New Account Application PDF - Goldman Sachs Asset Management

GOLDMAN SACHS FUNDS
ACCOUNT APPLICATION INSTRUCTIONS
Please follow these instructions to complete the Account Application:
Please read the Goldman Sachs Funds Privacy Notice on the following page. Detach and retain
for your records.
Section 1
Fund Selection: Indicate your selected fund(s) and share class. Indicate whether you are exempt
from a sales charge per the Goldman Sachs Fund Prospectus.
Section 2
Account Registration: Complete the information requested (all fields are required). If this section
is not complete your application may be rejected and the account not opened. Source of Funds and/or
Source of Wealth: Please indicate the source of the money you are investing in these funds, e.g.,
employment compensation, savings or inheritance. Line of business: Please indicate your occupation
and/or the type of work you do.
Section 3
Residential Mailing Address: Complete the address information requested (all fields are
required). Please note that P.O. Boxes will not be accepted – a street address is required.
Section 4
Cost Basis Accounting Election Method: If no election is made, your account will be defaulted
to the Average Cost accounting method unless invested in the MLP Energy Infrastructure Fund, which
defaults to First-In, First-Out (FIFO). The method elected will be used on all accounts established by
this application and Future accounts unless a different method is provided.
Section 5
Dividend and Distribution Options: If no option is selected, any dividend and capital gain
distributions will be reinvested into your account.
Section 6
Telephone Exchange and Redemption Privileges: If you DO NOT want the Telephone
Exchange Privilege and/or the Telephone Redemption Privilege, please check the appropriate boxes.
Section 7
Choose Your Optional Account Privileges: These sections offer features available for a
Goldman Sachs Funds account. Please remember to attach a voided check where requested.
Section 8
Your Financial Representative Should Complete: This section is to be completed and signed
by your Financial Representative.
Section 9
Customer Identification Program: To help the government fight the funding of terrorism and
money laundering, Federal Law requires all financial institutions to obtain, verify, and record
information that identifies each registered owner of an account. As a result, the required fields
on this application must be completed or your application may be rejected and your account not
opened.
Section 10
Signature and Certification: Account owner(s) should sign authorizing the account(s) to be
established and certifying their Tax Identification Number(s). The Checkwriting Privilege may be
selected in this section for the money market funds only.
Section 11
Return Instructions: Mailing Instructions to be used when returning your application.
A prospectus for the Fund containing more complete information may be obtained from your authorized
dealer or from Goldman, Sachs & Co. by calling 1-800-526-7384, Monday through Friday 7am-5:30pm
CST. Please consider a fund’s objectives, risks, and charges and expenses, and read the prospectus carefully
before investing. The prospectus contains this and other information about the Fund.
Asset
Management
Goldman, Sachs & Co., is the distributor of the Goldman Sachs Funds.
Copyright 2007 Goldman, Sachs & Co. All Rights Reserved. Date of First Use: April 2011
GSAMAPP-AC-02-16V1
PRIVACY NOTICE
(Applicable only to individual, joint, and individual retirement account (IRA) investors)
The Goldman Sachs financial services companies endeavor to maintain the highest standards of confidentiality and to respect the privacy of our
client relationships. In that regard, we are providing this Privacy Notice to our clients in accordance with Title V of the Gramm-Leach-Bliley Act
of 1999 and its implementing regulations. This notice supplements any privacy policies or statements that we may provide in connection with
specific products or services.
The Information We Collect About You. The non-public personal information we collect about you (your
“Information”) comes primarily from the account applications or other forms you submit to us. We may also
collect Information about your transactions and experiences with us, our affiliates, or others relating to the
products or services we provide. Also, depending on the products or services you require, we may obtain
additional Information from consumer reporting agencies.
