SECURITIES AND EXCHANGE COMMISSION
FORM N-PX
Annual report of proxy voting record of registered management investment companies filed on
Form N-PX
Filing Date: 2014-08-25 | Period of Report: 2014-06-30
SEC Accession No. 0001193125-14-318938
(HTML Version on secdatabase.com)
FILER
Voya PARTNERS INC
CIK:1039001| IRS No.: 000000000 | State of Incorp.:MD | Fiscal Year End: 1231
Type: N-PX | Act: 40 | File No.: 811-08319 | Film No.: 141061305
Mailing Address
7337 E. DOUBLETREE
RANCH RD, STE 100
SCOTTSDALE AZ 85258
Copyright © 2014 www.secdatabase.com. All Rights Reserved.
Please Consider the Environment Before Printing This Document
Business Address
7337 E. DOUBLETREE
RANCH RD, STE 100
SCOTTSDALE AZ 85258
4804773000
<PAGE>
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
----------------FORM N-PX
----------------ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-8319
----------------VOYA PARTNERS, INC.
(Exact name of registrant as specified in charter)
----------------7337 E. Doubletree Ranch Road, Suite 100
Scottsdale, AZ 85258
(Address of principal executive offices) (Zip code)
(Name and address of agent for service)
With copies to:
Theresa K. Kelety, Esq.
Voya Investments, LLC
7337 E. Doubletree Ranch Road, Suite 100
Scottsdale, AZ 85258
Jeffrey S. Puretz, Esq.
Dechert LLP
1900 K Street, N.W.
Washington, DC 20006
Registrant's telephone number, including area code: (800) 992-0180
----------------Date of fiscal year end: December 31
Date of reporting period: July 1, 2013 - June 30, 2014
================================================================================
<PAGE>
Item 1. Proxy Voting Record
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-08319
Reporting Period: 07/01/2013 - 06/30/2014
Voya Partners, Inc.
========================== Voya Global Bond Portfolio ==========================
BANCO INVEX S.A.
Ticker:
Meeting Date: DEC 19, 2013
Record Date: DEC 10, 2013
#
1
2
3
Security ID: P13549DB6
Meeting Type: Bondholder
Proposal
Approve to Hold Meeting Jointly with
Holders of Stock Exchange Certificates
Identified with Symbol CREYB-06U
Receive Report from Administrator on
Current Status and Characteristics of
Insurance and Coverage That Apply To
Trust Assets, Loans and Real
Properties, Including Property
Insurance, Life Insurance and Default
Insurance GPI/SCV, SM/UDISs Swap
Coverage
Receive Report from Administrator on
Current Status and Legal
Characteristics of Real Property
Assets of Trust, Value Estimate,
Mgt Rec
For
Vote Cast
Sponsor
Did Not Vote Management
For
Did Not Vote Management
For
Did Not Vote Management
4
5
6
7
Recovery Method, Document Status, Time
In Trust, State and Municipality Where
Located and Documentation That
Supports Ownership
Ratify Resolution Related to Removal
of a Rating Agency as Approved at Oct.
1, 2012 General Meeting of Holders
Approve for Trustee to Proceed to
Settle Billing of Rating Agencies With
Charge Against Assets of Trust
Approve the New Fee Compensation
Method Proposed by and for ABC Capital
SA de CV in Its Role As Administrator
Designate Delegates to Formalize
Resolutions Approved at this Meeting
For
Did Not Vote Management
For
Did Not Vote Management
For
Did Not Vote Management
For
Did Not Vote Management
-------------------------------------------------------------------------------BANCO INVEX S.A.
Ticker:
Meeting Date: FEB 05, 2014
Record Date: JAN 27, 2014
#
1
2
3
4
Security ID: P13549DB6
Meeting Type: Bondholder
Proposal
Approve to Hold Meeting Jointly with
Holders of Stock Exchange Certificates
Identified with Symbol CREYB-06U
Approve the New Fee Compensation
Method Proposed by and for ABC Capital
SA de CV in Its Role As Administrator
Approve Terms of Future Compensations
to Rating Agencies
Designate Delegates to Carry out
Resolutions Approved at this Meeting
Mgt Rec
For
Vote Cast
Sponsor
Did Not Vote Management
For
Did Not Vote Management
For
Did Not Vote Management
For
Did Not Vote Management
-------------------------------------------------------------------------------RESOLUTE FOREST PRODUCTS INC.
Ticker:
RFP
Meeting Date: MAY 23, 2014
Record Date: APR 03, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 76117W109
Meeting Type: Annual
Proposal
Elect Director Michel P. Desbiens
Elect Director Jennifer C. Dolan
Elect Director Richard D. Falconer
Elect Director Richard Garneau
Elect Director Jeffrey A. Hearn
Elect Director Bradley P. Martin
Elect Director Alain Rheaume
Elect Director Michael S. Rousseau
Elect Director David H. Wilkins
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ROCK-TENN COMPANY
Ticker:
RKT
Meeting Date: JAN 31, 2014
Record Date: DEC 02, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
Security ID: 772739207
Meeting Type: Annual
Proposal
Elect Director Jenny A. Hourihan
Elect Director Steven C. Voorhees
Elect Director J. Powell Brown
Elect Director Robert M. Chapman
Elect Director Terrell K. Crews
Elect Director Russell M. Currey
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Declassify the Board of Directors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
Withhold
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
====================== Voya Index Solution 2015 Portfolio ======================
This fund had no proxy voting activity during the reporting period.
====================== Voya Index Solution 2020 Portfolio ======================
This fund had no proxy voting activity during the reporting period.
====================== Voya Index Solution 2025 Portfolio ======================
This fund had no proxy voting activity during the reporting period.
====================== Voya Index Solution 2030 Portfolio ======================
This fund had no proxy voting activity during the reporting period.
====================== Voya Index Solution 2035 Portfolio ======================
This fund had no proxy voting activity during the reporting period.
====================== Voya Index Solution 2040 Portfolio ======================
This fund had no proxy voting activity during the reporting period.
====================== Voya Index Solution 2045 Portfolio ======================
This fund had no proxy voting activity during the reporting period.
====================== Voya Index Solution 2050 Portfolio ======================
This fund had no proxy voting activity during the reporting period.
====================== Voya Index Solution 2055 Portfolio ======================
This fund had no proxy voting activity during the reporting period.
===================== Voya Index Solution Income Portfolio =====================
This fund had no proxy voting activity during the reporting period.
========================= Voya Solution 2015 Portfolio =========================
VOYA INVESTORS TRUST (ING TOTAL RETURN BOND PORTFOLIO)
Ticker:
IPCBX
Meeting Date: JAN 28, 2014
Record Date: NOV 08, 2013
#
1
Security ID: 449797158
Meeting Type: EGM
Proposal
Approve an Agreement and Plan of
Reorganization
Mgt Rec
For
Vote Cast
F=90.35%
A=2.98%
AB=6.67%
Sponsor
Management
NOTE: The above meeting was proportionally voted.
AB=Abstain, W=Withhold
F=For, A=Against,
========================= Voya Solution 2020 Portfolio =========================
VOYA INVESTORS TRUST (ING TOTAL RETURN BOND PORTFOLIO)
Ticker:
IPCBX
Meeting Date: JAN 28, 2014
Record Date: NOV 08, 2013
#
1
Security ID: 449797158
Meeting Type: EGM
Proposal
Approve an Agreement and Plan of
Reorganization
Mgt Rec
For
NOTE: The above meeting was proportionally voted.
AB=Abstain, W=Withhold
Vote Cast
F=90.35%
A=2.98%
AB=6.67%
Sponsor
Management
F=For, A=Against,
========================= Voya Solution 2025 Portfolio =========================
VOYA INVESTORS TRUST (ING TOTAL RETURN BOND PORTFOLIO)
Ticker:
IPCBX
Meeting Date: JAN 28, 2014
Record Date: NOV 08, 2013
#
1
Security ID: 449797158
Meeting Type: EGM
Proposal
Approve an Agreement and Plan of
Reorganization
Mgt Rec
For
NOTE: The above meeting was proportionally voted.
AB=Abstain, W=Withhold
Vote Cast
F=90.35%
A=2.98%
AB=6.67%
F=For, A=Against,
Sponsor
Management
========================= Voya Solution 2030 Portfolio =========================
VOYA INVESTORS TRUST (ING TOTAL RETURN BOND PORTFOLIO)
Ticker:
IPCBX
Meeting Date: JAN 28, 2014
Record Date: NOV 08, 2013
#
1
Security ID: 449797158
Meeting Type: EGM
Proposal
Approve an Agreement and Plan of
Reorganization
Mgt Rec
For
NOTE: The above meeting was proportionally voted.
AB=Abstain, W=Withhold
Vote Cast
F=90.35%
A=2.98%
AB=6.67%
Sponsor
Management
F=For, A=Against,
========================= Voya Solution 2035 Portfolio =========================
This fund had no proxy voting activity during the reporting period.
========================= Voya Solution 2040 Portfolio =========================
This fund had no proxy voting activity during the reporting period.
========================= Voya Solution 2045 Portfolio =========================
This fund had no proxy voting activity during the reporting period.
========================= Voya Solution 2050 Portfolio =========================
This fund had no proxy voting activity during the reporting period.
========================= Voya Solution 2055 Portfolio =========================
This fund had no proxy voting activity during the reporting period.
====================== Voya Solution Aggressive Portfolio ======================
This fund had no proxy voting activity during the reporting period.
======================= Voya Solution Balanced Portfolio =======================
VOYA INVESTORS TRUST (ING TOTAL RETURN BOND PORTFOLIO)
Ticker:
IPCBX
Meeting Date: JAN 28, 2014
Record Date: NOV 08, 2013
#
1
Security ID: 449797158
Meeting Type: EGM
Proposal
Approve an Agreement and Plan of
Reorganization
Mgt Rec
For
NOTE: The above meeting was proportionally voted.
AB=Abstain, W=Withhold
Vote Cast
F=90.35%
A=2.98%
AB=6.67%
F=For, A=Against,
Sponsor
Management
===================== Voya Solution Conservative Portfolio =====================
VOYA INVESTORS TRUST (ING TOTAL RETURN BOND PORTFOLIO)
Ticker:
IPCBX
Meeting Date: JAN 28, 2014
Record Date: NOV 08, 2013
#
1
Security ID: 449797158
Meeting Type: EGM
Proposal
Approve an Agreement and Plan of
Reorganization
Mgt Rec
For
NOTE: The above meeting was proportionally voted.
AB=Abstain, W=Withhold
Vote Cast
F=90.35%
A=2.98%
AB=6.67%
Sponsor
Management
F=For, A=Against,
======================== Voya Solution Income Portfolio ========================
VOYA INVESTORS TRUST (ING TOTAL RETURN BOND PORTFOLIO)
Ticker:
IPCBX
Meeting Date: JAN 28, 2014
Record Date: NOV 08, 2013
#
1
Security ID: 449797158
Meeting Type: EGM
Proposal
Approve an Agreement and Plan of
Reorganization
Mgt Rec
For
NOTE: The above meeting was proportionally voted.
AB=Abstain, W=Withhold
Vote Cast
F=90.35%
A=2.98%
AB=6.67%
F=For, A=Against,
Sponsor
Management
================ Voya Solution Moderately Aggressive Portfolio =================
VOYA INVESTORS TRUST (ING TOTAL RETURN BOND PORTFOLIO)
Ticker:
IPCBX
Meeting Date: JAN 28, 2014
Record Date: NOV 08, 2013
#
1
Security ID: 449797158
Meeting Type: EGM
Proposal
Approve an Agreement and Plan of
Reorganization
Mgt Rec
For
NOTE: The above meeting was proportionally voted.
AB=Abstain, W=Withhold
Vote Cast
F=90.35%
A=2.98%
AB=6.67%
Sponsor
Management
F=For, A=Against,
=============== Voya Solution Moderately Conservative Portfolio ================
VOYA INVESTORS TRUST (ING TOTAL RETURN BOND PORTFOLIO)
Ticker:
IPCBX
Meeting Date: JAN 28, 2014
Record Date: NOV 08, 2013
#
1
Security ID: 449797158
Meeting Type: EGM
Proposal
Approve an Agreement and Plan of
Reorganization
Mgt Rec
For
NOTE: The above meeting was proportionally voted.
AB=Abstain, W=Withhold
Vote Cast
F=90.35%
A=2.98%
AB=6.67%
Sponsor
Management
F=For, A=Against,
============== VY American Century Small-Mid Cap Value Portfolio ===============
A. M. CASTLE & CO.
Ticker:
CAS
Meeting Date: APR 24, 2014
Record Date: MAR 03, 2014
#
1.1
1.2
1.3
2
3
Security ID: 148411101
Meeting Type: Annual
Proposal
Elect Director Terrence J. Keating
Elect Director James D. Kelly
Elect Director John McCartney
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
Withhold
Withhold
Withhold
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------AAR CORP.
Ticker:
AIR
Meeting Date: OCT 09, 2013
Record Date: AUG 19, 2013
#
1.1
1.2
1.3
1.4
2
3
4
Security ID: 000361105
Meeting Type: Annual
Proposal
Elect Director Norman R. Bobins
Elect Director Ronald R. Fogleman
Elect Director James E. Goodwin
Elect Director Marc J. Walfish
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------ACE LIMITED
Ticker:
ACE
Meeting Date: JAN 10, 2014
Record Date: DEC 05, 2013
Security ID: H0023R105
Meeting Type: Special
#
1
2
3
Proposal
Approve Dividend Distribution from
Legal Reserves
Elect of Homburger AG as Independent
Proxy
Transact Other Business (Voting)
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------ACE LIMITED
Ticker:
ACE
Meeting Date: MAY 15, 2014
Record Date: MAR 31, 2014
#
1
2
3
4.1
4.2
4.3
4.4
4.5
4.6
4.7
4.8
4.9
4.10
4.11
4.12
4.13
4.14
5
6.1
6.2
Security ID: H0023R105
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Allocate Disposable Profit
Approve Discharge of Board and Senior
Management
Elect Director John Edwardson
Elect Director Kimberly Ross
Elect Director Robert Scully
Elect Director David Sidwell
Elect Director Evan G. Greenberg
Elect Director Robert M. Hernandez
Elect Director Michael G. Atieh
Elect Director Mary A. Cirillo
Elect Director Michael P. Connors
Elect Director Peter Menikoff
Elect Director Leo F. Mullin
Elect Director Eugene B. Shanks, Jr.
Elect Director Theodore E. Shasta
Elect Director Olivier Steimer
Elect Evan G. Greenberg as Board
Chairman
Appoint Michael P. Connors as Member
of the Compensation Committee
Appoint Mary A. Cirillo as Member of
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
6.3
6.4
7
8.1
8.2
8.3
9
10
11
12
the Compensation Committee
Appoint John Edwardson as Member of
the Compensation Committee
Appoint Robert M. Hernandez as Member
of the Compensation Committee
Designate Homburger AG as Independent
Proxy
Ratify PricewaterhouseCoopers AG
(Zurich) as Auditors
Ratify PricewaterhouseCoopers LLP
(United States) as Independent
Registered Accounting Firm as Auditors
Ratify BDO AG (Zurich) as Special
Auditors
Approve Creation of CHF 3.7 Billion
Pool of Capital without Preemptive
Rights
Approve Dividend Distribution From
Legal Reserves Through Reduction of
Par Value
Advisory Vote to Ratify Named
Executive Officers' Compensation
Transact Other Business (Voting)
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
Against
Management
-------------------------------------------------------------------------------AEGEAN MARINE PETROLEUM NETWORK INC
Ticker:
ANW
Meeting Date: MAY 22, 2014
Record Date: MAR 28, 2014
#
1.1
1.2
1.3
2
Security ID: Y0017S102
Meeting Type: Annual
Proposal
Elect Peter C. Georgiopoulos as
Director
Elect John P. Tavlarios as Director
Elect Spyridon Fokas as Director
Ratify Deloitte Hadjipavlou Sofianos &
Cambanis S.A. as Auditors
Mgt Rec
For
Vote Cast
Withhold
Sponsor
Management
For
For
For
Withhold
Withhold
For
Management
Management
Management
-------------------------------------------------------------------------------AEROVIRONMENT, INC.
Ticker:
AVAV
Meeting Date: OCT 04, 2013
Record Date: SEP 06, 2013
#
1.1
1.2
1.3
2
Security ID: 008073108
Meeting Type: Annual
Proposal
Elect Director Charles Thomas Burbage
Elect Director Charles R. Holland
Elect Director Edward R. Muller
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------AFLAC INCORPORATED
Ticker:
AFL
Meeting Date: MAY 05, 2014
Record Date: FEB 26, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
2
3
Security ID: 001055102
Meeting Type: Annual
Proposal
Elect Director Daniel P. Amos
Elect Director John Shelby Amos, II
Elect Director Paul S. Amos, II
Elect Director W. Paul Bowers
Elect Director Kriss Cloninger, III
Elect Director Elizabeth J. Hudson
Elect Director Douglas W. Johnson
Elect Director Robert B. Johnson
Elect Director Charles B. Knapp
Elect Director Barbara K. Rimer
Elect Director Melvin T. Stith
Elect Director David Gary Thompson
Elect Director Takuro Yoshida
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------AGILENT TECHNOLOGIES, INC.
Ticker:
A
Meeting Date: MAR 19, 2014
Record Date: JAN 21, 2014
#
1.1
1.2
2
3
4
Security ID: 00846U101
Meeting Type: Annual
Proposal
Elect Director Heidi Fields
Elect Director A. Barry Rand
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AGL RESOURCES INC.
Ticker:
GAS
Meeting Date: APR 29, 2014
Record Date: FEB 18, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
2
Security ID: 001204106
Meeting Type: Annual
Proposal
Elect Director Sandra N. Bane
Elect Director Thomas D. Bell, Jr.
Elect Director Norman R. Bobins
Elect Director Charles R. Crisp
Elect Director Brenda J. Gaines
Elect Director Arthur E. Johnson
Elect Director Wyck A. Knox, Jr.
Elect Director Dennis M. Love
Elect Director Dean R. O'Hare
Elect Director Armando J. Olivera
Elect Director John E. Rau
Elect Director James A. Rubright
Elect Director John W. Somerhalder, II
Elect Director Bettina M. Whyte
Elect Director Henry C. Wolf
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
3
4
5
6
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Nonqualified Employee Stock
Purchase Plan
Amend EEO Policy to Prohibit
Discrimination based on Gender Identity
Require a Majority Vote for the
Election of Directors
For
For
Management
For
For
Management
Against
Against
Shareholder
Against
For
Shareholder
-------------------------------------------------------------------------------AIR METHODS CORPORATION
Ticker:
AIRM
Meeting Date: MAY 29, 2014
Record Date: APR 24, 2014
#
1.1
1.2
1.3
1.4
2
3
Security ID: 009128307
Meeting Type: Annual
Proposal
Elect Director John J. Connolly
Elect Director Jeffrey A. Dorsey
Elect Director Morad Tahbaz
Elect Director Aaron D. Todd
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ALBANY INTERNATIONAL CORP.
Ticker:
AIN
Meeting Date: MAY 16, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
1.4
1.5
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 012348108
Meeting Type: Annual
John F. Cassidy, Jr.
Edgar G. Hotard
Erland E. Kailbourne
Joseph G. Morone
Katharine L. Plourde
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
1.6
1.7
1.8
2
3
Elect Director John R. Scannell
Elect Director Christine L. Standish
Elect Director John C. Standish
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ALLEGHENY TECHNOLOGIES INCORPORATED
Ticker:
ATI
Meeting Date: MAY 01, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 01741R102
Meeting Type: Annual
Proposal
Elect Director James C. Diggs
Elect Director J. Brett Harvey
Elect Director Louis J. Thomas
Advisory Vote to Ratify Named
Executive Officers' Compensation
Declassify the Board of Directors
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------ALPHA NATURAL RESOURCES, INC.
Ticker:
ANR
Meeting Date: MAY 22, 2014
Record Date: APR 01, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 02076X102
Meeting Type: Annual
Kevin S. Crutchfield
Angelo C. Brisimitzakis
William J. Crowley, Jr.
E. Linn Draper, Jr.
Glenn A. Eisenberg
Deborah M. Fretz
P. Michael Giftos
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
1.8
1.9
2
3
4
5
6
7
Elect Director L. Patrick Hassey
Elect Director Joel Richards, III
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Appalachian Mining
Environmental and Community Impact
Reduction Efforts
Report on Financial Risks of Climate
Change
Amend EEO Policy to Prohibit
Discrimination Based on Sexual
Orientation and Gender Identity
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------ALTRA INDUSTRIAL MOTION CORP.
Ticker:
AIMC
Meeting Date: APR 24, 2014
Record Date: MAR 11, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
4
Security ID: 02208R106
Meeting Type: Annual
Proposal
Elect Director Edmund M. Carpenter
Elect Director Carl R. Christenson
Elect Director Lyle G. Ganske
Elect Director Michael S. Lipscomb
Elect Director Larry McPherson
Elect Director Thomas W. Swidarski
Elect Director James H. Woodward, Jr.
Ratify Auditors
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AMC ENTERTAINMENT HOLDINGS, INC.
Ticker:
AMC
Meeting Date: APR 25, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
2
3
4
Security ID: 00165C104
Meeting Type: Annual
Proposal
Elect Director Anthony J. Saich
Elect Director Jian Wang
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Mgt Rec
For
For
For
For
Vote Cast
For
Withhold
For
For
Sponsor
Management
Management
Management
Management
One Year
One Year
Management
-------------------------------------------------------------------------------AMEREN CORPORATION
Ticker:
AEE
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
5
6
7
Security ID: 023608102
Meeting Type: Annual
Proposal
Elect Director Warner L. Baxter
Elect Director Catherine S. Brune
Elect Director Ellen M. Fitzsimmons
Elect Director Walter J. Galvin
Elect Director Richard J. Harshman
Elect Director Gayle P. W. Jackson
Elect Director James C. Johnson
Elect Director Steven H. Lipstein
Elect Director Patrick T. Stokes
Elect Director Thomas R. Voss
Elect Director Stephen R. Wilson
Elect Director Jack D. Woodard
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Ratify Auditors
Require Independent Board Chairman
Report on Lobbying Payments and Policy
Report on Adoption of Policies to Meet
National GHG Reduction Goal
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
Against
Against
For
For
Against
Against
Against
Management
Management
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------AMERICAN CAMPUS COMMUNITIES, INC.
Ticker:
ACC
Meeting Date: MAY 01, 2014
Record Date: MAR 10, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
Security ID: 024835100
Meeting Type: Annual
Proposal
Elect Director William C. Bayless Jr.
Elect Director R.D. Burck
Elect Director G. Steven Dawson
Elect Director Cydney C. Donnell
Elect Director Dennis G. Lopez
Elect Director Edward Lowenthal
Elect Director Oliver Luck
Elect Director C. Patrick Oles, Jr.
Elect Director Winston W. Walker
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AMERICAN EAGLE OUTFITTERS, INC.
Ticker:
AEO
Meeting Date: MAY 29, 2014
Record Date: APR 04, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 02553E106
Meeting Type: Annual
Proposal
Elect Director Michael G. Jesselson
Elect Director Roger S. Markfield
Elect Director Jay L. Schottenstein
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
Ticker:
AEL
Meeting Date: JUN 05, 2014
Record Date: APR 11, 2014
#
1.1
1.2
1.3
1.4
2
3
Security ID: 025676206
Meeting Type: Annual
Proposal
Elect Director Joyce A. Chapman
Elect Director James M. Gerlach
Elect Director Robert L. Howe
Elect Director Debra J. Richardson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AMERICAN NATIONAL BANKSHARES INC.
Ticker:
AMNB
Meeting Date: MAY 20, 2014
Record Date: APR 04, 2014
#
1.1
1.2
1.3
2
3
Security ID: 027745108
Meeting Type: Annual
Proposal
Elect Director Ben J. Davenport, Jr.
Elect Director Charles H. Majors
Elect Director Dan M. Pleasant
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AMERICAN SCIENCE AND ENGINEERING, INC.
Ticker:
ASEI
Meeting Date: SEP 04, 2013
Security ID: 029429107
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
JUL 10, 2013
Proposal
Elect Director Denis R. Brown
Elect Director Charles P. Dougherty
Elect Director John A. Gordon
Elect Director Hamilton W. Helmer
Elect Director Don R. Kania
Elect Director Mark S. Thompson
Elect Director Jennifer L. Vogel
Elect Director Carl W. Vogt
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------AMN HEALTHCARE SERVICES, INC.
Ticker:
AHS
Meeting Date: APR 23, 2014
Record Date: FEB 26, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
Security ID: 001744101
Meeting Type: Annual
Proposal
Elect Director Mark G. Foletta
Elect Director R. Jeffrey Harris
Elect Director Michael M.E. Johns
Elect Director Martha H. Marsh
Elect Director Susan R. Salka
Elect Director Andrew M. Stern
Elect Director Paul E. Weaver
Elect Director Douglas D. Wheat
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ANALOG DEVICES, INC.
Ticker:
ADI
Meeting Date: MAR 12, 2014
Record Date: JAN 10, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
Security ID: 032654105
Meeting Type: Annual
Proposal
Elect Director Ray Stata
Elect Director Vincent T. Roche
Elect Director Richard M. Beyer
Elect Director James A. Champy
Elect Director John C. Hodgson
Elect Director Yves-Andre Istel
Elect Director Neil Novich
Elect Director F. Grant Saviers
Elect Director Kenton J. Sicchitano
Elect Director Lisa T. Su
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------ANNALY CAPITAL MANAGEMENT, INC.
Ticker:
NLY
Meeting Date: MAY 22, 2014
Record Date: MAR 28, 2014
#
1a
1b
1c
2
3
Security ID: 035710409
Meeting Type: Annual
Proposal
Elect Director Jonathan D. Green
Elect Director John H. Schaefer
Elect Director Francine J. Bovich
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------APACHE CORPORATION
Ticker:
APA
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1
2
3
4
5
6
Security ID: 037411105
Meeting Type: Annual
Proposal
Elect Director G. Steven Farris
Elect Director A.D. Frazier, Jr.
Elect Director Amy H. Nelson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Declassify the Board of Directors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.
Ticker:
ARI
Meeting Date: APR 29, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: 03762U105
Meeting Type: Annual
Proposal
Elect Director Joseph F. Azrack
Elect Director Mark C. Biderman
Elect Director Robert A. Kasdin
Elect Director Eric L. Press
Elect Director Scott S. Prince
Elect Director Stuart A. Rothstein
Elect Director Michael E. Salvati
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------APPLIED INDUSTRIAL TECHNOLOGIES, INC.
Ticker:
AIT
Meeting Date: OCT 29, 2013
Record Date: AUG 30, 2013
Security ID: 03820C105
Meeting Type: Annual
#
1.1
1.2
1.3
2
3
Proposal
Elect Director L. Thomas Hiltz
Elect Director Edith Kelly-Green
Elect Director Dan P. Komnenovich
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------APPLIED MATERIALS, INC.
Ticker:
AMAT
Meeting Date: MAR 04, 2014
Record Date: JAN 08, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
4
Security ID: 038222105
Meeting Type: Annual
Proposal
Elect Director Aart J. de Geus
Elect Director Gary E. Dickerson
Elect Director Stephen R. Forrest
Elect Director Thomas J. Iannotti
Elect Director Susan M. James
Elect Director Alexander A. Karsner
Elect Director Gerhard H. Parker
Elect Director Dennis D. Powell
Elect Director Willem P. Roelandts
Elect Director James E. Rogers
Elect Director Michael R. Splinter
Elect Director Robert H. Swan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Amend Bylaws -- Call Special Meetings
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
For
Management
Shareholder
-------------------------------------------------------------------------------APPLIED MATERIALS, INC.
Ticker:
AMAT
Security ID:
038222105
Meeting Date: JUN 23, 2014
Record Date: MAY 09, 2014
#
1
2
3
Meeting Type: Special
Proposal
Approve Merger Agreement
Advisory Vote on Golden Parachutes
Adjourn Meeting
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------ARDMORE SHIPPING LIMITED
Ticker:
ASC
Meeting Date: JUN 16, 2014
Record Date: APR 24, 2014
#
1.1
1.2
2
Security ID: Y0207T100
Meeting Type: Annual
Proposal
Elect Peter Swift as Director
Elect Albert Enste as Director
Transact Other Business (Non-Voting)
Mgt Rec
For
For
None
Vote Cast
For
For
None
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
Ticker:
AGII
Meeting Date: MAY 06, 2014
Record Date: MAR 03, 2014
#
1a
1b
1c
2
3
4
Security ID: G0464B107
Meeting Type: Annual
Proposal
Elect Director H. Berry Cash
Elect Director John R. Power, Jr.
Elect Director Mark E. Watson, III
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
--------------------------------------------------------------------------------
ARMADA HOFFLER PROPERTIES, INC.
Ticker:
AHH
Meeting Date: JUN 18, 2014
Record Date: APR 17, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
Security ID: 04208T108
Meeting Type: Annual
Proposal
Elect Director George F. Allen
Elect Director James A. Carroll
Elect Director James C. Cherry
Elect Director Louis S. Haddad
Elect Director Daniel A. Hoffler
Elect Director A. Russell Kirk
Elect Director Joseph W. Prueher
Elect Director John W. Snow
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ARTHUR J. GALLAGHER & CO.
Ticker:
AJG
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
4
Security ID: 363576109
Meeting Type: Annual
Proposal
Elect Director Sherry S. Barrat
Elect Director William L. Bax
Elect Director Frank E. English, Jr.
Elect Director J. Patrick Gallagher,
Jr.
Elect Director Elbert O. Hand
Elect Director David S. Johnson
Elect Director Kay W. McCurdy
Elect Director Norman L. Rosenthal
Ratify Auditors
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ASBURY AUTOMOTIVE GROUP, INC.
Ticker:
ABG
Meeting Date: APR 16, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
2
3
4
5
Security ID: 043436104
Meeting Type: Annual
Proposal
Elect Director Juanita T. James
Elect Director Craig T. Monaghan
Approve Amendment to Certificate of
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
Amend Executive Incentive Bonus Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
Against
Sponsor
Management
Management
Management
For
For
For
For
Management
Management
For
For
Management
-------------------------------------------------------------------------------ASPEN INSURANCE HOLDINGS LIMITED
Ticker:
AHL
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: G05384105
Meeting Type: Annual
Proposal
Elect Director Christopher O'Kane
Elect Director Liaquat Ahamed
Elect Director Albert Beer
Elect Director John Cavoores
Elect Director Heidi Hutter
Elect Director Gary Gregg
Elect Director Bret Pearlman
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Auditors and Authorize Board
to Fix Their Remuneration
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ASSOCIATED ESTATES REALTY CORPORATION
Ticker:
AEC
Meeting Date: MAY 07, 2014
Record Date: MAR 19, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
4
Security ID: 045604105
Meeting Type: Annual
Proposal
Elect Director Albert T. Adams
Elect Director Jeffrey I. Friedman
Elect Director Michael E. Gibbons
Elect Director Mark L. Milstein
Elect Director James J. Sanfilippo
Elect Director James A. Schoff
Elect Director Richard T. Schwarz
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ASTORIA FINANCIAL CORPORATION
Ticker:
AF
Meeting Date: MAY 21, 2014
Record Date: MAR 27, 2014
#
1.1
1.2
2
3
4
5
Security ID: 046265104
Meeting Type: Annual
Proposal
Elect Director Ralph F. Palleschi
Elect Director Jane D. Carlin
Approve Omnibus Stock Plan
Amend Executive Incentive Bonus Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------AUTOLIV, INC.
Ticker:
ALV
Meeting Date: MAY 06, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 052800109
Meeting Type: Annual
Proposal
Elect Director Jan Carlson
Elect Director Lars Nyberg - WITHDRAWN
Elect Director James M. Ringler
Advisory Vote to Ratify Named
Executive Officers' Compensation
Declassify the Board of Directors
Ratify Auditors
Mgt Rec
For
None
For
For
Vote Cast
For
None
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------AVG TECHNOLOGIES NV
Ticker:
AVG
Meeting Date: SEP 24, 2013
Record Date: AUG 27, 2013
#
1
2
3
4
5
6
7
8
Security ID: N07831105
Meeting Type: Special
Proposal
Open Meeting
Elect Gary Kovacs as CEO
Approve Remuneration Package of New CEO
Amend Remuneration Arrangements with
COO Giamatteo Including Approval of
One-Off Cash Bonuses and Accelarated
Vesting of 50,000 Stock Options and
37,500 Restricted Stock Units
Approve Annual Bonus of USD 500,000 in
Cash or Restricted Stock Units to
Supervisory Board Chairman Fuller
Approve Grant of 20,000 Options to
Supervisory Board Member Esser
Allow Questions
Close Meeting
Mgt Rec
None
For
For
For
Vote Cast
None
For
Against
Against
Sponsor
Management
Management
Management
Management
For
Against
Management
For
Against
Management
None
None
None
None
Management
Management
-------------------------------------------------------------------------------AVG TECHNOLOGIES NV
Ticker:
AVG
Meeting Date: JUN 11, 2014
Record Date: MAY 14, 2014
#
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
Security ID: N07831105
Meeting Type: Annual
Proposal
Open Meeting
Presentation Annual Accounts 2013
Discuss Remuneration Report Containing
Remuneration Policy for Management
Board Members
Adopt Financial Statements
Receive Explanation on Company's
Reserves and Dividend Policy
Approve Discharge of Management Board
Approve Discharge of Supervisory Board
Reelect J. Little to Executive Board
Reelect D. Fuller to Supervisory Board
Reelect G. Eichler to Supervisory Board
Elect R. Dunne to Supervisory Board
Approve Stock Option Grants of 20,000
Options to Mr. Dunne
Grant Board Authority to Issue Shares
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
Authorize Board to Exclude Preemptive
Rights from Share Issuances Under Item
13
Approve Increase of Options and RSU's
Up to 9,059,948 under Share Option Plan
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Allow Questions
Open Meeting
Mgt Rec
None
None
None
Vote Cast
None
None
None
Sponsor
Management
Management
Management
For
None
For
None
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
Against
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
Against
Management
For
For
Management
None
None
None
None
Management
Management
-------------------------------------------------------------------------------AVISTA CORPORATION
Ticker:
AVA
Meeting Date: MAY 08, 2014
Record Date: MAR 07, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
4
5
Security ID: 05379B107
Meeting Type: Annual
Proposal
Elect Director Erik J. Anderson
Elect Director Kristianne Blake
Elect Director Donald C. Burke
Elect Director John F. Kelly
Elect Director Rebecca A. Klein
Elect Director Scott L. Morris
Elect Director Marc F. Racicot
Elect Director Heidi B. Stanley
Elect Director R. John Taylor
Ratify Auditors
Amend Omnibus Stock Plan
Reduce Supermajority Vote Requirement
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------BAE SYSTEMS PLC
Ticker:
BA.
Meeting Date: MAY 07, 2014
Record Date: MAY 05, 2014
#
1
2
3
4
5
6
7
Security ID: G06940103
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Remuneration Policy
Approve Remuneration Report
Approve Final Dividend
Re-elect Paul Anderson as Director
Re-elect Harriet Green as Director
Re-elect Ian King as Director
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
Re-elect Peter Lynas as Director
Re-elect Paula Rosput Reynolds as
Director
Re-elect Nicholas Rose as Director
Re-elect Carl Symon as Director
Elect Sir Roger Carr as Director
Elect Jerry DeMuro as Director
Elect Christopher Grigg as Director
Elect Ian Tyler as Director
Appoint KPMG LLP as Auditors
Authorise Board to Fix Remuneration of
Auditors
Approve EU Political Donations and
Expenditure
Approve Long Term Incentive Plan
Authorise Issue of Equity with
Pre-emptive Rights
Authorise Issue of Equity without
Pre-emptive Rights
Authorise Market Purchase of Ordinary
Shares
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
For
For
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------BALLY TECHNOLOGIES, INC.
Ticker:
BYI
Meeting Date: DEC 05, 2013
Record Date: OCT 07, 2013
#
1.1
1.2
1.3
2
3
4
Security ID: 05874B107
Meeting Type: Annual
Proposal
Elect Director Richard Haddrill
Elect Director Josephine Linden
Elect Director Ramesh Srinivasan
Amend Omnibus Stock Plan
Amend Qualified Employee Stock
Purchase Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
5
Ratify Auditors
For
For
Management
-------------------------------------------------------------------------------BANK OF THE OZARKS, INC.
Ticker:
OZRK
Meeting Date: MAY 19, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
2
3
4
5
6
Security ID: 063904106
Meeting Type: Annual
Proposal
Elect Director George Gleason
Elect Director Dan Thomas
Elect Director Greg McKinney
Elect Director Jean Arehart
Elect Director Nicholas Brown
Elect Director Richard Cisne
Elect Director Robert East
Elect Director Catherine B. Freedberg
Elect Director Linda Gleason
Elect Director Peter Kenny
Elect Director Henry Mariani
Elect Director Robert Proost
Elect Director R. L. Qualls
Elect Director John Reynolds
Elect Director Sherece West-Scantlebury
Change Range for Size of the Board
Increase Authorized Common Stock
Approve Restricted Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------BANKUNITED, INC.
Ticker:
BKU
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Security ID: 06652K103
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Proposal
Elect Director Tere Blanca
Elect Director Sue M. Cobb
Elect Director Eugene F. DeMark
Elect Director Michael J. Dowling
Elect Director John A. Kanas
Elect Director Douglas J. Pauls
Elect Director Rajinder P. Singh
Elect Director Sanjiv Sobti
Elect Director A. Robert Towbin
Ratify Auditors
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------BARNES & NOBLE, INC.
Ticker:
BKS
Meeting Date: SEP 10, 2013
Record Date: JUL 17, 2013
#
1.1
1.2
1.3
2
3
Security ID: 067774109
Meeting Type: Annual
Proposal
Elect Director Leonard Riggio
Elect Director David G. Golden
Elect Director David A. Wilson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
Against
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------BARNES GROUP INC.
Ticker:
B
Meeting Date: MAY 09, 2014
Record Date: MAR 11, 2014
#
1.1
Security ID: 067806109
Meeting Type: Annual
Proposal
Elect Director William S. Bristow, Jr.
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
1.3
1.4
2
3
4
Elect Director Patrick J. Dempsey
Elect Director Hassell H. McClellan
Elect Director JoAnna Sohovich
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------BECTON, DICKINSON AND COMPANY
Ticker:
BDX
Meeting Date: JAN 28, 2014
Record Date: DEC 10, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
2
3
4
5
6
Security ID: 075887109
Meeting Type: Annual
Proposal
Elect Director Basil L. Anderson
Elect Director Henry P. Becton, Jr.
Elect Director Catherine M. Burzik
Elect Director Edward F. DeGraan
Elect Director Vincent A. Forlenza
Elect Director Claire M. Fraser
Elect Director Christopher Jones
Elect Director Marshall O. Larsen
Elect Director Gary A. Mecklenburg
Elect Director James F. Orr
Elect Director Willard J. Overlock, Jr.
Elect Director Rebecca W. Rimel
Elect Director Bertram L. Scott
Elect Director Alfred Sommer
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Amend Executive Incentive Bonus Plan
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
For
For
Against
Management
Management
Shareholder
--------------------------------------------------------------------------------
BEMIS COMPANY, INC.
Ticker:
BMS
Meeting Date: MAY 01, 2014
Record Date: MAR 06, 2014
#
1.1
1.2
1.3
1.4
2
3
4
5
Security ID: 081437105
Meeting Type: Annual
Proposal
Elect Director Edward N. Perry
Elect Director Timothy M. Manganello
Elect Director Philip G. Weaver
Elect Director Henry J. Theisen
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------BERRY PLASTICS GROUP, INC.
Ticker:
BERY
Meeting Date: MAR 11, 2014
Record Date: JAN 17, 2014
#
1.1
1.2
1.3
2
Security ID: 08579W103
Meeting Type: Annual
Proposal
Elect Director B. Evan Bayh
Elect Director Anthony M. Civale
Elect Director Ronald S. Rolfe
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
Withhold
Withhold
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------BIO-RAD LABORATORIES, INC.
Ticker:
BIO
Meeting Date: APR 22, 2014
Record Date: FEB 27, 2014
#
Proposal
Security ID: 090572207
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
2
3
4
Elect Director Louis Drapeau
Elect Director Robert M. Malchione
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
Against
For
For
For
For
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------BLACK HILLS CORPORATION
Ticker:
BKH
Meeting Date: APR 29, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
1.4
2
3
Security ID: 092113109
Meeting Type: Annual
Proposal
Elect Director David R. Emery
Elect Director Rebecca B. Roberts
Elect Director Warren L. Robinson
Elect Director John B. Vering
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------BLACKSTONE MORTGAGE TRUST, INC.
Ticker:
BXMT
Meeting Date: JUN 18, 2014
Record Date: APR 14, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 09257W100
Meeting Type: Annual
Michael B. Nash
Stephen D. Plavin
Leonard W. Cotton
Thomas E. Dobrowski
Martin L. Edelman
Henry N. Nassau
Lynne B. Sagalyn
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
1.8
2
3
Elect Director John G. Schreiber
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
Withhold
For
For
Management
Management
Management
-------------------------------------------------------------------------------BOB EVANS FARMS, INC.
Ticker:
BOBE
Meeting Date: AUG 21, 2013
Record Date: JUN 28, 2013
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
Security ID: 096761101
Meeting Type: Annual
Proposal
Elect Director Larry C. Corbin
Elect Director Steven A. Davis
Elect Director Michael J. Gasser
Elect Director E. Gordon Gee
Elect Director E.W. (Bill) Ingram, III
Elect Director Mary Kay Haben
Elect Director Cheryl L. Krueger
Elect Director G. Robert Lucas
Elect Director Eileen A. Mallesch
Elect Director Paul S. Williams
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------BOISE CASCADE COMPANY
Ticker:
BCC
Meeting Date: MAY 08, 2014
Record Date: MAR 14, 2014
#
1
2
Security ID: 09739D100
Meeting Type: Annual
Proposal
Elect Director Thomas E. Carlile
Elect Director Duane C. McDougall
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
3
4
5
Advisory Vote on Say on Pay Frequency
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
One Year
For
One Year
For
Management
Management
For
For
Management
-------------------------------------------------------------------------------BOK FINANCIAL CORPORATION
Ticker:
BOKF
Meeting Date: APR 29, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
1.16
1.17
1.18
1.19
1.20
1.21
1.22
2
3
Security ID: 05561Q201
Meeting Type: Annual
Proposal
Elect Director Gregory S. Allen
Elect Director Alan S. Armstrong
Elect Director C. Fred Ball, Jr.
Elect Director Sharon J. Bell
Elect Director Peter C. Boylan, III
Elect Director Steven G. Bradshaw
Elect Director Chester E. Cadieux, III
Elect Director Joseph W. Craft, III
Elect Director Daniel H. Ellinor
Elect Director John W. Gibson
Elect Director David F. Griffin
Elect Director V. Burns Hargis
Elect Director Douglas D. Hawthorne
Elect Director E. Carey Joullian, IV
Elect Director George B. Kaiser
Elect Director Robert J. LaFortune
Elect Director Stanley A. Lybarger
Elect Director Steven J. Malcolm
Elect Director E.C. Richards
Elect Director John Richels
Elect Director Michael C. Turpen
Elect Director R. A. Walker
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
Ticker:
BPFH
Meeting Date: APR 16, 2014
Record Date: MAR 03, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
Security ID: 101119105
Meeting Type: Annual
Proposal
Elect Director Clayton G. Deutsch
Elect Director Deborah F. Kuenstner
Elect Director Daniel P. Nolan
Elect Director Brian G. Shapiro
Elect Director William J. Shea
Elect Director Stephen M. Waters
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Amend Qualified Employee Stock
Purchase Plan
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------BOSTON SCIENTIFIC CORPORATION
Ticker:
BSX
Meeting Date: MAY 06, 2014
Record Date: MAR 14, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 101137107
Meeting Type: Annual
Bruce L. Byrnes
Nelda J. Connors
Kristina M. Johnson
Edward J. Ludwig
Michael F. Mahoney
Ernest Mario
N.J. Nicholas, Jr.
Pete M. Nicholas
Uwe E. Reinhardt
David J. Roux
John E. Sununu
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
4
5
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Qualified Employee Stock
Purchase Plan
Ratify Auditors
Report on Animal Testing and Plans for
Improving Welfare
For
For
Management
For
For
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------BRIGGS & STRATTON CORPORATION
Ticker:
BGG
Meeting Date: OCT 16, 2013
Record Date: AUG 19, 2013
#
1.1
1.2
1.3
2
3
Security ID: 109043109
Meeting Type: Annual
Proposal
Elect Director William F. Achtmeyer
Elect Director Patricia L. Kampling
Elect Director Todd J. Teske
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------BRISTOW GROUP INC.
Ticker:
BRS
Meeting Date: AUG 01, 2013
Record Date: JUN 13, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 110394103
Meeting Type: Annual
Thomas N. Amonett
Stephen J. Cannon
William E. Chiles
Michael A. Flick
Lori A. Gobillot
Ian A. Godden
Stephen A. King
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
1.8
1.9
1.10
2
3
4
Elect Director Thomas C. Knudson
Elect Director Mathew Masters
Elect Director Bruce H. Stover
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------BROADSOFT, INC.
Ticker:
BSFT
Meeting Date: MAY 02, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
2
3
Security ID: 11133B409
Meeting Type: Annual
Proposal
Elect Director David Bernardi
Elect Director John D. Markley, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
Against
Sponsor
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CAL DIVE INTERNATIONAL, INC.
Ticker:
DVR
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
#
1
2
3
Security ID: 12802T101
Meeting Type: Annual
Proposal
Elect Director John T. Mills
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
For
For
Management
--------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
Ticker:
CAM
Meeting Date: MAY 16, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: 13342B105
Meeting Type: Annual
Proposal
Elect Director H. Paulett Eberhart
Elect Director Peter J. Fluor
Elect Director James T. Hackett
Elect Director Jack B. Moore
Elect Director Michael E. Patrick
Elect Director Jon Erik Reinhardsen
Elect Director Bruce W. Wilkinson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CAMPUS CREST COMMUNITIES, INC.
Ticker:
CCG
Meeting Date: APR 21, 2014
Record Date: FEB 27, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
Security ID: 13466Y105
Meeting Type: Annual
Proposal
Elect Director Ted W. Rollins
Elect Director Lauro Gonzalez-Moreno
Elect Director Richard S. Kahlbaugh
Elect Director James W. McCaughan
Elect Director Denis McGlynn
Elect Director Daniel L. Simmons
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
--------------------------------------------------------------------------------
CAPITOL FEDERAL FINANCIAL, INC.
Ticker:
CFFN
Meeting Date: JAN 21, 2014
Record Date: DEC 06, 2013
#
1.1
1.2
1.3
2
3
Security ID: 14057J101
Meeting Type: Annual
Proposal
Elect Director Jeffrey M. Johnson
Elect Director Michael T. McCoy
Elect Director Marilyn S. Ward
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CAPSTEAD MORTGAGE CORPORATION
Ticker:
CMO
Meeting Date: MAY 28, 2014
Record Date: MAR 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
Security ID: 14067E506
Meeting Type: Annual
Proposal
Elect Director Jack Bernard
Elect Director Jack Biegler
Elect Director Michelle P. Goolsby
Elect Director Andrew F. Jacobs
Elect Director Gary Keiser
Elect Director Christopher W. Mahowald
Elect Director Michael G. O'Neil
Elect Director Mark S. Whiting
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------CAREFUSION CORPORATION
Ticker:
CFN
Meeting Date: NOV 06, 2013
Record Date: SEP 09, 2013
#
1a
1b
1c
2
3
4
5
6
7
8
Security ID: 14170T101
Meeting Type: Annual
Proposal
Elect Director Kieran T. Gallahue
Elect Director J. Michael Losh
Elect Director Edward D. Miller
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Declassify the Board of Directors
Declassify the Board of Directors
Adopt Majority Voting for Uncontested
Election of Directors
Reduce Supermajority Vote Requirement
Reduce Supermajority Vote Requirement
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------CARNIVAL CORPORATION
Ticker:
CCL
Meeting Date: APR 17, 2014
Record Date: FEB 18, 2014
#
1
2
3
4
5
Security ID: 143658300
Meeting Type: Annual
Proposal
Reelect Micky Arison As A Director Of
Carnival Corporation and As A Director
Of Carnival Plc.
Reelect Jonathon Band As A Director Of
Carnival Corporation and As A Director
Of Carnival Plc.
Reelect Arnold W. Donald As A Director
Of Carnival Corporation and As A
Director Of Carnival Plc.
Reelect Richard J. Glasier As A
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
Reelect Debra Kelly-Ennis As A
Director Of Carnival Corporation and
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
6
7
8
9
10
11
12
13
14
15
16
17
18
19
As A Director Of Carnival Plc.
Reelect John Parker As A Director Of
Carnival Corporation and As A Director
Of Carnival Plc.
Reelect Stuart Subotnick As A
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
Reelect Laura Weil As A Director Of
Carnival Corporation and As A Director
Of Carnival Plc.
Reelect Randall J. Weisenburger As A
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
Reappoint The UK Firm Of
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation
Authorize The Audit Committee Of
Carnival Plc To Fix Remuneration Of
The Independent Auditors Of Carnival
Plc
Receive The UK Accounts And Reports Of
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2013
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Remuneration Report of
Executive Directors
Approve Remuneration Policy of
Executive Directors
Authorize Issue of Equity with
Pre-emptive Rights
Authorize Issue of Equity without
Pre-emptive Rights
Authorize Shares for Market Purchase
Approve Omnibus Stock Plan
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
Against
Management
For
Against
Management
For
Against
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------CAVCO INDUSTRIES, INC.
Ticker:
CVCO
Meeting Date: JUL 11, 2013
Record Date: MAY 27, 2013
#
1.1
2
3
4
Security ID: 149568107
Meeting Type: Annual
Proposal
Elect Director David A. Greenblatt
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Issuance of Shares for a
Private Placement
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CBL & ASSOCIATES PROPERTIES, INC.
Ticker:
CBL
Meeting Date: MAY 05, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 124830100
Meeting Type: Annual
Proposal
Elect Director Charles B. Lebovitz
Elect Director Stephen D. Lebovitz
Elect Director Gary L. Bryenton
Elect Director A. Larry Chapman
Elect Director Thomas J. DeRosa
Elect Director Matthew S. Dominski
Elect Director Gary J. Nay
Elect Director Kathleen M. Nelson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CDI CORP.
Ticker:
CDI
Meeting Date: MAY 20, 2014
Record Date: MAR 18, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 125071100
Meeting Type: Annual
Proposal
Elect Director Joseph L. Carlini
Elect Director Michael J. Emmi
Elect Director Walter R. Garrison
Elect Director Lawrence C. Karlson
Elect Director Ronald J. Kozich
Elect Director Anna M. Seal
Elect Director Albert E. Smith
Elect Director Barton J. Winokur
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CDW CORPORATION
Ticker:
CDW
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
1.4
2
3
4
Security ID: 12514G108
Meeting Type: Annual
Proposal
Elect Director Steven W. Alesio
Elect Director Barry K. Allen
Elect Director David W. Nelms
Elect Director Donna F. Zarcone
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Mgt Rec
For
For
For
For
For
For
Vote Cast
Withhold
Withhold
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
One Year
One Year
Management
-------------------------------------------------------------------------------CELADON GROUP, INC.
Ticker:
CGI
Meeting Date: DEC 11, 2013
Record Date: OCT 14, 2013
#
1.1
1.2
1.3
1.4
1.5
2
3
Security ID: 150838100
Meeting Type: Annual
Proposal
Elect Director Stephen Russell
Elect Director Anthony Heyworth
Elect Director Catherine Langham
Elect Director Michael Miller
Elect Director Paul Will
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CENTURY ALUMINUM COMPANY
Ticker:
CENX
Meeting Date: SEP 23, 2013
Record Date: JUL 29, 2013
#
1a
1b
1c
1d
1e
1f
2
3
Security ID: 156431108
Meeting Type: Annual
Proposal
Elect Director Jarl Berntzen
Elect Director Michael Bless
Elect Director Daniel Goldberg
Elect Director Peter Jones
Elect Director Andrew Michelmore
Elect Director John O'Brien
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CENTURYLINK, INC.
Ticker:
CTL
Meeting Date: MAY 28, 2014
Record Date: APR 10, 2014
Security ID: 156700106
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
2
3
4
5
Proposal
Elect Director Virginia Boulet
Elect Director Peter C. Brown
Elect Director Richard A. Gephardt
Elect Director W. Bruce Hanks
Elect Director Gregory J. McCray
Elect Director C. G. Melville, Jr.
Elect Director Fred R. Nichols
Elect Director William A. Owens
Elect Director Harvey P. Perry
Elect Director Glen F. Post, III
Elect Director Michael J. Roberts
Elect Director Laurie A. Siegel
Elect Director Joseph R. Zimmel
Ratify Auditors
Provide Proxy Access Right
Advisory Vote to Ratify Named
Executive Officers' Compensation
Stock Retention
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------CHATHAM LODGING TRUST
Ticker:
CLDT
Meeting Date: MAY 22, 2014
Record Date: APR 01, 2014
#
1.1
1.2
1.3
2
3
Security ID: 16208T102
Meeting Type: Annual
Proposal
Elect Trustee Miles Berger
Elect Trustee Jack P. DeBoer
Elect Trustee Glen R. Gilbert
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
Withhold
Withhold
Withhold
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CHEMTURA CORPORATION
Ticker:
CHMT
Meeting Date: MAY 08, 2014
Record Date: MAR 13, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
Security ID: 163893209
Meeting Type: Annual
Proposal
Elect Director Jeffrey D. Benjamin
Elect Director Timothy J. Bernlohr
Elect Director Anna C. Catalano
Elect Director James W. Crownover
Elect Director Robert A. Dover
Elect Director Jonathan F. Foster
Elect Director Craig A. Rogerson
Elect Director John K. Wulff
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Executive Incentive Bonus Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------CIGNA CORPORATION
Ticker:
CI
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
#
1.1
1.2
1.3
2
3
Security ID: 125509109
Meeting Type: Annual
Proposal
Elect Director Eric J. Foss
Elect Director Roman Martinez IV
Elect Director William D. Zollars
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CLEARWATER PAPER CORPORATION
Ticker:
CLW
Security ID:
18538R103
Meeting Date: MAY 05, 2014
Record Date: MAR 10, 2014
#
1a
1b
2
3
4
Meeting Type: Annual
Proposal
Elect Director Fredric W. Corrigan
Elect Director Beth E. Ford
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CLUBCORP HOLDINGS, INC.
Ticker:
MYCC
Meeting Date: JUN 25, 2014
Record Date: MAY 05, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 18948M108
Meeting Type: Annual
Proposal
Elect Director Martin J. Newburger
Elect Director Steven S. Siegel
Elect Director Bryan J. Traficanti
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
Withhold
Withhold
Withhold
For
Sponsor
Management
Management
Management
Management
One Year
For
One Year
For
Management
Management
-------------------------------------------------------------------------------CNO FINANCIAL GROUP, INC.
Ticker:
CNO
Meeting Date: MAY 07, 2014
Record Date: MAR 14, 2014
#
1a
1b
1c
Security ID: 12621E103
Meeting Type: Annual
Proposal
Elect Director Edward J. Bonach
Elect Director Ellyn L. Brown
Elect Director Robert C. Greving
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1d
1e
1f
1g
1h
1i
2
3
4
Elect Director Mary R. (Nina) Henderson
Elect Director R. Keith Long
Elect Director Neal C. Schneider
Elect Director Frederick J. Sievert
Elect Director Michael T. Tokarz
Elect Director John G. Turner
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------COACH, INC.
Ticker:
COH
Meeting Date: NOV 07, 2013
Record Date: SEP 09, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
Security ID: 189754104
Meeting Type: Annual
Proposal
Elect Director Lew Frankfort
Elect Director Susan Kropf
Elect Director Gary Loveman
Elect Director Victor Luis
Elect Director Ivan Menezes
Elect Director Irene Miller
Elect Director Michael Murphy
Elect Director Stephanie Tilenius
Elect Director Jide Zeitlin
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------COLONY FINANCIAL, INC.
Ticker:
CLNY
Meeting Date: MAY 08, 2014
Security ID: 19624R106
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
1.4
1.5
2
3
4
MAR 25, 2014
Proposal
Elect Director Thomas J. Barrack, Jr.
Elect Director Richard B. Saltzman
Elect Director George G. C. Parker
Elect Director John A. Somers
Elect Director John L. Steffens
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------COMERICA INCORPORATED
Ticker:
CMA
Meeting Date: APR 22, 2014
Record Date: FEB 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 200340107
Meeting Type: Annual
Proposal
Elect Director Ralph W. Babb, Jr.
Elect Director Roger A. Cregg
Elect Director T. Kevin DeNicola
Elect Director Jacqueline P. Kane
Elect Director Richard G. Lindner
Elect Director Alfred A. Piergallini
Elect Director Robert S. Taubman
Elect Director Reginald M. Turner, Jr.
Elect Director Nina G. Vaca
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------COMMERCE BANCSHARES, INC.
Ticker:
CBSH
Security ID:
200525103
Meeting Date: APR 16, 2014
Record Date: FEB 18, 2014
#
1.1
1.2
1.3
1.4
2
3
4
Meeting Type: Annual
Proposal
Elect Director John R. Capps
Elect Director W. Thomas Grant, II
Elect Director James B. Hebenstreit
Elect Director David W. Kemper
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Increase Authorized Common Stock
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------COMMSCOPE HOLDING COMPANY, INC.
Ticker:
COMM
Meeting Date: MAY 02, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 20337X109
Meeting Type: Annual
Proposal
Elect Director Frank M. Drendel
Elect Director Marco De Benedetti
Elect Director Peter J. Clare
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
Withhold
Withhold
Withhold
For
Sponsor
Management
Management
Management
Management
One Year
For
One Year
For
Management
Management
-------------------------------------------------------------------------------COMPASS DIVERSIFIED HOLDINGS
Ticker:
CODI
Meeting Date: MAY 29, 2014
Record Date: APR 01, 2014
#
1.1
Security ID: 20451Q104
Meeting Type: Annual
Proposal
Elect Director James J. Bottiglieri
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
2
3
Elect Director Gordon M. Burns
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
Management
Management
For
For
Management
-------------------------------------------------------------------------------COMPASS MINERALS INTERNATIONAL, INC.
Ticker:
CMP
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
2
3
Security ID: 20451N101
Meeting Type: Annual
Proposal
Elect Director Bradley J. Bell
Elect Director Richard S. Grant
Elect Director Amy J. Yoder
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------COMPUWARE CORPORATION
Ticker:
CPWR
Meeting Date: MAR 28, 2014
Record Date: FEB 11, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 205638109
Meeting Type: Annual
Gurminder S. Bedi
Jeffrey J. Clarke
John G. Freeland
David G. Fubini
William O. Grabe
Frederick A. Henderson
Faye Alexander Nelson
Robert C. Paul
Jennifer J. Raab
Lee D. Roberts
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
1.11
2
3
Elect Director Stephen F. Schuckenbrock For
Ratify Auditors
For
Advisory Vote to Ratify Named
For
Executive Officers' Compensation
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------CONAGRA FOODS, INC.
Ticker:
CAG
Meeting Date: SEP 27, 2013
Record Date: JUL 31, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
Security ID: 205887102
Meeting Type: Annual
Proposal
Elect Director Mogens C. Bay
Elect Director Stephen G. Butler
Elect Director Steven F. Goldstone
Elect Director Joie A. Gregor
Elect Director Rajive Johri
Elect Director W.G. Jurgensen
Elect Director Richard H. Lenny
Elect Director Ruth Ann Marshall
Elect Director Gary M. Rodkin
Elect Director Andrew J. Schindler
Elect Director Kenneth E. Stinson
Ratification Of The Appointment Of
Independent Auditor
Advisory Vote to Ratify Named
Executive Officers' Compensation
Provide Vote Counting to Exclude
Abstentions
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------CONN'S, INC.
Ticker:
CONN
Meeting Date: MAY 28, 2014
Record Date: APR 01, 2014
Security ID: 208242107
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
4
Proposal
Elect Director Jon E.M. Jacoby
Elect Director Kelly M. Malson
Elect Director Bob L. Martin
Elect Director Douglas H. Martin
Elect Director David Schofman
Elect Director Scott L. Thompson
Elect Director Theodore M. Wright
Increase Authorized Common Stock
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CONSOLIDATED EDISON, INC.
Ticker:
ED
Meeting Date: MAY 19, 2014
Record Date: MAR 25, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
4
Security ID: 209115104
Meeting Type: Annual
Proposal
Elect Director Kevin Burke
Elect Director Vincent A. Calarco
Elect Director George Campbell, Jr.
Elect Director Michael J. Del Giudice
Elect Director Ellen V. Futter
Elect Director John F. Hennessy, III
Elect Director John F. Killian
Elect Director John McAvoy
Elect Director Armando J. Olivera
Elect Director Sally H. Pinero
Elect Director Michael W. Ranger
Elect Director L. Frederick Sutherland
Ratify Auditors
Amend Nonqualified Employee Stock
Purchase Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CONSTELLIUM NV
Ticker:
CSTM
Meeting Date: JUN 11, 2014
Record Date: MAY 14, 2014
#
1
2a
2b
3
4a
4b
4c
4d
5
6
7
8
9
10a
10b
10c
10d
10e
10f
11
Security ID: N22035104
Meeting Type: Annual
Proposal
Open Meeting
Approve Publication of Information in
English
Receive Report of Management Board
(Non-Voting)
Discussion on Company's Corporate
Governance Structure
Discuss Remuneration Report
Amend Management Equity Plan to
Accelerate the Vesting of Shares
Approve Remuneration of Non-Executive
Directors
Amend 2013 Equity Incentive Plan to
Increase Number of Shares Available
Adopt Financial Statements
Announce Allocation of Income
Approve Discharge of Executive
Directors
Approve Discharge of Non-Exeucitve
Directors
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Reelect P. Guillemot to Supervisory
Board
Reelect W. P. Paschke to Supervisory
Board
Elect M. Brandjes to Supervisory Board
Elect L. A. Walker to Supervisory Board
Elect P. F. Hartman to Supervisory
Board
Elect J. Ormerod to Supervisory Board
Ratify PricewaterhouseCoopers as
Auditors For Fiscal Year 2014
Mgt Rec
None
For
Vote Cast
None
For
Sponsor
Management
Management
None
None
Management
None
None
Management
None
For
None
For
Management
Management
For
For
Management
For
Against
Management
For
None
For
For
None
For
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
Management
Management
Management
For
For
For
For
Management
Management
12
13a
13b
13c
14
15
Approve Cancellation of Preference
Shares
Amend Articles Re: Delete References
to Preference Shares
Amend Articles Re: Casting Vote for
the Chairman of the Board
Authorize Board to Make Distributions
From Any Company Reserve
Allow Questions
Close Meeting
For
For
Management
For
For
Management
For
For
Management
For
For
Management
None
None
None
None
Management
Management
-------------------------------------------------------------------------------CORRECTIONS CORPORATION OF AMERICA
Ticker:
CXW
Meeting Date: MAY 15, 2014
Record Date: MAR 21, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
Security ID: 22025Y407
Meeting Type: Annual
Proposal
Elect Director John D. Ferguson
Elect Director Damon T. Hininger
Elect Director Donna M. Alvarado
Elect Director John D. Correnti
Elect Director Robert J. Dennis
Elect Director C. Michael Jacobi
Elect Director Anne L. Mariucci
Elect Director Thurgood Marshall, Jr.
Elect Director Charles L. Overby
Elect Director John R. Prann, Jr.
Elect Director Joseph V. Russell
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CSS INDUSTRIES, INC.
Ticker:
CSS
Security ID:
125906107
Meeting Date: JUL 30, 2013
Record Date: JUN 03, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
4
5
Meeting Type: Annual
Proposal
Elect Director Scott A. Beaumont
Elect Director James H. Bromley
Elect Director Robert E. Chappell
Elect Director Jack Farber
Elect Director Elam M. Hitchner, III
Elect Director Rebecca C. Matthias
Elect Director Christopher J. Munyan
Approve Omnibus Stock Plan
Amend Executive Incentive Bonus Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CST BRANDS, INC.
Ticker:
CST
Meeting Date: JUN 04, 2014
Record Date: APR 14, 2014
#
1.1
1.2
2
3
4
5
Security ID: 12646R105
Meeting Type: Annual
Proposal
Elect Director Roger G. Burton
Elect Director Stephen A. Smith
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
One Year
One Year
Management
-------------------------------------------------------------------------------CULLEN/FROST BANKERS, INC.
Ticker:
CFR
Meeting Date: APR 24, 2014
Security ID: 229899109
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
2
3
MAR 07, 2014
Proposal
Elect Director R. Denny Alexander
Elect Director Carlos Alvarez
Elect Director Royce S. Caldwell
Elect Director Crawford H. Edwards
Elect Director Ruben M. Escobedo
Elect Director Richard W. Evans, Jr.
Elect Director Patrick B. Frost
Elect Director David J. Haemisegger
Elect Director Karen E. Jennings
Elect Director Richard M. Kleberg, III
Elect Director Charles W. Matthews
Elect Director Ida Clement Steen
Elect Director Horace Wilkins, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CULP, INC.
Ticker:
CFI
Meeting Date: SEP 17, 2013
Record Date: JUL 17, 2013
#
1.1
1.2
1.3
1.4
1.5
2
3
Security ID: 230215105
Meeting Type: Annual
Proposal
Elect Director Robert G. Culp, III
Elect Director Patrick B. Flavin
Elect Director Kenneth R. Larson
Elect Director Kenneth W. McAllister
Elect Director Franklin N. Saxon
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
--------------------------------------------------------------------------------
CUMULUS MEDIA INC.
Ticker:
CMLS
Meeting Date: MAY 22, 2014
Record Date: APR 04, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: 231082108
Meeting Type: Annual
Proposal
Elect Director Lewis W. Dickey, Jr.
Elect Director Brian Cassidy
Elect Director Ralph B. Everett
Elect Director Alexis Glick
Elect Director Jeffrey A. Marcus
Elect Director Robert H. Sheridan, III
Elect Director David M. Tolley
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CYPRESS SEMICONDUCTOR CORPORATION
Ticker:
CY
Meeting Date: MAY 09, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: 232806109
Meeting Type: Annual
Proposal
Elect Director T.J. Rodgers
Elect Director W. Steve Albrecht
Elect Director Eric A. Benhamou
Elect Director James R. Long
Elect Director Robert Y. L. Mao
Elect Director J. D. Sherman
Elect Director Wilbert van den Hoek
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
--------------------------------------------------------------------------------
DANA HOLDING CORPORATION
Ticker:
DAN
Meeting Date: MAY 02, 2014
Record Date: MAR 03, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
Security ID: 235825205
Meeting Type: Annual
3
Proposal
Elect Director Virginia A. Kamsky
Elect Director Terrence J. Keating
Elect Director R. Bruce McDonald
Elect Director Joseph C. Muscari
Elect Director Mark A. Schulz
Elect Director Keith E. Wandell
Elect Director Roger J. Wood
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------DANONE
Ticker:
BN
Meeting Date: APR 29, 2014
Record Date: APR 23, 2014
#
1
2
3
4
5
6
7
8
9
10
Security ID: F12033134
Meeting Type: Annual/Special
Proposal
Approve Financial Statements and
Statutory Reports
Approve Consolidated Financial
Statements and Statutory Reports
Approve Allocation of Income and
Dividends of EUR 1.45 per Share
Approve Stock Dividend Program
Reelect Bruno Bonnell as Director
Reelect Bernard Hours as Director
Reelect Isabelle Seillier as Director
Reelect Jean-Michel Severino as
Director
Elect Gaelle Olivier as Director
Elect Lionel Zinsou-Derlin as Director
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
11
12
13
14
15
16
17
18
19
20
21
Approve Auditors' Special Report on
Related-Party Transactions Regarding
New Transactions
Approve Transaction with J.P. Morgan
Approve Severance Payment Agreement
with Bernard Hours
Approve Transaction with Bernard Hours
Advisory Vote on Compensation of
Chairman and CEO, Franck Riboud
Advisory Vote on Compensation of
Vice-CEO, Emmanuel Faber
Advisory Vote on Compensation of
Vice-CEO, Bernard Hours
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Authorize up to 0.2 Percent of Issued
Capital for Use in Restricted Stock
Plans
Amend Articles 15 and16 of Bylaws Re:
Employee Representatives
Authorize Filing of Required
Documents/Other Formalities
For
For
Management
For
For
For
For
Management
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------DELEK US HOLDINGS, INC.
Ticker:
DK
Meeting Date: MAY 06, 2014
Record Date: MAR 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
Security ID: 246647101
Meeting Type: Annual
Proposal
Elect Director Erza Uzi Yemin
Elect Director William J. Finnerty
Elect Director Carlos E. Jorda
Elect Director Charles H. Leonard
Elect Director Philip L. Maslowe
Elect Director Shlomo Zohar
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------DESTINATION MATERNITY CORPORATION
Ticker:
DEST
Meeting Date: JAN 24, 2014
Record Date: DEC 02, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 25065D100
Meeting Type: Annual
Proposal
Elect Director Arnaud Ajdler
Elect Director Michael J. Blitzer
Elect Director Barry Erdos
Elect Director Joseph A. Goldblum
Elect Director Edward M. Krell
Elect Director Melissa Payner-Gregor
Elect Director William A. Schwartz, Jr.
Elect Director B. Allen Weinstein
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------DEVON ENERGY CORPORATION
Ticker:
DVN
Meeting Date: JUN 04, 2014
Record Date: APR 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 25179M103
Meeting Type: Annual
Mgt Rec
Barbara M. Baumann
For
John E. Bethancourt
For
Robert H. Henry
For
John A. Hill
For
Michael M. Kanovsky
For
Robert A. Mosbacher, Jr. For
J. Larry Nichols
For
Duane C. Radtke
For
Mary P. Ricciardello
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
1.10
2
3
4
5
6
Elect Director John Richels
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Financial Risks of Climate
Change
Report on Lobbying Payments and Policy
Review Public Policy Advocacy on
Climate Change
For
For
For
For
Management
Management
For
Against
For
Against
Management
Shareholder
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------DIAMONDROCK HOSPITALITY COMPANY
Ticker:
DRH
Meeting Date: MAY 06, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: 252784301
Meeting Type: Annual
Proposal
Elect Director William W. McCarten
Elect Director Daniel J. Altobello
Elect Director W. Robert Grafton
Elect Director Maureen L. McAvey
Elect Director Gilbert T. Ray
Elect Director Bruce D. Wardinski
Elect Director Mark W. Brugger
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------DIME COMMUNITY BANCSHARES, INC.
Ticker:
DCOM
Meeting Date: MAY 22, 2014
Record Date: MAR 27, 2014
#
1.1
Security ID: 253922108
Meeting Type: Annual
Proposal
Elect Director Kenneth J. Mahon
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
1.3
1.4
2
3
Elect Director George L. Clark, Jr.
Elect Director Steven D. Cohn
Elect Director Robert C. Golden
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------DR PEPPER SNAPPLE GROUP, INC.
Ticker:
DPS
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
5
Security ID: 26138E109
Meeting Type: Annual
Proposal
Elect Director John L. Adams
Elect Director Joyce M. Roche
Elect Director Ronald G. Rogers
Elect Director Wayne R. Sanders
Elect Director Jack L. Stahl
Elect Director Larry D. Young
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Adopt Comprehensive Recycling Strategy
for Beverage Containers
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
For
For
Management
-------------------------------------------------------------------------------DYNAMIC MATERIALS CORPORATION
Ticker:
BOOM
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
Security ID: 267888105
Meeting Type: Annual
Proposal
Elect Director David C. Aldous
Elect Director Yvon Pierre Cariou
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Elect Director Robert A. Cohen
Elect Director James J. Ferris
Elect Director Richard P. Graff
Elect Director Bernard Hueber
Elect Director Kevin T. Longe
Elect Director Gerard Munera
Elect Director Rolf Rospek
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------EINSTEIN NOAH RESTAURANT GROUP, INC.
Ticker:
BAGL
Meeting Date: APR 29, 2014
Record Date: MAR 13, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
Security ID: 28257U104
Meeting Type: Annual
Proposal
Elect Director Michael W. Arthur
Elect Director E. Nelson Heumann
Elect Director Frank C. Meyer
Elect Director Edna K. Morris
Elect Director Thomas J. Mueller
Elect Director S. Garrett Stonehouse,
Jr.
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
For
For
Management
-------------------------------------------------------------------------------EL PASO ELECTRIC COMPANY
Ticker:
EE
Meeting Date: MAY 29, 2014
Record Date: MAR 31, 2014
Security ID: 283677854
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
2
3
4
Proposal
Elect Director Catherine A. Allen
Elect Director Edward Escudero
Elect Director Michael K. Parks
Elect Director Eric B. Siegel
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------EMPIRE STATE REALTY TRUST, INC.
Ticker:
ESRT
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
4
Security ID: 292104106
Meeting Type: Annual
Proposal
Elect Director Anthony E. Malkin
Elect Director William H. Berkman
Elect Director Alice M. Connell
Elect Director Thomas J. DeRosa
Elect Director Steven J. Gilbert
Elect Director S. Michael Giliberto
Elect Director Lawrence E. Golub
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
One Year
For
One Year
For
Management
Management
-------------------------------------------------------------------------------ENDURANCE SPECIALTY HOLDINGS LTD.
Ticker:
ENH
Meeting Date: MAY 21, 2014
Record Date: MAR 21, 2014
#
Proposal
Security ID: G30397106
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Elect John T. Baily as Director
Elect Norman Barham as Director
Elect Galen R. Barnes as Director
Elect William H. Bolinder as Director
Elect John R. Charman as Director
Elect Susan S. Fleming as Director
Elect Scott D. Moore as Director
Elect Robert A. Spass as Director
Approve Ernst & Young Ltd. as Auditors
and Authorize Board through the Audit
Committee to Fix Their Remuneration
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Management
-------------------------------------------------------------------------------ENERGY XXI (BERMUDA) LIMITED
Ticker:
EXXI
Meeting Date: NOV 05, 2013
Record Date: SEP 23, 2013
#
1.1
1.2
2
Security ID: G10082140
Meeting Type: Annual
Proposal
Elect Director Cornelius Dupre, II
Elect Director Kevin Flannery
Approve UHY LLP as Auditors and
Authorize Board to Fix Their
Remuneration
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------ENERGY XXI (BERMUDA) LIMITED
Ticker:
EXXI
Meeting Date: MAY 30, 2014
Record Date: APR 21, 2014
#
1
Security ID: G10082140
Meeting Type: Special
Proposal
Issue Shares in Connection with
Acquisition
Mgt Rec
For
Vote Cast
For
Sponsor
Management
2
Elect Director Scott A. Griffiths
For
For
Management
-------------------------------------------------------------------------------ENPRO INDUSTRIES, INC.
Ticker:
NPO
Meeting Date: APR 30, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
Security ID: 29355X107
Meeting Type: Annual
Proposal
Elect Director Stephen E. Macadam
Elect Director Thomas M. Botts
Elect Director Peter C. Browning
Elect Director Felix M. Brueck
Elect Director B. Bernard Burns, Jr.
Elect Director Diane C. Creel
Elect Director Gordon D. Harnett
Elect Director David L. Hauser
Elect Director Kees van der Graaf
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------ENTERCOM COMMUNICATIONS CORP.
Ticker:
ETM
Meeting Date: MAY 05, 2014
Record Date: MAR 05, 2014
#
1.1
1.2
2.1
2.2
2.3
2.4
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 293639100
Meeting Type: Annual
David J. Berkman
Joel Hollander
Joseph M. Field
David J. Field
Mark R. LaNeve
Robert S. Wiesenthal
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
3
4
5
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
Against
For
Management
Management
For
For
Management
-------------------------------------------------------------------------------ENTRAVISION COMMUNICATIONS CORPORATION
Ticker:
EVC
Meeting Date: MAY 29, 2014
Record Date: APR 11, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
Security ID: 29382R107
Meeting Type: Annual
Proposal
Elect Director Walter F. Ulloa
Elect Director Philip C. Wilkinson
Elect Director Paul A. Zevnik
Elect Director Esteban E. Torres
Elect Director Gilbert R. Vasquez
Elect Director Jules G. Buenabenta
Elect Director Patricia Diaz Dennis
Elect Director Juan Saldivar von
Wuthenau
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
Withhold
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------EPR PROPERTIES
Ticker:
EPR
Meeting Date: MAY 15, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
Security ID: 26884U109
Meeting Type: Annual
Proposal
Elect Director David M. Brain
Elect Director Robert J. Druten
Elect Director Robin P. Sterneck
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
2
3
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
Management
For
For
Management
-------------------------------------------------------------------------------EVERTEC, INC.
Ticker:
EVTC
Meeting Date: MAY 20, 2014
Record Date: MAR 31, 2014
#
1a
1b
1c
1d
1e
1f
2
Security ID: 30040P103
Meeting Type: Annual
Proposal
Elect Director Frank G. D'Angelo
Elect Director Peter Harrington
Elect Director Jorge Junquera
Elect Director Teresita Loubriel
Elect Director Nestor O. Rivera
Elect Director Alan H. Schumacher
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
Against
For
Against
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------EXCEL TRUST, INC.
Ticker:
EXL
Meeting Date: MAY 13, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: 30068C109
Meeting Type: Annual
Proposal
Elect Director Gary B. Sabin
Elect Director Spencer G. Plumb
Elect Director Mark T. Burton
Elect Director Bruce G. Blakley
Elect Director Burland B. East, III
Elect Director Robert E. Parsons, Jr.
Elect Director Warren R. Staley
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
4
Amend Omnibus Stock Plan
For
For
Management
-------------------------------------------------------------------------------F.N.B. CORPORATION
Ticker:
FNB
Meeting Date: MAY 21, 2014
Record Date: MAR 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
2
3
Security ID: 302520101
Meeting Type: Annual
Proposal
Elect Director William B. Campbell
Elect Director James D. Chiafullo
Elect Director Vincent J. Delie, Jr.
Elect Director Laura E. Ellsworth
Elect Director Robert B. Goldstein
Elect Director Stephen J. Gurgovits
Elect Director David J. Malone
Elect Director D. Stephen Martz
Elect Director Robert J. McCarthy, Jr.
Elect Director David L. Motley
Elect Director Arthur J. Rooney, II
Elect Director John W. Rose
Elect Director John S. Stanik
Elect Director William J. Strimbu
Elect Director Earl K. Wahl, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker:
FCS
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
#
1.1
Security ID: 303726103
Meeting Type: Annual
Proposal
Elect Director Charles P. Carinalli
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
Elect Director Randy W. Carson
Elect Director Terry A. Klebe
Elect Director Anthony Lear
Elect Director Catherine P. Lego
Elect Director Kevin J. McGarity
Elect Director Bryan R. Roub
Elect Director Ronald W. Shelly
Elect Director Mark S. Thompson
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------FEDERAL REALTY INVESTMENT TRUST
Ticker:
FRT
Meeting Date: MAY 07, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: 313747206
Meeting Type: Annual
Proposal
Elect Director Jon E. Bortz
Elect Director David W. Faeder
Elect Director Kristin Gamble
Elect Director Gail P. Steinel
Elect Director Warren M. Thompson
Elect Director Joseph S. Vassalluzzo
Elect Director Donald C. Wood
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------FIRST HORIZON NATIONAL CORPORATION
Ticker:
FHN
Meeting Date: APR 29, 2014
Record Date: FEB 28, 2014
Security ID: 320517105
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
Proposal
Elect Director Robert B. Carter
Elect Director John C. Compton
Elect Director Mark A. Emkes
Elect Director Corydon J. Gilchrist
Elect Director Vicky B. Gregg
Elect Director D. Bryan Jordan
Elect Director R. Brad Martin
Elect Director Scott M. Niswonger
Elect Director Vicki R. Palmer
Elect Director Colin V. Reed
Elect Director Luke Yancy, III
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------FIRST INTERSTATE BANCSYSTEM, INC.
Ticker:
FIBK
Meeting Date: MAY 21, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
Security ID: 32055Y201
Meeting Type: Annual
Proposal
Elect Director Steven J. Corning
Elect Director Dana Filip-Crandall
Elect Director Charles E. Hart
Elect Director Charles M. Heyneman
Elect Director Thomas W. Scott
Elect Director Michael J. Sullivan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
Against
For
Against
Against
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------FIRST NBC BANK HOLDING COMPANY
Ticker:
NBCB
Meeting Date: MAY 22, 2014
Security ID: 32115D106
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
MAR 24, 2014
Proposal
Elect Director William M. Carrouche
Elect Director Leander J. Foley, III
Elect Director John F. French
Elect Director Leon L. Giorgio, Jr.
Elect Director Shivan Govindan
Elect Director L. Blake Jones
Elect Director Louis V. Lauricella
Elect Director Mark G. Merlo
Elect Director Ashton J. Ryan, Jr.
Elect Director Charles C. Teamer
Elect Director Joseph F. Toomy
Ratify Auditors
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------FIRST NIAGARA FINANCIAL GROUP, INC.
Ticker:
FNFG
Meeting Date: APR 30, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
Security ID: 33582V108
Meeting Type: Annual
Proposal
Elect Director Thomas E. Baker
Elect Director James R. Boldt
Elect Director G. Thomas Bowers
Elect Director Roxanne J. Coady
Elect Director Gary M. Crosby
Elect Director Carl Florio
Elect Director Carlton L. Highsmith
Elect Director George M. Philip
Elect Director Peter B. Robinson
Elect Director Nathaniel D. Woodson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------FIRSTMERIT CORPORATION
Ticker:
FMER
Meeting Date: APR 16, 2014
Record Date: FEB 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
2
3
Security ID: 337915102
Meeting Type: Annual
Proposal
Elect Director Lizabeth A. Ardisana
Elect Director Steven H. Baer
Elect Director Karen S. Belden
Elect Director R. Cary Blair
Elect Director John C. Blickle
Elect Director Robert W. Briggs
Elect Director Richard Colella
Elect Director Robert S. Cubbin
Elect Director Gina D. France
Elect Director Paul G. Greig
Elect Director Terry L. Haines
Elect Director J. Michael Hochschwender
Elect Director Clifford J. Isroff
Elect Director Philip A. Lloyd, II
Elect Director Russ M. Strobel
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------FLIR SYSTEMS, INC.
Ticker:
FLIR
Meeting Date: APR 25, 2014
Record Date: FEB 24, 2014
#
1.1
1.2
1.3
Security ID: 302445101
Meeting Type: Annual
Proposal
Elect Director William W. Crouch
Elect Director Catherine A. Halligan
Elect Director Angus L. Macdonald
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1.4
1.5
2
3
4
Elect Director Cathy Stauffer
Elect Director Andrew C. Teich
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------FLUSHING FINANCIAL CORPORATION
Ticker:
FFIC
Meeting Date: MAY 20, 2014
Record Date: MAR 25, 2014
#
1a
1b
1c
1d
2
3
4
Security ID: 343873105
Meeting Type: Annual
Proposal
Elect Director Michael J. Hegarty
Elect Director John J. McCabe
Elect Director Donna M. O'Brien
Elect Director Michael J. Russo
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
Against
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------FRANKLIN RESOURCES, INC.
Ticker:
BEN
Meeting Date: MAR 12, 2014
Record Date: JAN 14, 2014
#
1a
1b
1c
1d
1e
1f
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 354613101
Meeting Type: Annual
Samuel H. Armacost
Peter K. Barker
Charles E. Johnson
Gregory E. Johnson
Rupert H. Johnson, Jr.
Mark C. Pigott
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
1g
1h
1i
1j
2
3
4
5
Elect Director Chutta Ratnathicam
Elect Director Laura Stein
Elect Director Anne M. Tatlock
Elect Director Geoffrey Y. Yang
Ratify Auditors
Approve Executive Incentive Bonus Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Institute Procedures to Prevent
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------FULTON FINANCIAL CORPORATION
Ticker:
FULT
Meeting Date: MAY 08, 2014
Record Date: FEB 28, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
Security ID: 360271100
Meeting Type: Annual
Proposal
Elect Director John M. Bond, Jr.
Elect Director Craig A. Dally
Elect Director Denise L. Devine
Elect Director Patrick J. Freer
Elect Director George W. Hodges
Elect Director Albert Morrison, III
Elect Director R. Scott Smith, Jr.
Elect Director Gary A. Stewart
Elect Director Ernest J. Waters
Elect Director E. Philip Wenger
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Qualified Employee Stock
Purchase Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker:
GD
Meeting Date: MAY 07, 2014
Record Date: MAR 06, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
5
Security ID: 369550108
Meeting Type: Annual
Proposal
Elect Director Mary T. Barra
Elect Director Nicholas D. Chabraja
Elect Director James S. Crown
Elect Director William P. Fricks
Elect Director Paul G. Kaminski
Elect Director John M. Keane
Elect Director Lester L. Lyles
Elect Director James N. Mattis
Elect Director Phebe N. Novakovic
Elect Director William A. Osborn
Elect Director Laura J. Schumacher
Elect Director Robert Walmsley
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Report on Lobbying Payments and Policy
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------GENERAL MILLS, INC.
Ticker:
GIS
Meeting Date: SEP 24, 2013
Record Date: JUL 26, 2013
#
1a
1b
1c
1d
1e
1f
1g
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 370334104
Meeting Type: Annual
Bradbury H. Anderson
R. Kerry Clark
Paul Danos
William T. Esrey
Raymond V. Gilmartin
Judith Richards Hope
Heidi G. Miller
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
1h
1i
1j
1k
1l
1m
2
3
4
Elect Director Hilda Ochoa-Brillembourg
Elect Director Steve Odland
Elect Director Kendall J. Powell
Elect Director Michael D. Rose
Elect Director Robert L. Ryan
Elect Director Dorothy A. Terrell
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Responsibility for
Post-Consumer Product Packaging
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------GLOBAL BRASS AND COPPER HOLDINGS, INC.
Ticker:
BRSS
Meeting Date: MAY 22, 2014
Record Date: MAR 28, 2014
#
1.1
1.2
2
3
4
Security ID: 37953G103
Meeting Type: Annual
Proposal
Elect Director Martin E. Welch, III
Elect Director Ronald C. Whitaker
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
One Year
One Year
Management
-------------------------------------------------------------------------------GLOBAL PAYMENTS INC.
Ticker:
GPN
Meeting Date: NOV 20, 2013
Record Date: SEP 13, 2013
#
1.1
1.2
2
Security ID: 37940X102
Meeting Type: Annual
Proposal
Elect Director Ruth Ann Marshall
Elect Director John M. Partridge
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
3
Executive Officers' Compensation
Ratify Auditors
For
For
Management
-------------------------------------------------------------------------------GRAFTECH INTERNATIONAL LTD.
Ticker:
GTI
Meeting Date: MAY 15, 2014
Record Date: MAR 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
4
5
#
1a
1b
1c
1d
1e
1f
1g
2
3
4
5
Security ID: 384313102
Meeting Type: Proxy Contest
Proposal
Management Proxy (White Card)
Elect Director Randy W. Carson
Elect Director Mary B. Cranston
Elect Director Thomas A. Danjczek
Elect Director Joel L. Hawthorne
Elect Director Ferrell P. McClean
Elect Director M. Catherine Morris
Elect Director Steven R. Shawley
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Ratify Auditors
Approve Bylaw Repeal
Proposal
Dissident Proxy (Blue Card)
Elect Director Nathan Milikowsky
Elect Director Karen Finerman
Elect Director David R. Jardini
Management Nominee - Randy W. Carson
Management Nominee - Thomas A. Danjczek
Management Nominee - Joel L. Hawthorne
Management Nominee - M. Catherine
Morris
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Ratify Auditors
Approve Bylaw Repeal
Mgt Rec
None
For
For
For
For
For
For
For
For
Vote Cast
Sponsor
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
Diss Rec
None
For
For
For
For
For
For
For
For
For
Against
Vote Cast
Management
Management
Shareholder
Sponsor
Did
Did
Did
Did
Did
Did
Did
Shareholder
Shareholder
Shareholder
Shareholder
Shareholder
Shareholder
Shareholder
For
Did Not Vote Management
For
For
For
Did Not Vote Management
Did Not Vote Management
Did Not Vote Shareholder
Not
Not
Not
Not
Not
Not
Not
Vote
Vote
Vote
Vote
Vote
Vote
Vote
-------------------------------------------------------------------------------GRANITE CONSTRUCTION INCORPORATED
Ticker:
GVA
Meeting Date: JUN 05, 2014
Record Date: APR 11, 2014
#
1a
1b
1c
2
3
Security ID: 387328107
Meeting Type: Annual
Proposal
Elect Director Gary M. Cusumano
Elect Director James H. Roberts
Elect Director Gaddi H. Vasquez
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------GRAPHIC PACKAGING HOLDING COMPANY
Ticker:
GPK
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 388689101
Meeting Type: Annual
Proposal
Elect Director G. Andrea Botta
Elect Director Jeffrey H. Coors
Elect Director David W. Scheible
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------GREAT LAKES DREDGE & DOCK CORPORATION
Ticker:
GLDD
Meeting Date: MAY 07, 2014
Security ID: 390607109
Meeting Type: Annual
Record Date:
#
1.1
1.2
2
3
MAR 14, 2014
Proposal
Elect Director Peter R. Deutsch
Elect Director Nathan D. Leight
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------GREAT PLAINS ENERGY INCORPORATED
Ticker:
GXP
Meeting Date: MAY 06, 2014
Record Date: FEB 25, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
Security ID: 391164100
Meeting Type: Annual
Proposal
Mgt Rec
Elect Director Terry Bassham
For
Elect Director David L. Bodde
For
Elect Director Randall C. Ferguson, Jr. For
Elect Director Gary D. Forsee
For
Elect Director Thomas D. Hyde
For
Elect Director James A. Mitchell
For
Elect Director Ann D. Murtlow
For
Elect Director John J. Sherman
For
Elect Director Linda H. Talbott
For
Advisory Vote to Ratify Named
For
Executive Officers' Compensation
Issue Updated Indemnification
For
Agreements to Directors
Ratify Auditors
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Management
For
Management
-------------------------------------------------------------------------------GROUP 1 AUTOMOTIVE, INC.
