals take sides and try to keep urban space for themselves (see Lagrou’s paper). Capital cities, steeped as they tend to be in symbolism and concentrating a highly politicized segment of population are also often the theaters where big political drama is played out. The city sets the stage for such dramas indicating places for action. But such places can be re-interpreted. And these contests over meanings are part of the struggle. The position of capital cities as a forum of public discussion and anger is also dependent on the nature of the regime (and consequently, do we deal with a ‘heavy’ or a ‘light’ capital?) and with its ability to repress and control in different parts of the country as against the mobilizing potential in different parts of the population. The relative balance of controlling capacity versus mobilizing potential across the state territory (which is very difficult to measure indeed) in the end translates into different forms of action (see Dijkink’s paper for a different approach to the same problem). Research agenda Geographers have studied capital cities in the past. Locational features have loomed large in that literature and some attention has been given to capitals as service and control centers. In this issue we do not want to do away with this body of work, but we want to add to it. We have here concentrated on the cityscapes of capitals, and on their visual impact. This gives rise to three types of problems. The first is how the cityscape came about. It is a traditional problem in historical and many branches of cultural geography to interpret the genesis of the man-made environment. In this particular instance, we should look for the background factors that may account for the shape of the residence of the state power apparatus based on its functional prerequisites, but also on the efforts to imagine state power and national identity. The second is the perception of this cityscape, how are the symbols of state power and national identity understood by different audiences: those who are part of the state apparatus, public opinion in its different segments, power holders from foreign countries, relevant publics elsewhere. And we have to be aware that the reading of cityscapes changes over time. The third is the use that is made of the cityscape, the effect it has on the way politics and public life more generally are played out. Do certain spaces invite certain audiences? How do power holders and the larger public appropriate features of the cityscape to represent their viewpoints and interests, to impress their audience in the power struggles that are at the heart of politics? The papers in this issue touch upon these questions. This emerging intersection of political, cultural and historical geography still has a lot in store for the coming years.