Our Disclosure Policies. We do not disclose your Information to anyone, except as permitted by law. This
may include sharing your Information with non-affiliated companies that perform support services for your
account or process your transactions with us or our affiliates. It may also include sharing your Information
with our affiliates to bring you the full range of services and products available from the Goldman Sachs
family of financial services companies, including our U.S. and international brokerage, asset management,
advisory, and trust services companies. Additionally, it may include disclosing your Information pursuant to
your express consent, to fulfill your instructions, or to comply with applicable laws and regulations.
Our Information Security Policies. We limit access to your Information to those of our employees and
service providers who are involved in offering or administering the products or services that we offer. We
maintain physical, electronic, and procedural safeguards that are designed to comply with federal standards to
safeguard your Information.
If our relationship ends, we will continue to treat your Information as described in this Privacy Notice.
This notice is being provided on behalf of the following affiliates of The Goldman Sachs Group, Inc.:
Goldman Sachs Asset Management, L.P.
Goldman Sachs Asset Management International
GS Investment Strategies, LLC
Goldman Sachs Hedge Fund Strategies, LLC
The family of funds managed by the affiliates listed above.
PNV1877PA00076984
Goldman Sachs Funds & Account Application Please print all information.
1 FUND SELECTION (Please see Fund’s Prospectus for fund minimums and fund maximums).
Invest Contributions to my Account as follows:
Core & Growth Equity Funds
Capital Growth
Concentrated Growth
Dynamic U.S. Equity
Flexible Cap Growth
Focused Growth
Growth Opportunities
Large Cap Growth Insights
Rising Dividend Growth
Small Cap Equity Insights
Small Cap Growth Insights
Small/Mid Cap Growth
Strategic Growth
Technology Opportunities Fund ℠
U.S. Equity Dividend and Premium
U.S. Equity Insights
Fund #
807
1528
3619
3280
3822
1129
851
3827
71
2679
2516
1124
1179
2528
817
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Amount #
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
Value Equity Funds
Focused Value
Growth and Income
Large Cap Value
Large Cap Value Insights
Mid Cap Value
Small Cap Value Insights
Small/Mid Cap Value
4007
814
1213
456
78
2683
3922
$
$
$
$
$
$
$
Emerging Markets & International Equity Funds
Asia Equity
Emerging Markets Equity
Emerging Markets Equity Insights
Focused International Equity
International Equity Dividend and Premium
International Equity Insights
International Small Cap Insights
Strategic International Equity
N11
880
831
3167
815
3295
73
3170
2675
3800
Tax-Aware Portfolios
Enhanced Dividend Global Equity Portfolio
International Tax-Managed Equity
Tax-Advantaged Global Equity Portfolio
U.S. Tax-Managed Equity
Fixed Income Funds
Bond Fund
Core Fixed Income
Dynamic Emerging Markets Debt
Dynamic Municipal Income
Emerging Markets Debt
Enhanced Income
Global Income
Government Income
High Quality Floating Rate
High Yield
High Yield Floating Rate High
Yield Municipal
Inflation Protected Securities
Investment Grade Credit
Local Emerging Markets Debt
Short Duration Government
Short Duration Income
Short Duration Tax-Free
Strategic Income
U.S. Mortgages
Goldman Sachs Technology Opportunities Fund℠ is a service mark of Goldman, Sachs & Co.
Class A
1
Class C
Fund #
837
1530
3520
3281
3823
1131
853
3828
81
2681
2518
1126
1181
2529
847
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Amount #
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
4008
844
1215
471
80
2685
3923
$
$
$
$
$
$
$
_________________
_________________
_________________
_________________
_________________
_________________
_________________
$
$
$
$
$
$
$
$
$
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
850
833
3168
845
3296
83
3171
2677
3801
$
$
$
$
$
$
$
$
$
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
3322
3292
3320
1250
$
$
$
$
_________________
_________________
_________________
_________________
N/A
3293
N/A
1252
$
$
$
$
_________________
_________________
_________________
_________________
2670
811
3888
816
2050
1996
818
812
677
808
3707
1255
3153
2054
3285
809
3832
810
3712
2052
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
2672
841
3889
846
2609
N/A
848
842
N/A
838
3708
1257
3154
N/A
3286
839
3833
840
3713
N/A
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
CONTINUED 
Goldman Sachs Funds & Account Application (Continued)