Ticker:
GPI
Meeting Date: MAY 20, 2014
Record Date: MAR 24, 2014
Security ID: 398905109
Meeting Type: Annual
#
1.1
1.2
2
3
4
Proposal
Elect Director Lincoln Pereira
Elect Director Stephen D. Quinn
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------GULFMARK OFFSHORE, INC.
Ticker:
GLF
Meeting Date: JUN 02, 2014
Record Date: APR 17, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
Security ID: 402629208
Meeting Type: Annual
Proposal
Elect Director Peter I. Bijur
Elect Director David J. Butters
Elect Director Brian R. Ford
Elect Director Sheldon S. Gordon
Elect Director Quintin V. Kneen
Elect Director Steven W. Kohlhagen
Elect Director Rex C. Ross
Elect Director Charles K. Valutas
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------HARDINGE INC.
Ticker:
HDNG
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
#
Proposal
Security ID: 412324303
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
2
3
4
5
Elect Director J. Philip Hunter
Elect Director R. Tony Tripeny
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
None
One Year
Management
-------------------------------------------------------------------------------HARTE-HANKS, INC.
Ticker:
HHS
Meeting Date: MAY 14, 2014
Record Date: MAR 20, 2014
#
1.1
1.2
1.3
2
3
Security ID: 416196103
Meeting Type: Annual
Proposal
Elect Director Judy C. Odom
Elect Director Robert A. Philpott
Elect Director Karen A. Puckett
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------HATTERAS FINANCIAL CORP.
Ticker:
HTS
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
Security ID: 41902R103
Meeting Type: Annual
Proposal
Elect Director Michael R. Hough
Elect Director Benjamin M. Hough
Elect Director David W. Berson
Elect Director Ira G. Kawaller
Elect Director Jeffrey D. Miller
Elect Director Thomas D. Wren
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
Withhold
Withhold
Withhold
Withhold
Withhold
Withhold
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
3
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
Management
-------------------------------------------------------------------------------HAWKINS, INC.
Ticker:
HWKN
Meeting Date: AUG 01, 2013
Record Date: JUN 10, 2013
#
1
2
3
4
5
6
7
8
9
Security ID: 420261109
Meeting Type: Annual
Proposal
Elect Director John S. McKeon
Elect Director Patrick H. Hawkins
Elect Director James A. Faulconbridge
Elect Director Duane M. Jergenson
Elect Director Mary J. Schumacher
Elect Director Daryl I. Skaar
Elect Director James T. Thompson
Elect Director Jeffrey L. Wright
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------HAYNES INTERNATIONAL, INC.
Ticker:
HAYN
Meeting Date: FEB 24, 2014
Record Date: JAN 10, 2014
#
1
2
3
4
5
6
7
8
Security ID: 420877201
Meeting Type: Annual
Proposal
Elect Director Donald C. Campion
Elect Director Mark M. Comerford
Elect Director John C. Corey
Elect Director Robert H. Getz
Elect Director Timothy J. McCarthy
Elect Director Michael L. Shor
Elect Director William P. Wall
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
9
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
Management
-------------------------------------------------------------------------------HCC INSURANCE HOLDINGS, INC.
Ticker:
HCC
Meeting Date: MAY 21, 2014
Record Date: APR 01, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
Security ID: 404132102
Meeting Type: Annual
Proposal
Elect Director Emmanuel T. Ballases
Elect Director Frank J. Bramanti
Elect Director Walter M. Duer
Elect Director James C. Flagg
Elect Director Thomas M. Hamilton
Elect Director John N. Molbeck, Jr.
Elect Director Susan Rivera
Elect Director Hans D. Rohlf
Elect Director Robert A. Rosholt
Elect Director J. Mikesell Thomas
Elect Director Christopher J.B.
Williams
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------HEADWATERS INCORPORATED
Ticker:
HW
Meeting Date: FEB 27, 2014
Record Date: DEC 31, 2013
#
1
2
3
Security ID: 42210P102
Meeting Type: Annual
Proposal
Elect Director Kirk A. Benson
Ratify Auditors
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
Executive Officers' Compensation
-------------------------------------------------------------------------------HEALTHSOUTH CORPORATION
Ticker:
HLS
Meeting Date: MAY 01, 2014
Record Date: MAR 04, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Security ID: 421924309
Meeting Type: Annual
Proposal
Elect Director John W. Chidsey
Elect Director Donald L. Correll
Elect Director Yvonne M. Curl
Elect Director Charles M. Elson
Elect Director Jay Grinney
Elect Director Joan E. Herman
Elect Director Leo I. Higdon, Jr.
Elect Director Leslye G. Katz
Elect Director John E. Maupin, Jr.
Elect Director L. Edward Shaw, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------HEARTLAND EXPRESS, INC.
Ticker:
HTLD
Meeting Date: MAY 08, 2014
Record Date: MAR 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 422347104
Meeting Type: Annual
Michael J. Gerdin
Larry J. Gordon
Benjamin J. Allen
Lawrence D. Crouse
James G. Pratt
Tahira K. Hira
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
2
3
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
Management
Management
-------------------------------------------------------------------------------HELEN OF TROY LIMITED
Ticker:
HELE
Meeting Date: AUG 27, 2013
Record Date: JUN 27, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: G4388N106
Meeting Type: Annual
Proposal
Elect Gary B. Abromovitz as Director
Elect John B. Butterworth as Director
Elect Timothy F. Meeker as Director
Elect Gerald J. Rubin as Director
Elect William F. Susetka as Director
Elect Adolpho R. Telles as Director
Elect Darren G. Woody as Director
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Grant Thornton LLP as Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------HELIX ENERGY SOLUTIONS GROUP, INC.
Ticker:
HLX
Meeting Date: MAY 01, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
2
3
Security ID: 42330P107
Meeting Type: Annual
Proposal
Elect Director Nancy K. Quinn
Elect Director William L. Transier
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------HERITAGE FINANCIAL CORPORATION
Ticker:
HFWA
Meeting Date: APR 14, 2014
Record Date: FEB 28, 2014
#
1
2
Security ID: 42722X106
Meeting Type: Special
Proposal
Issue Shares in Connection with
Acquisition
Adjourn Meeting
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
-------------------------------------------------------------------------------HERSHA HOSPITALITY TRUST
Ticker:
HT
Meeting Date: MAY 22, 2014
Record Date: MAR 31, 2014
#
1a
1b
1c
1d
2
3
4
Security ID: 427825104
Meeting Type: Annual
Proposal
Mgt Rec
Elect Director Jay H. Shah
For
Elect Director Thomas J. Hutchison, III For
Elect Director Donald J. Landry
For
Elect Director Michael A. Leven
For
Advisory Vote to Ratify Named
For
Executive Officers' Compensation
Amend Omnibus Stock Plan
For
Ratify Auditors
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
Management
-------------------------------------------------------------------------------HIGHWOODS PROPERTIES, INC.
Ticker:
HIW
Meeting Date: MAY 30, 2014
Record Date: MAR 03, 2014
#
Proposal
Security ID: 431284108
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Elect Director Charles A. Anderson
Elect Director Gene H. Anderson
Elect Director Edward J. Fritsch
Elect Director David J. Hartzell
Elect Director Sherry A. Kellett
Elect Director Mark F. Mulhern
Elect Director L. Glenn Orr, Jr.
Elect Director O. Temple Sloan, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------HILL-ROM HOLDINGS, INC.
Ticker:
HRC
Meeting Date: MAR 07, 2014
Record Date: DEC 31, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 431475102
Meeting Type: Annual
Proposal
Elect Director Rolf A. Classon
Elect Director William G. Dempsey
Elect Director James R. Giertz
Elect Director Charles E. Golden
Elect Director John J. Greisch
Elect Director William H. Kucheman
Elect Director Ronald A. Malone
Elect Director Eduardo R. Menasce
Elect Director Joanne C. Smith
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------HOME BANCSHARES, INC.
Ticker:
HOMB
Meeting Date: APR 17, 2014
Security ID: 436893200
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
FEB 28, 2014
Proposal
Elect Director John W. Allison
Elect Director C. Randall Sims
Elect Director Randy E. Mayor
Elect Director Milburn Adams
Elect Director Robert H. Adcock, Jr.
Elect Director Richard H. Ashley
Elect Director Dale A. Bruns
Elect Director Richard A. Buckheim
Elect Director Jack E. Engelkes
Elect Director James G. Hinkle
Elect Director Alex R. Lieblong
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
Withhold
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------HORNBECK OFFSHORE SERVICES, INC.
Ticker:
HOS
Meeting Date: JUN 19, 2014
Record Date: APR 21, 2014
#
1.1
1.2
1.3
2
3
Security ID: 440543106
Meeting Type: Annual
Proposal
Elect Director Todd M. Hornbeck
Elect Director Patricia B. Melcher
Elect Director Nicholas L. Swyka, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
Withhold
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------HORSEHEAD HOLDING CORP.
Ticker:
ZINC
Meeting Date: MAY 06, 2014
Security ID: 440694305
Meeting Type: Annual
Record Date:
#
1.1
1.2
2
3
MAR 13, 2014
Proposal
Elect Director Jack Shilling
Elect Director John C. van Roden, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------HOSPIRA, INC.
Ticker:
HSP
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
4
5
Security ID: 441060100
Meeting Type: Annual
Proposal
Elect Director Irving W. Bailey, II
Elect Director F. Michael Ball
Elect Director Connie R. Curran
Elect Director William G. Dempsey
Elect Director Dennis M. Fenton
Elect Director Heino von Prondzynski
Elect Director Jacque J. Sokolov
Elect Director Mark F. Wheeler
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Amend Omnibus Stock Plan
Provide Right to Act by Written Consent
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
For
For
Against
Management
Management
Shareholder
-------------------------------------------------------------------------------HUGOTON ROYALTY TRUST
Ticker:
HGT
Meeting Date: MAY 23, 2014
Record Date: MAR 27, 2014
Security ID: 444717102
Meeting Type: Special
#
1
2
3
4
5
6
7
Proposal
Appoint Southwest Bank as
Trustee
Amend Indenture Regarding
Items
Amend Indenture Regarding
Registration System
Amend Indenture Regarding
Amend Indenture Regarding
Voting
Amend Indenture Regarding
Adjourn Meeting
Successor
Mgt Rec
For
Vote Cast
For
Sponsor
Management
Ministerial
For
For
Management
Direct
For
For
Management
Asset Sales
Electronic
For
For
Against
For
Management
Management
Investments
For
For
For
Against
Management
Management
-------------------------------------------------------------------------------IMPERIAL OIL LIMITED
Ticker:
IMO
Meeting Date: APR 24, 2014
Record Date: MAR 05, 2014
#
1
2.1
2.2
2.3
2.4
2.5
2.6
2.7
3
Security ID: 453038408
Meeting Type: Annual/Special
Proposal
Ratify PricewaterhouseCoopers LLP as
Auditors
Elect Director Krystyna T. Hoeg
Elect Director Richard M. Kruger
Elect Director Jack M. Mintz
Elect Director David S. Sutherland
Elect Director Sheelagh D. Whittaker
Elect Director Darren W. Woods
Elect Director Victor L. Young
Change Location of Registered Office
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------INFINITY PROPERTY AND CASUALTY CORPORATION
Ticker:
IPCC
Meeting Date: MAY 20, 2014
Record Date: MAR 24, 2014
Security ID: 45665Q103
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Proposal
Elect Director Angela Brock-Kyle
Elect Director Teresa A. Canida
Elect Director Jorge G. Castro
Elect Director James R. Gober
Elect Director Harold E. Layman
Elect Director E. Robert Meaney
Elect Director Drayton Nabers, Jr.
Elect Director William Stancil Starnes
Elect Director Samuel J. Weinhoff
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------INGRAM MICRO INC.
Ticker:
IM
Meeting Date: JUN 04, 2014
Record Date: APR 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 457153104
Meeting Type: Annual
Proposal
Elect Director Howard I. Atkins
Elect Director Leslie Stone Heisz
Elect Director John R. Ingram
Elect Director Dale R. Laurance
Elect Director Linda Fayne Levinson
Elect Director Scott A. McGregor
Elect Director Alain Monie
Elect Director Wade Oosterman
Elect Director Joe B. Wyatt
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------INNOPHOS HOLDINGS, INC.
Ticker:
IPHS
Meeting Date: MAY 20, 2014
Record Date: APR 08, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
Security ID: 45774N108
Meeting Type: Annual
Proposal
Elect Director Gary Cappeline
Elect Director Amado Cavazos
Elect Director Randolph Gress
Elect Director Linda Myrick
Elect Director Karen Osar
Elect Director John Steitz
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------INTEGRA LIFESCIENCES HOLDINGS CORPORATION
Ticker:
IART
Meeting Date: MAY 20, 2014
Record Date: MAR 31, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Security ID: 457985208
Meeting Type: Annual
Proposal
Elect Director Peter J. Arduini
Elect Director Keith Bradley
Elect Director Richard E. Caruso
Elect Director Stuart M. Essig
Elect Director Barbara B. Hill
Elect Director Lloyd W. Howell, Jr.
Elect Director Donald E. Morel, Jr.
Elect Director Raymond G. Murphy
Elect Director Christian S. Schade
Elect Director James M. Sullivan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
--------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker:
IGT
Meeting Date: MAR 10, 2014
Record Date: JAN 13, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
4
Security ID: 459902102
Meeting Type: Annual
Proposal
Elect Director Paget L. Alves
Elect Director Eric F. Brown
Elect Director Janice D. Chaffin
Elect Director Greg Creed
Elect Director Patti S. Hart
Elect Director Robert J. Miller
Elect Director Vincent L. Sadusky
Elect Director Philip G. Satre
Elect Director Tracey D. Weber
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Proxy Access
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------INTERSIL CORPORATION
Ticker:
ISIL
Meeting Date: MAY 06, 2014
Record Date: MAR 10, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
Security ID: 46069S109
Meeting Type: Annual
Proposal
Elect Director Necip Sayiner
Elect Director Donald Macleod
Elect Director Robert W. Conn
Elect Director James V. Diller
Elect Director Mercedes Johnson
Elect Director Gregory Lang
Elect Director Jan Peeters
Elect Director James A. Urry
Ratify Auditors
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
4
5
6
7
Amend Qualified Employee Stock
Purchase Plan
Approve Executive Incentive Bonus Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
For
For
Management
For
For
For
For
Management
Management
One Year
One Year
Management
-------------------------------------------------------------------------------ITRON, INC.
Ticker:
ITRI
Meeting Date: MAY 01, 2014
Record Date: FEB 25, 2014
#
1.1
1.2
1.3
1.4
2
3
4
Security ID: 465741106
Meeting Type: Annual
Proposal
Elect Director Jon E. Eliassen
Elect Director Gary E. Pruitt
Elect Director Michael V. Pulli
Elect Director Charles H. Gaylord, Jr.
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------J & J SNACK FOODS CORP.
Ticker:
JJSF
Meeting Date: FEB 18, 2014
Record Date: DEC 20, 2013
#
1
2
Security ID: 466032109
Meeting Type: Annual
Proposal
Elect Director Vincent Melchiorre
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
Vote Cast
Withhold
For
Sponsor
Management
Management
--------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC
Ticker:
JAZZ
Meeting Date: AUG 01, 2013
Record Date: JUN 04, 2013
#
1.1
1.2
1.3
1.4
2
3
4
Security ID: G50871105
Meeting Type: Annual
Proposal
Elect Director Paul L. Berns
Elect Director Patrick G. Enright
Elect Director Seamus Mulligan
Elect Director Norbert G. Riedel
Ratify Auditors
Authorize the Company and/or any
Subsidiary of the Company to Make
Market Purchases of the Company's
Ordinary Shares
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------JETBLUE AIRWAYS CORPORATION
Ticker:
JBLU
Meeting Date: MAY 22, 2014
Record Date: MAR 26, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 477143101
Meeting Type: Annual
David Barger
Jens Bischof
Peter Boneparth
David Checketts
Virginia Gambale
Stephan Gemkow
Ellen Jewett
Stanley McChrystal
Joel Peterson
Ann Rhoades
Frank Sica
Thomas Winkelmann
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
4
5
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Political Contributions
Stock Retention/Holding Period
For
For
For
For
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------JONES ENERGY, INC.
Ticker:
JONE
Meeting Date: MAY 22, 2014
Record Date: APR 11, 2014
#
1.1
1.2
2
Security ID: 48019R108
Meeting Type: Annual
Proposal
Elect Director Jonny Jones
Elect Director Howard I. Hoffen
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------JOURNAL COMMUNICATIONS, INC.
Ticker:
JRN
Meeting Date: MAY 06, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
2
3
Security ID: 481130102
Meeting Type: Annual
Proposal
Elect Director Steven J. Smith
Elect Director Mary Ellen Stanek
Elect Director Owen J. Sullivan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------KADANT INC.
Ticker:
KAI
Meeting Date: MAY 20, 2014
Record Date: MAR 25, 2014
#
1.1
1.2
2
3
4
Security ID: 48282T104
Meeting Type: Annual
Proposal
Elect Director John M. Albertine
Elect Director Thomas C. Leonard
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------KAMAN CORPORATION
Ticker:
KAMN
Meeting Date: APR 16, 2014
Record Date: FEB 14, 2014
#
1.1
1.2
1.3
2
3
Security ID: 483548103
Meeting Type: Annual
Proposal
Elect Director Brian E. Barents
Elect Director George E. Minnich
Elect Director Thomas W. Rabaut
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------KAPSTONE PAPER AND PACKAGING CORPORATION
Ticker:
KS
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
Security ID: 48562P103
Meeting Type: Annual
Proposal
Elect Director John M. Chapman
Elect Director Ronald J. Gidwitz
Elect Director Matthew Kaplan
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
2
3
4
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
For
For
For
For
Management
Management
For
For
Management
-------------------------------------------------------------------------------KELLOGG COMPANY
Ticker:
K
Meeting Date: APR 25, 2014
Record Date: FEB 26, 2014
#
1.1
1.2
1.3
1.4
2
3
4
5
6
Security ID: 487836108
Meeting Type: Annual
Proposal
Elect Director John Bryant
Elect Director Stephanie A. Burns
Elect Director La June Montgomery
Tabron
Elect Director Rogelio Rebolledo
Advisory Vote to Ratify Named
Executive Officers' Compensation
Declassify the Board of Directors
Ratify Auditors
Report on Human Rights Risk Assessment
Process
Reduce Supermajority Vote Requirement
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
For
For
Management
Management
For
For
Against
For
For
Against
Management
Management
Shareholder
Against
For
Shareholder
-------------------------------------------------------------------------------KENNAMETAL INC.
Ticker:
KMT
Meeting Date: OCT 22, 2013
Record Date: AUG 30, 2013
#
1.1
1.2
1.3
2
Security ID: 489170100
Meeting Type: Annual
Proposal
Elect Director Carlos M. Cardoso
Elect Director William J. Harvey
Elect Director Cindy L. Davis
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
3
4
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
For
For
Management
For
For
Management
-------------------------------------------------------------------------------KEYCORP
Ticker:
KEY
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
Security ID: 493267108
Meeting Type: Annual
Proposal
Elect Director Joseph A. Carrabba
Elect Director Charles P. Cooley
Elect Director Alexander M. Cutler
Elect Director H. James Dallas
Elect Director Elizabeth R. Gile
Elect Director Ruth Ann M. Gillis
Elect Director William G. Gisel, Jr.
Elect Director Richard J. Hipple
Elect Director Kristen L. Manos
Elect Director Beth E. Mooney
Elect Director Demos Parneros
Elect Director Barbara R. Snyder
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------KFORCE INC.
Ticker:
KFRC
Meeting Date: APR 10, 2014
Record Date: FEB 28, 2014
#
1.1
Security ID: 493732101
Meeting Type: Annual
Proposal
Elect Director John N. Allred
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
1.3
2
3
Elect Director Richard M. Cocchiaro
Elect Director A. Gordon Tunstall
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
Management
Management
Management
Management
-------------------------------------------------------------------------------KLA-TENCOR CORPORATION
Ticker:
KLAC
Meeting Date: NOV 06, 2013
Record Date: SEP 17, 2013
#
1.1
1.2
1.3
1.4
2
3
4
5
Security ID: 482480100
Meeting Type: Annual
Proposal
Elect Director Edward W. Barnholt
Elect Director Emiko Higashi
Elect Director Stephen P. Kaufman
Elect Director Richard P. Wallace
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Amend Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------KONINKLIJKE PHILIPS N.V.
Ticker:
PHIA
Meeting Date: MAY 01, 2014
Record Date: APR 03, 2014
#
1
2a
2b
2c
2d
Security ID: N6817P109
Meeting Type: Annual
Proposal
President's Speech
Discuss Remuneration Report
Receive Explanation on Company's
Reserves and Dividend Policy
Adopt Financial Statements
Approve Dividends of EUR 0.80 Per Share
Mgt Rec
None
None
None
Vote Cast
None
None
None
Sponsor
Management
Management
Management
For
For
For
For
Management
Management
2e
2f
3
4
5a
5b
6
7
8
Approve Discharge of Management Board
Approve Discharge of Supervisory Board
Elect Orit Gadiesh to Supervisory Board
Reappoint KPMG as Auditors for an
Intermim Period of One Year
Grant Board Authority to Issue Shares
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
Authorize Board to Exclude Preemptive
Rights from Issuance under Item 5a
Authorize Repurchase of Shares
Approve Cancellation of Repurchased
Shares
Allow Questions
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
None
None
Management
-------------------------------------------------------------------------------KRAFT FOODS GROUP, INC.
Ticker:
KRFT
Meeting Date: MAY 06, 2014
Record Date: MAR 03, 2014
#
1a
1b
1c
1d
2
3
4
5
6
7
8
Security ID: 50076Q106
Meeting Type: Annual
Proposal
Elect Director L. Kevin Cox
Elect Director Myra M. Hart
Elect Director Peter B. Henry
Elect Director Terry J. Lundgren
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Prohibit Political Contributions
Adopt Policy to Ensure Consistency
between Company Values and Political
Contributions
Assess Environmental Impact of
Non-Recyclable Packaging
Report on Supply Chain and
Deforestation
Adopt Policy to Require Suppliers to
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
9
Eliminate Cattle Dehorning
Support for Animal Welfare
Improvements in the Company's Pork
Supply Chain
For
For
Shareholder
-------------------------------------------------------------------------------KRONOS WORLDWIDE, INC.
Ticker:
KRO
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
Security ID: 50105F105
Meeting Type: Annual
Proposal
Elect Director Keith R. Coogan
Elect Director Loretta J. Feehan
Elect Director Cecil H. Moore, Jr.
Elect Director Bobby D. O'Brien
Elect Director Thomas P. Stafford
Elect Director R. Gerald Turner
Elect Director Steven L. Watson
Elect Director C. Kern Wildenthal
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------LAKELAND FINANCIAL CORPORATION
Ticker:
LKFN
Meeting Date: APR 08, 2014
Record Date: FEB 19, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 511656100
Meeting Type: Annual
Blake W. Augsburger
Robert E. Bartels, Jr.
Thomas A. Hiatt
Michael L. Kubacki
Charles E. Niemier
Steven D. Ross
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
1.7
1.8
1.9
1.10
2
3
Elect Director Brian J. Smith
Elect Director Bradley J. Toothaker
Elect Director Ronald D. Truex
Elect Director M. Scott Welch
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------LASALLE HOTEL PROPERTIES
Ticker:
LHO
Meeting Date: MAY 07, 2014
Record Date: FEB 20, 2014
#
1.1
1.2
2
3
4
5
Security ID: 517942108
Meeting Type: Annual
Proposal
Elect Director Michael D. Barnello
Elect Director Donald A. Washburn
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Declassify the Board of Directors
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------LIBBEY INC.
Ticker:
LBY
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
1.3
2
3
Security ID: 529898108
Meeting Type: Annual
Proposal
Elect Director William A. Foley
Elect Director Theo Killion
Elect Director Deborah G. Miller
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------LIFEPOINT HOSPITALS, INC.
Ticker:
LPNT
Meeting Date: JUN 03, 2014
Record Date: APR 11, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 53219L109
Meeting Type: Annual
Proposal
Elect Director William F. Carpenter,
III
Elect Director Richard H. Evans
Elect Director Michael P. Haley
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Executive Incentive Bonus Plan
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------LIN MEDIA LLC
Ticker:
LIN
Meeting Date: MAY 06, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
2
3
Security ID: 532771102
Meeting Type: Annual
Proposal
Elect Director Peter S. Brodsky
Elect Director Douglas W. McCormick
Elect Director Michael A. Pausic
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------LIN TV CORP.
Ticker:
LIN
Meeting Date: JUL 30, 2013
Record Date: JUN 28, 2013
#
1
Security ID: 532774106
Meeting Type: Special
Proposal
Approve Merger Agreement
Mgt Rec
For
Vote Cast
For
Sponsor
Management
-------------------------------------------------------------------------------LOWE'S COMPANIES, INC.
Ticker:
LOW
Meeting Date: MAY 30, 2014
Record Date: MAR 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
5
Security ID: 548661107
Meeting Type: Annual
Proposal
Elect Director Raul Alvarez
Elect Director David W. Bernauer
Elect Director Leonard L. Berry
Elect Director Angela F. Braly
Elect Director Richard W. Dreiling
Elect Director Dawn E. Hudson
Elect Director Robert L. Johnson
Elect Director Marshall O. Larsen
Elect Director Richard K. Lochridge
Elect Director Robert A. Niblock
Elect Director Eric C. Wiseman
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Data Used to Make
Environmental Goals and Costs and
Benefits of Sustainability Program
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------LSB INDUSTRIES, INC.
Ticker:
LXU
Security ID:
502160104
Meeting Date: JUN 05, 2014
Record Date: APR 28, 2014
#
1.1
1.2
1.3
2
3
4
Meeting Type: Annual
Proposal
Elect Director Daniel D. Greenwell
Elect Director Robert H. Henry
Elect Director William F. Murdy
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------M&T BANK CORPORATION
Ticker:
MTB
Meeting Date: APR 15, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
2
3
Security ID: 55261F104
Meeting Type: Annual
Proposal
Elect Director Brent D. Baird
Elect Director C. Angela Bontempo
Elect Director Robert T. Brady
Elect Director T. Jefferson
Cunningham, III
Elect Director Mark J. Czarnecki
Elect Director Gary N. Geisel
Elect Director John D. Hawke, Jr.
Elect Director Patrick W.E. Hodgson
Elect Director Richard G. King
Elect Director Jorge G. Pereira
Elect Director Melinda R. Rich
Elect Director Robert E. Sadler, Jr.
Elect Director Herbert L. Washington
Elect Director Robert G. Wilmers
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------M.D.C. HOLDINGS, INC.
Ticker:
MDC
Meeting Date: MAY 19, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
2
3
Security ID: 552676108
Meeting Type: Annual
Proposal
Elect Director David D. Mandarich
Elect Director Paris G. Reece, III
Elect Director David Siegel
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
Against
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MACK-CALI REALTY CORPORATION
Ticker:
CLI
Meeting Date: MAY 12, 2014
Record Date: APR 03, 2014
#
1.1
1.2
1.3
1.4
2
3
4
Security ID: 554489104
Meeting Type: Annual
Proposal
Elect Director Nathan Gantcher
Elect Director David S. Mack
Elect Director William L. Mack
Elect Director Alan G. Philibosian
Declassify the Board of Directors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MALLINCKRODT PLC
Ticker:
MNK
Meeting Date: MAR 20, 2014
Security ID: G5785G107
Meeting Type: Annual
Record Date:
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
4
5
6
JAN 10, 2014
Proposal
Elect Director Melvin D. Booth
Elect Director David R. Carlucci
Elect Director J. Martin Carroll
Elect Director Diane H. Gulyas
Elect Director Nancy S. Lurker
Elect Director JoAnn A. Reed
Elect Director Mark C. Trudeau
Elect Director Kneeland C. Youngblood
Elect Director Joseph A. Zaccagnino
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Authorize Share Repurchase up to 10
Percent of Issued Share Capital
Authorize the Price Range at which the
Company can Reissue Shares that it
holds as Treasury Shares
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
One Year
For
One Year
For
Management
Management
For
For
Management
-------------------------------------------------------------------------------MANNING & NAPIER, INC.
Ticker:
MN
Meeting Date: JUN 18, 2014
Record Date: APR 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: 56382Q102
Meeting Type: Annual
Proposal
Elect Director William Manning
Elect Director Patrick Cunningham
Elect Director Richard Goldberg
Elect Director Barbara Goodstein
Elect Director Richard M. Hurwitz
Elect Director Edward J. Pettinella
Elect Director Robert M. Zak
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
Withhold
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------MARINEMAX, INC.
Ticker:
HZO
Meeting Date: FEB 26, 2014
Record Date: JAN 03, 2014
#
1a
1b
2
3
Security ID: 567908108
Meeting Type: Annual
Proposal
Elect Director Frances L. Allen
Elect Director Michael H. McLamb
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MARSH & MCLENNAN COMPANIES, INC.
Ticker:
MMC
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
Security ID: 571748102
Meeting Type: Annual
Proposal
Elect Director Oscar Fanjul
Elect Director Daniel S. Glaser
Elect Director H. Edward Hanway
Elect Director Lord Lang
Elect Director Elaine La Roche
Elect Director Steven A. Mills
Elect Director Bruce P. Nolop
Elect Director Marc D. Oken
Elect Director Morton O. Schapiro
Elect Director Adele Simmons
Elect Director Lloyd M. Yates
Elect Director R. David Yost
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MARTEN TRANSPORT, LTD.
Ticker:
MRTN
Meeting Date: MAY 06, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
Security ID: 573075108
Meeting Type: Annual
Proposal
Elect Director Randolph L. Marten
Elect Director Larry B. Hagness
Elect Director Thomas J. Winkel
Elect Director Jerry M. Bauer
Elect Director Robert L. Demorest
Elect Director G. Larry Owens
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Other Business
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------MAXIM INTEGRATED PRODUCTS, INC.
Ticker:
MXIM
Meeting Date: NOV 13, 2013
Record Date: SEP 19, 2013
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Security ID: 57772K101
Meeting Type: Annual
Proposal
Elect Director Tunc Doluca
Elect Director B. Kipling Hagopian
Elect Director James R. Bergman
Elect Director Joseph R. Bronson
Elect Director Robert E. Grady
Elect Director William D. Watkins
Elect Director A.R. Frank Wazzan
Ratify Auditors
Amend Qualified Employee Stock
Purchase Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
4
5
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
Management
Management
-------------------------------------------------------------------------------MB FINANCIAL, INC.
Ticker:
MBFI
Meeting Date: FEB 26, 2014
Record Date: JAN 13, 2014
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2
Security ID: 55264U108
Meeting Type: Special
Proposal
Issue Shares in Connection with
Acquisition
Adjourn Meeting
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
-------------------------------------------------------------------------------MB FINANCIAL, INC.
Ticker:
MBFI
Meeting Date: MAY 28, 2014
Record Date: MAR 24, 2014
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Security ID: 55264U108
Meeting Type: Annual
Proposal
Elect Director David P. Bolger
Elect Director Mitchell Feiger
Elect Director Charles J. Gries
Elect Director James N. Hallene
Elect Director Thomas H. Harvey
Elect Director Richard J. Holmstrom
Elect Director Karen J. May
Elect Director Ronald D. Santo
Elect Director Renee Togher
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MCDERMOTT INTERNATIONAL, INC.
Ticker:
MDR
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
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Security ID: 580037109
Meeting Type: Annual
Proposal
Elect Director John F. Bookout, III
Elect Director Roger A. Brown
Elect Director David Dickson
Elect Director Stephen G. Hanks
Elect Director Gary P. Luquette
Elect Director William H. Schumann, III
Elect Director Mary L. Shafer-Malicki
Elect Director David A. Trice
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------MEDASSETS, INC.
Ticker:
MDAS
Meeting Date: JUN 12, 2014
Record Date: APR 17, 2014
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1.3
2
3
Security ID: 584045108
Meeting Type: Annual
Proposal
Elect Director Rand A. Ballard
Elect Director Vernon R. Loucks, Jr.
Elect Director R. Halsey Wise
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
Withhold
Withhold
For
For
For
Sponsor
Management
Management
Management
Management
Management
--------------------------------------------------------------------------------
MEDIA GENERAL, INC.
Ticker:
MEG
Meeting Date: NOV 07, 2013
Record Date: SEP 05, 2013
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1
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3
Security ID: 584404107
Meeting Type: Special
Proposal
Issue Shares in Connection with
Acquisition
Approve Voting Rights for
Reclassification Only to Class B
Common Stock
Approve One Stockholder may be Issued
Non-voting Common Stock in
Reclassification
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------MEDIA GENERAL, INC.
Ticker:
MEG
Meeting Date: APR 24, 2014
Record Date: FEB 28, 2014
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1.7
1.8
1.9
1.10
1.11
2
3
4
Security ID: 584404107
Meeting Type: Annual
Proposal
Elect Director J. Stewart Bryan, III
Elect Director Diana F. Cantor
Elect Director H.C. Charles Diao
Elect Director Dennis J. FitzSimons
Elect Director Soohyung Kim
Elect Director George L. Mahoney
Elect Director Marshall N. Morton
Elect Director Wyndham Robertson
Elect Director Howard L. Schrott
Elect Director Kevin T. Shea
Elect Director Thomas J. Sullivan
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Withhold
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------MEDICAL PROPERTIES TRUST, INC.
Ticker:
MPW
Meeting Date: MAY 15, 2014
Record Date: MAR 21, 2014
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3
Security ID: 58463J304
Meeting Type: Annual
Proposal
Elect Director Edward K. Aldag, Jr.
Elect Director G. Steven Dawson
Elect Director R. Steven Hamner
Elect Director Robert E. Holmes
Elect Director Sherry A. Kellett
Elect Director William G. McKenzie
Elect Director L. Glenn Orr, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Withhold
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------MEDTRONIC, INC.
Ticker:
MDT
Meeting Date: AUG 22, 2013
Record Date: JUL 01, 2013
#
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1.7
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1.9
1.10
1.11
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 585055106
Meeting Type: Annual
Richard H. Anderson
Scott C. Donnelly
Victor J. Dzau
Omar Ishrak
Shirley Ann Jackson
Michael O. Leavitt
James T. Lenehan
Denise M. O'Leary
Kendall J. Powell
Robert C. Pozen
Preetha Reddy
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
4
5
6
7
8
9
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Adopt Majority Voting for Uncontested
Election of Directors
Reduce Supermajority Vote Requirement
for Establishing Range For Board Size
Reduce Supermajority Vote Requirement
for Removal of Directors
Reduce Supermajority Vote Requirement
for Amendment of Articles
Rescind Fair Price Provision
For
For
For
For
Management
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------MENTOR GRAPHICS CORPORATION
Ticker:
MENT
Meeting Date: JUN 11, 2014
Record Date: APR 07, 2014
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Security ID: 587200106
Meeting Type: Annual
Proposal
Elect Director Keith L. Barnes
Elect Director Peter Bonfield
Elect Director Gregory K. Hinckley
Elect Director J. Daniel McCranie
Elect Director Patrick B. McManus
Elect Director Walden C. Rhines
Elect Director David S. Schechter
Elect Director Jeffrey M. Stafeil
Advisory Vote to Ratify Named
Executive Officers' Compensation
Adopt Majority Voting for Uncontested
Election of Directors
Amend Omnibus Stock Plan
Amend Bundled Compensation Plans
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
Withhold
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
For
For
For
For
Management
Management
Management
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker:
MET
Meeting Date: APR 22, 2014
Record Date: FEB 28, 2014
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1.11
1.12
2
3
4
5
Security ID: 59156R108
Meeting Type: Annual
Proposal
Elect Director Cheryl W. Grise
Elect Director Carlos M. Gutierrez
Elect Director R. Glenn Hubbard
Elect Director Steven A. Kandarian
Elect Director John M. Keane
Elect Director Alfred F. Kelly, Jr.
Elect Director William E. Kennard
Elect Director James M. Kilts
Elect Director Catherine R. Kinney
Elect Director Denise M. Morrison
Elect Director Kenton J. Sicchitano
Elect Director Lulu C. Wang
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Approve Non-Employee Director Omnibus
Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------MFA FINANCIAL, INC.
Ticker:
MFA
Meeting Date: MAY 21, 2014
Record Date: MAR 25, 2014
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3
Security ID: 55272X102
Meeting Type: Annual
Proposal
Elect Director Stephen R. Blank
Elect Director William S. Gorin
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
4
Declassify the Board of Directors
For
For
Management
-------------------------------------------------------------------------------MGIC INVESTMENT CORPORATION
Ticker:
MTG
Meeting Date: APR 24, 2014
Record Date: FEB 28, 2014
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2
3
Security ID: 552848103
Meeting Type: Annual
Proposal
Elect Director Daniel A. Arrigoni
Elect Director Cassandra C. Carr
Elect Director C. Edward Chaplin
Elect Director Curt S. Culver
Elect Director Timothy A. Holt
Elect Director Kenneth M. Jastrow, II
Elect Director Michael E. Lehman
Elect Director Donald T. Nicolaisen
Elect Director Gary A. Poliner
Elect Director Mark M. Zandi
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MICROCHIP TECHNOLOGY INCORPORATED
Ticker:
MCHP
Meeting Date: AUG 16, 2013
Record Date: JUN 20, 2013
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1.5
2
Security ID: 595017104
Meeting Type: Annual
Proposal
Elect Director Steve Sanghi
Elect Director Matthew W. Chapman
Elect Director L.B. Day
Elect Director Albert J. Hugo-Martinez
Elect Director Wade F. Meyercord
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
3
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
Management
-------------------------------------------------------------------------------MINERALS TECHNOLOGIES INC.
Ticker:
MTX
Meeting Date: MAY 14, 2014
Record Date: MAR 18, 2014
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2
3
Security ID: 603158106
Meeting Type: Annual
Proposal
Elect Director Duane R. Dunham
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------MKS INSTRUMENTS, INC.
Ticker:
MKSI
Meeting Date: MAY 05, 2014
Record Date: MAR 12, 2014
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2
3
4
5
Security ID: 55306N104
Meeting Type: Annual
Proposal
Elect Director John R. Bertucci
Elect Director Robert R. Anderson
Elect Director Gregory R. Beecher
Approve Omnibus Stock Plan
Approve Qualified Employee Stock
Purchase Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------MONDELEZ INTERNATIONAL, INC.
Ticker:
MDLZ
Meeting Date: MAY 21, 2014
Record Date: MAR 14, 2014
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Security ID: 609207105
Meeting Type: Annual
Proposal
Elect Director Stephen F. Bollenbach
Elect Director Lewis W.K. Booth
Elect Director Lois D. Juliber
Elect Director Mark D. Ketchum
Elect Director Jorge S. Mesquita
Elect Director Nelson Peltz
Elect Director Fredric G. Reynolds
Elect Director Irene B. Rosenfeld
Elect Director Patrick T. Siewert
Elect Director Ruth J. Simmons
Elect Director Ratan N. Tata
Elect Director Jean-Francois M. L. van
Boxmeer
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Assess Environmental Impact of
Non-Recyclable Packaging
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Against
For
For
Against
Management
Management
Shareholder
-------------------------------------------------------------------------------MONEYGRAM INTERNATIONAL, INC.
Ticker:
MGI
Meeting Date: MAY 06, 2014
Record Date: MAR 14, 2014
#
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1.2
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1.5
1.6
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 60935Y208
Meeting Type: Annual
J. Coley Clark
Victor W. Dahir
Antonio O. Garza
Thomas M. Hagerty
Seth W. Lawry
Pamela H. Patsley
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
1.7
1.8
1.9
2
3
Elect Director Ganesh B. Rao
Elect Director W. Bruce Turner
Elect Director Peggy Vaughan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MOVADO GROUP, INC.
Ticker:
MOV
Meeting Date: JUN 19, 2014
Record Date: APR 23, 2014
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1.8
1.9
2
3
4
Security ID: 624580106
Meeting Type: Annual
Proposal
Elect Director Margaret Hayes Adame
Elect Director Peter A. Bridgman
Elect Director Richard Cote
Elect Director Alex Grinberg
Elect Director Efraim Grinberg
Elect Director Alan H. Howard
Elect Director Richard Isserman
Elect Director Nathan Leventhal
Elect Director Maurice Reznik
Ratify Auditors
Amend Executive Incentive Bonus Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------MUELLER WATER PRODUCTS, INC.
Ticker:
MWA
Meeting Date: JAN 29, 2014
Record Date: DEC 02, 2013
#
1.1
Security ID: 624758108
Meeting Type: Annual
Proposal
Elect Director Shirley C. Franklin
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Elect Director Thomas J. Hansen
Elect Director Gregory E. Hyland
Elect Director Jerry W. Kolb
Elect Director Joseph B. Leonard
Elect Director Mark J. O'Brien
Elect Director Bernard G. Rethore
Elect Director Neil A. Springer
Elect Director Lydia W. Thomas
Elect Director Michael T. Tokarz
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MULTI-COLOR CORPORATION
Ticker:
LABL
Meeting Date: AUG 21, 2013
Record Date: JUL 01, 2013
#
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1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 625383104
Meeting Type: Annual
Proposal
Elect Director Ari J. Benacerraf
Elect Director Robert R. Buck
Elect Director Charles B. Connolly
Elect Director Lorrence T. Kellar
Elect Director Roger A. Keller
Elect Director Thomas M. Mohr
Elect Director Simon T. Roberts
Elect Director Nigel A. Vinecombe
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------MURPHY OIL CORPORATION
Ticker:
MUR
Meeting Date: MAY 14, 2014
Security ID: 626717102
Meeting Type: Annual
Record Date:
#
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1e
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1h
1i
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2
3
MAR 10, 2014
Proposal
Elect Director Frank W. Blue
Elect Director T. Jay Collins
Elect Director Steven A. Cosse
Elect Director Claiborne P. Deming
Elect Director Roger W. Jenkins
Elect Director James V. Kelley
Elect Director Walentin Mirosh
Elect Director R. Madison Murphy
Elect Director Jeffrey W. Nolan
Elect Director Neal E. Schmale
Elect Director Caroline G. Theus
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------NANOMETRICS INCORPORATED
Ticker:
NANO
Meeting Date: MAY 20, 2014
Record Date: MAR 27, 2014
#
1.1
1.2
1.3
1.4
1.5
2
3
Security ID: 630077105
Meeting Type: Annual
Proposal
Elect Director J. Thomas Bentley
Elect Director Edward J. Brown, Jr.
Elect Director Stephen G. Newberry
Elect Director Bruce C. Rhine
Elect Director Timothy J. Stultz
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------NATIONAL BANKSHARES, INC.
Ticker:
NKSH
Meeting Date: APR 08, 2014
Record Date: FEB 21, 2014
#
1.1
1.2
1.3
2
3
Security ID: 634865109
Meeting Type: Annual
Proposal
Elect Director Charles E. Green, III
Elect Director William A. Peery
Elect Director James M. Shuler
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------NATIONAL HEALTHCARE CORPORATION
Ticker:
NHC
Meeting Date: MAY 08, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
2
Security ID: 635906100
Meeting Type: Annual
Proposal
Elect Director W. Andrew Adams
Elect Director Ernest G. Burgess, III
Elect Director Emil E. Hassan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
Against
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------NEW RESIDENTIAL INVESTMENT CORP.
Ticker:
NRZ
Meeting Date: MAY 28, 2014
Record Date: APR 02, 2014
#
1.1
1.2
2
Security ID: 64828T102
Meeting Type: Annual
Proposal
Elect Director Alan L. Tyson
Elect Director David Saltzman
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------NEWMONT MINING CORPORATION
Ticker:
NEM
Meeting Date: APR 23, 2014
Record Date: FEB 25, 2014
#
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1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
Security ID: 651639106
Meeting Type: Annual
Proposal
Elect Director Bruce R. Brook
Elect Director J. Kofi Bucknor
Elect Director Vincent A. Calarco
Elect Director Joseph A. Carrabba
Elect Director Noreen Doyle
Elect Director Gary J. Goldberg
Elect Director Veronica M. Hagen
Elect Director Jane Nelson
Elect Director Donald C. Roth
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Political Contributions
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------NORDIC AMERICAN TANKERS LTD.
Ticker:
NAT
Meeting Date: JUN 17, 2014
Record Date: APR 28, 2014
#
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1e
1f
2
3
Security ID: G65773106
Meeting Type: Annual
Proposal
Elect Director Herbjorn Hansson
Elect Director Andreas Ove Ugland
Elect Director Jim Kelly
Elect Director Jan Erik Langangen
Elect Director Richard H. K. Vietor
Elect Director James L. Gibbons
Ratify Auditors
Increase Authorized Common Stock
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
4
Approve Reduction of Share Premium
Account
For
For
Management
-------------------------------------------------------------------------------NORTHEAST UTILITIES
Ticker:
NU
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
2
3
Security ID: 664397106
Meeting Type: Annual
Proposal
Elect Director Richard H. Booth
Elect Director John S. Clarkeson
Elect Director Cotton M. Cleveland
Elect Director Sanford Cloud, Jr.
Elect Director James S. DiStasio
Elect Director Francis A. Doyle
Elect Director Charles K. Gifford
Elect Director Paul A. La Camera
Elect Director Kenneth R. Leibler
Elect Director Thomas J. May
Elect Director William C. Van Faasen
Elect Director Frederica M. Williams
Elect Director Dennis R. Wraase
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------NORTHERN TRUST CORPORATION
Ticker:
NTRS
Meeting Date: APR 15, 2014
Record Date: FEB 18, 2014
#
1.1
1.2
Security ID: 665859104
Meeting Type: Annual
Proposal
Elect Director Linda Walker Bynoe
Elect Director Nicholas D. Chabraja
Mgt Rec
For
For
Vote Cast
For
Withhold
Sponsor
Management
Management
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
Elect Director Susan Crown
Elect Director Dipak C. Jain
Elect Director Robert W. Lane
Elect Director Jose Luis Prado
Elect Director John W. Rowe
Elect Director Martin P. Slark
Elect Director David H. B. Smith, Jr.
Elect Director Charles A. Tribbett, III
Elect Director Frederick H. Waddell
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Lobbying and Political
Contributions
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------NORTHROP GRUMMAN CORPORATION
Ticker:
NOC
Meeting Date: MAY 21, 2014
Record Date: MAR 18, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
Security ID: 666807102
Meeting Type: Annual
Proposal
Elect Director Wesley G. Bush
Elect Director Victor H. Fazio
Elect Director Donald E. Felsinger
Elect Director Bruce S. Gordon
Elect Director William H. Hernandez
Elect Director Madeleine A. Kleiner
Elect Director Karl J. Krapek
Elect Director Richard B. Myers
Elect Director Gary Roughead
Elect Director Thomas M. Schoewe
Elect Director Kevin W. Sharer
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------NORTHWEST PIPE COMPANY
Ticker:
NWPX
Meeting Date: MAY 29, 2014
Record Date: APR 11, 2014
#
1.1
1.2
2
3
Security ID: 667746101
Meeting Type: Annual
Proposal
Elect Director Wayne B. Kingsley
Elect Director Scott J. Montross
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------NORTHWESTERN CORPORATION
Ticker:
NWE
Meeting Date: APR 24, 2014
Record Date: FEB 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
Security ID: 668074305
Meeting Type: Annual
Proposal
Elect Director Stephen P. Adik
Elect Director Dorothy M. Bradley
Elect Director E. Linn Draper, Jr.
Elect Director Dana J. Dykhouse
Elect Director Julia L. Johnson
Elect Director Philip L. Maslowe
Elect Director Denton Louis Peoples
Elect Director Robert C. Rowe
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------NUCOR CORPORATION
Ticker:
NUE
Meeting Date: MAY 08, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
5
Security ID: 670346105
Meeting Type: Annual
Proposal
Elect Director Peter C. Browning
Elect Director John J. Ferriola
Elect Director Harvey B. Gantt
Elect Director Gregory J. Hayes
Elect Director Victoria F. Haynes
Elect Director Bernard L. Kasriel
Elect Director Christopher J. Kearney
Elect Director Raymond J. Milchovich
Elect Director John H. Walker
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Require a Majority Vote for the
Election of Directors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
For
Management
Shareholder
-------------------------------------------------------------------------------NV ENERGY, INC.
Ticker:
NVE
Meeting Date: SEP 25, 2013
Record Date: AUG 19, 2013
#
1
2
3
Security ID: 67073Y106
Meeting Type: Special
Proposal
Approve Merger Agreement
Advisory Vote on Golden Parachutes
Adjourn Meeting
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------OFFICE DEPOT, INC.
Ticker:
ODP
Security ID:
676220106
Meeting Date: JUL 10, 2013
Record Date: MAY 28, 2013
#
1
2
Meeting Type: Special
Proposal
Issue Shares in Connection with
Acquisition
Adjourn Meeting
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
-------------------------------------------------------------------------------OFFICEMAX INCORPORATED
Ticker:
OMX
Meeting Date: JUL 10, 2013
Record Date: MAY 28, 2013
#
1
2
3
Security ID: 67622P101
Meeting Type: Special
Proposal
Approve Merger Agreement
Advisory Vote on Golden Parachutes
Adjourn Meeting
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------OFG BANCORP
Ticker:
OFG
Meeting Date: APR 23, 2014
Record Date: FEB 27, 2014
#
1.1
1.2
1.3
2
Security ID: 67103X102
Meeting Type: Annual
Proposal
Elect Director Juan C. Aguayo
Elect Director Rafael F. Martinez
Elect Director Francisco Arrivi
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------ORBITZ WORLDWIDE, INC.
Ticker:
OWW
Meeting Date: JUN 10, 2014
Record Date: APR 14, 2014
#
1.1
1.2
1.3
2
3
Security ID: 68557K109
Meeting Type: Annual
Proposal
Elect Director Mark Britton
Elect Director Brad Gerstner
Elect Director Kris Leslie
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ORIENT-EXPRESS HOTELS LTD.
Ticker:
OEH
Meeting Date: JUN 30, 2014
Record Date: MAY 05, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: G67743107
Meeting Type: Annual
Proposal
Elect Harsha V. Agadi as Director
Elect John D. Campbell as Director
Elect Roland A. Hernandez as Director
Elect Mitchell C. Hochberg as Director
Elect Ruth A. Kennedy as Director
Elect Prudence M. Leith as Director
Elect John M. Scott III as Director
Elect H. Roeland Vos as Director
Change Company Name to Belmond Ltd
Approve Deloitte LLP as Auditors and
Authorize Board to Fix Their
Remuneration
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
Withhold
Withhold
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ORITANI FINANCIAL CORP.
Ticker:
ORIT
Security ID:
68633D103
Meeting Date: NOV 26, 2013
Record Date: OCT 01, 2013
#
1.1
1.2
2
3
4
Meeting Type: Annual
Proposal
Elect Director Nicholas Antonaccio
Elect Director Kevin J. Lynch
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ORTHOFIX INTERNATIONAL N.V.
Ticker:
OFIX
Meeting Date: JUN 19, 2014
Record Date: MAY 01, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
Security ID: N6748L102
Meeting Type: Annual
Proposal
Elect Director James F. Hinrichs
Elect Director Guy J. Jordan
Elect Director Anthony F. Martin
Elect Director Bradley R. Mason
Elect Director Ronald A. Matricaria
Elect Director Kathleen T. Regan
Elect Director Maria Sainz
Elect Director Davey S. Scoon
Accept Financial Statements and
Statutory Reports (Voting)
Ratify Ernst & Young LLP as Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
Withhold
For
For
For
Withhold
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------PACIFIC CONTINENTAL CORPORATION
Ticker:
PCBK
Meeting Date: APR 28, 2014
Security ID: 69412V108
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
MAR 03, 2014
Proposal
Elect Director Robert A. Ballin
Elect Director Hal M. Brown
Elect Director Michael E. Heijer
Elect Director Michael D. Holzgang
Elect Director Judith A. Johansen
Elect Director Donald L. Krahmer, Jr.
Elect Director Donald G. Montgomery
Elect Director Jeffrey D. Pinneo
Elect Director John H. Rickman
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------PARK STERLING CORPORATION
Ticker:
PSTB
Meeting Date: MAY 22, 2014
Record Date: MAR 27, 2014
#
1.1
1.2
1.3
1.4
2
3
3
Security ID: 70086Y105
Meeting Type: Annual
Proposal
Elect Director Walter C. Ayers
Elect Director Jean E. Davis
Elect Director Jeffrey S. Kane
Elect Director Kim S. Price
Approve Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------PATTERSON COMPANIES, INC.
Ticker:
PDCO
Meeting Date: SEP 09, 2013
Security ID: 703395103
Meeting Type: Annual
Record Date:
#
1.1
2
3
JUL 12, 2013
Proposal
Elect Director John D. Buck
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
For
For
Management
-------------------------------------------------------------------------------PBF ENERGY INC.
Ticker:
PBF
Meeting Date: MAY 21, 2014
Record Date: MAR 25, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
Security ID: 69318G106
Meeting Type: Annual
Proposal
Elect Director Thomas D. O'Malley
Elect Director Spencer Abraham
Elect Director Jefferson F. Allen
Elect Director Martin J. Brand
Elect Director Wayne A. Budd
Elect Director David I. Foley
Elect Director Dennis M. Houston
Elect Director Edward F. Kosnik
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------PDC ENERGY, INC.
Ticker:
PDCE
Meeting Date: JUN 05, 2014
Record Date: APR 14, 2014
#
1.1
1.2
1.3
2
Security ID: 69327R101
Meeting Type: Annual
Proposal
Elect Director Joseph E. Casabona
Elect Director David C. Parke
Elect Director Jeffrey C. Swoveland
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
3
4
Advisory Vote to Ratify Named
Executive Officers' Compensation
Increase Authorized Common Stock
For
For
Management
For
For
Management
-------------------------------------------------------------------------------PENNANTPARK INVESTMENT CORPORATION
Ticker:
PNNT
Meeting Date: FEB 25, 2014
Record Date: DEC 09, 2013
#
1.1
1.2
2
Security ID: 708062104
Meeting Type: Annual
Proposal
Elect Director Marshall Brozost
Elect Director Samuel L. Katz
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------PENNANTPARK INVESTMENT CORPORATION
Ticker:
PNNT
Meeting Date: FEB 25, 2014
Record Date: DEC 09, 2013
#
1
Security ID: 708062104
Meeting Type: Special
Proposal
Approve Issuance of Shares Below Net
Asset Value (NAV)
Mgt Rec
For
Vote Cast
For
Sponsor
Management
-------------------------------------------------------------------------------PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
Ticker:
PEI
Meeting Date: MAY 30, 2014
Record Date: APR 11, 2014
#
1.1
Security ID: 709102107
Meeting Type: Annual
Proposal
Elect Director Joseph F. Coradino
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Elect Director M. Walter D'Alessio
Elect Director Rosemarie B. Greco
Elect Director Leonard I. Korman
Elect Director Donald F. Mazziotti
Elect Director Mark E. Pasquerilla
Elect Director Charles P. Pizzi
Elect Director John J. Roberts
Elect Director Ronald Rubin
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------PENNYMAC MORTGAGE INVESTMENT TRUST
Ticker:
PMT
Meeting Date: JUN 04, 2014
Record Date: APR 07, 2014
#
1.1
1.2
1.3
2
3
Security ID: 70931T103
Meeting Type: Annual
Proposal
Elect Director Preston DuFauchard
Elect Director Nancy McAllister
Elect Director Stacey D. Stewart
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------PENSKE AUTOMOTIVE GROUP, INC.
Ticker:
PAG
Meeting Date: MAY 02, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
1.3
Security ID: 70959W103
Meeting Type: Annual
Proposal
Elect Director John D. Barr
Elect Director Michael R. Eisenson
Elect Director Robert H. Kurnick, Jr.
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
Elect Director William J. Lovejoy
Elect Director Kimberly J. McWaters
Elect Director Yoshimi Namba
Elect Director Lucio A. Noto
Elect Director Roger S. Penske
Elect Director Greg Penske
Elect Director Sandra E. Pierce
Elect Director Ronald G. Steinhart
Elect Director H. Brian Thompson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Other Business
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Withhold
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------PEOPLE'S UNITED FINANCIAL, INC.
Ticker:
PBCT
Meeting Date: APR 17, 2014
Record Date: FEB 19, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
5
Security ID: 712704105
Meeting Type: Annual
Proposal
Elect Director John P. Barnes
Elect Director Collin P. Baron
Elect Director Kevin T. Bottomley
Elect Director John K. Dwight
Elect Director Janet M. Hansen
Elect Director Richard M. Hoyt
Elect Director Nancy McAllister
Elect Director Mark W. Richards
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Amend Non-Employee Director Restricted
Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
For
For
Management
--------------------------------------------------------------------------------
PG&E CORPORATION
Ticker:
PCG
Meeting Date: MAY 12, 2014
Record Date: MAR 13, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
Security ID: 69331C108
Meeting Type: Annual
Proposal
Elect Director Lewis Chew
Elect Director Anthony F. Earley, Jr.
Elect Director Fred J. Fowler
Elect Director Maryellen C. Herringer
Elect Director Richard C. Kelly
Elect Director Roger H. Kimmel
Elect Director Richard A. Meserve
Elect Director Forrest E. Miller
Elect Director Rosendo G. Parra
Elect Director Barbara L. Rambo
Elect Director Barry Lawson Williams
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------PHARMERICA CORPORATION
Ticker:
PMC
Meeting Date: JUN 17, 2014
Record Date: APR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 71714F104
Meeting Type: Annual
Gregory S. Weishar
W. Robert Dahl, Jr.
Frank E. Collins
Thomas P. Mac Mahon
Marjorie W. Dorr
Thomas P. Gerrity
Robert A. Oakley
Geoffrey G. Meyers
Patrick G. LePore
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
Management
Management
-------------------------------------------------------------------------------PHH CORPORATION
Ticker:
PHH
Meeting Date: MAY 22, 2014
Record Date: MAR 26, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
Security ID: 693320202
Meeting Type: Annual
Proposal
Elect Director Jane D. Carlin
Elect Director James O. Egan
Elect Director Thomas P. Gibbons
Elect Director Allan Z. Loren
Elect Director Glen A. Messina
Elect Director Gregory J. Parseghian
Elect Director Charles P. Pizzi
Elect Director Deborah M. Reif
Elect Director Carroll R. Wetzel, Jr.
Approve Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------PIEDMONT OFFICE REALTY TRUST, INC.
Ticker:
PDM
Meeting Date: MAY 14, 2014
Record Date: MAR 27, 2014
#
1.1
1.2
1.3
1.4
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 720190206
Meeting Type: Annual
W. Wayne Woody
Michael R. Buchanan
Wesley E. Cantrell
William H. Keogler, Jr.
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
1.5
1.6
1.7
1.8
1.9
2
3
Elect Director Frank C. McDowell
Elect Director Donald A. Miller
Elect Director Raymond G. Milnes, Jr.
Elect Director Donald S. Moss
Elect Director Jeffrey L. Swope
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------PLATINUM UNDERWRITERS HOLDINGS, LTD.
Ticker:
PTP
Meeting Date: APR 22, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: G7127P100
Meeting Type: Annual
Proposal
Elect Dan R. Carmichael as Director
Elect A. John Hass as Director
Elect Antony P.D. Lancaster as Director
Elect Edmund R. Megna as Director
Elect Michael D. Price as Director
Elect Linda E. Ransom as Director
Elect James P. Slattery as Director
Elect Christopher J. Steffen as
Director
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify KPMG as Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------POLYCOM, INC.
Ticker:
PLCM
Meeting Date: JUN 09, 2014
Record Date: APR 10, 2014
#
Proposal
Security ID: 73172K104
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
Elect Director Peter A. Leav
Elect Director Betsy S. Atkins
Elect Director Martha H. Bejar
Elect Director Robert J. Frankenberg
Elect Director John A. Kelley, Jr.
Elect Director D. Scott Mercer
Elect Director William A. Owens
Elect Director Kevin T. Parker
Amend Qualified Employee Stock
Purchase Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------POPULAR, INC.
Ticker:
BPOP
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
#
1a
1b
1c
1d
2
3
Security ID: 733174700
Meeting Type: Annual
Proposal
Elect Director Maria Luisa Ferre
Elect Director C. Kim Goodwin
Elect Director William J. Teuber, Jr.
Elect Director John W. Diercksen
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------PORTLAND GENERAL ELECTRIC COMPANY
Ticker:
POR
Meeting Date: MAY 07, 2014
Record Date: MAR 03, 2014
#
Proposal
Security ID: 736508847
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
Elect Director John W. Ballantine
Elect Director Rodney L. Brown, Jr.
Elect Director Jack E. Davis
Elect Director David A. Dietzler
Elect Director Kirby A. Dyess
Elect Director Mark B. Ganz
Elect Director Kathryn J. Jackson
Elect Director Neil J. Nelson
Elect Director M. Lee Pelton
Elect Director James J. Piro
Elect Director Charles W. Shivery
Advisory Vote to Ratify Named
Executive Officers' Compensation
Adopt Majority Voting for Uncontested
Election of Directors
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------PRIVATEBANCORP, INC.
Ticker:
PVTB
Meeting Date: MAY 22, 2014
Record Date: MAR 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
Security ID: 742962103
Meeting Type: Annual
Proposal
Elect Director Robert F. Coleman
Elect Director James M. Guyette
Elect Director Ralph B. Mandell
Elect Director Cheryl Mayberry
McKissack
Elect Director Edward W. Rabin
Elect Director Larry D. Richman
Elect Director Collin E. Roche
Elect Director William R. Rybak
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------PROSPERITY BANCSHARES, INC.
Ticker:
PB
Meeting Date: APR 15, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
1.4
2
3
Security ID: 743606105
Meeting Type: Annual
Proposal
Elect Director William H. Fagan
Elect Director William T. Luedke, IV
Elect Director Perry Mueller, Jr.
Elect Director Harrison Stafford, II
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------PROVIDENT FINANCIAL SERVICES, INC.
Ticker:
PFS
Meeting Date: APR 24, 2014
Record Date: MAR 03, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 74386T105
Meeting Type: Annual
Proposal
Elect Director Laura L. Brooks
Elect Director Terence Gallagher
Elect Director Carlos Hernandez
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------QUANEX BUILDING PRODUCTS CORPORATION
Ticker:
NX
Meeting Date: FEB 27, 2014
Security ID: 747619104
Meeting Type: Annual
Record Date:
#
1.1
1.2
2
3
JAN 08, 2014
Proposal
Elect Director Susan F. Davis
Elect Director Curtis M. Stevens
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------QUEST DIAGNOSTICS INCORPORATED
Ticker:
DGX
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
2
3
4
5
Security ID: 74834L100
Meeting Type: Annual
Proposal
Elect Director Timothy L. Main
Elect Director Timothy M. Ring
Elect Director Daniel C. Stanzione
Ratify Auditors
Remove Supermajority Vote Requirement
Provide Right to Call Special Meeting
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------RADIAN GROUP INC.
Ticker:
RDN
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
#
1a
1b
1c
1d
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 750236101
Meeting Type: Annual
Herbert Wender
David C. Carney
Howard B. Culang
Lisa W. Hess
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
1e
1f
1g
1h
1i
1j
1k
2
3
4
Elect Director Stephen T. Hopkins
Elect Director Sanford A. Ibrahim
Elect Director Brian D. Montgomery
Elect Director Gaetano Muzio
Elect Director Jan Nicholson
Elect Director Gregory V. Serio
Elect Director Noel J. Spiegel
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------REGAL BELOIT CORPORATION
Ticker:
RBC
Meeting Date: APR 28, 2014
Record Date: MAR 05, 2014
#
1a
1b
1c
2
3
Security ID: 758750103
Meeting Type: Annual
Proposal
Elect Director Thomas J. Fischer
Elect Director Rakesh Sachdev
Elect Director Jane L. Warner
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker:
RGA
Meeting Date: MAY 21, 2014
Record Date: MAR 31, 2014
#
1.1
1.2
1.3
Security ID: 759351604
Meeting Type: Annual
Proposal
Elect Director Christine R. Detrick
Elect Director Joyce A. Phillips
Elect Director Arnoud W.A. Boot
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1.4
1.5
2
3
Elect Director John F. Danahy
Elect Director J. Cliff Eason
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------REPUBLIC SERVICES, INC.
Ticker:
RSG
Meeting Date: MAY 08, 2014
Record Date: MAR 11, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
5
6
Security ID: 760759100
Meeting Type: Annual
Proposal
Elect Director James W. Crownover
Elect Director Tomago Collins
Elect Director Ann E. Dunwoody
Elect Director William J. Flynn
Elect Director Michael Larson
Elect Director W. Lee Nutter
Elect Director Ramon A. Rodriguez
Elect Director Donald W. Slager
Elect Director Allan C. Sorensen
Elect Director John M. Trani
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Amend Executive Incentive Bonus Plan
Adopt a Policy in Which the Company
Will Not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
Report on Political Contributions
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
For
For
Against
Management
Management
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------RITE AID CORPORATION
Ticker:
RAD
Security ID:
767754104
Meeting Date: JUN 19, 2014
Record Date: APR 28, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
4
5
Meeting Type: Annual
Proposal
Elect Director John T. Standley
Elect Director Joseph B. Anderson, Jr.
Elect Director Bruce G. Bodaken
Elect Director David R. Jessick
Elect Director Kevin E. Lofton
Elect Director Myrtle S. Potter
Elect Director Michael N. Regan
Elect Director Marcy Syms
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------RIVERBED TECHNOLOGY, INC.
Ticker:
RVBD
Meeting Date: MAY 22, 2014
Record Date: MAR 25, 2014
#
1.1
2
3
4
Security ID: 768573107
Meeting Type: Annual
Proposal
Elect Director Mark S. Lewis
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
Vote Cast
Against
For
Against
Sponsor
Management
Management
Management
For
Against
Management
-------------------------------------------------------------------------------RLJ LODGING TRUST
Ticker:
RLJ
Meeting Date: MAY 02, 2014
Record Date: MAR 14, 2014
Security ID: 74965L101
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Proposal
Mgt Rec
Elect Director Robert L. Johnson
For
Elect Director Thomas J. Baltimore, Jr. For
Elect Director Evan Bayh
For
Elect Director Nathaniel A. Davis
For
Elect Director Robert M. La Forgia
For
Elect Director Glenda G. McNeal
For
Elect Director Joseph Ryan
For
Ratify Auditors
For
Advisory Vote to Ratify Named
For
Executive Officers' Compensation
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ROCKWELL COLLINS, INC.
Ticker:
COL
Meeting Date: FEB 06, 2014
Record Date: DEC 09, 2013
#
1.1
1.2
1.3
2
3
4
Security ID: 774341101
Meeting Type: Annual
Proposal
Elect Director Chris A. Davis
Elect Director Ralph E. Eberhart
Elect Director David Lilley
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Declassify the Board of Directors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------ROUSE PROPERTIES, INC.
Ticker:
RSE
Meeting Date: MAY 09, 2014
Record Date: MAR 12, 2014
#
1.1
Security ID: 779287101
Meeting Type: Annual
Proposal
Elect Director Jeffrey Blidner
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
Elect Director Richard Clark
Elect Director Christopher Haley
Elect Director Michael Hegarty
Elect Director Brian Kingston
Elect Director David Kruth
Elect Director Michael Mullen
Elect Director Andrew Silberfein
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Qualified Employee Stock
Purchase Plan
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ROVI CORPORATION
Ticker:
ROVI
Meeting Date: APR 29, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
Security ID: 779376102
Meeting Type: Annual
Proposal
Elect Director Thomas Carson
Elect Director Alan L. Earhart
Elect Director Andrew K. Ludwick
Elect Director James E. Meyer
Elect Director James P. O'Shaughnessy
Elect Director Ruthann Quindlen
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------RUE21, INC.
Ticker:
RUE
Meeting Date: SEP 19, 2013
Record Date: AUG 05, 2013
Security ID: 781295100
Meeting Type: Special
#
1
2
3
Proposal
Approve Merger Agreement
Adjourn Meeting
Advisory Vote on Golden Parachutes
Mgt Rec
For
For
For
Vote Cast
For
For
Against
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------SANDISK CORPORATION
Ticker:
SNDK
Meeting Date: JUN 19, 2014
Record Date: APR 21, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
4
Security ID: 80004C101
Meeting Type: Annual
Proposal
Elect Director Michael E. Marks
Elect Director Irwin Federman
Elect Director Steven J. Gomo
Elect Director Eddy W. Hartenstein
Elect Director Chenming Hu
Elect Director Catherine P. Lego
Elect Director Sanjay Mehrotra
Elect Director D. Scott Mercer
Amend Qualified Employee Stock
Purchase Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------SCIENTIFIC GAMES CORPORATION
Ticker:
SGMS
Meeting Date: JUN 11, 2014
Record Date: APR 16, 2014
#
1.1
1.2
Security ID: 80874P109
Meeting Type: Annual
Proposal
Elect Director Ronald O. Perelman
Elect Director David L. Kennedy
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
Elect Director Peter A. Cohen
Elect Director Gerald J. Ford
Elect Director Paul M. Meister
Elect Director Debra G. Perelman
Elect Director Michael J. Regan
Elect Director Barry F. Schwartz
Elect Director Frances F. Townsend
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
For
For
For
For
For
For
For
For
Withhold
For
Withhold
For
For
Withhold
For
Against
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
For
Management
Management
-------------------------------------------------------------------------------SCORPIO TANKERS INC
Ticker:
STNG
Meeting Date: MAY 29, 2014
Record Date: APR 14, 2014
#
1.1
1.2
2
3
Security ID: Y7542C106
Meeting Type: Annual
Proposal
Elect Director Emanuele A. Lauro
Elect Director Ademaro Lanzara
Ratify Auditors
Increase Authorized Common Stock
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------SEMTECH CORPORATION
Ticker:
SMTC
Meeting Date: JUN 26, 2014
Record Date: MAY 02, 2014
#
1.1
1.2
1.3
1.4
1.5
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 816850101
Meeting Type: Annual
Glen M. Antle
W. Dean Baker
James P. Burra
Bruce C. Edwards
Rockell N. Hankin
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
1.6
1.7
1.8
1.9
1.10
2
3
Elect Director James T. Lindstrom
Elect Director Mohan R. Maheswaran
Elect Director John L. Piotrowski
Elect Director Carmelo J. Santoro
Elect Director Sylvia Summers
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------SENSIENT TECHNOLOGIES CORPORATION
Ticker:
SXT
Meeting Date: APR 24, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
#
1.1
1.2
1.3
1.4
1.5
1.6
Security ID: 81725T100
Meeting Type: Proxy Contest
Proposal
Management Proxy (White Card)
Elect Director Hank Brown
Elect Director Edward H. Cichurski
Elect Director Fergus M. Clydesdale
Elect Director James A. D. Croft
Elect Director William V. Hickey
Elect Director Kenneth P. Manning
Elect Director Paul Manning
Elect Director Elaine R. Wedral
Elect Director Essie Whitelaw
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Ratify Auditors
Proposal
Dissident Proxy (Green Card)
Elect Director James R. Henderson
Elect Director James E. Hyman
Elect Director Stephen E. Loukas
Elect Director William E. Redmond, Jr.
Management Nominee - Hank Brown
Management Nominee - Edward H.
Cichurski
Mgt Rec
None
For
For
For
For
For
For
For
For
For
For
Vote Cast
Sponsor
Did
Did
Did
Did
Did
Did
Did
Did
Did
Did
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Diss Rec
None
For
For
For
For
None
None
Did Not Vote Management
Did Not Vote Management
Vote Cast
Sponsor
Did
Did
Did
Did
Did
Did
Not
Not
Not
Not
Not
Not
Not
Not
Not
Not
Not
Not
Not
Not
Not
Not
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Shareholder
Shareholder
Shareholder
Shareholder
Shareholder
Shareholder
1.7
1.8
1.9
2
3
4
Management Nominee - Fergus M.
Clydesdale
Management Nominee - Paul Manning
Management Nominee - Elaine R. Wedral
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Ratify Auditors
None
Did Not Vote Shareholder
None
None
None
Did Not Vote Shareholder
Did Not Vote Shareholder
Did Not Vote Management
None
None
Did Not Vote Management
Did Not Vote Management
-------------------------------------------------------------------------------SHUTTERFLY, INC.
Ticker:
SFLY
Meeting Date: MAY 21, 2014
Record Date: MAR 26, 2014
#
1a
1b
1c
2
3
Security ID: 82568P304
Meeting Type: Annual
Proposal
Elect Director Philip A. Marineau
Elect Director Brian T. Swette
Elect Director Ann Mather
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
Against
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------SIGNATURE BANK
Ticker:
SBNY
Meeting Date: APR 24, 2014
Record Date: MAR 06, 2014
#
1.1
1.2
1.3
2
3
Security ID: 82669G104
Meeting Type: Annual
Proposal
Elect Director Scott A. Shay
Elect Director Alfred B. DelBello
Elect Director Joseph J. DePaolo
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------SNYDER'S-LANCE, INC.
Ticker:
LNCE
Meeting Date: MAY 06, 2014
Record Date: MAR 06, 2014
#
1.1
1.2
1.3
1.4
2
3
4
5
Security ID: 833551104
Meeting Type: Annual
Proposal
Elect Director C. Peter Carlucci, Jr.
Elect Director James W. Johnston
Elect Director W. J. Prezzano
Elect Director Patricia A. Warehime
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Non-Employee Director
Restricted Stock Plan
Change Range for Size of the Board
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------SOLAR CAPITAL LTD.
Ticker:
SLRC
Meeting Date: MAY 06, 2014
Record Date: MAR 11, 2014
#
1.1
1.2
2
Security ID: 83413U100
Meeting Type: Annual
Proposal
Elect Director Bruce Spohler
Elect Director Steven Hochberg
Approve Issuance of Shares Below Net
Asset Value (NAV)
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------SONOCO PRODUCTS COMPANY
Ticker:
SON
Meeting Date: APR 16, 2014
Record Date: FEB 26, 2014
#
1.1
1.2
1.3
1.4
1.5
2
3
4
Security ID: 835495102
Meeting Type: Annual
Proposal
Elect Director Harry A. Cockrell
Elect Director Blythe J. McGarvie
Elect Director James M. Micali
Elect Director Lloyd W. Newton
Elect Director Marc D. Oken
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------SOTHEBY'S
Ticker:
BID
Meeting Date: MAY 06, 2014
Record Date: MAR 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
#
Security ID: 835898107
Meeting Type: Proxy Contest
Proposal
Management Proxy (Green Card)
Elect Director John M. Angelo
Elect Director Jessica M. Bibliowicz
Elect Director Kevin C. Conroy
Elect Director Domenico De Sole
Elect Director The Duke of Devonshire
Elect Director Daniel Meyer
Elect Director Allen Questrom
Elect Director William F. Ruprecht
Elect Director Marsha E. Simms
Elect Director Robert S. Taubman
Elect Director Diana L. Taylor
Elect Director Dennis M. Weibling
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Proposal
Mgt Rec
None
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
Sponsor
Did
Did
Did
Did
Did
Did
Did
Did
Did
Did
Did
Did
Did
Did
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Diss Rec
Vote Cast
Not
Not
Not
Not
Not
Not
Not
Not
Not
Not
Not
Not
Not
Not
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Vote
Sponsor
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
Dissident Proxy (White Card)
Elect Director Daniel S. Loeb
Elect Director Harry J. Wilson
Elect Director Olivier Reza
Management Nominee - John M. Angelo
Management Nominee - Kevin C. Conroy
Management Nominee - Domenico De Sole
Management Nominee - The Duke of
Devonshire
Management Nominee - Allen Questrom
Management Nominee - William F.
Ruprecht
Management Nominee - Marsha E. Simms
Management Nominee - Diana L. Taylor
Management Nominee - Dennis M. Weibling
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
None
For
For
For
For
For
For
For
For
Withhold
For
For
For
For
For
Shareholder
Shareholder
Shareholder
Shareholder
Shareholder
Shareholder
Shareholder
For
For
For
For
Shareholder
Shareholder
For
For
For
None
None
For
For
For
For
For
Shareholder
Shareholder
Shareholder
Management
Management
-------------------------------------------------------------------------------SOTHEBY'S
Ticker:
BID
Meeting Date: MAY 29, 2014
Record Date: MAR 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 835898107
Meeting Type: Annual
John M. Angelo
Jessica M. Bibliowicz
Kevin C. Conroy
Domenico De Sole
The Duke Of Devonshire
Daniel S. Loeb
Daniel Meyer
Allen Questrom
Olivier Reza
William F. Ruprecht
Marsha E. Simms
Robert S. Taubman
Diana L. Taylor
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
1.14
1.15
2
3
Elect Director Dennis M. Weibling
Elect Director Harry J. Wilson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
Management
Management
Management
Management
-------------------------------------------------------------------------------SOUTH JERSEY INDUSTRIES, INC.
Ticker:
SJI
Meeting Date: APR 24, 2014
Record Date: FEB 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
Security ID: 838518108
Meeting Type: Annual
Proposal
Elect Director Sarah M. Barpoulis
Elect Director Thomas A. Bracken
Elect Director Keith S. Campbell
Elect Director Sheila Hartnett-Devlin
Elect Director Victor A. Fortkiewicz
Elect Director Edward J. Graham
Elect Director Walter M. Higgins, III
Elect Director Sunita Holzer
Elect Director Joseph H. Petrowski
Elect Director Michael J. Renna
Elect Director Frank L. Sims
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Amend Articles
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
Against
Management
Management
-------------------------------------------------------------------------------SOUTHWEST AIRLINES CO.
Ticker:
LUV
Meeting Date: MAY 14, 2014
Record Date: MAR 18, 2014
#
Proposal
Security ID: 844741108
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
Elect Director David W. Biegler
Elect Director J. Veronica Biggins
Elect Director Douglas H. Brooks
Elect Director William H. Cunningham
Elect Director John G. Denison
Elect Director Gary C. Kelly
Elect Director Nancy B. Loeffler
Elect Director John T. Montford
Elect Director Thomas M. Nealon
Elect Director Daniel D. Villanueva
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------SOUTHWEST GAS CORPORATION
Ticker:
SWX
Meeting Date: MAY 08, 2014
Record Date: MAR 11, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
Security ID: 844895102
Meeting Type: Annual
Proposal
Elect Director Robert L. Boughner
Elect Director Jose A. Cardenas
Elect Director Thomas E. Chestnut
Elect Director Stephen C. Comer
Elect Director LeRoy C. Hanneman, Jr.
Elect Director Michael O. Maffie
Elect Director Anne L. Mariucci
Elect Director Michael J. Melarkey
Elect Director Jeffrey W. Shaw
Elect Director A. Randall Thoman
Elect Director Thomas A. Thomas
Elect Director Terrence 'Terry' L.
Wright
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------SOUTHWESTERN ENERGY COMPANY
Ticker:
SWN
Meeting Date: MAY 20, 2014
Record Date: MAR 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
5
Security ID: 845467109
Meeting Type: Annual
Proposal
Elect Director John D. Gass
Elect Director Catherine A. Kehr
Elect Director Greg D. Kerley
Elect Director Vello A. Kuuskraa
Elect Director Kenneth R. Mourton
Elect Director Steven L. Mueller
Elect Director Elliott Pew
Elect Director Alan H. Stevens
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Bylaws -- Call Special Meetings
Report on Methane Emissions Management
and Reduction Targets
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------SPANSION INC.
Ticker:
CODE
Meeting Date: MAY 16, 2014
Record Date: MAR 18, 2014
#
1.1
1.2
2
3
4
Security ID: 84649R200
Meeting Type: Annual
Proposal
Elect Director Keith Barnes
Elect Director William E. Mitchell
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Qualified Employee Stock
Purchase Plan
Approve Issuance of Shares for a
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
Management
For
For
Management
5
Private Placement
Ratify Auditors
For
For
Management
-------------------------------------------------------------------------------SPECTRUM BRANDS HOLDINGS, INC.
Ticker:
SPB
Meeting Date: JAN 28, 2014
Record Date: DEC 16, 2013
#
1.1
1.2
1.3
1.4
2
3
4
Security ID: 84763R101
Meeting Type: Annual
Proposal
Elect Director Kenneth C. Ambrecht
Elect Director Eugene I. Davis
Elect Director David R. Lumley
Elect Director Omar M. Asali
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
Withhold
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------STANLEY BLACK & DECKER, INC.
Ticker:
SWK
Meeting Date: APR 15, 2014
Record Date: FEB 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 854502101
Meeting Type: Annual
Mgt Rec
George W. Buckley
For
Patrick D. Campbell
For
Carlos M. Cardoso
For
Robert B. Coutts
For
Debra A. Crew
For
Benjamin H. Griswold, IV For
John F. Lundgren
For
Anthony Luiso
For
Marianne M. Parrs
For
Robert L. Ryan
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
Management
Management
-------------------------------------------------------------------------------STATE STREET CORPORATION
Ticker:
STT
Meeting Date: MAY 14, 2014
Record Date: MAR 07, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
Security ID: 857477103
Meeting Type: Annual
Proposal
Elect Director Jose E. Almeida
Elect Director Kennett F. Burnes
Elect Director Peter Coym
Elect Director Patrick de Saint-Aignan
Elect Director Amelia C. Fawcett
Elect Director Linda A. Hill
Elect Director Joseph L. Hooley
Elect Director Robert S. Kaplan
Elect Director Richard P. Sergel
Elect Director Ronald L. Skates
Elect Director Gregory L. Summe
Elect Director Thomas J. Wilson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------STEINER LEISURE LIMITED
Ticker:
STNR
Meeting Date: JUN 11, 2014
Record Date: APR 15, 2014
#
1.1
1.2
Security ID: P8744Y102
Meeting Type: Annual
Proposal
Elect Director Leonard I. Fluxman
Elect Director Michele Steiner Warshaw
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
2
3
Elect Director Steven J. Preston
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------STERIS CORPORATION
Ticker:
STE
Meeting Date: JUL 25, 2013
Record Date: MAY 28, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Security ID: 859152100
Meeting Type: Annual
Proposal
Elect Director Richard C. Breeden
Elect Director Cynthia L. Feldmann
Elect Director Jacqueline B. Kosecoff
Elect Director David B. Lewis
Elect Director Kevin M. McMullen
Elect Director Walter M Rosebrough, Jr.
Elect Director Mohsen M. Sohi
Elect Director John P. Wareham
Elect Director Loyal W. Wilson
Elect Director Michael B. Wood
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------STIFEL FINANCIAL CORP.
Ticker:
SF
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
#
1.1
1.2
1.3
Security ID: 860630102
Meeting Type: Annual
Proposal
Elect Director Bruce A. Beda
Elect Director Fredrick O. Hanser
Elect Director Ronald J. Kruszewski
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1.4
1.5
1.6
2
3
Elect Director Thomas P. Mulroy
Elect Director Thomas W. Weisel
Elect Director Kelvin R. Westbrook
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------STRYKER CORPORATION
Ticker:
SYK
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
Security ID: 863667101
Meeting Type: Annual
Proposal
Elect Director Howard E. Cox, Jr.
Elect Director Srikant M. Datar
Elect Director Roch Doliveux
Elect Director Louise L. Francesconi
Elect Director Allan C. Golston
Elect Director Kevin A. Lobo
Elect Director William U. Parfet
Elect Director Andrew K. Silvernail
Elect Director Ronda E. Stryker
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------SUMMIT HOTEL PROPERTIES, INC.
Ticker:
INN
Meeting Date: JUN 16, 2014
Record Date: APR 16, 2014
#
1.1
1.2
Security ID: 866082100
Meeting Type: Annual
Proposal
Elect Director Kerry W. Boekelheide
Elect Director Daniel P. Hansen
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
1.4
1.5
2
3
Elect Director Bjorn R. L. Hanson
Elect Director Thomas W. Storey
Elect Director Wayne W. Wielgus
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------SUN COMMUNITIES, INC.
Ticker:
SUI
Meeting Date: JUL 23, 2013
Record Date: MAY 10, 2013
#
1a
1b
1c
2
3
4
Security ID: 866674104
Meeting Type: Annual
Proposal
Elect Director Stephanie W. Bergeron
Elect Director Clunet R. Lewis
Elect Director Arthur A. Weiss
Declassify the Board of Directors
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------SUNSTONE HOTEL INVESTORS, INC.
Ticker:
SHO
Meeting Date: MAY 01, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 867892101
Meeting Type: Annual
John V. Arabia
Andrew Batinovich
Z. Jamie Behar
Kenneth E. Cruse
Thomas A. Lewis, Jr.
Keith M. Locker
Douglas M. Pasquale
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
1.8
1.9
2
3
4
Elect Director Keith P. Russell
Elect Director Lewis N. Wolff
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------SUNTRUST BANKS, INC.
Ticker:
STI
Meeting Date: APR 22, 2014
Record Date: FEB 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
5
6
Security ID: 867914103
Meeting Type: Annual
Proposal
Elect Director Robert M. Beall, II
Elect Director David H. Hughes
Elect Director M. Douglas Ivester
Elect Director Kyle Prechtl Legg
Elect Director William A. Linnenbringer
Elect Director Donna S. Morea
Elect Director David M. Ratcliffe
Elect Director William H. Rogers, Jr.
Elect Director Frank P. Scruggs, Jr.
Elect Director Thomas R. Watjen
Elect Director Phail Wynn, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Amend Omnibus Stock Plan
Amend Executive Incentive Bonus Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
-------------------------------------------------------------------------------SYKES ENTERPRISES, INCORPORATED
Ticker:
SYKE
Meeting Date: MAY 20, 2014
Security ID: 871237103
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
1.4
2
3
MAR 21, 2014
Proposal
Elect Director James S. MacLeod
Elect Director William D. Muir, Jr.
Elect Director Lorraine Leigh Lutton
Elect Director James K. Murray, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------SYMETRA FINANCIAL CORPORATION
Ticker:
SYA
Meeting Date: MAY 09, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
2a
2b
3
4
Security ID: 87151Q106
Meeting Type: Annual
Proposal
Elect Director Peter S. Burgess
Elect Director Robert R. Lusardi
Amend Executive Incentive Bonus Plan
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------SYSCO CORPORATION
Ticker:
SYY
Meeting Date: NOV 15, 2013
Record Date: SEP 17, 2013
#
1a
1b
1c
Security ID: 871829107
Meeting Type: Annual
Proposal
Elect Director John M. Cassaday
Elect Director Jonathan Golden
Elect Director Joseph A. Hafner, Jr.
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1d
1e
1f
2
3
4
Elect Director Hans-Joachim Koerber
Elect Director Nancy S. Newcomb
Elect Director Jackie M. Ward
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TARGET CORPORATION
Ticker:
TGT
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
5
6
Security ID: 87612E106
Meeting Type: Annual
Proposal
Elect Director Roxanne S. Austin
Elect Director Douglas M. Baker, Jr.
Elect Director Calvin Darden
Elect Director Henrique De Castro
Elect Director James A. Johnson
Elect Director Mary E. Minnick
Elect Director Anne M. Mulcahy
Elect Director Derica W. Rice
Elect Director Kenneth L. Salazar
Elect Director John G. Stumpf
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Eliminate Perquisites
Require Independent Board Chairman
Cease Discrimination in Hiring, Vendor
Contracts, or Customer Relations
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Against
Against
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------TCF FINANCIAL CORPORATION
Ticker:
TCB
Security ID:
872275102
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
2
3
Meeting Type: Annual
Proposal
Elect Director Raymond L. Barton
Elect Director Peter Bell
Elect Director William F. Bieber
Elect Director Theodore J. Bigos
Elect Director William A. Cooper
Elect Director Thomas A. Cusick
Elect Director Craig R. Dahl
Elect Director Karen L. Grandstrand
Elect Director Thomas F. Jasper
Elect Director George G. Johnson
Elect Director Vance K. Opperman
Elect Director James M. Ramstad
Elect Director Barry N. Winslow
Elect Director Richard A. Zona
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Withhold
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TE CONNECTIVITY LTD.
