AUTHORS: Rachel A. Bowman, PhD,a and Jeffrey P. Baker, MD, PhD,b on behalf of Duke University School of Medicine a Department of Psychiatry, Duke University Medical Center, Durham, North Carolina; bTrent Center for Bioethics, Humanities, and History of Medicine, Duke University School of Medicine, Durham, North Carolina Address correspondence to Rachel A. Bowman, PhD, Durham Child Development and Behavioral Health Clinic, Duke University School of Medicine, 402 Trent Drive #2906, Durham, NC 27705. E-mail: rachel.bowman@duke.edu Accepted for publication Nov 1, 2013 Drs Bowman and Baker approved the final manuscript as submitted. KEY WORDS autism, applied behavioral analysis ABBREVIATIONS ABA—applied behavior analysis UCLA—University of California at Los Angeles doi:10.1542/peds.2013-2583 Screams, Slaps, and Love: The Strange Birth of Applied Behavior Analysis On May 7, 1965, an extraordinary photo essay titled “Screams, Slaps, and Love” appeared in the pages of Life magazine. It portrayed the lives of 4 “utterly withdrawn children whose minds are sealed against all human contact and whose uncontrolled madness had turned their homes into hells.”1 Their diagnosis was “childhood schizophrenia,” the term applied at the time to the condition we know as autism. Two were nonverbal, 2 others had no language other than endlessly repeating television commercial jingles, and all 4 exhibited very disruptive behaviors such as head-banging to the point of bruising. The article’s focus was on a novel treatment that had recently been developed for autism at the University of California at Los Angeles (UCLA). In an age when psychoanalytic ideas dominated therapy for autism in the United States, this new intervention was grounded in behaviorism.2 The therapists in the photo essay were depicted using rewards and punishments to change the children’s behavior. Mimicking speech led to food and hugs; uncooperative 364 behavior was met with scolding and stern shaking. The essay’s most disturbing image showed a therapist administering an electric shock to one recalcitrant child (Fig 1).1 It is hard not to look at “Screams, Slaps, and Love” without a feeling of repugnance, if not horror, a depiction of the “dark age” of the treatment of autism. FIGURE 1 Therapist administering an electric shock to one recalcitrant child. BOWMAN et al Downloaded from by guest on March 6, 2016 Yet for many of the article’s original readers, its message was one of hope. The climax of the essay was a dramatic image depicting a mother’s joy after her son hugged another child for the first time. In hindsight, the article marked one of the earliest appearances of applied behavior analysis (ABA) in popular culture, one of the cornerstone therapies used for children with autism today. Far from alienating parents, it provided hope for children with extreme behavior problems and played a critical role in galvanizing the rise of the Autism Society of America. Yet it pointed forward to the controversies that would continue to beset ABA for the remainder of the century as well. When the UCLA studies were conducted, parents of children with autism had little support and even fewer options. Psychiatrist Leo Kanner had described the syndrome for the first time only 2 decades earlier.3 By the 1950s, child psychiatrists had developed an elaborate psychodynamic explanation for the condition, regarding it as an analog to the emotional withdrawal seen MONTHLY FEATURE in abused and institutionalized children.4 Bruno Bettelheim, an unconventionally trained psychoanalyst in Chicago, brought these ideas to a wide audience in his best-selling 1967 book The Empty Fortress.5,6 It described his program at Chicago’s Orthogenic School that removed autistic children from their allegedly abusive families and provided an environment allowing complete expression of their “repressed” egos, to the point of spitting, defecating, and biting caregivers. Reviewers were moved by the dedication of Bettelheim and his staff, seemingly unaware of the message that was being foisted on so-called “refrigerator mothers.”7 In the end, Bettelheim’s data were shown to be deeply flawed, but not before they added even greater misery to the lives of mothers of children with autism. The philosophy exemplified by ABA could hardly have been more different. Its roots were in behaviorism rather than psychoanalytic theory. Behaviorism began in the early 20th century and flourished with the work of B.F. Skinner and colleagues in the mid-20th century. From the ABA perspective, treating autism did not require understanding its etiology or parental dynamics. Instead, changing behavior was a matter of reward and punishment. ABA’s champion was outspoken UCLA psychologist