1 FUND SELECTION (Please see Fund’s Prospectus for fund minimums and fund maximums).
Portfolio Solutions
Absolute Return Multi-Asset
Balanced Strategy
Equity Growth Strategy
Growth and Income Strategy
Growth Strategy
Income Builder
Multi-Asset Real Return Fund
Satellite Strategies
Class A
Fund #
4003
76
77
74
75
70
3894
2400
$
$
$
$
$
$
$
$
Amount #
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
3275
2673
3624
3938
4011
3911
3917
3947
2617
3817
3870
3881
72
$
$
$
$
$
$
$
$
$
$
$
$
$
_______
_______
_______
_______
_______
$
$
$
$
$
Alternative and Other Funds
Absolute Return Tracker
Commodity Strategy
Dynamic Allocation Fund
Dynamic Commodity Strategy
Global Real Estate Securities
Fixed Income Macro Strategies
Long Short Credit Strategies
Long Short Fund
International Real Estate Securities
Managed Futures Strategy
MLP Energy Infrastructure
Multi-Manager Alternatives Fund
Real Estate Securities
Money Market Portfolios/Other
________________________________
_________________________________
_________________________________
_________________________________
_________________________________
Class C
Fund #
4004
86
87
84
85
830
3895
2401
$
$
$
$
$
$
$
$
Amount #
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
3276
2674
3625
3939
4012
3912
3918
3948
2618
3818
3871
3882
82
$
$
$
$
$
$
$
$
$
$
$
$
$
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_________________
_______
_______
_______
_______
_______
$
$
$
$
$
_________________
_________________
_________________
_________________
_________________
2 ACCOUNT REGISTRATION
(Check one)
A.
 Individual Owner
Owner’s First Name (Required)

M.I.
Joint Owner (as Joint Tenants with Rights of Survivorship)
Owner’s Last Name (Required)
Owner’s Social Security Number (Required)
Life of Business/Occupation (Required)
i.e. Teacher, Account
Owner’s Date of Birth (mm/dd/year)
(Required)
Co-Owner’s Last Name
Co-Owner’s Social Security Number
Life of Business/Occupation (Required)
i.e. Teacher, Account
Co-Owner’s Date of Birth (mm/dd/year)
(Required)
 US Citizen
Source of Wealth (Required)
i.e. Employment, Investment, Inheritance
Co-Owner’s First Name
M.I.
 US Citizen
Source of Wealth (Required)
i.e. Employment, Investment, Inheritance
2
CONTINUED 
2 ACCOUNT REGISTRATION (Continued)
B.
 Uniform Gift/Transfer to Minor Act (UGMA/UTMA) (Please see Fund Prospectus for fund minimums).
Minor’s First Name
M.I.
Minor’s Last Name
Minor’s Social Security Number
Minor’s Date of Birth (mm/dd/year)
Custodian’s First Name
M.I.
Custodian’s Last Name
Custodian’s Social Security Number
Custodian’s Date of Birth (mm/dd/year)
Source of Wealth (Required)
i.e. Employment, Investment, Inheritance
Under the
Uniform Gift/Transfer to Minors Act
State of Minor’s Residence
C. The following documents must be attached in good order.





C Corporation A certified executed copy of the Articles of Incorporation or government issued business license (omit section 5)
S Corporation A certified executed copy of the Articles of Incorporation or government issued business license
Partnership A certified executed copy of the Partnership Agreement or government issued business license
Trust A copy of the Trust Agreement must be attached
401(k)/403(b) (omit section 5)
(Contact the Funds for the proper documents required before submitting this application)
 Other
Name of Corporation, Partnership, Trust, or Other Entity
Date of Trust Agreement (if applicable)
Federal Taxpayer Identification Number
First Name(s) of Beneficiary(s) (if to be included in account registration)
M.I.