Ticker:
TEL
Meeting Date: MAR 04, 2014
Record Date: FEB 12, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: H84989104
Meeting Type: Annual
Pierre R. Brondeau
Juergen W. Gromer
William A. Jeffrey
Thomas J. Lynch
Yong Nam
Daniel J. Phelan
Frederic M. Poses
Lawrence S. Smith
Paula A. Sneed
David P. Steiner
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
1k
1l
2
3a
3b
3c
4
5.1
5.2
5.3
6
7.1
7.2
7.3
8
9
10
11
12
13
Elect Director John C. Van Scoter
Elect Director Laura H. Wright
Elect Board Chairman Thomas J. Lynch
Elect Daniel J. Phelan as Member of
Management Development & Compensation
Committee
Elect Paula A. Sneed as Member of
Management Development & Compensation
Committee
Elect David P. Steiner as Member of
Management Development & Compensation
Committee
Designate Jvo Grundler as Independent
Proxy
Accept Annual Report for Fiscal Year
Ended September 27, 2013
Accept Statutory Financial Statements
for Fiscal Year Ended September 27,
2013
Approve Consolidated Financial
Statements for Fiscal Year Ended
September 27, 2013
Approve Discharge of Board and Senior
Management
Ratify Deloitte & Touche LLP as
Independent Registered Public
Accounting Firm for Fiscal Year Ending
September 26, 2014
Ratify Deloitte AG as Swiss Registered
Auditors
Ratify PricewaterhouseCoopers AG as
Special Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Allocation of Available
Earnings for Fiscal Year 2013
Approve Declaration of Dividend
Authorize Repurchase of Up to USD 1
Billion of Share Capital
Approve Reduction of Share Capital
Adjourn Meeting
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
Against
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------TERADYNE, INC.
Ticker:
TER
Meeting Date: MAY 20, 2014
Record Date: MAR 27, 2014
#
1a
1b
1c
1d
1e
1f
1g
2
3
Security ID: 880770102
Meeting Type: Annual
Proposal
Elect Director Michael A. Bradley
Elect Director Daniel W. Christman
Elect Director Edwin J. Gillis
Elect Director Timothy E. Guertin
Elect Director Mark E. Jagiela
Elect Director Paul J. Tufano
Elect Director Roy A. Vallee
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TETRA TECHNOLOGIES, INC.
Ticker:
TTI
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 88162F105
Meeting Type: Annual
Proposal
Elect Director Mark E. Baldwin
Elect Director Thomas R. Bates, Jr.
Elect Director Stuart M. Brightman
Elect Director Paul D. Coombs
Elect Director Ralph S. Cunningham
Elect Director John F. Glick
Elect Director Kenneth P. Mitchell
Elect Director William D. Sullivan
Elect Director Kenneth E. White, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Executive Officers' Compensation
-------------------------------------------------------------------------------TEXAS CAPITAL BANCSHARES, INC.
Ticker:
TCBI
Meeting Date: MAY 20, 2014
Record Date: MAR 31, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
2
Security ID: 88224Q107
Meeting Type: Annual
Proposal
Elect Director C. Keith Cargill
Elect Director Peter B. Bartholow
Elect Director James H. Browning
Elect Director Preston M. Geren, III
Elect Director Frederick B. Hegi, Jr.
Elect Director Larry L. Helm
Elect Director James R. Holland, Jr.
Elect Director Charles S. Hyle
Elect Director W. W. McAllister, III
Elect Director Elysia Holt Ragusa
Elect Director Steven P. Rosenberg
Elect Director Grant E. Sims
Elect Director Robert W. Stallings
Elect Director Dale W. Tremblay
Elect Director Ian J. Turpin
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------TEXTRON INC.
Ticker:
TXT
Meeting Date: APR 23, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
Security ID: 883203101
Meeting Type: Annual
Proposal
Elect Director Scott C. Donnelly
Elect Director Kathleen M. Bader
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
Elect Director R. Kerry Clark
Elect Director James T. Conway
Elect Director Ivor J. Evans
Elect Director Lawrence K. Fish
Elect Director Paul E. Gagne
Elect Director Dain M. Hancock
Elect Director Lord Powell
Elect Director Lloyd G. Trotter
Elect Director James L. Ziemer
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Provide Right to Act by Written Consent
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------THE ADT CORPORATION
Ticker:
ADT
Meeting Date: MAR 13, 2014
Record Date: JAN 15, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
Security ID: 00101J106
Meeting Type: Annual
Proposal
Elect Director Thomas Colligan
Elect Director Richard Daly
Elect Director Timothy Donahue
Elect Director Robert Dutkowsky
Elect Director Bruce Gordon
Elect Director Naren Gursahaney
Elect Director Bridgette Heller
Elect Director Kathleen Hyle
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------THE ALLSTATE CORPORATION
Ticker:
ALL
Security ID:
020002101
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
4
5
6
7
Meeting Type: Annual
Proposal
Elect Director F. Duane Ackerman
Elect Director Robert D. Beyer
Elect Director Kermit R. Crawford
Elect Director Jack M. Greenberg
Elect Director Herbert L. Henkel
Elect Director Siddharth N. (Bobby)
Mehta
Elect Director Andrea Redmond
Elect Director John W. Rowe
Elect Director Judith A. Sprieser
Elect Director Mary Alice Taylor
Elect Director Thomas J. Wilson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Executive Incentive Bonus Plan
Ratify Auditors
Stock Retention/Holding Period
Report on Lobbying Payments and Policy
Report on Political Contributions
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
For
For
Against
Against
Against
For
For
Against
Against
Against
Management
Management
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------THE CHARLES SCHWAB CORPORATION
Ticker:
SCHW
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1a
1b
1c
1d
2
3
4
Security ID: 808513105
Meeting Type: Annual
Proposal
Elect Director Frank C. Herringer
Elect Director Stephen T. McLin
Elect Director Roger O. Walther
Elect Director Robert N. Wilson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Political Contributions
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
5
6
Prepare Employment Diversity Report
Pro-rata Vesting of Equity Awards
Against
Against
Against
For
Shareholder
Shareholder
-------------------------------------------------------------------------------THE CHUBB CORPORATION
Ticker:
CB
Meeting Date: APR 29, 2014
Record Date: MAR 03, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
1n
2
3
4
5
Security ID: 171232101
Meeting Type: Annual
Proposal
Elect Director Zoe Baird Budinger
Elect Director Sheila P. Burke
Elect Director James I. Cash, Jr.
Elect Director John D. Finnegan
Elect Director Timothy P. Flynn
Elect Director Karen M. Hoguet
Elect Director Lawrence W. Kellner
Elect Director Martin G. McGuinn
Elect Director Lawrence M. Small
Elect Director Jess Soderberg
Elect Director Daniel E. Somers
Elect Director William C. Weldon
Elect Director James M. Zimmerman
Elect Director Alfred W. Zollar
Approve Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Sustainability
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------THE E. W. SCRIPPS COMPANY
Ticker:
SSP
Meeting Date: MAY 05, 2014
Record Date: MAR 11, 2014
Security ID: 811054402
Meeting Type: Annual
#
1a
1b
1c
Proposal
Elect Director Roger L. Ogden
Elect Director J. Marvin Quin
Elect Director Kim Williams
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------THE EMPIRE DISTRICT ELECTRIC COMPANY
Ticker:
EDE
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
#
1.1
1.2
1.3
1.4
2
3
4
5
6
Security ID: 291641108
Meeting Type: Annual
Proposal
Elect Director Kenneth R. Allen
Elect Director Bradley P. Beecher
Elect Director William L. Gipson
Elect Director Thomas M. Ohlmacher
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Qualified Employee Stock
Purchase Plan
Approve Omnibus Stock Plan
Amend Stock Unit Plan for Directors
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------THE HANOVER INSURANCE GROUP, INC.
Ticker:
THG
Meeting Date: MAY 20, 2014
Record Date: MAR 25, 2014
#
1.1
1.2
1.3
1.4
1.5
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 410867105
Meeting Type: Annual
Michael P. Angelini
Richard H. Booth
Karen C. Francis
David J. Gallitano
Wendell J. Knox
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
1.6
2
3
4
5
6
7
Elect Director Robert J. Murray
Approve Omnibus Stock Plan
Approve Stock-for-Salary/Bonus Plan
Approve Qualified Employee Stock
Purchase Plan
Approve Executive Incentive Bonus Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
For
For
Management
Management
For
For
Management
-------------------------------------------------------------------------------THE HILLSHIRE BRANDS COMPANY
Ticker:
HSH
Meeting Date: OCT 24, 2013
Record Date: SEP 03, 2013
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
Security ID: 432589109
Meeting Type: Annual
Proposal
Elect Director Todd A. Becker
Elect Director Christopher B. Begley
Elect Director Ellen L. Brothers
Elect Director Sean M. Connolly
Elect Director Laurette T. Koellner
Elect Director Craig P. Omtvedt
Elect Director Ian Prosser
Elect Director Jonathan P. Ward
Elect Director James D. White
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------THE KEYW HOLDING CORPORATION
Ticker:
KEYW
Meeting Date: AUG 13, 2013
Record Date: JUN 25, 2013
Security ID: 493723100
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
Proposal
Elect Director Deborah Bonanni
Elect Director Bill Campbell
Elect Director Pierre Chao
Elect Director John Hannon
Elect Director Ken Minihan
Elect Director Art Money
Elect Director Len Moodispaw
Elect Director Caroline Pisano
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Withhold
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------THE LACLEDE GROUP, INC.
Ticker:
LG
Meeting Date: JAN 30, 2014
Record Date: NOV 21, 2013
#
1.1
1.2
1.3
2
3
Security ID: 505597104
Meeting Type: Annual
Proposal
Elect Director Edward L. Glotzbach
Elect Director W. Stephen Maritz
Elect Director John P. Stupp, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker:
PNC
Meeting Date: APR 22, 2014
Record Date: JAN 31, 2014
#
1.1
1.2
1.3
1.4
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Richard
Charles
Paul W.
William
Security ID: 693475105
Meeting Type: Annual
O. Berndt
E. Bunch
Chellgren
S. Demchak
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
2
3
4
Elect Director Andrew T. Feldstein
Elect Director Kay Coles James
Elect Director Richard B. Kelson
Elect Director Anthony A. Massaro
Elect Director Jane G. Pepper
Elect Director Donald J. Shepard
Elect Director Lorene K. Steffes
Elect Director Dennis F. Strigl
Elect Director Thomas J. Usher
Elect Director George H. Walls, Jr.
Elect Director Helge H. Wehmeier
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Climate Change Financing Risk
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------THE SOUTHERN COMPANY
Ticker:
SO
Meeting Date: MAY 28, 2014
Record Date: MAR 31, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
2
3
Security ID: 842587107
Meeting Type: Annual
Proposal
Elect Director Juanita Powell Baranco
Elect Director Jon A. Boscia
Elect Director Henry A. 'Hal' Clark,
III
Elect Director Thomas A. Fanning
Elect Director David J. Grain
Elect Director Veronica M. Hagen
Elect Director Warren A. Hood, Jr.
Elect Director Linda P. Hudson
Elect Director Donald M. James
Elect Director Dale E. Klein
Elect Director William G. Smith, Jr.
Elect Director Steven R. Specker
Elect Director E. Jenner Wood, III
Ratify Auditors
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
4
Executive Officers' Compensation
Require Independent Board Chairman
Against
Against
Shareholder
-------------------------------------------------------------------------------THE TRAVELERS COMPANIES, INC.
Ticker:
TRV
Meeting Date: MAY 27, 2014
Record Date: MAR 31, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
4
5
Security ID: 89417E109
Meeting Type: Annual
Proposal
Elect Director Alan L. Beller
Elect Director John H. Dasburg
Elect Director Janet M. Dolan
Elect Director Kenneth M. Duberstein
Elect Director Jay S. Fishman
Elect Director Patricia L. Higgins
Elect Director Thomas R. Hodgson
Elect Director William J. Kane
Elect Director Cleve L. Killingsworth,
Jr.
Elect Director Philip T. (Pete)
Ruegger, III
Elect Director Donald J. Shepard
Elect Director Laurie J. Thomsen
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Report on Political Contributions
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------TOWER INTERNATIONAL, INC.
Ticker:
TOWR
Meeting Date: APR 25, 2014
Record Date: MAR 18, 2014
Security ID: 891826109
Meeting Type: Annual
#
1.1
1.2
2
3
4
Proposal
Elect Director Frank E. English, Jr.
Elect Director Jonathan Gallen
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TOWN SPORTS INTERNATIONAL HOLDINGS, INC.
Ticker:
CLUB
Meeting Date: MAY 08, 2014
Record Date: MAR 11, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: 89214A102
Meeting Type: Annual
Proposal
Elect Director Robert J. Giardina
Elect Director Paul N. Arnold
Elect Director Bruce C. Bruckmann
Elect Director J. Rice Edmonds
Elect Director John H. Flood, III
Elect Director Thomas J. Galligan, III
Elect Director Kevin McCall
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------TREEHOUSE FOODS, INC.
Ticker:
THS
Meeting Date: APR 24, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
Security ID: 89469A104
Meeting Type: Annual
Proposal
Elect Director Dennis F. O'Brien
Elect Director Sam K. Reed
Elect Director Ann M. Sardini
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
2
3
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
Management
Management
-------------------------------------------------------------------------------TRONOX LIMITED
Ticker:
TROX
Meeting Date: MAY 21, 2014
Record Date: MAY 19, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
Security ID: Q9235V101
Meeting Type: Annual
Proposal
Elect Director Thomas Casey
Elect Director Andrew P. Hines
Elect Director Wayne A. Hinman
Elect Director Peter Johnston
Elect Director Ilan Kaufthal
Elect Director Jeffry N. Quinn
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------TRUE RELIGION APPAREL, INC.
Ticker:
TRLG
Meeting Date: JUL 29, 2013
Record Date: JUN 27, 2013
#
1
2
3
Security ID: 89784N104
Meeting Type: Special
Proposal
Approve Merger Agreement
Advisory Vote on Golden Parachutes
Adjourn Meeting
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------TTM TECHNOLOGIES, INC.
Ticker:
TTMI
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
#
1.1
1.2
2
3
4
Security ID: 87305R109
Meeting Type: Annual
Proposal
Elect Director Kenton K. Alder
Elect Director Philip G. Franklin
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TWO HARBORS INVESTMENT CORP.
Ticker:
TWO
Meeting Date: MAY 20, 2014
Record Date: MAR 25, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 90187B101
Meeting Type: Annual
Proposal
Elect Director E. Spencer Abraham
Elect Director James J. Bender
Elect Director Mark D. Ein
Elect Director Stephen G. Kasnet
Elect Director Jacques R. Rolfo
Elect Director W. Reid Sanders
Elect Director Thomas E. Siering
Elect Director Brian C. Taylor
Elect Director Hope B. Woodhouse
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TYCO INTERNATIONAL LTD.
Ticker:
TYC
Security ID:
H89128104
Meeting Date: MAR 05, 2014
Record Date: JAN 06, 2014
#
1
2
3a
3b
3c
3d
3e
3f
3g
3h
3i
3j
3k
4
5a
5b
5c
6a
6b
6c
7
8
9
10
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Discharge of Board and Senior
Management
Elect Director Edward D. Breen
Elect Director Herman E. Bulls
Elect Director Michael E. Daniels
Elect Director Frank M. Drendel
Elect Director Brian Duperreault
Elect Director Rajiv L. Gupta
Elect Director George R. Oliver
Elect Director Brendan R. O'Neill
Elect Director Jurgen Tinggren
Elect Director Sandra S. Wijnberg
Elect Director R. David Yost
Elect Board Chairman Edward D. Breen
Elect Rajiv L. Gupta as Member of
Remuneration Committee
Elect Sandra S. Wijnberg as Member of
Remuneration Committee
Elect R. David Yost as Member of
Remuneration Committee
Appoint Deloitte AG as Statutory
Auditor
Ratify Deloitte & Touche LLP as
Independent Registered Public
Accounting Firm
Ratify PricewaterhouseCoopers AG as
Special Auditors
Designate Bratschi Wiederkehr & Buob
as Independent Proxy
Approve Allocation of Income
Approve Ordinary Cash Dividend
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
Management
Management
Management
--------------------------------------------------------------------------------
UNITED FIRE GROUP, INC.
Ticker:
UFCS
Meeting Date: MAY 21, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
2
3
4
Security ID: 910340108
Meeting Type: Annual
Proposal
Elect Director Scott L. Carlton
Elect Director Douglas M. Hultquist
Elect Director Casey D. Mahon
Elect Director Randy A. Ramlo
Elect Director Susan E. Voss
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------UNUM GROUP
Ticker:
UNM
Meeting Date: MAY 20, 2014
Record Date: MAR 27, 2014
#
1.1
1.2
1.3
1.4
2
3
Security ID: 91529Y106
Meeting Type: Annual
Proposal
Elect Director Timothy F. Keaney
Elect Director Gloria C. Larson
Elect Director William J. Ryan
Elect Director Thomas R. Watjen
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------URS CORPORATION
Ticker:
URS
Security ID:
903236107
Meeting Date: MAY 29, 2014
Record Date: APR 07, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
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1k
1l
2
3
Meeting Type: Annual
Proposal
Mgt Rec
Elect Director Diane C. Creel
For
Elect Director Mickey P. Foret
For
Elect Director William H. Frist
For
Elect Director Lydia H. Kennard
For
Elect Director Martin M. Koffel
For
Elect Director Timothy R. McLevish
For
Elect Director Joseph W. Ralston
For
Elect Director John D. Roach
For
Elect Director William H. Schumann, III For
Elect Director David N. Siegel
For
Elect Director Douglas W. Stotlar
For
Elect Director V. Paul Unruh
For
Ratify Auditors
For
Advisory Vote to Ratify Named
For
Executive Officers' Compensation
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------URSTADT BIDDLE PROPERTIES INC.
Ticker:
UBA
Meeting Date: MAR 26, 2014
Record Date: JAN 27, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 917286205
Meeting Type: Annual
Proposal
Elect Director Kevin J. Bannon
Elect Director Richard Grellier
Elect Director Charles D. Urstadt
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Restricted Stock Plan
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
Withhold
For
For
Sponsor
Management
Management
Management
Management
Management
For
Against
Management
-------------------------------------------------------------------------------UTAH MEDICAL PRODUCTS, INC.
Ticker:
UTMD
Meeting Date: MAY 02, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
2
3
Security ID: 917488108
Meeting Type: Annual
Proposal
Elect Director Ernst G. Hoyer
Elect Director James H. Beeson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------VAALCO ENERGY, INC.
Ticker:
EGY
Meeting Date: JUN 04, 2014
Record Date: APR 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
Security ID: 91851C201
Meeting Type: Annual
Proposal
Elect Director Steven P. Guidry
Elect Director W. Russell Scheirman
Elect Director Frederick W. Brazelton
Elect Director O. Donaldson Chapoton
Elect Director James B. Jennings
Elect Director John J. Myers, Jr.
Approve Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------VALIDUS HOLDINGS, LTD.
Ticker:
VR
Meeting Date: APR 30, 2014
Record Date: MAR 03, 2014
Security ID: G9319H102
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
2
3
Proposal
Elect Director Joseph E. (Jeff)
Consolino
Elect Director Matthew J. Grayson
Elect Director Jean-Marie Nessi
Elect Director Mandakini Puri
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify PricewaterhouseCoopers, Ltd.,
Hamilton, Bermuda as Independent
Auditors
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------VALLEY NATIONAL BANCORP
Ticker:
VLY
Meeting Date: APR 09, 2014
Record Date: FEB 14, 2014
#
1a
1b
1c
1d
1e
1f
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1h
1i
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1k
1l
1m
1n
1o
1p
1q
2
3
Security ID: 919794107
Meeting Type: Annual
Proposal
Elect Director Andrew B. Abramson
Elect Director Peter J. Baum
Elect Director Pamela R. Bronander
Elect Director Peter Crocitto
Elect Director Eric P. Edelstein
Elect Director Alan D. Eskow
Elect Director Mary J. Steele Guilfoile
Elect Director Graham O. Jones
Elect Director Walter H. Jones, III
Elect Director Gerald Korde
Elect Director Michael L. LaRusso
Elect Director Marc J. Lenner
Elect Director Gerald H. Lipkin
Elect Director Barnett Rukin
Elect Director Suresh L. Sani
Elect Director Robert C. Soldoveri
Elect Director Jeffrey S. Wilks
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------VARIAN MEDICAL SYSTEMS, INC.
Ticker:
VAR
Meeting Date: FEB 20, 2014
Record Date: DEC 23, 2013
#
1.1
1.2
1.3
1.4
2
3
4
5
6
Security ID: 92220P105
Meeting Type: Annual
Proposal
Elect Director Susan L. Bostrom
Elect Director Regina E. Dugan
Elect Director Venkatraman Thyagarajan
Elect Director Dow R. Wilson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Executive Incentive Bonus Plan
Ratify Auditors
Declassify the Board of Directors
Eliminate Cumulative Voting
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
-------------------------------------------------------------------------------VERA BRADLEY, INC.
Ticker:
VRA
Meeting Date: MAY 22, 2014
Record Date: MAR 25, 2014
#
1.1
1.2
1.3
1.4
2
3
Security ID: 92335C106
Meeting Type: Annual
Proposal
Elect Director Karen Kaplan
Elect Director John E. Kyees
Elect Director Matthew McEvoy
Elect Director Robert Wallstrom
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
--------------------------------------------------------------------------------
VERIFONE SYSTEMS, INC.
Ticker:
PAY
Meeting Date: JUN 17, 2014
Record Date: APR 25, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 92342Y109
Meeting Type: Annual
Proposal
Elect Director Robert W. Alspaugh
Elect Director Paul Galant
Elect Director Alex W. (Pete) Hart
Elect Director Robert B. Henske
Elect Director Wenda Harris Millard
Elect Director Eitan Raff
Elect Director Jonathan I. Schwartz
Elect Director Jane J. Thompson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------VIEWPOINT FINANCIAL GROUP, INC.
Ticker:
VPFG
Meeting Date: MAY 19, 2014
Record Date: MAR 28, 2014
#
1.1
1.2
2
3
Security ID: 92672A101
Meeting Type: Annual
Proposal
Elect Director James Brian McCall
Elect Director Karen H. O'Shea
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
Against
Sponsor
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------VILLAGE SUPER MARKET, INC.
Ticker:
VLGEA
Security ID:
927107409
Meeting Date: DEC 13, 2013
Record Date: OCT 11, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
Meeting Type: Annual
Proposal
Elect Director James Sumas
Elect Director Robert Sumas
Elect Director William Sumas
Elect Director John P. Sumas
Elect Director Kevin Begley
Elect Director Nicholas Sumas
Elect Director John J. Sumas
Elect Director Steven Crystal
Elect Director David C. Judge
Elect Director Peter R. Lavoy
Elect Director Stephen F. Rooney
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
Withhold
Withhold
Withhold
For
Withhold
Withhold
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------WASHINGTON BANKING COMPANY
Ticker:
WBCO
Meeting Date: APR 15, 2014
Record Date: FEB 28, 2014
#
1
2
3
Security ID: 937303105
Meeting Type: Special
Proposal
Approve Merger Agreement
Adjourn Meeting
Advisory Vote on Golden Parachutes
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------WASHINGTON REAL ESTATE INVESTMENT TRUST
Ticker:
WRE
Meeting Date: MAY 15, 2014
Record Date: MAR 14, 2014
#
1.1
Security ID: 939653101
Meeting Type: Annual
Proposal
Elect Director Edward S. Civera
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
2
3
Elect Director Wendelin A. White
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------WASTE MANAGEMENT, INC.
Ticker:
WM
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
4
5
Security ID: 94106L109
Meeting Type: Annual
Proposal
Elect Director Bradbury H. Anderson
Elect Director Frank M. Clark, Jr.
Elect Director Patrick W. Gross
Elect Director Victoria M. Holt
Elect Director John C. Pope
Elect Director W. Robert Reum
Elect Director David P. Steiner
Elect Director Thomas H. Weidemeyer
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Report on Political Contributions
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------WEIS MARKETS, INC.
Ticker:
WMK
Meeting Date: APR 24, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
1.3
Security ID: 948849104
Meeting Type: Annual
Proposal
Elect Director Robert F. Weis
Elect Director Jonathan H. Weis
Elect Director Harold G. Graber
Mgt Rec
For
For
For
Vote Cast
For
For
Withhold
Sponsor
Management
Management
Management
1.4
1.5
1.6
2
3
Elect Director Edward J. Lauth, III
Elect Director Gerrald B. Silverman
Elect Director Glenn D. Steele, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
Against
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------WELLCARE HEALTH PLANS, INC.
Ticker:
WCG
Meeting Date: MAY 28, 2014
Record Date: MAR 31, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
Security ID: 94946T106
Meeting Type: Annual
Proposal
Elect Director Richard C. Breon
Elect Director Carol J. Burt
Elect Director Roel C. Campos
Elect Director David J. Gallitano
Elect Director D. Robert Graham
Elect Director Kevin F. Hickey
Elect Director Christian P. Michalik
Elect Director Glenn D. Steele, Jr.
Elect Director William L. Trubeck
Elect Director Paul E. Weaver
Adopt the Jurisdiction of
Incorporation as the Exclusive Forum
for Certain Disputes
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------WERNER ENTERPRISES, INC.
Ticker:
WERN
Meeting Date: MAY 13, 2014
Record Date: MAR 24, 2014
Security ID: 950755108
Meeting Type: Annual
#
1.1
1.2
1.3
2
3
Proposal
Elect Director Gary L. Werner
Elect Director Gregory L. Werner
Elect Director Michael L. Steinbach
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------WESTAMERICA BANCORPORATION
Ticker:
WABC
Meeting Date: APR 24, 2014
Record Date: FEB 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 957090103
Meeting Type: Annual
Proposal
Elect Director Etta Allen
Elect Director Louis E. Bartolini
Elect Director E. Joseph Bowler
Elect Director Arthur C. Latno, Jr.
Elect Director Patrick D. Lynch
Elect Director Catherine Cope MacMillan
Elect Director Ronald A. Nelson
Elect Director David L. Payne
Elect Director Edward B. Sylvester
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------WESTAR ENERGY, INC.
Ticker:
WR
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
Proposal
Security ID: 95709T100
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
2
3
Elect Director Mollie H. Carter
Elect Director Jerry B. Farley
Elect Director Mark A. Ruelle
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------WESTERN DIGITAL CORPORATION
Ticker:
WDC
Meeting Date: NOV 14, 2013
Record Date: SEP 17, 2013
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
Security ID: 958102105
Meeting Type: Annual
Proposal
Elect Director Kathleen A. Cote
Elect Director Henry T. DeNero
Elect Director William L. Kimsey
Elect Director Michael D. Lambert
Elect Director Len J. Lauer
Elect Director Matthew E. Massengill
Elect Director Stephen D. Milligan
Elect Director Roger H. Moore
Elect Director Thomas E. Pardun
Elect Director Arif Shakeel
Elect Director Akio Yamamoto
Elect Director Masahiro Yamamura
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------WESTERN REFINING, INC.
Ticker:
WNR
Meeting Date: JUN 04, 2014
Record Date: APR 08, 2014
Security ID: 959319104
Meeting Type: Annual
#
1
2.1
2.2
2.3
3
4
Proposal
Declassify the Board of Directors
Elect Director Carin Marcy Barth
Elect Director Paul L. Foster
Elect Director L. Frederick Francis
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
Withhold
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------WGL HOLDINGS, INC.
Ticker:
WGL
Meeting Date: MAR 06, 2014
Record Date: JAN 06, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 92924F106
Meeting Type: Annual
Proposal
Elect Director Michael D. Barnes
Elect Director George P. Clancy, Jr.
Elect Director James W. Dyke, Jr.
Elect Director Melvyn J. Estrin
Elect Director Nancy C. Floyd
Elect Director Linda R. Gooden
Elect Director James F. Lafond
Elect Director Debra L. Lee
Elect Director Terry D. McCallister
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------WOODWARD, INC.
Ticker:
WWD
Meeting Date: JAN 22, 2014
Record Date: NOV 25, 2013
#
Proposal
Security ID: 980745103
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
2
3
Elect Director Mary L. Petrovich
Elect Director Larry E. Rittenberg
Elect Director Paul Donovan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------XCEL ENERGY INC.
Ticker:
XEL
Meeting Date: MAY 21, 2014
Record Date: MAR 25, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
4
Security ID: 98389B100
Meeting Type: Annual
Proposal
Elect Director Gail Koziara Boudreaux
Elect Director Richard K. Davis
Elect Director Ben Fowke
Elect Director Albert F. Moreno
Elect Director Richard T. O'Brien
Elect Director Christopher J.
Policinski
Elect Director A. Patricia Sampson
Elect Director James J. Sheppard
Elect Director David A. Westerlund
Elect Director Kim Williams
Elect Director Timothy V. Wolf
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------ZIMMER HOLDINGS, INC.
Ticker:
ZMH
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
Security ID: 98956P102
Meeting Type: Annual
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
Proposal
Elect Director Christopher B. Begley
Elect Director Betsy J. Bernard
Elect Director Paul M. Bisaro
Elect Director Gail K. Boudreaux
Elect Director David C. Dvorak
Elect Director Larry C. Glasscock
Elect Director Robert A. Hagemann
Elect Director Arthur J. Higgins
Elect Director Cecil B. Pickett
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
========================== VY Baron Growth Portfolio ===========================
ACADIA PHARMACEUTICALS INC.
Ticker:
ACAD
Meeting Date: JUN 06, 2014
Record Date: APR 08, 2014
#
1.1
1.2
1.3
2
3
Security ID: 004225108
Meeting Type: Annual
Proposal
Elect Director Michael Borer
Elect Director Mary Ann Gray
Elect Director Lester J. Kaplan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ADVENT SOFTWARE, INC.
Ticker:
ADVS
Meeting Date: MAY 07, 2014
Security ID: 007974108
Meeting Type: Annual
Record Date:
#
1a
1b
1c
1d
1e
1f
1g
2
3
4
MAR 10, 2014
Proposal
Elect Director Stephanie G. DiMarco
Elect Director David Peter F. Hess Jr.
Elect Director James D. Kirsner
Elect Director Wendell G. Van Auken
Elect Director Asiff S. Hirji
Elect Director Robert M. Tarkoff
Elect Director Michael L. Frandsen
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AIR LEASE CORPORATION
Ticker:
AL
Meeting Date: MAY 07, 2014
Record Date: MAR 17, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
4
Security ID: 00912X302
Meeting Type: Annual
Proposal
Elect Director Matthew J. Hart
Elect Director Cheryl Gordon Krongard
Elect Director Marshall O. Larsen
Elect Director Robert A. Milton
Elect Director John L. Plueger
Elect Director Ian M. Saines
Elect Director Ronald D. Sugar
Elect Director Steven F. Udvar-Hazy
Ratify Auditors
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ALEXANDER'S, INC.
Ticker:
ALX
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
2
3
Security ID: 014752109
Meeting Type: Annual
Proposal
Elect Director Neil Underberg
Elect Director Russell B. Wight, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
Withhold
Withhold
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker:
ARE
Meeting Date: MAY 29, 2014
Record Date: MAR 31, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
4
Security ID: 015271109
Meeting Type: Annual
Proposal
Elect Director Joel S. Marcus
Elect Director Richard B. Jennings
Elect Director John L. Atkins, III
Elect Director Maria C. Freire
Elect Director Steven R. Hash
Elect Director Richard H. Klein
Elect Director James H. Richardson
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------AMERICAN ASSETS TRUST, INC.
Ticker:
AAT
Meeting Date: JUN 17, 2014
Record Date: APR 04, 2014
Security ID: 024013104
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
Proposal
Elect Director Ernest S. Rady
Elect Director John W. Chamberlain
Elect Director Larry E. Finger
Elect Director Duane A. Nelles
Elect Director Thomas S. Olinger
Elect Director Robert S. Sullivan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AMERICAN CAMPUS COMMUNITIES, INC.
Ticker:
ACC
Meeting Date: MAY 01, 2014
Record Date: MAR 10, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
Security ID: 024835100
Meeting Type: Annual
Proposal
Elect Director William C. Bayless Jr.
Elect Director R.D. Burck
Elect Director G. Steven Dawson
Elect Director Cydney C. Donnell
Elect Director Dennis G. Lopez
Elect Director Edward Lowenthal
Elect Director Oliver Luck
Elect Director C. Patrick Oles, Jr.
Elect Director Winston W. Walker
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ANSYS, INC.
Ticker:
ANSS
Meeting Date: MAY 20, 2014
Security ID: 03662Q105
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
2
3
MAR 21, 2014
Proposal
Elect Director James E. Cashman, III
Elect Director Ajei S. Gopal
Elect Director William R. McDermott
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ARCH CAPITAL GROUP LTD.
Ticker:
ACGL
Meeting Date: MAY 09, 2014
Record Date: MAR 12, 2014
#
1a
1b
1c
2a
2b
2c
2d
2e
2f
2g
Security ID: G0450A105
Meeting Type: Annual
Proposal
Elect Director Kewsong Lee
Elect Director Brian S. Posner
Elect Director John D. Vollaro
Elect Director Anthony Asquith as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Edgardo Balois as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Dennis R. Brand as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Paul Cole as Designated
Company Director of Non-U.S.
Subsidiaries
Elect Director Michael Constantinides
as Designated Company Director of
Non-U.S. Subsidiaries
Elect Director Graham B.R. Collis as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director William J. Cooney as
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
2h
2i
2j
2k
2l
2m
2n
2o
2p
2q
2r
2s
2t
2u
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Nick Denniston as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Michael Feetham as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Stephen Fogarty as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Elizabeth
Fullerton-Rome as Designated Company
Director of Non-U.S. Subsidiaries
Elect Director Marc Grandisson as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Michael A. Greene as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Jerome Halgan as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Pat Hartman as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director David W. Hipkin as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director W. Preston Hutchings as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Constantine Iordanou as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Pierre Jal as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Wolbert H. Kamphuijs as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Michael H. Kier as
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
2v
2w
2x
2y
2z
2aa
2ab
2ac
2ad
2ae
2af
2ag
2ah
2ai
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Lin Li-Williams as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Mark D. Lyons as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Adam Matteson as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Robert McDowell as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director David H. McElroy as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Rommel Mercado as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director David J. Mulholland as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Michael R. Murphy as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Martin J. Nilsen as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Mark Nolan as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Marita Oliver as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Nicolas Papadopoulo as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Elisabeth Quinn as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Maamoun Rajeh as
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
2aj
2ak
2al
2am
2an
2ao
2ap
2aq
2ar
2as
2at
2au
2av
2aw
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Andrew Rippert as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Carla Santamaria-Sena
as Designated Company Director of
Non-U.S. Subsidiaries
Elect Director Arthur Scace as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Scott Schenker as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Soren Scheuer as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Budhi Singh as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director William A. Soares as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Helmut Sohler as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Ryan Taylor as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Ross Totten as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Iwan Van Munster as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director Argus Watson as
Designated Company Director of Non-U.S.
Subsidiaries
Elect Director James R. Weatherstone
as Designated Company Director of
Non-U.S. Subsidiaries
Elect Director Gerald Wolfe as
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
3
4
Designated Company Director of Non-U.S.
Subsidiaries
Ratify PricewaterhouseCoopers LLP as
For
Auditors
Advisory Vote to Ratify Named
For
Executive Officers' Compensation
For
Management
For
Management
-------------------------------------------------------------------------------ARTISAN PARTNERS ASSET MANAGEMENT INC.
Ticker:
APAM
Meeting Date: MAY 28, 2014
Record Date: APR 03, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
Security ID: 04316A108
Meeting Type: Annual
Proposal
Elect Director Matthew R. Barger
Elect Director Eric R. Colson
Elect Director Tench Coxe
Elect Director Stephanie G. DiMarco
Elect Director Jeffrey A. Joerres
Elect Director Allen R. Thorpe
Elect Director Andrew A. Ziegler
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------BENEFITFOCUS, INC.
Ticker:
BNFT
Meeting Date: JUN 07, 2014
Record Date: APR 14, 2014
#
1.1
1.2
2
3
Security ID: 08180D106
Meeting Type: Annual
Proposal
Elect Director Shawn A. Jenkins
Elect Director Joseph P. DiSabato
Amend Omnibus Stock Plan
Approve Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
Vote Cast
Withhold
Withhold
Against
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------BOOZ ALLEN HAMILTON HOLDING CORPORATION
Ticker:
BAH
Meeting Date: AUG 01, 2013
Record Date: JUN 10, 2013
#
1.1
1.2
1.3
2
Security ID: 099502106
Meeting Type: Annual
Proposal
Elect Director Allan M. Holt
Elect Director Arthur E. Johnson
Elect Director Charles O. Rossotti
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
Withhold
For
Withhold
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------BOTTOMLINE TECHNOLOGIES (DE), INC.
Ticker:
EPAY
Meeting Date: NOV 14, 2013
Record Date: SEP 25, 2013
#
1.1
1.2
1.3
2
3
4
Security ID: 101388106
Meeting Type: Annual
Proposal
Elect Director James L. Loomis
Elect Director Daniel M. McGurl
Elect Director Jennifer M. Gray
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
Withhold
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------BRIGHT HORIZONS FAMILY SOLUTIONS INC.
Ticker:
BFAM
Meeting Date: MAY 12, 2014
Record Date: APR 09, 2014
#
Proposal
Security ID: 109194100
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
2
Elect Director David Humphrey
Elect Director Sara Lawrence-Lightfoot
Elect Director David Lissy
Ratify Auditors
For
For
For
For
Withhold
For
Withhold
For
Management
Management
Management
Management
-------------------------------------------------------------------------------CAESARSTONE SDOT-YAM LTD.
Ticker:
CSTE
Meeting Date: DEC 19, 2013
Record Date: NOV 13, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
5
Security ID: M20598104
Meeting Type: Annual
Proposal
Reelect Maxim Ohana as Director Until
the End of the Next Annual General
Meeting
Reelect Eitan Shachar as Director
Until the End of the Next Annual
General Meeting
Reelect Boaz Shani as Director Until
the End of the Next Annual General
Meeting
Reelect Shachar Degani as Director
Until the End of the Next Annual
General Meeting
Reelect Gal Cohen as Director Until
the End of the Next Annual General
Meeting
Elect Ram Belnikov as Director Until
the End of the Next Annual General
Meeting
Approve Compensation of Directors of
the Company
Approve Conditions for the Extension,
Renewal, and Entering nto a New
Insurance Policy for Directors and
Officers of the Company officers
liability
Amend Articles of Association
Reappoint Kost, Forer, Gabbay &
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
6
7
A
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
Discuss Financial Statements and the
Report of the Board for 2012
Other Business (Voting), If Relevant
Vote FOR if you are a controlling
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
None
None
Management
For
None
Against
Against
Management
Management
-------------------------------------------------------------------------------CAESARSTONE SDOT-YAM LTD.
Ticker:
CSTE
Meeting Date: FEB 21, 2014
Record Date: JAN 13, 2014
#
1
2
3
4
5
A
Security ID: M20598104
Meeting Type: Special
Proposal
Elect Avner Naveh as Director Until
the Next Annual Meeting
Approve Compensation Policy for the
Directors and Officers of the Company
Approve Compensation of Avner Naveh,
Incoming Director
Amend Articles of Association
Other Business (Voting if Applicable)
Vote FOR if you are a controlling
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
Against
Management
For
For
Management
For
For
None
For
Against
Against
Management
Management
Management
-------------------------------------------------------------------------------CARBO CERAMICS INC.
Ticker:
CRR
Meeting Date: MAY 20, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
Security ID: 140781105
Meeting Type: Annual
Proposal
Elect Director Sigmund L. Cornelius
Elect Director Chad C. Deaton
Elect Director James B. Jennings
Elect Director Gary A. Kolstad
Elect Director H. E. Lentz, Jr.
Elect Director Randy L. Limbacher
Elect Director William C. Morris
Elect Director Robert S. Rubin
Approve Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CFR PHARMACEUTICALS S.A.
Ticker:
CFR
Meeting Date: OCT 21, 2013
Record Date: OCT 02, 2013
#
1
2
3
4
Security ID: 12527P103
Meeting Type: Special
Proposal
Amend Previous Terms of Issuance of
Shares in Connection with Acquisition
of Adcock Ingram Holdings Ltd.
Authorize Board to Set Price, Terms
and Conditions in Connection with
Company's Capital Increase
Approve Registration of Capital
Increase Shares
Amend Articles to Reflect Changes in
Capital
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
Against
Management
5
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Management
-------------------------------------------------------------------------------CFR PHARMACEUTICALS S.A.
Ticker:
CFR
Meeting Date: APR 22, 2014
Record Date: MAR 25, 2014
#
1
2
3
4
5
6
7
8
9
10
11
12
Security ID: 12527P103
Meeting Type: Annual
Proposal
Approve Financial Statements and
Statutory Reports
Approve Allocation of Income and
Dividend Distribution
Approve Dividend Policy
Present Report on Board's Expenses
Elect Directors
Approve Remuneration of Directors
Approve Remuneration and Budget of
Directors' Committee
Appoint Auditors
Approve Report Regarding Related-Party
Transactions
Designate Risk Assessment Companies
Designate Newspaper to Publish Meeting
Announcements
Other Business (Voting)
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
For
For
For
For
For
Against
For
For
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
For
For
For
For
Management
Management
For
Against
Management
-------------------------------------------------------------------------------CFR PHARMACEUTICALS S.A.
Ticker:
CFR
Meeting Date: APR 22, 2014
Record Date: APR 01, 2014
#
1
Security ID: 12527P103
Meeting Type: Special
Proposal
Amend Previous Terms of Issuance of
Mgt Rec
For
Vote Cast
Against
Sponsor
Management
2
3
4
5
Shares in Connection with Acquisition
of Adcock Ingram Holdings Ltd.
Modify or Ratify Terms Approved by EGM
on Jan. 10, 2014 in Connection with
Company's Capital Increase
Approve Registration of Capital
Increase Shares
Amend Articles to Reflect Changes in
Capital
Adopt All Necessary Agreements to
Carry Out Approved Resolutions
For
Against
Management
For
Against
Management
For
Against
Management
For
Against
Management
-------------------------------------------------------------------------------CFR PHARMACEUTICALS SA
Ticker:
CFR
Meeting Date: JUL 22, 2013
Record Date: JUL 05, 2013
#
1
2
3
4
5
6
Security ID: 12527P103
Meeting Type: Special
Proposal
Void Capital Increase Approved at
April 26, 2013 EGM
Approve Issuance of 3 Billion Shares
in Connection with Acquisition of
Adcock Ingram Holdings Ltd.
Authorize Board to Set Price, Terms
and Conditions in Connection with
Company's Capital Increase
Approve Listing of Shares on
Johannesburg Stock Exchange
Amend Articles to Reflect Changes in
Capital
Authorize Board to Ratify and Execute
Approved Resolutions
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
Against
Management
For
For
Management
-------------------------------------------------------------------------------CHOICE HOTELS INTERNATIONAL, INC.
Ticker:
CHH
Meeting Date: MAY 08, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
1.4
2
3
Security ID: 169905106
Meeting Type: Annual
Proposal
Elect Director Stewart Bainum, Jr.
Elect Director Ervin R. Shames
Elect Director Gordon A. Smith
Elect Director Monte J. M. Koch
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CHURCH & DWIGHT CO., INC.
Ticker:
CHD
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
#
1a
1b
1c
2
3
Security ID: 171340102
Meeting Type: Annual
Proposal
Elect Director James R. Craigie
Elect Director Robert D. LeBlanc
Elect Director Janet S. Vergis
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CIA. HERING
Ticker:
HGTX3
Meeting Date: JUL 30, 2013
Record Date:
#
1
Proposal
Elect Director
Security ID: P50753105
Meeting Type: Special
Mgt Rec
For
Vote Cast
For
Sponsor
Management
-------------------------------------------------------------------------------CLUBCORP HOLDINGS, INC.
Ticker:
MYCC
Meeting Date: JUN 25, 2014
Record Date: MAY 05, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 18948M108
Meeting Type: Annual
Proposal
Elect Director Martin J. Newburger
Elect Director Steven S. Siegel
Elect Director Bryan J. Traficanti
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
Withhold
Withhold
Withhold
For
Sponsor
Management
Management
Management
Management
One Year
For
One Year
For
Management
Management
-------------------------------------------------------------------------------COHEN & STEERS, INC.
Ticker:
CNS
Meeting Date: MAY 08, 2014
Record Date: MAR 14, 2014
#
1a
1b
1c
1d
1e
1f
2
3
Security ID: 19247A100
Meeting Type: Annual
Proposal
Elect Director Martin Cohen
Elect Director Robert H. Steers
Elect Director Peter L. Rhein
Elect Director Richard P. Simon
Elect Director Edmond D. Villani
Elect Director Frank T. Connor
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------COLFAX CORPORATION
Ticker:
CFX
Meeting Date: MAY 14, 2014
Record Date: MAR 20, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
Security ID: 194014106
Meeting Type: Annual
Proposal
Elect Director Mitchell P. Rales
Elect Director Steven E. Simms
Elect Director Clay H. Kiefaber
Elect Director Patrick W. Allender
Elect Director Thomas S. Gayner
Elect Director Rhonda L. Jordan
Elect Director San W. Orr, III
Elect Director A. Clayton Perfall
Elect Director Rajiv Vinnakota
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------COMMUNITY HEALTH SYSTEMS, INC.
Ticker:
CYH
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
5
Security ID: 203668108
Meeting Type: Annual
Proposal
Elect Director W. Larry Cash
Elect Director John A. Clerico
Elect Director James S. Ely, III
Elect Director John A. Fry
Elect Director William Norris Jennings
Elect Director Julia B. North
Elect Director Wayne T. Smith
Elect Director H. Mitchell Watson, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Amend Omnibus Stock Plan
Adopt the Jurisdiction of
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
Against
Management
Management
Management
6
Incorporation as the Exclusive Forum
for Certain Disputes
Ratify Auditors
For
For
Management
-------------------------------------------------------------------------------CONCUR TECHNOLOGIES, INC.
Ticker:
CNQR
Meeting Date: MAR 12, 2014
Record Date: JAN 17, 2014
#
1.1
1.2
1.3
2
3
Security ID: 206708109
Meeting Type: Annual
Proposal
Elect Director Edward P. Gilligan
Elect Director Jeffrey T. McCabe
Elect Director Rajeev Singh
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------COPART, INC.
Ticker:
CPRT
Meeting Date: DEC 16, 2013
Record Date: OCT 28, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
Security ID: 217204106
Meeting Type: Annual
Proposal
Elect Director Willis J. Johnson
Elect Director A. Jayson Adair
Elect Director Matt Blunt
Elect Director Steven D. Cohan
Elect Director Daniel J. Englander
Elect Director James E. Meeks
Elect Director Vincent W. Mitz
Elect Director Thomas N. Tryforos
Amend Omnibus Stock Plan
Approve Stock Option Grants
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Against
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
5
Executive Officers' Compensation
Ratify Auditors
For
For
Management
-------------------------------------------------------------------------------CORE LABORATORIES N.V.
Ticker:
CLB
Meeting Date: MAY 13, 2014
Record Date: APR 15, 2014
#
1a
1b
1c
2
3
4
5
6
7
8
9
10
Security ID: N22717107
Meeting Type: Annual
Proposal
Elect Director David M. Demshur
Elect Director Michael C. Kearney
Elect Director Jan Willem Sodderland
Ratify PricewaterhouseCoopers LLP as
Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Adopt Financial Statements and
Statutory Reports
Approve Cancellation of Repurchased
Shares
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Grant Board Authority to Issue
Ordinary and Preference Shares Up To
10 Percent of Issued Capital
Authorize Board to Exclude Preemptive
Rights from Issuance
Amend Non-Employee Director Omnibus
Stock Plan
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------COSTAR GROUP, INC.
Ticker:
CSGP
Meeting Date: JUN 02, 2014
Security ID: 22160N109
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
APR 04, 2014
Proposal
Elect Director Michael R. Klein
Elect Director Andrew C. Florance
Elect Director David Bonderman
Elect Director Michael J. Glosserman
Elect Director Warren H. Haber
Elect Director John W. Hill
Elect Director Christopher J. Nassetta
Elect Director David J. Steinberg
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------DEVRY INC.
Ticker:
DV
Meeting Date: NOV 06, 2013
Record Date: SEP 24, 2013
#
1.1
1.2
1.3
2
3
4
5
Security ID: 251893103
Meeting Type: Annual
Proposal
Elect Director Connie R. Curran
Elect Director Daniel Hamburger
Elect Director Ronald L. Taylor
Ratify Auditors
Change Company Name
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------DIAMOND RESORTS INTERNATIONAL, INC.
Ticker:
DRII
Meeting Date: MAY 20, 2014
Record Date: MAR 31, 2014
Security ID: 25272T104
Meeting Type: Annual
#
1.1
1.2
1.3
2
Proposal
Elect Director David J. Berkman
Elect Director B. Scott Minerd
Elect Director Hope S. Taitz
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
Withhold
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------DICK'S SPORTING GOODS, INC.
Ticker:
DKS
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
#
1.1
1.2
1.3
2
3
Security ID: 253393102
Meeting Type: Annual
Proposal
Elect Director Jacqualyn A. Fouse
Elect Director Lawrence J. Schorr
Elect Director Edward W. Stack
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------DOUGLAS EMMETT, INC.
Ticker:
DEI
Meeting Date: MAY 29, 2014
Record Date: MAR 31, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 25960P109
Meeting Type: Annual
Dan A. Emmett
Jordan L. Kaplan
Kenneth M. Panzer
Christopher H. Anderson
Leslie E. Bider
David T. Feinberg
Thomas E. O'Hern
William E. Simon, Jr.
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
2
3
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
Management
For
For
Management
-------------------------------------------------------------------------------DREAMWORKS ANIMATION SKG, INC.
Ticker:
DWA
Meeting Date: JUN 11, 2014
Record Date: APR 16, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 26153C103
Meeting Type: Annual
Proposal
Elect Director Jeffrey Katzenberg
Elect Director Lewis W. Coleman
Elect Director Harry 'Skip' Brittenham
Elect Director Thomas E. Freston
Elect Director Lucian Grainge
Elect Director Mellody Hobson
Elect Director Jason Kilar
Elect Director Michael J. Montgomery
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
Withhold
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------EDWARDS LIFESCIENCES CORPORATION
Ticker:
EW
Meeting Date: MAY 08, 2014
Record Date: MAR 11, 2014
#
1a
1b
2
3
4
Security ID: 28176E108
Meeting Type: Annual
Proposal
Elect Director John T. Cardis
Elect Director David E.I. Pyott
Amend Omnibus Stock Plan
Amend Qualified Employee Stock
Purchase Plan
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
Against
Management
5
6
Executive Officers' Compensation
Ratify Auditors
For
Provide Right to Act by Written Consent Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------FACTSET RESEARCH SYSTEMS INC.
Ticker:
FDS
Meeting Date: DEC 17, 2013
Record Date: OCT 21, 2013
#
1.1
1.2
2
3
4
Security ID: 303075105
Meeting Type: Annual
Proposal
Elect Director Joseph E. Laird, Jr.
Elect Director James J. McGonigle
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Adopt Majority Voting for Uncontested
Election of Directors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------FINANCIAL ENGINES, INC.
Ticker:
FNGN
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 317485100
Meeting Type: Annual
Proposal
Elect Director Blake R. Grossman
Elect Director Robert A. Huret
Elect Director Jeffrey N. Maggioncalda
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
--------------------------------------------------------------------------------
FOUNDATION MEDICINE, INC.
Ticker:
FMI
Meeting Date: JUN 18, 2014
Record Date: APR 21, 2014
#
1.1
1.2
2
3
Security ID: 350465100
Meeting Type: Annual
Proposal
Elect Director Brook Byers
Elect Director Michael Pellini
Ratify Auditors
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
Against
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------GAMING AND LEISURE PROPERTIES, INC.
Ticker:
GLPI
Meeting Date: JUN 19, 2014
Record Date: APR 16, 2014
#
1.1
1.2
2
3
4
Security ID: 36467J108
Meeting Type: Annual
Proposal
Elect Director Joseph W. Marshall, III
Elect Director E. Scott Urdang
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Mgt Rec
For
For
For
For
Vote Cast
Withhold
Withhold
For
For
Sponsor
Management
Management
Management
Management
Three
Years
One Year
Management
-------------------------------------------------------------------------------GARTNER, INC.
Ticker:
IT
Meeting Date: MAY 29, 2014
Record Date: APR 03, 2014
#
1a
Security ID: 366651107
Meeting Type: Annual
Proposal
Elect Director Michael J. Bingle
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1b
1c
1d
1e
1f
1g
1h
1i
2
3
4
Elect Director Richard J. Bressler
Elect Director Raul E. Cesan
Elect Director Karen E. Dykstra
Elect Director Anne Sutherland Fuchs
Elect Director William O. Grabe
Elect Director Eugene A. Hall
Elect Director Stephen G. Pagliuca
Elect Director James C. Smith
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------GENERAC HOLDINGS INC.
Ticker:
GNRC
Meeting Date: JUN 11, 2014
Record Date: APR 17, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 368736104
Meeting Type: Annual
Proposal
Elect Director Bennett Morgan
Elect Director Todd A. Adams
Elect Director Ralph W. Castner
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Qualified Employee Stock
Purchase Plan
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------GENESEE & WYOMING INC.
Ticker:
GWR
Meeting Date: MAY 21, 2014
Record Date: APR 01, 2014
#
Proposal
Security ID: 371559105
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
2
3
Elect Director Mortimer B. Fuller, III
Elect Director John C. Hellmann
Elect Director Robert M. Melzer
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------GUIDEWIRE SOFTWARE, INC.
Ticker:
GWRE
Meeting Date: DEC 05, 2013
Record Date: OCT 18, 2013
#
1.1
1.2
2
Security ID: 40171V100
Meeting Type: Annual
Proposal
Elect Director John Cavoores
Elect Director Guy Dubois
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------HELMERICH & PAYNE, INC.
Ticker:
HP
Meeting Date: MAR 05, 2014
Record Date: JAN 10, 2014
#
1a
1b
1c
1d
1e
1f
1g
2
3
Security ID: 423452101
Meeting Type: Annual
Proposal
Elect Director Hans Helmerich
Elect Director John W. Lindsay
Elect Director Paula Marshall
Elect Director Randy A. Foutch
Elect Director John D. Zeglis
Elect Director William L. Armstrong
Elect Director Thomas A. Petrie
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------IDEXX LABORATORIES, INC.
Ticker:
IDXX
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 45168D104
Meeting Type: Annual
Proposal
Elect Director Thomas Craig
Elect Director Rebecca M. Henderson
Elect Director Sophie V. Vandebroek
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Executive Incentive Bonus Plan
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------IMAX CORPORATION
Ticker:
IMAX
Meeting Date: JUN 02, 2014
Record Date: APR 04, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Security ID: 45245E109
Meeting Type: Annual/Special
Proposal
Elect Director Neil S. Braun
Elect Director Eric A. Demirian
Elect Director Richard L. Gelfond
Elect Director Garth M. Girvan
Elect Director David W. Leebron
Elect Director Michael Lynne
Elect Director Michael MacMillan
Elect Director I. Martin Pompadur
Elect Director Marc A. Utay
Elect Director Bradley J. Wechsler
Ratify Auditors
Require Advance Notice for Shareholder
Proposals/Nominations
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------INTERVAL LEISURE GROUP, INC.
Ticker:
IILG
Meeting Date: MAY 12, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 46113M108
Meeting Type: Annual
Proposal
Elect Director Craig M. Nash
Elect Director David Flowers
Elect Director Victoria L. Freed
Elect Director Gary S. Howard
Elect Director Lewis J. Korman
Elect Director Thomas J. Kuhn
Elect Director Thomas J. McInerney
Elect Director Thomas P. Murphy, Jr.
Elect Director Avy H. Stein
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ITC HOLDINGS CORP.
Ticker:
ITC
Meeting Date: MAY 21, 2014
Record Date: MAR 31, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
Security ID: 465685105
Meeting Type: Annual
Proposal
Elect Director Christopher H. Franklin
Elect Director Edward G. Jepsen
Elect Director William J. Museler
Elect Director Hazel R. O'Leary
Elect Director Thomas G. Stephens
Elect Director G. Bennett Stewart, III
Elect Director Lee C. Stewart
Elect Director Joseph L. Welch
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
Withhold
Withhold
Withhold
Withhold
Withhold
Withhold
Withhold
Withhold
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
3
4
5
Executive Officers' Compensation
Ratify Auditors
Amend Qualified Employee Stock
Purchase Plan
Amend Bylaws -- Call Special Meetings
For
For
For
For
Management
Management
Against
For
Shareholder
-------------------------------------------------------------------------------LANDSTAR SYSTEM, INC.
Ticker:
LSTR
Meeting Date: MAY 22, 2014
Record Date: MAR 27, 2014
#
1.1
1.2
2
3
Security ID: 515098101
Meeting Type: Annual
Proposal
Elect Director David G. Bannister
Elect Director Michael A. Henning
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------LASALLE HOTEL PROPERTIES
Ticker:
LHO
Meeting Date: MAY 07, 2014
Record Date: FEB 20, 2014
#
1.1
1.2
2
3
4
5
Security ID: 517942108
Meeting Type: Annual
Proposal
Elect Director Michael D. Barnello
Elect Director Donald A. Washburn
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Declassify the Board of Directors
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
Management
Management
--------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
Ticker:
LUK
Meeting Date: JUL 25, 2013
Record Date: JUN 05, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
5
6
Security ID: 527288104
Meeting Type: Annual
Proposal
Elect Director Robert D. Beyer
Elect Director W. Patrick Campbell
Elect Director Brian P. Friedman
Elect Director Richard B. Handler
Elect Director Robert E. Joyal
Elect Director Jeffrey C. Keil
Elect Director Michael T. O'Kane
Elect Director Stuart H. Reese
Elect Director Joseph S. Steinberg
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Amend Omnibus Stock Plan
Amend Non-Employee Director Omnibus
Stock Plan
Other Business
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Against
For
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------LKQ CORPORATION
Ticker:
LKQ
Meeting Date: MAY 05, 2014
Record Date: MAR 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 501889208
Meeting Type: Annual
A. Clinton Allen
Ronald G. Foster
Joseph M. Holsten
Blythe J. McGarvie
Paul M. Meister
John F. O'Brien
Guhan Subramanian
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
1.8
1.9
2
3
Elect Director Robert L. Wagman
Elect Director William M. Webster, IV
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
Management
Management
Management
Management
-------------------------------------------------------------------------------LUMBER LIQUIDATORS HOLDINGS, INC.
Ticker:
LL
Meeting Date: MAY 23, 2014
Record Date: MAR 28, 2014
#
1.1
1.2
1.3
2
3
Security ID: 55003T107
Meeting Type: Annual
Proposal
Elect Director Robert M. Lynch
Elect Director Peter B. Robinson
Elect Director Martin F. Roper
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------MANCHESTER UNITED PLC
Ticker:
MANU
Meeting Date: JUN 17, 2014
Record Date: APR 21, 2014
#
1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: G5784H106
Meeting Type: Annual
Avram Glazer
Joel Glazer
Edward Woodward
Richard Arnold
Kevin Glazer
Bryan Glazer
Darcie Glazer Kassewitz
Edward Glazer
Robert Leitao
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
Against
Against
Against
For
Against
Against
Against
Against
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
1.10
1.11
Elect Director Manu Sawhney
Elect Director John Hooks
For
For
For
For
Management
Management
-------------------------------------------------------------------------------MARRIOTT VACATIONS WORLDWIDE CORPORATION
Ticker:
VAC
Meeting Date: JUN 06, 2014
Record Date: APR 10, 2014
#
1.1
1.2
1.3
2
3
Security ID: 57164Y107
Meeting Type: Annual
Proposal
Elect Director C.E. Andrews
Elect Director William W. McCarten
Elect Director William J. Shaw
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
Withhold
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------MAXIMUS, INC.
Ticker:
MMS
Meeting Date: MAR 19, 2014
Record Date: JAN 15, 2014
#
1.1
1.2
1.3
2
3
Security ID: 577933104
Meeting Type: Annual
Proposal
Elect Director Russell A. Beliveau
Elect Director John J. Haley
Elect Director Marilyn R. Seymann
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------METTLER-TOLEDO INTERNATIONAL INC.
Ticker:
MTD
Meeting Date: MAY 08, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 592688105
Meeting Type: Annual
Proposal
Elect Director Robert F. Spoerry
Elect Director Wah-Hui Chu
Elect Director Francis A. Contino
Elect Director Olivier A. Filliol
Elect Director Michael A. Kelly
Elect Director Martin D. Madaus
Elect Director Hans Ulrich Maerki
Elect Director George M. Milne, Jr.
Elect Director Thomas P. Salice
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------MISTRAS GROUP, INC.
Ticker:
MG
Meeting Date: OCT 15, 2013
Record Date: AUG 23, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
4
Security ID: 60649T107
Meeting Type: Annual
Proposal
Elect Director Daniel M. Dickinson
Elect Director James J. Forese
Elect Director Richard H. Glanton
Elect Director Michael J. Lange
Elect Director Ellen T. Ruff
Elect Director Manuel N. Stamatakis
Elect Director Sotirios J. Vahaviolos
Ratify Auditors
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
--------------------------------------------------------------------------------
MORNINGSTAR, INC.
Ticker:
MORN
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
4
Security ID: 617700109
Meeting Type: Annual
Proposal
Elect Director Joe Mansueto
Elect Director Don Phillips
Elect Director Cheryl Francis
Elect Director Steve Kaplan
Elect Director Gail Landis
Elect Director Bill Lyons
Elect Director Jack Noonan
Elect Director Paul Sturm
Elect Director Hugh Zentmyer
Approve Executive Incentive Bonus Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MSC INDUSTRIAL DIRECT CO., INC.
Ticker:
MSM
Meeting Date: JAN 16, 2014
Record Date: NOV 27, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 553530106
Meeting Type: Annual
Proposal
Elect Director Mitchell Jacobson
Elect Director David Sandler
Elect Director Erik Gershwind
Elect Director Jonathan Byrnes
Elect Director Roger Fradin
Elect Director Louise Goeser
Elect Director Denis Kelly
Elect Director Philip Peller
Ratify Auditors
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Executive Officers' Compensation
-------------------------------------------------------------------------------MSCI INC.
Ticker:
MSCI
Meeting Date: APR 30, 2014
Record Date: MAR 05, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
Security ID: 55354G100
Meeting Type: Annual
Proposal
Elect Director Henry A. Fernandez
Elect Director Robert G. Ashe
Elect Director Benjamin F. duPont
Elect Director Alice W. Handy
Elect Director Catherine R. Kinney
Elect Director Linda H. Riefier
Elect Director George W. Siguler
Elect Director Patrick Tierney
Elect Director Rodolphe M. Vallee
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------NEOGEN CORPORATION
Ticker:
NEOG
Meeting Date: OCT 03, 2013
Record Date: AUG 05, 2013
#
1.1
1.2
1.3
2
3
Security ID: 640491106
Meeting Type: Annual
Proposal
Elect Director William T. Boehm
Elect Director Jack C. Parnell
Elect Director Clayton K. Yeutter
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------PANERA BREAD COMPANY
Ticker:
PNRA
Meeting Date: JUN 05, 2014
Record Date: APR 07, 2014
#
1.1
1.2
2
3
4
Security ID: 69840W108
Meeting Type: Annual
Proposal
Elect Director Fred K. Foulkes
Elect Director Ronald M. Shaich
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Qualified Employee Stock
Purchase Plan
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------PEGASYSTEMS INC.
Ticker:
PEGA
Meeting Date: MAY 20, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
4
Security ID: 705573103
Meeting Type: Annual
Proposal
Elect Director Peter Gyenes
Elect Director Richard H. Jones
Elect Director Steven F. Kaplan
Elect Director James P. O'Halloran
Elect Director Alan Trefler
Elect Director Larry Weber
Elect Director William W. Wyman
Advisory Vote to Ratify Named
Executive Officers' Compensation
Increase Authorized Common Stock
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
--------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC.
Ticker:
PENN
Meeting Date: JUN 12, 2014
Record Date: APR 11, 2014
#
1.1
1.2
2
3
4
Security ID: 707569109
Meeting Type: Annual
Proposal
Elect Director Peter M. Carlino
Elect Director Harold Cramer
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
Withhold
Withhold
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------PINNACLE ENTERTAINMENT, INC.
Ticker:
PNK
Meeting Date: MAY 20, 2014
Record Date: MAR 27, 2014
#
1a
1b
1c
1d
1e
1f
1g
2
3
Security ID: 723456109
Meeting Type: Annual
Proposal
Elect Director Stephen C. Comer
Elect Director Richard J. Goeglein
Elect Director Bruce A. Leslie
Elect Director James L. Martineau
Elect Director Desiree Rogers
Elect Director Anthony M. Sanfilippo
Elect Director Jaynie M. Studenmund
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------PRIMERICA, INC.
Ticker:
PRI
Security ID:
74164M108
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Meeting Type: Annual
Proposal
Elect Director John A. Addison, Jr.
Elect Director Joel M. Babbit
Elect Director P. George Benson
Elect Director Gary L. Crittenden
Elect Director Cynthia N. Day
Elect Director Mark Mason
Elect Director Robert F. McCullough
Elect Director Beatriz R. Perez
Elect Director D. Richard Williams
Elect Director Barbara A. Yastine
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------REXNORD CORPORATION
Ticker:
RXN
Meeting Date: AUG 01, 2013
Record Date: JUN 03, 2013
#
1.1
1.2
1.3
2
Security ID: 76169B102
Meeting Type: Annual
Proposal
Elect Director Mark S. Bartlett
Elect Director Damian J. Giangiacomo
Elect Director Steven Martinez
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
Withhold
Withhold
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------SEACOR HOLDINGS INC.
Ticker:
CKH
Meeting Date: MAY 28, 2014
Record Date: APR 02, 2014
Security ID: 811904101
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
4
5
Proposal
Elect Director Charles Fabrikant
Elect Director David R. Berz
Elect Director Pierre de Demandolx
Elect Director Oivind Lorentzen
Elect Director Andrew R. Morse
Elect Director R. Christopher Regan
Elect Director Steven J. Wisch
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Approve Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Against
For
Management
Management
Management
-------------------------------------------------------------------------------SHUTTERSTOCK, INC.
Ticker:
SSTK
Meeting Date: JUN 12, 2014
Record Date: APR 17, 2014
#
1.1
1.2
2
Security ID: 825690100
Meeting Type: Annual
Proposal
Elect Director Jeff Epstein
Elect Director Jonathan Miller
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------SM ENERGY COMPANY
Ticker:
SM
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 78454L100
Meeting Type: Annual
Anthony J. Best
Larry W. Bickle
Stephen R. Brand
William J. Gardiner
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
1.5
1.6
1.7
1.8
2
3
Elect Director Loren M. Leiker
Elect Director Julio M. Quintana
Elect Director John M. Seidl
Elect Director William D. Sullivan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------SS&C TECHNOLOGIES HOLDINGS, INC.
Ticker:
SSNC
Meeting Date: MAY 29, 2014
Record Date: APR 01, 2014
#
1.1
1.2
2
3
4
5
Security ID: 78467J100
Meeting Type: Annual
Proposal
Elect Director Normand A. Boulanger
Elect Director David A. Varsano
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Stock Option Plan
Approve Executive Incentive Bonus Plan
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
For
Against
For
For
Management
Management
Management
-------------------------------------------------------------------------------TARGA RESOURCES CORP.
Ticker:
TRGP
Meeting Date: MAY 29, 2014
Record Date: APR 01, 2014
#
1.1
1.2
1.3
2
3
Security ID: 87612G101
Meeting Type: Annual
Proposal
Elect Director Charles R. Crisp
Elect Director Laura C. Fulton
Elect Director James W. Whalen
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
4
Report on Methane Emissions Management
and Reduction Targets
Against
Against
Shareholder
-------------------------------------------------------------------------------TECHNE CORPORATION
Ticker:
TECH
Meeting Date: OCT 31, 2013
Record Date: SEP 06, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
Security ID: 878377100
Meeting Type: Annual
Proposal
Elect Director Charles R. Kummeth
Elect Director Robert V. Baumgartner
Elect Director Roger C. Lucas
Elect Director Howard V. O'Connell
Elect Director Randolph C Steer
Elect Director Charles A. Dinarello
Elect Director Karen A. Holbrook
Elect Director John L. Higgins
Elect Director Roeland Nusse
Fix Number of Directors at Nine
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TETRA TECH, INC.
Ticker:
TTEK
Meeting Date: FEB 27, 2014
Record Date: JAN 03, 2014
#
1.1
1.2
1.3
1.4
1.5
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 88162G103
Meeting Type: Annual
Dan L. Batrack
Hugh M. Grant
Patrick C. Haden
J. Christopher Lewis
Kimberly E. Ritrievi
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
1.6
1.7
1.8
1.9
2
3
4
Elect Director Albert E. Smith
Elect Director J. Kenneth Thompson
Elect Director Richard H. Truly
Elect Director Kirsten M. Volpi
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Executive Incentive Bonus Plan
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------THE ADVISORY BOARD COMPANY
Ticker:
ABCO
Meeting Date: SEP 05, 2013
Record Date: JUL 18, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
Security ID: 00762W107
Meeting Type: Annual
Proposal
Elect Director Sanju K. Bansal
Elect Director David L. Felsenthal
Elect Director Peter J. Grua
Elect Director Nancy Killefer
Elect Director Kelt Kindick
Elect Director Robert W. Musslewhite
Elect Director Mark R. Neaman
Elect Director Leon D. Shapiro
Elect Director Frank J. Williams
Elect Director Leanne M. Zumwalt
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------THE BOSTON BEER COMPANY, INC.
Ticker:
SAM
Meeting Date: JUN 04, 2014
Record Date: APR 04, 2014
Security ID: 100557107
Meeting Type: Annual
#
1.1
1.2
1.3
2
Proposal
Elect Director David A. Burwick
Elect Director Pearson C. Cummin, III
Elect Director Jeanne-Michel Valette
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------THE MIDDLEBY CORPORATION
Ticker:
MIDD
Meeting Date: MAY 06, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
4
Security ID: 596278101
Meeting Type: Annual
Proposal
Elect Director Selim A. Bassoul
Elect Director Sarah Palisi Chapin
Elect Director Robert B. Lamb
Elect Director John R. Miller, III
Elect Director Gordon O'Brien
Elect Director Philip G. Putnam
Elect Director Sabin C. Streeter
Advisory Vote to Ratify Named
Executive Officers' Compensation
Increase Authorized Common Stock
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
For
Management
Management
-------------------------------------------------------------------------------TOTVS SA
Ticker:
TOTS3
Meeting Date: MAR 14, 2014
Record Date:
#
1
Security ID: P92184103
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports for Fiscal Year
Mgt Rec
For
Vote Cast
For
Sponsor
Management
2
3
4
Ended Dec. 31, 2013
Approve Allocation of Income and
Dividends
Elect Directors
Approve Remuneration of Executive
Officers and Non-Executive Directors
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------TOTVS SA
Ticker:
TOTS3
Meeting Date: MAR 14, 2014
Record Date:
#
1
2
3
Security ID: P92184103
Meeting Type: Special
Proposal
Approve Acquisition of W&D
Participacoes SA
Approve Acquisition of 60 Percent of
PRX Solucoes em Gestao Agroindustrial
Ltda and P2RX Solucoes em Software S/S
Ltda.
Approve Acquisition of 70 Percent of
Ciashop Solucoes para Comercio
Eletronico SA
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------TREEHOUSE FOODS, INC.
Ticker:
THS
Meeting Date: APR 24, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
2
3
Security ID: 89469A104
Meeting Type: Annual
Proposal
Elect Director Dennis F. O'Brien
Elect Director Sam K. Reed
Elect Director Ann M. Sardini
Ratify Auditors
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Executive Officers' Compensation
-------------------------------------------------------------------------------UNDER ARMOUR, INC.
Ticker:
UA
Meeting Date: MAY 13, 2014
Record Date: FEB 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 904311107
Meeting Type: Annual
Proposal
Elect Director Kevin A. Plank
Elect Director Byron K. Adams, Jr.
Elect Director Douglas E. Coltharp
Elect Director Anthony W. Deering
Elect Director A.B. Krongard
Elect Director William R. McDermott
Elect Director Eric T. Olson
Elect Director Harvey L. Sanders
Elect Director Thomas J. Sippel
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------UNITED NATURAL FOODS, INC.
Ticker:
UNFI
Meeting Date: DEC 18, 2013
Record Date: OCT 21, 2013
#
1a
1b
2
3
4
Security ID: 911163103
Meeting Type: Annual
Proposal
Elect Director Gail A. Graham
Elect Director Ann Torre Bates
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Certificate of Incorporation to
Declassify the Board of Directors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
5
6
7
Amend Bylaws to Declassify the Board
of Directors
Reduce Supermajority Vote Requirement
Pro-rata Vesting of Equity Plan
For
For
Management
Against
Against
For
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------VAIL RESORTS, INC.
Ticker:
MTN
Meeting Date: DEC 06, 2013
Record Date: OCT 10, 2013
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
Security ID: 91879Q109
Meeting Type: Annual
Proposal
Elect Director Roland A. Hernandez
Elect Director Robert A. Katz
Elect Director Richard D. Kincaid
Elect Director John T. Redmond
Elect Director Hilary A. Schneider
Elect Director D. Bruce Sewell
Elect Director John F. Sorte
Elect Director Peter A. Vaughn
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------VALMONT INDUSTRIES, INC.
Ticker:
VMI
Meeting Date: APR 29, 2014
Record Date: MAR 03, 2014
#
1.1
1.2
1.3
2
Security ID: 920253101
Meeting Type: Annual
Proposal
Elect Director Mogens C. Bay
Elect Director Walter Scott, Jr.
Elect Director Clark T. Randt, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
3
Ratify Auditors
For
For
Management
-------------------------------------------------------------------------------WEST PHARMACEUTICAL SERVICES, INC.
Ticker:
WST
Meeting Date: MAY 06, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
Security ID: 955306105
Meeting Type: Annual
Proposal
Elect Director Mark A. Buthman
Elect Director William F. Feehery
Elect Director Thomas W. Hofmann
Elect Director Paula A. Johnson
Elect Director Myla P. Lai-Goldman
Elect Director Douglas A. Michels
Elect Director Donald E. Morel, Jr.
Elect Director John H. Weiland
Elect Director Anthony Welters
Elect Director Patrick J. Zenner
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Other Business
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
==================== VY Columbia Contrarian Core Portfolio =====================
ABBOTT LABORATORIES
Ticker:
ABT
Meeting Date: APR 25, 2014
Record Date: FEB 27, 2014
#
1.1
1.2
Security ID: 002824100
Meeting Type: Annual
Proposal
Elect Director Robert J. Alpern
Elect Director Roxanne S. Austin
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
5
6
Elect Director Sally E. Blount
Elect Director W. James Farrell
Elect Director Edward M. Liddy
Elect Director Nancy McKinstry
Elect Director Phebe N. Novakovic
Elect Director William A. Osborn
Elect Director Samuel C. Scott, III
Elect Director Glenn F. Tilton
Elect Director Miles D. White
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Label Products with GMO Ingredients
Report on Lobbying Payments and Policy
Cease Compliance Adjustments to
Performance Criteria
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Against
Against
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------AON PLC
Ticker:
AON
Meeting Date: JUN 24, 2014
Record Date: APR 25, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
Security ID: G0408V102
Meeting Type: Annual
Proposal
Elect Director Lester B. Knight
Elect Director Gregory C. Case
Elect Director Fulvio Conti
Elect Director Cheryl A. Francis
Elect Director Edgar D. Jannotta
Elect Director James W. Leng
Elect Director J. Michael Losh
Elect Director Robert S. Morrison
Elect Director Richard B. Myers
Elect Director Richard C. Notebaert
Elect Director Gloria Santona
Elect Director Carolyn Y. Woo
Accept Financial Statements and
Statutory Reports
Ratify Ernst and Young LLP as Aon's
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
4
5
6
7
8
9
10
Auditors
Ratify Ernst and Young LLP as Aon's U.
K. Statutory Auditor
Authorize Board to Fix Remuneration of
Internal Statutory Auditor
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Remuneration Policy
Advisory Vote to Ratify Directors'
Remuneration Report
Amend Omnibus Stock Plan
Authorize Share Repurchase Program
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Against
For
Management
Management
-------------------------------------------------------------------------------APPLE INC.
Ticker:
AAPL
Meeting Date: FEB 28, 2014
Record Date: DEC 30, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
5
6
7
8
Security ID: 037833100
Meeting Type: Annual
Proposal
Elect Director William Campbell
Elect Director Timothy Cook
Elect Director Millard Drexler
Elect Director Al Gore
Elect Director Robert Iger
Elect Director Andrea Jung
Elect Director Arthur Levinson
Elect Director Ronald Sugar
Adopt Majority Voting for Uncontested
Election of Directors
Amend Articles to Eliminate Board
Blank Check Authority to Issue
Preferred Stock
Establish a Par Value for Common Stock
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Establish Board Committee on Human
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
For
For
For
For
Management
Management
Management
For
Against
For
Against
Management
Shareholder
9
10
11
Rights
Report on Trade Associations and
Organizations that Promote
Sustainability Practices
Advisory Vote to Increase Capital
Repurchase Program
Proxy Access
Against
Against
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------AT&T INC.
Ticker:
T
Meeting Date: APR 25, 2014
Record Date: FEB 26, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
2
3
4
5
6
7
Security ID: 00206R102
Meeting Type: Annual
Proposal
Elect Director Randall L. Stephenson
Elect Director Reuben V. Anderson
Elect Director Jaime Chico Pardo
Elect Director Scott T. Ford
Elect Director James P. Kelly
Elect Director Jon C. Madonna
Elect Director Michael B. McCallister
Elect Director John B. McCoy
Elect Director Beth E. Mooney
Elect Director Joyce M. Roche
Elect Director Matthew K. Rose
Elect Director Cynthia B. Taylor
Elect Director Laura D'Andrea Tyson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Severance
Agreements/Change-in-Control Agreements
Report on Indirect Political
Contributions
Report on Lobbying Payments and Policy
Lower Ownership Threshold for Action
by Written Consent
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
Against
Against
Shareholder
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------BANK OF AMERICA CORPORATION
Ticker:
BAC
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
2
3
4
5
6
7
8
Security ID: 060505104
Meeting Type: Annual
Proposal
Elect Director Sharon L. Allen
Elect Director Susan S. Bies
Elect Director Jack O. Bovender, Jr.
Elect Director Frank P. Bramble, Sr.
Elect Director Pierre J. P. de Weck
Elect Director Arnold W. Donald
Elect Director Charles K. Gifford
Elect Director Charles O. Holliday, Jr.
Elect Director Linda P. Hudson
Elect Director Monica C. Lozano
Elect Director Thomas J. May
Elect Director Brian T. Moynihan
Elect Director Lionel L. Nowell, III
Elect Director Clayton S. Rose
Elect Director R. David Yost
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Amend Certificate of Designations for
Series T Preferred Stock
Provide for Cumulative Voting
Adopt Proxy Access Right
Report on Climate Change Financing Risk
Report on Lobbying Payments and Policy
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
Against
Against
Against
Against
Against
Against
Against
Against
Shareholder
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------BERKSHIRE HATHAWAY INC.
Ticker:
BRK.B
Meeting Date: MAY 03, 2014
Security ID: 084670702
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
2
3
4
5
MAR 05, 2014
Proposal
Elect Director Warren E. Buffett
Elect Director Charles T. Munger
Elect Director Howard G. Buffett
Elect Director Stephen B. Burke
Elect Director Susan L. Decker
Elect Director William H. Gates, III
Elect Director David S. Gottesman
Elect Director Charlotte Guyman
Elect Director Donald R. Keough
Elect Director Thomas S. Murphy
Elect Director Ronald L. Olson
Elect Director Walter Scott, Jr.
Elect Director Meryl B. Witmer
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Adopt Quantitative Goals for GHG and
Other Air Emissions
Approve Annual Dividends
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Three
Years
Against
One Year
Management
Against
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------BLACKROCK, INC.
Ticker:
BLK
Meeting Date: MAY 29, 2014
Record Date: APR 03, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 09247X101
Meeting Type: Annual
Mgt Rec
Abdlatif Yousef Al-Hamad For
Mathis Cabiallavetta
For
Pamela Daley
For
Jessica P. Einhorn
For
Fabrizio Freda
For
Murry S. Gerber
For
James Grosfeld
For
David H. Komansky
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
1i
1j
1k
1l
1m
2
3
4
5
Elect Director Deryck Maughan
Elect Director Cheryl D. Mills
Elect Director Marco Antonio Slim Domit
Elect Director John S. Varley
Elect Director Susan L. Wagner
Amend Omnibus Stock Plan
Amend Executive Incentive Bonus Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------BROADCOM CORPORATION
Ticker:
BRCM
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 111320107
Meeting Type: Annual
Proposal
Mgt Rec
Elect Director Robert J. Finocchio, Jr. For
Elect Director Nancy H. Handel
For
Elect Director Eddy W. Hartenstein
For
Elect Director Maria M. Klawe
For
Elect Director John E. Major
For
Elect Director Scott A. McGregor
For
Elect Director William T. Morrow
For
Elect Director Henry Samueli
For
Elect Director Robert E. Switz
For
Advisory Vote to Ratify Named
For
Executive Officers' Compensation
Ratify Auditors
For
Vote Cast
For
For
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Management
-------------------------------------------------------------------------------CAMERON INTERNATIONAL CORPORATION
Ticker:
CAM
Meeting Date: MAY 16, 2014
Record Date: MAR 21, 2014
Security ID: 13342B105
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Proposal
Elect Director H. Paulett Eberhart
Elect Director Peter J. Fluor
Elect Director James T. Hackett
Elect Director Jack B. Moore
Elect Director Michael E. Patrick
Elect Director Jon Erik Reinhardsen
Elect Director Bruce W. Wilkinson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CANADIAN NATURAL RESOURCES LIMITED
Ticker:
CNQ
Meeting Date: MAY 08, 2014
Record Date: MAR 19, 2014
#
1
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
Security ID: 136385101
Meeting Type: Annual
Proposal
Elect Catherine M. Best, N. Murray
Edwards, Timothy W. Faithfull, Gary A.
Filmon, Christopher L. Fong, Gordon D.
Giffin, Wilfred A. Gobert, Steve W.
Laut, Keith A. J. MacPhail, Frank J.
McKenna, Eldon R. Smith, and David A.
Tuer as Directors
Elect Director Catherine M. Best
Elect Director N. Murray Edwards
Elect Director Timothy W. Faithfull
Elect Director Gary A. Filmon
Elect Director Christopher L. Fong
Elect Director Gordon D. Giffin
Elect Director Wilfred A. Gobert
Elect Director Steve W. Laut
Elect Director Keith A. J. MacPhail
Elect Director Frank J. McKenna
Elect Director Eldon R. Smith
Elect Director David A. Tuer
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
Approve PricewaterhouseCoopers LLP as
Auditors and Authorize Board to Fix
Their Remuneration
Advisory Vote on Executive
Compensation Approach
For
For
Management
For
For
Management
-------------------------------------------------------------------------------CARDINAL HEALTH, INC.
Ticker:
CAH
Meeting Date: NOV 06, 2013
Record Date: SEP 09, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
Security ID: 14149Y108
Meeting Type: Annual
Proposal
Elect Director Colleen F. Arnold
Elect Director George S. Barrett
Elect Director Glenn A. Britt
Elect Director Carrie S. Cox
Elect Director Calvin Darden
Elect Director Bruce L. Downey
Elect Director John F. Finn
Elect Director Patricia A. Hemingway
Hall
Elect Director Clayton M. Jones
Elect Director Gregory B. Kenny
Elect Director David P. King
Elect Director Richard C. Notebaert
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Political Contributions
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------CELGENE CORPORATION
Ticker:
CELG
Meeting Date: JUN 18, 2014
Record Date: APR 21, 2014
Security ID: 151020104
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
5
6
Proposal
Elect Director Robert J. Hugin
Elect Director Richard W. Barker
Elect Director Michael D. Casey
Elect Director Carrie S. Cox
Elect Director Rodman L. Drake
Elect Director Michael A. Friedman
Elect Director Gilla Kaplan
Elect Director James J. Loughlin
Elect Director Ernest Mario
Ratify Auditors
Increase Authorized Common Stock and
Approve Stock Split
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Lobbying Payments and Policy
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
For
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------CHEVRON CORPORATION
Ticker:
CVX
Meeting Date: MAY 28, 2014
Record Date: APR 02, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
Security ID: 166764100
Meeting Type: Annual
Proposal
Elect Director Linnet F. Deily
Elect Director Robert E. Denham
Elect Director Alice P. Gast
Elect Director Enrique Hernandez, Jr.
Elect Director Jon M. Huntsman, Jr.
Elect Director George L. Kirkland
Elect Director Charles W. Moorman, IV
Elect Director Kevin W. Sharer
Elect Director John G. Stumpf
Elect Director Ronald D. Sugar
Elect Director Carl Ware
Elect Director John S. Watson
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
3
4
5
6
7
8
9
10
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Charitable Contributions
Report on Lobbying Payments and Policy
Report on Management of Hydraulic
Fracturing Risks and Opportunities
Require Independent Board Chairman
Amend Bylaws -- Call Special Meetings
Require Director Nominee with
Environmental Experience
Adopt Guidelines for Country Selection
For
For
Management
Against
Against
Against
Against
Against
Against
Shareholder
Shareholder
Shareholder
Against
Against
Against
Against
Against
Against
Shareholder
Shareholder
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------CIGNA CORPORATION
Ticker:
CI
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
#
1.1
1.2
1.3
2
3
Security ID: 125509109
Meeting Type: Annual
Proposal
Elect Director Eric J. Foss
Elect Director Roman Martinez IV
Elect Director William D. Zollars
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CITIGROUP INC.
Ticker:
C
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
#
1a
1b
1c
Security ID: 172967424
Meeting Type: Annual
Proposal
Elect Director Michael L. Corbat
Elect Director Duncan P. Hennes
Elect Director Franz B. Humer
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
1n
2
3
4
5
6
7
8
Elect Director Eugene M. McQuade
Elect Director Michael E. O'Neill
Elect Director Gary M. Reiner
Elect Director Judith Rodin
Elect Director Robert L. Ryan
Elect Director Anthony M. Santomero
Elect Director Joan E. Spero
Elect Director Diana L. Taylor
Elect Director William S. Thompson, Jr.
Elect Director James S. Turley
Elect Director Ernesto Zedillo Ponce
de Leon
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Stock Retention/Holding Period
Report on Lobbying Payments and Policy
Amend Director Indemnifications
Provisions
Adopt Proxy Access Right
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
For
Against
Against
Against
For
Against
Against
Against
Management
Shareholder
Shareholder
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------COMCAST CORPORATION
Ticker:
CMCSA
Meeting Date: MAY 21, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 20030N101
Meeting Type: Annual
Kenneth J. Bacon
Sheldon M. Bonovitz
Edward D. Breen
Joseph J. Collins
J. Michael Cook
Gerald L. Hassell
Jeffrey A. Honickman
Eduardo G. Mestre
Brian L. Roberts
Ralph J. Roberts
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
1.11
1.12
2
3
4
5
Elect Director Johnathan A. Rodgers
Elect Director Judith Rodin
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Lobbying Payments and Policy
Pro-rata Vesting of Equity Plans
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------CONOCOPHILLIPS
Ticker:
COP
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
5
6
Security ID: 20825C104
Meeting Type: Annual
Proposal
Elect Director Richard L. Armitage
Elect Director Richard H. Auchinleck
Elect Director Charles E. Bunch
Elect Director James E. Copeland, Jr.