Ivar Lovaas, whose matchless confidence was exemplified by his oft-quoted claim that had he treated Adolf Hitler as a young child he could have turned him into a nice person.8 Lovaas believed that he could effectively treat severe childhood problems such as aggression and self-injury without taking into account underlying etiology, through intensive positive and negative reinforcement of overt, external behavior. Although his UCLA studies were performed in an institutionalized population, he sought to educate parents to become agents of therapy.9,10 Perhaps predictably, ABA’s most vocal critic was Bettelheim, who charged that Lovaas’s work reduced children to the “level of Pavlovian dogs”5(p410) and “pliable robots.”5(p412) Such arguments at first appealed to many in the educated public, who saw Bettelheim as exemplifying humanistic and progressive values. It was the parents of children with autism who were most victimized by his writing and who would eventually challenge his public authority. As detailed by sociologist Gil Eyal and his colleagues, “Screams, Slaps, and Love” played an interesting role in this story.11 Not far away, Bernard Rimland, a Navy psychologist based in San Diego, ignited what would eventually become a widespread revolt against the psychogenic theory of autism. After recognizing that his own son had autism, Rimland researched and in 1964 published his own book challenging the “refrigerator mother” theory, Infantile Autism.12 Parents wrote to Rimland requesting help for their children, but he quickly realized he had little to offer. After publication of the 1965 Life magazine article, parents inundated both Rimland and Lovaas with letters pleading for more services and effective interventions for their children with autism. As a result, Rimland met Lovaas and observed his work at UCLA. After trying the therapy on Rimland’s son and seeing progress, Rimland and Lovaas formed an alliance with a dynamic group of parent advocates. Out of this network emerged the National Society for Autistic Children, today’s Autism Society of America.13,14 To be sure, the use of aversive techniques such as electric shock deeply divided the autism community for many years. Lawsuits charged that the use of shock was tantamount to psychological abuse that could leave lasting emotional trauma.15 Vocal critic C.D. Webster portrayed shock therapy as an PEDIATRICS Volume 133, Number 3, March 2014 Downloaded from by guest on March 6, 2016 abuse of power by mental health professionals in institutional settings that should no longer be tolerated.16 Interestingly, few questioned the efficacy of aversive therapy, and many parents came to its defense as the only intervention that made their families’ lives tolerable. Eventually the rise of effective positive alternatives gave ABA advocates confidence that positive reinforcement alone could still be effective.17,18 The 1965 Life magazine article significantly altered the landscape of autism treatment and research. Although almost a half-century has passed since its publication, controversy and hope persist. Despite validation in numerous studies and the endorsement of the US surgeon general,19 ABA continues to be attacked as an overly mechanistic strategy that fails to generalize to realworld changes in behavior. Such critiques often fail to take into account that ABA, like autism itself, has come to incorporate a spectrum of approaches grounded in shaping behavior in more naturalistic ways, never including physical punishment. In other words, today’s ABA is not the ABA of 1965 and does not include aversive techniques. Nonetheless, “Screams, Slaps, and Love” foretold of the birth of a cutting-edge and effective treatment for autism, and the roles of professionals and parents were newly defined and intertwined. Perhaps its greatest legacy was the establishment of parent and patient advocacy groups that have continued to shape autism today. REFERENCES 1. Moser D, Grant A. Screams, slaps, and love: a surprising, shocking treatment helps fargone mental cripples. Life. May 7, 1965:90– 96 2. Smith T, Eikeseth SO. O. Ivar lovaas: pioneer of applied behavior analysis and intervention for children with autism. J Autism Dev Disord. 2011;41(3):375–378 3. Kanner L. Autistic disturbances of affective contact. Nervous Child. 1943;2:217–250 365 4. Baker JP. Autism in 1959: Joey the mechanical boy. Pediatrics. 2010;125(6):1101–1103 5. Bettelheim B. The Empty Fortress: Infantile Autism and the Birth of the Self. New York, NY: Free Press; 1967 6. Pollak R. The Creation of Dr. B: A Biography of Bruno Bettelheim. New York, NY: Simon and Schuster; 1997 7. Coles R. A hero of our time. New Repub. 