Last Name
M.I.
Last Name
For Trust Accounts only
Trustee Name - First Name (if to be included in account registration)
Social Security Number
Date of Birth
Co-Trustee Name - First Name (if to be included in account registration)
M.I.
Last Name
Social Security Number
Date of Birth
3 RESIDENTIAL MAILING ADDRESS Required (P.O. Boxes will not be accepted)
Street Address
Apartment #
City
Attention (if applicable)
State
Daytime Phone Number
3
Zip Code
Home Phone Number (if different from daytime phone)
CONTINUED 
4 DIVIDEND AND DISTRIBUTIONS (check one)
 All dividends and distributions to be reinvested in my account. (This option will
B. Bank Name (Foreign Banks will NOT be accepted)
 All dividends and distributions to be sent by check to me at the address in
Name on Account (Third parties will NOT be accepted)
apply if no box is checked.)
Section 3, “Mailing Address”.
 All dividends to be sent by check to me at the address in Section 3, ‘Mailing
Address‘. Short-term and long-term capital gain distributions to be reinvested in
my account.
 All dividends and distributions to be invested into my existing identically
Account Number
Bank Street Address
registered Goldman Sachs Fund account: Complete Section A
 All dividends and distributions to be directly deposited via ACH to my bank
account: (Attach a voided check.). Complete Section B
A. Fund Name
City
Fund Number
State
Account Number
Bank Telephone Number
Name on Account
ABA Routing No.
Zip Code
5 COST BASIS ELECTION METHOD (Required, except for C Corporations, 401K and 403B plans).
The Cost basis method elected below will be used for all accounts established by this application and any future accounts unless a different method is provided. If
no election is made, your account will default to the average cost accounting method unless invested in the MLP Energy Infrastructure Fund, which defaults to
FIFO.
 Average Cost: uses the average price of shares as the cost basis. (Note: This option is not available for the MLP Energy Infrastructure Fund.)
 First-In First-Out (FIFO): oldest shares in the account are redeemed first.
 Specific Lot: assumes specific shares in an account will be selected by the shareholder each time shares are redeemed. A Secondary cost basis accounting method
selection is required. Please note that Average Cost cannot be used as a secondary accounting method. The secondary accounting method will only be used if the lots
chosen are no longer available.
Secondary Method for Specific Lot: Required (If you do not elect a secondary method for Specific Lot, you will be defaulted to First-In-First-Out.)
 First In First Out
 Last In Last Out
 High Cost




 Low Cost
 Loss Gain Utilization
Last-In First-Out (LIFO): the newest shares are the first shares in the account to be redeemed.
High-Cost: the shares with the highest cost are the first shares in the account to be redeemed.
Low-Cost: the shares with the lowest cost are the first shares in the account to be redeemed.
Loss/Gain Utilization: This method looks to realize losses before gains consistent with the objective of minimizing taxes.
6 TELEPHONE EXCHANGE AND REDEMPTION PRIVILEGES
Unless otherwise indicated below, I authorize Goldman, Sachs & Co. to accept telephone instructions from an y person identifying himself as owner of the account or
owner’s broker to: (a) exchange shares of my account for shares of the same class or equivalent class of any other Goldman Sachs Fund; and (b) to redeem shares, without
signature guarantee, held in my account. Telephone exchanges and redemptions are subject to the procedures and conditions set forth in the Prospectus. I understand that
up to $50,000 in shares may be redeemed by telephone redemption daily. Proceeds which are sent to a Goldman Sachs brokerage account or sent to an authorized account
designated on the current records of the Transfer Agent are not subject to the $50,000 limit. Goldman, Sachs & Co. and BFDS each will employ reasonable procedures
specified by the Funds to confirm that such telephone instructions are genuine. Neither the Funds, Goldman, Sachs & Co., nor BFDS will be liable for any loss due to
unauthorized or fraudulent instructions if such procedures are followed. Telephone privileges may be modified or terminated without notice. Furthermore, I agree to
indemnify and hold harmless Goldman, Sachs & Co., BFDS and any Goldman Sachs Fund that may be involved in transactions authorized by telephone against any claim,
loss, expense or damage, including reasonable fees of investigation and counsel, in connection with any telephone instructions effected for my account.