Elect Director Jody L. Freeman
Elect Director Gay Huey Evans
Elect Director Ryan M. Lance
Elect Director Robert A. Niblock
Elect Director Harald J. Norvik
Elect Director William E. Wade, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Report on Lobbying Payments and Policy
Adopt Quantitative GHG Goals for
Operations
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------COVIDIEN PLC
Ticker:
COV
Security ID:
G2554F113
Meeting Date: MAR 19, 2014
Record Date: JAN 09, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
5
6
7
Meeting Type: Annual
Proposal
Elect Director Jose E. Almeida
Elect Director Joy A. Amundson
Elect Director Craig Arnold
Elect Director Robert H. Brust
Elect Director Christopher J. Coughlin
Elect Director Randall J. Hogan, III
Elect Director Martin D. Madaus
Elect Director Dennis H. Reilley
Elect Director Stephen H. Rusckowski
Elect Director Joseph A. Zaccagnino
Approve Auditors and Authorize Board
to Fix Their Remuneration
Advisory Vote to Ratify Named
Executive Officers' Compensation
Authorize Market Purchases of Ordinary
Shares
Authorize the Price Range at which the
Company can Reissue Shares that it
holds as Treasury Shares
Renew Director's Authority to Issue
Shares
Renew Director's Authority to Issue
Shares for Cash
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
Against
Management
For
Against
Management
-------------------------------------------------------------------------------CVS CAREMARK CORPORATION
Ticker:
CVS
Meeting Date: MAY 08, 2014
Record Date: MAR 13, 2014
#
1.1
1.2
1.3
1.4
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 126650100
Meeting Type: Annual
C. David Brown, II
Nancy-Ann M. DeParle
David W. Dorman
Anne M. Finucane
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
1.5
1.6
1.7
1.8
1.9
2
3
Elect Director Larry J. Merlo
Elect Director Jean-Pierre Millon
Elect Director Richard J. Swift
Elect Director William C. Weldon
Elect Director Tony L. White
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------DELPHI AUTOMOTIVE PLC
Ticker:
DLPH
Meeting Date: APR 03, 2014
Record Date: FEB 03, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
Security ID: G27823106
Meeting Type: Annual
Proposal
Elect Gary L. Cowger as a Director
Elect Nicholas M. Donofrio as a
Director
Elect Mark P. Frissora as a Director
Elect Rajiv L. Gupta as a Director
Elect John A. Krol as a Director
Elect J. Randall MacDonald as a
Director
Elect Sean O. Mahoney as a Director
Elect Rodney O'Neal as a Director
Elect Thomas W. Sidlik as a Director
Elect Bernd Wiedemann as a Director
Elect Lawrence A. Zimmerman as a
Director
Ratify Ernst & Young LLP as Auditors
and Authorize Board to Fix Their
Remuneration
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker:
DGE
Meeting Date: SEP 19, 2013
Record Date: AUG 13, 2013
#
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
Security ID: 25243Q205
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Remuneration Report
Approve Final Dividend
Re-elect Peggy Bruzelius as Director
Re-elect Laurence Danon as Director
Re-elect Lord Davies as Director
Re-elect Ho KwonPing as Director
Re-elect Betsy Holden as Director
Re-elect Dr Franz Humer as Director
Re-elect Deirdre Mahlan as Director
Re-elect Ivan Menezes as Director
Re-elect Philip Scott as Director
Appoint KPMG LLP as Auditors
Authorise Board to Fix Remuneration of
Auditors
Authorise Issue of Equity with
Pre-emptive Rights
Authorise Issue of Equity without
Pre-emptive Rights
Authorise Market Purchase of Ordinary
Shares
Authorise EU Political Donations and
Expenditure
Authorise the Company to Call EGM with
Two Weeks' Notice
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------DICK'S SPORTING GOODS, INC.
Ticker:
DKS
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
Security ID: 253393102
Meeting Type: Annual
#
1.1
1.2
1.3
2
3
Proposal
Elect Director Jacqualyn A. Fouse
Elect Director Lawrence J. Schorr
Elect Director Edward W. Stack
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------DIRECTV
Ticker:
DTV
Meeting Date: APR 29, 2014
Record Date: MAR 03, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
4
5
Security ID: 25490A309
Meeting Type: Annual
Proposal
Elect Director Neil Austrian
Elect Director Ralph Boyd, Jr.
Elect Director Abelardo Bru
Elect Director David Dillon
Elect Director Samuel DiPiazza, Jr.
Elect Director Dixon Doll
Elect Director Charles Lee
Elect Director Peter Lund
Elect Director Nancy Newcomb
Elect Director Lorrie Norrington
Elect Director Anthony Vinciquerra
Elect Director Michael White
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Pro-rata Vesting of Equity Awards
Stock Retention/Holding Period
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------DISCOVERY COMMUNICATIONS, INC.
Ticker:
DISCA
Meeting Date: MAY 16, 2014
Record Date: MAR 20, 2014
#
1.1
1.2
1.3
2
3
Security ID: 25470F104
Meeting Type: Annual
Proposal
Elect Director Robert R. Bennett
Elect Director John C. Malone
Elect Director David M. Zaslav
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
Withhold
Withhold
Withhold
For
Against
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------EATON CORPORATION PLC
Ticker:
ETN
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
4
Security ID: G29183103
Meeting Type: Annual
Proposal
Elect Director George S. Barrett
Elect Director Todd M. Bluedorn
Elect Director Christopher M. Connor
Elect Director Michael J. Critelli
Elect Director Alexander M. Cutler
Elect Director Charles E. Golden
Elect Director Linda A. Hill
Elect Director Arthur E. Johnson
Elect Director Ned C. Lautenbach
Elect Director Deborah L. McCoy
Elect Director Gregory R. Page
Elect Director Gerald B. Smith
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approval of Overseas Market Purchases
of the Company Shares
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
--------------------------------------------------------------------------------
EBAY INC.
Ticker:
EBAY
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
#
1.1
1.2
1.3
1.4
2
3
4
5
6
Security ID: 278642103
Meeting Type: Annual
Proposal
Elect Director Fred D. Anderson
Elect Director Edward W. Barnholt
Elect Director Scott D. Cook
Elect Director John J. Donahoe
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Provide Right to Act by Written Consent
Vote on Company's Spin Off (Withdrawn)
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Against
None
For
For
Against
None
Management
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------ELECTRONIC ARTS INC.
Ticker:
EA
Meeting Date: JUL 31, 2013
Record Date: JUN 10, 2013
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
4
Security ID: 285512109
Meeting Type: Annual
Proposal
Elect Director Leonard S. Coleman
Elect Director Jay C. Hoag
Elect Director Jeffrey T. Huber
Elect Director Vivek Paul
Elect Director Lawrence F. Probst, III
Elect Director Richard A. Simonson
Elect Director Luis A. Ubinas
Elect Director Denise F. Warren
Amend Omnibus Stock Plan
Amend Qualified Employee Stock
Purchase Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
5
Ratify Auditors
For
For
Management
-------------------------------------------------------------------------------EMC CORPORATION
Ticker:
EMC
Meeting Date: APR 30, 2014
Record Date: FEB 28, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
4
5
Security ID: 268648102
Meeting Type: Annual
Proposal
Elect Director Michael W. Brown
Elect Director Randolph L. Cowen
Elect Director Gail Deegan
Elect Director James S. DiStasio
Elect Director John R. Egan
Elect Director William D. Green
Elect Director Edmund F. Kelly
Elect Director Jami Miscik
Elect Director Paul Sagan
Elect Director David N. Strohm
Elect Director Joseph M. Tucci
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Screen Political Contributions for
Consistency with Corporate Values
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------EXPRESS SCRIPTS HOLDING COMPANY
Ticker:
ESRX
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
#
1a
1b
Security ID: 30219G108
Meeting Type: Annual
Proposal
Elect Director Gary G. Benanav
Elect Director Maura C. Breen
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
Elect Director William J. DeLaney
Elect Director Nicholas J. LaHowchic
Elect Director Thomas P. Mac Mahon
Elect Director Frank Mergenthaler
Elect Director Woodrow A. Myers, Jr.
Elect Director John O. Parker, Jr.
Elect Director George Paz
Elect Director William L. Roper
Elect Director Seymour Sternberg
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------FEDEX CORPORATION
Ticker:
FDX
Meeting Date: SEP 23, 2013
Record Date: JUL 29, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
5
6
7
8
Security ID: 31428X106
Meeting Type: Annual
Proposal
Elect Director James L. Barksdale
Elect Director John A. Edwardson
Elect Director Shirley Ann Jackson
Elect Director Steven R. Loranger
Elect Director Gary W. Loveman
Elect Director R. Brad Martin
Elect Director Joshua Cooper Ramo
Elect Director Susan C. Schwab
Elect Director Frederick W. Smith
Elect Director David P. Steiner
Elect Director Paul S. Walsh
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Require Independent Board Chairman
Adopt Proxy Access Right
Limit Accelerated Vesting of Awards
Adopt Policy Prohibiting Hedging and
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
Against
Against
Against
For
For
Against
Against
Against
Against
Management
Management
Shareholder
Shareholder
Shareholder
Shareholder
9
10
11
Pledging Transactions
Report on Political Contributions
Adopt Policy to Ensure Consistency
between Company Values and Political
Contributions
Provide Vote Counting to Exclude
Abstentions
Against
Against
Against
Against
Shareholder
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------GENERAL ELECTRIC COMPANY
Ticker:
GE
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
#
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
Security ID: 369604103
Meeting Type: Annual
Proposal
Elect Director W. Geoffrey Beattie
Elect Director John J. Brennan
Elect Director James I. Cash, Jr.
Elect Director Francisco D'Souza
Elect Director Marijn E. Dekkers
Elect Director Ann M. Fudge
Elect Director Susan J. Hockfield
Elect Director Jeffrey R. Immelt
Elect Director Andrea Jung
Elect Director Robert W. Lane
Elect Director Rochelle B. Lazarus
Elect Director James J. Mulva
Elect Director James E. Rohr
Elect Director Mary L. Schapiro
Elect Director Robert J. Swieringa
Elect Director James S. Tisch
Elect Director Douglas A. Warner, III
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Provide for Cumulative Voting
Stock Retention/Holding Period
Require More Director Nominations Than
Open Seats
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
Against
For
Against
Against
Against
Management
Shareholder
Shareholder
Shareholder
23
24
25
Provide Right to Act by Written Consent Against
Cessation of All Stock Options and
Against
Bonuses
Seek Sale of Company
Against
Against
Against
Shareholder
Shareholder
Against
Shareholder
-------------------------------------------------------------------------------GOOGLE INC.
Ticker:
GOOG
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
5
6
7
8
Security ID: 38259P508
Meeting Type: Annual
Proposal
Elect Director Larry Page
Elect Director Sergey Brin
Elect Director Eric E. Schmidt
Elect Director L. John Doerr
Elect Director Diane B. Greene
Elect Director John L. Hennessy
Elect Director Ann Mather
Elect Director Paul S. Otellini
Elect Director K. Ram Shriram
Elect Director Shirley M. Tilghman
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Recapitalization Plan for all
Stock to Have One-vote per Share
Report on Lobbying Payments and Policy
Require a Majority Vote for the
Election of Directors
Adopt Policy and Report on Impact of
Tax Strategy
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
For
Shareholder
Against
Against
Against
For
Shareholder
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------HALLIBURTON COMPANY
Ticker:
HAL
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
Security ID: 406216101
Meeting Type: Annual
Proposal
Elect Director Alan M. Bennett
Elect Director James R. Boyd
Elect Director Milton Carroll
Elect Director Nance K. Dicciani
Elect Director Murry S. Gerber
Elect Director Jose C. Grubisich
Elect Director Abdallah S. Jum'ah
Elect Director David J. Lesar
Elect Director Robert A. Malone
Elect Director J. Landis Martin
Elect Director Debra L. Reed
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Human Rights Risk Assessment
Process
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------HEWLETT-PACKARD COMPANY
Ticker:
HPQ
Meeting Date: MAR 19, 2014
Record Date: JAN 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 428236103
Meeting Type: Annual
Marc L. Andreessen
Shumeet Banerji
Robert R. Bennett
Rajiv L. Gupta
Raymond J. Lane
Ann M. Livermore
Raymond E. Ozzie
Gary M. Reiner
Patricia F. Russo
James A. Skinner
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
1.11
1.12
2
3
4
Elect Director Margaret C. Whitman
Elect Director Ralph V. Whitworth
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Establish Board Committee on Human
Rights
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------HONEYWELL INTERNATIONAL INC.
Ticker:
HON
Meeting Date: APR 28, 2014
Record Date: FEB 28, 2014
#
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1B
1C
1D
1E
1F
1G
1H
1I
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1L
2
3
4
5
6
7
Security ID: 438516106
Meeting Type: Annual
Proposal
Elect Director Gordon M. Bethune
Elect Director Kevin Burke
Elect Director Jaime Chico Pardo
Elect Director David M. Cote
Elect Director D. Scott Davis
Elect Director Linnet F. Deily
Elect Director Judd Gregg
Elect Director Clive Hollick
Elect Director Grace D. Lieblein
Elect Director George Paz
Elect Director Bradley T. Sheares
Elect Director Robin L. Washington
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Provide Right to Act by Written Consent
Pro-rata Vesting of Equity Awards
Report on Lobbying Payments and Policy
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Against
Against
Against
Against
Shareholder
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------INTUIT INC.
Ticker:
INTU
Meeting Date: JAN 23, 2014
Record Date: NOV 25, 2013
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
4
Security ID: 461202103
Meeting Type: Annual
Proposal
Elect Director Christopher W. Brody
Elect Director William V. Campbell
Elect Director Scott D. Cook
Elect Director Diane B. Greene
Elect Director Edward A. Kangas
Elect Director Suzanne Nora Johnson
Elect Director Dennis D. Powell
Elect Director Brad D. Smith
Elect Director Jeff Weiner
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------JOHNSON & JOHNSON
Ticker:
JNJ
Meeting Date: APR 24, 2014
Record Date: FEB 25, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
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1k
1l
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 478160104
Meeting Type: Annual
Mary Sue Coleman
James G. Cullen
Ian E. L. Davis
Alex Gorsky
Susan L. Lindquist
Mark B. McClellan
Anne M. Mulcahy
Leo F. Mullin
William D. Perez
Charles Prince
A. Eugene Washington
Ronald A. Williams
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
4
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Stock Retention/Holding Period
For
For
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------JPMORGAN CHASE & CO.
Ticker:
JPM
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
#
1a
1b
1c
1d
1e
1f
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1h
1i
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2
3
4
5
6
Security ID: 46625H100
Meeting Type: Annual
Proposal
Elect Director Linda B. Bammann
Elect Director James A. Bell
Elect Director Crandall C. Bowles
Elect Director Stephen B. Burke
Elect Director James S. Crown
Elect Director James Dimon
Elect Director Timothy P. Flynn
Elect Director Laban P. Jackson, Jr.
Elect Director Michael A. Neal
Elect Director Lee R. Raymond
Elect Director William C. Weldon
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Lobbying Payments and Policy
Amend Articles/Bylaws/Charter -- Call
Special Meetings
Provide for Cumulative Voting
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------KINDER MORGAN, INC.
Ticker:
KMI
Meeting Date: MAY 19, 2014
Record Date: MAR 28, 2014
Security ID: 49456B101
Meeting Type: Annual
#
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1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
5
Proposal
Elect Director Richard D. Kinder
Elect Director Steven J. Kean
Elect Director Anthony W. Hall, Jr.
Elect Director Deborah A. Macdonald
Elect Director Michael J. Miller
Elect Director Michael C. Morgan
Elect Director Fayez Sarofim
Elect Director C. Park Shaper
Elect Director Joel V. Staff
Elect Director John M. Stokes
Elect Director Robert F. Vagt
Ratify Auditors
Report on Financial Risks of Climate
Change
Report on Methane Emissions
Management, Pipeline Maintenance and
Reduction Targets
Report on Sustainability
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Against
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------LOUISIANA-PACIFIC CORPORATION
Ticker:
LPX
Meeting Date: MAY 01, 2014
Record Date: FEB 28, 2014
#
1a
1b
1c
2
3
4
Security ID: 546347105
Meeting Type: Annual
Proposal
Elect Director E. Gary Cook
Elect Director Kurt M. Landgraf
Elect Director John W. Weaver
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker:
LOW
Meeting Date: MAY 30, 2014
Record Date: MAR 28, 2014
#
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1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
5
Security ID: 548661107
Meeting Type: Annual
Proposal
Elect Director Raul Alvarez
Elect Director David W. Bernauer
Elect Director Leonard L. Berry
Elect Director Angela F. Braly
Elect Director Richard W. Dreiling
Elect Director Dawn E. Hudson
Elect Director Robert L. Johnson
Elect Director Marshall O. Larsen
Elect Director Richard K. Lochridge
Elect Director Robert A. Niblock
Elect Director Eric C. Wiseman
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Data Used to Make
Environmental Goals and Costs and
Benefits of Sustainability Program
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------MASTERCARD INCORPORATED
Ticker:
MA
Meeting Date: JUN 03, 2014
Record Date: APR 09, 2014
#
1a
1b
1c
1d
1e
1f
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 57636Q104
Meeting Type: Annual
Richard Haythornthwaite
Ajay Banga
Silvio Barzi
David R. Carlucci
Steven J. Freiberg
Julius Genachowski
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
1g
1h
1i
1j
1k
1l
1m
2
3
Elect Director Merit E. Janow
Elect Director Nancy J. Karch
Elect Director Marc Olivie
Elect Director Rima Qureshi
Elect Director Jose Octavio Reyes
Lagunes
Elect Director Jackson P. Tai
Elect Director Edward Suning Tian
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MICROSOFT CORPORATION
Ticker:
MSFT
Meeting Date: NOV 19, 2013
Record Date: SEP 13, 2013
#
1
2
3
4
5
6
7
8
9
10
11
12
Security ID: 594918104
Meeting Type: Annual
Proposal
Elect Director Steven A. Ballmer
Elect Director Dina Dublon
Elect Director William H. Gates
Elect Director Maria M. Klawe
Elect Director Stephen J. Luczo
Elect Director David F. Marquardt
Elect Director Charles H. Noski
Elect Director Helmut Panke
Elect Director John W. Thompson
Amend Executive Incentive Bonus Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------NEWFIELD EXPLORATION COMPANY
Ticker:
NFX
Security ID:
651290108
Meeting Date: MAY 09, 2014
Record Date: MAR 12, 2014
#
1a
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1i
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2
3
Meeting Type: Annual
Proposal
Elect Director Lee K. Boothby
Elect Director Pamela J. Gardner
Elect Director John Randolph Kemp, III
Elect Director Steven W. Nance
Elect Director Howard H. Newman
Elect Director Thomas G. Ricks
Elect Director Juanita M. Romans
Elect Director John W. Schanck
Elect Director C. E. (Chuck) Shultz
Elect Director Richard K. Stoneburner
Elect Director J. Terry Strange
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------NIELSEN HOLDINGS N.V.
Ticker:
NLSN
Meeting Date: MAY 06, 2014
Record Date: APR 08, 2014
#
1
2
3a
3b
3c
3d
3e
3f
3g
3h
3i
4
Security ID: N63218106
Meeting Type: Annual
Proposal
Adopt Financial Statements and
Statutory Reports
Approve Discharge of Board of Directors
Elect Director James A. Attwood, Jr.
Elect Director David L. Calhoun
Elect Director Karen M. Hoguet
Elect Director James M. Kilts
Elect Director Alexander Navab
Elect Director Robert Pozen
Elect Director Vivek Ranadive
Elect Director Ganesh Rao
Elect Director Javier G. Teruel
Ratify Ernst & Young LLP as Auditors
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
5
6
7
8
9
Appoint Ernst and Young Accountants
LLP to Audit the Dutch Statutory
Annual Accounts
Approve Executive Incentive Bonus Plan
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Change Company Name
Advisory Vote to Approve Remuneration
of Executives
For
For
Management
For
For
For
For
Management
Management
For
For
For
Against
Management
Management
-------------------------------------------------------------------------------NIKE, INC.
Ticker:
NKE
Meeting Date: SEP 19, 2013
Record Date: JUL 19, 2013
#
1.1
1.2
1.3
2
3
4
Security ID: 654106103
Meeting Type: Annual
Proposal
Elect Director Alan B. Graf, Jr.
Elect Director John C. Lechleiter
Elect Director Phyllis M. Wise
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Political Contributions
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------NOBLE ENERGY, INC.
Ticker:
NBL
Meeting Date: APR 22, 2014
Record Date: MAR 05, 2014
#
1.1
1.2
1.3
1.4
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 655044105
Meeting Type: Annual
Jeffrey L. Berenson
Michael A. Cawley
Edward F. Cox
Charles D. Davidson
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Elect Director Thomas J. Edelman
Elect Director Eric P. Grubman
Elect Director Kirby L. Hedrick
Elect Director Scott D. Urban
Elect Director William T. Van Kleef
Elect Director Molly K. Williamson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------NUANCE COMMUNICATIONS, INC.
Ticker:
NUAN
Meeting Date: FEB 03, 2014
Record Date: DEC 09, 2013
#
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1e
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1i
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2
3
4
Security ID: 67020Y100
Meeting Type: Annual
Proposal
Elect Director Paul A. Ricci
Elect Director Robert J. Frankenberg
Elect Director Patrick T. Hackett
Elect Director Brett Icahn
Elect Director William H. Janeway
Elect Director Mark R. Laret
Elect Director Katharine A. Martin
Elect Director Mark B. Myers
Elect Director Philip J. Quigley
Elect Director David S. Schechter
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------PEPSICO, INC.
Ticker:
PEP
Meeting Date: MAY 07, 2014
Security ID: 713448108
Meeting Type: Annual
Record Date:
#
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1d
1e
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1i
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2
3
4
5
6
FEB 28, 2014
Proposal
Elect Director Shona L. Brown
Elect Director George W. Buckley
Elect Director Ian M. Cook
Elect Director Dina Dublon
Elect Director Rona A. Fairhead
Elect Director Ray L. Hunt
Elect Director Alberto Ibarguen
Elect Director Indra K. Nooyi
Elect Director Sharon Percy Rockefeller
Elect Director James J. Schiro
Elect Director Lloyd G. Trotter
Elect Director Daniel Vasella
Elect Director Alberto Weisser
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Require Shareholder Vote to Approve
Political Contributions Policy
Stock Retention/Holding Period
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------PFIZER INC.
Ticker:
PFE
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 717081103
Meeting Type: Annual
Dennis A. Ausiello
W. Don Cornwell
Frances D. Fergusson
Helen H. Hobbs
Constance J. Horner
James M. Kilts
George A. Lorch
Shantanu Narayen
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
1.9
1.10
1.11
1.12
2
3
4
5
6
7
Elect Director Suzanne Nora Johnson
Elect Director Ian C. Read
Elect Director Stephen W. Sanger
Elect Director Marc Tessier-Lavigne
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Require Shareholder Vote to Approve
Political Contributions Policy
Review and Assess Membership of
Lobbying Organizations
Provide Right to Act by Written Consent
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------PHILIP MORRIS INTERNATIONAL INC.
Ticker:
PM
Meeting Date: MAY 07, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
5
Security ID: 718172109
Meeting Type: Annual
Proposal
Elect Director Harold Brown
Elect Director Andre Calantzopoulos
Elect Director Louis C. Camilleri
Elect Director Jennifer Li
Elect Director Sergio Marchionne
Elect Director Kalpana Morparia
Elect Director Lucio A. Noto
Elect Director Robert B. Polet
Elect Director Carlos Slim Helu
Elect Director Stephen M. Wolf
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Lobbying Payments and Policy
Adopt Policy to Restrict Non-Required
Animal Testing
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------QUALCOMM INCORPORATED
Ticker:
QCOM
Meeting Date: MAR 04, 2014
Record Date: JAN 06, 2014
#
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2
3
4
Security ID: 747525103
Meeting Type: Annual
Proposal
Elect Director Barbara T. Alexander
Elect Director Donald G. Cruickshank
Elect Director Raymond V. Dittamore
Elect Director Susan Hockfield
Elect Director Thomas W. Horton
Elect Director Paul E. Jacobs
Elect Director Sherry Lansing
Elect Director Steven M. Mollenkopf
Elect Director Duane A. Nelles
Elect Director Clark T. 'Sandy' Randt,
Jr.
Elect Director Francisco Ros
Elect Director Jonathan J. Rubinstein
Elect Director Brent Scowcroft
Elect Director Marc I. Stern
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
One Year
One Year
Management
-------------------------------------------------------------------------------REALOGY HOLDINGS CORP.
Ticker:
RLGY
Meeting Date: MAY 02, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
2
Security ID: 75605Y106
Meeting Type: Annual
Proposal
Elect Director Jessica M. Bibliowicz
Elect Director Fiona P. Dias
Declassify the Board of Directors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
3
4
5
Amend Certificate of Incorpoation to
Eliminate Provisions Related to Apollo
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------SALIX PHARMACEUTICALS, LTD.
Ticker:
SLXP
Meeting Date: JUN 13, 2014
Record Date: APR 17, 2014
#
1.1
1.2
1.3
1.4
1.5
2
3
4
5
Security ID: 795435106
Meeting Type: Annual
Proposal
Elect Director John F. Chappell
Elect Director Thomas W. D'Alonzo
Elect Director William P. Keane
Elect Director Carolyn J. Logan
Elect Director Mark A. Sirgo
Increase Authorized Common Stock
Approve Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------SKYWORKS SOLUTIONS, INC.
Ticker:
SWKS
Meeting Date: MAY 06, 2014
Record Date: MAR 19, 2014
#
1.1
1.2
1.3
1.4
1.5
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 83088M102
Meeting Type: Annual
David J. McLachlan
David J. Aldrich
Kevin L. Beebe
Timothy R. Furey
Balakrishnan S. Iyer
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
1.6
1.7
1.8
2
3
Elect Director Christine King
Elect Director David P. McGlade
Elect Director Robert A. Schriesheim
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------STATE STREET CORPORATION
Ticker:
STT
Meeting Date: MAY 14, 2014
Record Date: MAR 07, 2014
#
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1b
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1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
Security ID: 857477103
Meeting Type: Annual
Proposal
Elect Director Jose E. Almeida
Elect Director Kennett F. Burnes
Elect Director Peter Coym
Elect Director Patrick de Saint-Aignan
Elect Director Amelia C. Fawcett
Elect Director Linda A. Hill
Elect Director Joseph L. Hooley
Elect Director Robert S. Kaplan
Elect Director Richard P. Sergel
Elect Director Ronald L. Skates
Elect Director Gregory L. Summe
Elect Director Thomas J. Wilson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TERADATA CORPORATION
Ticker:
TDC
Meeting Date: APR 29, 2014
Record Date: FEB 28, 2014
Security ID: 88076W103
Meeting Type: Annual
#
1a
1b
1c
2
3
4
Proposal
Elect Director Nancy E. Cooper
Elect Director David E. Kepler
Elect Director William S. Stavropoulos
Advisory Vote to Ratify Named
Executive Officers' Compensation
Declassify the Board of Directors
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------THE DOW CHEMICAL COMPANY
Ticker:
DOW
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
5
6
Security ID: 260543103
Meeting Type: Annual
Proposal
Elect Director Arnold A. Allemang
Elect Director Ajay Banga
Elect Director Jacqueline K. Barton
Elect Director James A. Bell
Elect Director Jeff M. Fettig
Elect Director Andrew N. Liveris
Elect Director Paul Polman
Elect Director Dennis H. Reilley
Elect Director James M. Ringler
Elect Director Ruth G. Shaw
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Provide Right to Act by Written Consent
Stock Retention/Holding Period
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------THE PROCTER & GAMBLE COMPANY
Ticker:
PG
Security ID:
742718109
Meeting Date: OCT 08, 2013
Record Date: AUG 09, 2013
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
4
5
Meeting Type: Annual
Proposal
Elect Director Angela F. Braly
Elect Director Kenneth I. Chenault
Elect Director Scott D. Cook
Elect Director Susan Desmond-Hellmann
Elect Director A.G. Lafley
Elect Director Terry J. Lundgren
Elect Director W. James McNerney, Jr.
Elect Director Margaret C. Whitman
Elect Director Mary Agnes Wilderotter
Elect Director Patricia A. Woertz
Elect Director Ernesto Zedillo
Ratify Auditors
Reduce Supermajority Vote Requirement
Approve Non-Employee Director Omnibus
Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TIDEWATER INC.
Ticker:
TDW
Meeting Date: AUG 01, 2013
Record Date: JUN 13, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 886423102
Meeting Type: Annual
M. Jay Allison
James C. Day
Richard T. du Moulin
Morris E. Foster
J. Wayne Leonard
Jon C. Madonna
Richard A. Pattarozzi
Jeffrey M. Platt
Nicholas J. Sutton
Cindy B. Taylor
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
1.11
1.12
2
3
4
Elect Director Dean E. Taylor
Elect Director Jack E. Thompson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Executive Incentive Bonus Plan
Ratify Auditors
For
For
For
For
For
For
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------TYCO INTERNATIONAL LTD.
Ticker:
TYC
Meeting Date: MAR 05, 2014
Record Date: JAN 06, 2014
#
1
2
3a
3b
3c
3d
3e
3f
3g
3h
3i
3j
3k
4
5a
5b
5c
6a
6b
Security ID: H89128104
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Discharge of Board and Senior
Management
Elect Director Edward D. Breen
Elect Director Herman E. Bulls
Elect Director Michael E. Daniels
Elect Director Frank M. Drendel
Elect Director Brian Duperreault
Elect Director Rajiv L. Gupta
Elect Director George R. Oliver
Elect Director Brendan R. O'Neill
Elect Director Jurgen Tinggren
Elect Director Sandra S. Wijnberg
Elect Director R. David Yost
Elect Board Chairman Edward D. Breen
Elect Rajiv L. Gupta as Member of
Remuneration Committee
Elect Sandra S. Wijnberg as Member of
Remuneration Committee
Elect R. David Yost as Member of
Remuneration Committee
Appoint Deloitte AG as Statutory
Auditor
Ratify Deloitte & Touche LLP as
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
6c
7
8
9
10
Independent Registered Public
Accounting Firm
Ratify PricewaterhouseCoopers AG as
Special Auditors
Designate Bratschi Wiederkehr & Buob
as Independent Proxy
Approve Allocation of Income
Approve Ordinary Cash Dividend
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
Management
For
For
Management
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------ULTA SALON, COSMETICS & FRAGRANCE, INC.
Ticker:
ULTA
Meeting Date: JUN 05, 2014
Record Date: APR 07, 2014
#
1.1
1.2
1.3
1.4
2
3
Security ID: 90384S303
Meeting Type: Annual
Proposal
Elect Director Mary N. Dillon
Elect Director Dennis K. Eck
Elect Director Charles J. Philippin
Elect Director Vanessa A. Wittman
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------UNITED TECHNOLOGIES CORPORATION
Ticker:
UTX
Meeting Date: APR 28, 2014
Record Date: MAR 03, 2014
#
1a
1b
1c
Security ID: 913017109
Meeting Type: Annual
Proposal
Elect Director Louis R. Chenevert
Elect Director John V. Faraci
Elect Director Jean-Pierre Garnier
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
4
Elect Director Jamie S. Gorelick
Elect Director Edward A. Kangas
Elect Director Ellen J. Kullman
Elect Director Marshall O. Larsen
Elect Director Harold McGraw, III
Elect Director Richard B. Myers
Elect Director H. Patrick Swygert
Elect Director Andre Villeneuve
Elect Director Christine Todd Whitman
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------VERIZON COMMUNICATIONS INC.
Ticker:
VZ
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
#
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1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
5
6
7
Security ID: 92343V104
Meeting Type: Annual
Proposal
Elect Director Shellye L. Archambeau
Elect Director Richard L. Carrion
Elect Director Melanie L. Healey
Elect Director M. Frances Keeth
Elect Director Robert W. Lane
Elect Director Lowell C. McAdam
Elect Director Donald T. Nicolaisen
Elect Director Clarence Otis, Jr.
Elect Director Rodney E. Slater
Elect Director Kathryn A. Tesija
Elect Director Gregory D. Wasson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Provide Proxy Access Right
Report on Net Neutrality
Report on Lobbying Payments and Policy
Submit Severance Agreement
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
Against
For
Against
Against
Against
Management
Shareholder
Shareholder
Shareholder
8
9
10
(Change-in-Control) to Shareholder Vote
Amend Articles/Bylaws/Charter -- Call
Against
Special Meetings
Provide Right to Act by Written Consent Against
Approve Proxy Voting Authority
Against
Against
Shareholder
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------VODAFONE GROUP PLC
Ticker:
VOD
Meeting Date: JUL 23, 2013
Record Date: JUN 03, 2013
#
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
Security ID: 92857W209
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Re-elect Gerard Kleisterlee as Director
Re-elect Vittorio Colao as Director
Re-elect Andy Halford as Director
Re-elect Stephen Pusey as Director
Re-elect Renee James as Director
Re-elect Alan Jebson as Director
Re-elect Samuel Jonah as Director
Elect Omid Kordestani as Director
Re-elect Nick Land as Director
Re-elect Anne Lauvergeon as Director
Re-elect Luc Vandevelde as Director
Re-elect Anthony Watson as Director
Re-elect Philip Yea as Director
Approve Final Dividend
Approve Remuneration Report
Reappoint Deloitte LLP as Auditors
Authorise the Audit and Risk Committee
to Fix Remuneration of Auditors
Authorise Issue of Equity with
Pre-emptive Rights
Authorise Issue of Equity without
Pre-emptive Rights
Authorise Market Purchase of Ordinary
Shares
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
22
23
Authorise EU Political Donations and
Expenditure
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Management
For
For
Management
-------------------------------------------------------------------------------VODAFONE GROUP PLC
Ticker:
VOD
Meeting Date: JAN 28, 2014
Record Date: DEC 12, 2013
#
1
1
2
3
4
Security ID: 92857W209
Meeting Type: Special
Proposal
Approve Scheme of Arrangement
Approve Disposal of All of the Shares
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
Approve Matters Relating to the Return
of Value to Shareholders
Authorise Market Purchase of Ordinary
Shares
Authorise Board to Ratify and Execute
Approved Resolutions
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------WALGREEN CO.
Ticker:
WAG
Meeting Date: JAN 08, 2014
Record Date: NOV 11, 2013
#
1a
1b
1c
1d
1e
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 931422109
Meeting Type: Annual
Janice M. Babiak
David J. Brailer
Steven A. Davis
William C. Foote
Mark P. Frissora
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
1f
1g
1h
1i
1j
1k
1l
1m
2
3
4
5
Elect Director Ginger L. Graham
Elect Director Alan G. McNally
Elect Director Dominic P. Murphy
Elect Director Stefano Pessina
Elect Director Nancy M. Schlichting
Elect Director Alejandro Silva
Elect Director James A. Skinner
Elect Director Gregory D. Wasson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Stock Retention/Holding Period
Adopt Proxy Access Right
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------WELLS FARGO & COMPANY
Ticker:
WFC
Meeting Date: APR 29, 2014
Record Date: MAR 04, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
1n
2
3
4
Security ID: 949746101
Meeting Type: Annual
Proposal
Elect Director John D. Baker, II
Elect Director Elaine L. Chao
Elect Director John S. Chen
Elect Director Lloyd H. Dean
Elect Director Susan E. Engel
Elect Director Enrique Hernandez, Jr.
Elect Director Donald M. James
Elect Director Cynthia H. Milligan
Elect Director Federico F. Pena
Elect Director James H. Quigley
Elect Director Judith M. Runstad
Elect Director Stephen W. Sanger
Elect Director John G. Stumpf
Elect Director Susan G. Swenson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
5
Review Fair Housing and Fair Lending
Compliance
Against
Against
Shareholder
-------------------------------------------------------------------------------WYNN RESORTS, LIMITED
Ticker:
WYNN
Meeting Date: MAY 16, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
2
3
4
5
6
Security ID: 983134107
Meeting Type: Annual
Proposal
Elect Director Robert J. Miller
Elect Director D. Boone Wayson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Amend Board Qualifications
Report on Political Contributions
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Against
For
Against
Against
Management
Management
Shareholder
-------------------------------------------------------------------------------YUM! BRANDS, INC.
Ticker:
YUM
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 988498101
Meeting Type: Annual
Michael J. Cavanagh
David W. Dorman
Massimo Ferragamo
Mirian M. Graddick-Weir
Bonnie G. Hill
Jonathan S. Linen
Thomas C. Nelson
David C. Novak
Thomas M. Ryan
Jing-Shyh S. Su
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
1k
2
3
4
Elect Director Robert D. Walter
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
For
For
For
For
For
For
Management
Management
Management
For
For
Management
=================== VY Columbia Small Cap Value II Portfolio ===================
AK STEEL HOLDING CORPORATION
Ticker:
AKS
Meeting Date: MAY 29, 2014
Record Date: MAR 31, 2014
#
A1
A2
A3
A4
A5
A6
A7
A8
A9
A10
A11
B
C
D
E
Security ID: 001547108
Meeting Type: Annual
Proposal
Elect Director Richard A. Abdoo
Elect Director John S. Brinzo
Elect Director Dennis C. Cuneo
Elect Director Mark G. Essig
Elect Director William K. Gerber
Elect Director Robert H. Jenkins
Elect Director Ralph S. Michael, III
Elect Director Shirley D. Peterson
Elect Director James A. Thomson
Elect Director James L. Wainscott
Elect Director Vicente Wright
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Increase Authorized Common Stock
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------ALASKA AIR GROUP, INC.
Ticker:
ALK
Security ID:
011659109
Meeting Date: MAY 08, 2014
Record Date: MAR 18, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
5
6
Meeting Type: Annual
Proposal
Elect Director Patricia M. Bedient
Elect Director Marion C. Blakey
Elect Director Phyllis J. Campbell
Elect Director Jessie J. Knight, Jr.
Elect Director Dennis F. Madsen
Elect Director Byron I. Mallott
Elect Director Helvi K. Sandvik
Elect Director J. Kenneth Thompson
Elect Director Bradley D. Tilden
Elect Director Eric K. Yeaman
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Increase Authorized Common Stock
Adjust Par Value of Common Stock
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
For
For
Against
Management
Management
Shareholder
-------------------------------------------------------------------------------ALTISOURCE RESIDENTIAL CORPORATION
Ticker:
RESI
Meeting Date: MAY 28, 2014
Record Date: APR 07, 2014
#
1.1
1.2
1.3
1.4
1.5
2
Security ID: 02153W100
Meeting Type: Annual
Proposal
Elect Director William C. Erbey
Elect Director Michael A. Eruzione
Elect Director Robert J. Fitzpatrick
Elect Director James H. Mullen, Jr.
Elect Director David B. Reiner
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AMERICAN AIRLINES GROUP INC.
Ticker:
AAL
Meeting Date: JUN 04, 2014
Record Date: APR 16, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
Security ID: 02376R102
Meeting Type: Annual
Proposal
Elect Director James F. Albaugh
Elect Director Jeffrey D. Benjamin
Elect Director John T. Cahill
Elect Director Michael J. Embler
Elect Director Matthew J. Hart
Elect Director Alberto Ibarguen
Elect Director Richard C. Kraemer
Elect Director Denise M. O'Leary
Elect Director W. Douglas Parker
Elect Director Ray M. Robinson
Elect Director Richard P. Schifter
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AMERICAN ASSETS TRUST, INC.
Ticker:
AAT
Meeting Date: JUN 17, 2014
Record Date: APR 04, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
Security ID: 024013104
Meeting Type: Annual
Proposal
Elect Director Ernest S. Rady
Elect Director John W. Chamberlain
Elect Director Larry E. Finger
Elect Director Duane A. Nelles
Elect Director Thomas S. Olinger
Elect Director Robert S. Sullivan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker:
AXL
Meeting Date: MAY 01, 2014
Record Date: MAR 04, 2014
#
1.1
1.2
1.3
2
3
Security ID: 024061103
Meeting Type: Annual
Proposal
Elect Director James A. McCaslin
Elect Director William P. Miller, II
Elect Director Samuel Valenti, III
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
Ticker:
AEL
Meeting Date: JUN 05, 2014
Record Date: APR 11, 2014
#
1.1
1.2
1.3
1.4
2
3
Security ID: 025676206
Meeting Type: Annual
Proposal
Elect Director Joyce A. Chapman
Elect Director James M. Gerlach
Elect Director Robert L. Howe
Elect Director Debra J. Richardson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AMERISAFE, INC.
Ticker:
AMSF
Meeting Date: JUN 13, 2014
Record Date: APR 17, 2014
Security ID: 03071H100
Meeting Type: Annual
#
1.1
1.2
2
3
Proposal
Elect Director C. Allen Bradley, Jr.
Elect Director Austin P. Young, III
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------AMTRUST FINANCIAL SERVICES, INC.
Ticker:
AFSI
Meeting Date: MAY 23, 2014
Record Date: MAR 27, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: 032359309
Meeting Type: Annual
Proposal
Elect Director Donald T. DeCarlo
Elect Director Susan C. Fisch
Elect Director Abraham Gulkowitz
Elect Director George Karfunkel
Elect Director Michael Karfunkel
Elect Director Jay J. Miller
Elect Director Barry D. Zyskind
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ANIXTER INTERNATIONAL INC.
Ticker:
AXE
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
Security ID: 035290105
Meeting Type: Annual
Proposal
Elect Director James Blyth
Elect Director Frederic F. Brace
Elect Director Linda Walker Bynoe
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
Elect Director Robert J. Eck
Elect Director Robert W. Grubbs
Elect Director F. Philip Handy
Elect Director Melvyn N. Klein
Elect Director George Munoz
Elect Director Stuart M. Sloan
Elect Director Matthew Zell
Elect Director Samuel Zell
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Executive Incentive Bonus Plan
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------APOLLO INVESTMENT CORPORATION
Ticker:
AINV
Meeting Date: AUG 06, 2013
Record Date: JUN 12, 2013
#
1.1
1.2
2
Security ID: 03761U106
Meeting Type: Annual
Proposal
Elect Director Elliot Stein, Jr.
Elect Director Bradley J. Wechsler
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------APOLLO INVESTMENT CORPORATION
Ticker:
AINV
Meeting Date: AUG 06, 2013
Record Date: JUN 12, 2013
#
1
Security ID: 03761U106
Meeting Type: Special
Proposal
Approve Issuance of Shares Below Net
Asset Value (NAV)
Mgt Rec
For
Vote Cast
For
Sponsor
Management
--------------------------------------------------------------------------------
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
Ticker:
AGII
Meeting Date: MAY 06, 2014
Record Date: MAR 03, 2014
#
1a
1b
1c
2
3
4
Security ID: G0464B107
Meeting Type: Annual
Proposal
Elect Director H. Berry Cash
Elect Director John R. Power, Jr.
Elect Director Mark E. Watson, III
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ARUBA NETWORKS, INC.
Ticker:
ARUN
Meeting Date: DEC 05, 2013
Record Date: OCT 15, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 043176106
Meeting Type: Annual
Proposal
Elect Director Dominic P. Orr
Elect Director Keerti Melkote
Elect Director Bernard Guidon
Elect Director Emmanuel Hernandez
Elect Director Michael R. Kourey
Elect Director Willem P. Roelandts
Elect Director Juergen Rottler
Elect Director Daniel Warmenhoven
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ATHLON ENERGY INC.
Ticker:
ATHL
Meeting Date: MAY 29, 2014
Record Date: APR 24, 2014
#
1
2
3
4
Security ID: 047477104
Meeting Type: Annual
Proposal
Elect Director Rakesh Wilson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Mgt Rec
For
For
For
Vote Cast
Withhold
For
For
Sponsor
Management
Management
Management
Three
Years
One Year
Management
-------------------------------------------------------------------------------AVISTA CORPORATION
Ticker:
AVA
Meeting Date: MAY 08, 2014
Record Date: MAR 07, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
4
5
Security ID: 05379B107
Meeting Type: Annual
Proposal
Elect Director Erik J. Anderson
Elect Director Kristianne Blake
Elect Director Donald C. Burke
Elect Director John F. Kelly
Elect Director Rebecca A. Klein
Elect Director Scott L. Morris
Elect Director Marc F. Racicot
Elect Director Heidi B. Stanley
Elect Director R. John Taylor
Ratify Auditors
Amend Omnibus Stock Plan
Reduce Supermajority Vote Requirement
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------BASIC ENERGY SERVICES, INC.
Ticker:
BAS
Meeting Date: MAY 21, 2014
Record Date: APR 08, 2014
#
1.1
1.2
1.3
2
3
Security ID: 06985P100
Meeting Type: Annual
Proposal
Mgt Rec
Elect Director James S. D'Agostino, Jr. For
Elect Director Kenneth V. Huseman
For
Elect Director Thomas P. Moore, Jr.
For
Advisory Vote to Ratify Named
For
Executive Officers' Compensation
Ratify Auditors
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
Management
-------------------------------------------------------------------------------BOISE CASCADE COMPANY
Ticker:
BCC
Meeting Date: MAY 08, 2014
Record Date: MAR 14, 2014
#
1
2
3
4
5
Security ID: 09739D100
Meeting Type: Annual
Proposal
Elect Director Thomas E. Carlile
Elect Director Duane C. McDougall
Advisory Vote on Say on Pay Frequency
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
One Year
For
Vote Cast
For
For
One Year
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------BRANDYWINE REALTY TRUST
Ticker:
BDN
Meeting Date: MAY 29, 2014
Record Date: APR 02, 2014
#
1.1
1.2
Security ID: 105368203
Meeting Type: Annual
Proposal
Elect Director Walter D'Alessio
Elect Director Anthony A. Nichols, Sr.
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
1.4
1.5
1.6
1.7
2
3
Elect Director Gerard H. Sweeney
Elect Director Wyche Fowler
Elect Director Michael J. Joyce
Elect Director Charles P. Pizzi
Elect Director James C. Diggs
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------BROADSOFT, INC.
Ticker:
BSFT
Meeting Date: MAY 02, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
2
3
Security ID: 11133B409
Meeting Type: Annual
Proposal
Elect Director David Bernardi
Elect Director John D. Markley, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
Against
Sponsor
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------C&J ENERGY SERVICES, INC.
Ticker:
CJES
Meeting Date: MAY 22, 2014
Record Date: APR 01, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 12467B304
Meeting Type: Annual
Mgt Rec
Joshua E. Comstock
For
Randall C. McMullen, Jr. For
Darren M. Friedman
For
Adrianna Ma
For
Michael Roemer
For
C. James Stewart, III
For
H.H. "Tripp" Wommack,
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
2
3
III
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
Management
For
For
Management
-------------------------------------------------------------------------------CALIX, INC.
Ticker:
CALX
Meeting Date: MAY 21, 2014
Record Date: MAR 27, 2014
#
1.1
1.2
1.3
2
3
Security ID: 13100M509
Meeting Type: Annual
Proposal
Elect Director Kevin DeNuccio
Elect Director Michael Matthews
Elect Director Thomas Pardun
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CIENA CORPORATION
Ticker:
CIEN
Meeting Date: APR 10, 2014
Record Date: FEB 14, 2014
#
1a
1b
1c
1d
2
3
4
Security ID: 171779309
Meeting Type: Annual
Proposal
Elect Director Harvey B. Cash
Elect Director Judith M. O'Brien
Elect Director Gary B. Smith
Elect Director T. Michael Nevens
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CIRRUS LOGIC, INC.
Ticker:
CRUS
Meeting Date: JUL 30, 2013
Record Date: MAY 31, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
Security ID: 172755100
Meeting Type: Annual
Proposal
Elect Director John C. Carter
Elect Director Timothy R. Dehne
Elect Director Jason P. Rhode
Elect Director Alan R. Schuele
Elect Director William D. Sherman
Elect Director Susan Wang
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CLEARWATER PAPER CORPORATION
Ticker:
CLW
Meeting Date: MAY 05, 2014
Record Date: MAR 10, 2014
#
1a
1b
2
3
4
Security ID: 18538R103
Meeting Type: Annual
Proposal
Elect Director Fredric W. Corrigan
Elect Director Beth E. Ford
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CNO FINANCIAL GROUP, INC.
Ticker:
CNO
Meeting Date: MAY 07, 2014
Record Date: MAR 14, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
4
Security ID: 12621E103
Meeting Type: Annual
Proposal
Elect Director Edward J. Bonach
Elect Director Ellyn L. Brown
Elect Director Robert C. Greving
Elect Director Mary R. (Nina) Henderson
Elect Director R. Keith Long
Elect Director Neal C. Schneider
Elect Director Frederick J. Sievert
Elect Director Michael T. Tokarz
Elect Director John G. Turner
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------COMMUNITY BANK SYSTEM, INC.
Ticker:
CBU
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
1.4
2
3
4
Security ID: 203607106
Meeting Type: Annual
Proposal
Elect Director Brian R. Ace
Elect Director James W. Gibson, Jr.
Elect Director John Parente
Elect Director John F. Whipple, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------CONSTELLIUM NV
Ticker:
CSTM
Meeting Date: JUN 11, 2014
Record Date: MAY 14, 2014
#
1
2a
2b
3
4a
4b
4c
4d
5
6
7
8
9
10a
10b
10c
10d
10e
10f
11
12
13a
Security ID: N22035104
Meeting Type: Annual
Proposal
Open Meeting
Approve Publication of Information in
English
Receive Report of Management Board
(Non-Voting)
Discussion on Company's Corporate
Governance Structure
Discuss Remuneration Report
Amend Management Equity Plan to
Accelerate the Vesting of Shares
Approve Remuneration of Non-Executive
Directors
Amend 2013 Equity Incentive Plan to
Increase Number of Shares Available
Adopt Financial Statements
Announce Allocation of Income
Approve Discharge of Executive
Directors
Approve Discharge of Non-Exeucitve
Directors
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Reelect P. Guillemot to Supervisory
Board
Reelect W. P. Paschke to Supervisory
Board
Elect M. Brandjes to Supervisory Board
Elect L. A. Walker to Supervisory Board
Elect P. F. Hartman to Supervisory
Board
Elect J. Ormerod to Supervisory Board
Ratify PricewaterhouseCoopers as
Auditors For Fiscal Year 2014
Approve Cancellation of Preference
Shares
Amend Articles Re: Delete References
Mgt Rec
None
For
Vote Cast
None
For
Sponsor
Management
Management
None
None
Management
None
None
Management
None
For
None
For
Management
Management
For
For
Management
For
Against
Management
For
None
For
For
None
For
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
Management
Management
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
13b
13c
14
15
to Preference Shares
Amend Articles Re: Casting Vote for
the Chairman of the Board
Authorize Board to Make Distributions
From Any Company Reserve
Allow Questions
Close Meeting
For
For
Management
For
For
Management
None
None
None
None
Management
Management
-------------------------------------------------------------------------------CUBESMART
Ticker:
CUBE
Meeting Date: MAY 28, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 229663109
Meeting Type: Annual
Proposal
Elect Director William M.
Diefenderfer, III
Elect Director Piero Bussani
Elect Director Christopher P. Marr
Elect Director Marianne M. Keler
Elect Director Deborah R. Salzberg
Elect Director John F. Remondi
Elect Director Jeffrey F. Rogatz
Elect Director John W. Fain
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------DEL FRISCO'S RESTAURANT GROUP, INC.
Ticker:
DFRG
Meeting Date: MAY 14, 2014
Record Date: MAR 31, 2014
#
1.1
Security ID: 245077102
Meeting Type: Annual
Proposal
Elect Director David B. Barr
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
2
Elect Director William Lamar, Jr.
Ratify Auditors
For
For
For
For
Management
Management
-------------------------------------------------------------------------------DELEK US HOLDINGS, INC.
Ticker:
DK
Meeting Date: MAY 06, 2014
Record Date: MAR 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
Security ID: 246647101
Meeting Type: Annual
Proposal
Elect Director Erza Uzi Yemin
Elect Director William J. Finnerty
Elect Director Carlos E. Jorda
Elect Director Charles H. Leonard
Elect Director Philip L. Maslowe
Elect Director Shlomo Zohar
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------DELUXE CORPORATION
Ticker:
DLX
Meeting Date: APR 30, 2014
Record Date: MAR 03, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Proposal
Elect Director
Elect Director
Elect Director
McKissack
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 248019101
Meeting Type: Annual
Ronald C. Baldwin
Charles A. Haggerty
Cheryl E. Mayberry
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
Don J. McGrath
Neil J. Metviner
Stephen P. Nachtsheim
Mary Ann O'Dwyer
Martyn R. Redgrave
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
1.9
1.10
2
3
Elect Director Lee J. Schram
Elect Director Thomas J. Reddin
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------EMCOR GROUP, INC.
Ticker:
EME
Meeting Date: JUN 11, 2014
Record Date: APR 16, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 29084Q100
Meeting Type: Annual
Proposal
Elect Director Stephen W. Bershad
Elect Director David A.B. Brown
Elect Director Larry J. Bump
Elect Director Anthony J. Guzzi
Elect Director Richard F. Hamm, Jr.
Elect Director David H. Laidley
Elect Director Frank T. MacInnis
Elect Director Jerry E. Ryan
Elect Director Michael T. Yonker
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC.
Ticker:
EIGI
Meeting Date: JUN 05, 2014
Record Date: APR 08, 2014
#
1.1
1.2
1.3
Security ID: 29272B105
Meeting Type: Annual
Proposal
Elect Director Michael D. Hayford
Elect Director Peter J. Perrone
Elect Director Chandler J. Reedy
Mgt Rec
For
For
For
Vote Cast
For
For
Withhold
Sponsor
Management
Management
Management
2
Ratify Auditors
For
For
Management
-------------------------------------------------------------------------------ENVIVIO, INC.
Ticker:
ENVI
Meeting Date: JUL 17, 2013
Record Date: MAY 24, 2013
#
1.1
1.2
1.3
2
3
Security ID: 29413T106
Meeting Type: Annual
Proposal
Elect Director Edward A. Gilhuly
Elect Director Corentin du Roy de
Blicquy
Elect Director Julien Signes
Amend Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
For
For
For
For
Against
For
Management
Management
Management
-------------------------------------------------------------------------------EPIQ SYSTEMS, INC.
Ticker:
EPIQ
Meeting Date: JUN 11, 2014
Record Date: MAR 31, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
4
Security ID: 26882D109
Meeting Type: Annual
Proposal
Elect Director Tom W. Olofson
Elect Director Christopher E. Olofson
Elect Director W. Bryan Satterlee
Elect Director Edward M. Connolly, Jr.
Elect Director James A. Byrnes
Elect Director Joel Pelofsky
Elect Director Charles C. Connely, IV
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------EVERBANK FINANCIAL CORP
Ticker:
EVER
Meeting Date: MAY 22, 2014
Record Date: MAR 26, 2014
#
1.1
1.2
1.3
1.4
2
3
4
Security ID: 29977G102
Meeting Type: Annual
Proposal
Elect Director W. Blake Wilson
Elect Director Mitchell M. Leidner
Elect Director William Sanford
Elect Director Richard P. Schifter
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
One Year
One Year
Management
-------------------------------------------------------------------------------FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker:
FCS
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
Security ID: 303726103
Meeting Type: Annual
Proposal
Elect Director Charles P. Carinalli
Elect Director Randy W. Carson
Elect Director Terry A. Klebe
Elect Director Anthony Lear
Elect Director Catherine P. Lego
Elect Director Kevin J. McGarity
Elect Director Bryan R. Roub
Elect Director Ronald W. Shelly
Elect Director Mark S. Thompson
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------FINISAR CORPORATION
Ticker:
FNSR
Meeting Date: SEP 03, 2013
Record Date: JUL 12, 2013
#
1.1
1.2
2
3
Security ID: 31787A507
Meeting Type: Annual
Proposal
Elect Director Jerry S. Rawls
Elect Director Robert N. Stephens
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------FIRST INDUSTRIAL REALTY TRUST, INC.
Ticker:
FR
Meeting Date: MAY 07, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
Security ID: 32054K103
Meeting Type: Annual
Proposal
Elect Director Matthew S. Dominski
Elect Director Bruce W. Duncan
Elect Director H. Patrick Hackett, Jr.
Elect Director John Rau
Elect Director L. Peter Sharpe
Elect Director W. Ed Tyler
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------FIRSTMERIT CORPORATION
Ticker:
FMER
Meeting Date: APR 16, 2014
Record Date: FEB 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
2
3
Security ID: 337915102
Meeting Type: Annual
Proposal
Elect Director Lizabeth A. Ardisana
Elect Director Steven H. Baer
Elect Director Karen S. Belden
Elect Director R. Cary Blair
Elect Director John C. Blickle
Elect Director Robert W. Briggs
Elect Director Richard Colella
Elect Director Robert S. Cubbin
Elect Director Gina D. France
Elect Director Paul G. Greig
Elect Director Terry L. Haines
Elect Director J. Michael Hochschwender
Elect Director Clifford J. Isroff
Elect Director Philip A. Lloyd, II
Elect Director Russ M. Strobel
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------GLOBAL CASH ACCESS HOLDINGS, INC.
Ticker:
GCA
Meeting Date: MAY 15, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
2
3
4
Security ID: 378967103
Meeting Type: Annual
Proposal
Elect Director Ram Chary
Elect Director Fred C. Enlow
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------GREEN DOT CORPORATION
Ticker:
GDOT
Meeting Date: MAY 21, 2014
Record Date: APR 04, 2014
#
1.1
1.2
2
3
4
Security ID: 39304D102
Meeting Type: Annual
Proposal
Elect Director Samuel Altman
Elect Director Mary J. Dent
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
Against
Sponsor
Management
Management
Management
For
For
Against
For
Management
Management
-------------------------------------------------------------------------------GULFPORT ENERGY CORPORATION
Ticker:
GPOR
Meeting Date: JUL 18, 2013
Record Date: APR 23, 2013
#
1
Security ID: 402635304
Meeting Type: Annual
Proposal
Increase Authorized Common Stock
Mgt Rec
For
Vote Cast
For
Sponsor
Management
-------------------------------------------------------------------------------GULFPORT ENERGY CORPORATION
Ticker:
GPOR
Meeting Date: JUN 12, 2014
Record Date: APR 23, 2014
#
1.1
1.2
1.3
1.4
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 402635304
Meeting Type: Annual
Michael G. Moore
Donald L. Dillingham
Craig Groeschel
David L. Houston
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
1.5
1.6
2
3
4
Elect Director Michael S. Reddin
Elect Director Scott E. Streller
Approve Executive Incentive Bonus Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------HARRIS TEETER SUPERMARKETS, INC.
Ticker:
HTSI
Meeting Date: OCT 03, 2013
Record Date: AUG 22, 2013
#
1
2
3
Security ID: 414585109
Meeting Type: Special
Proposal
Approve Merger Agreement
Advisory Vote on Golden Parachutes
Adjourn Meeting
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------HEALTHWAYS, INC.
Ticker:
HWAY
Meeting Date: JUN 24, 2014
Record Date: MAY 05, 2014
#
1.1
1.2
1.3
1.4
2
3
4
5
Security ID: 422245100
Meeting Type: Annual
Proposal
Elect Director Bradley S. Karro
Elect Director Paul H. Keckley
Elect Director Conan J. Laughlin
Elect Director Kevin G. Wills
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Approve Omnibus Stock Plan
Adopt Majority Voting for Uncontested
Election of Directors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------HEARTLAND EXPRESS, INC.
Ticker:
HTLD
Meeting Date: MAY 08, 2014
Record Date: MAR 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
Security ID: 422347104
Meeting Type: Annual
Proposal
Elect Director Michael J. Gerdin
Elect Director Larry J. Gordon
Elect Director Benjamin J. Allen
Elect Director Lawrence D. Crouse
Elect Director James G. Pratt
Elect Director Tahira K. Hira
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------HELEN OF TROY LIMITED
Ticker:
HELE
Meeting Date: AUG 27, 2013
Record Date: JUN 27, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: G4388N106
Meeting Type: Annual
Proposal
Elect Gary B. Abromovitz as Director
Elect John B. Butterworth as Director
Elect Timothy F. Meeker as Director
Elect Gerald J. Rubin as Director
Elect William F. Susetka as Director
Elect Adolpho R. Telles as Director
Elect Darren G. Woody as Director
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Grant Thornton LLP as Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------HELIX ENERGY SOLUTIONS GROUP, INC.
Ticker:
HLX
Meeting Date: MAY 01, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
2
3
Security ID: 42330P107
Meeting Type: Annual
Proposal
Elect Director Nancy K. Quinn
Elect Director William L. Transier
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------HIGHWOODS PROPERTIES, INC.
Ticker:
HIW
Meeting Date: MAY 30, 2014
Record Date: MAR 03, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 431284108
Meeting Type: Annual
Proposal
Elect Director Charles A. Anderson
Elect Director Gene H. Anderson
Elect Director Edward J. Fritsch
Elect Director David J. Hartzell
Elect Director Sherry A. Kellett
Elect Director Mark F. Mulhern
Elect Director L. Glenn Orr, Jr.
Elect Director O. Temple Sloan, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------HILLTOP HOLDINGS INC.
Ticker:
HTH
Meeting Date: JUN 11, 2014
Record Date: APR 08, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
1.16
1.17
1.18
1.19
1.20
1.21
2
3
Security ID: 432748101
Meeting Type: Annual
Proposal
Elect Director Charlotte Jones Anderson
Elect Director Rhodes R. Bobbitt
Elect Director Tracy A. Bolt
Elect Director W. Joris Brinkerhoff
Elect Director Charles R. Cummings
Elect Director Hill A. Feinberg
Elect Director Gerald J. Ford
Elect Director Jeremy B. Ford
Elect Director J. Markham Green
Elect Director Jess T. Hay
Elect Director William T. Hill, Jr.
Elect Director James R. Huffines
Elect Director Lee Lewis
Elect Director Andrew J. Littlefair
Elect Director W. Robert Nichols, III
Elect Director C. Clifton Robinson
Elect Director Kenneth D. Russell
Elect Director A. Haag Sherman
Elect Director Robert C. Taylor, Jr.
Elect Director Carl B. Webb
Elect Director Alan B. White
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------HORNBECK OFFSHORE SERVICES, INC.
Ticker:
HOS
Meeting Date: JUN 19, 2014
Record Date: APR 21, 2014
#
1.1
1.2
Security ID: 440543106
Meeting Type: Annual
Proposal
Elect Director Todd M. Hornbeck
Elect Director Patricia B. Melcher
Mgt Rec
For
For
Vote Cast
Withhold
For
Sponsor
Management
Management
1.3
2
3
Elect Director Nicholas L. Swyka, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------INDEPENDENT BANK CORP.
Ticker:
INDB
Meeting Date: MAY 15, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
2
3
4
Security ID: 453836108
Meeting Type: Annual
Proposal
Elect Director William P. Bissonnette
Elect Director Daniel F. O'Brien
Elect Director Christopher Oddleifson
Elect Director Brian S. Tedeschi
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------INTEGRATED SILICON SOLUTION, INC.
Ticker:
ISSI
Meeting Date: FEB 11, 2014
Record Date: DEC 17, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 45812P107
Meeting Type: Annual
Jimmy S. M. Lee
Scott D. Howarth
Kong Yeu Han
Paul Chien
Jonathan Khazam
Keith McDonald
Stephen Pletcher
Bruce A. Wooley
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
1.9
2
3
4
Elect Director John Zimmerman
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
Management
Management
Management
Management
-------------------------------------------------------------------------------IXYS CORPORATION
Ticker:
IXYS
Meeting Date: AUG 30, 2013
Record Date: JUL 02, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
4
Security ID: 46600W106
Meeting Type: Annual
Proposal
Elect Director Donald L. Feucht
Elect Director Samuel Kory
Elect Director S. Joon Lee
Elect Director Timothy A. Richardson
Elect Director James M. Thorburn
Elect Director Kenneth D. Wong
Elect Director Nathan Zommer
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------KAPSTONE PAPER AND PACKAGING CORPORATION
Ticker:
KS
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
2
Security ID: 48562P103
Meeting Type: Annual
Proposal
Elect Director John M. Chapman
Elect Director Ronald J. Gidwitz
Elect Director Matthew Kaplan
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
3
4
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
For
For
Management
For
For
Management
-------------------------------------------------------------------------------KB HOME
Ticker:
KBH
Meeting Date: APR 03, 2014
Record Date: FEB 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
Security ID: 48666K109
Meeting Type: Annual
Proposal
Elect Director Stephen F. Bollenbach
Elect Director Timothy W. Finchem
Elect Director Thomas W. Gilligan
Elect Director Kenneth M. Jastrow, II
Elect Director Robert L. Johnson
Elect Director Melissa Lora
Elect Director Michael G. McCaffery
Elect Director Jeffrey T. Mezger
Elect Director Luis G. Nogales
Elect Director Michael M. Wood
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------KILROY REALTY CORPORATION
Ticker:
KRC
Meeting Date: MAY 22, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
1.3
Security ID: 49427F108
Meeting Type: Annual
Proposal
Elect Director John B. Kilroy, Jr.
Elect Director Edward F. Brennan
Elect Director Scott S. Ingraham
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1.4
1.5
1.6
2
3
4
5
6
Elect Director Dale F. Kinsella
Elect Director Peter B. Stoneberg
Elect Director Gary R. Stevenson
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Adopt Majority Voting for Uncontested
Election of Directors
Ratify Auditors
Adopt Proxy Access Right
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
For
For
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------KINDRED HEALTHCARE, INC.
Ticker:
KND
Meeting Date: MAY 22, 2014
Record Date: MAR 27, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
5
Security ID: 494580103
Meeting Type: Annual
Proposal
Elect Director Joel Ackerman
Elect Director Jonathan D. Blum
Elect Director Thomas P. Cooper
Elect Director Paul J. Diaz
Elect Director Heyward R. Donigan
Elect Director Richard Goodman
Elect Director Christopher T. Hjelm
Elect Director Frederick J. Kleisner
Elect Director John H. Short
Elect Director Phyllis R. Yale
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Submit Severance Agreement
(Change-in-Control) to Shareholder Vote
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
For
For
For
Management
Management
Shareholder
-------------------------------------------------------------------------------KULICKE AND SOFFA INDUSTRIES, INC.
Ticker:
KLIC
Meeting Date: FEB 18, 2014
Record Date: DEC 02, 2013
#
1
2
3
Security ID: 501242101
Meeting Type: Annual
Proposal
Elect Director MacDonell Roehm, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------LASALLE HOTEL PROPERTIES
Ticker:
LHO
Meeting Date: MAY 07, 2014
Record Date: FEB 20, 2014
#
1.1
1.2
2
3
4
5
Security ID: 517942108
Meeting Type: Annual
Proposal
Elect Director Michael D. Barnello
Elect Director Donald A. Washburn
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Declassify the Board of Directors
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------LHC GROUP, INC.
Ticker:
LHCG
Meeting Date: JUN 19, 2014
Record Date: APR 25, 2014
#
1.1
1.2
1.3
Security ID: 50187A107
Meeting Type: Annual
Proposal
Elect Director Keith G. Myers
Elect Director George A. Lewis
Elect Director Christopher S.
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
2
3
Shackelton
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
Management
For
For
Management
-------------------------------------------------------------------------------LIFEPOINT HOSPITALS, INC.
Ticker:
LPNT
Meeting Date: JUN 03, 2014
Record Date: APR 11, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 53219L109
Meeting Type: Annual
Proposal
Elect Director William F. Carpenter,
III
Elect Director Richard H. Evans
Elect Director Michael P. Haley
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Executive Incentive Bonus Plan
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------LOUISIANA-PACIFIC CORPORATION
Ticker:
LPX
Meeting Date: MAY 01, 2014
Record Date: FEB 28, 2014
#
1a
1b
1c
2
3
4
Security ID: 546347105
Meeting Type: Annual
Proposal
Elect Director E. Gary Cook
Elect Director Kurt M. Landgraf
Elect Director John W. Weaver
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MASTEC, INC.
Ticker:
MTZ
Meeting Date: MAY 22, 2014
Record Date: MAR 13, 2014
#
1.1
1.2
1.3
1.4
2
3
Security ID: 576323109
Meeting Type: Annual
Proposal
Elect Director Ernst N. Csiszar
Elect Director Julia L. Johnson
Elect Director Jorge Mas
Elect Director Daniel Restrepo
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------MATERION CORPORATION
Ticker:
MTRN
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
1.4
2
3
4
5
6
7
8
Security ID: 576690101
Meeting Type: Annual
Proposal
Elect Director Edward F. Crawford
Elect Director Joseph P. Keithley
Elect Director N. Mohan Reddy
Elect Director Craig S. Shular
Amend Omnibus Stock Plan
Amend Non-Employee Director Omnibus
Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Opt Out of State's Control Share
Acquisition Law
Declassify the Board of Directors
Eliminate Cumulative Voting
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------MEDASSETS, INC.
Ticker:
MDAS
Meeting Date: JUN 12, 2014
Record Date: APR 17, 2014
#
1.1
1.2
1.3
2
3
Security ID: 584045108
Meeting Type: Annual
Proposal
Elect Director Rand A. Ballard
Elect Director Vernon R. Loucks, Jr.
Elect Director R. Halsey Wise
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
Withhold
Withhold
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------MEDLEY CAPITAL CORPORATION
Ticker:
MCC
Meeting Date: APR 03, 2014
Record Date: DEC 16, 2013
#
1.1
1.2
1.3
2
3
Security ID: 58503F106
Meeting Type: Annual
Proposal
Elect Director Brook Taube
Elect Director Karin Hirtler-Garvey
Elect Director John E. Mack
Ratify Auditors
Approve Issuance of Shares Below Net
Asset Value (NAV)
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------MENTOR GRAPHICS CORPORATION
Ticker:
MENT
Meeting Date: JUN 11, 2014
Security ID: 587200106
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
5
6
APR 07, 2014
Proposal
Elect Director Keith L. Barnes
Elect Director Peter Bonfield
Elect Director Gregory K. Hinckley
Elect Director J. Daniel McCranie
Elect Director Patrick B. McManus
Elect Director Walden C. Rhines
Elect Director David S. Schechter
Elect Director Jeffrey M. Stafeil
Advisory Vote to Ratify Named
Executive Officers' Compensation
Adopt Majority Voting for Uncontested
Election of Directors
Amend Omnibus Stock Plan
Amend Bundled Compensation Plans
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
Withhold
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------MGIC INVESTMENT CORPORATION
Ticker:
MTG
Meeting Date: APR 24, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Security ID: 552848103
Meeting Type: Annual
Proposal
Elect Director Daniel A. Arrigoni
Elect Director Cassandra C. Carr
Elect Director C. Edward Chaplin
Elect Director Curt S. Culver
Elect Director Timothy A. Holt
Elect Director Kenneth M. Jastrow, II
Elect Director Michael E. Lehman
Elect Director Donald T. Nicolaisen
Elect Director Gary A. Poliner
Elect Director Mark M. Zandi
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MICREL, INCORPORATED
Ticker:
MCRL
Meeting Date: MAY 22, 2014
Record Date: MAR 31, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
Security ID: 594793101
Meeting Type: Annual
Proposal
Elect Director Raymond D. Zinn
Elect Director John E. Bourgoin
Elect Director Michael J. Callahan
Elect Director Daniel Heneghan
Elect Director Neil J. Miotto
Elect Director Frank W. Schneider
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------NAVIGANT CONSULTING, INC.
Ticker:
NCI
Meeting Date: MAY 15, 2014
Record Date: MAR 31, 2014
#
1a
1b
1c
1d
1e
1f
2
3
4
Security ID: 63935N107
Meeting Type: Annual
Proposal
Elect Director Lloyd H. Dean
Elect Director Julie M. Howard
Elect Director Stephan A. James
Elect Director Samuel K. Skinner
Elect Director James R. Thompson
Elect Director Michael L. Tipsord
Approve Increase in Size of Board
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------NEENAH PAPER, INC.
Ticker:
NP
Meeting Date: MAY 22, 2014
Record Date: MAR 31, 2014
#
1.1
1.2
1.3
2
3
Security ID: 640079109
Meeting Type: Annual
Proposal
Elect Director Timothy S. Lucas
Elect Director Philip C. Moore
Elect Director John P. O'Donnell
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------NEW JERSEY RESOURCES CORPORATION
Ticker:
NJR
Meeting Date: JAN 22, 2014
Record Date: NOV 25, 2013
#
1.1
1.2
1.3
2
3
4
Security ID: 646025106
Meeting Type: Annual
Proposal
Elect Director Jane M. Kenny
Elect Director Sharon C. Taylor
Elect Director David A. Trice
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Certificate of Incorporation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Against
For
Management
Management
-------------------------------------------------------------------------------NU SKIN ENTERPRISES, INC.
Ticker:
NUS
Meeting Date: JUN 24, 2014
Security ID: 67018T105
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
MAY 06, 2014
Proposal
Elect Director Nevin N. Andersen
Elect Director Daniel W. Campbell
Elect Director M. Truman Hunt
Elect Director Andrew D. Lipman
Elect Director Steven J. Lund
Elect Director Patricia A. Negron
Elect Director Neil H. Offen
Elect Director Thomas R. Pisano
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------OFFICE DEPOT, INC.
Ticker:
ODP
Meeting Date: APR 24, 2014
Record Date: FEB 28, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
Security ID: 676220106
Meeting Type: Annual
Proposal
Elect Director Roland C. Smith
Elect Director Warren F. Bryant
Elect Director Rakesh Gangwal
Elect Director Cynthia T. Jamison
Elect Director V. James Marino
Elect Director Francesca Ruiz de
Luzuriaga
Elect Director Michael J. Massey
Elect Director Jeffrey C. Smith
Elect Director David M. Szymanski
Elect Director Nigel Travis
Elect Director Joseph Vassalluzzo
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
Against
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------OFFICEMAX INCORPORATED
Ticker:
OMX
Meeting Date: JUL 10, 2013
Record Date: MAY 28, 2013
#
1
2
3
Security ID: 67622P101
Meeting Type: Special
Proposal
Approve Merger Agreement
Advisory Vote on Golden Parachutes
Adjourn Meeting
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------OM GROUP, INC.
Ticker:
OMG
Meeting Date: MAY 13, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
2
3
4
Security ID: 670872100
Meeting Type: Annual
Proposal
Elect Director Hans-Georg Betz
Elect Director Joseph Scaminace
Approve Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ORITANI FINANCIAL CORP.
Ticker:
ORIT
Meeting Date: NOV 26, 2013
Record Date: OCT 01, 2013
#
1.1
1.2
Security ID: 68633D103
Meeting Type: Annual
Proposal
Elect Director Nicholas Antonaccio
Elect Director Kevin J. Lynch
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
2
3
4
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
For
For
For
For
Management
Management
For
For
Management
-------------------------------------------------------------------------------PDC ENERGY, INC.
Ticker:
PDCE
Meeting Date: JUN 05, 2014
Record Date: APR 14, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 69327R101
Meeting Type: Annual
Proposal
Elect Director Joseph E. Casabona
Elect Director David C. Parke
Elect Director Jeffrey C. Swoveland
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Increase Authorized Common Stock
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
Ticker:
PEI
Meeting Date: MAY 30, 2014
Record Date: APR 11, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 709102107
Meeting Type: Annual
Joseph F. Coradino
M. Walter D'Alessio
Rosemarie B. Greco
Leonard I. Korman
Donald F. Mazziotti
Mark E. Pasquerilla
Charles P. Pizzi
John J. Roberts
Ronald Rubin
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
Management
For
For
Management
-------------------------------------------------------------------------------PENNYMAC MORTGAGE INVESTMENT TRUST
Ticker:
PMT
Meeting Date: JUN 04, 2014
Record Date: APR 07, 2014
#
1.1
1.2
1.3
2
3
Security ID: 70931T103
Meeting Type: Annual
Proposal
Elect Director Preston DuFauchard
Elect Director Nancy McAllister
Elect Director Stacey D. Stewart
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------PHARMERICA CORPORATION
Ticker:
PMC
Meeting Date: JUN 17, 2014
Record Date: APR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 71714F104
Meeting Type: Annual
Proposal
Elect Director Gregory S. Weishar
Elect Director W. Robert Dahl, Jr.
Elect Director Frank E. Collins
Elect Director Thomas P. Mac Mahon
Elect Director Marjorie W. Dorr
Elect Director Thomas P. Gerrity
Elect Director Robert A. Oakley
Elect Director Geoffrey G. Meyers
Elect Director Patrick G. LePore
Ratify Auditors
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Executive Officers' Compensation
-------------------------------------------------------------------------------PHH CORPORATION
Ticker:
PHH
Meeting Date: MAY 22, 2014
Record Date: MAR 26, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
Security ID: 693320202
Meeting Type: Annual
Proposal
Elect Director Jane D. Carlin
Elect Director James O. Egan
Elect Director Thomas P. Gibbons
Elect Director Allan Z. Loren
Elect Director Glen A. Messina
Elect Director Gregory J. Parseghian
Elect Director Charles P. Pizzi
Elect Director Deborah M. Reif
Elect Director Carroll R. Wetzel, Jr.
Approve Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------PIER 1 IMPORTS, INC.
Ticker:
PIR
Meeting Date: JUL 02, 2013
Record Date: MAY 03, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 720279108
Meeting Type: Annual
Claire H. Babrowski
Cheryl A. Bachelder
John H. Burgoyne
Hamish A. Dodds
Brendan L. Hoffman
Terry E. London
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
1.7
1.8
2
3
Elect Director Alexander W. Smith
Elect Director Cece Smith
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
Against
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------PRIVATEBANCORP, INC.
Ticker:
PVTB
Meeting Date: MAY 22, 2014
Record Date: MAR 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
Security ID: 742962103
Meeting Type: Annual
Proposal
Elect Director Robert F. Coleman
Elect Director James M. Guyette
Elect Director Ralph B. Mandell
Elect Director Cheryl Mayberry
McKissack
Elect Director Edward W. Rabin
Elect Director Larry D. Richman
Elect Director Collin E. Roche
Elect Director William R. Rybak
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------PROSPERITY BANCSHARES, INC.
Ticker:
PB
Meeting Date: APR 15, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
Security ID: 743606105
Meeting Type: Annual
Proposal
Elect Director William H. Fagan
Elect Director William T. Luedke, IV
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
1.4
2
3
Elect Director Perry Mueller, Jr.
Elect Director Harrison Stafford, II
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
Management
Management
Management
Management
-------------------------------------------------------------------------------QTS REALTY TRUST, INC.
Ticker:
QTS
Meeting Date: MAY 06, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
Security ID: 74736A103
Meeting Type: Annual
Proposal
Elect Director Chad L. Williams
Elect Director Philip P. Trahanas
Elect Director John W. Barter
Elect Director William O. Grabe
Elect Director Catherine R. Kinney
Elect Director Peter A. Marino
Elect Director Scott D. Miller
Elect Director Stephen E. Westhead
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------RADIAN GROUP INC.
Ticker:
RDN
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
#
1a
1b
1c
1d
1e
1f
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 750236101
Meeting Type: Annual
Herbert Wender
David C. Carney
Howard B. Culang
Lisa W. Hess
Stephen T. Hopkins
Sanford A. Ibrahim
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
1g
1h
1i
1j
1k
2
3
4
Elect Director Brian D. Montgomery
Elect Director Gaetano Muzio
Elect Director Jan Nicholson
Elect Director Gregory V. Serio
Elect Director Noel J. Spiegel
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------RENASANT CORPORATION
Ticker:
RNST
Meeting Date: APR 22, 2014
Record Date: FEB 21, 2014
#
1.1
2.2
3.3
3.4
3.5
3.6
3.7
3.8
4
5
Security ID: 75970E107
Meeting Type: Annual
Proposal
Elect Director Hugh S. Potts, Jr.
Elect Director Hollis C. Cheek
Elect Director William M. Beasley
Elect Director Marshall H. Dickerson
Elect Director R. Rick Hart
Elect Director Richard L. Heyer, Jr.
Elect Director J. Niles McNeel
Elect Director Michael D. Shmerling
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------RF MICRO DEVICES, INC.
Ticker:
RFMD
Meeting Date: AUG 14, 2013
Record Date: JUN 12, 2013
#
Proposal
Security ID: 749941100
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Elect Director Walter H. Wilkinson, Jr.
Elect Director Robert A. Bruggeworth
Elect Director Daniel A. DiLeo
Elect Director Jeffery R. Gardner
Elect Director John R. Harding
Elect Director Masood A. Jabbar
Elect Director Casimir S. Skrzypczak
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ROGERS CORPORATION
Ticker:
ROG
Meeting Date: MAY 09, 2014
Record Date: MAR 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
5
Security ID: 775133101
Meeting Type: Annual
Proposal
Elect Director Michael F. Barry
Elect Director Bruce D. Hoechner
Elect Director Gregory B. Howey
Elect Director Carol R. Jensen
Elect Director William E. Mitchell
Elect Director Ganesh Moorthy
Elect Director Robert G. Paul
Elect Director Peter C. Wallace
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Amend Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------RUBY TUESDAY, INC.
Ticker:
RT
Meeting Date: OCT 09, 2013
Security ID: 781182100
Meeting Type: Annual
Record Date:
#
1a
1b
1c
2
3
4
AUG 12, 2013
Proposal
Elect Director James J. Buettgen
Elect Director Matthew A. Drapkin
Elect Director Bernard Lanigan, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------RUDOLPH TECHNOLOGIES, INC.
Ticker:
RTEC
Meeting Date: MAY 21, 2014
Record Date: MAR 31, 2014
#
1.1
1.2
2
3
Security ID: 781270103
Meeting Type: Annual
Proposal
Elect Director John R. Whitten
Elect Director Aubrey C. Tobey
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------SANDY SPRING BANCORP, INC.
Ticker:
SASR
Meeting Date: MAY 07, 2014
Record Date: MAR 19, 2014
#
1.1
1.2
1.3
2
Security ID: 800363103
Meeting Type: Annual
Proposal
Elect Director Mark E. Friis
Elect Director Craig A. Ruppert
Elect Director Pamela A. Little
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
3
Ratify Auditors
For
For
Management
-------------------------------------------------------------------------------SINCLAIR BROADCAST GROUP, INC.
Ticker:
SBGI
Meeting Date: JUN 05, 2014
Record Date: MAR 18, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: 829226109
Meeting Type: Annual
Proposal
Elect Director David D. Smith
Elect Director Frederick G. Smith
Elect Director J. Duncan Smith
Elect Director Robert E. Smith
Elect Director Lawrence E. McCanna
Elect Director Daniel C. Keith
Elect Director Martin R. Leader
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
Withhold
Withhold
Withhold
For
Withhold
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------SONIC AUTOMOTIVE, INC.
Ticker:
SAH
Meeting Date: APR 16, 2014
Record Date: FEB 18, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 83545G102
Meeting Type: Annual
O. Bruton Smith
B. Scott Smith
David Bruton Smith
William I. Belk
William R. Brooks
Bernard C. Byrd, Jr.
Victor H. Doolan
Robert Heller
Robert L. Rewey
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
Withhold
Withhold
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
4
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Ratify Auditors
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------SONIC CORP.
Ticker:
SONC
Meeting Date: JAN 16, 2014
Record Date: NOV 18, 2013
#
1.1
1.2
1.3
1.4
2
3
4
Security ID: 835451105
Meeting Type: Annual
Proposal
Elect Director Tony D. Bartel
Elect Director Lauren R. Hobart
Elect Director Jeffrey H. Schutz
Elect Director Kathryn L. Taylor
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------SOUTH JERSEY INDUSTRIES, INC.
Ticker:
SJI
Meeting Date: APR 24, 2014
Record Date: FEB 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 838518108
Meeting Type: Annual
Sarah M. Barpoulis
Thomas A. Bracken
Keith S. Campbell
Sheila Hartnett-Devlin
Victor A. Fortkiewicz
Edward J. Graham
Walter M. Higgins, III
Sunita Holzer
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
1.9
1.10
1.11
2
3
4
Elect Director Joseph H. Petrowski
Elect Director Michael J. Renna
Elect Director Frank L. Sims
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Amend Articles
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
For
Against
Management
Management
-------------------------------------------------------------------------------SOUTHWEST GAS CORPORATION
Ticker:
SWX
Meeting Date: MAY 08, 2014
Record Date: MAR 11, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
Security ID: 844895102
Meeting Type: Annual
Proposal
Elect Director Robert L. Boughner
Elect Director Jose A. Cardenas
Elect Director Thomas E. Chestnut
Elect Director Stephen C. Comer
Elect Director LeRoy C. Hanneman, Jr.
Elect Director Michael O. Maffie
Elect Director Anne L. Mariucci
Elect Director Michael J. Melarkey
Elect Director Jeffrey W. Shaw
Elect Director A. Randall Thoman
Elect Director Thomas A. Thomas
Elect Director Terrence 'Terry' L.
Wright
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------STANDARD PACIFIC CORP.
Ticker:
SPF
Security ID:
85375C101
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
4
5
Meeting Type: Annual
Proposal
Elect Director Bruce A. Choate
Elect Director Ronald R. Foell
Elect Director Douglas C. Jacobs
Elect Director David J. Matlin
Elect Director John R. Peshkin
Elect Director Peter Schoels
Elect Director Scott D. Stowell
Ratify Auditors
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Against
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Three
Years
One Year
Management
-------------------------------------------------------------------------------STEELCASE INC.
Ticker:
SCS
Meeting Date: JUL 17, 2013
Record Date: MAY 20, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
Security ID: 858155203
Meeting Type: Annual
Proposal
Elect Director Lawrence J. Blanford
Elect Director William P. Crawford
Elect Director Connie K. Duckworth
Elect Director James P. Hackett
Elect Director R. David Hoover
Elect Director David W. Joos
Elect Director James P. Keane
Elect Director Elizabeth Valk Long
Elect Director Robert C. Pew, III
Elect Director Cathy D. Ross
Elect Director P. Craig Welch, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------STERLING BANCORP
Ticker:
STL
Meeting Date: SEP 26, 2013
Record Date: AUG 12, 2013
#
1
2
3
4.1
4.2
4.3
4.4
4.5
4.6
4.7
4.8
4.9
4.10
4.11
5
6
7
Security ID: 859158107
Meeting Type: Annual
Proposal
Approve Merger Agreement
Adjourn Meeting
Advisory Vote on Golden Parachutes
Elect Director Robert Abrams
Elect Director Joseph M. Adamko
Elect Director Louis J. Cappelli
Elect Director Fernando Ferrer
Elect Director Allan F. Hershfield
Elect Director Henry J. Humphreys
Elect Director James B. Klein
Elect Director Robert W. Lazar
Elect Director Carolyn Joy Lee
Elect Director John C. Millman
Elect Director Eugene T. Rossides
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------STERLING BANCORP/DE
Ticker:
STL
Meeting Date: FEB 20, 2014
Record Date: DEC 23, 2013
#
1.1
1.2
1.3
Security ID: 85917A100
Meeting Type: Annual
Proposal
Elect Director Robert Abrams
Elect Director James B. Klein
Elect Director John C. Millman
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1.4
1.5
2
3
4
Elect Director Richard O'Toole
Elect Director Burt Steinberg
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Ratify Auditors
For
For
For
For
For
For
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------SUNEDISON, INC.
Ticker:
SUNE
Meeting Date: MAY 29, 2014
Record Date: APR 04, 2014
#
1a
1b
1c
2
3
4
5
6
7
Security ID: 86732Y109
Meeting Type: Annual
Proposal
Elect Director Peter Blackmore
Elect Director Ahmad R. Chatila
Elect Director Marshall Turner
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Approve Stock Option Exchange Relating
to Spin Off of SunEdison Semiconductor
Ltd
Increase Authorized Common Stock
Approve Issuance of Common Stock Upon
Conversion of Convertible Notes and
Exercise of Related Warrants
Provide Right to Call Special Meeting
Mgt Rec
For
For
For
For
Vote Cast
Against
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
Management
Management
For
For
For
For
Management
Management
For
For
Management
-------------------------------------------------------------------------------SUSQUEHANNA BANCSHARES, INC.
Ticker:
SUSQ
Meeting Date: MAY 02, 2014
Record Date: MAR 05, 2014
#
Proposal
Security ID: 869099101
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
2
3
Elect Director Anthony J. Agnone, Sr.
Elect Director Wayne E. Alter, Jr.
Elect Director Henry R. Gibbel
Elect Director Bruce A. Hepburn
Elect Director Donald L. Hoffman
Elect Director Sara G. Kirkland
Elect Director Jeffrey F. Lehman
Elect Director Michael A. Morello
Elect Director Scott J. Newkam
Elect Director Robert E. Poole, Jr.
Elect Director William J. Reuter
Elect Director Andrew S. Samuel
Elect Director Christine Sears
Elect Director James A. Ulsh
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------SWIFT TRANSPORTATION COMPANY
Ticker:
SWFT
Meeting Date: MAY 08, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
2
3
4
5
Security ID: 87074U101
Meeting Type: Annual
Proposal
Elect Director Jerry Moyes
Elect Director Richard H. Dozer
Elect Director David VanderPloeg
Elect Director Glenn Brown
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Approve Recapitalization Plan for all
Stock to Have One-vote per Share
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
Withhold
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
Against
For
For
Management
Shareholder
For
For
Management
--------------------------------------------------------------------------------
SYMETRA FINANCIAL CORPORATION
Ticker:
SYA
Meeting Date: MAY 09, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
2a
2b
3
4
Security ID: 87151Q106
Meeting Type: Annual
Proposal
Elect Director Peter S. Burgess
Elect Director Robert R. Lusardi
Amend Executive Incentive Bonus Plan
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------SYMMETRY MEDICAL INC.
Ticker:
SMA
Meeting Date: APR 25, 2014
Record Date: MAR 03, 2014
#
1.1
1.2
2
3
Security ID: 871546206
Meeting Type: Annual
Proposal
Elect Director Francis T. Nusspickel
Elect Director Thomas J. Sullivan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TAMINCO CORPORATION
Ticker:
TAM
Meeting Date: MAY 19, 2014
Record Date: MAR 24, 2014
#
1.1
Security ID: 87509U106
Meeting Type: Annual
Proposal
Elect Director Charlie Shaver
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
1.3
1.4
2
3
4
Elect Director Justin Stevens
Elect Director Pol Vanderhaeghen
Elect Director James Voss
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
For
For
For
For
For
Against
Against
Against
For
For
Management
Management
Management
Management
Management
Three
Years
One Year
Management
-------------------------------------------------------------------------------TENNECO INC.