1967;156(9):23–24 8. Zarembo A. Obituaries: Ole Ivar Lovaas, 1927–2010; professor pioneered treatment for autism. Los Angeles Times. August 6, 2010:AA.6 9. Lovaas OI, Berberich JP, Perloff BF, Schaeffer B. Acquisition of imitative speech by schizophrenic children. Science. 1966;151(3711): 705–707 10. Lovaas OI, Freitas L, Nelson K, Whalen C. The establishment of imitation and its use for the development of complex behavior in 11. 12. 13. 14. schizophrenic children. Behav Res Ther. 1967;5(3):171–181 Eyal G, Hart B, Onculer E, Oren N, Rossi N. The Autism Matrix. Malden, MA: Polity Press; 2010 Rimland B. Infantile Autism: The Syndrome and Its Implications for a Neural Theory of Behaviour. New York, NY: Appleton-CenturyCrofts; 1964 Lovaas I. Strengths and weaknesses of operant conditioning techniques for the treatment of autism. In: Park CC, ed. Research and Education: Top Priorities for Mentally Ill Children. Proceedings of the Conference and Annual Meeting of the National Society for Autistic Children, San Francisco. Rockville, MD: US Department of Health, Education, and Welfare;1970;24–27 Warren F. The role of the national society in working with families. In: Schopler E, Mesibov G, eds. The Effects of Autism on the Family. New York, NY: Plenum Press; 1984:99–115 15. Lichstein KL, Schreibman L. Employing electric shock with autistic children. A review of the side effects. J Autism Child Schizophr. 1976;6(2):163–173 16. Webster CD. A negative reaction to the use of electric shock with autistic children. J Autism Child Schizophr. 1977;7(2):199–204 17. Sullivan RC. Risks and benefits in the treatment of autistic children. J Autism Child Schizophr. 1978;8(1):99–113 18. Rimland B. A risk/benefit perspective on the use of aversives. J Autism Child Schizophr. 1978;8(1):100–104 19. U.S. Department of Health and Human Services. Mental Health: A Report of the Surgeon General. Rockville, MD: U.S. Department of Health and Human Services, Substance Abuse and Mental Health Services Administration, Center for Mental Health Services, National Institutes of Health, National Institute of Mental Health; 1999 FINANCIAL DISCLOSURE: The authors have indicated they have no financial relationships relevant to this article to disclose. FUNDING: Dr Baker’s research is supported by the Josiah Charles Trent Foundation. POTENTIAL CONFLICT OF INTEREST: The authors have indicated they have no potential conflicts of interest to report. 366 BOWMAN et al Downloaded from by guest on March 6, 2016 Screams, Slaps, and Love: The Strange Birth of Applied Behavior Analysis Rachel A. Bowman and Jeffrey P. Baker Pediatrics 2014;133;364; originally published online February 17, 2014; DOI: 10.1542/peds.2013-2583 Updated Information & Services including high resolution figures, can be found at: /content/133/3/364.full.html References This article cites 10 articles, 2 of which can be accessed free at: /content/133/3/364.full.html#ref-list-1 Subspecialty Collections This article, along with others on similar topics, appears in the following collection(s): Developmental/Behavioral Pediatrics /cgi/collection/development:behavioral_issues_sub Autism/ASD /cgi/collection/autism:asd_sub Psychiatry/Psychology /cgi/collection/psychiatry_psychology_sub Permissions & Licensing Information about reproducing this article in parts (figures, tables) or in its entirety can be found online at: /site/misc/Permissions.xhtml Reprints Information about ordering reprints can be found online: /site/misc/reprints.xhtml PEDIATRICS is the official journal of the American Academy of Pediatrics. A monthly publication, it has been published continuously since 1948. PEDIATRICS is owned, published, and trademarked by the American Academy of Pediatrics, 141 Northwest Point Boulevard, Elk Grove Village, Illinois, 60007. Copyright © 2014 by the American Academy of Pediatrics. All rights reserved. Print ISSN: 0031-4005. Online ISSN: 1098-4275. Downloaded from by guest on March 6, 2016 Screams, Slaps, and Love: The Strange Birth of Applied Behavior Analysis Rachel A. Bowman and Jeffrey P. Baker Pediatrics 2014;133;364; originally published online February 17, 2014; DOI: 10.1542/peds.2013-2583 The online version of this article, along with updated information and services, is located on the World Wide Web at: /content/133/3/364.full.html PEDIATRICS is the official journal of the American Academy of Pediatrics. A monthly publication, it has been published continuously since 1948. PEDIATRICS is owned, published, and trademarked by the American Academy of Pediatrics, 141 Northwest Point Boulevard, Elk Grove Village, Illinois, 60007. Copyright © 2014 by the American Academy of Pediatrics. All rights reserved. Print ISSN: 0031-4005. Online ISSN: 1098-4275. Downloaded from by guest on March 6, 2016