I DO NOT want the Telephone Exchange Privilege
I DO NOT want the Telephone Redemption Privilege
Bank Name (Foreign Banks will NOT be accepted)
Name(s) on Account (Third parties will NOT be accepted)
ABA Routing No.
Name(s) on Account
Bank Street Address
Account Number
City
Bank Telephone Number
State
Zip Code
4
CONTINUED 
7 OPTIONAL ACCOUNT PRIVLEGES
A. AUTOMATIC INVESTMENT PLAN Optional (minimums may apply, see corresponding prospectus for requirements)
(please attach voided check)
Type of account (check one):
 Checking
 Savings
I authorize State Street Bank, or JP Morgan the custodian for the Fund(s), to debit the amount requested below from my bank account for investment in the Fund(s) beginning
in
(month) and periodically thereafter. I understand that my participation in the Automatic Investment Plan is subject to the terms and conditions of such Plan as
amended from time to time.
Frequency of investment (check one):
Investment date:
 Monthly
 Quarterly
Select any date between (and including) the 3rd and the 26th.
If no investment date is selected, your account will be debited on the 15th of the month.
Fund Name
Fund Number
Initial Investment) ($250 Initial minimum
$50 subsequent minimum)
Class
$
$
Bank Name (Foreign Banks will NOT be accepted)
Name(s) on Account (Third parties will NOT be accepted)
ABA Routing No.
Account Number
Bank Street Address
Bank Telephone Number
City
State
Zip Code
Authorized Signature (as shown on bank records)
2nd Authorized Signature (if joint account both must sign)
B. SYSTEMATIC WITHDRAWAL PLAN Optional Please note: Withdrawals will use the cost basis accounting method as elected on your account(s).
 I would like to receive systematic payments.*
Frequency of withdrawals (check one):
Make payments via (check one):
Check Payment Date (check one):
 Monthly
 Check
 15th or
 Quarterly
 ACH (Attach voided check)
 25th
Month
Begin withdrawals:
Payments made via ACH will be withdrawn from your account(s) on the…………..day of the month.
Select any date between (and including) the 3rd and the 26th. If no date is selected, redemptions from your account will be made on the 25th of the month. (ACH payment may take up
to 3 business days to post to your account.).
Select any date between (and including) the 3rd and the 26th. If no date is selected, redemptions from your account will be made on the 25th of the month. (ACH payment may take up
to 3 business days to post to your account.)
Payments should be from
Fund Name
Fund Number
in the amount of $
or
% ($50 minimum)
in the amount of $
or
% ($50 minimum)
*See the Fund’s Prospectus for more information concerning systematic withdrawal plans.
Complete the following section if withdrawal payments are to be made via ACH and attach a voided check. (Bank registration must match fund/account registration.)
Bank Name (Foreign Banks will NOT be accepted)
Name(s) on Account (Third parties will NOT be accepted)
ABA Routing No.
Account Number
Bank Street Address
Bank Telephone Number
City
State
Zip Code
5
CONTINUED 
C. AUTOMATIC EXCHANGES Optional (From and to account registrations must be the same)
(exact dollars – $50 minimum):
 I hereby authorize automatic exchanges of $
The receiving Fund must meet the funds minimum requirement. See corresponding prospectus for fund minimums.