Ticker:
TEN
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 880349105
Meeting Type: Annual
Proposal
Elect Director Thomas C. Freyman
Elect Director Dennis J. Letham
Elect Director Hari N. Nair
Elect Director Roger B. Porter
Elect Director David B. Price, Jr.
Elect Director Gregg M. Sherrill
Elect Director Paul T. Stecko
Elect Director Jane L. Warner
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------TESCO CORPORATION
Ticker:
TESO
Meeting Date: MAY 09, 2014
Record Date: APR 01, 2014
#
1.1
Security ID: 88157K101
Meeting Type: Annual/Special
Proposal
Elect Director John P. Dielwart
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4a
4b
4c
Elect Director Fred J. Dyment
Elect Director Gary L. Kott
Elect Director R. Vance Milligan
Elect Director Julio M. Quintana
Elect Director John T. Reynolds
Elect Director Elijio V. Serrano
Elect Director Michael W. Sutherlin
Approve Ernst & Young LLP as Auditors
and Authorize Board to Fix Their
Remuneration
Advisory Vote on Executive
Compensation Approach
Allow Electronic Distribution of
Company Communications
Approve Advance Notice Policy
Amend Articles to Make other Updates
and Changes
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------THE GEO GROUP, INC.
Ticker:
GEO
Meeting Date: MAY 02, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
5
Security ID: 36159R103
Meeting Type: Annual
Proposal
Elect Director Clarence E. Anthony
Elect Director Norman A. Carlson
Elect Director Anne N. Foreman
Elect Director Richard H. Glanton
Elect Director Christopher C. Wheeler
Elect Director George C. Zoley
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Other Business
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
--------------------------------------------------------------------------------
THE GEO GROUP, INC.
Ticker:
GEO
Meeting Date: MAY 02, 2014
Record Date: MAR 10, 2014
#
1
2
Security ID: 36159R103
Meeting Type: Special
Proposal
Increase Authorized Common Stock
Adjourn Meeting
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
-------------------------------------------------------------------------------THE WET SEAL, INC.
Ticker:
WTSL
Meeting Date: MAY 22, 2014
Record Date: MAR 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: 961840105
Meeting Type: Annual
Proposal
Elect Director Lynda J. Davey
Elect Director John D. Goodman
Elect Director Nancy Lublin
Elect Director John S. Mills
Elect Director Kenneth M. Reiss
Elect Director Adam L. Rothstein
Elect Director Deena Varshavskaya
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TOWER INTERNATIONAL, INC.
Ticker:
TOWR
Meeting Date: APR 25, 2014
Record Date: MAR 18, 2014
#
Proposal
Security ID: 891826109
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
2
3
4
Elect Director Frank E. English, Jr.
Elect Director Jonathan Gallen
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TRINITY INDUSTRIES, INC.
Ticker:
TRN
Meeting Date: MAY 05, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Security ID: 896522109
Meeting Type: Annual
Proposal
Elect Director John L. Adams
Elect Director Rhys J. Best
Elect Director David W. Biegler
Elect Director Leldon E. Echols
Elect Director Ronald J. Gafford
Elect Director Adrian Lajous
Elect Director Charles W. Matthews
Elect Director Douglas L. Rock
Elect Director Dunia A. Shive
Elect Director Timothy R. Wallace
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------UIL HOLDINGS CORPORATION
Ticker:
UIL
Meeting Date: MAY 13, 2014
Record Date: MAR 10, 2014
#
1.1
Security ID: 902748102
Meeting Type: Annual
Proposal
Elect Director Thelma R. Albright
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
Elect Director Arnold L. Chase
Elect Director Betsy Henley-Cohn
Elect Director Suedeen G. Kelly
Elect Director John L. Lahey
Elect Director Daniel J. Miglio
Elect Director William F. Murdy
Elect Director William B. Plummer
Elect Director Donald R. Shassian
Elect Director James P. Torgerson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Adopt Majority Voting for Uncontested
Election of Directors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------UMPQUA HOLDINGS CORPORATION
Ticker:
UMPQ
Meeting Date: FEB 25, 2014
Record Date: JAN 15, 2014
#
1
2
3
Security ID: 904214103
Meeting Type: Special
Proposal
Approve Acquisition
Increase Authorized Common Stock
Adjourn Meeting
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------UMPQUA HOLDINGS CORPORATION
Ticker:
UMPQ
Meeting Date: APR 15, 2014
Record Date: FEB 07, 2014
#
1.1
1.2
1.3
Security ID: 904214103
Meeting Type: Annual
Proposal
Elect Director Raymond P. Davis
Elect Director Peggy Y. Fowler
Elect Director Stephen M. Gambee
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Elect Director James S. Greene
Elect Director Luis F. Machuca
Elect Director Laureen E. Seeger
Elect Director Dudley R. Slater
Elect Director Susan F. Stevens
Elect Director Hilliard C. Terry, III
Elect Director Bryan L. Timm
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------UNION FIRST MARKET BANKSHARES CORPORATION
Ticker:
UBSH
Meeting Date: DEC 05, 2013
Record Date: OCT 09, 2013
#
1
2
3
Security ID: 90662P104
Meeting Type: Special
Proposal
Approve Acquisition
Increase Authorized Common Stock
Adjourn Meeting
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------UNION FIRST MARKET BANKSHARES CORPORATION
Ticker:
UBSH
Meeting Date: APR 22, 2014
Record Date: FEB 26, 2014
#
1.1
1.2
1.3
1.4
2.5
2.6
3.7
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 90662P104
Meeting Type: Annual
Beverley E. Dalton
Thomas P. Rohman
Charles W. Steger
Keith L. Wampler
Glen C. Combs
Jan S. Hoover
G. William Beale
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
3.8
3.9
3.10
3.11
3.12
4
5
6
Elect Director Gregory L. Fisher
Elect Director Patrick J. McCann
Elect Director Alan W. Myers
Elect Director Linda V. Schreiner
Director Raymond D. Smoot, Jr.
Change Company Name
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------UNISYS CORPORATION
Ticker:
UIS
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
Security ID: 909214306
Meeting Type: Annual
Proposal
Elect Director Jared L. Cohon
Elect Director J. Edward Coleman
Elect Director Alison Davis
Elect Director Nathaniel A. Davis
Elect Director Denise K. Fletcher
Elect Director Leslie F. Kenne
Elect Director Lee D. Roberts
Elect Director Paul E. Weaver
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------UNITED RENTALS, INC.
Ticker:
URI
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
#
Proposal
Security ID: 911363109
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
2
3
4
5
6
Elect Director Jenne K. Britell
Elect Director Jose B. Alvarez
Elect Director Bobby J. Griffin
Elect Director Michael J. Kneeland
Elect Director Pierre E. Leroy
Elect Director Singleton B. McAllister
Elect Director Brian D. McAuley
Elect Director John S. McKinney
Elect Director James H. Ozanne
Elect Director Jason D. Papastavrou
Elect Director Filippo Passerini
Elect Director Donald C. Roof
Elect Director Keith Wimbush
Approve Executive Incentive Bonus Plan
Amend Omnibus Stock Plan
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------UNITED STATIONERS INC.
Ticker:
USTR
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
2
3
Security ID: 913004107
Meeting Type: Annual
Proposal
Elect Director Jean S. Blackwell
Elect Director P. Cody Phipps
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------US AIRWAYS GROUP, INC.
Ticker:
LCC
Security ID:
90341W108
Meeting Date: JUL 12, 2013
Record Date: MAY 30, 2013
#
1
2
3
4a
4b
5
6
Meeting Type: Annual
Proposal
Approve Merger Agreement
Advisory Vote on Golden Parachutes
Adjourn Meeting
Elect Director Denise M. O'Leary
Elect Director George M. Philip
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------USG CORPORATION
Ticker:
USG
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
1.4
2
3
Security ID: 903293405
Meeting Type: Annual
Proposal
Elect Director Matthew Carter Jr.
Elect Director Gretchen R. Haggerty
Elect Director Richard P. Lavin
Elect Director James S. Metcalf
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------VCA ANTECH, INC.
Ticker:
WOOF
Meeting Date: APR 21, 2014
Record Date: MAR 04, 2014
#
1.1
Security ID: 918194101
Meeting Type: Annual
Proposal
Elect Director John B. Chickering, Jr.
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
2
3
4
Elect Director John Heil
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Change Company Name
For
For
For
For
For
Against
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------WABASH NATIONAL CORPORATION
Ticker:
WNC
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1
2
3
4
5
6
7
8
9
Security ID: 929566107
Meeting Type: Annual
Proposal
Elect Director Richard J. Giromini
Elect Director Martin C. Jischke
Elect Director James D. Kelly
Elect Director John E. Kunz
Elect Director Larry J. Magee
Elect Director Ann D. Murtlow
Elect Director Scott K. Sorensen
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------WESTERN ALLIANCE BANCORPORATION
Ticker:
WAL
Meeting Date: MAY 20, 2014
Record Date: MAR 31, 2014
#
1.1
1.2
1.3
1.4
2
Security ID: 957638109
Meeting Type: Annual
Proposal
Elect Director John P. Sande, III
Elect Director Robert G. Sarver
Elect Director Donald D. Snyder
Elect Director Sung Won Sohn
Change State of Incorporation [from
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
3
4
5
Nevada to Delaware]
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
Management
Management
For
For
Management
-------------------------------------------------------------------------------WILSHIRE BANCORP, INC.
Ticker:
WIBC
Meeting Date: MAY 28, 2014
Record Date: APR 08, 2014
#
1.1
1.2
1.3
2
3
Security ID: 97186T108
Meeting Type: Annual
Proposal
Elect Director Donald Byun
Elect Director Lawrence Jeon
Elect Director Steven Koh
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------WINTRUST FINANCIAL CORPORATION
Ticker:
WTFC
Meeting Date: MAY 22, 2014
Record Date: APR 03, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 97650W108
Meeting Type: Annual
Peter D. Crist
Bruce K. Crowther
Joseph F. Damico
Bert A. Getz, Jr.
H. Patrick Hackett, Jr.
Scott K. Heitmann
Charles H. James, III
Albin F. Moschner
Thomas J. Neis
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
1.10
1.11
1.12
1.13
2
3
Elect Director Christopher J. Perry
Elect Director Ingrid S. Stafford
Elect Director Sheila G. Talton
Elect Director Edward J. Wehmer
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------WORTHINGTON INDUSTRIES, INC.
Ticker:
WOR
Meeting Date: SEP 26, 2013
Record Date: AUG 06, 2013
#
1a
1b
1c
2
3
4
5
6
Security ID: 981811102
Meeting Type: Annual
Proposal
Elect Director Kerrii B. Anderson
Elect Director John P. McConnell
Elect Director Mary Schiavo
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Amend Omnibus Stock Plan
Amend Executive Incentive Bonus Plan
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
Against
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
For
Against
For
For
Management
Management
Management
Management
-------------------------------------------------------------------------------ZALE CORPORATION
Ticker:
ZLC
Meeting Date: DEC 05, 2013
Record Date: OCT 10, 2013
#
1.1
1.2
1.3
1.4
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Neale
Yuval
Terry
David
Security ID: 988858106
Meeting Type: Annual
Attenborough
Braverman
Burman
F. Dyer
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
1.5
1.6
1.7
1.8
1.9
2
3
4
Elect Director Kenneth B. Gilman
Elect Director Theo Killion
Elect Director John B. Lowe, Jr.
Elect Director Joshua Olshansky
Elect Director Beth M. Pritchard
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
For
For
Management
================== VY Fidelity(R) VIP Contrafund(R) Portfolio ==================
VY Fidelity(R) VIP Contrafund(R) Portfolio operates as a "feeder fund" and as
such invests all of its assets in a separate mutual fund, the "master fund."
The master fund in which this Portfolio invests is the VIP Contrafund Portfolio
(Service Class 2 shares), a series of Fidelity Variable Insurance Products Fund
II. The master fund's proxy voting record is disclosed on the master fund's own
Form N-PX, and is filed with the Securities and Exchange Commission
(http://www.sec.gov) on or before August 31 each year under Central Index Key
number 831016, Investment Company Act file number 811-05511.
This Portfolio had no proxy voting activity for proxies solicited by the master
fund during the reporting period.
================== VY Fidelity(R) VIP Equity-Income Portfolio ==================
VY Fidelity(R) VIP Equity-Income Portfolio operates as a "feeder fund" and as
such invests all of its assets in a separate mutual fund, the "master fund."
The master fund in which this Portfolio invests is the VIP Equity-Income
Portfolio (Service Class 2 shares), a series of Fidelity Variable Insurance
Products Fund. The master fund's proxy voting record is disclosed on the master
fund's own Form N-PX, and is filed with the Securities and Exchange Commission
(http://www.sec.gov) on or before August 31 each year under Central Index Key
number 356494, Investment Company Act file number 811-03329.
This Portfolio had no proxy voting activity for proxies solicited by the master
fund during the reporting period.
===================== VY Fidelity(R) VIP Mid Cap Portfolio =====================
VY Fidelity(R) VIP Mid Cap Portfolio operates as a "feeder fund" and as such
invests all of its assets in a separate mutual fund, the "master fund." The
master fund in which this Portfolio invests is the VIP Mid Cap Portfolio
(Service Class 2 shares), a series of Fidelity Variable Insurance Products Fund
III. The master fund's proxy voting record is disclosed on the master fund's own
Form N-PX, and is filed with the Securities and Exchange Commission
(http://www.sec.gov) on or before August 31 each year under Central Index Key
number 927384, Investment Company Act file number 811-07205.
This Portfolio had no proxy voting activity for proxies solicited by the master
fund during the reporting period.
======================== VY Invesco Comstock Portfolio =========================
AFLAC INCORPORATED
Ticker:
AFL
Meeting Date: MAY 05, 2014
Record Date: FEB 26, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 001055102
Meeting Type: Annual
Daniel P. Amos
John Shelby Amos, II
Paul S. Amos, II
W. Paul Bowers
Kriss Cloninger, III
Elizabeth J. Hudson
Douglas W. Johnson
Robert B. Johnson
Charles B. Knapp
Barbara K. Rimer
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
1k
1l
1m
2
3
Elect Director Melvin T. Stith
Elect Director David Gary Thompson
Elect Director Takuro Yoshida
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ALCOA INC.
Ticker:
AA
Meeting Date: MAY 02, 2014
Record Date: FEB 20, 2014
#
1.1
1.2
1.3
1.4
2
3
4
Security ID: 013817101
Meeting Type: Annual
Proposal
Elect Director Klaus Kleinfeld
Elect Director James W. Owens
Elect Director Martin S. Sorrell
Elect Director Ratan N. Tata
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Adopt Share Retention Policy For
Senior Executives
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------AT&T INC.
Ticker:
T
Meeting Date: APR 25, 2014
Record Date: FEB 26, 2014
#
1.1
1.2
1.3
1.4
1.5
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 00206R102
Meeting Type: Annual
Randall L. Stephenson
Reuben V. Anderson
Jaime Chico Pardo
Scott T. Ford
James P. Kelly
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
2
3
4
5
6
7
Elect Director Jon C. Madonna
Elect Director Michael B. McCallister
Elect Director John B. McCoy
Elect Director Beth E. Mooney
Elect Director Joyce M. Roche
Elect Director Matthew K. Rose
Elect Director Cynthia B. Taylor
Elect Director Laura D'Andrea Tyson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Severance
Agreements/Change-in-Control Agreements
Report on Indirect Political
Contributions
Report on Lobbying Payments and Policy
Lower Ownership Threshold for Action
by Written Consent
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
Against
Against
Shareholder
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------AUTODESK, INC.
Ticker:
ADSK
Meeting Date: JAN 14, 2014
Record Date: NOV 15, 2013
#
1
Security ID: 052769106
Meeting Type: Special
Proposal
Amend Omnibus Stock Plan
Mgt Rec
For
Vote Cast
For
Sponsor
Management
-------------------------------------------------------------------------------AUTODESK, INC.
Ticker:
ADSK
Meeting Date: JUN 10, 2014
Record Date: APR 11, 2014
#
1a
Security ID: 052769106
Meeting Type: Annual
Proposal
Elect Director Carl Bass
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
Elect Director Crawford W. Beveridge
Elect Director J. Hallam Dawson
Elect Director Thomas Georgens
Elect Director Per-Kristian Halvorsen
Elect Director Mary T. McDowell
Elect Director Lorrie M. Norrington
Elect Director Betsy Rafael
Elect Director Stacy J. Smith
Elect Director Steven M. West
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------BANK OF AMERICA CORPORATION
Ticker:
BAC
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
2
3
Security ID: 060505104
Meeting Type: Annual
Proposal
Elect Director Sharon L. Allen
Elect Director Susan S. Bies
Elect Director Jack O. Bovender, Jr.
Elect Director Frank P. Bramble, Sr.
Elect Director Pierre J. P. de Weck
Elect Director Arnold W. Donald
Elect Director Charles K. Gifford
Elect Director Charles O. Holliday, Jr.
Elect Director Linda P. Hudson
Elect Director Monica C. Lozano
Elect Director Thomas J. May
Elect Director Brian T. Moynihan
Elect Director Lionel L. Nowell, III
Elect Director Clayton S. Rose
Elect Director R. David Yost
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
4
5
6
7
8
Amend Certificate of Designations for
Series T Preferred Stock
Provide for Cumulative Voting
Adopt Proxy Access Right
Report on Climate Change Financing Risk
Report on Lobbying Payments and Policy
For
For
Management
Against
Against
Against
Against
Against
Against
Against
Against
Shareholder
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------BP PLC
Ticker:
BP.
Meeting Date: APR 10, 2014
Record Date: MAR 28, 2014
#
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Security ID: 055622104
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Remuneration Report
Approve Remuneration Policy
Re-elect Bob Dudley as Director
Re-elect Iain Conn as Director
Re-elect Dr Brian Gilvary as Director
Re-elect Paul Anderson as Director
Re-elect Frank Bowman as Director
Re-elect Antony Burgmans as Director
Re-elect Cynthia Carroll as Director
Re-elect George David as Director
Re-elect Ian Davis as Director
Re-elect Dame Ann Dowling as Director
Re-elect Brendan Nelson as Director
Re-elect Phuthuma Nhleko as Director
Re-elect Andrew Shilston as Director
Re-elect Carl-Henric Svanberg as
Director
Reappoint Ernst & Young LLP as
Auditors and Authorise Their
Remuneration
Approve Executive Directors' Incentive
Plan
Approve Remuneration of Non-Executive
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Abstain
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
21
22
23
24
Directors
Authorise Issue of Equity with
Pre-emptive Rights
Authorise Issue of Equity without
Pre-emptive Rights
Authorise Market Purchase of Ordinary
Shares
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------BRISTOL-MYERS SQUIBB COMPANY
Ticker:
BMY
Meeting Date: MAY 06, 2014
Record Date: MAR 14, 2014
#
1A
1B
1C
1D
1E
1F
1G
1H
1I
1J
1K
2
3
4
Security ID: 110122108
Meeting Type: Annual
Proposal
Elect Director Lamberto Andreotti
Elect Director Lewis B. Campbell
Elect Director James M. Cornelius
Elect Director Laurie H. Glimcher
Elect Director Michael Grobstein
Elect Director Alan J. Lacy
Elect Director Thomas J. Lynch, Jr.
Elect Director Dinesh C. Paliwal
Elect Director Vicki L. Sato
Elect Director Gerald L. Storch
Elect Director Togo D. West, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Adopt Simple Majority Vote
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
None
For
Shareholder
-------------------------------------------------------------------------------CARDINAL HEALTH, INC.
Ticker:
CAH
Security ID:
14149Y108
Meeting Date: NOV 06, 2013
Record Date: SEP 09, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
Meeting Type: Annual
Proposal
Elect Director Colleen F. Arnold
Elect Director George S. Barrett
Elect Director Glenn A. Britt
Elect Director Carrie S. Cox
Elect Director Calvin Darden
Elect Director Bruce L. Downey
Elect Director John F. Finn
Elect Director Patricia A. Hemingway
Hall
Elect Director Clayton M. Jones
Elect Director Gregory B. Kenny
Elect Director David P. King
Elect Director Richard C. Notebaert
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Political Contributions
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------CARNIVAL CORPORATION
Ticker:
CCL
Meeting Date: APR 17, 2014
Record Date: FEB 18, 2014
#
1
2
3
4
Security ID: 143658300
Meeting Type: Annual
Proposal
Reelect Micky Arison As A Director Of
Carnival Corporation and As A Director
Of Carnival Plc.
Reelect Jonathon Band As A Director Of
Carnival Corporation and As A Director
Of Carnival Plc.
Reelect Arnold W. Donald As A Director
Of Carnival Corporation and As A
Director Of Carnival Plc.
Reelect Richard J. Glasier As A
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
5
6
7
8
9
10
11
12
13
14
15
16
17
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
Reelect Debra Kelly-Ennis As A
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
Reelect John Parker As A Director Of
Carnival Corporation and As A Director
Of Carnival Plc.
Reelect Stuart Subotnick As A
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
Reelect Laura Weil As A Director Of
Carnival Corporation and As A Director
Of Carnival Plc.
Reelect Randall J. Weisenburger As A
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
Reappoint The UK Firm Of
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation
Authorize The Audit Committee Of
Carnival Plc To Fix Remuneration Of
The Independent Auditors Of Carnival
Plc
Receive The UK Accounts And Reports Of
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2013
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Remuneration Report of
Executive Directors
Approve Remuneration Policy of
Executive Directors
Authorize Issue of Equity with
Pre-emptive Rights
Authorize Issue of Equity without
Pre-emptive Rights
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
Against
Management
For
Against
Management
For
Against
Management
For
For
Management
For
For
Management
18
19
Authorize Shares for Market Purchase
Approve Omnibus Stock Plan
For
For
For
For
Management
Management
-------------------------------------------------------------------------------CHEVRON CORPORATION
Ticker:
CVX
Meeting Date: MAY 28, 2014
Record Date: APR 02, 2014
#
1a
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1d
1e
1f
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1h
1i
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1k
1l
2
3
4
5
6
7
8
9
10
Security ID: 166764100
Meeting Type: Annual
Proposal
Elect Director Linnet F. Deily
Elect Director Robert E. Denham
Elect Director Alice P. Gast
Elect Director Enrique Hernandez, Jr.
Elect Director Jon M. Huntsman, Jr.
Elect Director George L. Kirkland
Elect Director Charles W. Moorman, IV
Elect Director Kevin W. Sharer
Elect Director John G. Stumpf
Elect Director Ronald D. Sugar
Elect Director Carl Ware
Elect Director John S. Watson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Charitable Contributions
Report on Lobbying Payments and Policy
Report on Management of Hydraulic
Fracturing Risks and Opportunities
Require Independent Board Chairman
Amend Bylaws -- Call Special Meetings
Require Director Nominee with
Environmental Experience
Adopt Guidelines for Country Selection
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Against
Against
Shareholder
Shareholder
Shareholder
Against
Against
Against
Against
Against
Against
Shareholder
Shareholder
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------CISCO SYSTEMS, INC.
Ticker:
CSCO
Meeting Date: NOV 19, 2013
Record Date: SEP 20, 2013
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
4
5
Security ID: 17275R102
Meeting Type: Annual
Proposal
Elect Director Carol A. Bartz
Elect Director Marc Benioff
Elect Director Gregory Q. Brown
Elect Director M. Michele Burns
Elect Director Michael D. Capellas
Elect Director John T. Chambers
Elect Director Brian L. Halla
Elect Director John L. Hennessy
Elect Director Kristina M. Johnson
Elect Director Roderick C. McGeary
Elect Director Arun Sarin
Elect Director Steven M. West
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Approve Proxy Advisor Competition
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------CITIGROUP INC.
Ticker:
C
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 172967424
Meeting Type: Annual
Michael L. Corbat
Duncan P. Hennes
Franz B. Humer
Eugene M. McQuade
Michael E. O'Neill
Gary M. Reiner
Judith Rodin
Robert L. Ryan
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
1i
1j
1k
1l
1m
1n
2
3
4
5
6
7
8
Elect Director Anthony M. Santomero
Elect Director Joan E. Spero
Elect Director Diana L. Taylor
Elect Director William S. Thompson, Jr.
Elect Director James S. Turley
Elect Director Ernesto Zedillo Ponce
de Leon
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Stock Retention/Holding Period
Report on Lobbying Payments and Policy
Amend Director Indemnifications
Provisions
Adopt Proxy Access Right
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
For
Against
Against
Against
For
Against
Against
Against
Management
Shareholder
Shareholder
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------COMCAST CORPORATION
Ticker:
CMCSA
Meeting Date: MAY 21, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
Security ID: 20030N101
Meeting Type: Annual
Proposal
Elect Director Kenneth J. Bacon
Elect Director Sheldon M. Bonovitz
Elect Director Edward D. Breen
Elect Director Joseph J. Collins
Elect Director J. Michael Cook
Elect Director Gerald L. Hassell
Elect Director Jeffrey A. Honickman
Elect Director Eduardo G. Mestre
Elect Director Brian L. Roberts
Elect Director Ralph J. Roberts
Elect Director Johnathan A. Rodgers
Elect Director Judith Rodin
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
4
5
Report on Lobbying Payments and Policy
Pro-rata Vesting of Equity Plans
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------CORNING INCORPORATED
Ticker:
GLW
Meeting Date: APR 29, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
Security ID: 219350105
Meeting Type: Annual
Proposal
Elect Director Stephanie A. Burns
Elect Director John A. Canning, Jr.
Elect Director Richard T. Clark
Elect Director Robert F. Cummings, Jr.
Elect Director James B. Flaws
Elect Director Deborah A. Henretta
Elect Director Kurt M. Landgraf
Elect Director Kevin J. Martin
Elect Director Deborah D. Rieman
Elect Director Hansel E. Tookes, II
Elect Director Wendell P. Weeks
Elect Director Mark S. Wrighton
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Executive Incentive Bonus Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------CVS CAREMARK CORPORATION
Ticker:
CVS
Meeting Date: MAY 08, 2014
Record Date: MAR 13, 2014
#
1.1
1.2
Security ID: 126650100
Meeting Type: Annual
Proposal
Elect Director C. David Brown, II
Elect Director Nancy-Ann M. DeParle
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Elect Director David W. Dorman
Elect Director Anne M. Finucane
Elect Director Larry J. Merlo
Elect Director Jean-Pierre Millon
Elect Director Richard J. Swift
Elect Director William C. Weldon
Elect Director Tony L. White
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------EBAY INC.
Ticker:
EBAY
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
#
1.1
1.2
1.3
1.4
2
3
4
5
6
Security ID: 278642103
Meeting Type: Annual
Proposal
Elect Director Fred D. Anderson
Elect Director Edward W. Barnholt
Elect Director Scott D. Cook
Elect Director John J. Donahoe
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Provide Right to Act by Written Consent
Vote on Company's Spin Off (Withdrawn)
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Against
None
For
For
Against
None
Management
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------EMERSON ELECTRIC CO.
Ticker:
EMR
Meeting Date: FEB 04, 2014
Record Date: NOV 26, 2013
#
Proposal
Security ID: 291011104
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
5
6
Elect Director D. N. Farr
Elect Director H. Green
Elect Director C. A. Peters
Elect Director J. W. Prueher
Elect Director A.A. Busch, III
Elect Director J. S. Turley
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Sustainability
Report on Political Contributions
Report on Lobbying Payments and Policy
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
Against
For
Against
Against
Against
Management
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------EXPRESS SCRIPTS HOLDING COMPANY
Ticker:
ESRX
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
Security ID: 30219G108
Meeting Type: Annual
Proposal
Elect Director Gary G. Benanav
Elect Director Maura C. Breen
Elect Director William J. DeLaney
Elect Director Nicholas J. LaHowchic
Elect Director Thomas P. Mac Mahon
Elect Director Frank Mergenthaler
Elect Director Woodrow A. Myers, Jr.
Elect Director John O. Parker, Jr.
Elect Director George Paz
Elect Director William L. Roper
Elect Director Seymour Sternberg
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------FIFTH THIRD BANCORP
Ticker:
FITB
Meeting Date: APR 15, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
5
Security ID: 316773100
Meeting Type: Annual
Proposal
Elect Director Nicholas K. Akins
Elect Director B. Evan Bayh, III
Elect Director Ulysses L. Bridgeman,
Jr.
Elect Director Emerson L. Brumback
Elect Director James P. Hackett
Elect Director Gary R. Heminger
Elect Director Jewell D. Hoover
Elect Director Kevin T. Kabat
Elect Director Mitchel D. Livingston,
Ph.D.
Elect Director Michael B. McCallister
Elect Director Hendrik G. Meijer
Elect Director Marsha C. Williams
Ratify Auditors
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
One Year
One Year
Management
-------------------------------------------------------------------------------FIRSTENERGY CORP.
Ticker:
FE
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 337932107
Meeting Type: Annual
Paul T. Addison
Anthony J. Alexander
Michael J. Anderson
William T. Cottle
Robert B. Heisler, Jr.
Julia L. Johnson
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
2
3
4
5
6
7
Elect Director Ted J. Kleisner
Elect Director Donald T. Misheff
Elect Director Ernest J. Novak, Jr.
Elect Director Christopher D. Pappas
Elect Director Catherine A. Rein
Elect Director Luis A. Reyes
Elect Director George M. Smart
Elect Director Wes M. Taylor
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Shareholder Approval of
Specific Performance Metrics in Equity
Compensation Plans
Submit SERP to Shareholder Vote
Pro-rata Vesting of Equity Awards
Require a Majority Vote for the
Election of Directors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
Against
Against
Against
For
Against
For
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------GENERAL ELECTRIC COMPANY
Ticker:
GE
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
#
1
2
3
4
5
6
7
8
9
10
11
12
13
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 369604103
Meeting Type: Annual
W. Geoffrey Beattie
John J. Brennan
James I. Cash, Jr.
Francisco D'Souza
Marijn E. Dekkers
Ann M. Fudge
Susan J. Hockfield
Jeffrey R. Immelt
Andrea Jung
Robert W. Lane
Rochelle B. Lazarus
James J. Mulva
James E. Rohr
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
14
15
16
17
18
19
20
21
22
23
24
25
Elect Director Mary L. Schapiro
Elect Director Robert J. Swieringa
Elect Director James S. Tisch
Elect Director Douglas A. Warner, III
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Provide for Cumulative Voting
Stock Retention/Holding Period
Require More Director Nominations Than
Open Seats
Provide Right to Act by Written Consent
Cessation of All Stock Options and
Bonuses
Seek Sale of Company
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
For
Against
Against
Against
For
Against
Against
Against
Management
Shareholder
Shareholder
Shareholder
Against
Against
Against
Against
Shareholder
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------GENERAL MOTORS COMPANY
Ticker:
GM
Meeting Date: JUN 10, 2014
Record Date: APR 11, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
4
Security ID: 37045V100
Meeting Type: Annual
Proposal
Elect Director Joseph J. Ashton
Elect Director Mary T. Barra
Elect Director Erroll B. Davis, Jr.
Elect Director Stephen J. Girsky
Elect Director E. Neville Isdell
Elect Director Kathryn V. Marinello
Elect Director Michael G. Mullen
Elect Director James J. Mulva
Elect Director Patricia F. Russo
Elect Director Thomas M. Schoewe
Elect Director Theodore M. Solso
Elect Director Carol M. Stephenson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
One Year
One Year
Management
5
6
7
8
Approve
Approve
Provide
Require
Executive Incentive Bonus Plan
Omnibus Stock Plan
for Cumulative Voting
Independent Board Chairman
For
For
Against
Against
For
For
Against
Against
Management
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------GLAXOSMITHKLINE PLC
Ticker:
GSK
Meeting Date: MAY 07, 2014
Record Date: MAR 17, 2014
#
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
Security ID: 37733W105
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Remuneration Report
Approve Remuneration Policy
Re-elect Sir Christopher Gent as
Director
Re-elect Sir Andrew Witty as Director
Re-elect Sir Roy Anderson as Director
Re-elect Dr Stephanie Burns as Director
Re-elect Stacey Cartwright as Director
Re-elect Simon Dingemans as Director
Re-elect Lynn Elsenhans as Director
Re-elect Judy Lewent as Director
Re-elect Sir Deryck Maughan as Director
Re-elect Dr Daniel Podolsky as Director
Re-elect Dr Moncef Slaoui as Director
Re-elect Tom de Swaan as Director
Re-elect Jing Ulrich as Director
Re-elect Hans Wijers as Director
Reappoint PricewaterhouseCoopers LLP
as Auditors
Authorise the Audit & Risk Committee
to Fix Remuneration of Auditors
Authorise EU Political Donations and
Expenditure
Authorise Issue of Equity with
Pre-emptive Rights
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
22
23
24
25
Authorise Issue of Equity without
Pre-emptive Rights
Authorise Market Purchase of Ordinary
Shares
Approve the Exemption from Statement
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------HALLIBURTON COMPANY
Ticker:
HAL
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
Security ID: 406216101
Meeting Type: Annual
Proposal
Elect Director Alan M. Bennett
Elect Director James R. Boyd
Elect Director Milton Carroll
Elect Director Nance K. Dicciani
Elect Director Murry S. Gerber
Elect Director Jose C. Grubisich
Elect Director Abdallah S. Jum'ah
Elect Director David J. Lesar
Elect Director Robert A. Malone
Elect Director J. Landis Martin
Elect Director Debra L. Reed
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Human Rights Risk Assessment
Process
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------HEWLETT-PACKARD COMPANY
Ticker:
HPQ
Meeting Date: MAR 19, 2014
Record Date: JAN 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
Security ID: 428236103
Meeting Type: Annual
Proposal
Elect Director Marc L. Andreessen
Elect Director Shumeet Banerji
Elect Director Robert R. Bennett
Elect Director Rajiv L. Gupta
Elect Director Raymond J. Lane
Elect Director Ann M. Livermore
Elect Director Raymond E. Ozzie
Elect Director Gary M. Reiner
Elect Director Patricia F. Russo
Elect Director James A. Skinner
Elect Director Margaret C. Whitman
Elect Director Ralph V. Whitworth
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Establish Board Committee on Human
Rights
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------HONEYWELL INTERNATIONAL INC.
Ticker:
HON
Meeting Date: APR 28, 2014
Record Date: FEB 28, 2014
#
1A
1B
1C
1D
1E
1F
1G
1H
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 438516106
Meeting Type: Annual
Gordon M. Bethune
Kevin Burke
Jaime Chico Pardo
David M. Cote
D. Scott Davis
Linnet F. Deily
Judd Gregg
Clive Hollick
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
1I
1J
1K
1L
2
3
4
5
6
7
Elect Director Grace D. Lieblein
Elect Director George Paz
Elect Director Bradley T. Sheares
Elect Director Robin L. Washington
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Provide Right to Act by Written Consent
Pro-rata Vesting of Equity Awards
Report on Lobbying Payments and Policy
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Against
Against
Against
Against
Shareholder
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------INGERSOLL-RAND PLC
Ticker:
IR
Meeting Date: JUN 05, 2014
Record Date: APR 08, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
4
5
6
Security ID: G47791101
Meeting Type: Annual
Proposal
Elect Director Ann C. Berzin
Elect Director John Bruton
Elect Director Jared L. Cohon
Elect Director Gary D. Forsee
Elect Director Edward E. Hagenlocker
Elect Director Constance J. Horner
Elect Director Michael W. Lamach
Elect Director Theodore E. Martin
Elect Director John P. Surma
Elect Director Richard J. Swift
Elect Director Tony L. White
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Auditors and Authorize Board
to Fix Their Remuneration
Renew Directors' Authority to Issue
Shares
Renew Directors' Authority to Issue
Shares for Cash
Authorize the Price Range at which the
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
Company can Reissue Shares that it
holds as Treasury Shares
-------------------------------------------------------------------------------INTEL CORPORATION
Ticker:
INTC
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
Security ID: 458140100
Meeting Type: Annual
Proposal
Elect Director Charlene Barshefsky
Elect Director Andy D. Bryant
Elect Director Susan L. Decker
Elect Director John J. Donahoe
Elect Director Reed E. Hundt
Elect Director Brian M. Krzanich
Elect Director James D. Plummer
Elect Director David S. Pottruck
Elect Director Frank D. Yeary
Elect Director David B. Yoffie
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------INTERNATIONAL PAPER COMPANY
Ticker:
IP
Meeting Date: MAY 12, 2014
Record Date: MAR 18, 2014
#
1a
1b
1c
1d
1e
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 460146103
Meeting Type: Annual
David J. Bronczek
Ahmet C. Dorduncu
John V. Faraci
Ilene S. Gordon
Jay L. Johnson
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
1f
1g
1h
1i
1j
1k
2
3
4
5
Elect Director Stacey J. Mobley
Elect Director Joan E. Spero
Elect Director John L. Townsend, III
Elect Director John F. Turner
Elect Director William G. Walter
Elect Director J. Steven Whisler
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------JOHNSON CONTROLS, INC.
Ticker:
JCI
Meeting Date: JAN 29, 2014
Record Date: NOV 21, 2013
#
1.1
1.2
1.3
1.4
2
3
Security ID: 478366107
Meeting Type: Annual
Proposal
Elect Director Natalie A. Black
Elect Director Raymond L. Conner
Elect Director William H. Lacy
Elect Director Alex A. Molinaroli
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------JPMORGAN CHASE & CO.
Ticker:
JPM
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
#
1a
1b
Security ID: 46625H100
Meeting Type: Annual
Proposal
Elect Director Linda B. Bammann
Elect Director James A. Bell
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
4
5
6
Elect Director Crandall C. Bowles
Elect Director Stephen B. Burke
Elect Director James S. Crown
Elect Director James Dimon
Elect Director Timothy P. Flynn
Elect Director Laban P. Jackson, Jr.
Elect Director Michael A. Neal
Elect Director Lee R. Raymond
Elect Director William C. Weldon
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Lobbying Payments and Policy
Amend Articles/Bylaws/Charter -- Call
Special Meetings
Provide for Cumulative Voting
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------KOHL'S CORPORATION
Ticker:
KSS
Meeting Date: MAY 15, 2014
Record Date: MAR 12, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
5
Security ID: 500255104
Meeting Type: Annual
Proposal
Elect Director Peter Boneparth
Elect Director Steven A. Burd
Elect Director Dale E. Jones
Elect Director Kevin Mansell
Elect Director John E. Schlifske
Elect Director Frank V. Sica
Elect Director Peter M. Sommerhauser
Elect Director Stephanie A. Streeter
Elect Director Nina G. Vaca
Elect Director Stephen E. Watson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Stock Retention/Holding Period
Report on Data Used to Make
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
-------------------------------------------------------------------------------MERCK & CO., INC.
Ticker:
MRK
Meeting Date: MAY 27, 2014
Record Date: MAR 31, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
4
5
Security ID: 58933Y105
Meeting Type: Annual
Proposal
Elect Director Leslie A. Brun
Elect Director Thomas R. Cech
Elect Director Kenneth C. Frazier
Elect Director Thomas H. Glocer
Elect Director William B. Harrison, Jr.
Elect Director C. Robert Kidder
Elect Director Rochelle B. Lazarus
Elect Director Carlos E. Represas
Elect Director Patricia F. Russo
Elect Director Craig B. Thompson
Elect Director Wendell P. Weeks
Elect Director Peter C. Wendell
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Provide Right to Act by Written Consent
Amend Articles/Bylaws/Charter -- Call
Special Meetings
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------METLIFE, INC.
Ticker:
MET
Meeting Date: APR 22, 2014
Record Date: FEB 28, 2014
#
Proposal
Security ID: 59156R108
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
5
Elect Director Cheryl W. Grise
Elect Director Carlos M. Gutierrez
Elect Director R. Glenn Hubbard
Elect Director Steven A. Kandarian
Elect Director John M. Keane
Elect Director Alfred F. Kelly, Jr.
Elect Director William E. Kennard
Elect Director James M. Kilts
Elect Director Catherine R. Kinney
Elect Director Denise M. Morrison
Elect Director Kenton J. Sicchitano
Elect Director Lulu C. Wang
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Approve Non-Employee Director Omnibus
Stock Plan
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------MICROSOFT CORPORATION
Ticker:
MSFT
Meeting Date: NOV 19, 2013
Record Date: SEP 13, 2013
#
1
2
3
4
5
6
7
8
9
10
11
12
Security ID: 594918104
Meeting Type: Annual
Proposal
Elect Director Steven A. Ballmer
Elect Director Dina Dublon
Elect Director William H. Gates
Elect Director Maria M. Klawe
Elect Director Stephen J. Luczo
Elect Director David F. Marquardt
Elect Director Charles H. Noski
Elect Director Helmut Panke
Elect Director John W. Thompson
Amend Executive Incentive Bonus Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MONDELEZ INTERNATIONAL, INC.
Ticker:
MDLZ
Meeting Date: MAY 21, 2014
Record Date: MAR 14, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
4
5
Security ID: 609207105
Meeting Type: Annual
Proposal
Elect Director Stephen F. Bollenbach
Elect Director Lewis W.K. Booth
Elect Director Lois D. Juliber
Elect Director Mark D. Ketchum
Elect Director Jorge S. Mesquita
Elect Director Nelson Peltz
Elect Director Fredric G. Reynolds
Elect Director Irene B. Rosenfeld
Elect Director Patrick T. Siewert
Elect Director Ruth J. Simmons
Elect Director Ratan N. Tata
Elect Director Jean-Francois M. L. van
Boxmeer
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Assess Environmental Impact of
Non-Recyclable Packaging
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Against
For
For
Against
Management
Management
Shareholder
-------------------------------------------------------------------------------MORGAN STANLEY
Ticker:
MS
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
#
1.1
Security ID: 617446448
Meeting Type: Annual
Proposal
Elect Director Erskine B. Bowles
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
2
3
4
Elect Director Howard J. Davies
Elect Director Thomas H. Glocer
Elect Director James P. Gorman
Elect Director Robert H. Herz
Elect Director C. Robert Kidder
Elect Director Klaus Kleinfeld
Elect Director Donald T. Nicolaisen
Elect Director Hutham S. Olayan
Elect Director James W. Owens
Elect Director O. Griffith Sexton
Elect Director Ryosuke Tamakoshi
Elect Director Masaaki Tanaka
Elect Director Laura D. Tyson
Elect Director Rayford Wilkins, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Lobbying Payments and Policy
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------MURPHY OIL CORPORATION
Ticker:
MUR
Meeting Date: MAY 14, 2014
Record Date: MAR 10, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
Security ID: 626717102
Meeting Type: Annual
Proposal
Elect Director Frank W. Blue
Elect Director T. Jay Collins
Elect Director Steven A. Cosse
Elect Director Claiborne P. Deming
Elect Director Roger W. Jenkins
Elect Director James V. Kelley
Elect Director Walentin Mirosh
Elect Director R. Madison Murphy
Elect Director Jeffrey W. Nolan
Elect Director Neal E. Schmale
Elect Director Caroline G. Theus
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
3
Ratify Auditors
For
For
Management
-------------------------------------------------------------------------------NEWELL RUBBERMAID INC.
Ticker:
NWL
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
Security ID: 651229106
Meeting Type: Annual
Proposal
Elect Director Kevin C. Conroy
Elect Director Scott S. Cowen
Elect Director Michael T. Cowhig
Elect Director Cynthia A. Montgomery
Elect Director Jose Ignacio
Perez-Lizaur
Elect Director Michael B. Polk
Elect Director Michael A. Todman
Elect Director Raymond G. Viault
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------NOBLE CORPORATION
Ticker:
NE
Meeting Date: OCT 11, 2013
Record Date: SEP 23, 2013
#
1
Security ID: H5833N103
Meeting Type: Special
Proposal
Change Jurisdiction of Incorporation
Mgt Rec
For
Vote Cast
For
Sponsor
Management
-------------------------------------------------------------------------------NOBLE CORPORATION PLC
Ticker:
NE
Meeting Date: JUN 10, 2014
Record Date: APR 25, 2014
#
1
2
3
4
5
6
7
8
9
10
11
Security ID: G65431101
Meeting Type: Annual
Proposal
Elect Director Scott D. Josey
Elect Director Jon A. Marshall
Elect Director Mary P. Ricciardello
Ratify PricewaterhouseCoopers LLP as
Independent Registered Public
Accounting Firm
Ratify PricewaterhouseCoopers LLP as
Statutory Auditor
Authorize Audit Committee to Fix
Remuneration of Statutory Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote to Ratify Directors'
Compensation Report
Approve Remuneration Policy
Approve Dividends
Declassify the Board of Directors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------NOVARTIS AG
Ticker:
NOVN
Meeting Date: FEB 25, 2014
Record Date:
#
1
2
3
4.1
Security ID: H5820Q150
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Discharge of Board and Senior
Management
Approve Allocation of Income and
Dividends of CHF 2.45 per Share
Approve Remuneration of Directors in
the Amount of CHF 8.0 Million
(Non-Binding)
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
Against
Management
For
For
Management
For
Against
Management
4.2
5.1
5.2
5.3
5.4
5.5
5.6
5.7
5.8
5.9
5.10
5.11
6.1
6.2
6.3
6.4
7
8
Approve Remuneration of Executive
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
Reelect Joerg Reinhardt as Director
and Chairman of the Board of Directors
Reelect Dimitri Azar as Director
Reelect Verena Briner as Director
Reelect Srikant Datar as Director
Reelect Ann Fudge as Director
Reelect Pierre Landolt as Director
Reelect Ulrich Lehner as Director
Reelect Andreas von Planta as Director
Reelect Charles Sawyers as Director
Reelect Enrico Vanni as Director
Reelect William Winters as Director
Elect Srikant Datar as Member of the
Compensation Committee
Elect Ann Fudge as Member of the
Compensation Committee
Elect Ulrich Lehner as Member of the
Compensation Committee
Elect Enrico Vanni as Member of the
Compensation Committee
Ratify PricewaterhouseCoopers AG as
Auditors
Designate Peter Andreas Zahn as
Independent Proxy
For
For
Management
For
For
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Against
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
Against
Management
For
Against
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------OCCIDENTAL PETROLEUM CORPORATION
Ticker:
OXY
Meeting Date: MAY 02, 2014
Record Date: MAR 13, 2014
#
1.1
1.2
1.3
Security ID: 674599105
Meeting Type: Annual
Proposal
Elect Director Spencer Abraham
Elect Director Howard I. Atkins
Elect Director Eugene L. Batchelder
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
5
6
7
8
9
10
Elect Director Stephen I. Chazen
Elect Director Edward P. Djerejian
Elect Director John E. Feick
Elect Director Margaret M. Foran
Elect Director Carlos M. Gutierrez
Elect Director William R. Klesse
Elect Director Avedick B. Poladian
Elect Director Elisse B. Walter
Remove Age Restriction for Directors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Provide Right to Act by Written Consent
Separate the Roles of the Chairman of
the Board and the Chief Executive
Officer
Ratify Auditors
Stock Retention/Holding Period
Review and Assess Membership of
Lobbying Organizations
Report on Management of Hydraulic
Fracturing Risks and Opportunities
Report on Methane Emissions Management
and Reduction Targets
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------PFIZER INC.
Ticker:
PFE
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 717081103
Meeting Type: Annual
Dennis A. Ausiello
W. Don Cornwell
Frances D. Fergusson
Helen H. Hobbs
Constance J. Horner
James M. Kilts
George A. Lorch
Shantanu Narayen
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
1.9
1.10
1.11
1.12
2
3
4
5
6
7
Elect Director Suzanne Nora Johnson
Elect Director Ian C. Read
Elect Director Stephen W. Sanger
Elect Director Marc Tessier-Lavigne
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Require Shareholder Vote to Approve
Political Contributions Policy
Review and Assess Membership of
Lobbying Organizations
Provide Right to Act by Written Consent
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------PG&E CORPORATION
Ticker:
PCG
Meeting Date: MAY 12, 2014
Record Date: MAR 13, 2014
#
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2
3
4
Security ID: 69331C108
Meeting Type: Annual
Proposal
Elect Director Lewis Chew
Elect Director Anthony F. Earley, Jr.
Elect Director Fred J. Fowler
Elect Director Maryellen C. Herringer
Elect Director Richard C. Kelly
Elect Director Roger H. Kimmel
Elect Director Richard A. Meserve
Elect Director Forrest E. Miller
Elect Director Rosendo G. Parra
Elect Director Barbara L. Rambo
Elect Director Barry Lawson Williams
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker:
PPL
Meeting Date: MAY 21, 2014
Record Date: FEB 28, 2014
#
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1.6
1.7
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1.9
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1.12
2
3
4
5
Security ID: 69351T106
Meeting Type: Annual
Proposal
Elect Director Frederick M. Bernthal
Elect Director John W. Conway
Elect Director Philip G. Cox
Elect Director Steven G. Elliott
Elect Director Louise K. Goeser
Elect Director Stuart E. Graham
Elect Director Stuart Heydt
Elect Director Raja Rajamannar
Elect Director Craig A. Rogerson
Elect Director William H. Spence
Elect Director Natica von Althann
Elect Director Keith H. Williamson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Political Contributions
Amend Bylaws -- Call Special Meetings
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
For
Against
For
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------QEP RESOURCES, INC.
Ticker:
QEP
Meeting Date: MAY 13, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
2
3
Security ID: 74733V100
Meeting Type: Annual
Proposal
Elect Director Robert F. Heinemann
Elect Director Robert E. McKee, III
Elect Director David A. Trice
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
4
Declassify the Board of Directors
For
For
Shareholder
-------------------------------------------------------------------------------ROYAL DUTCH SHELL PLC
Ticker:
RDSA
Meeting Date: MAY 20, 2014
Record Date: APR 10, 2014
#
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2
3
4
5
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7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
Security ID: 780259206
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Remuneration Policy
Approve Remuneration Report
Elect Euleen Goh as Director
Elect Patricia Woertz as Director
Elect Ben van Beurden as Director
Re-elect Guy Elliott as Director
Re-elect Simon Henry as Director
Re-elect Charles Holliday as Director
Re-elect Gerard Kleisterlee as Director
Re-elect Jorma Ollila as Director
Re-elect Sir Nigel Sheinwald as
Director
Re-elect Linda Stuntz as Director
Re-elect Hans Wijers as Director
Re-elect Gerrit Zalm as Director
Reappoint PricewaterhouseCoopers LLP
as Auditors
Authorise Board to Fix Remuneration of
Auditors
Authorise Issue of Equity with
Pre-emptive Rights
Authorise Issue of Equity without
Pre-emptive Rights
Authorise Market Purchase of Ordinary
Shares
Approve Long Term Incentive Plan
Approve Deferred Bonus Plan
Approve Restricted Share Plan
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
Management
Management
Management
24
Approve EU Political Donations and
Expenditure
For
For
Management
-------------------------------------------------------------------------------SANOFI
Ticker:
SAN
Meeting Date: MAY 05, 2014
Record Date: MAR 27, 2014
#
1
2
3
4
5
6
7
8
9
10
11
12
Security ID: 80105N105
Meeting Type: Annual
Proposal
Approve Financial Statements and
Statutory Reports
Approve Consolidated Financial
Statements and Statutory Reports
Approve Allocation of Income and
Dividends of EUR 2.80 per Share
Approve Auditors' Special Report on
Related-Party Transactions
Reelect Christopher Viehbacher as
Director
Reelect Robert Castaigne as Director
Reelect Christian Mulliez as Director
Elect Patrick Kron as Director
Advisory Vote on Compensation of Serge
Weinberg, Chairman
Advisory Vote on Compensation of
Christopher Viehbacher, CEO
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Authorize Filing of Required
Documents/Other Formalities
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------STATE STREET CORPORATION
Ticker:
STT
Meeting Date: MAY 14, 2014
Security ID: 857477103
Meeting Type: Annual
Record Date:
#
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2
3
MAR 07, 2014
Proposal
Elect Director Jose E. Almeida
Elect Director Kennett F. Burnes
Elect Director Peter Coym
Elect Director Patrick de Saint-Aignan
Elect Director Amelia C. Fawcett
Elect Director Linda A. Hill
Elect Director Joseph L. Hooley
Elect Director Robert S. Kaplan
Elect Director Richard P. Sergel
Elect Director Ronald L. Skates
Elect Director Gregory L. Summe
Elect Director Thomas J. Wilson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------SUNCOR ENERGY INC
Ticker:
SU
Meeting Date: APR 29, 2014
Record Date: MAR 03, 2014
#
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1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 867224107
Meeting Type: Annual
Mel E. Benson
Dominic D'Alessandro
W. Douglas Ford
John D. Gass
Paul Haseldonckx
John R. Huff
Jacques Lamarre
Maureen McCaw
Michael W. O'Brien
James W. Simpson
Eira M. Thomas
Steven W. Williams
Michael M. Wilson
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
Approve PricewaterhouseCoopers LLP as
Auditors and Authorize Board to Fix
Their Remuneration
Advisory Vote on Executive
Compensation Approach
For
For
Management
For
For
Management
-------------------------------------------------------------------------------TARGET CORPORATION
Ticker:
TGT
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
#
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6
Security ID: 87612E106
Meeting Type: Annual
Proposal
Elect Director Roxanne S. Austin
Elect Director Douglas M. Baker, Jr.
Elect Director Calvin Darden
Elect Director Henrique De Castro
Elect Director James A. Johnson
Elect Director Mary E. Minnick
Elect Director Anne M. Mulcahy
Elect Director Derica W. Rice
Elect Director Kenneth L. Salazar
Elect Director John G. Stumpf
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Eliminate Perquisites
Require Independent Board Chairman
Cease Discrimination in Hiring, Vendor
Contracts, or Customer Relations
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Against
Against
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------TEXTRON INC.
Ticker:
TXT
Meeting Date: APR 23, 2014
Record Date: FEB 28, 2014
Security ID: 883203101
Meeting Type: Annual
#
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1.4
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1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
Proposal
Elect Director Scott C. Donnelly
Elect Director Kathleen M. Bader
Elect Director R. Kerry Clark
Elect Director James T. Conway
Elect Director Ivor J. Evans
Elect Director Lawrence K. Fish
Elect Director Paul E. Gagne
Elect Director Dain M. Hancock
Elect Director Lord Powell
Elect Director Lloyd G. Trotter
Elect Director James L. Ziemer
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Provide Right to Act by Written Consent
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------THE ALLSTATE CORPORATION
Ticker:
ALL
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
#
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2
Security ID: 020002101
Meeting Type: Annual
Proposal
Elect Director F. Duane Ackerman
Elect Director Robert D. Beyer
Elect Director Kermit R. Crawford
Elect Director Jack M. Greenberg
Elect Director Herbert L. Henkel
Elect Director Siddharth N. (Bobby)
Mehta
Elect Director Andrea Redmond
Elect Director John W. Rowe
Elect Director Judith A. Sprieser
Elect Director Mary Alice Taylor
Elect Director Thomas J. Wilson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
3
4
5
6
7
Approve Executive Incentive Bonus Plan
Ratify Auditors
Stock Retention/Holding Period
Report on Lobbying Payments and Policy
Report on Political Contributions
For
For
Against
Against
Against
For
For
Against
Against
Against
Management
Management
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------THE BANK OF NEW YORK MELLON CORPORATION
Ticker:
BK
Meeting Date: APR 08, 2014
Record Date: FEB 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
2
3
4
5
Security ID: 064058100
Meeting Type: Annual
Proposal
Elect Director Ruth E. Bruch
Elect Director Nicholas M. Donofrio
Elect Director Jeffrey A. Goldstein
Elect Director Gerald L. Hassell
Elect Director Edmund F. 'Ted' Kelly
Elect Director Richard J. Kogan
Elect Director Michael J. Kowalski
Elect Director John A. Luke, Jr.
Elect Director Mark A. Nordenberg
Elect Director Catherine A. Rein
Elect Director William C. Richardson
Elect Director Samuel C. Scott, III
Elect Director Wesley W. von Schack
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Amend Omnibus Stock Plan
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
For
For
Against
Management
Management
Shareholder
-------------------------------------------------------------------------------THE GOLDMAN SACHS GROUP, INC.
Ticker:
GS
Meeting Date: MAY 16, 2014
Security ID: 38141G104
Meeting Type: Annual
Record Date:
#
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2
3
4
MAR 17, 2014
Proposal
Elect Director Lloyd C. Blankfein
Elect Director M. Michele Burns
Elect Director Gary D. Cohn
Elect Director Claes Dahlback
Elect Director William W. George
Elect Director James A. Johnson
Elect Director Lakshmi N. Mittal
Elect Director Adebayo O. Ogunlesi
Elect Director Peter Oppenheimer
Elect Director James J. Schiro
Elect Director Debora L. Spar
Elect Director Mark E. Tucker
Elect Director David A. Viniar
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Adopt Proxy Access Right
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker:
PNC
Meeting Date: APR 22, 2014
Record Date: JAN 31, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 693475105
Meeting Type: Annual
Richard O. Berndt
Charles E. Bunch
Paul W. Chellgren
William S. Demchak
Andrew T. Feldstein
Kay Coles James
Richard B. Kelson
Anthony A. Massaro
Jane G. Pepper
Donald J. Shepard
Lorene K. Steffes
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
1.12
1.13
1.14
1.15
2
3
4
Elect Director Dennis F. Strigl
Elect Director Thomas J. Usher
Elect Director George H. Walls, Jr.
Elect Director Helge H. Wehmeier
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Climate Change Financing Risk
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------THE PROCTER & GAMBLE COMPANY
Ticker:
PG
Meeting Date: OCT 08, 2013
Record Date: AUG 09, 2013
#
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3
4
5
Security ID: 742718109
Meeting Type: Annual
Proposal
Elect Director Angela F. Braly
Elect Director Kenneth I. Chenault
Elect Director Scott D. Cook
Elect Director Susan Desmond-Hellmann
Elect Director A.G. Lafley
Elect Director Terry J. Lundgren
Elect Director W. James McNerney, Jr.
Elect Director Margaret C. Whitman
Elect Director Mary Agnes Wilderotter
Elect Director Patricia A. Woertz
Elect Director Ernesto Zedillo
Ratify Auditors
Reduce Supermajority Vote Requirement
Approve Non-Employee Director Omnibus
Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------THE TRAVELERS COMPANIES, INC.
Ticker:
TRV
Meeting Date: MAY 27, 2014
Record Date: MAR 31, 2014
#
1a
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1f
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2
3
4
5
Security ID: 89417E109
Meeting Type: Annual
Proposal
Elect Director Alan L. Beller
Elect Director John H. Dasburg
Elect Director Janet M. Dolan
Elect Director Kenneth M. Duberstein
Elect Director Jay S. Fishman
Elect Director Patricia L. Higgins
Elect Director Thomas R. Hodgson
Elect Director William J. Kane
Elect Director Cleve L. Killingsworth,
Jr.
Elect Director Philip T. (Pete)
Ruegger, III
Elect Director Donald J. Shepard
Elect Director Laurie J. Thomsen
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Report on Political Contributions
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------TIME WARNER CABLE INC.
Ticker:
TWC
Meeting Date: JUN 05, 2014
Record Date: APR 11, 2014
#
1a
1b
1c
1d
1e
1f
1g
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 88732J207
Meeting Type: Annual
Carole Black
Glenn A. Britt
Thomas H. Castro
David C. Chang
James E. Copeland, Jr.
Peter R. Haje
Donna A. James
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
1h
1i
1j
1k
1l
1m
2
3
4
5
Elect Director Don Logan
Elect Director Robert D. Marcus
Elect Director N.J. Nicholas, Jr.
Elect Director Wayne H. Pace
Elect Director Edward D. Shirley
Elect Director John E. Sununu
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Lobbying Payments and Policy
Pro-rata Vesting of Equity Awards
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------TIME WARNER INC.
Ticker:
TWX
Meeting Date: JUN 13, 2014
Record Date: APR 14, 2014
#
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1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
Security ID: 887317303
Meeting Type: Annual
Proposal
Elect Director James L. Barksdale
Elect Director William P. Barr
Elect Director Jeffrey L. Bewkes
Elect Director Stephen F. Bollenbach
Elect Director Robert C. Clark
Elect Director Mathias Dopfner
Elect Director Jessica P. Einhorn
Elect Director Carlos M. Gutierrez
Elect Director Fred Hassan
Elect Director Kenneth J. Novack
Elect Director Paul D. Wachter
Elect Director Deborah C. Wright
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
--------------------------------------------------------------------------------
TWENTY-FIRST CENTURY FOX, INC.
Ticker:
FOX
Meeting Date: OCT 18, 2013
Record Date: AUG 21, 2013
#
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2
3
4
5
6
7
Security ID: 90130A200
Meeting Type: Annual
Proposal
Elect Director K. Rupert Murdoch
Elect Director Delphine Arnault
Elect Director James W. Breyer
Elect Director Chase Carey
Elect Director David F. DeVoe
Elect Director Viet Dinh
Elect Director Roderick I. Eddington
Elect Director James R. Murdoch
Elect Director Lachlan K. Murdoch
Elect Director Jacques Nasser
Elect Director Robert S. Silberman
Elect Director Alvaro Uribe
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Require Independent Board Chairman
Approve Recapitalization Plan for all
Stock to Have One-vote per Share
Please vote FOR if Stock is Owned of
Record or Beneficially by a U.S.
Stockholder, Or vote AGAINST if Such
Stock is Owned of Record or
Beneficially by a Non-U.S. Stockholder
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
Against
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
For
For
For
Management
Shareholder
Shareholder
None
For
Management
-------------------------------------------------------------------------------TWENTY-FIRST CENTURY FOX, INC.
Ticker:
FOX
Meeting Date: MAR 21, 2014
Record Date: JAN 23, 2014
#
Proposal
Security ID: 90130A200
Meeting Type: Special
Mgt Rec
Vote Cast
Sponsor
1
2
Approve Delisting of Shares from Stock
Exchange
Please vote FOR if Stock is Owned of
Record or Beneficially by a U.S.
Stockholder, Or vote AGAINST if Such
Stock is Owned of Record or
Beneficially by a Non-U.S. Stockholder
For
Against
Management
None
For
Management
-------------------------------------------------------------------------------TYSON FOODS, INC.
Ticker:
TSN
Meeting Date: JAN 31, 2014
Record Date: DEC 02, 2013
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Security ID: 902494103
Meeting Type: Annual
Proposal
Mgt Rec
Elect Director John Tyson
For
Elect Director Kathleen M. Bader
For
Elect Director Gaurdie E. Banister, Jr. For
Elect Director Jim Kever
For
Elect Director Kevin M. McNamara
For
Elect Director Brad T. Sauer
For
Elect Director Robert Thurber
For
Elect Director Barbara A. Tyson
For
Elect Director Albert C. Zapanta
For
Advisory Vote to Ratify Named
For
Executive Officers' Compensation
Ratify Auditors
For
Report on the Risks Associated with
Against
Use of Gestation Crates in Supply
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Management
Shareholder
-------------------------------------------------------------------------------U.S. BANCORP
Ticker:
USB
Meeting Date: APR 15, 2014
Record Date: FEB 18, 2014
Security ID: 902973304
Meeting Type: Annual
#
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Proposal
Elect Director Douglas M. Baker, Jr.
Elect Director Y. Marc Belton
Elect Director Victoria Buyniski
Gluckman
Elect Director Arthur D. Collins, Jr.
Elect Director Richard K. Davis
Elect Director Roland A. Hernandez
Elect Director Doreen Woo Ho
Elect Director Joel W. Johnson
Elect Director Olivia F. Kirtley
Elect Director Jerry W. Levin
Elect Director David B. O'Maley
Elect Director O'dell M. Owens
Elect Director Craig D. Schnuck
Elect Director Patrick T. Stokes
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------UNILEVER NV
Ticker:
UNA
Meeting Date: MAY 14, 2014
Record Date: APR 16, 2014
#
1
2
3
4
5
6
Security ID: 904784709
Meeting Type: Annual
Proposal
Receive Report of Management Board
(Non-Voting)
Discuss Remuneration Report Containing
Remuneration Policy for Management
Board Members
Approve Remuneration Policy
Approve Financial Statements and
Allocation of Income
Approve Discharge of Executive Board
Members
Approve Discharge of Non-Executive
Mgt Rec
None
Vote Cast
None
Sponsor
Management
None
None
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
Board Members
Reelect P.G.J.M. Polman as an
Executive Director
Relect R.J-M.S. Huet as an Executive
Director
Reelect L.M. Cha as a Non-Executive
Director
Reelect L.O. Fresco as a Non-Executive
Director
Reelect A.M. Fudge as a Non-Executive
Director
Reelect B.E. Grote as a Non-Executive
Director
Reelect M.Ma as a Non-Executive
Director
Reelect H. Nyasulu as a Non-Executive
Director
Reelect M. Rifkind as a Non-Executive
Director
Reelect J. Rishton as a Non-Executive
Director
Reelect K.J. Storm as a Non-Executive
Director
Reelect M. Treschow as a Non-Executive
Director
Reelect P.S. Walsh as a Non-Executive
Director
Elect F Sijbesma as a Non-Executive
Director
Ratify KPMG as Auditors
Grant Board Authority to Issue Shares
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Approve Cancellation of Repurchased
Shares
Allow Questions and Close Meeting
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
None
None
Management
-------------------------------------------------------------------------------UNITEDHEALTH GROUP INCORPORATED
Ticker:
UNH
Meeting Date: JUN 02, 2014
Record Date: APR 04, 2014
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3
4
5
Security ID: 91324P102
Meeting Type: Annual
Proposal
Elect Director William C. Ballard, Jr.
Elect Director Edson Bueno
Elect Director Richard T. Burke
Elect Directo Robert J. Darretta
Elect Director Stephen J. Hemsley
Elect Director Michele J. Hooper
Elect Director Rodger A. Lawson
Elect Director Douglas W. Leatherdale
Elect Director Glenn M. Renwick
Elect Director Kenneth I. Shine
Elect Director Gail R. Wilensky
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Provide for Cumulative Voting
Report on Lobbying Payments and Policy
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------VERIZON COMMUNICATIONS INC.
Ticker:
VZ
Meeting Date: JAN 28, 2014
Record Date: DEC 09, 2013
#
1
2
3
Security ID: 92343V104
Meeting Type: Special
Proposal
Issue Shares in Connection with
Acquisition
Increase Authorized Common Stock
Adjourn Meeting
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------VERIZON COMMUNICATIONS INC.
Ticker:
VZ
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
#
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1.11
2
3
4
5
6
7
8
9
10
Security ID: 92343V104
Meeting Type: Annual
Proposal
Elect Director Shellye L. Archambeau
Elect Director Richard L. Carrion
Elect Director Melanie L. Healey
Elect Director M. Frances Keeth
Elect Director Robert W. Lane
Elect Director Lowell C. McAdam
Elect Director Donald T. Nicolaisen
Elect Director Clarence Otis, Jr.
Elect Director Rodney E. Slater
Elect Director Kathryn A. Tesija
Elect Director Gregory D. Wasson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Provide Proxy Access Right
Report on Net Neutrality
Report on Lobbying Payments and Policy
Submit Severance Agreement
(Change-in-Control) to Shareholder Vote
Amend Articles/Bylaws/Charter -- Call
Special Meetings
Provide Right to Act by Written Consent
Approve Proxy Voting Authority
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
Against
For
Against
Against
Against
Management
Shareholder
Shareholder
Shareholder
Against
Against
Shareholder
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------VIVENDI
Ticker:
VIV
Meeting Date: JUN 24, 2014
Record Date: JUN 18, 2014
Security ID: F97982106
Meeting Type: Annual/Special
#
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Proposal
Approve Financial Statements and
Statutory Reports
Approve Consolidated Financial
Statements and Statutory Reports
Approve Auditors' Special Report on
Related-Party Transactions
Approve Treatment of Losses and
Dividends of EUR 1.00 per Share
Advisory Vote on Compensation of
Jean-Francois Dubos, Chairman of the
Management Board
Advisory Vote on Compensation of
Philippe Capron, Member of the
Management Board up to Dec. 31, 2013
Reelect Aliza Jabes as Supervisory
Board Member
Reelect Daniel Camus as Supervisory
Board Member
Elect Katie Jacobs Stanton as
Supervisory Board Member
Elect Virginie Morgon as Supervisory
Board Member
Elect Philippe Benacin as Supervisory
Board Member
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Authorize Decrease in Share Capital
via Cancellation of Repurchased Shares
Authorize up to 1 Percent of Issued
Capital for Use in Restricted Stock
Plans
Authorize Capital Issuances for Use in
Employee Stock Purchase Plans
Approve Stock Purchase Plan Reserved
for International Employees
Amend Article 8 of Bylaws Re:
Appointment of Employee Representatives
Authorize Filing of Required
Documents/Other Formalities
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------VODAFONE GROUP PLC
Ticker:
VOD
Meeting Date: JUL 23, 2013
Record Date: JUN 03, 2013
#
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2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
Security ID: 92857W209
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Re-elect Gerard Kleisterlee as Director
Re-elect Vittorio Colao as Director
Re-elect Andy Halford as Director
Re-elect Stephen Pusey as Director
Re-elect Renee James as Director
Re-elect Alan Jebson as Director
Re-elect Samuel Jonah as Director
Elect Omid Kordestani as Director
Re-elect Nick Land as Director
Re-elect Anne Lauvergeon as Director
Re-elect Luc Vandevelde as Director
Re-elect Anthony Watson as Director
Re-elect Philip Yea as Director
Approve Final Dividend
Approve Remuneration Report
Reappoint Deloitte LLP as Auditors
Authorise the Audit and Risk Committee
to Fix Remuneration of Auditors
Authorise Issue of Equity with
Pre-emptive Rights
Authorise Issue of Equity without
Pre-emptive Rights
Authorise Market Purchase of Ordinary
Shares
Authorise EU Political Donations and
Expenditure
Authorise the Company to Call EGM with
Two Weeks' Notice
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker:
VOD
Meeting Date: JAN 28, 2014
Record Date: DEC 12, 2013
#
1
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2
3
4
Security ID: 92857W209
Meeting Type: Special
Proposal
Approve Scheme of Arrangement
Approve Disposal of All of the Shares
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
Approve Matters Relating to the Return
of Value to Shareholders
Authorise Market Purchase of Ordinary
Shares
Authorise Board to Ratify and Execute
Approved Resolutions
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------WEATHERFORD INTERNATIONAL LTD.
Ticker:
WFT
Meeting Date: JUN 16, 2014
Record Date: MAY 19, 2014
#
1
2
3
Security ID: H27013103
Meeting Type: Special
Proposal
Change State of Incorporation [from
Switzerland to Ireland]
Approve Creation of Distributable
Profits
Additional and/or Counter-proposals
Presented at the Meeting
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------WELLPOINT, INC.
Ticker:
WLP
Meeting Date: MAY 14, 2014
Record Date: MAR 14, 2014
#
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2
3
4
Security ID: 94973V107
Meeting Type: Annual
Proposal
Elect Director R. Kerry Clark
Elect Director Robert L. Dixon, Jr.
Elect Director Lewis Hay, III
Elect Director William J. Ryan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Prohibit Political Spending
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------WELLS FARGO & COMPANY
Ticker:
WFC
Meeting Date: APR 29, 2014
Record Date: MAR 04, 2014
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Security ID: 949746101
Meeting Type: Annual
Proposal
Elect Director John D. Baker, II
Elect Director Elaine L. Chao
Elect Director John S. Chen
Elect Director Lloyd H. Dean
Elect Director Susan E. Engel
Elect Director Enrique Hernandez, Jr.
Elect Director Donald M. James
Elect Director Cynthia H. Milligan
Elect Director Federico F. Pena
Elect Director James H. Quigley
Elect Director Judith M. Runstad
Elect Director Stephen W. Sanger
Elect Director John G. Stumpf
Elect Director Susan G. Swenson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
5
Review Fair Housing and Fair Lending
Compliance
Against
Against
Shareholder
-------------------------------------------------------------------------------YAHOO! INC.
Ticker:
YHOO
Meeting Date: JUN 25, 2014
Record Date: APR 28, 2014
#
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1.9
2
3
4
5
6
7
8
Security ID: 984332106
Meeting Type: Annual
Proposal
Elect Director David Filo
Elect Director Susan M. James
Elect Director Max R. Levchin
Elect Director Marissa A. Mayer
Elect Director Thomas J. McInerney
Elect Director Charles R. Schwab
Elect Director H. Lee Scott, Jr.
Elect Director Jane E. Shaw
Elect Director Maynard G. Webb, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Provide Right to Call Special Meeting
Establish Board Committee on Human
Rights
Report on Lobbying Payments and Policy
Report on Political Contributions
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
Against
For
For
For
Against
Management
Management
Management
Shareholder
Against
Against
Against
Against
Shareholder
Shareholder
==================== VY Invesco Equity and Income Portfolio ====================
ABERCROMBIE & FITCH CO.
Ticker:
ANF
Meeting Date: JUN 19, 2014
Security ID: 002896207
Meeting Type: Annual
Record Date:
#
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3
4
5
6
APR 30, 2014
Proposal
Elect Director James B. Bachmann
Elect Director Bonnie R. Brooks
Elect Director Terry L. Burman
Elect Director Sarah M. Gallagher
Elect Director Michael E. Greenlees
Elect Director Archie M. Griffin
Elect Director Michael S. Jeffries
Elect Director Arthur C. Martinez
Elect Director Diane L. Neal
Elect Director Charles R. Perrin
Elect Director Stephanie M. Shern
Elect Director Craig R. Stapleton
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Pro-rata Vesting of Equity Awards
Performance-Based Equity Awards
Adopt Proxy Access Right
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
Against
For
Against
Against
Against
Management
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------ADOBE SYSTEMS INCORPORATED
Ticker:
ADBE
Meeting Date: APR 10, 2014
Record Date: FEB 14, 2014
#
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Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 00724F101
Meeting Type: Annual
Amy L. Banse
Kelly J. Barlow
Edward W. Barnholt
Robert K. Burgess
Frank A. Calderoni
Michael R. Cannon
James E. Daley
Laura B. Desmond
Charles M. Geschke
Shantanu Narayen
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
1k
1l
1m
2
3
4
Elect Director Daniel L. Rosensweig
Elect Director Robert Sedgewick
Elect Director John E. Warnock
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ALLEGION PLC
Ticker:
ALLE
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
#
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1d
1e
1f
2
3
4
Security ID: G0176J109
Meeting Type: Annual
Proposal
Elect Director Michael J. Chesser
Elect Director Carla Cico
Elect Director Kirk S. Hachigian
Elect Director David D. Petratis
Elect Director Dean I. Schaffer
Elect Director Martin E. Welch, III
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
One Year
For
One Year
For
Management
Management
-------------------------------------------------------------------------------AMDOCS LIMITED
Ticker:
DOX
Meeting Date: JAN 30, 2014
Record Date: DEC 02, 2013
#
1.1
1.2
1.3
Security ID: G02602103
Meeting Type: Annual
Proposal
Elect Robert A. Minicucci as a Director
Elect Adrian Gardner as a Director
Elect John T. McLennan as a Director
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
5
6
Elect Simon Olswang as a Director
Elect Zohar Zisapel as a Director
Elect Julian A. Brodsky as a Director
Elect Eli Gelman as a Director
Elect James S. Kahan as a Director
Elect Richard T.C. LeFave as a Director
Elect Giora Yaron as a Director
Approve Dividends
Amend Articles Re: Termination of
Shareholder Approval for Declaration
of Dividends
Approve Authorized Share Capital and
Authorize Board to Issue Shares
Accept Financial Statements and
Statutory Reports
Approve Ernst & Young LLP as Auditors
and Authorize Board to Fix Their
Remuneration
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Against
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------AMGEN INC.
Ticker:
AMGN
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
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1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
Security ID: 031162100
Meeting Type: Annual
Proposal
Elect Director David Baltimore
Elect Director Frank J. Biondi, Jr.
Elect Director Robert A. Bradway
Elect Director Francois de Carbonnel
Elect Director Vance D. Coffman
Elect Director Robert A. Eckert
Elect Director Greg C. Garland
Elect Director Rebecca M. Henderson
Elect Director Frank C. Herringer
Elect Director Tyler Jacks
Elect Director Judith C. Pelham
Elect Director Ronald D. Sugar
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
3
4
Advisory Vote to Ratify Named
Executive Officers' Compensation
Provide Vote Counting to Exclude
Abstentions
For
For
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------ANADARKO PETROLEUM CORPORATION
Ticker:
APC
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
#
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3
4
5
Security ID: 032511107
Meeting Type: Annual
Proposal
Elect Director Anthony R. Chase
Elect Director Kevin P. Chilton
Elect Director H. Paulett Eberhart
Elect Director Peter J. Fluor
Elect Director Richard L. George
Elect Director Charles W. Goodyear
Elect Director John R. Gordon
Elect Director Eric D. Mullins
Elect Director R. A. Walker
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Political Contributions
Report on Financial Risks of Climate
Change
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------AON PLC
Ticker:
AON
Meeting Date: JUN 24, 2014
Record Date: APR 25, 2014
#
1.1
Security ID: G0408V102
Meeting Type: Annual
Proposal
Elect Director Lester B. Knight
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
5
6
7
8
9
10
Elect Director Gregory C. Case
Elect Director Fulvio Conti
Elect Director Cheryl A. Francis
Elect Director Edgar D. Jannotta
Elect Director James W. Leng
Elect Director J. Michael Losh
Elect Director Robert S. Morrison
Elect Director Richard B. Myers
Elect Director Richard C. Notebaert
Elect Director Gloria Santona
Elect Director Carolyn Y. Woo
Accept Financial Statements and
Statutory Reports
Ratify Ernst and Young LLP as Aon's
Auditors
Ratify Ernst and Young LLP as Aon's U.
K. Statutory Auditor
Authorize Board to Fix Remuneration of
Internal Statutory Auditor
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Remuneration Policy
Advisory Vote to Ratify Directors'
Remuneration Report
Amend Omnibus Stock Plan
Authorize Share Repurchase Program
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Against
For
Management
Management
-------------------------------------------------------------------------------APACHE CORPORATION
Ticker:
APA
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1
2
3
4
5
Security ID: 037411105
Meeting Type: Annual
Proposal
Elect Director G. Steven Farris
Elect Director A.D. Frazier, Jr.
Elect Director Amy H. Nelson
Ratify Auditors
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
6
Executive Officers' Compensation
Declassify the Board of Directors
For
For
Management
-------------------------------------------------------------------------------APPLIED MATERIALS, INC.
Ticker:
AMAT
Meeting Date: MAR 04, 2014
Record Date: JAN 08, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
4
Security ID: 038222105
Meeting Type: Annual
Proposal
Elect Director Aart J. de Geus
Elect Director Gary E. Dickerson
Elect Director Stephen R. Forrest
Elect Director Thomas J. Iannotti
Elect Director Susan M. James
Elect Director Alexander A. Karsner
Elect Director Gerhard H. Parker
Elect Director Dennis D. Powell
Elect Director Willem P. Roelandts
Elect Director James E. Rogers
Elect Director Michael R. Splinter
Elect Director Robert H. Swan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Amend Bylaws -- Call Special Meetings
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
For
Management
Shareholder
-------------------------------------------------------------------------------APPLIED MATERIALS, INC.
Ticker:
AMAT
Meeting Date: JUN 23, 2014
Record Date: MAY 09, 2014
#
1
2
Security ID: 038222105
Meeting Type: Special
Proposal
Approve Merger Agreement
Advisory Vote on Golden Parachutes
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
3
Adjourn Meeting
For
For
Management
-------------------------------------------------------------------------------ARCHER-DANIELS-MIDLAND COMPANY
Ticker:
ADM
Meeting Date: MAY 01, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
Security ID: 039483102
Meeting Type: Annual
Proposal
Elect Director Alan L. Boeckmann
Elect Director Mollie Hale Carter
Elect Director Terrell K. Crews
Elect Director Pierre Dufour
Elect Director Donald E. Felsinger
Elect Director Antonio Maciel Neto
Elect Director Patrick J. Moore
Elect Director Thomas F. O'Neill
Elect Director Francisco Sanchez
Elect Director Daniel Shih
Elect Director Kelvin R. Westbrook
Elect Director Patricia A. Woertz
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------AVON PRODUCTS, INC.
Ticker:
AVP
Meeting Date: MAY 06, 2014
Record Date: MAR 18, 2014
#
1.1
1.2
1.3
Security ID: 054303102
Meeting Type: Annual
Proposal
Elect Director Douglas R. Conant
Elect Director W. Don Cornwell
Elect Director V. Ann Hailey
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
5
Elect Director Nancy Killefer
Elect Director Maria Elena Lagomasino
Elect Director Sara Mathew
Elect Director Sheri McCoy
Elect Director Charles H. Noski
Elect Director Gary M. Rodkin
Elect Director Paula Stern
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Pro-rata Vesting of Equity Awards
Report on Safer Substitutes for
Product Ingredients
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------BAKER HUGHES INCORPORATED
Ticker:
BHI
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
5
Security ID: 057224107
Meeting Type: Annual
Proposal
Mgt Rec
Elect Director Larry D. Brady
For
Elect Director Clarence P. Cazalot, Jr. For
Elect Director Martin S. Craighead
For
Elect Director Lynn L. Elsenhans
For
Elect Director Anthony G. Fernandes
For
Elect Director Claire W. Gargalli
For
Elect Director Pierre H. Jungels
For
Elect Director James A. Lash
For
Elect Director J. Larry Nichols
For
Elect Director James W. Stewart
For
Elect Director Charles L. Watson
For
Advisory Vote to Ratify Named
For
Executive Officers' Compensation
Ratify Auditors
For
Amend Omnibus Stock Plan
For
Amend Omnibus Stock Plan
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------BANK OF AMERICA CORPORATION
Ticker:
BAC
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
2
3
4
5
6
7
8
Security ID: 060505104
Meeting Type: Annual
Proposal
Elect Director Sharon L. Allen
Elect Director Susan S. Bies
Elect Director Jack O. Bovender, Jr.
Elect Director Frank P. Bramble, Sr.
Elect Director Pierre J. P. de Weck
Elect Director Arnold W. Donald
Elect Director Charles K. Gifford
Elect Director Charles O. Holliday, Jr.
Elect Director Linda P. Hudson
Elect Director Monica C. Lozano
Elect Director Thomas J. May
Elect Director Brian T. Moynihan
Elect Director Lionel L. Nowell, III
Elect Director Clayton S. Rose
Elect Director R. David Yost
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Amend Certificate of Designations for
Series T Preferred Stock
Provide for Cumulative Voting
Adopt Proxy Access Right
Report on Climate Change Financing Risk
Report on Lobbying Payments and Policy
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
Against
Against
Against
Against
Against
Against
Against
Against
Shareholder
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------BB&T CORPORATION
Ticker:
BBT
Meeting Date: APR 29, 2014
Record Date: FEB 19, 2014
Security ID: 054937107
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
1.16
1.17
1.18
2
3
4
5
6
Proposal
Elect Director Jennifer S. Banner
Elect Director K. David Boyer, Jr.
Elect Director Anna R. Cablik
Elect Director Ronald E. Deal
Elect Director James A. Faulkner
Elect Director I. Patricia Henry
Elect Director John P. Howe, III
Elect Director Erick C. Kendrick
Elect Director Kelly S. King
Elect Director Louis B. Lynn
Elect Director Edward C. Milligan
Elect Director Charles A. Patton
Elect Director Nido R. Qubein
Elect Director Tollie W. Rich, Jr.
Elect Director Thomas E. Skains
Elect Director Thomas N. Thompson
Elect Director Edwin H. Welch
Elect Director Stephen T. Williams
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Adopt Majority Voting for Uncontested
Election of Directors
Report on Political Contributions and
Lobbying Expenditures
Claw-back of Payments under
Restatements
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
Against
Against
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------BRISTOL-MYERS SQUIBB COMPANY
Ticker:
BMY
Meeting Date: MAY 06, 2014
Record Date: MAR 14, 2014
#
1A
1B
Security ID: 110122108
Meeting Type: Annual
Proposal
Elect Director Lamberto Andreotti
Elect Director Lewis B. Campbell
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1C
1D
1E
1F
1G
1H
1I
1J
1K
2
3
4
Elect Director James M. Cornelius
Elect Director Laurie H. Glimcher
Elect Director Michael Grobstein
Elect Director Alan J. Lacy
Elect Director Thomas J. Lynch, Jr.
Elect Director Dinesh C. Paliwal
Elect Director Vicki L. Sato
Elect Director Gerald L. Storch
Elect Director Togo D. West, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Adopt Simple Majority Vote
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
None
For
Shareholder
-------------------------------------------------------------------------------BROADCOM CORPORATION
Ticker:
BRCM
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 111320107
Meeting Type: Annual
Proposal
Mgt Rec
Elect Director Robert J. Finocchio, Jr. For
Elect Director Nancy H. Handel
For
Elect Director Eddy W. Hartenstein
For
Elect Director Maria M. Klawe
For
Elect Director John E. Major
For
Elect Director Scott A. McGregor
For
Elect Director William T. Morrow
For
Elect Director Henry Samueli
For
Elect Director Robert E. Switz
For
Advisory Vote to Ratify Named
For
Executive Officers' Compensation
Ratify Auditors
For
Vote Cast
For
For
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Management
-------------------------------------------------------------------------------CANADIAN NATURAL RESOURCES LIMITED
Ticker:
CNQ
Meeting Date: MAY 08, 2014
Record Date: MAR 19, 2014
#
1
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
Security ID: 136385101
Meeting Type: Annual
Proposal
Elect Catherine M. Best, N. Murray
Edwards, Timothy W. Faithfull, Gary A.
Filmon, Christopher L. Fong, Gordon D.
Giffin, Wilfred A. Gobert, Steve W.
Laut, Keith A. J. MacPhail, Frank J.
McKenna, Eldon R. Smith, and David A.
Tuer as Directors
Elect Director Catherine M. Best
Elect Director N. Murray Edwards
Elect Director Timothy W. Faithfull
Elect Director Gary A. Filmon
Elect Director Christopher L. Fong
Elect Director Gordon D. Giffin
Elect Director Wilfred A. Gobert
Elect Director Steve W. Laut
Elect Director Keith A. J. MacPhail
Elect Director Frank J. McKenna
Elect Director Eldon R. Smith
Elect Director David A. Tuer
Approve PricewaterhouseCoopers LLP as
Auditors and Authorize Board to Fix
Their Remuneration
Advisory Vote on Executive
Compensation Approach
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CARNIVAL CORPORATION
Ticker:
CCL
Meeting Date: APR 17, 2014
Record Date: FEB 18, 2014
#
1
Security ID: 143658300
Meeting Type: Annual
Proposal
Reelect Micky Arison As A Director Of
Carnival Corporation and As A Director
Mgt Rec
For
Vote Cast
For
Sponsor
Management
2
3
4
5
6
7
8
9
10
11
12
13
Of Carnival Plc.
Reelect Jonathon Band As A Director Of
Carnival Corporation and As A Director
Of Carnival Plc.
Reelect Arnold W. Donald As A Director
Of Carnival Corporation and As A
Director Of Carnival Plc.
Reelect Richard J. Glasier As A
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
Reelect Debra Kelly-Ennis As A
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
Reelect John Parker As A Director Of
Carnival Corporation and As A Director
Of Carnival Plc.
Reelect Stuart Subotnick As A
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
Reelect Laura Weil As A Director Of
Carnival Corporation and As A Director
Of Carnival Plc.
Reelect Randall J. Weisenburger As A
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
Reappoint The UK Firm Of
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation
Authorize The Audit Committee Of
Carnival Plc To Fix Remuneration Of
The Independent Auditors Of Carnival
Plc
Receive The UK Accounts And Reports Of
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2013
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
Against
Management
14
15
16
17
18
19
Approve Remuneration Report of
Executive Directors
Approve Remuneration Policy of
Executive Directors
Authorize Issue of Equity with
Pre-emptive Rights
Authorize Issue of Equity without
Pre-emptive Rights
Authorize Shares for Market Purchase
Approve Omnibus Stock Plan
For
Against
Management
For
Against
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------CATERPILLAR INC.
Ticker:
CAT
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
5
6
7
8
Security ID: 149123101
Meeting Type: Annual
Proposal
Elect Director David L. Calhoun
Elect Director Daniel M. Dickinson
Elect Director Juan Gallardo
Elect Director Jesse J. Greene, Jr.
Elect Director Jon M. Huntsman, Jr.
Elect Director Peter A. Magowan
Elect Director Dennis A. Muilenburg
Elect Director Douglas R. Oberhelman
Elect Director William A. Osborn
Elect Director Edward B. Rust, Jr.
Elect Director Susan C. Schwab
Elect Director Miles D. White
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Approve Executive Incentive Bonus Plan
Review and Amend Human Rights Policies
Report on Controls to Ensure no Sales
to Sudan
Provide for Cumulative Voting
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
Against
For
For
Against
Against
Management
Management
Shareholder
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------CIGNA CORPORATION
Ticker:
CI
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
#
1.1
1.2
1.3
2
3
Security ID: 125509109
Meeting Type: Annual
Proposal
Elect Director Eric J. Foss
Elect Director Roman Martinez IV
Elect Director William D. Zollars
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CITIGROUP INC.
Ticker:
C
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
1n
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 172967424
Meeting Type: Annual
Mgt Rec
Michael L. Corbat
For
Duncan P. Hennes
For
Franz B. Humer
For
Eugene M. McQuade
For
Michael E. O'Neill
For
Gary M. Reiner
For
Judith Rodin
For
Robert L. Ryan
For
Anthony M. Santomero
For
Joan E. Spero
For
Diana L. Taylor
For
William S. Thompson, Jr. For
James S. Turley
For
Ernesto Zedillo Ponce
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
4
5
6
7
8
de Leon
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Stock Retention/Holding Period
Report on Lobbying Payments and Policy
Amend Director Indemnifications
Provisions
Adopt Proxy Access Right
For
For
For
For
Management
Management
For
Against
Against
Against
For
Against
Against
Against
Management
Shareholder
Shareholder
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------CME GROUP INC.
Ticker:
CME
Meeting Date: MAY 21, 2014
Record Date: MAR 26, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
1n
1o
1p
1q
1r
2
3
Security ID: 12572Q105
Meeting Type: Annual
Proposal
Elect Director Terrence A. Duffy
Elect Director Phupinder S. Gill
Elect Director Timothy S. Bitsberger
Elect Director Charles P. Carey
Elect Director Dennis H. Chookaszian
Elect Director Martin J. Gepsman
Elect Director Larry G. Gerdes
Elect Director Daniel R. Glickman
Elect Director J. Dennis Hastert
Elect Director Leo Melamed
Elect Director William P. Miller, II
Elect Director James E. Oliff
Elect Director Edemir Pinto
Elect Director Alex J. Pollock
Elect Director John F. Sandner
Elect Director Terry L. Savage
Elect Director William R. Shepard
Elect Director Dennis A. Suskind
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
4
5
6
Amend Non-Employee Director Omnibus
Stock Plan
Amend Executive Incentive Bonus Plan
Amend Certificate of Incorporation
Reducing the Number of Class B
Directors from Six to Three
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------COMCAST CORPORATION
Ticker:
CMCSA
Meeting Date: MAY 21, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
5
Security ID: 20030N101
Meeting Type: Annual
Proposal
Elect Director Kenneth J. Bacon
Elect Director Sheldon M. Bonovitz
Elect Director Edward D. Breen
Elect Director Joseph J. Collins
Elect Director J. Michael Cook
Elect Director Gerald L. Hassell
Elect Director Jeffrey A. Honickman
Elect Director Eduardo G. Mestre
Elect Director Brian L. Roberts
Elect Director Ralph J. Roberts
Elect Director Johnathan A. Rodgers
Elect Director Judith Rodin
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Lobbying Payments and Policy
Pro-rata Vesting of Equity Plans
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------COMERICA INCORPORATED
Ticker:
CMA
Meeting Date: APR 22, 2014
Security ID: 200340107
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
FEB 21, 2014
Proposal
Elect Director Ralph W. Babb, Jr.
Elect Director Roger A. Cregg
Elect Director T. Kevin DeNicola
Elect Director Jacqueline P. Kane
Elect Director Richard G. Lindner
Elect Director Alfred A. Piergallini
Elect Director Robert S. Taubman
Elect Director Reginald M. Turner, Jr.
Elect Director Nina G. Vaca
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CORNING INCORPORATED
Ticker:
GLW
Meeting Date: APR 29, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
Security ID: 219350105
Meeting Type: Annual
Proposal
Elect Director Stephanie A. Burns
Elect Director John A. Canning, Jr.
Elect Director Richard T. Clark
Elect Director Robert F. Cummings, Jr.
Elect Director James B. Flaws
Elect Director Deborah A. Henretta
Elect Director Kurt M. Landgraf
Elect Director Kevin J. Martin
Elect Director Deborah D. Rieman
Elect Director Hansel E. Tookes, II
Elect Director Wendell P. Weeks
Elect Director Mark S. Wrighton
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Executive Incentive Bonus Plan
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------CSX CORPORATION
Ticker:
CSX
Meeting Date: MAY 07, 2014
Record Date: MAR 07, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
2
3
4
Security ID: 126408103
Meeting Type: Annual
Proposal
Elect Director Donna M. Alvarado
Elect Director John B. Breaux
Elect Director Pamela L. Carter
Elect Director Steven T. Halverson
Elect Director Edward J. Kelly, III
Elect Director Gilbert H. Lamphere
Elect Director John D. McPherson
Elect Director Timothy T. O'Toole
Elect Director David M. Ratcliffe
Elect Director Donald J. Shepard
Elect Director Michael J. Ward
Elect Director J.C. Watts, Jr.
Elect Director J. Steven Whisler
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Provide Right to Act by Written Consent
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------EBAY INC.
Ticker:
EBAY
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
#
1.1
1.2
1.3
Security ID: 278642103
Meeting Type: Annual
Proposal
Elect Director Fred D. Anderson
Elect Director Edward W. Barnholt
Elect Director Scott D. Cook
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1.4
2
3
4
5
6
Elect Director John J. Donahoe
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Provide Right to Act by Written Consent
Vote on Company's Spin Off (Withdrawn)
For
For
For
For
Management
Management
For
For
Against
None
For
For
Against
None
Management
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------EDISON INTERNATIONAL
Ticker:
EIX
Meeting Date: APR 24, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
Security ID: 281020107
Meeting Type: Annual
Proposal
Elect Director Jagjeet S. Bindra
Elect Director Vanessa C.L. Chang
Elect Director France A. Cordova RESIGNED
Elect Director Theodore F. Craver, Jr.
Elect Director Bradford M. Freeman
Elect Director Luis G. Nogales
Elect Director Richard T. Schlosberg,
III
Elect Director Linda G. Stuntz
Elect Director Thomas C. Sutton
Elect Director Ellen O. Tauscher
Elect Director Peter J. Taylor
Elect Director Brett White
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Mgt Rec
For
For
None
Vote Cast
For
For
None
Sponsor
Management
Management
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------ELI LILLY AND COMPANY
Ticker:
LLY
Meeting Date: MAY 05, 2014
Record Date: FEB 28, 2014
#
1a
1b
1c
1d
1e
2
3
Security ID: 532457108
Meeting Type: Annual
Proposal
Elect Director Michael L. Eskew
Elect Director Karen N. Horn
Elect Director William G. Kaelin, Jr.
Elect Director John C. Lechleiter
Elect Director Marschall S. Runge
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------FIFTH THIRD BANCORP
Ticker:
FITB
Meeting Date: APR 15, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
Security ID: 316773100
Meeting Type: Annual
Proposal
Elect Director Nicholas K. Akins
Elect Director B. Evan Bayh, III
Elect Director Ulysses L. Bridgeman,
Jr.
Elect Director Emerson L. Brumback
Elect Director James P. Hackett
Elect Director Gary R. Heminger
Elect Director Jewell D. Hoover
Elect Director Kevin T. Kabat
Elect Director Mitchel D. Livingston,
Ph.D.
Elect Director Michael B. McCallister
Elect Director Hendrik G. Meijer
Elect Director Marsha C. Williams
Ratify Auditors
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
5
Advisory Vote on Say on Pay Frequency
One Year
One Year
Management
-------------------------------------------------------------------------------FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker:
FCX
Meeting Date: JUN 17, 2014
Record Date: APR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
1.16
2
3
4
5
Security ID: 35671D857
Meeting Type: Annual
Proposal
Elect Director Richard C. Adkerson
Elect Director Robert J. Allison, Jr.
Elect Director Alan R. Buckwalter, III
Elect Director Robert A. Day
Elect Director James C. Flores
Elect Director Gerald J. Ford
Elect Director Thomas A. Fry, III
Elect Director H. Devon Graham, Jr.
Elect Director Lydia H. Kennard
Elect Director Charles C. Krulak
Elect Director Bobby Lee Lackey
Elect Director Jon C. Madonna
Elect Director Dustan E. McCoy
Elect Director James R. Moffett
Elect Director Stephen H. Siegele
Elect Director Frances Fragos Townsend
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Approve Executive Incentive Bonus Plan
Require Director Nominee with
Environmental Experience
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
For
For
Against
Management
Management
Shareholder
-------------------------------------------------------------------------------GENERAL DYNAMICS CORPORATION
Ticker:
GD
Meeting Date: MAY 07, 2014
Security ID: 369550108
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
5
MAR 06, 2014
Proposal
Elect Director Mary T. Barra
Elect Director Nicholas D. Chabraja
Elect Director James S. Crown
Elect Director William P. Fricks
Elect Director Paul G. Kaminski
Elect Director John M. Keane
Elect Director Lester L. Lyles
Elect Director James N. Mattis
Elect Director Phebe N. Novakovic
Elect Director William A. Osborn
Elect Director Laura J. Schumacher
Elect Director Robert Walmsley
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Report on Lobbying Payments and Policy
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------GENERAL ELECTRIC COMPANY
Ticker:
GE
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
#
1
2
3
4
5
6
7
8
9
10
11
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 369604103
Meeting Type: Annual
W. Geoffrey Beattie
John J. Brennan
James I. Cash, Jr.
Francisco D'Souza
Marijn E. Dekkers
Ann M. Fudge
Susan J. Hockfield
Jeffrey R. Immelt
Andrea Jung
Robert W. Lane
Rochelle B. Lazarus
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
12
13
14
15
16
17
18
19
20
21
22
23
24
25
Elect Director James J. Mulva
Elect Director James E. Rohr
Elect Director Mary L. Schapiro
Elect Director Robert J. Swieringa
Elect Director James S. Tisch
Elect Director Douglas A. Warner, III
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Provide for Cumulative Voting
Stock Retention/Holding Period
Require More Director Nominations Than
Open Seats
Provide Right to Act by Written Consent
Cessation of All Stock Options and
Bonuses
Seek Sale of Company
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
Against
For
Against
Against
Against
Management
Shareholder
Shareholder
Shareholder
Against
Against
Against
Against
Shareholder
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------GENERAL MOTORS COMPANY
Ticker:
GM
Meeting Date: JUN 10, 2014
Record Date: APR 11, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
Security ID: 37045V100
Meeting Type: Annual
Proposal
Elect Director Joseph J. Ashton
Elect Director Mary T. Barra
Elect Director Erroll B. Davis, Jr.
Elect Director Stephen J. Girsky
Elect Director E. Neville Isdell
Elect Director Kathryn V. Marinello
Elect Director Michael G. Mullen
Elect Director James J. Mulva
Elect Director Patricia F. Russo
Elect Director Thomas M. Schoewe
Elect Director Theodore M. Solso
Elect Director Carol M. Stephenson
Ratify Auditors
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
4
5
6
7
8
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Approve Executive Incentive Bonus Plan
Approve Omnibus Stock Plan
Provide for Cumulative Voting
Require Independent Board Chairman
One Year
For
For
Against
Against
One Year
For
For
Against
Against
Management
Management
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------HALLIBURTON COMPANY
Ticker:
HAL
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
Security ID: 406216101
Meeting Type: Annual
Proposal
Elect Director Alan M. Bennett
Elect Director James R. Boyd
Elect Director Milton Carroll
Elect Director Nance K. Dicciani
Elect Director Murry S. Gerber
Elect Director Jose C. Grubisich
Elect Director Abdallah S. Jum'ah
Elect Director David J. Lesar
Elect Director Robert A. Malone
Elect Director J. Landis Martin
Elect Director Debra L. Reed
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Human Rights Risk Assessment
Process
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------INGERSOLL-RAND PLC
Ticker:
IR
Meeting Date: JUN 05, 2014
Record Date: APR 08, 2014
Security ID: G47791101
Meeting Type: Annual
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
4
5
6
Proposal
Elect Director Ann C. Berzin
Elect Director John Bruton
Elect Director Jared L. Cohon
Elect Director Gary D. Forsee
Elect Director Edward E. Hagenlocker
Elect Director Constance J. Horner
Elect Director Michael W. Lamach
Elect Director Theodore E. Martin
Elect Director John P. Surma
Elect Director Richard J. Swift
Elect Director Tony L. White
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Auditors and Authorize Board
to Fix Their Remuneration
Renew Directors' Authority to Issue
Shares
Renew Directors' Authority to Issue
Shares for Cash
Authorize the Price Range at which the
Company can Reissue Shares that it
holds as Treasury Shares
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------JPMORGAN CHASE & CO.
Ticker:
JPM
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
#
1a
1b
1c
1d
1e
1f
1g
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 46625H100
Meeting Type: Annual
Linda B. Bammann
James A. Bell
Crandall C. Bowles
Stephen B. Burke
James S. Crown
James Dimon
Timothy P. Flynn
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
1h
1i
1j
1k
2
3
4
5
6
Elect Director Laban P. Jackson, Jr.
Elect Director Michael A. Neal
Elect Director Lee R. Raymond
Elect Director William C. Weldon
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Lobbying Payments and Policy
Amend Articles/Bylaws/Charter -- Call
Special Meetings
Provide for Cumulative Voting
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------KONINKLIJKE KPN NV
Ticker:
KPN
Meeting Date: APR 09, 2014
Record Date: MAR 12, 2014
#
1
2
3
4
5
6
7
8
9
10
11
12
13
Security ID: N4297B146
Meeting Type: Annual
Proposal
Open Meeting
Receive Report of Management Board
(Non-Voting)
Discuss Remuneration Report
Adopt Financial Statements
Receive Explanation on Company's
Reserves and Dividend Policy
Approve Discharge of Management Board
Approve Discharge of Supervisory Board
Ratify PricewaterhouseCoopers as
Auditors for Fiscal Year 2014
Ratify Ernst & Young as Auditors for
Fiscal Year 2015
Opportunity to Make Recommendations
Elect C. Zuiderwijk to Supervisory
Board
Elect D.W. Sickinghe to Supervisory
Board
Composition of Supervisory Board in
2015
Mgt Rec
None
None
Vote Cast
None
None
Sponsor
Management
Management
None
For
None
None
For
None
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
For
For
Management
None
For
None
For
Management
Management
For
For
Management
None
None
Management
14
15
16
17
18
19
20
Announce Intention to Reappoint E.
Blok to Management Board
Amend Long-Term Incentive Plan
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Approve Cancellation of Repurchased
Shares
Grant Board Authority to Issue Shares
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
Authorize Board to Exclude Preemptive
Rights from Issuance under Item 18
Close Meeting
None
None
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
For
For
Management
None
None
Management
-------------------------------------------------------------------------------MARSH & MCLENNAN COMPANIES, INC.
Ticker:
MMC
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
Security ID: 571748102
Meeting Type: Annual
Proposal
Elect Director Oscar Fanjul
Elect Director Daniel S. Glaser
Elect Director H. Edward Hanway
Elect Director Lord Lang
Elect Director Elaine La Roche
Elect Director Steven A. Mills
Elect Director Bruce P. Nolop
Elect Director Marc D. Oken
Elect Director Morton O. Schapiro
Elect Director Adele Simmons
Elect Director Lloyd M. Yates
Elect Director R. David Yost
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MEDTRONIC, INC.
Ticker:
MDT
Meeting Date: AUG 22, 2013
Record Date: JUL 01, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
5
6
7
8
9
Security ID: 585055106
Meeting Type: Annual
Proposal
Elect Director Richard H. Anderson
Elect Director Scott C. Donnelly
Elect Director Victor J. Dzau
Elect Director Omar Ishrak
Elect Director Shirley Ann Jackson
Elect Director Michael O. Leavitt
Elect Director James T. Lenehan
Elect Director Denise M. O'Leary
Elect Director Kendall J. Powell
Elect Director Robert C. Pozen
Elect Director Preetha Reddy
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Adopt Majority Voting for Uncontested
Election of Directors
Reduce Supermajority Vote Requirement
for Establishing Range For Board Size
Reduce Supermajority Vote Requirement
for Removal of Directors
Reduce Supermajority Vote Requirement
for Amendment of Articles
Rescind Fair Price Provision
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------MERCK & CO., INC.
Ticker:
MRK
Meeting Date: MAY 27, 2014
Security ID: 58933Y105
Meeting Type: Annual
Record Date:
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
4
5
MAR 31, 2014
Proposal
Elect Director Leslie A. Brun
Elect Director Thomas R. Cech
Elect Director Kenneth C. Frazier
Elect Director Thomas H. Glocer
Elect Director William B. Harrison, Jr.
Elect Director C. Robert Kidder
Elect Director Rochelle B. Lazarus
Elect Director Carlos E. Represas
Elect Director Patricia F. Russo
Elect Director Craig B. Thompson
Elect Director Wendell P. Weeks
Elect Director Peter C. Wendell
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Provide Right to Act by Written Consent
Amend Articles/Bylaws/Charter -- Call
Special Meetings
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------MICROSOFT CORPORATION
Ticker:
MSFT
Meeting Date: NOV 19, 2013
Record Date: SEP 13, 2013
#
1
2
3
4
5
6
7
8
9
10
Security ID: 594918104
Meeting Type: Annual
Proposal
Elect Director Steven A. Ballmer
Elect Director Dina Dublon
Elect Director William H. Gates
Elect Director Maria M. Klawe
Elect Director Stephen J. Luczo
Elect Director David F. Marquardt
Elect Director Charles H. Noski
Elect Director Helmut Panke
Elect Director John W. Thompson
Amend Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
11
12
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
Management
For
For
Management
-------------------------------------------------------------------------------MONDELEZ INTERNATIONAL, INC.
Ticker:
MDLZ
Meeting Date: MAY 21, 2014
Record Date: MAR 14, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
4
5
Security ID: 609207105
Meeting Type: Annual
Proposal
Elect Director Stephen F. Bollenbach
Elect Director Lewis W.K. Booth
Elect Director Lois D. Juliber
Elect Director Mark D. Ketchum
Elect Director Jorge S. Mesquita
Elect Director Nelson Peltz
Elect Director Fredric G. Reynolds
Elect Director Irene B. Rosenfeld
Elect Director Patrick T. Siewert
Elect Director Ruth J. Simmons
Elect Director Ratan N. Tata
Elect Director Jean-Francois M. L. van
Boxmeer
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Assess Environmental Impact of
Non-Recyclable Packaging
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Against
For
For
Against
Management
Management
Shareholder
-------------------------------------------------------------------------------MORGAN STANLEY
Ticker:
MS
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
Security ID: 617446448
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
2
3
4
Proposal
Elect Director Erskine B. Bowles
Elect Director Howard J. Davies
Elect Director Thomas H. Glocer
Elect Director James P. Gorman
Elect Director Robert H. Herz
Elect Director C. Robert Kidder
Elect Director Klaus Kleinfeld
Elect Director Donald T. Nicolaisen
Elect Director Hutham S. Olayan
Elect Director James W. Owens
Elect Director O. Griffith Sexton
Elect Director Ryosuke Tamakoshi
Elect Director Masaaki Tanaka
Elect Director Laura D. Tyson
Elect Director Rayford Wilkins, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Lobbying Payments and Policy
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------NORTHERN TRUST CORPORATION
Ticker:
NTRS
Meeting Date: APR 15, 2014
Record Date: FEB 18, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 665859104
Meeting Type: Annual
Mgt Rec
Linda Walker Bynoe
For
Nicholas D. Chabraja
For
Susan Crown
For
Dipak C. Jain
For
Robert W. Lane
For
Jose Luis Prado
For
John W. Rowe
For
Martin P. Slark
For
David H. B. Smith, Jr.
For
Charles A. Tribbett, III For
Vote Cast
For
Withhold
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
1.11
2
3
4
Elect Director Frederick H. Waddell
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Lobbying and Political
Contributions
For
For
For
For
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------NOVARTIS AG
Ticker:
NOVN
Meeting Date: FEB 25, 2014
Record Date:
#
1
2
3
4.1
4.2
5.1
5.2
5.3
5.4
5.5
5.6
5.7
5.8
5.9
5.10
5.11
Security ID: H5820Q150
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Discharge of Board and Senior
Management
Approve Allocation of Income and
Dividends of CHF 2.45 per Share
Approve Remuneration of Directors in
the Amount of CHF 8.0 Million
(Non-Binding)
Approve Remuneration of Executive
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
Reelect Joerg Reinhardt as Director
and Chairman of the Board of Directors
Reelect Dimitri Azar as Director
Reelect Verena Briner as Director
Reelect Srikant Datar as Director
Reelect Ann Fudge as Director
Reelect Pierre Landolt as Director
Reelect Ulrich Lehner as Director
Reelect Andreas von Planta as Director
Reelect Charles Sawyers as Director
Reelect Enrico Vanni as Director
Reelect William Winters as Director
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
Against
Management
For
For
Management
For
Against
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
6.1
6.2
6.3
6.4
7
8
Elect Srikant Datar as Member of the
Compensation Committee
Elect Ann Fudge as Member of the
Compensation Committee
Elect Ulrich Lehner as Member of the
Compensation Committee
Elect Enrico Vanni as Member of the
Compensation Committee
Ratify PricewaterhouseCoopers AG as
Auditors
Designate Peter Andreas Zahn as
Independent Proxy
For
Against
Management
For
For
Management
For
Against
Management
For
Against
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------NOVARTIS AG
Ticker:
NOVN
Meeting Date: FEB 25, 2014
Record Date: JAN 16, 2014
#
1
2
3
4.1
4.2
5.1
5.2
5.3
5.4
5.5
Security ID: 66987V109
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Discharge of Board and Senior
Management
Approve Allocation of Income and
Dividends of CHF 2.45 per Share
Approve Remuneration of Directors in
the Amount of CHF 8.0 Million
(Non-Binding)
Approve Remuneration of Executive
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
Reelect Joerg Reinhardt as Director
and Chairman of the Board of Directors
Reelect Dimitri Azar as Director
Reelect Verena Briner as Director
Reelect Srikant Datar as Director
Reelect Ann Fudge as Director
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
Against
Management
For
For
Management
For
Against
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
5.6
5.7
5.8
5.9
5.10
5.11
6.1
6.2
6.3
6.4
7
8
9
Reelect Pierre Landolt as Director
Reelect Ulrich Lehner as Director
Reelect Andreas von Planta as Director
Reelect Charles Sawyers as Director
Reelect Enrico Vanni as Director
Reelect William Winters as Director
Elect Srikant Datar as Member of the
Compensation Committee
Elect Ann Fudge as Member of the
Compensation Committee
Elect Ulrich Lehner as Member of the
Compensation Committee
Elect Enrico Vanni as Member of the
Compensation Committee
Ratify PricewaterhouseCoopers AG as
Auditors
Designate Peter Andreas Zahn as
Independent Proxy
Additional And/or Counter-proposals
Presented At The Meeting
For
For
For
For
For
For
For
For
For
For
For
For
For
Against
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
Against
Management
For
Against
Management
For
For
Management
For
For
Management
For
Against
Management
-------------------------------------------------------------------------------OCCIDENTAL PETROLEUM CORPORATION
Ticker:
OXY
Meeting Date: MAY 02, 2014
Record Date: MAR 13, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 674599105
Meeting Type: Annual
Spencer Abraham
Howard I. Atkins
Eugene L. Batchelder
Stephen I. Chazen
Edward P. Djerejian
John E. Feick
Margaret M. Foran
Carlos M. Gutierrez
William R. Klesse
Avedick B. Poladian
Elisse B. Walter
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
4
5
Remove Age Restriction for Directors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Provide Right to Act by Written Consent
Separate the Roles of the Chairman of
the Board and the Chief Executive
Officer
Ratify Auditors
Stock Retention/Holding Period
Review and Assess Membership of
Lobbying Organizations
Report on Management of Hydraulic
Fracturing Risks and Opportunities
Report on Methane Emissions Management
and Reduction Targets
6
7
8
9
10
For
For
For
For
Management
Management
For
For
For
For
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------ORANGE
Ticker:
ORA
Meeting Date: MAY 27, 2014
Record Date: MAY 21, 2014
#
1
2
3
4
5
6
7
8
Security ID: F6866T100
Meeting Type: Annual/Special
Proposal
Approve Financial Statements and
Statutory Reports
Approve Consolidated Financial
Statements and Statutory Reports
Approve Allocation of Income and
Dividends of EUR 0.80 per Share
Approve Transaction with Bernard Dufau
Re: Compensation
Reelect Stephane Richard as Director
Elect Patrice Brunet as Representative
of Employee Shareholders to the Board
Elect Jean-Luc Burgain as
Representative of Employee
Shareholders to the Board
Approve Remuneration of Directors in
the Aggregate Amount of EUR 750,000
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
Against
Management
Management
For
Against
Management
For
For
Management
9
10
11
12
13
14
Advisory Vote on Compensation of
Stephane Richard, Chairman and CEO
Advisory Vote on Compensation of
Gervais Pellissier, Vice-CEO
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Amend Article 15.1 of Bylaws Re: Board
Decisions
Authorize Decrease in Share Capital
via Cancellation of Repurchased Shares
Authorize Filing of Required
Documents/Other Formalities
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------PEPCO HOLDINGS, INC.
Ticker:
POM
Meeting Date: MAY 16, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Security ID: 713291102
Meeting Type: Annual
Proposal
Elect Director Paul M. Barbas
Elect Director Jack B. Dunn, IV
Elect Director H. Russell Frisby, Jr.
Elect Director Terence C. Golden
Elect Director Patrick T. Harker
Elect Director Barbara J. Krumsiek
Elect Director Lawrence C. Nussdorf
Elect Director Patricia A. Oelrich
Elect Director Joseph M. Rigby
Elect Director Lester P. Silverman
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------PFIZER INC.
Ticker:
PFE
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
5
6
7
Security ID: 717081103
Meeting Type: Annual
Proposal
Elect Director Dennis A. Ausiello
Elect Director W. Don Cornwell
Elect Director Frances D. Fergusson
Elect Director Helen H. Hobbs
Elect Director Constance J. Horner
Elect Director James M. Kilts
Elect Director George A. Lorch
Elect Director Shantanu Narayen
Elect Director Suzanne Nora Johnson
Elect Director Ian C. Read
Elect Director Stephen W. Sanger
Elect Director Marc Tessier-Lavigne
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Require Shareholder Vote to Approve
Political Contributions Policy
Review and Assess Membership of
Lobbying Organizations
Provide Right to Act by Written Consent
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------PG&E CORPORATION
Ticker:
PCG
Meeting Date: MAY 12, 2014
Record Date: MAR 13, 2014
#
1.1
1.2
1.3
1.4
1.5
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 69331C108
Meeting Type: Annual
Lewis Chew
Anthony F. Earley, Jr.
Fred J. Fowler
Maryellen C. Herringer
Richard C. Kelly
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
Elect Director Roger H. Kimmel
Elect Director Richard A. Meserve
Elect Director Forrest E. Miller
Elect Director Rosendo G. Parra
Elect Director Barbara L. Rambo
Elect Director Barry Lawson Williams
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------PINNACLE WEST CAPITAL CORPORATION
Ticker:
PNW
Meeting Date: MAY 21, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
Security ID: 723484101
Meeting Type: Annual
Proposal
Elect Director Donald E. Brandt
Elect Director Susan Clark-Johnson
Elect Director Denis A. Cortese
Elect Director Richard P. Fox
Elect Director Michael L. Gallagher
Elect Director Roy A. Herberger, Jr.
Elect Director Dale E. Klein
Elect Director Humberto S. Lopez
Elect Director Kathryn L. Munro
Elect Director Bruce J. Nordstrom
Elect Director David P. Wagener
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------PPG INDUSTRIES, INC.
Ticker:
PPG
Security ID:
693506107
Meeting Date: APR 17, 2014
Record Date: FEB 21, 2014
#
1.1
1.2
1.3
2
3
4
5
Meeting Type: Annual
Proposal
Elect Director Stephen F. Angel
Elect Director Hugh Grant
Elect Director Michele J. Hooper
Advisory Vote to Ratify Named
Executive Officers' Compensation
Reduce Supermajority Vote Requirement
in the Articles of Incorporation
Ratify Auditors
Require Independent Board Chairman
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------ROYAL DUTCH SHELL PLC
Ticker:
RDSA
Meeting Date: MAY 20, 2014
Record Date: MAY 16, 2014
#
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
Security ID: G7690A100
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Remuneration Policy
Approve Remuneration Report
Elect Euleen Goh as Director
Elect Patricia Woertz as Director
Elect Ben van Beurden as Director
Re-elect Guy Elliott as Director
Re-elect Simon Henry as Director
Re-elect Charles Holliday as Director
Re-elect Gerard Kleisterlee as Director
Re-elect Jorma Ollila as Director
Re-elect Sir Nigel Sheinwald as
Director
Re-elect Linda Stuntz as Director
Re-elect Hans Wijers as Director
Re-elect Gerrit Zalm as Director
Reappoint PricewaterhouseCoopers LLP
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
17
18
19
20
21
22
23
24
as Auditors
Authorise Board to Fix Remuneration of
Auditors
Authorise Issue of Equity with
Pre-emptive Rights
Authorise Issue of Equity without
Pre-emptive Rights
Authorise Market Purchase of Ordinary
Shares
Approve Long Term Incentive Plan
Approve Deferred Bonus Plan
Approve Restricted Share Plan
Approve EU Political Donations and
Expenditure
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
-------------------------------------------------------------------------------STATE STREET CORPORATION
Ticker:
STT
Meeting Date: MAY 14, 2014
Record Date: MAR 07, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
Security ID: 857477103
Meeting Type: Annual
Proposal
Elect Director Jose E. Almeida
Elect Director Kennett F. Burnes
Elect Director Peter Coym
Elect Director Patrick de Saint-Aignan
Elect Director Amelia C. Fawcett
Elect Director Linda A. Hill
Elect Director Joseph L. Hooley
Elect Director Robert S. Kaplan
Elect Director Richard P. Sergel
Elect Director Ronald L. Skates
Elect Director Gregory L. Summe
Elect Director Thomas J. Wilson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------SYMANTEC CORPORATION
Ticker:
SYMC
Meeting Date: OCT 22, 2013
Record Date: AUG 23, 2013
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
5
6
Security ID: 871503108
Meeting Type: Annual
Proposal
Elect Director Stephen M. Bennett
Elect Director Michael A. Brown
Elect Director Frank E. Dangeard
Elect Director Geraldine B. Laybourne
Elect Director David L. Mahoney
Elect Director Robert S. Miller
Elect Director Anita M. Sands
Elect Director Daniel H. Schulman
Elect Director V. Paul Unruh
Elect Director Suzanne M. Vautrinot
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Amend Qualified Employee Stock
Purchase Plan
Amend Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
For
For
Management
-------------------------------------------------------------------------------SYSCO CORPORATION
Ticker:
SYY
Meeting Date: NOV 15, 2013
Record Date: SEP 17, 2013
#
1a
1b
1c
1d
1e
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 871829107
Meeting Type: Annual
John M. Cassaday
Jonathan Golden
Joseph A. Hafner, Jr.
Hans-Joachim Koerber
Nancy S. Newcomb
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
1f
2
3
4
Elect Director Jackie M. Ward
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TELECOM ITALIA SPA
Ticker:
TIT
Meeting Date: APR 16, 2014
Record Date: APR 07, 2014
#
1
2
3
4.1.1
4.1.2
4.2
4.3
4.4.1
4.4.2
4.4.3
4.5
5.1
5.2
6
7
1
Security ID: T92778108
Meeting Type: Annual/Special
Proposal
Approve Financial Statements,
Statutory Reports, and Allocation of
Income
Approve Dividend Distribution to
Saving Shares through Use of Reserves
Approve Remuneration Report
Fix Number of Directors at 11
Fix Number of Directors at 13
Fix Board Term at Three Years
Approve Remuneration of Directors
Slate Submitted by Telco SpA
Slate Submitted by Findim Group SA
Slate Submitted by Institutional
Investors (Assogestioni)
Deliberations Pursuant to Article 2390
of Civil Code Re: Decisions Inherent
to Authorization of Board Members to
Assume Positions in Competing Companies
Nomination Submitted by Telco SpA:
Elect Giuseppe Recchi as Board Chair
Nomination Submitted by Findim Group
SA: Elect Vito Alfonso Gamberale as
Board Chair
Approve Internal Auditors' Remuneration
Approve Stock Option Plan
Approve Capital Increase to Service
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
For
For
For
None
None
None
For
Management
For
Management
Against
Management
For
Management
For
Management
Did Not Vote Shareholder
Did Not Vote Shareholder
For
Shareholder
For
Against
Management
None
For
Shareholder
None
For
Shareholder
For
For
For
For
For
For
Management
Management
Management
2
Stock Option Plan
Approve Reduction of Reserve
For
For
Management
-------------------------------------------------------------------------------TELEFONICA S.A.
Ticker:
TEF
Meeting Date: MAY 29, 2014
Record Date: MAY 23, 2014
#
1
2
3
4
5
6
7
8
9
Security ID: 879382109
Meeting Type: Annual
Proposal
Approve Consolidated and Standalone
Financial Statements, Allocation of
Income, and Discharge of Board
Renew Appointment of Ernst & Young as
Auditor
Authorize Capitalization of Reserves
for Scrip Dividends
Authorize Issuance of Non-Convertible
and/or Convertible Bonds, Debentures,
Warrants, and Other Debt Securities up
to EUR 25 Billion with Exclusion of
Preemptive Rights up to 20 Percent of
Capital
Authorize Share Repurchase Program
Approve Restricted Stock Plan
Approve Share Matching Plan
Authorize Board to Ratify and Execute
Approved Resolutions
Advisory Vote on Remuneration Policy
Report
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker:
TEVA
Meeting Date: AUG 27, 2013
Record Date: JUL 25, 2013
Security ID: 881624209
Meeting Type: Annual
#
1a
1b
1c
1d
2a
2a.1
2b
2b.1
3
3.a
4
5
Proposal
Reelect Moshe Many as Director Until
the End of the 2016 General Meeting
Reelect Arie Belldegrun as Director
Until the End of the 2016 General
Meeting
Reelect Amir Elstein as Director Until
the End of the 2016 General Meeting
Reelect Yitzhak Peterburg as Director
Until the End of the 2016 General
Meeting
Approve Cash Bonus of USD 1,203,125 to
Jeremy Levin, President and CEO
Vote YES if you have a personal
interest in item 2a; otherwise, vote
NO. You may not abstain. If you vote
YES, please provide an explanation to
your account manager.
Approval of Bonus Objectives and
Payout Terms for 2013 for Jeremy
Levin, President and CEO
Vote YES if you have a personal
interest in item 2b; otherwise, vote
NO. You may not abstain. If you vote
YES, please provide an explanation to
your account manager.
Approve Compensation Policy for the
Directors and Officers of the Company
Vote YES if you have a personal
interest in item 3; otherwise, vote NO.
You may not abstain. If you vote YES,
please provide an explanation to your
account manager.
Approve Dividend for First and Second
Quarters of 2012, Paid in Two
Installments in an Aggregate Amount of
NIS 2.00 (USD 0.51) per Ordinary Share
Appoint Kesselman and Kesselman
(Member of PricewaterhouseCoopers
International Ltd.) as External
Auditors until the 2014 General Meeting
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
None
Against
Management
For
For
Management
None
Against
Management
For
For
Management
None
Against
Management
For
For
Management
For
For
Management
6
Discuss Financial Statements for 2012
None
None
Management
-------------------------------------------------------------------------------TEXAS INSTRUMENTS INCORPORATED
Ticker:
TXN
Meeting Date: APR 17, 2014
Record Date: FEB 18, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
4
5
Security ID: 882508104
Meeting Type: Annual
Proposal
Elect Director Ralph W. Babb, Jr.
Elect Director Mark A. Blinn
Elect Director Daniel A. Carp
Elect Director Carrie S. Cox
Elect Director Ronald Kirk
Elect Director Pamela H. Patsley
Elect Director Robert E. Sanchez
Elect Director Wayne R. Sanders
Elect Director Ruth J. Simmons
Elect Director Richard K. Templeton
Elect Director Christine Todd Whitman
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Approve Qualified Employee Stock
Purchase Plan
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
For
For
Management
-------------------------------------------------------------------------------THE ADT CORPORATION
Ticker:
ADT
Meeting Date: MAR 13, 2014
Record Date: JAN 15, 2014
#
1a
1b
Security ID: 00101J106
Meeting Type: Annual
Proposal
Elect Director Thomas Colligan
Elect Director Richard Daly
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1c
1d
1e
1f
1g
1h
2
3
Elect Director Timothy Donahue
Elect Director Robert Dutkowsky
Elect Director Bruce Gordon
Elect Director Naren Gursahaney
Elect Director Bridgette Heller
Elect Director Kathleen Hyle
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------THE CHARLES SCHWAB CORPORATION
Ticker:
SCHW
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1a
1b
1c
1d
2
3
4
5
6
Security ID: 808513105
Meeting Type: Annual
Proposal
Elect Director Frank C. Herringer
Elect Director Stephen T. McLin
Elect Director Roger O. Walther
Elect Director Robert N. Wilson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Political Contributions
Prepare Employment Diversity Report
Pro-rata Vesting of Equity Awards
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Against
For
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------THE CHUBB CORPORATION
Ticker:
CB
Meeting Date: APR 29, 2014
Record Date: MAR 03, 2014
#
1a
Security ID: 171232101
Meeting Type: Annual
Proposal
Elect Director Zoe Baird Budinger
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
1n
2
3
4
5
Elect Director Sheila P. Burke
Elect Director James I. Cash, Jr.
Elect Director John D. Finnegan
Elect Director Timothy P. Flynn
Elect Director Karen M. Hoguet
Elect Director Lawrence W. Kellner
Elect Director Martin G. McGuinn
Elect Director Lawrence M. Small
Elect Director Jess Soderberg
Elect Director Daniel E. Somers
Elect Director William C. Weldon
Elect Director James M. Zimmerman
Elect Director Alfred W. Zollar
Approve Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Sustainability
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------THE DOW CHEMICAL COMPANY
Ticker:
DOW
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
Security ID: 260543103
Meeting Type: Annual
Proposal
Elect Director Arnold A. Allemang
Elect Director Ajay Banga
Elect Director Jacqueline K. Barton
Elect Director James A. Bell
Elect Director Jeff M. Fettig
Elect Director Andrew N. Liveris
Elect Director Paul Polman
Elect Director Dennis H. Reilley
Elect Director James M. Ringler
Elect Director Ruth G. Shaw
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
4
5
6
Amend Omnibus Stock Plan
For
Provide Right to Act by Written Consent Against
Stock Retention/Holding Period
Against
For
Against
Against
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------THE GOLDMAN SACHS GROUP, INC.
Ticker:
GS
Meeting Date: MAY 16, 2014
Record Date: MAR 17, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
2
3
4
Security ID: 38141G104
Meeting Type: Annual
Proposal
Elect Director Lloyd C. Blankfein
Elect Director M. Michele Burns
Elect Director Gary D. Cohn
Elect Director Claes Dahlback
Elect Director William W. George
Elect Director James A. Johnson
Elect Director Lakshmi N. Mittal
Elect Director Adebayo O. Ogunlesi
Elect Director Peter Oppenheimer
Elect Director James J. Schiro
Elect Director Debora L. Spar
Elect Director Mark E. Tucker
Elect Director David A. Viniar
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Adopt Proxy Access Right
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker:
PNC
Meeting Date: APR 22, 2014
Record Date: JAN 31, 2014
#
Proposal
Security ID: 693475105
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
2
3
4
Elect Director Richard O. Berndt
Elect Director Charles E. Bunch
Elect Director Paul W. Chellgren
Elect Director William S. Demchak
Elect Director Andrew T. Feldstein
Elect Director Kay Coles James
Elect Director Richard B. Kelson
Elect Director Anthony A. Massaro
Elect Director Jane G. Pepper
Elect Director Donald J. Shepard
Elect Director Lorene K. Steffes
Elect Director Dennis F. Strigl
Elect Director Thomas J. Usher
Elect Director George H. Walls, Jr.
Elect Director Helge H. Wehmeier
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Climate Change Financing Risk
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------THE PROCTER & GAMBLE COMPANY
Ticker:
PG
Meeting Date: OCT 08, 2013
Record Date: AUG 09, 2013
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
Security ID: 742718109
Meeting Type: Annual
Proposal
Elect Director Angela F. Braly
Elect Director Kenneth I. Chenault
Elect Director Scott D. Cook
Elect Director Susan Desmond-Hellmann
Elect Director A.G. Lafley
Elect Director Terry J. Lundgren
Elect Director W. James McNerney, Jr.
Elect Director Margaret C. Whitman
Elect Director Mary Agnes Wilderotter
Elect Director Patricia A. Woertz
Elect Director Ernesto Zedillo
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
3
4
5
Reduce Supermajority Vote Requirement
Approve Non-Employee Director Omnibus
Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
Management
Management
For
For
Management
-------------------------------------------------------------------------------THOMSON REUTERS CORPORATION
Ticker:
TRI
Meeting Date: MAY 22, 2014
Record Date: MAR 31, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
2
3
Security ID: 884903105
Meeting Type: Annual
Proposal
Elect Director David Thomson
Elect Director James C. Smith
Elect Director Sheila C. Bair
Elect Director Manvinder S. Banga
Elect Director David W. Binet
Elect Director Mary Cirillo
Elect Director Michael E. Daniels
Elect Director Steven A. Denning
Elect Director P. Thomas Jenkins
Elect Director Ken Olisa
Elect Director Vance K. Opperman
Elect Director Peter J. Thomson
Elect Director Wulf von Schimmelmann
Approve PricewaterhouseCoopers LLP
Auditors and Authorize Board to Fix
Their Remuneration
Advisory Vote on Executive
Compensation Approach
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TIME WARNER CABLE INC.
Ticker:
TWC
Meeting Date: JUN 05, 2014
Security ID: 88732J207
Meeting Type: Annual
Record Date:
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
2
3
4
5
APR 11, 2014
Proposal
Elect Director Carole Black
Elect Director Glenn A. Britt
Elect Director Thomas H. Castro
Elect Director David C. Chang
Elect Director James E. Copeland, Jr.
Elect Director Peter R. Haje
Elect Director Donna A. James
Elect Director Don Logan
Elect Director Robert D. Marcus
Elect Director N.J. Nicholas, Jr.
Elect Director Wayne H. Pace
Elect Director Edward D. Shirley
Elect Director John E. Sununu
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Lobbying Payments and Policy
Pro-rata Vesting of Equity Awards
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------TIME WARNER INC.
Ticker:
TWX
Meeting Date: JUN 13, 2014
Record Date: APR 14, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 887317303
Meeting Type: Annual
James L. Barksdale
William P. Barr
Jeffrey L. Bewkes
Stephen F. Bollenbach
Robert C. Clark
Mathias Dopfner
Jessica P. Einhorn
Carlos M. Gutierrez
Fred Hassan
Kenneth J. Novack
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
1.11
1.12
2
3
4
Elect Director Paul D. Wachter
Elect Director Deborah C. Wright
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------TOTAL SA
Ticker:
FP
Meeting Date: MAY 16, 2014
Record Date: MAY 12, 2014
#
1
2
3
4
5
6
7
8
9
10
11
Security ID: F92124100
Meeting Type: Annual/Special
Proposal
Approve Financial Statements and
Statutory Reports
Approve Consolidated Financial
Statements and Statutory Reports
Approve Allocation of Income and
Dividends of EUR 2.38 per Share
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Reelect Patricia Barbizet as Director
Reelect Marie-Christine
Coisne-Roquette as Director
Reelect Paul Desmarais Jr as Director
Reelect Barbara Kux as Director
Advisory Vote on Compensation of
Christophe de Margerie
Authorize Issuance of Equity or
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Billion
and/or Authorize Capitalization of
Reserves for Bonus Issue or Increase
in Par Value
Authorize Issuance of Equity or
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
For
For
For
For
For
For
Management
Management
Management
For
For
Management
For
For
Management
12
13
14
15
16
17
18
19
20
A
B
C
D
E
Nominal Amount of EUR 575 Million
Authorize Board to Increase Capital in
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Item 11
Authorize Capital Increase of up to 10
Percent of Issued Capital for
Contributions in Kind
Authorize Capital Issuances for Use in
Employee Stock Purchase Plans
Authorize Capital Issuances for Use in
Employee Stock Purchase Plans
Reserved for International Subsidiaries
Authorize up to 0.8 Percent of Issued
Capital for Use in Restricted Stock
Plans
Amend Article 11 of Bylaws Re:
Employee Representatives and Employee
Shareholder Representatives
Amend Article 12 of Bylaws Re: Age
Limit for Chairman of the Board
Amend Article 15 of Bylaws Re: Age
Limit for CEO
Amend Article 17 of Bylaws Re: Proxy
Voting
Amend Board Internal Rules Re:
Publication of a Quarterly Newsletter
Written by Employee Shareholder
Representatives and Employee
Representatives
Amend the Social Criteria that are
Currently Linked to Executive
Compensation from Negative Safety
Indicators to Positive Safety Indicator
Allow Loyalty Dividends to Long-Term
Registered Shareholders and Amend
Article 20 of Bylaws
Approve Appointment of Employee
Representatives to the Board
Committees and Amend Article 12.5 of
Bylaws
Amend Article 12.7 of Bylaws:
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
Against
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
Against
Against
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
Remuneration of Directors
-------------------------------------------------------------------------------TYCO INTERNATIONAL LTD.
Ticker:
TYC
Meeting Date: MAR 05, 2014
Record Date: JAN 06, 2014
#
1
2
3a
3b
3c
3d
3e
3f
3g
3h
3i
3j
3k
4
5a
5b
5c
6a
6b
6c
7
Security ID: H89128104
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Discharge of Board and Senior
Management
Elect Director Edward D. Breen
Elect Director Herman E. Bulls
Elect Director Michael E. Daniels
Elect Director Frank M. Drendel
Elect Director Brian Duperreault
Elect Director Rajiv L. Gupta
Elect Director George R. Oliver
Elect Director Brendan R. O'Neill
Elect Director Jurgen Tinggren
Elect Director Sandra S. Wijnberg
Elect Director R. David Yost
Elect Board Chairman Edward D. Breen
Elect Rajiv L. Gupta as Member of
Remuneration Committee
Elect Sandra S. Wijnberg as Member of
Remuneration Committee
Elect R. David Yost as Member of
Remuneration Committee
Appoint Deloitte AG as Statutory
Auditor
Ratify Deloitte & Touche LLP as
Independent Registered Public
Accounting Firm
Ratify PricewaterhouseCoopers AG as
Special Auditors
Designate Bratschi Wiederkehr & Buob
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
8
9
10
as Independent Proxy
Approve Allocation of Income
Approve Ordinary Cash Dividend
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------UNILEVER NV
Ticker:
UNA
Meeting Date: MAY 14, 2014
Record Date: APR 16, 2014
#
1
2
3
4
5
6
7
8
9
10
11
12
13
Security ID: 904784709
Meeting Type: Annual
Proposal
Receive Report of Management Board
(Non-Voting)
Discuss Remuneration Report Containing
Remuneration Policy for Management
Board Members
Approve Remuneration Policy
Approve Financial Statements and
Allocation of Income
Approve Discharge of Executive Board
Members
Approve Discharge of Non-Executive
Board Members
Reelect P.G.J.M. Polman as an
Executive Director
Relect R.J-M.S. Huet as an Executive
Director
Reelect L.M. Cha as a Non-Executive
Director
Reelect L.O. Fresco as a Non-Executive
Director
Reelect A.M. Fudge as a Non-Executive
Director
Reelect B.E. Grote as a Non-Executive
Director
Reelect M.Ma as a Non-Executive
Director
Mgt Rec
None
Vote Cast
None
Sponsor
Management
None
None
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
14
15
16
17
18
19
20
21
22
23
24
25
Reelect H. Nyasulu as a Non-Executive
Director
Reelect M. Rifkind as a Non-Executive
Director
Reelect J. Rishton as a Non-Executive
Director
Reelect K.J. Storm as a Non-Executive
Director
Reelect M. Treschow as a Non-Executive
Director
Reelect P.S. Walsh as a Non-Executive
Director
Elect F Sijbesma as a Non-Executive
Director
Ratify KPMG as Auditors
Grant Board Authority to Issue Shares
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Approve Cancellation of Repurchased
Shares
Allow Questions and Close Meeting
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
None
None
Management
-------------------------------------------------------------------------------UNITEDHEALTH GROUP INCORPORATED
Ticker:
UNH
Meeting Date: JUN 02, 2014
Record Date: APR 04, 2014
#
1a
1b
1c
1d
1e
1f
Security ID: 91324P102
Meeting Type: Annual
Proposal
Elect Director William C. Ballard, Jr.
Elect Director Edson Bueno
Elect Director Richard T. Burke
Elect Directo Robert J. Darretta
Elect Director Stephen J. Hemsley
Elect Director Michele J. Hooper
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
1g
1h
1i
1j
1k
2
3
4
5
Elect Director Rodger A. Lawson
Elect Director Douglas W. Leatherdale
Elect Director Glenn M. Renwick
Elect Director Kenneth I. Shine
Elect Director Gail R. Wilensky
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Provide for Cumulative Voting
Report on Lobbying Payments and Policy
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------VERIZON COMMUNICATIONS INC.
Ticker:
VZ
Meeting Date: JAN 28, 2014
Record Date: DEC 09, 2013
#
1
2
3
Security ID: 92343V104
Meeting Type: Special
Proposal
Issue Shares in Connection with
Acquisition
Increase Authorized Common Stock
Adjourn Meeting
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------VERIZON COMMUNICATIONS INC.
Ticker:
VZ
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 92343V104
Meeting Type: Annual
Shellye L. Archambeau
Richard L. Carrion
Melanie L. Healey
M. Frances Keeth
Robert W. Lane
Lowell C. McAdam
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
1.7
1.8
1.9
1.10
1.11
2
3
4
5
6
7
8
9
10
Elect Director Donald T. Nicolaisen
Elect Director Clarence Otis, Jr.
Elect Director Rodney E. Slater
Elect Director Kathryn A. Tesija
Elect Director Gregory D. Wasson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Provide Proxy Access Right
Report on Net Neutrality
Report on Lobbying Payments and Policy
Submit Severance Agreement
(Change-in-Control) to Shareholder Vote
Amend Articles/Bylaws/Charter -- Call
Special Meetings
Provide Right to Act by Written Consent
Approve Proxy Voting Authority
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
Against
For
Against
Against
Against
Management
Shareholder
Shareholder
Shareholder
Against
Against
Shareholder
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------VODAFONE GROUP PLC
Ticker:
VOD
Meeting Date: JUL 23, 2013
Record Date: JUN 03, 2013
#
1
2
3
4
5
6
7
8
9
10
11
12
13
Security ID: 92857W209
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Re-elect Gerard Kleisterlee as Director
Re-elect Vittorio Colao as Director
Re-elect Andy Halford as Director
Re-elect Stephen Pusey as Director
Re-elect Renee James as Director
Re-elect Alan Jebson as Director
Re-elect Samuel Jonah as Director
Elect Omid Kordestani as Director
Re-elect Nick Land as Director
Re-elect Anne Lauvergeon as Director
Re-elect Luc Vandevelde as Director
Re-elect Anthony Watson as Director
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
14
15
16
17
18
19
20
21
22
23
Re-elect Philip Yea as Director
Approve Final Dividend
Approve Remuneration Report
Reappoint Deloitte LLP as Auditors
Authorise the Audit and Risk Committee
to Fix Remuneration of Auditors
Authorise Issue of Equity with
Pre-emptive Rights
Authorise Issue of Equity without
Pre-emptive Rights
Authorise Market Purchase of Ordinary
Shares
Authorise EU Political Donations and
Expenditure
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------VODAFONE GROUP PLC
Ticker:
VOD
Meeting Date: JAN 28, 2014
Record Date: DEC 12, 2013
#
1
1
2
3
4
Security ID: 92857W209
Meeting Type: Special
Proposal
Approve Scheme of Arrangement
Approve Disposal of All of the Shares
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
Approve Matters Relating to the Return
of Value to Shareholders
Authorise Market Purchase of Ordinary
Shares
Authorise Board to Ratify and Execute
Approved Resolutions
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
For
For
Management
For
For
Management
For
For
Management
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker:
WLP
Meeting Date: MAY 14, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
1.3
1.4
2
3
4
Security ID: 94973V107
Meeting Type: Annual
Proposal
Elect Director R. Kerry Clark
Elect Director Robert L. Dixon, Jr.
Elect Director Lewis Hay, III
Elect Director William J. Ryan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Prohibit Political Spending
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------WELLS FARGO & COMPANY
Ticker:
WFC
Meeting Date: APR 29, 2014
Record Date: MAR 04, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
1n
2
Security ID: 949746101
Meeting Type: Annual
Proposal
Elect Director John D. Baker, II
Elect Director Elaine L. Chao
Elect Director John S. Chen
Elect Director Lloyd H. Dean
Elect Director Susan E. Engel
Elect Director Enrique Hernandez, Jr.
Elect Director Donald M. James
Elect Director Cynthia H. Milligan
Elect Director Federico F. Pena
Elect Director James H. Quigley
Elect Director Judith M. Runstad
Elect Director Stephen W. Sanger
Elect Director John G. Stumpf
Elect Director Susan G. Swenson
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
3
4
5
Ratify Auditors
Require Independent Board Chairman
Review Fair Housing and Fair Lending
Compliance
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY
Ticker:
WSH
Meeting Date: JUL 23, 2013
Record Date: MAY 31, 2013
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
Security ID: G96666105
Meeting Type: Annual
Proposal
Elect Director Dominic Casserley
Elect Director Anna C. Catalano
Elect Director Roy Gardner
Elect Director Jeremy Hanley
Elect Director Robyn S. Kravit
Elect Director Wendy E. Lane
Elect Director Francisco Luzon
Elect Director James F. McCann
Elect Director Jaymin Patel
Elect Director Douglas B. Roberts
Elect Director Michael J. Somers
Elect Director Jeffrey W. Ubben
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
===================== VY JPMorgan Mid Cap Value Portfolio ======================
AIRGAS, INC.
Ticker:
ARG
Meeting Date: AUG 06, 2013
Record Date: JUN 14, 2013
Security ID: 009363102
Meeting Type: Annual
#
1.1
1.2
1.3
2
3
4
5
Proposal
Elect Director John P. Clancey
Elect Director Richard C. Ill
Elect Director Ted B. Miller, Jr.
Amend Executive Incentive Bonus Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Declassify the Board of Directors
Mgt Rec
For
For
For
For
For
For
Vote Cast
Withhold
For
Withhold
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Against
For
Shareholder
-------------------------------------------------------------------------------ALBEMARLE CORPORATION
Ticker:
ALB
Meeting Date: MAY 13, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Security ID: 012653101
Meeting Type: Annual
Proposal
Elect Director William H. Hernandez
Elect Director Luther C. Kissam, IV
Elect Director Joseph M. Mahady
Elect Director Jim W. Nokes
Elect Director James J. O'Brien
Elect Director Barry W. Perry
Elect Director John Sherman, Jr.
Elect Director Gerald A. Steiner
Elect Director Harriett Tee Taggart
Elect Director Anne Marie Whittemore
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ALLEGHANY CORPORATION
Ticker:
Y
Meeting Date: APR 25, 2014
Security ID: 017175100
Meeting Type: Annual
Record Date:
#
1a
1b
1c
1d
2
3
MAR 03, 2014
Proposal
Elect Director Rex D. Adams
Elect Director Ian H. Chippendale
Elect Director Weston M. Hicks
Elect Director Jefferson W. Kirby
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AMERICAN CAMPUS COMMUNITIES, INC.
Ticker:
ACC
Meeting Date: MAY 01, 2014
Record Date: MAR 10, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
Security ID: 024835100
Meeting Type: Annual
Proposal
Elect Director William C. Bayless Jr.
Elect Director R.D. Burck
Elect Director G. Steven Dawson
Elect Director Cydney C. Donnell
Elect Director Dennis G. Lopez
Elect Director Edward Lowenthal
Elect Director Oliver Luck
Elect Director C. Patrick Oles, Jr.
Elect Director Winston W. Walker
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AMERICAN HOMES 4 RENT
Ticker:
AMH
Meeting Date: MAY 08, 2014
Record Date: MAR 12, 2014
Security ID: 02665T306
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
Proposal
Elect Director B. Wayne Hughes
Elect Director David P. Singelyn
Elect Director John 'Jack' Corrigan
Elect Director Dann V. Angeloff
Elect Director Matthew J. Hart
Elect Director James H. Kropp
Elect Director Lynn Swann
Elect Director Kenneth M. Woolley
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AMERIPRISE FINANCIAL, INC.
Ticker:
AMP
Meeting Date: APR 30, 2014
Record Date: MAR 04, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
5
6
Security ID: 03076C106
Meeting Type: Annual
Proposal
Elect Director James M. Cracchiolo
Elect Director Dianne Neal Blixt
Elect Director Amy DiGeso
Elect Director Lon R. Greenberg
Elect Director W. Walker Lewis
Elect Director Siri S. Marshall
Elect Director Jeffrey Noddle
Elect Director H. Jay Sarles
Elect Director Robert F. Sharpe, Jr.
Elect Director William H. Turner
Advisory Vote to Ratify Named
Executive Officers' Compensation
Eliminate Supermajority Vote
Requirement
Amend Omnibus Stock Plan
Ratify Auditors
Report on Political Contributions
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Against
For
For
Against
Management
Management
Shareholder
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker:
ABC
Meeting Date: MAR 06, 2014
Record Date: JAN 06, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
5
Security ID: 03073E105
Meeting Type: Annual
Proposal
Elect Director Steven H. Collis
Elect Director Douglas R. Conant
Elect Director Richard W. Gochnauer
Elect Director Richard C. Gozon
Elect Director Lon R. Greenberg
Elect Director Edward E. Hagenlocker
Elect Director Jane E. Henney
Elect Director Kathleen W. Hyle
Elect Director Michael J. Long
Elect Director Henry W. McGee
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Provide Right to Call Special Meeting
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------AMETEK, INC.
Ticker:
AME
Meeting Date: MAY 08, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
2
3
Security ID: 031100100
Meeting Type: Annual
Proposal
Elect Director Anthony J. Conti
Elect Director Frank S. Hermance
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
Management
--------------------------------------------------------------------------------
AMPHENOL CORPORATION
Ticker:
APH
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
5
Security ID: 032095101
Meeting Type: Annual
Proposal
Elect Director Ronald P. Badie
Elect Director Stanley L. Clark
Elect Director David P. Falck
Elect Director Edward G. Jepsen
Elect Director Andrew E. Lietz
Elect Director Martin H. Loeffler
Elect Director John R. Lord
Elect Director R. Adam Norwitt
Ratify Auditors
Approve Executive Incentive Bonus Plan
Amend Executive Share Option Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ANALOG DEVICES, INC.
Ticker:
ADI
Meeting Date: MAR 12, 2014
Record Date: JAN 10, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 032654105
Meeting Type: Annual
Ray Stata
Vincent T. Roche
Richard M. Beyer
James A. Champy
John C. Hodgson
Yves-Andre Istel
Neil Novich
F. Grant Saviers
Kenton J. Sicchitano
Lisa T. Su
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
4
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------ARROW ELECTRONICS, INC.
Ticker:
ARW
Meeting Date: MAY 22, 2014
Record Date: MAR 27, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 042735100
Meeting Type: Annual
Proposal
Elect Director Barry W. Perry
Elect Director Philip K. Asherman
Elect Director Gail E. Hamilton
Elect Director John N. Hanson
Elect Director Richard S. Hill
Elect Director M.F. (Fran) Keeth
Elect Director Andrew C. Kerin
Elect Director Michael J. Long
Elect Director Stephen C. Patrick
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AUTOZONE, INC.
Ticker:
AZO
Meeting Date: DEC 18, 2013
Record Date: OCT 21, 2013
#
1.1
1.2
1.3
1.4
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 053332102
Meeting Type: Annual
Douglas H. Brooks
Linda A. Goodspeed
Sue E. Gove
Earl G. Graves, Jr.
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
Elect Director Enderson Guimaraes
Elect Director J. R. Hyde, III
Elect Director D. Bryan Jordan
Elect Director W. Andrew McKenna
Elect Director George R. Mrkonic, Jr.
Elect Director Luis P. Nieto
Elect Director William C. Rhodes, III
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AVALONBAY COMMUNITIES, INC.
Ticker:
AVB
Meeting Date: MAY 21, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
5
Security ID: 053484101
Meeting Type: Annual
Proposal
Elect Director Glyn F. Aeppel
Elect Director Alan B. Buckelew
Elect Director Bruce A. Choate
Elect Director John J. Healy, Jr.
Elect Director Timothy J. Naughton
Elect Director Lance R. Primis
Elect Director Peter S. Rummell
Elect Director H. Jay Sarles
Elect Director W. Edward Walter
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------BALL CORPORATION
Ticker:
BLL
Security ID:
058498106
Meeting Date: APR 30, 2014
Record Date: MAR 03, 2014
#
1.1
1.2
1.3
1.4
2
3
4
Meeting Type: Annual
Proposal
Elect Director John A. Hayes
Elect Director George M. Smart
Elect Director Theodore M. Solso
Elect Director Stuart A. Taylor, II
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require a Majority Vote for the
Election of Directors
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Against
For
Shareholder
-------------------------------------------------------------------------------BEAM INC.
Ticker:
BEAM
Meeting Date: MAR 25, 2014
Record Date: FEB 18, 2014
#
1
2
3
Security ID: 073730103
Meeting Type: Special
Proposal
Approve Merger Agreement
Advisory Vote on Golden Parachutes
Adjourn Meeting
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------BEST BUY CO., INC.
Ticker:
BBY
Meeting Date: JUN 10, 2014
Record Date: APR 14, 2014
#
1a
1b
1c
1d
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 086516101
Meeting Type: Annual
Lisa M. Caputo
Russell P. Fradin
Kathy J. Higgins Victor
Hubert Joly
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
1e
1f
1g
2
3
4
Elect Director David W. Kenny
Elect Director Thomas L. 'Tommy'
Millner
Elect Director Gerard R. Vittecoq
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
For
For
For
For
Management
Management
For
For
For
For
For
For
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------BRIXMOR PROPERTY GROUP INC.
Ticker:
BRX
Meeting Date: JUN 12, 2014
Record Date: APR 16, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
Security ID: 11120U105
Meeting Type: Annual
Proposal
Elect Director Michael A. Carroll
Elect Director John G. Schreiber
Elect Director A.J. Agarwal
Elect Director Michael Berman
Elect Director Anthony W. Deering
Elect Director Jonathan D. Gray
Elect Director Nadeem Meghji
Elect Director William D. Rahm
Elect Director William J. Stein
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
Withhold
For
For
Withhold
Withhold
For
Withhold
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
One Year
One Year
Management
-------------------------------------------------------------------------------CAREFUSION CORPORATION
Ticker:
CFN
Meeting Date: NOV 06, 2013
Record Date: SEP 09, 2013
Security ID: 14170T101
Meeting Type: Annual
#
1a
1b
1c
2
3
4
5
6
7
8
Proposal
Elect Director Kieran T. Gallahue
Elect Director J. Michael Losh
Elect Director Edward D. Miller
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Declassify the Board of Directors
Declassify the Board of Directors
Adopt Majority Voting for Uncontested
Election of Directors
Reduce Supermajority Vote Requirement
Reduce Supermajority Vote Requirement
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------CARLISLE COMPANIES INCORPORATED
Ticker:
CSL
Meeting Date: MAY 06, 2014
Record Date: MAR 11, 2014
#
1.1
1.2
1.3
2
3
Security ID: 142339100
Meeting Type: Annual
Proposal
Elect Director Robert G. Bohn
Elect Director Terry D. Growcock
Elect Director Gregg A. Ostrander
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CENTERPOINT ENERGY, INC.
Ticker:
CNP
Meeting Date: APR 24, 2014
Record Date: FEB 24, 2014
#
1a
Security ID: 15189T107
Meeting Type: Annual
Proposal
Elect Director Milton Carroll
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1b
1c
1d
1e
1f
1g
1h
1i
2
3
Elect Director Michael P. Johnson
Elect Director Janiece M. Longoria
Elect Director Scott J. McLean
Elect Director Scott M. Prochazka
Elect Director Susan O. Rheney
Elect Director Phillip R. Smith
Elect Director R. A. Walker
Elect Director Peter S. Wareing
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CIGNA CORPORATION
Ticker:
CI
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
#
1.1
1.2
1.3
2
3
Security ID: 125509109
Meeting Type: Annual
Proposal
Elect Director Eric J. Foss
Elect Director Roman Martinez IV
Elect Director William D. Zollars
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CITY NATIONAL CORPORATION
Ticker:
CYN
Meeting Date: APR 23, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
1.3
Security ID: 178566105
Meeting Type: Annual
Proposal
Elect Director Russell Goldsmith
Elect Director Bram Goldsmith
Elect Director Mohamad Ali
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Elect Director Richard L. Bloch
Elect Director Kenneth L. Coleman
Elect Director Ashok Israni
Elect Director Bruce Rosenblum
Elect Director Peter M. Thomas
Elect Director Robert H. Tuttle
Elect Director Christopher J. Warmuth
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CLEAR CHANNEL OUTDOOR HOLDINGS, INC.
Ticker:
CCO
Meeting Date: MAY 16, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
2
3
Security ID: 18451C109
Meeting Type: Annual
Proposal
Elect Director Thomas R. Shepherd
Elect Director Christopher M. Temple
Elect Director Scott R. Wells
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
Withhold
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CMS ENERGY CORPORATION
Ticker:
CMS
Meeting Date: MAY 16, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 125896100
Meeting Type: Annual
Jon E. Barfield
Kurt L. Darrow
Stephen E. Ewing
Richard M. Gabrys
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
5
Elect Director William D. Harvey
Elect Director David W. Joos
Elect Director Philip R. Lochner, Jr.
Elect Director John G. Russell
Elect Director Kenneth L. Way
Elect Director Laura H. Wright
Elect Director John B. Yasinsky
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Approve Omnibus Stock Plan
Approve Executive Incentive Bonus Plan
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------COMMSCOPE HOLDING COMPANY, INC.
Ticker:
COMM
Meeting Date: MAY 02, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 20337X109
Meeting Type: Annual
Proposal
Elect Director Frank M. Drendel
Elect Director Marco De Benedetti
Elect Director Peter J. Clare
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
Withhold
Withhold
Withhold
For
Sponsor
Management
Management
Management
Management
One Year
For
One Year
For
Management
Management
-------------------------------------------------------------------------------CULLEN/FROST BANKERS, INC.
Ticker:
CFR
Meeting Date: APR 24, 2014
Record Date: MAR 07, 2014
#
1.1
Security ID: 229899109
Meeting Type: Annual
Proposal
Elect Director R. Denny Alexander
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
2
3
Elect Director Carlos Alvarez
Elect Director Royce S. Caldwell
Elect Director Crawford H. Edwards
Elect Director Ruben M. Escobedo
Elect Director Richard W. Evans, Jr.
Elect Director Patrick B. Frost
Elect Director David J. Haemisegger
Elect Director Karen E. Jennings
Elect Director Richard M. Kleberg, III
Elect Director Charles W. Matthews
Elect Director Ida Clement Steen
Elect Director Horace Wilkins, Jr.
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------DARDEN RESTAURANTS, INC.
Ticker:
DRI
Meeting Date: SEP 18, 2013
Record Date: JUL 22, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
2
Security ID: 237194105
Meeting Type: Annual
Proposal
Elect Director Michael W. Barnes
Elect Director Leonard L. Berry
Elect Director Christopher J. (CJ)
Fraleigh
Elect Director Victoria D. Harker
Elect Director David H. Hughes
Elect Director Charles A. Ledsinger,
Jr.
Elect Director William M. Lewis, Jr.
Elect Director Connie Mack, III
Elect Director Andrew H. (Drew) Madsen
Elect Director Clarence Otis, Jr.
Elect Director Michael D. Rose
Elect Director Maria A. Sastre
Elect Director William S. Simon
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
3
4
5
6
7
8
9
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Require a Majority Vote for the
Election of Directors
Adopt Proxy Access Right
Report on Political Contributions
Report on Lobbying Payments and Policy
Prepare Employment Diversity Report
For
For
Management
For
Against
For
For
Management
Shareholder
Against
Against
Against
Against
Against
Against
Against
Against
Shareholder
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------DR PEPPER SNAPPLE GROUP, INC.
Ticker:
DPS
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
5
Security ID: 26138E109
Meeting Type: Annual
Proposal
Elect Director John L. Adams
Elect Director Joyce M. Roche
Elect Director Ronald G. Rogers
Elect Director Wayne R. Sanders
Elect Director Jack L. Stahl
Elect Director Larry D. Young
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Adopt Comprehensive Recycling Strategy
for Beverage Containers
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
For
For
Management
-------------------------------------------------------------------------------EDISON INTERNATIONAL
Ticker:
EIX
Meeting Date: APR 24, 2014
Record Date: FEB 28, 2014
Security ID: 281020107
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
Proposal
Elect Director Jagjeet S. Bindra
Elect Director Vanessa C.L. Chang
Elect Director France A. Cordova RESIGNED
Elect Director Theodore F. Craver, Jr.
Elect Director Bradford M. Freeman
Elect Director Luis G. Nogales
Elect Director Richard T. Schlosberg,
III
Elect Director Linda G. Stuntz
Elect Director Thomas C. Sutton
Elect Director Ellen O. Tauscher
Elect Director Peter J. Taylor
Elect Director Brett White
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Mgt Rec
For
For
None
Vote Cast
For
For
None
Sponsor
Management
Management
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------ENERGEN CORPORATION
Ticker:
EGN
Meeting Date: APR 23, 2014
Record Date: FEB 21, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 29265N108
Meeting Type: Annual
Proposal
Elect Director Kenneth W. Dewey
Elect Director M. James Gorrie
Elect Director James T. McManus, II
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Methane Emissions Management
and Reduction Targets
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Against
Against
Shareholder
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker:
ENR
Meeting Date: JAN 27, 2014
Record Date: NOV 22, 2013
#
1.1
1.2
1.3
1.4
2
3
4
5
Security ID: 29266R108
Meeting Type: Annual
Proposal
Elect Director James C. Johnson
Elect Director Ward M. Klein
Elect Director W. Patrick McGinnis
Elect Director John R. Roberts
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Declassify the Board of Directors
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------EQT CORPORATION
Ticker:
EQT
Meeting Date: APR 30, 2014
Record Date: MAR 05, 2014
#
1.1
1.2
1.3
1.4
2
3
4
5
Security ID: 26884L109
Meeting Type: Annual
Proposal
Elect Director Margaret K. Dorman
Elect Director David L. Porges
Elect Director James E. Rohr
Elect Director David S. Shapira
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Approve the Material Terms of
Performance Goals for Purposes of
Internal Revenue Code Section 162(m)
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
For
For
Management
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker:
EFX
Meeting Date: MAY 02, 2014
Record Date: MAR 04, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
Security ID: 294429105
Meeting Type: Annual
Proposal
Elect Director James E. Copeland, Jr.
Elect Director Robert D. Daleo
Elect Director Walter W. Driver, Jr.
Elect Director Mark L. Feidler
Elect Director L. Phillip Humann
Elect Director Robert D. Marcus
Elect Director Siri S. Marshall
Elect Director John A. McKinley
Elect Director Richard F. Smith
Elect Director Mark B. Templeton
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------EXPEDIA, INC.
Ticker:
EXPE
Meeting Date: JUN 17, 2014
Record Date: APR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
Security ID: 30212P303
Meeting Type: Annual
Proposal
Elect Director A. George 'Skip' Battle
Elect Director Pamela L. Coe
Elect Director Barry Diller
Elect Director Jonathan L. Dolgen
Elect Director Craig A. Jacobson
Elect Director Victor A. Kaufman
Elect Director Peter M. Kern
Elect Director Dara Khosrowshahi
Elect Director John C. Malone
Elect Director Jose A. Tazon
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
Withhold
For
For
For
Withhold
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
3
4
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Political Contributions
For
For
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------FAMILY DOLLAR STORES, INC.
Ticker:
FDO
Meeting Date: JAN 16, 2014
Record Date: NOV 27, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
Security ID: 307000109
Meeting Type: Annual
Proposal
Elect Director Mark R. Bernstein
Elect Director Pamela L. Davies
Elect Director Sharon Allred Decker
Elect Director Edward C. Dolby
Elect Director Glenn A. Eisenberg
Elect Director Edward P. Garden
Elect Director Howard R. Levine
Elect Director George R. Mahoney, Jr.
Elect Director James G. Martin
Elect Director Harvey Morgan
Elect Director Dale C. Pond
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------FIFTH THIRD BANCORP
Ticker:
FITB
Meeting Date: APR 15, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
Security ID: 316773100
Meeting Type: Annual
Proposal
Elect Director Nicholas K. Akins
Elect Director B. Evan Bayh, III
Elect Director Ulysses L. Bridgeman,
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
5
Jr.
Elect Director Emerson L. Brumback
Elect Director James P. Hackett
Elect Director Gary R. Heminger
Elect Director Jewell D. Hoover
Elect Director Kevin T. Kabat
Elect Director Mitchel D. Livingston,
Ph.D.
Elect Director Michael B. McCallister
Elect Director Hendrik G. Meijer
Elect Director Marsha C. Williams
Ratify Auditors
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
One Year
One Year
Management
-------------------------------------------------------------------------------FIRST REPUBLIC BANK
Ticker:
FRC
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
Security ID: 33616C100
Meeting Type: Annual
Proposal
Elect Director James H. Herbert, II
Elect Director Katherine August-deWilde
Elect Director Thomas J. Barrack, Jr.
Elect Director Frank J. Fahrenkopf, Jr
Elect Director William E. Ford
Elect Director L. Martin Gibbs
Elect Director Sandra R. Hernandez
Elect Director Pamela J. Joyner
Elect Director Reynold Levy
Elect Director Jody S. Lindell
Elect Director George G.C. Parker
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------FORTUNE BRANDS HOME & SECURITY, INC.
Ticker:
FBHS
Meeting Date: APR 28, 2014
Record Date: FEB 27, 2014
#
1a
1b
1c
2
3
Security ID: 34964C106
Meeting Type: Annual
Proposal
Elect Director A. D. David Mackay
Elect Director David M. Thomas
Elect Director Norman H. Wesley
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------GANNETT CO., INC.
Ticker:
GCI
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
4
Security ID: 364730101
Meeting Type: Annual
Proposal
Elect Director John E. Cody
Elect Director Howard D. Elias
Elect Director John Jeffry Louis
Elect Director Marjorie Magner
Elect Director Gracia C. Martore
Elect Director Scott K. McCune
Elect Director Susan Ness
Elect Director Tony A. Prophet
Elect Director Neal Shapiro
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Pro-rata Vesting of Equity Plans
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
For
Shareholder
-------------------------------------------------------------------------------GENERAL GROWTH PROPERTIES, INC.
Ticker:
GGP
Meeting Date: MAY 16, 2014
Record Date: MAR 17, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
Security ID: 370023103
Meeting Type: Annual
Proposal
Elect Director Richard B. Clark
Elect Director Mary Lou Fiala
Elect Director J. Bruce Flatt
Elect Director John K. Haley
Elect Director Daniel B. Hurwitz
Elect Director Brian W. Kingston
Elect Director Sandeep Mathrani
Elect Director David J. Neithercut
Elect Director Mark R. Patterson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------GENUINE PARTS COMPANY
Ticker:
GPC
Meeting Date: APR 28, 2014
Record Date: FEB 18, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 372460105
Meeting Type: Annual
Mary B. Bullock
Paul D. Donahue
Jean Douville
Gary P. Fayard
Thomas C. Gallagher
George C. 'Jack' Guynn
John R. Holder
John D. Johns
Michael M. E. Johns
Robert C. 'Robin'
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
1.11
1.12
1.13
2
3
Loudermilk, Jr.
Elect Director Wendy B. Needham
Elect Director Jerry W. Nix
Elect Director Gary W. Rollins
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------HCP, INC.
Ticker:
HCP
Meeting Date: MAY 01, 2014
Record Date: MAR 07, 2014
#
1a
1b
1c
1d
1e
1f
1g
2
3
4
Security ID: 40414L109
Meeting Type: Annual
Proposal
Elect Director Brian G. Cartwright
Elect Director Christine N. Garvey
Elect Director David B. Henry
Elect Director Lauralee E. Martin
Elect Director Michael D. McKee
Elect Director Peter L. Rhein
Elect Director Joseph P. Sullivan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------HENRY SCHEIN, INC.
Ticker:
HSIC
Meeting Date: MAY 28, 2014
Record Date: MAR 31, 2014
#
1.1
1.2
Security ID: 806407102
Meeting Type: Annual
Proposal
Elect Director Stanley M. Bergman
Elect Director Gerald A. Benjamin
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
2
3
Elect Director James P. Breslawski
Elect Director Mark E. Mlotek
Elect Director Steven Paladino
Elect Director Barry J. Alperin
Elect Director Paul Brons
Elect Director Donald J. Kabat
Elect Director Philip A. Laskawy
Elect Director Karyn Mashima
Elect Director Norman S. Matthews
Elect Director Carol Raphael
Elect Director E. Dianne Rekow
Elect Director Bradley T. Sheares
Elect Director Louis W. Sullivan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------HUBBELL INCORPORATED
Ticker:
HUB.B
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
Security ID: 443510201
Meeting Type: Annual
Proposal
Elect Director Carlos M. Cardoso
Elect Director Lynn J. Good
Elect Director Anthony J. Guzzi
Elect Director Neal J. Keating
Elect Director John F. Malloy
Elect Director Andrew McNally, IV
Elect Director David G. Nord
Elect Director G. Jackson Ratcliffe
Elect Director Carlos A. Rodriguez
Elect Director John G. Russell
Elect Director Steven R. Shawley
Elect Director Richard J. Swift
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------HUDSON CITY BANCORP, INC.
Ticker:
HCBK
Meeting Date: DEC 18, 2013
Record Date: OCT 28, 2013
#
1a
1b
1c
2
3
Security ID: 443683107
Meeting Type: Annual
Proposal
Elect Director Cornelius E. Golding
Elect Director Donald O. Quest
Elect Director Joseph G. Sponholz
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------HUMANA INC.
Ticker:
HUM
Meeting Date: APR 29, 2014
Record Date: FEB 28, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
Security ID: 444859102
Meeting Type: Annual
Proposal
Elect Director Kurt J. Hilzinger
Elect Director Bruce D. Broussard
Elect Director Frank A. D'Amelio
Elect Director W. Roy Dunbar
Elect Director David A. Jones, Jr.
Elect Director William J. McDonald
Elect Director William E. Mitchell
Elect Director David B. Nash
Elect Director James J. O'Brien
Elect Director Marissa T. Peterson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Political Contributions
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------HUNTINGTON BANCSHARES INCORPORATED
Ticker:
HBAN
Meeting Date: APR 17, 2014
Record Date: FEB 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
Security ID: 446150104
Meeting Type: Annual
Proposal
Elect Director Don M. Casto, III
Elect Director Ann ('Tanny') B. Crane
Elect Director Steven G. Elliott
Elect Director Michael J. Endres
Elect Director John B. Gerlach, Jr.
Elect Director Peter J. Kight
Elect Director Jonathan A. Levy
Elect Director Richard W. Neu
Elect Director David L. Porteous
Elect Director Kathleen H. Ransier
Elect Director Stephen D. Steinour
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------IDEX CORPORATION
Ticker:
IEX
Meeting Date: APR 08, 2014
Record Date: FEB 14, 2014
#
1.1
1.2
1.3
2
3
Security ID: 45167R104
Meeting Type: Annual
Proposal
Elect Director Bradley J. Bell
Elect Director Gregory F. Milzcik
Elect Director Andrew K. Silvernail
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------INVESCO LTD.
Ticker:
IVZ
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1
2.1
2.2
3
4
Security ID: G491BT108
Meeting Type: Annual
Proposal
Declassify the Board of Directors
Elect Director Denis Kessler
Elect Director G. Richard ('Rick')
Wagoner, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------JACK HENRY & ASSOCIATES, INC.
Ticker:
JKHY
Meeting Date: NOV 13, 2013
Record Date: SEP 19, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 426281101
Meeting Type: Annual
Proposal
Elect Director Matthew C. Flanigan
Elect Director Wesley A. Brown
Elect Director Marla K. Shepard
Elect Director John F. Prim
Elect Director Thomas H. Wilson
Elect Director Jacque R. Fiegel
Elect Director Thomas A. Wimsett
Elect Director Laura G. Kelly
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------JARDEN CORPORATION
Ticker:
JAH
Meeting Date: JUN 12, 2014
Record Date: APR 21, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 471109108
Meeting Type: Annual
Proposal
Elect Director Richard J. Heckmann
Elect Director Irwin D. Simon
Elect Director William J. Grant
Declassify the Board of Directors
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------KIMCO REALTY CORPORATION
Ticker:
KIM
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
Security ID: 49446R109
Meeting Type: Annual
Proposal
Elect Director Milton Cooper
Elect Director Phillip E. Coviello
Elect Director Richard G. Dooley
Elect Director Joe Grills
Elect Director David B. Henry
Elect Director F. Patrick Hughes
Elect Director Frank Lourenso
Elect Director Colombe M. Nicholas
Elect Director Richard B. Saltzman
Reduce Supermajority Vote Requirement
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------KLA-TENCOR CORPORATION
Ticker:
KLAC
Meeting Date: NOV 06, 2013
Record Date: SEP 17, 2013
#
1.1
1.2
1.3
1.4
2
3
4
5
Security ID: 482480100
Meeting Type: Annual
Proposal
Elect Director Edward W. Barnholt
Elect Director Emiko Higashi
Elect Director Stephen P. Kaufman
Elect Director Richard P. Wallace
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Amend Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------KOHL'S CORPORATION
Ticker:
KSS
Meeting Date: MAY 15, 2014
Record Date: MAR 12, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
Security ID: 500255104
Meeting Type: Annual
Proposal
Elect Director Peter Boneparth
Elect Director Steven A. Burd
Elect Director Dale E. Jones
Elect Director Kevin Mansell
Elect Director John E. Schlifske
Elect Director Frank V. Sica
Elect Director Peter M. Sommerhauser
Elect Director Stephanie A. Streeter
Elect Director Nina G. Vaca
Elect Director Stephen E. Watson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
4
5
Stock Retention/Holding Period
Report on Data Used to Make
Environmental Goals and Costs and
Benefits of Sustainability Program
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------LOEWS CORPORATION
Ticker:
L
Meeting Date: MAY 13, 2014
Record Date: MAR 19, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
2
3
Security ID: 540424108
Meeting Type: Annual
Proposal
Elect Director Lawrence S. Bacow
Elect Director Ann E. Berman
Elect Director Joseph L. Bower
Elect Director Charles M. Diker
Elect Director Jacob A. Frenkel
Elect Director Paul J. Fribourg
Elect Director Walter L. Harris
Elect Director Philip A. Laskawy
Elect Director Ken Miller
Elect Director Andrew H. Tisch
Elect Director James S. Tisch
Elect Director Jonathan M. Tisch
Elect Director Anthony Welters
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Against
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------M&T BANK CORPORATION
Ticker:
MTB
Meeting Date: APR 15, 2014
Record Date: FEB 28, 2014
#
Proposal
Security ID: 55261F104
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
2
3
Elect Director Brent D. Baird
Elect Director C. Angela Bontempo
Elect Director Robert T. Brady
Elect Director T. Jefferson
Cunningham, III
Elect Director Mark J. Czarnecki
Elect Director Gary N. Geisel
Elect Director John D. Hawke, Jr.
Elect Director Patrick W.E. Hodgson
Elect Director Richard G. King
Elect Director Jorge G. Pereira
Elect Director Melinda R. Rich
Elect Director Robert E. Sadler, Jr.
Elect Director Herbert L. Washington
Elect Director Robert G. Wilmers
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MARRIOTT INTERNATIONAL, INC.
Ticker:
MAR
Meeting Date: MAY 09, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
Security ID: 571903202
Meeting Type: Annual
Proposal
Elect Director J.W. Marriott, Jr.
Elect Director John W. Marriott, III
Elect Director Mary K. Bush
Elect Director Frederick A. Henderson
Elect Director Lawrence W. Kellner
Elect Director Debra L. Lee
Elect Director George Munoz
Elect Director Harry J. Pearce
Elect Director Steven S Reinemund
Elect Director W. Mitt Romney
Elect Director Arne M. Sorenson
Ratify Auditors
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
4
5
Executive Officers' Compensation
Amend Omnibus Stock Plan
Reduce Supermajority Vote Requirement
For
Against
For
For
Management
Shareholder
-------------------------------------------------------------------------------MARSH & MCLENNAN COMPANIES, INC.
Ticker:
MMC
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
Security ID: 571748102
Meeting Type: Annual
Proposal
Elect Director Oscar Fanjul
Elect Director Daniel S. Glaser
Elect Director H. Edward Hanway
Elect Director Lord Lang
Elect Director Elaine La Roche
Elect Director Steven A. Mills
Elect Director Bruce P. Nolop
Elect Director Marc D. Oken
Elect Director Morton O. Schapiro
Elect Director Adele Simmons
Elect Director Lloyd M. Yates
Elect Director R. David Yost
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MOHAWK INDUSTRIES, INC.
Ticker:
MHK
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
Security ID: 608190104
Meeting Type: Annual
Proposal
Elect Director Richard C. Ill
Elect Director Jeffrey S. Lorberbaum
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
2
3
Elect Director Karen A. Smith Bogart
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------MSC INDUSTRIAL DIRECT CO., INC.
Ticker:
MSM
Meeting Date: JAN 16, 2014
Record Date: NOV 27, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 553530106
Meeting Type: Annual
Proposal
Elect Director Mitchell Jacobson
Elect Director David Sandler
Elect Director Erik Gershwind
Elect Director Jonathan Byrnes
Elect Director Roger Fradin
Elect Director Louise Goeser
Elect Director Denis Kelly
Elect Director Philip Peller
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------NATIONAL FUEL GAS COMPANY
Ticker:
NFG
Meeting Date: MAR 13, 2014
Record Date: JAN 13, 2014
#
1.1
1.2
1.3
2
3
Security ID: 636180101
Meeting Type: Annual
Proposal
Elect Director Ronald W. Jibson
Elect Director Jeffrey W. Shaw
Elect Director Ronald J. Tanski
Ratify Auditors
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
4
Executive Officers' Compensation
Amend EEO Policy to Prohibit
Discrimination based on Gender
Identity and Expression
Against
Against
Shareholder
-------------------------------------------------------------------------------NISOURCE INC.
Ticker:
NI
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
Security ID: 65473P105
Meeting Type: Annual
Proposal
Elect Director Richard A. Abdoo
Elect Director Aristides S. Candris
Elect Director Sigmund L. Cornelius
Elect Director Michael E. Jesanis
Elect Director Marty R. Kittrell
Elect Director W. Lee Nutter
Elect Director Deborah S. Parker
Elect Director Robert C. Skaggs, Jr.
Elect Director Teresa A. Taylor
Elect Director Richard L. Thompson
Elect Director Carolyn Y. Woo
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Political Contributions
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------NORDSTROM, INC.
Ticker:
JWN
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
#
1a
Security ID: 655664100
Meeting Type: Annual
Proposal
Elect Director Phyllis J. Campbell
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
Elect Director Michelle M. Ebanks
Elect Director Enrique Hernandez, Jr.
Elect Director Robert G. Miller
Elect Director Blake W. Nordstrom
Elect Director Erik B. Nordstrom
Elect Director Peter E. Nordstrom
Elect Director Philip G. Satre
Elect Director Brad D. Smith
Elect Director B. Kevin Turner
Elect Director Robert D. Walter
Elect Director Alison A. Winter
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------NORTHERN TRUST CORPORATION
Ticker:
NTRS
Meeting Date: APR 15, 2014
Record Date: FEB 18, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
Security ID: 665859104
Meeting Type: Annual
Proposal
Elect Director Linda Walker Bynoe
Elect Director Nicholas D. Chabraja
Elect Director Susan Crown
Elect Director Dipak C. Jain
Elect Director Robert W. Lane
Elect Director Jose Luis Prado
Elect Director John W. Rowe
Elect Director Martin P. Slark
Elect Director David H. B. Smith, Jr.
Elect Director Charles A. Tribbett, III
Elect Director Frederick H. Waddell
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Lobbying and Political
Contributions
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
Withhold
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------OLD REPUBLIC INTERNATIONAL CORPORATION
Ticker:
ORI
Meeting Date: MAY 23, 2014
Record Date: MAR 28, 2014
#
1.1
1.2
1.3
1.4
2
3
Security ID: 680223104
Meeting Type: Annual
Proposal
Elect Director James C. Hellauer
Elect Director Arnold L. Steiner
Elect Director Fredricka Taubitz
Elect Director Aldo C. Zucaro
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------PBF ENERGY INC.
Ticker:
PBF
Meeting Date: MAY 21, 2014
Record Date: MAR 25, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
Security ID: 69318G106
Meeting Type: Annual
Proposal
Elect Director Thomas D. O'Malley
Elect Director Spencer Abraham
Elect Director Jefferson F. Allen
Elect Director Martin J. Brand
Elect Director Wayne A. Budd
Elect Director David I. Foley
Elect Director Dennis M. Houston
Elect Director Edward F. Kosnik
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------PETSMART, INC.