Fund Name
Find Number
Fund Name
Exchange from
Fund Number
to
Month
Year
Please make exchanges on the 15th of the month (or next business day) beginning
Name(s) on Account
,
Account Number(s)
D. AUTOMATIC EXCHANGES Optional (Class A or C Shares of any Goldman Sachs Funds may be combined under Rights of Accumulation)
If you previously purchased Class A Shares of a Goldman Sachs Fund on which you paid a sales charge, you may qualify for a reduced sales charge on this purchase. See the Prospectus
and Statement of Additional Information for aggregation criteria. List below account(s) which should be aggregated for a right of accumulation. Attach an additional page if necessary.
Owner’s First Name
M.I.
Owner’s Last Name
Fund Name
Fund Number
Account Number and/or Social Security Number
Owner’s First Name
M.I.
Owner’s Last Name
Fund Name
Fund Number
Account Number and/or Social Security Number
E. STATEMENT OF INTENTION Optional (Class A Shares only; Does not apply to Money Market Accounts)
I intend to invest, over a 13-month time period, at least the amount checked below in Class A Shares of the Goldman Sachs Funds. If I do not invest this amount, I agree to pay the higher
applicable sales charge on my investment and authorize the Transfer Agent to redeem Class A Shares in my account for this purpose.
 $50,000
 $100,000
 $250,000
 $500,000
 $1,000,000
F. IF YOU DO NOT CHOOSE A FUND, PURCHASES WILL BE IN THE FST-PRIME OBLIGATIONS PORTFOLIO SERVICE UNITS.
IF YOU DO NOT CHOOSE A SHARE CLASS, PURCHASES WILL BE FOR CLASS A SHARES OF THE FUND CHOSEN.
A check in the amount of $_______________________ is enclosed. Make check payable to the Goldman Sachs Fund in which you are investing (or if you are investing in more than
one Fund, to Goldman Sachs Trust).
If your order was placed through a broker, fill in: Order number __________________________________________ Date of order ________________________________________
I certify that I am exempt from the sales charge in accordance with the terms of the applicable Fund’s Prospectus and I agree to notify Goldman, Sachs & Co. at or prior to purchase
 if I am no longer eligible for exemption.
Reason for exemption _______________________________________________________________________________________________________________________________
8 YOUR FINANCIAL REPRESENTATIVE SHOULD COMPLETE THIS SECTION Required
To receive the appropriate dealer re-allowance(s) and distribution and service fees, this section must be completed.
Branch Office Address
Branch Number
Name of Dealer Firm / NSCC Dealer Number
Branch Phone
Home Office Address
City
State
City
Zip Code
Registered Rep’s Name
State
Register Rep’s Number
Zip Code
Register Rep’s Signature
Firm Account Number (Broker Identification Number, BIN)
Check if applicable only:
 The account is for Class A Shares that are eligible to be sold at NAV with a commission payable to certain Authorized Dealers.
Reason____________________________________________________________________________________________________ (required)
6
CONTINUED 
9 CUSTOMER IDENTIFICATION PROGRAM
Important Information About Procedures for Opening a New Account
To help the government fight the funding of terrorism and money laundering, Federal Law requires all financial institutions to obtain, verify, and record information that
identifies each registered owner of an account. In some cases, Goldman Sachs Funds may also take additional steps to verify the identities of individuals with authority or
control over the registered owner, including person(s) able to effect securities transactions on behalf of the registered owner.
What this means for you: When you open an account, Goldman Sachs Funds will ask for the registered owner’s name, address, and identification number and other
information that will allow us to identify the registered owner, and Goldman Sachs Funds may ask for similar information re garding individuals with authority or control over
the registered owner. Goldman Sachs Funds may also ask to see go vernment-issued identifying documents.
To the extent permitted by applicable law, Goldman Sachs Funds reserves the right (i) to place limits on transactions in any account until the identity of the investor is
verified; or (ii) to refuse an investment in the Funds or (iii) to involuntarily redeem an investor’s shares and close an account in the event that the Funds are unable to verify
an investor’s identity.
10 SIGNATURE AND CERTIFICATION Required (All registered owners must sign)
You are required by law to provide the Funds with your correct Social Security or other Taxpayer Identification Number (TIN). Failure to do so and to complete this section
may subject you to penalties and result in backup withholding at the current required rate of fund distributions or other payments. If you do not have but are applying for a
TIN, write “Applied For” in the space provided for your TIN and forward the required certifications within 60 days. Backup withholding could apply to payments relating to
your account prior to the Fund’ s receipt of your TIN and required certifications. If you are an exempt recipient, please furnish your TIN and write “Exempt” after your
signature. Exempt recipients include but are not limited to: corporations, tax-exempt pension plans and IRA plans, governmental agencies, financial institutions, registered
securities and commodities dealers and others. If you are a non-resident alien or foreign entity, write “NRA” after your signature and provide a completed Form W-8 to the
Fund in order to avoid backup withholding on certain payments. I certify under penalties of perjury that: (1) The number shown on this form is my correct TIN (or I
am waiting for a number to be issued to me), and (2) I am not subject to backup withholding because (a) I am exempt from backup withholding, or (b) I have not
been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the
IRS has notified me that I am no longer subject to backup withholding, and (3) I am a U.S. person (including a resident alien). You must cross out part (2) above
if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your
tax return.
The IRS does not require your consent to any provisions of this document other than the certifications required to avoid backup withholding.
I represent that: I have the authority to make the investment designated in this Application; I am acting for myself or in a fiduciary capacity in making this investment; and I
have received and reviewed a current prospectus for the Fund(s). I UNDERSTAND THAT NON-MONEY MARKET FUNDS DO NOT MAINTAIN A CONSTANT NET ASSET
VALUE AND THAT A CONSTANT NET ASSET VALUE IN MONEY MARKET FUNDS IS NOT GUARANTEED. AS A RESULT, I MAY EXPERIENCE A LOSS ON MY
INVESTMENT.
I acknowledge that Class B Shares held for less than six years, Class C Shares held for less than 12 months, and certain purchases of $1 million ($500,000 for the Short
Duration Tax-Free and Short Duration Government Funds) or more of Class A Shares are subject to a contingent deferred sales charge on redemption, as explained in the
Prospectus.
Unless otherwise indicated below, I consent to the delivery by the Goldman Sachs Funds of one copy of each prospectus, shareholder report, proxy statement and (if and
when permitted by law) other information to all shareholders who now or hereafter share the same mailing address as this account. This consent will become effective when
my account is opened and will continue thereafter indefinitely, unless I revoke my consent, in which case I will begin to receive individual copies within 30 days.
 Check here only if you do NOT consent to the delivery provisions immediately above.
CHECKWRITING PRIVILEGES (for FST Money Market Fund accounts only)
 I have invested in the FST Prime Obligations Portfolio Service Units*
*Checkwriting is not available for FST Prime Obligations Fund Class B or Class C Units.
IF MORE THAN ONE SIGNATURE FOR CHECKWRITING PRIVILEGES IS REQUIRED, CHECK BELOW:

Check here if one signature is required on checks.

Check here if more than one signature is required. Number Required
INTERNAL USE ONLY
_______________________
Account Number
CHECKWRITING PRIVILEGES SUBJECT TO CONDITIONS BELOW
In signing this Application, the signator(s) signifies his/her agreement to be subject to the rules and re gulations of State Street Bank and Trust Company pertaining to the Check Writing
Privilege and as amended from time to time and subject to the conditions set forth in the Prospectus.
Signature of Owner, Custodian or Officer
Print Name
Date
Print Name
Date
E-mail Address
Signature of Co-Owner, Custodian or Officer
E-mail Address
11 RETURN INSTRUCTIONS
Please mail to: GOLDMAN SACHS FUNDS, P.O. Box 219711 Kansas City, MO 64121-9711
Overnight mail: GOLDMAN SACHS FUNDS, 330 West Ninth Street, 4th Fl. Kansas City, MO 64105
For assistance completing this application, please contact the Client Service team at 1-800-526-7384, Monday through Friday 7:00AM to 5:30PM Central.
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