Ticker:
PETM
Meeting Date: JUN 18, 2014
Record Date: APR 25, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
11
12
Security ID: 716768106
Meeting Type: Annual
Proposal
Elect Director Angel Cabrera
Elect Director Rita V. Foley
Elect Director Rakesh Gangwal
Elect Director Joseph S. Hardin, Jr.
Elect Director Gregory P. Josefowicz
Elect Director David K. Lenhardt
Elect Director Richard K. Lochridge
Elect Director Barbara Munder
Elect Director Elizabeth A. Nickels
Elect Director Thomas G. Stemberg
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------PVH CORP.
Ticker:
PVH
Meeting Date: JUN 19, 2014
Record Date: APR 22, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 693656100
Meeting Type: Annual
Mary Baglivo
Brent Callinicos
Emanuel Chirico
Juan R. Figuereo
Joseph B. Fuller
Fred Gehring
Bruce Maggin
V. James Marino
Henry Nasella
Rita M. Rodriguez
Edward R. Rosenfeld
Craig Rydin
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
Management
For
For
Management
-------------------------------------------------------------------------------QEP RESOURCES, INC.
Ticker:
QEP
Meeting Date: MAY 13, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 74733V100
Meeting Type: Annual
Proposal
Elect Director Robert F. Heinemann
Elect Director Robert E. McKee, III
Elect Director David A. Trice
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Declassify the Board of Directors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
Management
Shareholder
-------------------------------------------------------------------------------QUESTAR CORPORATION
Ticker:
STR
Meeting Date: MAY 22, 2014
Record Date: MAR 14, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
Security ID: 748356102
Meeting Type: Annual
Proposal
Elect Director Teresa Beck
Elect Director R. Don Cash
Elect Director Laurence M. Downes
Elect Director Christopher A. Helms
Elect Director Ronald W. Jibson
Elect Director Rebecca Ranich
Elect Director Harris H. Simmons
Elect Director Bruce A. Williamson
Ratify Auditors
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Executive Officers' Compensation
-------------------------------------------------------------------------------RAYONIER INC.
Ticker:
RYN
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
5
Security ID: 754907103
Meeting Type: Annual
Proposal
Elect Director Paul G. Boynton
Elect Director C. David Brown, II
Elect Director John E. Bush
Elect Director Mark E. Gaumond
Elect Director Thomas I. Morgan
Elect Director David W. Oskin
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Require Independent Board Chairman
Report on Risk Management of Effluent
Discharges at Fiber Mill
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------REGAL BELOIT CORPORATION
Ticker:
RBC
Meeting Date: APR 28, 2014
Record Date: MAR 05, 2014
#
1a
1b
1c
2
3
Security ID: 758750103
Meeting Type: Annual
Proposal
Elect Director Thomas J. Fischer
Elect Director Rakesh Sachdev
Elect Director Jane L. Warner
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------REGENCY CENTERS CORPORATION
Ticker:
REG
Meeting Date: MAY 02, 2014
Record Date: MAR 05, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
Security ID: 758849103
Meeting Type: Annual
Proposal
Elect Director Martin E. Stein, Jr.
Elect Director Raymond L. Bank
Elect Director C. Ronald Blankenship
Elect Director A. R. Carpenter
Elect Director J. Dix Druce, Jr.
Elect Director Mary Lou Fiala
Elect Director Douglas S. Luke
Elect Director David P. O'Connor
Elect Director John C. Schweitzer
Elect Director Brian M. Smith
Elect Director Thomas G. Wattles
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------REXNORD CORPORATION
Ticker:
RXN
Meeting Date: AUG 01, 2013
Record Date: JUN 03, 2013
#
1.1
1.2
1.3
2
Security ID: 76169B102
Meeting Type: Annual
Proposal
Elect Director Mark S. Bartlett
Elect Director Damian J. Giangiacomo
Elect Director Steven Martinez
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
Withhold
Withhold
For
Sponsor
Management
Management
Management
Management
--------------------------------------------------------------------------------
RITE AID CORPORATION
Ticker:
RAD
Meeting Date: JUN 19, 2014
Record Date: APR 28, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
4
5
Security ID: 767754104
Meeting Type: Annual
Proposal
Elect Director John T. Standley
Elect Director Joseph B. Anderson, Jr.
Elect Director Bruce G. Bodaken
Elect Director David R. Jessick
Elect Director Kevin E. Lofton
Elect Director Myrtle S. Potter
Elect Director Michael N. Regan
Elect Director Marcy Syms
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------ROCK-TENN COMPANY
Ticker:
RKT
Meeting Date: JAN 31, 2014
Record Date: DEC 02, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
Security ID: 772739207
Meeting Type: Annual
Proposal
Elect Director Jenny A. Hourihan
Elect Director Steven C. Voorhees
Elect Director J. Powell Brown
Elect Director Robert M. Chapman
Elect Director Terrell K. Crews
Elect Director Russell M. Currey
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Declassify the Board of Directors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
Withhold
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------SEMPRA ENERGY
Ticker:
SRE
Meeting Date: MAY 09, 2014
Record Date: MAR 12, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
2
3
Security ID: 816851109
Meeting Type: Annual
Proposal
Mgt Rec
Elect Director Alan L. Boeckmann
For
Elect Director James G. Brocksmith, Jr. For
Elect Director Kathleen L. Brown
For
Elect Director Pablo A. Ferrero
For
Elect Director William D. Jones
For
Elect Director William G. Ouchi
For
Elect Director Debra L. Reed
For
Elect Director William C. Rusnack
For
Elect Director William P. Rutledge
For
Elect Director Lynn Schenk
For
Elect Director Jack T. Taylor
For
Elect Director Luis M. Tellez
For
Elect Director James C. Yardley
For
Ratify Auditors
For
Advisory Vote to Ratify Named
For
Executive Officers' Compensation
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------SIGMA-ALDRICH CORPORATION
Ticker:
SIAL
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
#
1a
1b
1c
1d
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 826552101
Meeting Type: Annual
Rebecca M. Bergman
George M. Church
Michael L. Marberry
W. Lee McCollum
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
1e
1f
1g
1h
1i
1j
2
3
4
5
6
Elect Director Avi M. Nash
Elect Director Steven M. Paul
Elect Director J. Pedro Reinhard
Elect Director Rakesh Sachdev
Elect Director D. Dean Spatz
Elect Director Barrett A. Toan
Ratify Auditors
Increase Authorized Common Stock
Authorize New Class of Preferred Stock
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------SILGAN HOLDINGS INC.
Ticker:
SLGN
Meeting Date: MAY 27, 2014
Record Date: APR 10, 2014
#
1.1
1.2
2
3
4
Security ID: 827048109
Meeting Type: Annual
Proposal
Elect Director D. Greg Horrigan
Elect Director John W. Alden
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------SNAP-ON INCORPORATED
Ticker:
SNA
Meeting Date: APR 24, 2014
Record Date: FEB 24, 2014
#
1.1
1.2
Security ID: 833034101
Meeting Type: Annual
Proposal
Elect Director Roxanne J. Decyk
Elect Director Nicholas T. Pinchuk
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
2
3
Elect Director Gregg M. Sherrill
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------SOUTHWESTERN ENERGY COMPANY
Ticker:
SWN
Meeting Date: MAY 20, 2014
Record Date: MAR 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
5
Security ID: 845467109
Meeting Type: Annual
Proposal
Elect Director John D. Gass
Elect Director Catherine A. Kehr
Elect Director Greg D. Kerley
Elect Director Vello A. Kuuskraa
Elect Director Kenneth R. Mourton
Elect Director Steven L. Mueller
Elect Director Elliott Pew
Elect Director Alan H. Stevens
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Bylaws -- Call Special Meetings
Report on Methane Emissions Management
and Reduction Targets
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------SUNTRUST BANKS, INC.
Ticker:
STI
Meeting Date: APR 22, 2014
Record Date: FEB 12, 2014
#
1.1
1.2
Security ID: 867914103
Meeting Type: Annual
Proposal
Elect Director Robert M. Beall, II
Elect Director David H. Hughes
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
5
6
Elect Director M. Douglas Ivester
Elect Director Kyle Prechtl Legg
Elect Director William A. Linnenbringer
Elect Director Donna S. Morea
Elect Director David M. Ratcliffe
Elect Director William H. Rogers, Jr.
Elect Director Frank P. Scruggs, Jr.
Elect Director Thomas R. Watjen
Elect Director Phail Wynn, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Amend Omnibus Stock Plan
Amend Executive Incentive Bonus Plan
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
-------------------------------------------------------------------------------SYNOPSYS, INC.
Ticker:
SNPS
Meeting Date: APR 02, 2014
Record Date: FEB 04, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
5
Security ID: 871607107
Meeting Type: Annual
Proposal
Elect Director Aart J. de Geus
Elect Director Chi-Foon Chan
Elect Director Alfred Castino
Elect Director Bruce R. Chizen
Elect Director Deborah A. Coleman
Elect Director Chrysostomos L. 'Max'
Nikias
Elect Director John G. Schwarz
Elect Director Roy Vallee
Elect Director Steven C. Walske
Amend Omnibus Stock Plan
Amend Qualified Employee Stock
Purchase Plan
Amend Non-Employee Director Omnibus
Stock Plan
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
6
Executive Officers' Compensation
Ratify Auditors
For
For
Management
-------------------------------------------------------------------------------T. ROWE PRICE GROUP, INC.
Ticker:
TROW
Meeting Date: APR 24, 2014
Record Date: FEB 21, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
Security ID: 74144T108
Meeting Type: Annual
Proposal
Elect Director Mark S. Bartlett
Elect Director Edward C. Bernard
Elect Director Mary K. Bush
Elect Director Donald B. Hebb, Jr.
Elect Director Freeman A. Hrabowski,
III
Elect Director James A.C. Kennedy
Elect Director Robert F. MacLellan
Elect Director Brian C. Rogers
Elect Director Olympia J. Snowe
Elect Director Alfred Sommer
Elect Director Dwight S. Taylor
Elect Director Anne Marie Whittemore
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------THE CHUBB CORPORATION
Ticker:
CB
Meeting Date: APR 29, 2014
Record Date: MAR 03, 2014
#
1a
1b
Security ID: 171232101
Meeting Type: Annual
Proposal
Elect Director Zoe Baird Budinger
Elect Director Sheila P. Burke
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
1n
2
3
4
5
Elect Director James I. Cash, Jr.
Elect Director John D. Finnegan
Elect Director Timothy P. Flynn
Elect Director Karen M. Hoguet
Elect Director Lawrence W. Kellner
Elect Director Martin G. McGuinn
Elect Director Lawrence M. Small
Elect Director Jess Soderberg
Elect Director Daniel E. Somers
Elect Director William C. Weldon
Elect Director James M. Zimmerman
Elect Director Alfred W. Zollar
Approve Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Sustainability
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------THE GAP, INC.
Ticker:
GPS
Meeting Date: MAY 20, 2014
Record Date: MAR 24, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
Security ID: 364760108
Meeting Type: Annual
Proposal
Elect Director Domenico De Sole
Elect Director Robert J. Fisher
Elect Director William S. Fisher
Elect Director Isabella D. Goren
Elect Director Bob L. Martin
Elect Director Jorge P. Montoya
Elect Director Glenn K. Murphy
Elect Director Mayo A. Shattuck, III
Elect Director Katherine Tsang
Elect Director Padmasree Warrior
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker:
HIG
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
5
Security ID: 416515104
Meeting Type: Annual
Proposal
Elect Director Robert B. Allardice, III
Elect Director Trevor Fetter
Elect Director Liam E. McGee
Elect Director Kathryn A. Mikells
Elect Director Michael G. Morris
Elect Director Thomas A. Renyi
Elect Director Julie G. Richardson
Elect Director Virginia P. Ruesterholz
Elect Director Charles B. Strauss
Elect Director H. Patrick Swygert
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Amend Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------THE HERSHEY COMPANY
Ticker:
HSY
Meeting Date: APR 29, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 427866108
Meeting Type: Annual
Pamela M. Arway
John P. Bilbrey
Robert F. Cavanaugh
Charles A. Davis
Mary Kay Haben
Robert M. Malcolm
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
1.7
1.8
1.9
1.10
1.11
2
3
Elect Director James M. Mead
Elect Director James E. Nevels
Elect Director Anthony J. Palmer
Elect Director Thomas J. Ridge
Elect Director David L. Shedlarz
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------THE J. M. SMUCKER COMPANY
Ticker:
SJM
Meeting Date: AUG 14, 2013
Record Date: JUN 17, 2013
#
1a
1b
1c
1d
2
3
4
5
Security ID: 832696405
Meeting Type: Annual
Proposal
Elect Director Kathryn W. Dindo
Elect Director Robert B. Heisler, Jr.
Elect Director Richard K. Smucker
Elect Director Paul Smucker Wagstaff
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Increase Authorized Common Stock
Declassify the Board of Directors
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------THE KROGER CO.
Ticker:
KR
Meeting Date: JUN 26, 2014
Record Date: APR 29, 2014
#
1a
1b
1c
Security ID: 501044101
Meeting Type: Annual
Proposal
Elect Director Reuben V. Anderson
Elect Director Robert D. Beyer
Elect Director David B. Dillon
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
2
3
4
5
6
Elect Director Susan J. Kropf
Elect Director David B. Lewis
Elect Director W. Rodney McMullen
Elect Director Jorge P. Montoya
Elect Director Clyde R. Moore
Elect Director Susan M. Phillips
Elect Director Steven R. Rogel
Elect Director James A. Runde
Elect Director Ronald L. Sargent
Elect Director Bobby S. Shackouls
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Human Rights Risk Assessment
Process
Report on Extended Producer
Responsibility Policy Position and
Assess Alternatives
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Against
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------THE SHERWIN-WILLIAMS COMPANY
Ticker:
SHW
Meeting Date: APR 16, 2014
Record Date: FEB 25, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 824348106
Meeting Type: Annual
Proposal
Elect Director Arthur F. Anton
Elect Director Christopher M. Connor
Elect Director David F. Hodnik
Elect Director Thomas G. Kadien
Elect Director Richard J. Kramer
Elect Director Susan J. Kropf
Elect Director Christine A. Poon
Elect Director Richard K. Smucker
Elect Director John M. Stropki
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------THE TJX COMPANIES, INC.
Ticker:
TJX
Meeting Date: JUN 10, 2014
Record Date: APR 14, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Security ID: 872540109
Meeting Type: Annual
Proposal
Elect Director Zein Abdalla
Elect Director Jose B. Alvarez
Elect Director Alan M. Bennett
Elect Director Bernard Cammarata
Elect Director David T. Ching
Elect Director Michael F. Hines
Elect Director Amy B. Lane
Elect Director Carol Meyrowitz
Elect Director John F. O'Brien
Elect Director Willow B. Shire
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------THE WILLIAMS COMPANIES, INC.
Ticker:
WMB
Meeting Date: MAY 22, 2014
Record Date: APR 01, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 969457100
Meeting Type: Annual
Alan S. Armstrong
Joseph R. Cleveland
Kathleen B. Cooper
John A. Hagg
Juanita H. Hinshaw
Ralph Izzo
Frank T. MacInnis
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
1.8
1.9
1.10
1.11
1.12
2
3
4
5
Elect Director Eric W. Mandelblatt
Elect Director Steven W. Nance
Elect Director Murray D. Smith
Elect Director Janice D. Stoney
Elect Director Laura A. Sugg
Amend Omnibus Stock Plan
Amend Qualified Employee Stock
Purchase Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------TIFFANY & CO.
Ticker:
TIF
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
Security ID: 886547108
Meeting Type: Annual
Proposal
Elect Director Michael J. Kowalski
Elect Director Rose Marie Bravo
Elect Director Gary E. Costley
Elect Director Frederic P. Cumenal
Elect Director Lawrence K. Fish
Elect Director Abby F. Kohnstamm
Elect Director Charles K. Marquis
Elect Director Peter W. May
Elect Director William A. Shutzer
Elect Director Robert S. Singer
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------UNUM GROUP
Ticker:
UNM
Meeting Date: MAY 20, 2014
Record Date: MAR 27, 2014
#
1.1
1.2
1.3
1.4
2
3
Security ID: 91529Y106
Meeting Type: Annual
Proposal
Elect Director Timothy F. Keaney
Elect Director Gloria C. Larson
Elect Director William J. Ryan
Elect Director Thomas R. Watjen
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------VF CORPORATION
Ticker:
VFC
Meeting Date: APR 22, 2014
Record Date: MAR 03, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 918204108
Meeting Type: Annual
Proposal
Elect Director Richard T. Carucci
Elect Director Juliana L. Chugg
Elect Director Juan Ernesto de Bedout
Elect Director Ursula O. Fairbairn
Elect Director George Fellows
Elect Director Clarence Otis, Jr.
Elect Director Matthew J. Shattock
Elect Director Eric C. Wiseman
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------VORNADO REALTY TRUST
Ticker:
VNO
Meeting Date: MAY 22, 2014
Security ID: 929042109
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
2
3
4
5
6
7
MAR 24, 2014
Proposal
Elect Director Michael Lynne
Elect Director David Mandelbaum
Elect Director Daniel R. Tisch
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require a Majority Vote for the
Election of Directors
Require Independent Board Chairman
Declassify the Board of Directors
Pro-rata Vesting of Equity Awards
Mgt Rec
For
For
For
For
For
Vote Cast
Withhold
Withhold
Withhold
For
For
Sponsor
Management
Management
Management
Management
Management
Against
For
Shareholder
Against
Against
Against
Against
For
Against
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------W. R. BERKLEY CORPORATION
Ticker:
WRB
Meeting Date: MAY 20, 2014
Record Date: MAR 25, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 084423102
Meeting Type: Annual
Proposal
Elect Director George G. Daly
Elect Director Jack H. Nusbaum
Elect Director Mark L. Shapiro
Approve Executive Incentive Bonus Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------WESTAR ENERGY, INC.
Ticker:
WR
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Security ID: 95709T100
Meeting Type: Annual
#
1.1
1.2
1.3
2
3
Proposal
Elect Director Mollie H. Carter
Elect Director Jerry B. Farley
Elect Director Mark A. Ruelle
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------WISCONSIN ENERGY CORPORATION
Ticker:
WEC
Meeting Date: MAY 02, 2014
Record Date: FEB 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 976657106
Meeting Type: Annual
Proposal
Elect Director John F. Bergstrom
Elect Director Barbara L. Bowles
Elect Director Patricia W. Chadwick
Elect Director Curt S. Culver
Elect Director Thomas J. Fischer
Elect Director Gale E. Klappa
Elect Director Henry W. Knueppel
Elect Director Ulice Payne, Jr.
Elect Director Mary Ellen Stanek
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------WYNDHAM WORLDWIDE CORPORATION
Ticker:
WYN
Meeting Date: MAY 15, 2014
Record Date: MAR 24, 2014
#
1.1
Security ID: 98310W108
Meeting Type: Annual
Proposal
Elect Director James E. Buckman
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1.2
1.3
1.4
2
3
4
Elect Director George Herrera
Elect Director Brian Mulroney
Elect Director Michael H. Wargotz
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Amend Omnibus Stock Plan
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------XCEL ENERGY INC.
Ticker:
XEL
Meeting Date: MAY 21, 2014
Record Date: MAR 25, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
4
Security ID: 98389B100
Meeting Type: Annual
Proposal
Elect Director Gail Koziara Boudreaux
Elect Director Richard K. Davis
Elect Director Ben Fowke
Elect Director Albert F. Moreno
Elect Director Richard T. O'Brien
Elect Director Christopher J.
Policinski
Elect Director A. Patricia Sampson
Elect Director James J. Sheppard
Elect Director David A. Westerlund
Elect Director Kim Williams
Elect Director Timothy V. Wolf
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------XILINX, INC.
Ticker:
XLNX
Meeting Date: AUG 14, 2013
Security ID: 983919101
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
5
6
JUN 17, 2013
Proposal
Elect Director Philip T. Gianos
Elect Director Moshe N. Gavrielov
Elect Director John L. Doyle
Elect Director William G. Howard, Jr.
Elect Director J. Michael Patterson
Elect Director Albert A. Pimentel
Elect Director Marshall C. Turner
Elect Director Elizabeth W. Vanderslice
Amend Qualified Employee Stock
Purchase Plan
Amend Omnibus Stock Plan
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------XL GROUP PLC
Ticker:
XL
Meeting Date: APR 25, 2014
Record Date: MAR 05, 2014
#
1
2.1
2.2
2.3
3
4
5
6
Security ID: G98290102
Meeting Type: Annual
Proposal
Declassify the Board of Directors
Elect Michael S. McGavick as Director
Elect Anne Stevens as Director
Elect John M. Vereker as Director
Approve PricewaterhouseCoopers LLP as
Auditors and Authorize Board to Fix
Their Remuneration
Advisory Vote to Ratify Named
Executive Officers' Compensation
Renew Director's Authority to Issue
Shares
Renew Director's Authority to Issue
Shares for Cash
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
For
Against
Management
For
Against
Management
7
8
Amend Articles of Association
Amend Non-Employee Director Omnibus
Stock Plan
For
For
Against
For
Management
Management
-------------------------------------------------------------------------------YUM! BRANDS, INC.
Ticker:
YUM
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
4
Security ID: 988498101
Meeting Type: Annual
Proposal
Elect Director Michael J. Cavanagh
Elect Director David W. Dorman
Elect Director Massimo Ferragamo
Elect Director Mirian M. Graddick-Weir
Elect Director Bonnie G. Hill
Elect Director Jonathan S. Linen
Elect Director Thomas C. Nelson
Elect Director David C. Novak
Elect Director Thomas M. Ryan
Elect Director Jing-Shyh S. Su
Elect Director Robert D. Walter
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ZIONS BANCORPORATION
Ticker:
ZION
Meeting Date: MAY 30, 2014
Record Date: MAR 26, 2014
#
1a
1b
Security ID: 989701107
Meeting Type: Annual
Proposal
Elect Director Jerry C. Atkin
Elect Director Patricia Frobes
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1c
1d
1e
1f
1g
1h
1i
2
3
4
Elect Director J. David Heaney
Elect Director Roger B. Porter
Elect Director Stephen D. Quinn
Elect Director Harris H. Simmons
Elect Director L.e. Simmons
Elect Director Shelley Thomas Williams
Elect Director Steven C. Wheelwright
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
======================= VY Oppenheimer Global Portfolio ========================
3M COMPANY
Ticker:
MMM
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
4
Security ID: 88579Y101
Meeting Type: Annual
Proposal
Elect Director Linda G. Alvarado
Elect Director Thomas 'Tony' K. Brown
Elect Director Vance D. Coffman
Elect Director Michael L. Eskew
Elect Director Herbert L. Henkel
Elect Director Muhtar Kent
Elect Director Edward M. Liddy
Elect Director Inge G. Thulin
Elect Director Robert J. Ulrich
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Provide Right to Act by Written Consent
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
--------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED
Ticker:
ADBE
Meeting Date: APR 10, 2014
Record Date: FEB 14, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
2
3
4
Security ID: 00724F101
Meeting Type: Annual
Proposal
Elect Director Amy L. Banse
Elect Director Kelly J. Barlow
Elect Director Edward W. Barnholt
Elect Director Robert K. Burgess
Elect Director Frank A. Calderoni
Elect Director Michael R. Cannon
Elect Director James E. Daley
Elect Director Laura B. Desmond
Elect Director Charles M. Geschke
Elect Director Shantanu Narayen
Elect Director Daniel L. Rosensweig
Elect Director Robert Sedgewick
Elect Director John E. Warnock
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AETNA INC.
Ticker:
AET
Meeting Date: MAY 30, 2014
Record Date: MAR 28, 2014
#
1a
1b
1c
1d
1e
1f
1g
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 00817Y108
Meeting Type: Annual
Mgt Rec
Fernando Aguirre
For
Mark T. Bertolini
For
Frank M. Clark
For
Betsy Z. Cohen
For
Molly J. Coye
For
Roger N. Farah
For
Barbara Hackman Franklin For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
1h
1i
1j
1k
1l
2
3
4
5
6
7A
7B
7C
Elect Director Jeffrey E. Garten
Elect Director Ellen M. Hancock
Elect Director Richard J. Harrington
Elect Director Edward J. Ludwig
Elect Director Joseph P. Newhouse
Ratify Auditors
Reduce Supermajority Vote Requirement
Amend Right to Call Special Meeting
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Enhance Board Oversight of Political
Contributions
Amend Policy to Disclose Payments to
Tax-Exempt Organizations
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------AIRBUS GROUP
Ticker:
AIR
Meeting Date: MAY 27, 2014
Record Date: APR 29, 2014
#
1
2.1
2.2
2.3
2.4
3
4.1
4.2
4.3
Security ID: N0280E105
Meeting Type: Annual
Proposal
Open Meeting
Discussion on Company's Corporate
Governance Structure
Receive Report on Business and
Financial Statements
Discuss Remuneration Report Containing
Remuneration Policy
Receive Explanation on Company's
Reserves and Dividend Policy
Discussion of Agenda Items
Adopt Financial Statements
Approve Allocation of Income and
Dividends of EUR 0.75 per Share
Approve Discharge of Non-Executive
Members of the Board of Directors
Mgt Rec
None
None
Vote Cast
None
None
Sponsor
Management
Management
None
None
Management
None
None
Management
None
None
Management
None
For
For
None
For
For
Management
Management
Management
For
For
Management
4.4
4.5
4.6
4.7
4.8
4.9
4.10
5
Approve Discharge of Executive Members
of the Board of Directors
Ratify KPMG as Auditors
Approve Amendments to Remuneration
Policy for the Board of Directors
Amend Articles Re: Change Company Name
Grant Board Authority to Issue Shares
Up to 0.77 Percent of Issued Share
Capital and Excluding Preemptive
Rights Re: ESOP and LTIP Plans
Grant Board Authority to Issue Shares
Up to 1.15 Percent of Issued Share
Capital and Excluding Preemptive
Rights Re: Company Funding
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Close Meeting
For
For
Management
For
For
For
For
Management
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
None
None
Management
-------------------------------------------------------------------------------ALLERGAN, INC.
Ticker:
AGN
Meeting Date: MAY 06, 2014
Record Date: MAR 11, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
4
5
Security ID: 018490102
Meeting Type: Annual
Proposal
Elect Director David E.I. Pyott
Elect Director Michael R. Gallagher
Elect Director Deborah Dunsire
Elect Director Trevor M. Jones
Elect Director Louis J. Lavigne, Jr.
Elect Director Peter J. McDonnell
Elect Director Timothy D. Proctor
Elect Director Russell T. Ray
Elect Director Henri A. Termeer
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Provide Right to Act by Written Consent
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------ALLIANZ SE
Ticker:
ALV
Meeting Date: MAY 07, 2014
Record Date:
#
1
2
3
4
5
6
7
8
9
10
11
Security ID: D03080112
Meeting Type: Annual
Proposal
Receive Financial Statements and
Statutory Reports for Fiscal 2013
(Non-Voting)
Approve Allocation of Income and
Dividends of EUR 5.30 per Share
Approve Discharge of Management Board
for Fiscal 2013
Approve Discharge of Supervisory Board
for Fiscal 2013
Elect Jim Hagemann Snabe to the
Supervisory Board
Approve Creation of EUR 550 Million
Pool of Capital with Partial Exclusion
of Preemptive Rights
Approve Creation of EUR 15 Million
Pool of Capital for Employee Stock
Purchase Plan
Approve Issuance of Warrants/Bonds
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR10
Billion; Approve Creation of EUR 230
Million Pool of Capital to Guarantee
Conversion Rights
Authorize the Acquisition Treasury
Shares for Trading Purposes
Authorize Share Repurchase Program and
Reissuance or Cancellation of
Repurchased Shares
Authorize Use of Financial Derivatives
when Repurchasing Shares
Mgt Rec
None
Vote Cast
None
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
12
Amend Affiliation Agreements with
Subsidiaries
For
For
Management
-------------------------------------------------------------------------------ALROSA OJSC
Ticker:
ALRS
Meeting Date: JUN 28, 2014
Record Date: MAY 09, 2014
#
1
2
3
4
5
6.1
6.2
6.3
6.4
6.5
6.6
6.7
6.8
6.9
6.10
6.11
6.12
6.13
6.14
6.15
6.16
6.17
6.18
6.19
6.20
6.21
6.22
Security ID: X0085A109
Meeting Type: Annual
Proposal
Approve Annual Report
Approve Financial Statements
Approve Allocation of Income
Approve Dividends of RUB 1.47 per
Share and Terms of Its Payment
Approve Remuneration of Non-Government
Related Members of Board of Directors
Elect Fedor Andreyev as Director
Elect Sergey Barsukov as Director
Elect Mikhail Bruk as Director
Elect Viktor Budischev as Director
Elect Maksim Bulshiy as Director
Elect Ivan Demyanov as Director
Elect Sergey Dubinin as Director
Elect Dmitry Zakharov as Director
Elect Spartak Illarionov as Director
Elect Valentina Kondratyeva as Director
Elect Nadezhda Kononova as Director
Elect Pavel Kylatchanov as Director
Elect Igor Lozhevsky as Director
Elect Sergey Mestnikov as Director
Elect Ralf Morgan as Director
Elect Denis Morozov as Director
Elect Thomas O'Neill as Director
Elect Nina Osipova as Director
Elect Aleksandr Safronov as Director
Elect Oleg Fedorov as Director
Elect Andrey Sharonov as Director
Elect Ilya Yuzhanov as Director
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
None
None
None
None
None
None
None
None
None
None
None
None
None
None
None
None
None
None
None
None
None
None
Against
Against
Against
Against
Against
Against
Against
Against
Against
Against
Against
Against
Against
Against
For
Against
For
Against
Against
Against
Against
Against
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
7.1
7.2
7.3
7.4
7.5
7.6
7.7
8
9
10
11
12
13
14
15
16
17
Elect Nataliya Annikova as Member of
Audit Commission
Elect Lubov Berezkina as Member of
Audit Commission
Elect Anna Vasilyeva as Member of
Audit Commission
Elect Andrey Glinov as Member of Audit
Commission
Elect Denis Kim as Member of Audit
Commission
Elect Marina Mikhina as Member of
Audit Commission
Elect Evgeny Stolyarov as Member of
Audit Commission
Ratify OOO Finansovye i Buchgalterskie
Konsultanty as Auditor for Russian
Accounting Standards and ZAO
PricewaterhouseCoopers as Auditor for
International Financial Reporting
Standards
Amend Charter
Amend Regulations on General Meetings
Amend Regulations on Board of Directors
Amend Regulations on Remuneration of
Board of Directors
Amend Regulations on Audit Commission
Approve Company's Participation in
World Diamond Council
Approve Related-Party Transaction Re:
Purchase of Shares of OAO Severalmaz
Approve Related-Party Transaction Re:
Liability Insurance for Directors and
Executives
Approve Related-Party Transactions
with OAO Bank VTB: Loan Agreement
For
Did Not Vote Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
Did Not Vote Management
For
For
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
For
For
Management
Management
For
Against
Management
For
Against
Management
For
For
Management
-------------------------------------------------------------------------------ALTERA CORPORATION
Ticker:
ALTR
Security ID:
021441100
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
4
5
6
Meeting Type: Annual
Proposal
Elect Director John P. Daane
Elect Director T. Michael Nevens
Elect Director A. Blaine Bowman
Elect Director Elisha W. Finney
Elect Director Kevin McGarity
Elect Director Krish A. Prabhu
Elect Director Shane V. Robison
Elect Director John Shoemaker
Elect Director Thomas H. Waechter
Amend Omnibus Stock Plan
Amend Qualified Employee Stock
Purchase Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------AMBEV SA
Ticker:
ABEV3
Meeting Date: JAN 02, 2014
Record Date: DEC 09, 2013
#
1
2
3
4
5
6
Security ID: 02319V103
Meeting Type: Special
Proposal
Approve Agreement to Absorb Companhia
de Bebidas das Americas - Ambev
Appoint Independent Firm to Appraise
Proposed Transaction
Approve Independent Firm's Appraisal
Approve Absorption of Companhia de
Bebidas das Americas - Ambev
Approve Acquisition Agreement between
the Company and Ambev Brasil Bebidas S.
A. (Ambev Brasil)
Appoint Independent Firm to Appraise
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
Proposed Transaction
7
Approve Independent Firm's Appraisal
8
Approve Acquisition of Ambev Brasil
and Issuance of Shares in Connection
with Acquisition
9
Amend Article 5 to Reflect Changes in
Capital
10
Amend Corporate Purpose
11
Authorize Board to Ratify and Execute
Approved Resolutions
12.1 Elect Victorio Carlos de Marchi as
Director
12.2 Elect Carlos Alves de Brito as Director
12.3 Elect Marcel Herrmann Telles as
Director
12.4 Elect Jose Heitor Attilio Gracioso as
Director
12.5 Elect Vicente Falconi Campos as
Director
12.6 Elect Luis Felipe Pedreira Dutra Leite
as Director
12.7 Elect Roberto Moses Thompson Motta as
Director
12.8 Elect Alvaro Antonio Cardoso de Sousa
as Director
12.9 Elect Paulo Alberto Lemman as Director
12.10 Elect Antonio Carlos Augusto Ribeiro
Bonchristiano as Director
12.11 Elect Marcos de Barros Lisboa as
Director
12.12 Elect Luiz Fernando Ziegler de Saint
Edmond as Alternate Director
13
Consolidate Bylaws
For
For
For
For
Management
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------ASSA ABLOY AB
Ticker:
ASSA B
Meeting Date: MAY 07, 2014
Record Date: APR 30, 2014
Security ID: W0817X105
Meeting Type: Annual
#
1
2
3
4
5
6
7
8a
8b
8c
9a
9b
9c
10
11
12
13
Proposal
Open Meeting
Elect Chairman of Meeting
Prepare and Approve List of
Shareholders
Approve Agenda of Meeting
Designate Inspector(s) of Minutes of
Meeting
Acknowledge Proper Convening of Meeting
Receive President's Report
Receive Financial Statements and
Statutory Reports
Receive Auditor's Report on
Application of Remuneration Guidelines
for Executive Management
Receive Board's Proposal for
Allocation of Income and Supporting
Statement Thereof
Accept Financial Statements and
Statutory Reports
Approve Allocation of Income and
Dividends of SEK 5.70 Per Share
Approve Discharge of Board and
President
Determine Number of Members (8) and
Deputy Members of Board (0)
Approve Remuneration of Directors in
the Amounts of SEK 1.6 Million to the
Chairman, SEK 750,000 to the Vice
Chairman, and SEK 500,000 to Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
Reelect Lars Renstrom (Chair), Carl
Douglas (Vice Chair), Birgitta Klasen,
Eva Lindqvist, Johan Molin,
Sven-Christer Nilsson, Jan Svensson
and Ulrik Svensson as Directors
Elect Gustaf Douglas (Chairman),
Mikael Ekdahl, Liselott Ledin,
Marianne Nilsson, and Anders Oscarsson
Mgt Rec
None
For
For
Vote Cast
None
For
For
Sponsor
Management
Management
Management
For
For
For
For
Management
Management
For
None
None
For
None
None
Management
Management
Management
None
None
Management
None
None
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
Against
Management
For
For
Management
14
15
16
17
as Members of Nominating Committee
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
Authorize Share Repurchase Program and
Reissuance of Repurchased Shares
Approve 2014 Share Matching Plan
Close Meeting
For
For
Management
For
For
Management
For
None
Against
None
Management
Management
-------------------------------------------------------------------------------BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Ticker:
BBVA
Meeting Date: MAR 13, 2014
Record Date: MAR 06, 2014
#
1
2.1
2.2
2.3
2.4
2.5
2.6
3
4.1
4.2
4.3
4.4
Security ID: E11805103
Meeting Type: Annual
Proposal
Approve Standalone and Consolidated
Financial Statements, Allocation of
Income, and Discharge Directors
Reelect Tomas Alfaro Drake as Director
Reelect Carlos Loring Martinez de
Irujo as Director
Reelect Jose Luis Palao Garcia-Suelto
as Director
Reelect Susana Rodriguez Vidarte as
Director
Ratify Appointment of and Elect Jose
Manuel Gonzalez-Paramo
Martinez-Murillo as Director
Appoint Lourdes Maiz Carro as Director
Authorize Share Repurchase Program
Authorize Capitalization of Reserves
for Scrip Dividends
Authorize Capitalization of Reserves
for Scrip Dividends
Authorize Capitalization of Reserves
for Scrip Dividends
Authorize Capitalization of Reserves
for Scrip Dividends
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
5
6
7
8
9
Approve Deferred Share Bonus Plan for
FY 2014
Fix Maximum Variable Compensation Ratio
Renew Appointment of Deloitte as
Auditor
Authorize Board to Ratify and Execute
Approved Resolutions
Advisory Vote on Remuneration Policy
Report
For
For
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------BAYER AG
Ticker:
BAYN
Meeting Date: APR 29, 2014
Record Date:
#
1
2
3
4a
4b
5
6
7
Security ID: D0712D163
Meeting Type: Annual
Proposal
Recive Annual Financial Statements and
Statutory Reports for Fiscal 2013 and
Approve Allocation of Income and
Dividends of EUR 2.10 per Share
Approve Discharge of Management Board
for Fiscal 2013
Approve Discharge of Supervisory Board
for Fiscal 2013
Elect Simone Bagel-Trah to the
Supervisory Board
Elect Ernst-Ludwig Winnacker to the
Supervisory Board
Approve Creation of EUR 530 Million
Pool of Capital with Partial Exclusion
of Preemptive Rights
Approve Creation of EUR 211.7 Million
Pool of Capital with Partial Exclusion
of Preemptive Rights
Approve Issuance of Warrants/Bonds
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
8a
8b
9a
9b
9c
9d
9e
9f
9g
9h
10
Billion; Approve Creation of EUR 211.7
Million Pool of Capital to Guarantee
Conversion Rights
Authorize Share Repurchase Program and
Reissuance or Cancellation of
Repurchased Shares
Authorize Use of Financial Derivatives
when Repurchasing Shares
Approve Affiliation Agreement with
Subsidiary Bayer Business Services GmbH
Approve Affiliation Agreement with
Subsidiary Bayer Technology Services
GmbH
Approve Affiliation Agreement with
Subsidiary Bayer US IP GmbH
Approve Affiliation Agreement with
Subsidiary Bayer Bitterfeld GmbH
Approve Affiliation Agreement with
Subsidiary Bayer Innovation GmbH
Approve Affiliation Agreement with
Subsidiary Bayer Real Estate GmbH
Approve Affiliation Agreement with
Subsidiary Erste K-W-A
Beteiligungsgesellschaft mbH
Approve Affiliation Agreement with
Subsidiary Zweite K-W-A
Beteiligungsgesellschaft mbH
Ratify PricewaterhouseCoopers as
Auditors for Fiscal 2014
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------BIOGEN IDEC INC.
Ticker:
BIIB
Meeting Date: JUN 12, 2014
Record Date: APR 15, 2014
#
1.1
1.2
Security ID: 09062X103
Meeting Type: Annual
Proposal
Elect Director Caroline D. Dorsa
Elect Director Stelios Papadopoulos
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
Elect Director George A. Scangos
Elect Director Lynn Schenk
Elect Director Alexander J. Denner
Elect Director Nancy L. Leaming
Elect Director Richard C. Mulligan
Elect Director Robert W. Pangia
Elect Director Brian S. Posner
Elect Director Eric K. Rowinsky
Elect Director Stephen A. Sherwin
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------BM&FBOVESPA S.A.
Ticker:
BVMF3
Meeting Date: MAR 24, 2014
Record Date:
#
1
2
3
Security ID: P73232103
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
Approve Allocation of Income and
Dividends
Approve Remuneration of Company's
Management
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------BM&FBOVESPA S.A.
Ticker:
BVMF3
Meeting Date: APR 07, 2014
Record Date:
#
1
Security ID: P73232103
Meeting Type: Special
Proposal
Approve Restricted Stock Plan
Mgt Rec
For
Vote Cast
Against
Sponsor
Management
2.1
2.2
2.3
Amend Article 5 to Reflect Changes in
Capital
Amend Article 16
Amend Articles
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------BM&FBOVESPA S.A.
Ticker:
BVMF3
Meeting Date: MAY 13, 2014
Record Date:
#
1
2.1
2.2
2.3
Security ID: P73232103
Meeting Type: Special
Proposal
Approve Restricted Stock Plan
Amend Article 5 to Reflect Changes in
Capital
Amend Article 16
Amend Articles
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------BM&FBOVESPA S.A.
Ticker:
BVMF3
Meeting Date: MAY 26, 2014
Record Date:
#
1
2
3
Security ID: P1R0U2138
Meeting Type: Special
Proposal
Amend Articles to Reflect Changes in
Capital
Amend Article 16
Amend Articles
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------BMW GROUP BAYERISCHE MOTOREN WERKE AG
Ticker:
BMW
Security ID:
D12096125
Meeting Date: MAY 15, 2014
Record Date: APR 23, 2014
#
1
2
Meeting Type: Special
Proposal
Receive Notice of 2014 AGM Voting
Result Regarding the Creation of EUR 5
Million Pool of Capital for Employee
Stock Purchase Plan (Non-Voting)
Approve Creation of EUR 5 Million Pool
of Capital for Employee Stock Purchase
Plan
Mgt Rec
None
Vote Cast
None
Sponsor
Management
For
For
Management
-------------------------------------------------------------------------------BRUNELLO CUCINELLI S.P.A.
Ticker:
BC
Meeting Date: APR 23, 2014
Record Date: APR 10, 2014
#
1.1
1.2
2
3.1
3.2
3.3
3.4
3.5
4.1
4.2
Security ID: T2R05S109
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Allocation of Income
Approve Remuneration Report
Fix Number of Directors
Fix Board Terms for Directors
Elect Directors (Bundled)
Approve Remuneration of Directors
Deliberations Pursuant to Article 2390
of Civil Code Re: Decisions Inherent
to Authorization of Board Members to
Assume Positions in Competing Companies
Elect Internal Auditors (Bundled)
Approve Internal Auditors' Remuneration
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
None
For
For
For
For
For
For
For
For
Against
Management
Management
Management
Management
Shareholder
Management
Management
None
For
For
For
Shareholder
Management
-------------------------------------------------------------------------------CELLDEX THERAPEUTICS, INC.
Ticker:
CLDX
Meeting Date: MAY 28, 2014
Record Date: APR 02, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
3
Security ID: 15117B103
Meeting Type: Annual
Proposal
Elect Director Larry Ellberger
Elect Director Anthony S. Marucci
Elect Director Herbert J. Conrad
Elect Director George O. Elston
Elect Director Harry H. Penner, Jr.
Elect Director Timothy M. Shannon
Elect Director Karen L. Shoos
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------CITIGROUP INC.
Ticker:
C
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
1n
2
Security ID: 172967424
Meeting Type: Annual
Proposal
Elect Director Michael L. Corbat
Elect Director Duncan P. Hennes
Elect Director Franz B. Humer
Elect Director Eugene M. McQuade
Elect Director Michael E. O'Neill
Elect Director Gary M. Reiner
Elect Director Judith Rodin
Elect Director Robert L. Ryan
Elect Director Anthony M. Santomero
Elect Director Joan E. Spero
Elect Director Diana L. Taylor
Elect Director William S. Thompson, Jr.
Elect Director James S. Turley
Elect Director Ernesto Zedillo Ponce
de Leon
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
3
4
5
6
7
8
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Stock Retention/Holding Period
Report on Lobbying Payments and Policy
Amend Director Indemnifications
Provisions
Adopt Proxy Access Right
For
For
Management
For
Against
Against
Against
For
Against
Against
Against
Management
Shareholder
Shareholder
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------CLOVIS ONCOLOGY, INC.
Ticker:
CLVS
Meeting Date: JUN 12, 2014
Record Date: APR 14, 2014
#
1.1
1.2
1.3
2
Security ID: 189464100
Meeting Type: Annual
Proposal
Elect Director Keith Flaherty
Elect Director Ginger Graham
Elect Director Edward J. McKinley
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------COLGATE-PALMOLIVE COMPANY
Ticker:
CL
Meeting Date: MAY 09, 2014
Record Date: MAR 10, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 194162103
Meeting Type: Annual
Nikesh Arora
John T. Cahill
Ian Cook
Helene D. Gayle
Ellen M. Hancock
Joseph Jimenez
Richard J. Kogan
Delano E. Lewis
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
1i
1j
2
3
4
Elect Director J. Pedro Reinhard
Elect Director Stephen I. Sadove
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Stock Retention
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
Ticker:
AMBV4
Meeting Date: JUL 30, 2013
Record Date: JUL 01, 2013
#
1
2
3
4
Security ID: 20441W203
Meeting Type: Special
Proposal
Approve Company's Reorganization Plan
and Stock Swap Merger
Amend Articles to Reflect Changes in
Capital
Approve Cancellation of Treasury Shares
Consolidate Bylaws
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
Ticker:
ABEV3
Meeting Date: APR 28, 2014
Record Date: APR 10, 2014
#
1
2
3
4
Security ID: 02319V103
Meeting Type: Annual/Special
Proposal
Accept Financial Statements and
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
Approve Allocation of Income and
Dividends
Elect Fiscal Council Members
Ratify Remuneration Paid for Fiscal
Year 2013 and Approve Remuneration of
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
For
For
Management
Management
1
2
3
Company's Management
Authorize Capitalization of Fiscal
Benefits and Issue New Shares
Authorize Capitalization of Fiscal
Benefits without Issuing New Shares
Amend Article 5 to Reflect Changes in
Capital
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------CREDIT SUISSE GROUP AG
Ticker:
CSGN
Meeting Date: MAY 09, 2014
Record Date:
#
1.1
Security ID: H3698D419
Meeting Type: Annual
Proposal
Receive Financial Statements and
Statutory Reports (Non-Voting)
1.2
Approve Remuneration Report
(Non-Binding)
1.3
Accept Financial Statements and
Statutory Reports
2
Approve Discharge of Board and Senior
Management
3.1
Approve Allocation of Income
3.2
Approve Dividends of CHF 0.70 per
Share from Capital Contributions
Reserves
4
Amend Articles Re: Ordinance Against
Excessive Remuneration at Listed
Companies
5
Reserve Additional CHF 1.2 Million in
Nominal Share Capital for Pool of
Conditional Capital without Preemptive
Rights for Employee Stock Option
Programs
6.1.a Reelect Urs Rohner as Director and
Board Chairman
6.1.b Reelect Jassim Al Thani as Director
6.1.c Reelect Iris Bohnet as Director
Mgt Rec
None
Vote Cast
None
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Management
For
Against
Management
For
For
Management
For
For
For
For
Management
Management
6.1.d
6.1.e
6.1.f
6.1.g
6.1.h
6.1.i
6.1.j
6.1.k
6.1.l
6.1.m
6.2.1
Reelect Noreen Doyle as Director
Reelect Jean-Daniel Gerber as Director
Reelect Andreas Koopmann as Director
Reelect Jean Lanier as Director
Reelect Kai Nargolwala as Director
Reelect Anton van Rossum as Director
Reelect Richard Thornburgh as Director
Reelect John Tiner as Director
Reelect Severin Schwan as Director
Reelect Sebastian Thrun as Director
Appoint Iris Bohnet as Member of the
Compensation Committee
6.2.2 Appoint Andreas Koopmann as Member of
the Compensation Committee
6.2.3 Appoint Jean Lanier as Member of the
Compensation Committee
6.2.4 Appoint Kai Nargolwala as Member of
the Compensation Committee
6.3
Ratify KPMG AG as Auditors
6.4
Ratify BDO AG as Special Auditors
6.5
Designate Andreas Keller as
Independent Proxy
7
Transact Other Business (Voting)
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
Management
Management
Management
For
Against
Management
-------------------------------------------------------------------------------DAI-ICHI LIFE INSURANCE CO., LTD.
Ticker:
8750
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
#
1
2.1
2.2
2.3
2.4
2.5
2.6
Security ID: J09748112
Meeting Type: Annual
Proposal
Approve Allocation of Income, with a
Final Dividend of JPY 20
Elect Director Saito, Katsutoshi
Elect Director Watanabe, Koichiro
Elect Director Tsuyuki, Shigeo
Elect Director Ishii, Kazuma
Elect Director Asano, Tomoyasu
Elect Director Teramoto, Hideo
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
2.7
2.8
2.9
2.10
3.1
3.2
3.3
Elect Director Sakurai, Kenji
Elect Director Nagahama, Morinobu
Elect Director Funabashi, Haruo
Elect Director Miyamoto, Michiko
Appoint Statutory Auditor Nagayama,
Atushi
Appoint Statutory Auditor Omori,
Masasuke
Appoint Statutory Auditor Wachi,
Takashi
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
For
For
Management
For
Against
Management
-------------------------------------------------------------------------------DEUTSCHE BANK AG
Ticker:
DBK
Meeting Date: MAY 22, 2014
Record Date:
#
1
2
3
4
5
6
7
8
9
Security ID: D18190898
Meeting Type: Annual
Proposal
Receive Financial Statements and
Statutory Reports for Fiscal 2013
(Non-Voting)
Approve Allocation of Income and
Dividends of EUR 0.75 per Share
Approve Discharge of Management Board
for Fiscal 2013
Approve Discharge of Supervisory Board
for Fiscal 2013
Ratify KPMG AG as Auditors for Fiscal
2014
Authorize Share Repurchase Program and
Reissuance or Cancellation of
Repurchased Shares
Authorize Use of Financial Derivatives
when Repurchasing Shares
Fix Maximum Variable Compensation
Ratio for Management Board Members to
200 Percent of Fixed Remuneration
Fix Maximum Variable Compensation
Ratio for Key Employees to 200 Percent
Mgt Rec
None
Vote Cast
None
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
10
11
12
13
14
15
of Fixed Remuneration
Approve Remuneration of Supervisory
Board Committees
Approve Creation of EUR 256 Million
Pool of Capital without Preemptive
Rights
Approve Issuance of Convertible and
Warrant-Linked Bonds, Participation
Certificates, and Other Hybrid Notes
without Preemptive Rights up to
Nominal Amount of EUR 12 Billion;
Approve EUR 256 Million Pool of
Capital to Guarantee Conversion Rights
Authorize Issuance of Participation
Certificates and Other Hybrid Notes up
to Aggregate Nominal Value of EUR 12
Billion
Approve Affiliation Agreements with
Subsidiary Deutsche Immobilien Leasing
GmbH
Approve Affiliation Agreements with
Subsidiary Deutsche Bank (Europe) GmbH
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------DLF LTD.
Ticker:
532868
Meeting Date: AUG 12, 2013
Record Date:
#
1
2
3
4
5
6
Security ID: Y2089H105
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Dividend of INR 2.00 Per Share
Reelect N.P. Singh as Director
Reelect B. Bhushan as Director
Reelect K.N. Memani as Director
Approve Walker, Chandiok & Co. as
Auditors and Authorize Board to Fix
Their Remuneration
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------DLF LTD.
Ticker:
532868
Meeting Date: AUG 19, 2013
Record Date: JUL 05, 2013
#
1
Security ID: Y2089H105
Meeting Type: Special
Proposal
Amend Object Clause of the Memorandum
of Association
Mgt Rec
For
Vote Cast
Against
Sponsor
Management
-------------------------------------------------------------------------------DLF LTD.
Ticker:
532868
Meeting Date: OCT 26, 2013
Record Date: SEP 16, 2013
#
1
2
Security ID: Y2089H105
Meeting Type: Special
Proposal
Amend Articles of Association Re:
Increase the Number of Directors
Approve Reappointment and Remuneration
of K.P. Singh as Executive Chairman
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
-------------------------------------------------------------------------------DLF LTD.
Ticker:
532868
Meeting Date: APR 07, 2014
Record Date: FEB 21, 2014
#
1
2
Security ID: Y2089H105
Meeting Type: Special
Proposal
Approve Appointment and Remuneration
of M. Gujral as Executive Director
Approve Appointment and Remuneration
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
3
of R. Talwar as Executive Director
Approve Reappointment and Remuneration
of R. Singh as Executive Director and
Vice Chairman
For
For
Management
-------------------------------------------------------------------------------EBAY INC.
Ticker:
EBAY
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
#
1.1
1.2
1.3
1.4
2
3
4
5
6
Security ID: 278642103
Meeting Type: Annual
Proposal
Elect Director Fred D. Anderson
Elect Director Edward W. Barnholt
Elect Director Scott D. Cook
Elect Director John J. Donahoe
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
Provide Right to Act by Written Consent
Vote on Company's Spin Off (Withdrawn)
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Against
None
For
For
Against
None
Management
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------EMBRAER SA
Ticker:
EMBR3
Meeting Date: APR 16, 2014
Record Date: MAR 24, 2014
#
1
2
3
Security ID: 29082A107
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
Approve Allocation of Income and
Dividends
Elect Fiscal Council Members
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
4
5
Approve Remuneration of Company's
Management
Approve Remuneration of Fiscal Council
For
Against
Management
For
For
Management
-------------------------------------------------------------------------------EMERSON ELECTRIC CO.
Ticker:
EMR
Meeting Date: FEB 04, 2014
Record Date: NOV 26, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
5
6
Security ID: 291011104
Meeting Type: Annual
Proposal
Elect Director D. N. Farr
Elect Director H. Green
Elect Director C. A. Peters
Elect Director J. W. Prueher
Elect Director A.A. Busch, III
Elect Director J. S. Turley
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Sustainability
Report on Political Contributions
Report on Lobbying Payments and Policy
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
Against
For
Against
Against
Against
Management
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------FACEBOOK, INC.
Ticker:
FB
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
1.4
Security ID: 30303M102
Meeting Type: Annual
Proposal
Elect Director Marc L. Andreessen
Elect Director Erskine B. Bowles
Elect Director Susan D.
Desmond-Hellmann
Elect Director Donald E. Graham
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
Management
1.5
1.6
1.7
1.8
2
3
4
5
6
7
Elect Director Reed Hastings
Elect Director Sheryl K. Sandberg
Elect Director Peter A. Thiel
Elect Director Mark Zuckerberg
Ratify Auditors
Approve Recapitalization Plan for all
Stock to Have One-vote per Share
Report on Lobbying Payments and Policy
Screen Political Contributions for
Consistency with Corporate Values
Assess Privacy and Advertising Policy
Relating to Childhood Obesity
Report on Sustainability
For
For
For
For
For
Against
For
For
For
For
For
For
Management
Management
Management
Management
Management
Shareholder
Against
Against
Against
Against
Shareholder
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------FANUC CORP.
Ticker:
6954
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
#
1
2
3.1
3.2
3.3
3.4
3.5
3.6
3.7
3.8
3.9
3.10
3.11
3.12
4
5
Security ID: J13440102
Meeting Type: Annual
Proposal
Approve Allocation of Income, with a
Final Dividend of JPY 93.26
Amend Articles To Amend Business Lines
Elect Director Inaba, Yoshiharu
Elect Director Yamaguchi, Kenji
Elect Director Uchida, Hiroyuki
Elect Director Gonda, Yoshihiro
Elect Director Inaba, Kiyonori
Elect Director Matsubara, Shunsuke
Elect Director Noda, Hiroshi
Elect Director Kohari, Katsuo
Elect Director Okada, Toshiya
Elect Director Richard E. Schneider
Elect Director Olaf C. Gehrels
Elect Director Ono, Masato
Appoint Statutory Auditor Sumikawa,
Masaharu
Approve Adjustment to Aggregate
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
Compensation Ceiling for Statutory
Auditors
-------------------------------------------------------------------------------FIDELITY NATIONAL FINANCIAL, INC.
Ticker:
FNF
Meeting Date: JUN 18, 2014
Record Date: MAY 07, 2014
#
1
2
3
4
5
6.1
6.2
6.3
6.4
7
8
9
Security ID: 31620R105
Meeting Type: Annual
Proposal
Amend Certificate of Incorporation to
Approve the Tracking Stock Proposal
Approve the Reclassification Proposal
Approve the Optional Conversion
Proposal
Approve the Group Disposition Proposal
Adjourn Meeting
Elect Director William P. Foley, II
Elect Director Douglas K. Ammerman
Elect Director Thomas M. Hagerty
Elect Director Peter O. Shea, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Nonqualified Employee Stock
Purchase Plan
Ratify Auditors
Mgt Rec
For
Vote Cast
Against
Sponsor
Management
For
For
Against
Against
Management
Management
For
For
For
For
For
For
For
Against
Against
For
For
For
For
Against
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------FLSMIDTH & CO.
Ticker:
FLS
Meeting Date: MAR 27, 2014
Record Date: MAR 20, 2014
#
1
2
Security ID: K90242130
Meeting Type: Annual
Proposal
Receive Management's Review
Approve Publication of Annual Report
Mgt Rec
None
For
Vote Cast
None
For
Sponsor
Management
Management
3
4a
4b
5
6a
6b
6c
6d
6e
6f
7
8.1
8.2
8.3
9.1
9.2
9.3
9.4
10
in English
Approve Financial Statements and
Statutory Reports
Approve Remuneration of Directors for
2013 in the Amount of DKK 1.2 Million
for the Chairman, DKK 800,000 for the
Vice Chairman, and DKK 400,000 for
Other Members; Approve Remuneration
for Committee Work
Approve Remuneration of Directors for
2014
Approve Allocation of Income and
Dividends of DKK 2 Per Share
Reelect Vagn Sorensen as Director
Reelect Torkil Bentzen as Director
Reelect Martin Ivert as Director
Reelect Sten Jacobsson as Director
Reelect Tom Knutzen as Director
Reelect Caroline Marie as Director
Ratify Deloitte as Auditors
Approve DKK 39 Million Reduction in
Share Capital via Share Cancellation
Amend Articles Re: Proxy at General
Meeting
Authorize Share Repurchase Program
Require More Financial Information to
be Included in the Notice of Annual
Meeting
Require Drafting of Annual and
Quarterly Reports in Danish
Require Easier Access to Annual and
Quarterly Reports on the Website
Require Serving of Refreshments in
Connection with Annual General Meeting
Other Business
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
Against
For
Against
Management
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
None
None
Management
-------------------------------------------------------------------------------FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA
Ticker:
FEMSAUBD
Security ID:
344419106
Meeting Date: DEC 06, 2013
Record Date: NOV 25, 2013
#
1
2
Meeting Type: Special
Proposal
Approve Dividends of MXN 0.33 per
Class B Share, MXN 0.42 per Class D
Share, MXN 1.67 per B Unit and MXN 2
per BD Unit
Authorize Board to Ratify and Execute
Approved Resolutions
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
-------------------------------------------------------------------------------FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA
Ticker:
FEMSAUBD
Meeting Date: MAR 14, 2014
Record Date: FEB 26, 2014
#
1
2
3
4
5
6
7
8
Security ID: 344419106
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Accept Report on Adherence to Fiscal
Obligations
Approve Allocation of Income
Set Aggregate Nominal Share Repurchase
Reserve
Elect Directors and Secretaries,
Verify Independence of Directors, and
Approve their Remuneration
Elect Members and Chairmen of Finance
and Planning, Audit, and Corporate
Practices Committees; Approve Their
Remuneration
Authorize Board to Ratify and Execute
Approved Resolutions
Approve Minutes of Meeting
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
--------------------------------------------------------------------------------
FUSION-IO, INC.
Ticker:
FIO
Meeting Date: NOV 21, 2013
Record Date: SEP 25, 2013
#
1.1
1.2
2
3
Security ID: 36112J107
Meeting Type: Annual
Proposal
Elect Director H. Raymond Bingham
Elect Director Scott D. Sandell
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
Against
Sponsor
Management
Management
Management
Management
-------------------------------------------------------------------------------GAZPROM OAO
Ticker:
GAZP
Meeting Date: JUN 27, 2014
Record Date: MAY 08, 2014
#
1
2
3
4
5
6
7
8
9
10
11.1
11.2
Security ID: 368287207
Meeting Type: Annual
Proposal
Approve Annual Report
Approve Financial Statements
Approve Allocation of Income
Approve Dividends of RUB 7.20 per Share
Ratify ZAO PricewaterhouseCoopers as
Auditor
Approve Remuneration of Directors
Approve Remuneration of Members of
Audit Commission
Amend Charter
Amend Regulations on Board of Directors
Approve Large-Scale Related-Party
Transaction with South Stream
Transport B.V.: Guarantee Agreement
for Securing Obligations of LLC
Gazprom Export
Approve Related-Party Transaction with
OAO Gazprombank Re: Loan Agreements
Approve Related-Party Transaction with
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Against
For
Management
Management
For
For
For
For
For
For
Management
Management
Management
For
For
Management
For
For
Management
11.3
11.4
11.5
11.6
11.7
11.8
11.9
11.10
11.11
11.12
11.13
11.14
OAO Sberbank of Russia Re: Loan
Agreements
Approve Related-Party Transaction with
OAO Bank VTB Re: Loan Agreements
Approve Related-Party Transaction with
OAO Gazprombank Re: Loan Facility
Agreement
Approve Related-Party Transaction with
OAO Sberbank of Russia Re: Loan
Facility Agreement
Approve Related-Party Transaction with
OAO Bank VTB Re: Loan Facility
Agreement
Approve Related-Party Transaction with
OAO AB ROSSIYA Re: Loan Facility
Agreement
Approve Related-Party Transaction with
OAO Gazprombank and OAO Sberbank of
Russia Re: Agreements on Transfer of
Funds and Maintaining Minimum Balance
on Bank Accounts
Approve Related-Party Transaction with
OAO AB ROSSIYA Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts
Approve Related-Party Transaction with
OAO Gazprombank, OAO Sberbank of
Russia, and OAO AB ROSSIYA Re:
Agreements on Using Electronic
Payments System
Approve Related-Party Transaction with
OAO Gazprombank Re: Agreements on
Foreign Currency Purchase/Sale
Approve Related-Party Transaction with
OAO Bank VTB Re: Agreements on Foreign
Currency Purchase/Sale
Approve Related-Party Transaction with
OAO Bank VTB Re: Agreement on
Forward/Swap Conversion Operations
Approve Related-Party Transaction with
OAO Sberbank of Russia Re: Agreements
on Foreign Currency Purchase/Sale
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
11.15 Approve Related-Party Transaction with
OAO Bank VTB Re: Deposit Agreements
11.16 Approve Related-Party Transaction with
OAO Gazprombank Re: Deposit Agreements
11.17 Approve Related-Party Transaction with
OAO Sberbank of Russia Re: Deposit
Agreements
11.18 Approve Related-Party Transaction with
OAO Gazprombank Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
11.19 Approve Related-Party Transaction with
OAO Sberbank of Russia Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
11.20 Approve Related-Party Transaction with
OAO Bank VTB Re: Guarantee Agreements
for Securing Obligations of Gazprom's
Subsidiaries
11.21 Approve Related-Party Transaction with
OAO Gazprombank Re: Agreements on
Guarantees to Tax Authorities
11.22 Approve Related-Party Transaction with
OAO Bank VTB Re: Agreements on
Guarantees to Tax Authorities
11.23 Approve Related-Party Transaction with
OAO Sberbank of Russia Re: Agreements
on Guarantees to Tax Authorities
11.24 Approve Related-Party Transaction with
DOAO Tsentrenergogaz Re: Agreements on
Temporary Possession and Use of
Building and Equipment
11.25 Approve Related-Party Transaction with
OAO Tsentrgaz Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
11.26 Approve Related-Party Transaction with
OAO Gazprombank Re: Agreements on
Temporary Possession and Use of
Non-residential Premises
11.27 Approve Related-Party Transaction with
OOO Gazprom Export Re: Agreements on
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
11.28
11.29
11.30
11.31
11.32
11.33
11.34
11.35
11.36
11.37
Temporary Possession and Use of
Software and Hardware Solutions
Approve Related-Party Transaction with
OAO Gazpromneft Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions, and
Special-Purpose Telecommunications
Approve Related-Party Transaction with
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
Approve Related-Party Transaction with
OOO Gazprom Mezhregiongaz Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
Approve Related-Party Transaction with
OOO Gazprom Export Re: Agreements on
Sale of Commercial Products Owned by
Gazprom
Approve Related-Party Transaction with
OOO Gazprom Tsentrremont Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
Approve Related-Party Transaction with
OAO Gazprom Gazoraspredeleniye Re:
Agreements on Temporary Possession and
Use of Gas Distribution System,
Software and Hardware Solutions
Approve Related-Party Transaction with
OAO Druzhba Re: Agreements on
Temporary Possession and Use of
Facilities of Druzhba Vacation Cente
Approve Related-Party Transaction with
OOO Gazprom Investproyekt Re:
Provision of Consulting Services
Approve Related-Party Transaction with
OAO NOVATEK Re: Agreements on
Arranging of Injection and Storage of
Gas
Approve Related-Party Transaction with
OOO Gazprom Komplektatsiya Re:
Agreements on Temporary Possession and
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
11.38
11.39
11.40
11.41
11.42
11.43
11.44
11.45
11.46
11.47
11.48
11.49
11.50
Use of Software and Hardware Solutions
Approve Related-Party Transaction with
OAO Severneftegazprom Re: Agreements
on Delivery of Gas
Approve Related-Party Transaction with
OAO Tomskgazprom Re: Agreements on
Transportation of Gas
Approve Related-Party Transaction with
OOO Gazprom Mezhregiongaz Re:
Agreements on Transportation of Gas
Approve Related-Party Transaction with
OAO SOGAZ Re: Agreement on
Environment, Life, Health, and
Individual Property Insurance
Approve Related-Party Transaction with
OOO Gazprom Mezhregiongaz Re:
Agreements on Sale/Purchase of Gas
Approve Related-Party Transaction with
A/S Latvijas Gaze Re: Agreements on
Sale of Gas, Arranging of Injection,
and Storage of Gas
Approve Related-Party Transaction with
OAO Rosselkhozbank Re: Agreements on
Transfer of Funds
Approve Related-Party Transaction with
AB Lietuvos Dujos Re: Agreements on
Sale of Gas
Approve Related-Party Transaction with
AO Moldovagaz Re: Agreements on Sale
and Transportation of Gas
Approve Related-Party Transaction with
KazRosGaz LLP Re: Agreements on
Transportation of Gas
Approve Related-Party Transaction with
OAO Gazprom Neft Re: Agreements on
Transportation of Gas
Approve Related-Party Transaction with
OAO AK Transneft Re: Agreements on
Transportation of Oil and Storage of
Oil
Approve Related-Party Transaction with
Gubkin Russian State University of Oil
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
11.51
11.52
11.53
11.54
11.55
11.56
11.57
11.58
11.59
11.60
11.61
and Gas Re: Agreements on Research and
Development Work
Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
Approve Related-Party Transaction with
OAO Bank VTB Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts Work
Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
Approve Related-Party Transaction with
OOO Gazprom Tsentrremont Re: License
to Use Software
Approve Related-Party Transaction with
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
11.62
11.63
11.64
11.65
11.66
11.67
11.68
11.69
11.70
11.71
11.72
11.73
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Investment Projects
Approve Related-Party Transaction with
OOO Gazprom Tsentrremont Re:
Agreements on Investment Projects
Approve Related-Party Transaction with
OOO Gazprom Tsentrremont Re:
Agreements on Works Related to Cost
Estimate Documentation and On-Load
Pre-Commissioning Tests
Approve Related-Party Transaction with
Multiple Parties Re: Agreements on
Arranging Stocktaking of Property
Approve Related-Party Transaction with
OAO SOGAZ Re: Agreements on Insurance
of Property
Approve Related-Party Transaction with
OAO SOGAZ Re: Agreement on Liability
Insurance to Members of Board of
Directors and Management Board
Approve Related-Party Transaction with
OAO SOGAZ Re: Agreements on Insurance
of Property
Approve Related-Party Transaction with
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees
Approve Related-Party Transaction with
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees, Their Familiy
Members, and Retired Former Employees
Approve Related-Party Transaction with
OAO SOGAZ Re: Agreements on Insurance
of Transportation Vehicles Owned By
Gazprom
Approve Related-Party Transaction with
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees Travelling On
Official Business
Approve Related-Party Transaction with
OAO Bank VTB Re: Agreements on Using
Electronic Payments System
Approve Related-Party Transaction with
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
11.74
11.75
11.76
11.77
11.78
11.79
11.80
12.1
12.2
12.3
12.4
12.5
12.6
12.7
12.8
12.9
12.10
12.11
12.12
12.13
12.14
OOO Gazprom Gazomotornoye Toplivo Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
Approve Related-Party Transaction with
Equipment Manufacturers Association
Novye Technologii Gazovoy Otrasli Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
Approve Related-Party Transaction with
OAO Gazprom Neft Re: Exclusive License
to Use OAO Gazprom's
TrademarksElectronic Payments System
Approve Related-Party Transaction with
OAO Rosselkhozbank Re: Agreements on
Using Electronic Payments System
Approve Related-Party Transaction with
OOO Gazprom Mezhregiongaz Re: Gas
Supply Agreements
Approve Related-Party Transaction with
OAO Gazprom Neft Re: Crude Oil Supply
Agreements
Approve Related-Party Transaction with
OAO NOVATEK Re: Agreements on
Transportation of Gas
Approve Related-Party Transaction with
OAO Gazprom Transgaz Belarus Re:
Agreements on Sale of Gas and Transit
Transportation of Gas
Elect Andrey Akimov as Director
Elect Farit Gazizullin as Director
Elect Viktor Zubkov as Director
Elect Elena Karpel as Director
Elect Timur Kulibayev as Director
Elect Vitaliy Markelov as Director
Elect Viktor Martynov as Director
Elect Vladimir Mau as Director
Elect Aleksey Miller as Director
Elect Valery Musin as Director
Elect Seppo Remes as Director
Elect Oleg Saveliev as Director
Elect Andrey Sapelin as Director
Elect Mikhail Sereda as Director
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
None
None
None
None
None
None
None
None
None
None
None
None
None
None
Against
Against
Against
Against
Against
Against
Against
Against
Against
For
Against
Against
Against
Against
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
13.1
13.2
13.3
13.4
13.5
13.6
13.7
13.8
13.9
13.10
13.11
13.12
13.13
13.14
13.15
13.16
13.17
13.18
Elect Vladimir Alisov as Member of
Audit Commission
Elect Dmitry Arkhipov as Member of
Audit Commission
Elect Aleksey Afonyashin as Member of
Audit Commission
Elect Irina Babenkova as Member of
Audit Commission
Elect Andrey Belobrov as Member of
Audit Commission
Elect Vadim Bikulov as Member of Audit
Commission
Elect Larisa Vitj as Member of Audit
Commission
Elect Aleksandr Ivanninkov as Member
of Audit Commission
Elect Marina Mikhina as Member of
Audit Commission
Elect Yuriy Nosov as Member of Audit
Commission
Elect Karen Oganyan as Member of Audit
Commission
Elect Oleg Osipenko as Member of Audit
Commission
Elect Sergey Platonov as Member of
Audit Commission
Elect Svetlana Ray as Member of Audit
Commission
Elect Mikhail Rosseyev as Member of
Audit Commission
Elect Tatyana Fisenko as Member of
Audit Commission
Elect Alan Khadziev as Member of Audit
Commission
Elect Aleksandr Shevchuk as Member of
Audit Commission
For
Did Not Vote Management
For
For
For
Did Not Vote Management
For
Did Not Vote Management
For
Did Not Vote Management
For
For
For
Did Not Vote Management
For
Did Not Vote Management
For
For
Management
For
For
Management
For
Did Not Vote Management
For
Did Not Vote Management
For
Did Not Vote Management
For
Against
Management
For
Against
Management
For
Against
Management
For
Against
Management
For
For
Management
Management
Management
-------------------------------------------------------------------------------GAZPROM OAO
Ticker:
GAZP
Meeting Date: JUN 27, 2014
Record Date: MAY 08, 2014
#
1
2
3
4
5
6
7
8
9
10
11.1
11.2
11.3
11.4
11.5
11.6
11.7
11.8
Security ID: 368287207
Meeting Type: Annual
Proposal
Approve Annual Report
Approve Financial Statements
Approve Allocation of Income
Approve Dividends of RUB 7.20 per Share
Ratify ZAO PricewaterhouseCoopers as
Auditor
Approve Remuneration of Directors
Approve Remuneration of Members of
Audit Commission
Amend Charter
Amend Regulations on Board of Directors
Approve Large-Scale Related-Party
Transaction with South Stream
Transport B.V.: Guarantee Agreement
for Securing Obligations of LLC
Gazprom Export
Approve Related-Party Transaction with
OAO Gazprombank Re: Loan Agreements
Approve Related-Party Transaction with
OAO Sberbank of Russia Re: Loan
Agreements
Approve Related-Party Transaction with
OAO Bank VTB Re: Loan Agreements
Approve Related-Party Transaction with
OAO Gazprombank Re: Loan Facility
Agreement
Approve Related-Party Transaction with
OAO Sberbank of Russia Re: Loan
Facility Agreement
Approve Related-Party Transaction with
OAO Bank VTB Re: Loan Facility
Agreement
Approve Related-Party Transaction with
OAO AB ROSSIYA Re: Loan Facility
Agreement
Approve Related-Party Transaction with
OAO Gazprombank and OAO Sberbank of
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Against
For
Management
Management
For
For
For
For
For
For
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
11.9
11.10
11.11
11.12
11.13
11.14
11.15
11.16
11.17
11.18
11.19
11.20
Russia Re: Agreements on Transfer of
Funds and Maintaining Minimum Balance
on Bank Accounts
Approve Related-Party Transaction with
OAO AB ROSSIYA Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts
Approve Related-Party Transaction with
OAO Gazprombank, OAO Sberbank of
Russia, and OAO AB ROSSIYA Re:
Agreements on Using Electronic
Payments System
Approve Related-Party Transaction with
OAO Gazprombank Re: Agreements on
Foreign Currency Purchase/Sale
Approve Related-Party Transaction with
OAO Bank VTB Re: Agreements on Foreign
Currency Purchase/Sale
Approve Related-Party Transaction with
OAO Bank VTB Re: Agreement on
Forward/Swap Conversion Operations
Approve Related-Party Transaction with
OAO Sberbank of Russia Re: Agreements
on Foreign Currency Purchase/Sale
Approve Related-Party Transaction with
OAO Bank VTB Re: Deposit Agreements
Approve Related-Party Transaction with
OAO Gazprombank Re: Deposit Agreements
Approve Related-Party Transaction with
OAO Sberbank of Russia Re: Deposit
Agreements
Approve Related-Party Transaction with
OAO Gazprombank Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
Approve Related-Party Transaction with
OAO Sberbank of Russia Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
Approve Related-Party Transaction with
OAO Bank VTB Re: Guarantee Agreements
for Securing Obligations of Gazprom's
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
11.21
11.22
11.23
11.24
11.25
11.26
11.27
11.28
11.29
11.30
11.31
Subsidiaries
Approve Related-Party Transaction with
OAO Gazprombank Re: Agreements on
Guarantees to Tax Authorities
Approve Related-Party Transaction with
OAO Bank VTB Re: Agreements on
Guarantees to Tax Authorities
Approve Related-Party Transaction with
OAO Sberbank of Russia Re: Agreements
on Guarantees to Tax Authorities
Approve Related-Party Transaction with
DOAO Tsentrenergogaz Re: Agreements on
Temporary Possession and Use of
Building and Equipment
Approve Related-Party Transaction with
OAO Tsentrgaz Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
Approve Related-Party Transaction with
OAO Gazprombank Re: Agreements on
Temporary Possession and Use of
Non-residential Premises
Approve Related-Party Transaction with
OOO Gazprom Export Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
Approve Related-Party Transaction with
OAO Gazpromneft Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions, and
Special-Purpose Telecommunications
Approve Related-Party Transaction with
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
Approve Related-Party Transaction with
OOO Gazprom Mezhregiongaz Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
Approve Related-Party Transaction with
OOO Gazprom Export Re: Agreements on
Sale of Commercial Products Owned by
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
11.32
11.33
11.34
11.35
11.36
11.37
11.38
11.39
11.40
11.41
11.42
11.43
Gazprom
Approve Related-Party Transaction with
OOO Gazprom Tsentrremont Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
Approve Related-Party Transaction with
OAO Gazprom Gazoraspredeleniye Re:
Agreements on Temporary Possession and
Use of Gas Distribution System,
Software and Hardware Solutions
Approve Related-Party Transaction with
OAO Druzhba Re: Agreements on
Temporary Possession and Use of
Facilities of Druzhba Vacation Cente
Approve Related-Party Transaction with
OOO Gazprom Investproyekt Re:
Provision of Consulting Services
Approve Related-Party Transaction with
OAO NOVATEK Re: Agreements on
Arranging of Injection and Storage of
Gas
Approve Related-Party Transaction with
OOO Gazprom Komplektatsiya Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
Approve Related-Party Transaction with
OAO Severneftegazprom Re: Agreements
on Delivery of Gas
Approve Related-Party Transaction with
OAO Tomskgazprom Re: Agreements on
Transportation of Gas
Approve Related-Party Transaction with
OOO Gazprom Mezhregiongaz Re:
Agreements on Transportation of Gas
Approve Related-Party Transaction with
OAO SOGAZ Re: Agreement on
Environment, Life, Health, and
Individual Property Insurance
Approve Related-Party Transaction with
OOO Gazprom Mezhregiongaz Re:
Agreements on Sale/Purchase of Gas
Approve Related-Party Transaction with
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
11.44
11.45
11.46
11.47
11.48
11.49
11.50
11.51
11.52
11.53
11.54
A/S Latvijas Gaze Re: Agreements on
Sale of Gas, Arranging of Injection,
and Storage of Gas
Approve Related-Party Transaction with
OAO Rosselkhozbank Re: Agreements on
Transfer of Funds
Approve Related-Party Transaction with
AB Lietuvos Dujos Re: Agreements on
Sale of Gas
Approve Related-Party Transaction with
AO Moldovagaz Re: Agreements on Sale
and Transportation of Gas
Approve Related-Party Transaction with
KazRosGaz LLP Re: Agreements on
Transportation of Gas
Approve Related-Party Transaction with
OAO Gazprom Neft Re: Agreements on
Transportation of Gas
Approve Related-Party Transaction with
OAO AK Transneft Re: Agreements on
Transportation of Oil and Storage of
Oil
Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
11.55 Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.56 Approve Related-Party Transaction with
OAO Bank VTB Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts Work
11.57 Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.58 Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.59 Approve Related-Party Transaction with
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.60 Approve Related-Party Transaction with
OOO Gazprom Tsentrremont Re: License
to Use Software
11.61 Approve Related-Party Transaction with
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Investment Projects
11.62 Approve Related-Party Transaction with
OOO Gazprom Tsentrremont Re:
Agreements on Investment Projects
11.63 Approve Related-Party Transaction with
OOO Gazprom Tsentrremont Re:
Agreements on Works Related to Cost
Estimate Documentation and On-Load
Pre-Commissioning Tests
11.64 Approve Related-Party Transaction with
Multiple Parties Re: Agreements on
Arranging Stocktaking of Property
11.65 Approve Related-Party Transaction with
OAO SOGAZ Re: Agreements on Insurance
of Property
11.66 Approve Related-Party Transaction with
OAO SOGAZ Re: Agreement on Liability
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
11.67
11.68
11.69
11.70
11.71
11.72
11.73
11.74
11.75
11.76
11.77
Insurance to Members of Board of
Directors and Management Board
Approve Related-Party Transaction with
OAO SOGAZ Re: Agreements on Insurance
of Property
Approve Related-Party Transaction with
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees
Approve Related-Party Transaction with
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees, Their Familiy
Members, and Retired Former Employees
Approve Related-Party Transaction with
OAO SOGAZ Re: Agreements on Insurance
of Transportation Vehicles Owned By
Gazprom
Approve Related-Party Transaction with
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees Travelling On
Official Business
Approve Related-Party Transaction with
OAO Bank VTB Re: Agreements on Using
Electronic Payments System
Approve Related-Party Transaction with
OOO Gazprom Gazomotornoye Toplivo Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
Approve Related-Party Transaction with
Equipment Manufacturers Association
Novye Technologii Gazovoy Otrasli Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
Approve Related-Party Transaction with
OAO Gazprom Neft Re: Exclusive License
to Use OAO Gazprom's
TrademarksElectronic Payments System
Approve Related-Party Transaction with
OAO Rosselkhozbank Re: Agreements on
Using Electronic Payments System
Approve Related-Party Transaction with
OOO Gazprom Mezhregiongaz Re: Gas
Supply Agreements
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
11.78 Approve Related-Party Transaction with
OAO Gazprom Neft Re: Crude Oil Supply
Agreements
11.79 Approve Related-Party Transaction with
OAO NOVATEK Re: Agreements on
Transportation of Gas
11.80 Approve Related-Party Transaction with
OAO Gazprom Transgaz Belarus Re:
Agreements on Sale of Gas and Transit
Transportation of Gas
12.1 Elect Andrey Akimov as Director
12.2 Elect Farit Gazizullin as Director
12.3 Elect Viktor Zubkov as Director
12.4 Elect Elena Karpel as Director
12.5 Elect Timur Kulibayev as Director
12.6 Elect Vitaliy Markelov as Director
12.7 Elect Viktor Martynov as Director
12.8 Elect Vladimir Mau as Director
12.9 Elect Aleksey Miller as Director
12.10 Elect Valery Musin as Director
12.11 Elect Seppo Remes as Director
12.12 Elect Oleg Saveliev as Director
12.13 Elect Andrey Sapelin as Director
12.14 Elect Mikhail Sereda as Director
13.1 Elect Vladimir Alisov as Member of
Audit Commission
13.2 Elect Dmitry Arkhipov as Member of
Audit Commission
13.3 Elect Aleksey Afonyashin as Member of
Audit Commission
13.4 Elect Irina Babenkova as Member of
Audit Commission
13.5 Elect Andrey Belobrov as Member of
Audit Commission
13.6 Elect Vadim Bikulov as Member of Audit
Commission
13.7 Elect Larisa Vitj as Member of Audit
Commission
13.8 Elect Aleksandr Ivanninkov as Member
of Audit Commission
13.9 Elect Marina Mikhina as Member of
Audit Commission
For
For
Management
For
For
Management
For
For
Management
None
None
None
None
None
None
None
None
None
None
None
None
None
None
For
Against
Against
Against
Against
Against
Against
Against
Against
Against
For
Against
Against
Against
Against
Against
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
Against
Management
For
Against
Management
For
Against
Management
For
For
Management
For
Against
Management
For
Against
Management
For
For
Management
13.10 Elect Yuriy Nosov as Member of Audit
Commission
13.11 Elect Karen Oganyan as Member of Audit
Commission
13.12 Elect Oleg Osipenko as Member of Audit
Commission
13.13 Elect Sergey Platonov as Member of
Audit Commission
13.14 Elect Svetlana Ray as Member of Audit
Commission
13.15 Elect Mikhail Rosseyev as Member of
Audit Commission
13.16 Elect Tatyana Fisenko as Member of
Audit Commission
13.17 Elect Alan Khadziev as Member of Audit
Commission
13.18 Elect Aleksandr Shevchuk as Member of
Audit Commission
For
For
Management
For
Against
Management
For
Against
Management
For
Against
Management
For
Against
Management
For
Against
Management
For
Against
Management
For
Against
Management
For
For
Management
-------------------------------------------------------------------------------GILEAD SCIENCES, INC.
Ticker:
GILD
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
Security ID: 375558103
Meeting Type: Annual
Proposal
Elect Director John F. Cogan
Elect Director Etienne F. Davignon
Elect Director Carla A. Hills
Elect Director Kevin E. Lofton
Elect Director John W. Madigan
Elect Director John C. Martin
Elect Director Nicholas G. Moore
Elect Director Richard J. Whitley
Elect Director Gayle E. Wilson
Elect Director Per Wold-Olsen
Ratify Auditors
Approve Amendment to Certificate of
Incorporation to Adopt Delaware as the
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
4
5
6
7
Exclusive Forum for Certain Legal
Actions
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Provide Right to Act by Written Consent
Link CEO Compensation to Patient
Access to the Company's Medicine
For
For
Management
Against
Against
Against
Against
Against
Against
Shareholder
Shareholder
Shareholder
-------------------------------------------------------------------------------GOOGLE INC.
Ticker:
GOOG
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
5
6
7
8
Security ID: 38259P508
Meeting Type: Annual
Proposal
Elect Director Larry Page
Elect Director Sergey Brin
Elect Director Eric E. Schmidt
Elect Director L. John Doerr
Elect Director Diane B. Greene
Elect Director John L. Hennessy
Elect Director Ann Mather
Elect Director Paul S. Otellini
Elect Director K. Ram Shriram
Elect Director Shirley M. Tilghman
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Recapitalization Plan for all
Stock to Have One-vote per Share
Report on Lobbying Payments and Policy
Require a Majority Vote for the
Election of Directors
Adopt Policy and Report on Impact of
Tax Strategy
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
For
Shareholder
Against
Against
Against
For
Shareholder
Shareholder
Against
Against
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------GRUPO TELEVISA S.A.B.
Ticker:
TLEVISACPO
Meeting Date: DEC 09, 2013
Record Date: NOV 25, 2013
#
1
2
3
Security ID: 40049J206
Meeting Type: Special
Proposal
Approve Dividends of MXN 0.35 per CPO
Approve Granting of Powers
Authorize Board to Ratify and Execute
Approved Resolutions
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
-------------------------------------------------------------------------------GRUPO TELEVISA S.A.B.
Ticker:
TLEVISACPO
Meeting Date: APR 29, 2014
Record Date: APR 21, 2014
#
1
2
1
2
1
2
3
4
Security ID: 40049J206
Meeting Type: Annual/Special
Proposal
Elect or Ratify Directors Representing
Series L Shareholders
Authorize Board to Ratify and Execute
Approved Resolutions
Elect or Ratify Directors Representing
Series D Shareholders
Authorize Board to Ratify and Execute
Approved Resolutions
Approve Financial Statements and
Statutory Reports as Required by
Article 28 of Mexican Securities Law,
Approve Financial Statements; Approve
Discharge of Directors, CEO and Board
Committees
Present Report on Compliance with
Fiscal Obligations
Approve Allocation of Income
Set Aggregate Nominal Amount for Share
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
5
6
7
8
9
Repurchase and Receive Report on
Board's Decision on Share Repurchase,
Sale of Treasury Shares, and Share Plan
Elect or Ratify Members of Board,
Secretary and Other Officers
Elect or Ratify Members of Executive
Committee
Elect or Ratify Chairman of Audit
Committee and Corporate Practices
Committee
Approve Remuneration of Board Members,
Executive, Audit and Corporate
Practices Committees, and Secretary
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------GTECH SPA
Ticker:
GTK
Meeting Date: MAY 08, 2014
Record Date: APR 28, 2014
#
1
2
3
4
5
6.1
6.2
7.1
7.2
8
Security ID: T9179L108
Meeting Type: Annual
Proposal
Approve Financial Statements,
Statutory Reports, and Allocation of
Income
Approve Remuneration Report
Approve Stock Option Plan
Approve Restricted Stock Plan
Authorize Share Repurchase Program and
Reissuance of Repurchased Shares
Slate Submitted by De Agostini SpA
Slate Submitted by Institutional
Investors
Slate Submitted by De Agostini SpA
Slate Submitted by Institutional
Investors
Approve Auditors and Authorize Board
to Fix Their Remuneration
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
Against
Against
Against
Against
Management
Management
Management
Management
None
None
Did Not Vote Shareholder
For
Shareholder
None
None
Against
For
Shareholder
Shareholder
For
For
Management
-------------------------------------------------------------------------------INDUSTRIA DE DISENO TEXTIL (INDITEX)
Ticker:
ITX
Meeting Date: JUL 16, 2013
Record Date: JUL 11, 2013
#
1
2
3
4
5
6
7
8
Security ID: E6282J109
Meeting Type: Annual
Proposal
Approve Individual Financial Statements
Approve Consolidated Financial
Statements, and Discharge of Board
Approve Updated Balance Sheets to
Benefit from New Tax Regulation
Approve Allocation of Income and
Dividends
Approve Long Term Incentive Plan
Authorize Share Repurchase Program
Advisory Vote on Remuneration Policy
Report
Authorize Board to Ratify and Execute
Approved Resolutions
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------INFOSYS LTD.
Ticker:
500209
Meeting Date: AUG 03, 2013
Record Date:
#
1
Security ID: Y4082C133
Meeting Type: Special
Proposal
Approve Appointment and Remuneration
of N.R.N. Murthy as Executive Director
Mgt Rec
For
Vote Cast
For
Sponsor
Management
-------------------------------------------------------------------------------INTUIT INC.
Ticker:
INTU
Meeting Date: JAN 23, 2014
Record Date: NOV 25, 2013
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
4
Security ID: 461202103
Meeting Type: Annual
Proposal
Elect Director Christopher W. Brody
Elect Director William V. Campbell
Elect Director Scott D. Cook
Elect Director Diane B. Greene
Elect Director Edward A. Kangas
Elect Director Suzanne Nora Johnson
Elect Director Dennis D. Powell
Elect Director Brad D. Smith
Elect Director Jeff Weiner
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------JUNIPER NETWORKS, INC.
Ticker:
JNPR
Meeting Date: MAY 21, 2014
Record Date: MAR 28, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 48203R104
Meeting Type: Annual
Proposal
Elect Director Pradeep Sindhu
Elect Director Robert M. Calderoni
Elect Director Mary B. Cranston
Elect Director J. Michael Lawrie
Elect Director David Schlotterbeck
Elect Director Shaygan Kheradpir
Elect Director Kevin DeNuccio
Elect Director Gary Daichendt
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------KDDI CORPORATION
Ticker:
9433
Meeting Date: JUN 18, 2014
Record Date: MAR 31, 2014
#
1
Security ID: J31843105
Meeting Type: Annual
2.1
2.2
2.3
2.4
2.5
2.6
2.7
2.8
2.9
2.10
2.11
2.12
2.13
3
Proposal
Approve Allocation of Income, with a
Final Dividend of JPY 70
Elect Director Onodera, Tadashi
Elect Director Tanaka, Takashi
Elect Director Morozumi, Hirofumi
Elect Director Takahashi, Makoto
Elect Director Ishikawa, Yuuzo
Elect Director Inoue, Masahiro
Elect Director Yuasa, Hideo
Elect Director Fukuzaki, Tsutomu
Elect Director Tajima, Hidehiko
Elect Director Uchida, Yoshiaki
Elect Director Kuba, Tetsuo
Elect Director Kodaira, Nobuyori
Elect Director Fukukawa, Shinji
Appoint Statutory Auditor Kobayashi,
Hiroshi
Approve Adjustment to Aggregate
Compensation Ceiling for Directors
4
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------KERING
Ticker:
KER
Meeting Date: MAY 06, 2014
Record Date: APR 29, 2014
#
1
Security ID: F5433L103
Meeting Type: Annual/Special
Proposal
Approve Financial Statements and
Statutory Reports
Mgt Rec
For
Vote Cast
For
Sponsor
Management
2
3
4
5
6
7
8
9
10
11
12
13
14
15
Approve Consolidated Financial
Statements and Statutory Reports
Approve Allocation of Income and
Dividends of EUR 3.75 per Share
Approve Auditors' Special Report on
Related-Party Transactions
Elect Daniela Riccardi as Director
Reelect Laurence Boone as Director
Reelect Yseulys Costes as Director
Approve Remuneration of Directors in
the Aggregate Amount of EUR 877,000
Advisory Vote on Compensation of
Francois-Henri Pinault, Chairman and
CEO
Advisory Vote on Compensation of
Jean-Francois Palus, Vice-CEO
Renew Appointment of Deloitte and
Associes as Auditor
Renew Appointment of BEAS as Alternate
Auditor
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Amend Article 10 of Bylaws Re:
Appointment of Employee Representatives
Authorize Filing of Required
Documents/Other Formalities
For
For
Management
For
For
Management
For
Against
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
For
Against
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------KEYENCE CORP.
Ticker:
6861
Meeting Date: JUN 12, 2014
Record Date: MAR 20, 2014
#
1
2
3.1
Security ID: J32491102
Meeting Type: Annual
Proposal
Approve Allocation of Income, with a
Final Dividend of JPY 30
Amend Articles To Indemnify Directors
and Statutory Auditors
Elect Director Takizaki, Takemitsu
Mgt Rec
For
Vote Cast
Against
Sponsor
Management
For
For
Management
For
For
Management
3.2
3.3
3.4
3.5
3.6
3.7
3.8
3.9
4
5
Elect Director Yamamoto, Akinori
Elect Director Kanzawa, Akira
Elect Director Kimura, Tsuyoshi
Elect Director Konishi, Masayuki
Elect Director Kimura, Keiichi
Elect Director Miki, Masayuki
Elect Director Sasaki, Michio
Elect Director Fujimoto, Masato
Appoint Statutory Auditor Ueda,
Yoshihiro
Approve Adjustment to Aggregate
Compensation Ceiling for Directors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------KYOCERA CORP.
Ticker:
6971
Meeting Date: JUN 26, 2014
Record Date: MAR 31, 2014
#
1
Security ID: J37479110
Meeting Type: Annual
Proposal
Approve Allocation of Income, with a
Final Dividend of JPY 40
Mgt Rec
For
Vote Cast
For
Sponsor
Management
-------------------------------------------------------------------------------LINDE AG
Ticker:
LIN
Meeting Date: MAY 20, 2014
Record Date: APR 28, 2014
#
1
2
3
Security ID: D50348107
Meeting Type: Annual
Proposal
Receive Financial Statements and
Statutory Reports for Fiscal 2013
(Non-Voting)
Approve Allocation of Income and
Dividends of EUR 3.00 per Share
Approve Discharge of Management Board
Mgt Rec
None
Vote Cast
None
Sponsor
Management
For
For
Management
For
For
Management
4
5
for Fiscal 2013
Approve Discharge of Supervisory Board
for Fiscal 2013
Ratify KPMG AG as Auditors for Fiscal
2014
For
For
Management
For
For
Management
-------------------------------------------------------------------------------LULULEMON ATHLETICA INC.
Ticker:
LULU
Meeting Date: JUN 11, 2014
Record Date: APR 23, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 550021109
Meeting Type: Annual
Proposal
Elect Director Michael Casey
Elect Director RoAnn Costin
Elect Director Laurent Potdevin
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------LVMH MOET HENNESSY LOUIS VUITTON
Ticker:
MC
Meeting Date: APR 10, 2014
Record Date: APR 04, 2014
#
1
2
3
4
Security ID: F58485115
Meeting Type: Annual/Special
Proposal
Approve Financial Statements and
Statutory Reports
Approve Consolidated Financial
Statements and Statutory Reports
Approve Auditors' Special Report on
Related-Party Transactions
Approve Allocation of Income and
Dividends of EUR 3.10 per Share
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
Against
Management
For
For
Management
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Reelect Delphine Arnault as Director
Reelect Nicolas Bazire as Director
Reelect Antonio Belloni as Director
Reelect Diego Della Valle as Director
Reelect Pierre Gode as Director
Reelect Marie-Josee Kravis as Director
Renew Appointment Paolo Bulgari as
Censor
Renew Appointment Patrick Houel as
Censor
Renew Appointment Felix G. Rohatyn as
Censor
Elect Marie-Laure Sauty de Chalon as
Director
Advisory Vote on Compensation of
Bernard Arnault
Advisory Vote on Compensation of
Antonio Belloni
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Authorize Decrease in Share Capital
via Cancellation of Repurchased Shares
Approve Change of Corporate Form to
Societas Europaea (SE)
Pursuant to Item Above, Adopt New
Bylaws
For
For
For
For
For
For
For
Against
Against
Against
For
Against
For
Against
Management
Management
Management
Management
Management
Management
Management
For
Against
Management
For
Against
Management
For
For
Management
For
Against
Management
For
Against
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------MAXIM INTEGRATED PRODUCTS, INC.
Ticker:
MXIM
Meeting Date: NOV 13, 2013
Record Date: SEP 19, 2013
#
1.1
1.2
1.3
1.4
1.5
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 57772K101
Meeting Type: Annual
Tunc Doluca
B. Kipling Hagopian
James R. Bergman
Joseph R. Bronson
Robert E. Grady
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
1.6
1.7
2
3
4
5
Elect Director William D. Watkins
Elect Director A.R. Frank Wazzan
Ratify Auditors
Amend Qualified Employee Stock
Purchase Plan
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------MCDONALD'S CORPORATION
Ticker:
MCD
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
2
3
4
5
Security ID: 580135101
Meeting Type: Annual
Proposal
Elect Director Susan E. Arnold
ElectionElect Director Richard H. Lenny
Elect Director Walter E. Massey
Elect Director Cary D. McMillan
Elect Director Sheila A. Penrose
Elect Director John W. Rogers, Jr.
Elect Director Roger W. Stone
Elect Director Miles D. White
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Ratify Auditors
Provide Right to Act by Written Consent
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
For
For
Against
Management
Management
Shareholder
-------------------------------------------------------------------------------MCGRAW HILL FINANCIAL, INC.
Ticker:
MHFI
Meeting Date: APR 30, 2014
Record Date: MAR 10, 2014
Security ID: 580645109
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
4
Proposal
Elect Director Winfried Bischoff
Elect Director William D. Green
Elect Director Charles E. Haldeman, Jr.
Elect Director Harold McGraw, III
Elect Director Robert P. McGraw
Elect Director Hilda Ochoa-Brillembourg
Elect Director Douglas L. Peterson
Elect Director Michael Rake
Elect Director Edward B. Rust, Jr.
Elect Director Kurt L. Schmoke
Elect Director Sidney Taurel
Elect Director Richard E. Thornburgh
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Provide Right to Act by Written Consent
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------MEDIVATION, INC.
Ticker:
MDVN
Meeting Date: JUN 27, 2014
Record Date: APR 29, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
Security ID: 58501N101
Meeting Type: Annual
Proposal
Elect Director Daniel D. Adams
Elect Director Kim D. Blickenstaff
Elect Director Kathryn E. Falberg
Elect Director David T. Hung
Elect Director C. Patrick Machado
Elect Director Dawn Svoronos
Elect Director W. Anthony Vernon
Elect Director Wendy L. Yarno
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MICROSOFT CORPORATION
Ticker:
MSFT
Meeting Date: NOV 19, 2013
Record Date: SEP 13, 2013
#
1
2
3
4
5
6
7
8
9
10
11
12
Security ID: 594918104
Meeting Type: Annual
Proposal
Elect Director Steven A. Ballmer
Elect Director Dina Dublon
Elect Director William H. Gates
Elect Director Maria M. Klawe
Elect Director Stephen J. Luczo
Elect Director David F. Marquardt
Elect Director Charles H. Noski
Elect Director Helmut Panke
Elect Director John W. Thompson
Amend Executive Incentive Bonus Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------MOSCOW EXCHANGE MICEX-RTS OJSC
Ticker:
MOEX
Meeting Date: JUN 26, 2014
Record Date: MAY 12, 2014
#
1.1
1.2
1.3
2.1
2.2
2.3
2.4
2.5
Security ID: X5504J102
Meeting Type: Annual
Proposal
Approve Annual Report
Approve Financial Statements
Approve Allocation of Income and
Dividends of RUB 2.38 per Share
Elect Aleksandr Afanasiev as Director
Elect Nicola Beattie as Director
Elect Mikhail Bratanov as Director
Elect Yuan Wang as Director
Elect Sean Glodek as Director
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
None
None
None
None
None
Against
For
For
For
Against
Management
Management
Management
Management
Management
2.6
2.7
2.8
2.9
2.10
2.11
2.12
2.13
2.14
2.15
3.1
Elect Andrey Golikov as Director
Elect Valeriy Goreglyad as Director
Elect Yuriy Denisov as Director
Elect Bella Zlatkis as Director
Elect Anatoliy Karachinskiy as Director
Elect Sergey Kozlov as Director
Elect Aleksey Kudrin as Director
Elect Sergey Lykov as Director
Elect Rainer Riess as Director
Elect Kirill Shershun as Director
Fix Number of Audit Commission Members
at Three
3.2.1 Elect Olga Romantsova as Member of
Audit Commission
3.2.2 Elect Tatiana Sannikova as Member of
Audit Commission
3.2.3 Elect Vyacheslav Ulupov as Member of
Audit Commission
4
Ratify ZAO Ernst & Young Vneshaudit as
Auditor
5
Approve New Edition of Charter
6
Approve New Edition of Regulations on
Supervisory Board
7
Approve Regulations on Executive Board
8
Approve Regulations on Audit Commission
9
Approve New Edition of Regulations on
Remuneration of Directors
10
Approve Remuneration of Directors for
2013
11
Approve Remuneration of Members of
Audit Commission for 2013
12
Approve Related-Party Transactions
with ZAO Registrar Company STATUS Re:
Conducting General Shareholder Meetings
13.1 Approve Related-Party Transactions
with OAO Sberbank of Russia Re: Cash
Deposits
13.2 Approve Related-Party Transactions
with ZAO National Clearing Centre Re:
Cash Deposits
13.3 Approve Related-Party Transactions
with ZAO National Clearing Centre Re:
None
None
None
None
None
None
None
None
None
None
For
Against
Against
Against
Against
For
Against
Against
Against
For
Against
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
For
For
For
For
For
For
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
14.1
14.2
14.3
14.4
15
16
Currency Conversion
Approve Related-Party Transactions
with ZAO MICEX Stock Exchange Re:
Lease of Immovable Property
Approve Related-Party Transactions
with ZAO National Settlement
Depository Re: Lease of Immovable
Property and Parking Spaces
Approve Related-Party Transactions
with ZAO National Clearing Centre Re:
Lease of Immovable Property and
Parking Spaces
Approve Related-Party Transactions
with ZAO National Mercantile Exchange
Re: Lease of Immovable Property
Approve Related-Party Transaction with
ZAO MICEX Stock Exchange Re: IT
Services
Approve Termination of Company's
Membership in Russian Exchange Union
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------MURATA MANUFACTURING CO. LTD.
Ticker:
6981
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
#
1
2.1
2.2
3
Security ID: J46840104
Meeting Type: Annual
Proposal
Approve Allocation of Income, with a
Final Dividend of JPY 70
Elect Director Fujita, Yoshitaka
Elect Director Yoshihara, Hiroaki
Appoint Statutory Auditor Toyoda,
Masakazu
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------NESTLE SA
Ticker:
NESN
Meeting Date: APR 10, 2014
Record Date:
#
1.1
1.2
2
3
4
5.1a
5.1b
5.1c
5.1d
5.1e
5.1f
5.1g
5.1h
5.1i
5.1j
5.1k
5.1l
5.1m
5.2
5.3.1
5.3.2
5.3.3
5.3.4
5.4
Security ID: H57312649
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Remuneration Report
(Non-Binding)
Approve Discharge of Board and Senior
Management
Approve Allocation of Income and
Dividends of CHF 2.15 per Share
Amend Articles Re: Ordinance Against
Excessive Remuneration at Listed
Companies
Reelect Peter Brabeck-Letmathe as
Director
Reelect Paul Bulcke as Director
Reelect Andreas Koopmann as Director
Reelect Rolf Haenggi as Director
Reelect Beat Hess as Director
Reelect Daniel Borel as Director
Reelect Steven Hoch as Director
Reelect Naina Lal Kidwai as Director
Reelect Titia de Lange as Director
Reelect Jean-Pierre Roth as Director
Reelect Ann Veneman as Director
Reelect Henri de Castries as Director
Reelect Eva Cheng as Director
Elect Peter Brabeck-Letmathe as Board
Chairman
Appoint Beat Hess as Member of the
Compensation Committee
Appoint Daniel Borel as Member of the
Compensation Committee
Appoint Andreas Koopmann as Member of
the Compensation Committee
Appoint Jean-Pierre Roth as Member of
the Compensation Committee
Ratify KMPG SA as Auditors
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
5.5
Designate Hartmann Dreyer as
Independent Proxy
For
For
Management
-------------------------------------------------------------------------------NIDEC CORP.
Ticker:
6594
Meeting Date: JUN 18, 2014
Record Date: MAR 31, 2014
#
1
2.1
2.2
2.3
2.4
2.5
2.6
2.7
2.8
2.9
2.10
2.11
2.12
3
4.1
4.2
Security ID: J52968104
Meeting Type: Annual
Proposal
Amend Articles To Expand Board
Eligibility
Elect Director Nagamori, Shigenobu
Elect Director Kure, Bunsei
Elect Director Kobe, Hiroshi
Elect Director Sato, Akira
Elect Director Hamada, Tadaaki
Elect Director Yoshimatsu, Masuo
Elect Director Miyabe, Toshihiko
Elect Director Hayafune, Kazuya
Elect Director Otani, Toshiaki
Elect Director Tahara, Mutsuo
Elect Director Ido, Kiyoto
Elect Director Ishida, Noriko
Appoint Statutory Auditor Nishikawa,
Ikuo
Appoint Alternate Statutory Auditor
Ono, Susumu
Appoint Alternate Statutory Auditor
Suematsu, Chihiro
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------PRUDENTIAL PLC
Ticker:
PRU
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Security ID: G72899100
Meeting Type: Annual
#
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
Proposal
Accept Financial Statements and
Statutory Reports
Approve Remuneration Policy
Approve Remuneration Report
Approve Final Dividend
Elect Pierre-Olivier Bouee as Director
Elect Jacqueline Hunt as Director
Elect Anthony Nightingale as Director
Elect Alice Schroeder as Director
Re-elect Sir Howard Davies as Director
Re-elect Ann Godbehere as Director
Re-elect Alexander Johnston as Director
Re-elect Paul Manduca as Director
Re-elect Michael McLintock as Director
Re-elect Kaikhushru Nargolwala as
Director
Re-elect Nicolaos Nicandrou as Director
Re-elect Philip Remnant as Director
Re-elect Barry Stowe as Director
Re-elect Tidjane Thiam as Director
Re-elect Lord Turnbull as Director
Re-elect Michael Wells as Director
Appoint KPMG LLP as Auditors
Authorise Board to Fix Remuneration of
Auditors
Authorise EU Political Donations and
Expenditure
Authorise Issue of Equity with
Pre-emptive Rights
Authorise Issue of Equity with
Pre-emptive Rights to Include
Repurchased Shares
Authorise Issue of Preference Shares
Authorise Issue of Equity without
Pre-emptive Rights
Authorise Market Purchase of Ordinary
Shares
Authorise the Company to Call EGM with
Two Weeks' Notice
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------PRYSMIAN S.P.A.
Ticker:
PRY
Meeting Date: APR 16, 2014
Record Date: APR 07, 2014
#
1
2
3
4
5
1
Security ID: T7630L105
Meeting Type: Annual/Special
Proposal
Approve Financial Statements,
Statutory Reports, and Allocation of
Income
Elect Massimo Battaini as Director
Authorize Share Repurchase Program and
Reissuance of Repurchased Shares
Approve Long-Term Management Incentive
Plan 2014-2016
Approve Remuneration Report
Approve Capital Increase to Service
Long-Term Management Incentive Plan
2014-2016
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
Management
Management
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------REPSOL SA
Ticker:
REP
Meeting Date: MAR 28, 2014
Record Date: MAR 21, 2014
#
1
2
3
4
5
Security ID: E8471S130
Meeting Type: Annual
Proposal
Approve Consolidated and Standalone
Financial Statements, and Treatment of
Net Loss
Approve Discharge of Board
Renew Appointment of Deloitte as
Auditor
Ratify Agreement between Repsol and
the Republic of Argentina
Authorize Capitalization of Reserves
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
6
for Scrip Dividends
Authorize Capitalization of Reserves
for Scrip Dividends
Authorize Share Repurchase and Capital
Reduction via Amortization of
Repurchased Shares
Amend Articles Re: General Meeting
Regulations and Special Agreements
Amend Articles Re: Nomination and
Remuneration Committee
Amend Article 53 Re: Dividend Payments
Amend Articles Re: General Meeting
Regulations
Amend Article Re: Annual Remuneration
Report
Reelect Paulina Beato Blanco as
Director
Reelect Artur Carulla Font as Director
Reelect Javier Echenique Landiribar as
Director
Reelect Henri Philippe Reichstul as
Director
Reelect Pemex Internacional Espana SA
as Director
Advisory Vote on Remuneration Policy
Report
Authorize Increase in Capital up to 50
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
Authorize Share Repurchase Program
Authorize Board to Ratify and Execute
Approved Resolutions
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
For
For
Management
For
For
Management
For
Against
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------SAP AG
Ticker:
SAP
Meeting Date: MAY 21, 2014
Record Date: APR 29, 2014
Security ID: D66992104
Meeting Type: Annual
#
1
2
3
4
5
6a
6b
7
8a
8b.1
8b.2
8b.3
8b.4
8b 5
8b.6
8b.7
8b.8
8b.9
Proposal
Receive Financial Statements and
Statutory Reports for Fiscal 2013
(Non-Voting)
Approve Allocation of Income and
Dividends of EUR 1.00 per Share
Approve Discharge of Management Board
for Fiscal 2013
Approve Discharge of Supervisory Board
for Fiscal 2013
Ratify KPMG AG as Auditors for Fiscal
2014
Amend Affiliation Agreements with
Subsidiary SAP Erste Beteiligungs- und
Vermoegensverwaltungs GmbH
Amend Affiliation Agreements with
Subsidiary SAP Zweite Beteiligungsund Vermoegensverwaltungs GmbH
Approve Affiliation Agreements with
Subsidiary SAP Ventures Investment GmbH
Change of Corporate Form to Societas
Europaea (SE)
Elect Hasso Plattner to the
Supervisory Board
Elect Pekka Ala-Pietilae to the
Supervisory Board
Elect Anja Feldmann to the Supervisory
Board
Elect Wilhelm Haarmann to the
Supervisory Board
Elect Bernard Liautaud to the
Supervisory Board
Elect Hartmut Mehdorn to the
Supervisory Board
Elect Erhard Schipporeit to the
Supervisory Board
Elect Hagemann Snabe to the
Supervisory Board
Elect Klaus Wucherer to the
Supervisory Board
Mgt Rec
None
Vote Cast
None
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
Against
Management
For
Against
Management
For
For
Management
For
Against
Management
For
For
Management
For
Against
Management
For
For
Management
For
Against
Management
For
For
Management
-------------------------------------------------------------------------------SENSATA TECHNOLOGIES HOLDING N.V.
Ticker:
ST
Meeting Date: MAY 22, 2014
Record Date: APR 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
4
5
6
7
8
Security ID: N7902X106
Meeting Type: Annual
Proposal
Elect Thomas Wroe, Jr. as Director
Elect Martha Sullivan as Director
Elect Lewis B. Campbell as Director
Elect Paul Edgerley as Director
Elect Michael J. Jacobson as Director
Elect John Lewis as Director
Elect Charles W. Peffer as Director
Elect Kirk P. Pond as Director
Elect Stephen Zide as Director
Elect Andrew Teich as Director
Elect James Heppelmann as Director
Ratify Ernst & Young LLP as Auditors
Approve Financial Statements and
Statutory Reports for Fiscal Year 2013
Approve Discharge of Board
Approve Remuneration of Supervisory
Board
Grant Board Authority to Repurchase
Shares
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
For
For
Management
For
Against
Management
One Year
One Year
Management
-------------------------------------------------------------------------------SHIRE PLC
Ticker:
SHP
Meeting Date: APR 29, 2014
Record Date: APR 27, 2014
Security ID: G8124V108
Meeting Type: Annual
#
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
Proposal
Accept Financial Statements and
Statutory Reports
Approve Remuneration Report
Approve Remuneration Policy
Elect Dominic Blakemore as Director
Re-elect William Burns as Director
Re-elect Dr Steven Gillis as Director
Re-elect Dr David Ginsburg as Director
Re-elect David Kappler as Director
Re-elect Susan Kilsby as Director
Re-elect Anne Minto as Director
Re-elect Dr Flemming Ornskov as
Director
Re-elect David Stout as Director
Reappoint Deloitte LLP as Auditors
Authorise the Audit, Compliance & Risk
Committee to Fix Remuneration of
Auditors
Approve Increase in Borrowing Powers
Authorise Issue of Equity with
Pre-emptive Rights
Authorise Issue of Equity without
Pre-emptive Rights
Authorise Market Purchase of Ordinary
Shares
Authorise the Company to Call EGM with
Two Weeks' Notice
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------SIEMENS AG
Ticker:
SIE
Meeting Date: JAN 28, 2014
Record Date:
#
1
Security ID: D69671218
Meeting Type: Annual
Proposal
Receive Financial Statements and
Statutory Reports for Fiscal 2012/2013
(Non-Voting)
Mgt Rec
None
Vote Cast
None
Sponsor
Management
2
3
4
5
6
7
8
9
10
11
Approve Allocation of Income and
Dividends of EUR 3 per Share
Approve Discharge of Management Board
for Fiscal 2012/2013
Approve Discharge of Supervisory Board
for Fiscal 2012/2013
Approve Remuneration System for
Management Board Members
Ratify Ernst & Young as Auditors for
Fiscal 2013/2014
Elect Jim Hagemann Snabe to the
Supervisory Board
Approve Creation of EUR 528.6 Million
Pool of Capital with Partial Exclusion
of Preemptive Rights
Approve Issuance of Warrants/Bonds
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 240
Million Pool of Capital to Guarantee
Conversion Rights
Approve Cancellation of Capital
Authorization
Amend Articles Re: Remuneration of the
Supervisory Board
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------SOCIETE GENERALE
Ticker:
GLE
Meeting Date: MAY 20, 2014
Record Date: MAY 14, 2014
#
1
2
3
Security ID: F43638141
Meeting Type: Annual/Special
Proposal
Approve Consolidated Financial
Statements and Statutory Reports
Approve Financial Statements and
Statutory Reports
Approve Allocation of Income and
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
4
5
6
7
8
9
10
11
12
13
14
15
16
17
Dividends of EUR 1.00 per Share
Approve Auditors' Special Report
Mentioning the Absence of
Related-Party Transactions
Advisory Vote on Compensation of
Frederic Oudea, Chairman and CEO
Advisory Vote on Compensation of
Severin Cabannes, Jean-Francois
Sammarcelli and Bernardo Sanchez
Incera, Vice-CEOs
Advisory Vote on the Aggregate
Remuneration Granted in 2013 to Senior
Management, Responsible Officers and
Regulated Risk-Takers
Fix Maximum Variable Compensation
Ratio for Executives and Risk Takers
Reelect Robert Castaigne as Director
Elect Lorenzo Bini Smaghi as Director
Authorize Repurchase of Up to 5
Percent of Issued Share Capital
Authorize Issuance of Equity or
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 399 Million
and/or Capitalization of Reserves of
up to EUR 550 Million
Authorize Issuance of Equity or
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 99.839 Million
Authorize Board to Increase Capital in
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
Authorize Capital Increase of up to 10
Percent of Issued Capital for
Contributions in Kind
Authorize Issuance of Convertible
Bonds for Private Placements without
Preemptive Rights, up to Aggregate
Nominal Ammount of EUR 99.839 Million
Authorize Capital Issuances for Use in
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
Against
Management
18
19
20
Employee Stock Purchase Plans
Authorize up to 2 Percent of Issued
Capital for Use in Restricted Stock
Plans
Authorize Decrease in Share Capital
via Cancellation of Repurchased Shares
Authorize Filing of Required
Documents/Other Formalities
For
Against
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------ST. JUDE MEDICAL, INC.
Ticker:
STJ
Meeting Date: MAY 01, 2014
Record Date: MAR 04, 2014
#
1.1
1.2
1.3
2
3
4
5
Security ID: 790849103
Meeting Type: Annual
Proposal
Elect Director Richard R. Devenuti
Elect Director Stefan K. Widensohler
Elect Director Wendy L. Yarno
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Executive Incentive Bonus Plan
Declassify the Board of Directors
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker:
8316
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
#
1
2.1
2.2
Security ID: J7771X109
Meeting Type: Annual
Proposal
Approve Allocation of Income, with a
Final Dividend of JPY 65
Elect Director Miyata, Koichi
Elect Director Kurumatani, Nobuaki
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
Management
Management
2.3
2.4
2.5
3
Elect Director Inoue, Atsuhiko
Elect Director Ota, Jun
Elect Director Yokoyama, Yoshinori
Appoint Statutory Auditor Nakao,
Kazuhiko
For
For
For
For
For
For
For
For
Management
Management
Management
Management
-------------------------------------------------------------------------------TECHNIP
Ticker:
TEC
Meeting Date: APR 24, 2014
Record Date: APR 16, 2014
#
1
2
3
4
5
6
7
8
9
10
Security ID: F90676101
Meeting Type: Annual/Special
Proposal
Approve Financial Statements and
Statutory Reports
Approve Allocation of Income and
Dividends of EUR 1.85 per Share
Approve Consolidated Financial
Statements and Statutory Reports
Approve Auditors' Special Report on
Related-Party Transactions Mentioning
the Absence of New Transactions
Advisory Vote on Compensation of
Thierry Pilenko, Chairman and CEO
Authorize Repurchase of Up to 8
Percent of Issued Share Capital
Authorize Issuance of Equity or
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 42 Million
Authorize Issuance of Equity or
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 8 Million
Approve Issuance of Equity or
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 8 Million
Authorize up to 0.3 Percent of Issued
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
11
12
13
14
15
16
Capital for Use in Restricted Stock
Plans
Authorize Restricted Stock Plan
Reserved for Chairman and/or CEO and
Executives, Subject to Approval of
Item 10
Authorize up to 0.5 Percent of Issued
Capital for Use in Stock Option Plan
Authorize Stock Option Plan Reserved
for Chairman and/or CEO and
Executives, Subject to Approval of
Item 12
Authorize Capital Issuances for Use in
Employee Stock Purchase Plans
Authorize Capital Issuances for Use in
Employee Stock Purchase Plans Reserved
for International Subsidiaries
Authorize Filing of Required
Documents/Other Formalities
For
Against
Management
For
For
Management
For
Against
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------TELEFONAKTIEBOLAGET LM ERICSSON
Ticker:
ERIC B
Meeting Date: APR 11, 2014
Record Date: APR 04, 2014
#
1
2
3
4
5
6
7
8.1
Security ID: W26049119
Meeting Type: Annual
Proposal
Elect Chairman of Meeting
Prepare and Approve List of
Shareholders
Approve Agenda of Meeting
Acknowledge Proper Convening of Meeting
Designate Inspector(s) of Minutes of
Meeting
Receive Financial Statements and
Statutory Reports
Receive President's Report
Accept Financial Statements and
Statutory Reports
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
For
For
For
For
For
For
Management
Management
Management
None
None
Management
None
For
None
For
Management
Management
8.2
8.3
9
9.1
9.2
9.3
9.4
9.5
9.6
10
11.1
11.2
11.3
11.4
11.5
11.6
11.7
11.8
Approve Discharge of Board and
President
Approve Allocation of Income and
Dividends of SEK 3.00 Per Share
Presentation of Nominating Committee's
Proposals
Determine Number of Members (12) and
Deputy Members (0) of Board
Approve Remuneration of Directors in
the Amount of SEK 3.975 Million for
Chairman and SEK 950,000 for Other
Directors, Approve Remuneration for
Committee Work
Reelect Leif Johansson (Chairman),
Roxanne Austin, Peter Bonfield, Nora
Denzel, Borje Ekholm, Alexander
Izosimov, Ulf Johansson, Sverker
Martin-Lof, Kristin Lund, Hans
Vestberg, Jacob Wallenberg, and Par
Ostberg as Directors
Approve Remuneration of Auditors
Fix Number of Auditors at One
Ratify PricewaterhouseCoopers as
Auditors
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
Approve 2014 Stock Purchase Plan
Approve Equity Plan Financing (2014
Stock Purchase Plan)
Approve Alternative Equity Plan
Financing (2014 Stock Purchase Plan)
Approve 2014 Key Contributor Retention
Plan
Approve Equity Plan Financing (2014
Key Contributor Retention Plan)
Approve Alternative Equity Plan
Financing (2014 Key Contributor
Retention Plan)
Approve 2014 Executive Performance
Stock Plan
Approve Equity Plan Financing (2014
For
For
Management
For
For
Management
None
None
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
Management
Management
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
11.9
12
13
14.1
14.2
14.3
15
16
17
Executive Performance Stock Plan)
Approve Alternative Equity Plan
Financing (2014 Executive Performance
Stock Plan)
Approve Equity Plan Financing
(2010-2013 Long-Term Variable
Remuneration Programs)
Request Board to Review How Shares are
to be Given Equal Voting Rights and to
Present a Proposal to That Effect at
the 2015 AGM
Request Board to Take Necessary Action
to Create a Shareholders Association
Request Board to Propose to the
Swedish Government Legislation on the
Abolition of Voting Power Differences
at Swedish Limited Liability Companies
Request Board to Prepare a Proposal
Regarding Board Representation for the
Small and Midsize Shareholders
Amend Articles of Association Re: Set
Minimum (3 Billion) and Maximum (12
Billion) Number of Shares, All
Carrying Equal Rights
Approve Special Investigation as Per
Chapter 10 Section 21 of the Swedish
Companies Act Primarily Concerning the
Company's Exports to Iran
Close Meeting
For
For
Management
For
For
Management
None
For
Shareholder
None
Against
Shareholder
None
Against
Shareholder
None
Against
Shareholder
None
Against
Shareholder
None
Against
Shareholder
None
None
Management
-------------------------------------------------------------------------------THE GOLDMAN SACHS GROUP, INC.
Ticker:
GS
Meeting Date: MAY 16, 2014
Record Date: MAR 17, 2014
#
1a
1b
Security ID: 38141G104
Meeting Type: Annual
Proposal
Elect Director Lloyd C. Blankfein
Elect Director M. Michele Burns
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
2
3
4
Elect Director Gary D. Cohn
Elect Director Claes Dahlback
Elect Director William W. George
Elect Director James A. Johnson
Elect Director Lakshmi N. Mittal
Elect Director Adebayo O. Ogunlesi
Elect Director Peter Oppenheimer
Elect Director James J. Schiro
Elect Director Debora L. Spar
Elect Director Mark E. Tucker
Elect Director David A. Viniar
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Adopt Proxy Access Right
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------THE WALT DISNEY COMPANY
Ticker:
DIS
Meeting Date: MAR 18, 2014
Record Date: JAN 17, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
5
6
Security ID: 254687106
Meeting Type: Annual
Proposal
Elect Director Susan E. Arnold
Elect Director John S. Chen
Elect Director Jack Dorsey
Elect Director Robert A. Iger
Elect Director Fred H. Langhammer
Elect Director Aylwin B. Lewis
Elect Director Monica C. Lozano
Elect Director Robert W. Matschullat
Elect Director Sheryl K. Sandberg
Elect Director Orin C. Smith
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Provide Right to Call Special Meeting
Adopt Proxy Access Right
Pro-rata Vesting of Equity Awards
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------THERAVANCE, INC.
Ticker:
THRX
Meeting Date: MAY 22, 2014
Record Date: APR 10, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 88338T104
Meeting Type: Annual
Proposal
Mgt Rec
Elect Director Rick E Winningham
For
Elect Director Henrietta H. Fore
For
Elect Director Robert V. Gunderson, Jr. For
Elect Director Burton G. Malkiel
For
Elect Director Peter S. Ringrose
For
Elect Director William H. Waltrip
For
Elect Director George M. Whitesides
For
Elect Director William D. Young
For
Advisory Vote to Ratify Named
For
Executive Officers' Compensation
Ratify Auditors
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Management
-------------------------------------------------------------------------------TIFFANY & CO.
Ticker:
TIF
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 886547108
Meeting Type: Annual
Michael J. Kowalski
Rose Marie Bravo
Gary E. Costley
Frederic P. Cumenal
Lawrence K. Fish
Abby F. Kohnstamm
Charles K. Marquis
Peter W. May
William A. Shutzer
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
1j
2
3
4
Elect Director Robert S. Singer
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
For
For
For
For
For
For
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------TOD'S SPA
Ticker:
TOD
Meeting Date: APR 17, 2014
Record Date: APR 08, 2014
#
1
2
3
Security ID: T9423Q101
Meeting Type: Annual
Proposal
Approve Financial Statements,
Statutory Reports, and Allocation of
Income
Authorize Share Repurchase Program and
Reissuance of Repurchased Shares
Approve Remuneration Report
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
Against
Management
For
For
Management
-------------------------------------------------------------------------------TRANSOCEAN LTD.
Ticker:
RIG
Meeting Date: MAY 16, 2014
Record Date: APR 29, 2014
#
1
2
3
4
Security ID: H8817H100
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Discharge of Board and Senior
Management
Appropriation of Available Earnings
for Fiscal Year 2013
Approve Dividends of USD 3.00 per
Share from Capital Contribution
Reserves
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
5
6
7a
7b
7c
7d
7e
7f
7g
8
9
10a
10b
10c
10d
10e
10f
10g
Approve Renewal of the Authorized
Share Capital
Approve Decrease in Size of Board
Declassify the Board of Directors
Amend Articles Re: Binding Shareholder
Ratification of the Compensation of
the Board of Directors and the
Executive Management Team
Amend Articles Re: Supplementary
Amount for Persons Assuming Executive
Management Team Positions During a
Compensation Period for which
Shareholder Ratification has Already
been Granted
Amend Articles Re: Principles
Applicable to the Compensation of the
Members of the Board of Directors and
the Executive Management Team
Amend Articles Re: Maximum Term and
Termination Notice Period of Members
of the Board of Directors and the
Executive Management Team and
Non-Competition Agreements with
Members of the Executive Management
Team
Amend Articles Re: Permissible
Mandates of Members of the Board of
Directors and the Executive Management
Team
Amend Articles Re: Loans and
Post-Retirement Benefits
Require Majority Vote for the Election
of Directors
Amend Articles Re: Shareholder Agenda
Item Requests Pursuant to Swiss Law
Elect Ian C. Strachan as Director
Elect Glyn A. Barker as Director
Elect Vanessa C. L. Chang as Director
Elect Frederico F. Curado as Director
Elect Chad Deaton as Director
Elect Martin B. McNamara as Director
Elect Samuel Merksamer as Director
For
For
Management
For
For
For
For
For
For
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
10h
10i
10j
10k
11
12a
12b
Elect Edward R. Muller as Director
Elect Steven L. Newman as Director
Elect Tan Ek Kia as Director
Elect Vincent J. Intrieri as Director
Elect Ian C. Strachan as Board Chairman
Appoint Frederico F. Curado as Member
of the Compensation Committee
Appoint Martin B. McNamara as Member
of the Compensation Committee
Appoint Tan Ek Kia as Member of the
Compensation Committee
Appoint Vincent J. Intrieri as Member
of the Compensation Committee
Designate Schweiger Advokatur/Notariat
as Independent Proxy
Appointment Of Ernst & Young LLP as
Independent Registered Public
Accounting Firm for Fiscal Year 2014
and Reelection of Ernst & Young Ltd,
Zurich as the Company's Auditor for a
Further One-Year Term
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
12c
12d
13
14
15
16
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------UBS AG
Ticker:
UBSN
Meeting Date: MAY 07, 2014
Record Date:
#
1.1
1.2
2
Security ID: H89231338
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Remuneration Report
(Non-Binding)
Approve Allocation of Income and
Dividends of CHF 0.25 per Share from
Capital Contribution Reserve
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
3
4
5
6.1a
6.1b
6.1c
6.1d
6.1e
6.1f
6.1g
6.1h
6.1i
6.1j
6.1k
6.2.1
6.2.2
6.2.3
6.2.4
6.3
6.4
7
Approve Discharge of Board and Senior
Management
Amend Articles Re: Ordinance Against
Excessive Remuneration at Listed
Companies
Advisory Vote on the EU Capital
Requirements Directive of 2013 (CRD IV)
Reelect Axel Weber as Director and
Board Chairman
Reelect Michel Demare as Director
Reelect David Sidwell as Director
Reelect Reto Francioni as Director
Reelect Ann Godbehere as Director
Reelect Axel Lehmann as Director
Reelect Helmut Panke as Director
Reelect William Parrett as Director
Reelect Isabelle Romy as Director
Reelect Beatrice Weder di Mauro as
Director
Reelect Joseph Yam as Director
Appoint Ann Godbehere as Member of the
Human Resources and Compensation
Committee
Appoint Michel Demare as Member of the
Human Resources and Compensation
Committee
Appoint Helmut Panke as Member of the
Human Resources and Compensation
Committee
Appoint Reto Francioni as Member of
the Human Resources and Compensation
Committee
Designate ADB Altorfer Duss &
Beilstein AG as Independent Proxy
Ratify Ernst & Young AG as Auditors
Transact Other Business (Voting)
For
For
Management
For
Against
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
Against
Management
Management
-------------------------------------------------------------------------------UNILEVER PLC
Ticker:
ULVR
Meeting Date: MAY 14, 2014
Record Date: MAY 12, 2014
#
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
Security ID: G92087165
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Remuneration Policy
Approve Remuneration Report
Re-elect Paul Polman as Director
Re-elect Jean-Marc Huet as Director
Re-elect Laura Cha as Director
Re-elect Louise Fresco as Director
Re-elect Ann Fudge as Director
Re-elect Dr Byron Grote as Director
Re-elect Mary Ma as Director
Re-elect Hixonia Nyasulu as Director
Re-elect Sir Malcolm Rifkind as
Director
Re-elect John Rishton as Director
Re-elect Kees Storm as Director
Re-elect Michael Treschow as Director
Re-elect Paul Walsh as Director
Elect Feike Sijbesma as Director
Appoint KPMG LLP as Auditors
Authorise Board to Fix Remuneration of
Auditors
Authorise Issue of Equity with
Pre-emptive Rights
Authorise Issue of Equity without
Pre-emptive Rights
Authorise Market Purchase of Ordinary
Shares
Authorise EU Political Donations and
Expenditure
Authorise the Company to Call EGM with
Two Weeks' Notice
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------UNITED PARCEL SERVICE, INC.
Ticker:
UPS
Meeting Date: MAY 08, 2014
Record Date: MAR 10, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
1m
2
3
4
5
Security ID: 911312106
Meeting Type: Annual
Proposal
Elect Director F. Duane Ackerman
Elect Director Rodney C. Adkins
Elect Director Michael J. Burns
Elect Director D. Scott Davis
Elect Director Stuart E. Eizenstat
Elect Director Michael L. Eskew
Elect Director William R. Johnson
Elect Director Candace Kendle
Elect Director Ann M. Livermore
Elect Director Rudy H.P. Markham
Elect Director Clark T. "Sandy" Randt,
Jr.
Elect Director Carol B. Tome
Elect Director Kevin M. Warsh
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Lobbying Payments and Policy
Approve Recapitalization Plan for all
Stock to Have One-vote per Share
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
For
Against
Against
For
Against
For
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------VALE S.A.
Ticker:
VALE5
Meeting Date: APR 17, 2014
Record Date: MAR 24, 2014
#
1
2
Security ID: 91912E105
Meeting Type: Annual/Special
Proposal
Accept Financial Statements and
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
Approve Allocation of Income and
Dividends
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
3
4
5
6
7
8
Elect Alternate Directors
Elect Fiscal Council Members
Approve Remuneration of Company's
Management
Approve Cancellation of Treasury Shares
Authorize Capitalization of Reserves
Amend Article 5 to Reflect Changes in
Capital
For
For
For
For
For
Against
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------VERTEX PHARMACEUTICALS INCORPORATED
Ticker:
VRTX
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 92532F100
Meeting Type: Annual
Proposal
Elect Director Margaret G. McGlynn
Elect Director Wayne J. Riley
Elect Director William D. Young
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------WELLPOINT, INC.
Ticker:
WLP
Meeting Date: MAY 14, 2014
Record Date: MAR 14, 2014
#
1.1
1.2
1.3
1.4
2
Security ID: 94973V107
Meeting Type: Annual
Proposal
Elect Director R. Kerry Clark
Elect Director Robert L. Dixon, Jr.
Elect Director Lewis Hay, III
Elect Director William J. Ryan
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
3
4
Advisory Vote to Ratify Named
Executive Officers' Compensation
Prohibit Political Spending
For
For
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------ZEE ENTERTAINMENT ENTERPRISES LTD.
Ticker:
505537
Meeting Date: JUL 25, 2013
Record Date:
#
1
2
3
4
5
6
Security ID: Y98893152
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Dividend of INR 2.00 Per Share
Reelect R. Vaidyanathan as Director
Reelect A. Kurien as Director
Approve MGB & Co. as Auditors and
Authorize Board to Fix Their
Remuneration
Approve Increase in Limit on Foreign
Shareholdings
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ZEE ENTERTAINMENT ENTERPRISES LTD.
Ticker:
505537
Meeting Date: OCT 14, 2013
Record Date:
#
1
Security ID: Y98893152
Meeting Type: Court
Proposal
Approve Scheme of Arrangement
Mgt Rec
For
Vote Cast
For
Sponsor
Management
-------------------------------------------------------------------------------ZEE ENTERTAINMENT ENTERPRISES LTD.
Ticker:
505537
Meeting Date: JUN 04, 2014
Record Date:
#
1
Security ID: Y98893152
Meeting Type: Court
Proposal
Approve Scheme of Arrangement
Mgt Rec
For
Vote Cast
For
Sponsor
Management
-------------------------------------------------------------------------------ZEE ENTERTAINMENT ENTERPRISES LTD.
Ticker:
505537
Meeting Date: JUN 04, 2014
Record Date:
#
1
Security ID: Y98893186
Meeting Type: Court
Proposal
Approve Scheme of Arrangement
Mgt Rec
For
Vote Cast
For
Sponsor
Management
-------------------------------------------------------------------------------ZEE ENTERTAINMENT ENTERPRISES LTD.
Ticker:
505537
Meeting Date: JUN 12, 2014
Record Date: MAY 02, 2014
#
1
Security ID: Y98893152
Meeting Type: Special
Proposal
Approve Scheme of Arrangement
Mgt Rec
For
Vote Cast
For
Sponsor
Management
-------------------------------------------------------------------------------ZIMMER HOLDINGS, INC.
Ticker:
ZMH
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
#
1a
Security ID: 98956P102
Meeting Type: Annual
Proposal
Elect Director Christopher B. Begley
Mgt Rec
For
Vote Cast
For
Sponsor
Management
1b
1c
1d
1e
1f
1g
1h
1i
2
3
Elect Director Betsy J. Bernard
Elect Director Paul M. Bisaro
Elect Director Gail K. Boudreaux
Elect Director David C. Dvorak
Elect Director Larry C. Glasscock
Elect Director Robert A. Hagemann
Elect Director Arthur J. Higgins
Elect Director Cecil B. Pickett
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
=========================== VY PIMCO Bond Portfolio ============================
This fund had no proxy voting activity during the reporting period.
======================= VY Pioneer High Yield Portfolio ========================
AETNA INC.
Ticker:
AET
Meeting Date: MAY 30, 2014
Record Date: MAR 28, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 00817Y108
Meeting Type: Annual
Mgt Rec
Fernando Aguirre
For
Mark T. Bertolini
For
Frank M. Clark
For
Betsy Z. Cohen
For
Molly J. Coye
For
Roger N. Farah
For
Barbara Hackman Franklin For
Jeffrey E. Garten
For
Ellen M. Hancock
For
Richard J. Harrington
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
1k
1l
2
3
4
5
6
7A
7B
7C
Elect Director Edward J. Ludwig
Elect Director Joseph P. Newhouse
Ratify Auditors
Reduce Supermajority Vote Requirement
Amend Right to Call Special Meeting
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Enhance Board Oversight of Political
Contributions
Amend Policy to Disclose Payments to
Tax-Exempt Organizations
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------ALERE INC.
Ticker:
ALR
Meeting Date: AUG 07, 2013
Record Date: JUN 14, 2013
#
1.1
1.2
1.3
1.4
2
3
4
5
6
#
1.1
1.2
1.3
Security ID: 01449J105
Meeting Type: Proxy Contest
Proposal
Management Proxy (White Card)
Elect Director Hakan Bjorklund
Elect Director Stephen P. Macmillan
Elect Director Brian A. Markison
Elect Director T.F. Wilson McKillop
Amend Omnibus Stock Plan
Approve the Grant of Options to Key
Executive Officers
Amend Qualified Employee Stock
Purchase Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Proposal
Dissident Proxy (Blue Card)
Elect Director Curt R. Hartman
Elect Director Theodore E. Martin
Elect Director Jerome J. Lande
Mgt Rec
None
For
For
For
For
For
For
Vote Cast
Sponsor
Did
Did
Did
Did
Did
Did
Management
Management
Management
Management
Management
Management
For
Did Not Vote Management
For
For
Did Not Vote Management
Did Not Vote Management
Diss Rec
None
For
For
For
Vote Cast
Sponsor
For
For
For
Shareholder
Shareholder
Shareholder
Not
Not
Not
Not
Not
Not
Vote
Vote
Vote
Vote
Vote
Vote
1.4
2
3
4
5
6
Management Nominee - Hakan Bjorklund
Amend Omnibus Stock Plan
Approve the Grant of Options to Key
Executive Officers
Amend Qualified Employee Stock
Purchase Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
None
None
For
For
For
Shareholder
Management
Management
None
For
Management
None
None
For
For
Management
Management
-------------------------------------------------------------------------------ALLIANCE ONE INTERNATIONAL, INC.
Ticker:
AOI
Meeting Date: AUG 08, 2013
Record Date: JUN 07, 2013
#
1.1
1.2
1.3
1.4
1.5
2
3
4
Security ID: 018772103
Meeting Type: Annual
Proposal
Elect Director Jeffrey A. Eckmann
Elect Director Joyce L. Fitzpatrick
Elect Director Carl L. Hausmann
Elect Director John D. Rice
Elect Director Norman A. Scher
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Lobbying Payments and Policy
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------AXIALL CORPORATION
Ticker:
AXLL
Meeting Date: MAY 20, 2014
Record Date: APR 04, 2014
#
1.1
1.2
Security ID: 05463D100
Meeting Type: Annual
Proposal
Elect Director Paul D. Carrico
Elect Director T. Kevin DeNicola
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Elect Director Patrick J. Fleming
Elect Director Robert M. Gervis
Elect Director Victoria F. Haynes
Elect Director Michael H. McGarry
Elect Director William L. Mansfield
Elect Director Mark L. Noetzel
Elect Director Robert Ripp
Elect Director David N. Weinstein
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------B/E AEROSPACE, INC.
Ticker:
BEAV
Meeting Date: JUL 24, 2013
Record Date: MAY 28, 2013
#
1.1
1.2
2
3
4
Security ID: 073302101
Meeting Type: Annual
Proposal
Elect Director Michael F. Senft
Elect Director John T. Whates
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Amend Qualified Employee Stock
Purchase Plan
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------BIO-RAD LABORATORIES, INC.
Ticker:
BIO
Meeting Date: APR 22, 2014
Record Date: FEB 27, 2014
#
1.1
1.2
Security ID: 090572207
Meeting Type: Annual
Proposal
Elect Director Louis Drapeau
Elect Director Robert M. Malchione
Mgt Rec
For
For
Vote Cast
Against
For
Sponsor
Management
Management
2
3
4
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------BIOSCRIP, INC.
Ticker:
BIOS
Meeting Date: MAY 08, 2014
Record Date: MAR 19, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
Security ID: 09069N108
Meeting Type: Annual
Proposal
Elect Director Richard M. Smith
Elect Director Charlotte W. Collins
Elect Director Samuel P. Frieder
Elect Director Myron Z. Holubiak
Elect Director David R. Hubers
Elect Director Yon Y. Jorden
Elect Director Tricia H. Nguyen
Elect Director Richard L. Robbins
Elect Director Stuart A. Samuels
Elect Director Gordon H. Woodward
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------CIGNA CORPORATION
Ticker:
CI
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
#
1.1
1.2
Security ID: 125509109
Meeting Type: Annual
Proposal
Elect Director Eric J. Foss
Elect Director Roman Martinez IV
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
2
3
Elect Director William D. Zollars
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------COMMERCIAL VEHICLE GROUP, INC.
Ticker:
CVGI
Meeting Date: MAY 15, 2014
Record Date: MAR 26, 2014
#
1.1
1.2
2
3
4
Security ID: 202608105
Meeting Type: Annual
Proposal
Elect Director David R. Bovee
Elect Director Richard P. Lavin
Approve Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CUBIST PHARMACEUTICALS, INC.
Ticker:
CBST
Meeting Date: JUN 03, 2014
Record Date: APR 08, 2014
#
1.1
1.2
1.3
2
3
4
5
6
Security ID: 229678107
Meeting Type: Annual
Proposal
Elect Director Michael Bonney
Elect Director Jane Henney
Elect Director Leon Moulder, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Increase Authorized Common Stock
Approve Qualified Employee Stock
Purchase Plan
Approve Omnibus Stock Plan
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------EMC CORPORATION
Ticker:
EMC
Meeting Date: APR 30, 2014
Record Date: FEB 28, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
4
5
Security ID: 268648102
Meeting Type: Annual
Proposal
Elect Director Michael W. Brown
Elect Director Randolph L. Cowen
Elect Director Gail Deegan
Elect Director James S. DiStasio
Elect Director John R. Egan
Elect Director William D. Green
Elect Director Edmund F. Kelly
Elect Director Jami Miscik
Elect Director Paul Sagan
Elect Director David N. Strohm
Elect Director Joseph M. Tucci
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require Independent Board Chairman
Screen Political Contributions for
Consistency with Corporate Values
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------ESCO TECHNOLOGIES INC.
Ticker:
ESE
Meeting Date: FEB 05, 2014
Record Date: DEC 06, 2013
#
1.1
1.2
1.3
Security ID: 296315104
Meeting Type: Annual
Proposal
Elect Director L.W. Solley
Elect Director J.D. Woods
Elect Director G.E. Muenster
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
2
3
4
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Sustainability
For
For
For
For
Management
Management
Against
Against
Shareholder
-------------------------------------------------------------------------------FOREST CITY ENTERPRISES, INC.
Ticker:
FCE.A
Meeting Date: MAY 29, 2014
Record Date: APR 03, 2014
#
1.1
1.2
1.3
1.4
2
3
Security ID: 345550107
Meeting Type: Annual
Proposal
Mgt Rec
Elect Director Arthur F. Anton
For
Elect Director Scott S. Cowen
For
Elect Director Michael P. Esposito, Jr. For
Elect Director Stan Ross
For
Advisory Vote to Ratify Named
For
Executive Officers' Compensation
Ratify Auditors
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
Management
-------------------------------------------------------------------------------FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker:
FCX
Meeting Date: JUL 16, 2013
Record Date: MAY 24, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 35671D857
Meeting Type: Annual
Richard C. Adkerson
Robert J. Allison, Jr.
Alan R. Buckwalter, III
Robert A. Day
James C. Flores
Gerald J. Ford
Thomas A. Fry, III
H. Devon Graham, Jr.
Charles C. Krulak
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
1.10
1.11
1.12
1.13
1.14
1.15
2
3
4
5
6
7
Elect Director Bobby Lee Lackey
Elect Director Jon C. Madonna
Elect Director Dustan E. McCoy
Elect Director James R. Moffett
Elect Director B. M. Rankin, Jr.
Elect Director Stephen H. Siegele
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Request Director Nominee with
Environmental Qualifications
Require Independent Board Chairman
Adopt Policy and Report on Board
Diversity
Amend Bylaws-- Call Special Meetings
For
For
For
For
For
For
For
For
For
For
For
For
For
Against
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
Against
Against
Against
Against
Shareholder
Shareholder
Against
For
Shareholder
-------------------------------------------------------------------------------FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker:
FCX
Meeting Date: JUN 17, 2014
Record Date: APR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
1.16
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 35671D857
Meeting Type: Annual
Richard C. Adkerson
Robert J. Allison, Jr.
Alan R. Buckwalter, III
Robert A. Day
James C. Flores
Gerald J. Ford
Thomas A. Fry, III
H. Devon Graham, Jr.
Lydia H. Kennard
Charles C. Krulak
Bobby Lee Lackey
Jon C. Madonna
Dustan E. McCoy
James R. Moffett
Stephen H. Siegele
Frances Fragos Townsend
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
4
5
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Approve Executive Incentive Bonus Plan
Require Director Nominee with
Environmental Experience
For
For
Management
For
For
Against
For
For
Against
Management
Management
Shareholder
-------------------------------------------------------------------------------GENERAL CABLE CORPORATION
Ticker:
BGC
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
Security ID: 369300108
Meeting Type: Annual
Proposal
Elect Director Sallie B. Bailey
Elect Director Gregory B. Kenny
Elect Director Gregory E. Lawton
Elect Director Craig P. Omtvedt
Elect Director Patrick M. Prevost
Elect Director John E. Welsh, III
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------HALCON RESOURCES CORPORATION
Ticker:
HK
Meeting Date: MAY 22, 2014
Record Date: MAR 27, 2014
#
1.1
1.2
1.3
1.4
2
Security ID: 40537Q209
Meeting Type: Annual
Proposal
Elect Director James W. Christmas
Elect Director Thomas R. Fuller
Elect Director David B. Miller
Elect Director Michael A. Vlasic
Increase Authorized Common Stock
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
Withhold
For
For
Sponsor
Management
Management
Management
Management
Management
3
Ratify Auditors
For
For
Management
-------------------------------------------------------------------------------HERCULES OFFSHORE, INC.
Ticker:
HERO
Meeting Date: MAY 14, 2014
Record Date: MAR 18, 2014
#
1.1
1.2
1.3
2
3
4
5
Security ID: 427093109
Meeting Type: Annual
Proposal
Elect Director Thomas N. Amonett
Elect Director Thomas J. Madonna
Elect Director F. Gardner Parker
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Approve Omnibus Stock Plan
Amend Certificate of Incorporation
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
-------------------------------------------------------------------------------HORIZON LINES, INC.
Ticker:
HRZL
Meeting Date: JUN 05, 2014
Record Date: APR 07, 2014
#
1.1
1.2
2
3
4
Security ID: 44044K309
Meeting Type: Annual
Proposal
Elect Director James LaChance
Elect Director Steven L. Rubin
Adopt NOL Rights Plan (NOL Pill)
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ITRON, INC.
Ticker:
ITRI
Meeting Date: MAY 01, 2014
Record Date: FEB 25, 2014
#
1.1
1.2
1.3
1.4
2
3
4
Security ID: 465741106
Meeting Type: Annual
Proposal
Elect Director Jon E. Eliassen
Elect Director Gary E. Pruitt
Elect Director Michael V. Pulli
Elect Director Charles H. Gaylord, Jr.
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------JOY GLOBAL INC.
Ticker:
JOY
Meeting Date: MAR 04, 2014
Record Date: JAN 03, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 481165108
Meeting Type: Annual
Proposal
Elect Director Edward L. Doheny, II
Elect Director Steven L. Gerard
Elect Director John T. Gremp
Elect Director John Nils Hanson
Elect Director Gale E. Klappa
Elect Director Richard B. Loynd
Elect Director P. Eric Siegert
Elect Director James H. Tate
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------KENNAMETAL INC.
Ticker:
KMT
Meeting Date: OCT 22, 2013
Record Date: AUG 30, 2013
#
1.1
1.2
1.3
2
3
4
Security ID: 489170100
Meeting Type: Annual
Proposal
Elect Director Carlos M. Cardoso
Elect Director William J. Harvey
Elect Director Cindy L. Davis
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------LEGG MASON, INC.
Ticker:
LM
Meeting Date: JUL 23, 2013
Record Date: MAY 23, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
4
Security ID: 524901105
Meeting Type: Annual
Proposal
Elect Director Dennis M. Kass
Elect Director John V. Murphy
Elect Director John H. Myers
Elect Director Nelson Peltz
Elect Director W. Allen Reed
Elect Director Joseph A. Sullivan
Amend Non-Employee Director Omnibus
Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Against
Sponsor
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------LYONDELLBASELL INDUSTRIES NV
Ticker:
LYB
Meeting Date: APR 16, 2014
Security ID: N53745100
Meeting Type: Annual
Record Date:
#
1a
1b
1c
1d
1e
1f
2a
2b
2c
2d
2e
3
4
5
6
7
8
9
10
11
MAR 19, 2014
Proposal
Elect Jagjeet S. Bindra to Supervisory
Board
Elect Milton Carroll to Supervisory
Board
Elect Claire S. Farley to Supervisory
Board
Elect Rudy van der Meer to Supervisory
Board
Elect Isabella D. Goren to Supervisory
Board
Elect Nance K. Dicciani to Supervisory
Board
Elect Karyn F. Ovelmen to Management
Board
Elect Craig B. Glidden to Management
Board
Elect Bhavesh V. Patel to Management
Board
Elect Patrick D. Quarles to Management
Board
Elect Timothy D. Roberts to Management
Board
Adopt Financial Statements and
Statutory Reports
Approve Discharge of Management Board
Approve Discharge of Supervisory Board
Ratify PricewaterhouseCoopers LLP as
Auditors
Ratify PricewaterhouseCoopers
Accountants N.V. as Auditors
Approve Dividends of USD 2.20 Per Share
Advisory Vote to Ratify Named
Executive Officers' Compensation
Authorize Repurchase of Up to 10
Percent of Issued Share Capital
Approve Cancellation of up to 10
Percent of Issued Share Capital in
Treasury Account
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
For
For
For
Management
Management
Management
For
For
Management
For
For
For
For
Management
Management
For
For
Management
For
For
Management
-------------------------------------------------------------------------------MARATHON OIL CORPORATION
Ticker:
MRO
Meeting Date: APR 30, 2014
Record Date: MAR 03, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
4
5
Security ID: 565849106
Meeting Type: Annual
Proposal
Elect Director Gregory H. Boyce
Elect Director Pierre Brondeau
Elect Director Linda Z. Cook
Elect Director Chadwick C. Deaton
Elect Director Shirley Ann Jackson
Elect Director Philip Lader
Elect Director Michael E. J. Phelps
Elect Director Dennis H. Reilley
Elect Director Lee M. Tillman
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Report on Lobbying Payments and Policy
Report on Methane Emissions Management
and Reduction Targets
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Against
Against
Against
Against
Shareholder
Shareholder
-------------------------------------------------------------------------------MARATHON PETROLEUM CORPORATION
Ticker:
MPC
Meeting Date: APR 30, 2014
Record Date: MAR 03, 2014
#
1a
1b
1c
1d
2
3
Security ID: 56585A102
Meeting Type: Annual
Proposal
Elect Director Steven A. Davis
Elect Director Gary R. Heminger
Elect Director John W. Snow
Elect Director John P. Surma
Ratify Auditors
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
4
5
Executive Officers' Compensation
Adopt Quantitative GHG Goals for
Products and Operations
Report on Lobbying Payments and Policy
Against
Against
Shareholder
Against
Against
Shareholder
-------------------------------------------------------------------------------NU SKIN ENTERPRISES, INC.
Ticker:
NUS
Meeting Date: JUN 24, 2014
Record Date: MAY 06, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 67018T105
Meeting Type: Annual
Proposal
Elect Director Nevin N. Andersen
Elect Director Daniel W. Campbell
Elect Director M. Truman Hunt
Elect Director Andrew D. Lipman
Elect Director Steven J. Lund
Elect Director Patricia A. Negron
Elect Director Neil H. Offen
Elect Director Thomas R. Pisano
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ORBITAL SCIENCES CORPORATION
Ticker:
ORB
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
#
1a
1b
1c
1d
2
Security ID: 685564106
Meeting Type: Annual
Proposal
Elect Director Janice I. Obuchowski
Elect Director Frank L. Salizzoni
Elect Director Harrison H. Schmitt
Elect Director David W. Thompson
Ratify Auditors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
3
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
Management
-------------------------------------------------------------------------------POLYMET MINING CORPORATION
Ticker:
POM
Meeting Date: JUL 09, 2013
Record Date: MAY 14, 2013
#
1
2a
2b
2c
2d
2e
2f
2g
2h
3
4
Security ID: 731916102
Meeting Type: Annual/Special
Proposal
Fix Number of Directors at Eight
Elect Director W. Ian L. Forrest
Elect Director Frank L. Sims
Elect Director David Dreisinger
Elect Director Alan R. Hodnik
Elect Director William Murray
Elect Director Stephen Rowland
Elect Director Jonathan Cherry
Elect Director Michael M. Sill
Approve PricewaterhouseCoopers LLP as
Auditors and Authorize Board to Fix
Their Remuneration
Approve Shareholder Rights Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
Withhold
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
Management
-------------------------------------------------------------------------------STARBUCKS CORPORATION
Ticker:
SBUX
Meeting Date: MAR 19, 2014
Record Date: JAN 09, 2014
#
1a
1b
1c
1d
1e
Proposal
Election
Election
Election
Election
Election
Of
Of
Of
Of
Of
Director
Director
Director
Director
Director
Security ID: 855244109
Meeting Type: Annual
Mgt Rec
Howard Schultz
For
William W. Bradley For
Robert M. Gates
For
Mellody Hobson
For
Kevin R. Johnson
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
1f
1g
1h
1i
1j
1k
1l
2
3
4
5
Election Of Director Olden Lee
Election Of Director Joshua Cooper Ramo
Election Of Director James G. Shennan,
Jr.
Election Of Director Clara Shih
Election Of Director Javier G. Teruel
Election Of Director Myron E. Ullman,
III
Election Of Director Craig E. Weatherup
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Prohibit Political Spending
Require Independent Board Chairman
For
For
For
For
For
For
Management
Management
Management
For
For
For
For
For
For
Management
Management
Management
For
For
For
For
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
-------------------------------------------------------------------------------TE CONNECTIVITY LTD.
Ticker:
TEL
Meeting Date: MAR 04, 2014
Record Date: FEB 12, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3a
3b
Security ID: H84989104
Meeting Type: Annual
Proposal
Elect Director Pierre R. Brondeau
Elect Director Juergen W. Gromer
Elect Director William A. Jeffrey
Elect Director Thomas J. Lynch
Elect Director Yong Nam
Elect Director Daniel J. Phelan
Elect Director Frederic M. Poses
Elect Director Lawrence S. Smith
Elect Director Paula A. Sneed
Elect Director David P. Steiner
Elect Director John C. Van Scoter
Elect Director Laura H. Wright
Elect Board Chairman Thomas J. Lynch
Elect Daniel J. Phelan as Member of
Management Development & Compensation
Committee
Elect Paula A. Sneed as Member of
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
3c
4
5.1
5.2
5.3
6
7.1
7.2
7.3
8
9
10
11
12
13
Management Development & Compensation
Committee
Elect David P. Steiner as Member of
Management Development & Compensation
Committee
Designate Jvo Grundler as Independent
Proxy
Accept Annual Report for Fiscal Year
Ended September 27, 2013
Accept Statutory Financial Statements
for Fiscal Year Ended September 27,
2013
Approve Consolidated Financial
Statements for Fiscal Year Ended
September 27, 2013
Approve Discharge of Board and Senior
Management
Ratify Deloitte & Touche LLP as
Independent Registered Public
Accounting Firm for Fiscal Year Ending
September 26, 2014
Ratify Deloitte AG as Swiss Registered
Auditors
Ratify PricewaterhouseCoopers AG as
Special Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Allocation of Available
Earnings for Fiscal Year 2013
Approve Declaration of Dividend
Authorize Repurchase of Up to USD 1
Billion of Share Capital
Approve Reduction of Share Capital
Adjourn Meeting
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
For
Against
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------THERMO FISHER SCIENTIFIC INC.
Ticker:
TMO
Meeting Date: MAY 20, 2014
Security ID: 883556102
Meeting Type: Annual
Record Date:
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
2
3
MAR 28, 2014
Proposal
Elect Director Marc N. Casper
Elect Director Nelson J. Chai
Elect Director C. Martin Harris
Elect Director Tyler Jacks
Elect Director Judy C. Lewent
Elect Director Thomas J. Lynch
Elect Director Jim P. Manzi
Elect Director William G. Parrett
Elect Director Lars R. Sorensen
Elect Director Scott M. Sperling
Elect Director Elaine S. Ullian
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------VERTEX PHARMACEUTICALS INCORPORATED
Ticker:
VRTX
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
#
1.1
1.2
1.3
2
3
4
Security ID: 92532F100
Meeting Type: Annual
Proposal
Elect Director Margaret G. McGlynn
Elect Director Wayne J. Riley
Elect Director William D. Young
Amend Omnibus Stock Plan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------WATERS CORPORATION
Ticker:
WAT
Security ID:
941848103
Meeting Date: MAY 15, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
4
Meeting Type: Annual
Proposal
Elect Director Joshua Bekenstein
Elect Director Michael J. Berendt
Elect Director Douglas A. Berthiaume
Elect Director Edward Conard
Elect Director Laurie H. Glimcher
Elect Director Christopher A. Kuebler
Elect Director William J. Miller
Elect Director JoAnn A. Reed
Elect Director Thomas P. Salice
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------WINDSTREAM HOLDINGS, INC.
Ticker:
WIN
Meeting Date: MAY 07, 2014
Record Date: MAR 13, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
2
3
4
Security ID: 97382A101
Meeting Type: Annual
Proposal
Elect Director Carol B. Armitage
Elect Director Samuel E. Beall, III
Elect Director Dennis E. Foster
Elect Director Francis X. ('Skip')
Frantz
Elect Director Jeffery R. Gardner
Elect Director Jeffrey T. Hinson
Elect Director Judy K. Jones
Elect Director William A. Montgomery
Elect Director Alan L. Wells
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Amend Certificate of Incorporation of
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
For
For
For
For
For
For
For
For
Against
For
Management
Management
Management
Management
Management
Management
For
For
For
Against
Management
Management
5
6
7
8
9
Windstream Corporation to Eliminate
Certain Voting Provisions
Provide Right to Call Special Meeting
Eliminate Supermajority Vote
Requirement
Ratify Auditors
Pro-rata Vesting of Equity Awards
Provide Right to Act by Written Consent
For
For
For
For
Management
Management
For
Against
Against
For
Against
Against
Management
Shareholder
Shareholder
============ VY T. Rowe Price Diversified Mid Cap Growth Portfolio =============
3D SYSTEMS CORPORATION
Ticker:
DDD
Meeting Date: MAY 19, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Security ID: 88554D205
Meeting Type: Annual
Proposal
Mgt Rec
Elect Director William E. Curran
For
Elect Director Peter H. Diamandis
For
Elect Director Charles W. Hull
For
Elect Director Jim D. Kever
For
Elect Director G. Walter Loewenbaum, II For
Elect Director Kevin S. Moore
For
Elect Director Abraham N. Reichental
For
Elect Director Daniel S. Van Riper
For
Elect Director Karen E. Welke
For
Ratify Auditors
For
Advisory Vote to Ratify Named
For
Executive Officers' Compensation
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ACADIA PHARMACEUTICALS INC.
Ticker:
ACAD
Meeting Date: JUN 06, 2014
Security ID: 004225108
Meeting Type: Annual
Record Date:
#
1.1
1.2
1.3
2
3
APR 08, 2014
Proposal
Elect Director Michael Borer
Elect Director Mary Ann Gray
Elect Director Lester J. Kaplan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ACTAVIS PLC
Ticker:
ACT
Meeting Date: MAY 09, 2014
Record Date: MAR 14, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
1k
1l
2
3
4
Security ID: G0083B108
Meeting Type: Annual
Proposal
Elect Director Paul M. Bisaro
Elect Director James H. Bloem
Elect Director Christopher W. Bodine
Elect Director Tamar D. Howson
Elect Director John A. King
Elect Director Catherine M. Klema
Elect Director Jiri Michal
Elect Director Sigurdur Olafsson
Elect Director Patrick J. O'Sullivan
Elect Director Ronald R. Taylor
Elect Director Andrew L. Turner
Elect Director Fred G. Weiss
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Report on Sustainability
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------ACTAVIS PLC
Ticker:
ACT
Meeting Date: JUN 17, 2014
Record Date: MAY 02, 2014
#
1
2
Security ID: G0083B108
Meeting Type: Special
Proposal
Issue Shares in Connection with
Acquisition
Adjourn Meeting
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
Management
-------------------------------------------------------------------------------AEGERION PHARMACEUTICALS, INC.
Ticker:
AEGR
Meeting Date: JUN 25, 2014
Record Date: APR 28, 2014
#
1.1
1.2
2
3
Security ID: 00767E102
Meeting Type: Annual
Proposal
Elect Director Sol J. Barer
Elect Director Antonio M. Gotto, Jr.
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------AGILENT TECHNOLOGIES, INC.
Ticker:
A
Meeting Date: MAR 19, 2014
Record Date: JAN 21, 2014
#
1.1
1.2
2
3
4
Security ID: 00846U101
Meeting Type: Annual
Proposal
Elect Director Heidi Fields
Elect Director A. Barry Rand
Ratify Auditors
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------AIR PRODUCTS AND CHEMICALS, INC.
Ticker:
APD
Meeting Date: JAN 23, 2014
Record Date: NOV 29, 2013
#
1a
1b
1c
1d
2
3
4
Security ID: 009158106
Meeting Type: Annual
Proposal
Elect Director Chadwick C. Deaton
Elect Director Edward L. Monser
Elect Director Matthew H. Paull
Elect Director Lawrence S. Smith
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Declassify the Board of Directors
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------AKAMAI TECHNOLOGIES, INC.
Ticker:
AKAM
Meeting Date: MAY 14, 2014
Record Date: MAR 26, 2014
#
1.1
1.2
1.3
1.4
2
3
4
Security ID: 00971T101
Meeting Type: Annual
Proposal
Elect Director Monte Ford
Elect Director Frederic Salerno
Elect Director Steven Scopellite
Elect Director Bernardus Verwaayen
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Declassify the Board of Directors
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
For
None
For
For
Management
Shareholder
-------------------------------------------------------------------------------ALASKA AIR GROUP, INC.
Ticker:
ALK
Meeting Date: MAY 08, 2014
Record Date: MAR 18, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
5
6
Security ID: 011659109
Meeting Type: Annual
Proposal
Elect Director Patricia M. Bedient
Elect Director Marion C. Blakey
Elect Director Phyllis J. Campbell
Elect Director Jessie J. Knight, Jr.
Elect Director Dennis F. Madsen
Elect Director Byron I. Mallott
Elect Director Helvi K. Sandvik
Elect Director J. Kenneth Thompson
Elect Director Bradley D. Tilden
Elect Director Eric K. Yeaman
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Increase Authorized Common Stock
Adjust Par Value of Common Stock
Require Independent Board Chairman
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Against
For
For
Against
Management
Management
Shareholder
-------------------------------------------------------------------------------ALEXION PHARMACEUTICALS, INC.
Ticker:
ALXN
Meeting Date: MAY 05, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
Security ID: 015351109
Meeting Type: Annual
Proposal
Elect Director Leonard Bell
Elect Director Max Link
Elect Director William R. Keller
Elect Director John T. Mollen
Elect Director R. Douglas Norby
Elect Director Alvin S. Parven
Elect Director Andreas Rummelt
Elect Director Ann M. Veneman
Advisory Vote to Ratify Named
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
3
4
Executive Officers' Compensation
Ratify Auditors
Submit Shareholder Rights Plan (Poison
Pill) to Shareholder Vote
For
Against
For
For
Management
Shareholder
-------------------------------------------------------------------------------ALKERMES PLC
Ticker:
ALKS
Meeting Date: AUG 01, 2013
Record Date: JUN 10, 2013
#
1.1
1.2
1.3
2
3
4
5
Security ID: G01767105
Meeting Type: Annual
Proposal
Elect Director David W. Anstice
Elect Director Robert A. Breyer
Elect Director Wendy L. Dixon
Amend Omnibus Stock Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Change Location of Annual Meeting
Approve Auditors and Authorize Board
to Fix Their Remuneration
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
Against
For
Sponsor
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------ALKERMES PLC
Ticker:
ALKS
Meeting Date: MAY 28, 2014
Record Date: MAR 17, 2014
#
1.1
1.2
2
3
4
Security ID: G01767105
Meeting Type: Annual
Proposal
Elect Director Paul J. Mitchell
Elect Director Richard F. Pops
Advisory Vote to Ratify Named
Executive Officers' Compensation
Change Location of Annual Meeting
Approve PricewaterhouseCoopers as
Auditors and Authorize Board to Fix
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
For
For
Management
Management
5
Their Remuneration
Amend Omnibus Stock Plan
For
For
Management
-------------------------------------------------------------------------------ALLIANCE DATA SYSTEMS CORPORATION
Ticker:
ADS
Meeting Date: JUN 05, 2014
Record Date: APR 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
2
3
Security ID: 018581108
Meeting Type: Annual
Proposal
Elect Director Bruce K. Anderson
Elect Director Roger H. Ballou
Elect Director Lawrence M. Benveniste
Elect Director D. Keith Cobb
Elect Director E. Linn Draper, Jr.
Elect Director Kenneth R. Jensen
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ALTERA CORPORATION
Ticker:
ALTR
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
Proposal
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Elect Director
Security ID: 021441100
Meeting Type: Annual
John P. Daane
T. Michael Nevens
A. Blaine Bowman
Elisha W. Finney
Kevin McGarity
Krish A. Prabhu
Shane V. Robison
John Shoemaker
Thomas H. Waechter
Mgt Rec
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
2
3
4
5
6
Amend Omnibus Stock Plan
Amend Qualified Employee Stock
Purchase Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Require Independent Board Chairman
For
For
For
For
Management
Management
For
For
Management
For
Against
For
Against
Management
Shareholder
-------------------------------------------------------------------------------AMERISOURCEBERGEN CORPORATION
Ticker:
ABC
Meeting Date: MAR 06, 2014
Record Date: JAN 06, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
5
Security ID: 03073E105
Meeting Type: Annual
Proposal
Elect Director Steven H. Collis
Elect Director Douglas R. Conant
Elect Director Richard W. Gochnauer
Elect Director Richard C. Gozon
Elect Director Lon R. Greenberg
Elect Director Edward E. Hagenlocker
Elect Director Jane E. Henney
Elect Director Kathleen W. Hyle
Elect Director Michael J. Long
Elect Director Henry W. McGee
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Approve Omnibus Stock Plan
Provide Right to Call Special Meeting
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------AMETEK, INC.
Ticker:
AME
Meeting Date: MAY 08, 2014
Record Date: MAR 21, 2014
Security ID: 031100100
Meeting Type: Annual
#
1.1
1.2
2
3
Proposal
Elect Director Anthony J. Conti
Elect Director Frank S. Hermance
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------AMPHENOL CORPORATION
Ticker:
APH
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
4
5
Security ID: 032095101
Meeting Type: Annual
Proposal
Elect Director Ronald P. Badie
Elect Director Stanley L. Clark
Elect Director David P. Falck
Elect Director Edward G. Jepsen
Elect Director Andrew E. Lietz
Elect Director Martin H. Loeffler
Elect Director John R. Lord
Elect Director R. Adam Norwitt
Ratify Auditors
Approve Executive Incentive Bonus Plan
Amend Executive Share Option Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ANALOG DEVICES, INC.
Ticker:
ADI
Meeting Date: MAR 12, 2014
Record Date: JAN 10, 2014
#
Proposal
Security ID: 032654105
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
Elect Director Ray Stata
Elect Director Vincent T. Roche
Elect Director Richard M. Beyer
Elect Director James A. Champy
Elect Director John C. Hodgson
Elect Director Yves-Andre Istel
Elect Director Neil Novich
Elect Director F. Grant Saviers
Elect Director Kenton J. Sicchitano
Elect Director Lisa T. Su
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Ratify Auditors
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
For
For
Management
Management
-------------------------------------------------------------------------------ANSYS, INC.
Ticker:
ANSS
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
#
1.1
1.2
1.3
2
3
Security ID: 03662Q105
Meeting Type: Annual
Proposal
Elect Director James E. Cashman, III
Elect Director Ajei S. Gopal
Elect Director William R. McDermott
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
Vote Cast
For
For
For
For
Sponsor
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------ANTERO RESOURCES CORPORATION
Ticker:
AR
Meeting Date: MAY 21, 2014
Record Date: APR 01, 2014
#
Proposal
Security ID: 03674X106
Meeting Type: Annual
Mgt Rec
Vote Cast
Sponsor
1.1
1.2
1.3
2
3
Elect Director Paul M. Rady
Elect Director Glen C. Warren, Jr.
Elect Director James R. Levy
Ratify Auditors
Amend Omnibus Stock Plan
For
For
For
For
For
Withhold
Withhold
Withhold
For
Against
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ARM HOLDINGS PLC
Ticker:
ARM
Meeting Date: MAY 01, 2014
Record Date: MAR 24, 2014
#
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
Security ID: 042068106
Meeting Type: Annual
Proposal
Accept Financial Statements and
Statutory Reports
Approve Final Dividend
Approve Remuneration Report
Approve Remuneration Policy
Elect Stuart Chambers as Director
Re-elect Simon Segars as Director
Re-elect Andy Green as Director
Re-elect Larry Hirst as Director
Re-elect Mike Muller as Director
Re-elect Kathleen O'Donovan as Director
Re-elect Janice Roberts as Director
Re-elect Tim Score as Director
Reappoint PricewaterhouseCoopers LLP
as Auditors
Authorise Board to Fix Remuneration of
Auditors
Approve Increase in the Limit on
Directors' Remuneration
Authorise Issue of Equity with
Pre-emptive Rights
Authorise Issue of Equity without
Pre-emptive Rights
Authorise Market Purchase of Ordinary
Shares
Authorise the Company to Call EGM with
Mgt Rec
For
Vote Cast
For
Sponsor
Management
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
For
For
Management
Two Weeks' Notice
-------------------------------------------------------------------------------ARTISAN PARTNERS ASSET MANAGEMENT INC.
Ticker:
APAM
Meeting Date: MAY 28, 2014
Record Date: APR 03, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2
Security ID: 04316A108
Meeting Type: Annual
Proposal
Elect Director Matthew R. Barger
Elect Director Eric R. Colson
Elect Director Tench Coxe
Elect Director Stephanie G. DiMarco
Elect Director Jeffrey A. Joerres
Elect Director Allen R. Thorpe
Elect Director Andrew A. Ziegler
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ARUBA NETWORKS, INC.
Ticker:
ARUN
Meeting Date: DEC 05, 2013
Record Date: OCT 15, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Security ID: 043176106
Meeting Type: Annual
Proposal
Elect Director Dominic P. Orr
Elect Director Keerti Melkote
Elect Director Bernard Guidon
Elect Director Emmanuel Hernandez
Elect Director Michael R. Kourey
Elect Director Willem P. Roelandts
Elect Director Juergen Rottler
Elect Director Daniel Warmenhoven
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ATHENAHEALTH, INC.
Ticker:
ATHN
Meeting Date: JUN 09, 2014
Record Date: APR 15, 2014
#
1.1
1.2
1.3
2
3
Security ID: 04685W103
Meeting Type: Annual
Proposal
Elect Director Amy Abernethy
Elect Director Jonathan Bush
Elect Director Brandon Hull
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
Vote Cast
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------ATHLON ENERGY INC.
Ticker:
ATHL
Meeting Date: MAY 29, 2014
Record Date: APR 24, 2014
#
1
2
3
4
Security ID: 047477104
Meeting Type: Annual
Proposal
Elect Director Rakesh Wilson
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Advisory Vote on Say on Pay Frequency
Mgt Rec
For
For
For
Vote Cast
Withhold
For
For
Sponsor
Management
Management
Management
Three
Years
One Year
Management
-------------------------------------------------------------------------------AUTODESK, INC.
Ticker:
ADSK
Meeting Date: JAN 14, 2014
Security ID: 052769106
Meeting Type: Special
Record Date:
#
1
NOV 15, 2013
Proposal
Amend Omnibus Stock Plan
Mgt Rec
For
Vote Cast
For
Sponsor
Management
-------------------------------------------------------------------------------AUTODESK, INC.
Ticker:
ADSK
Meeting Date: JUN 10, 2014
Record Date: APR 11, 2014
#
1a
1b
1c
1d
1e
1f
1g
1h
1i
1j
2
3
4
Security ID: 052769106
Meeting Type: Annual
Proposal
Elect Director Carl Bass
Elect Director Crawford W. Beveridge
Elect Director J. Hallam Dawson
Elect Director Thomas Georgens
Elect Director Per-Kristian Halvorsen
Elect Director Mary T. McDowell
Elect Director Lorrie M. Norrington
Elect Director Betsy Rafael
Elect Director Stacy J. Smith
Elect Director Steven M. West
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Executive Incentive Bonus Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------AUTOZONE, INC.
Ticker:
AZO
Meeting Date: DEC 18, 2013
Record Date: OCT 21, 2013
#
1.1
1.2
Security ID: 053332102
Meeting Type: Annual
Proposal
Elect Director Douglas H. Brooks
Elect Director Linda A. Goodspeed
Mgt Rec
For
For
Vote Cast
For
For
Sponsor
Management
Management
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
Elect Director Sue E. Gove
Elect Director Earl G. Graves, Jr.
Elect Director Enderson Guimaraes
Elect Director J. R. Hyde, III
Elect Director D. Bryan Jordan
Elect Director W. Andrew McKenna
Elect Director George R. Mrkonic, Jr.
Elect Director Luis P. Nieto
Elect Director William C. Rhodes, III
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------BALL CORPORATION
Ticker:
BLL
Meeting Date: APR 30, 2014
Record Date: MAR 03, 2014
#
1.1
1.2
1.3
1.4
2
3
4
Security ID: 058498106
Meeting Type: Annual
Proposal
Elect Director John A. Hayes
Elect Director George M. Smart
Elect Director Theodore M. Solso
Elect Director Stuart A. Taylor, II
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Require a Majority Vote for the
Election of Directors
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Against
For
Shareholder
-------------------------------------------------------------------------------BANKUNITED, INC.
Ticker:
BKU
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Security ID: 06652K103
Meeting Type: Annual
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Proposal
Elect Director Tere Blanca
Elect Director Sue M. Cobb
Elect Director Eugene F. DeMark
Elect Director Michael J. Dowling
Elect Director John A. Kanas
Elect Director Douglas J. Pauls
Elect Director Rajinder P. Singh
Elect Director Sanjiv Sobti
Elect Director A. Robert Towbin
Ratify Auditors
Approve Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------BIOMARIN PHARMACEUTICAL INC.
Ticker:
BMRN
Meeting Date: JUN 04, 2014
Record Date: APR 07, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
Security ID: 09061G101
Meeting Type: Annual
Proposal
Elect Director Jean-Jacques Bienaime
Elect Director Michael Grey
Elect Director Elaine J. Heron
Elect Director Pierre Lapalme
Elect Director V. Bryan Lawlis
Elect Director Richard A. Meier
Elect Director Alan J. Lewis
Elect Director William D. Young
Elect Director Kenneth M. Bate
Elect Director Dennis J. Slamon
Amend Qualified Employee Stock
Purchase Plan
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
For
For
Management
--------------------------------------------------------------------------------
BLOOMIN' BRANDS, INC.
Ticker:
BLMN
Meeting Date: APR 29, 2014
Record Date: FEB 28, 2014
#
1.1
1.2
1.3
1.4
2
3
Security ID: 094235108
Meeting Type: Annual
Proposal
Elect Director James R. Craigie
Elect Director Mindy Grossman
Elect Director Mark E. Nunnelly
Elect Director Chris T. Sullivan
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
Vote Cast
For
For
Withhold
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------BRINKER INTERNATIONAL, INC.
Ticker:
EAT
Meeting Date: NOV 07, 2013
Record Date: SEP 09, 2013
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
4
Security ID: 109641100
Meeting Type: Annual
Proposal
Elect Director Joseph M. DePinto
Elect Director Harriet Edelman
Elect Director Michael A. George
Elect Director William T. Giles
Elect Director Gerardo I. Lopez
Elect Director Jon L. Luther
Elect Director John W. Mims
Elect Director George R. Mrkonic
Elect Director Rosendo G. Parra
Elect Director Wyman T. Roberts
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Amend Omnibus Stock Plan
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
--------------------------------------------------------------------------------
BROWN & BROWN, INC.
Ticker:
BRO
Meeting Date: MAY 07, 2014
Record Date: MAR 03, 2014
#
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
2
3
Security ID: 115236101
Meeting Type: Annual
Proposal
Elect Director J. Hyatt Brown
Elect Director Samuel P. Bell, III
Elect Director Hugh M. Brown
Elect Director J. Powell Brown
Elect Director Bradley Currey, Jr.
Elect Director Theodore J. Hoepner
Elect Director James S. Hunt
Elect Director Toni Jennings
Elect Director Timothy R.M. Main
Elect Director H. Palmer Proctor, Jr.
Elect Director Wendell S. Reilly
Elect Director Chilton D. Varner
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
Management
-------------------------------------------------------------------------------BRUKER CORPORATION
Ticker:
BRKR
Meeting Date: MAY 20, 2014
Record Date: MAR 26, 2014
#
1
2
3
Security ID: 116794108
Meeting Type: Annual
Proposal
Elect Director Stephen W. Fesik
Ratify Auditors
Advisory Vote to Ratify Named
Executive Officers' Compensation
Mgt Rec
For
For
For
Vote Cast
For
For
For
Sponsor
Management
Management
Management
--------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC.
Ticker:
CHRW
Meeting Date: MAY 08, 2014
Record Date: MAR 11, 2014
#
1a
1b
1c
1d
1e
1f
1g
2
3
Security ID: 12541W209
Meeting Type: Annual
Proposal
Elect Director Scott P. Anderson
Elect Director Robert Ezrilov
Elect Director Wayne M. Fortun
Elect Director Mary J. Steele Guilfoile
Elect Director Jodee A. Kozlak
Elect Director ReBecca Koenig Roloff
Elect Director Brian P. Short
Advisory Vote to Ratify Named
Executive Officers' Compensation
Ratify Auditors
Mgt Rec
For
For
For
For
For
For
For
For
Vote Cast
For
For
For
For
For
For
For
For
Sponsor
Management
Management
Management
Management
Management
Management
Management
Management
For
For
Management
-------------------------------------------------------------------------------CABOT OIL & GAS CORPORATION
Ticker:
COG
Meeting Date: MAY 01, 2014
Record Date: MAR 06, 2014
#
1a
1b
1c
1d
2
3
4
5
6
Security ID: 127097103
Meeting Type: Annual
Proposal
Elect Director Dan O. Dinges
E