long duncan 00 fmt cx2 5/5/14 11:47 AM Page v Advanced Torts A Context and Practice Casebook Alex B. Long University of Tennessee College of Law Meredith J. Duncan University of Houston Law Center Carolina Academic Press Durham, North Carolina long duncan 00 fmt cx2 5/5/14 11:47 AM Page vi Copyright © 2014 Carolina Academic Press All Rights Reserved ISBN 978-1-61163-099-2 LCCN 2013958181 Carolina Academic Press 700 Kent Street Durham, North Carolina 27701 Telephone (919) 489-7486 Fax (919) 493-5668 www.cap-press.com Printed in the United States of America long duncan 00 fmt cx2 5/5/14 11:47 AM Page vii Contents Table of Cases Series Editor’s Preface Preface xvii xix xxi Part 1 · Advanced Torts for Lawyers Chapter 1 · Introduction A. Advanced Torts: The Lawyer’s Perspective McDaniel v. Gile Motheral v. Burkhart Cunningham v. Jensen B. Organization of the Book 3 3 5 8 9 10 Chapter 2 · Vicarious Liability Exercise 2.1: Chapter Problem A. Scope of Employment 1. Vicarious Liability Stemming from Negligent Conduct Chorey, Taylor & Feil, P.C. v. Clark O’Toole v. Carr 2. Vicarious Liability Stemming from Intentional Misconduct and Breach of Fiduciary Duty Lyon v. Carey Goodman v. Holmes & McLaurin Attorneys at Law Federal Savings & Loan Ins. Corp. v. McGinnis, Juban, Bevan, Mullins Exercise 2.2 B. Independent Contractors and Nondelegable Duties Kersten v. Van Grack, Axelson & Williamowsky, P.C. C. Other Forms of Vicarious Liability 1. Partners and Apparent Authority Exercise 2.3 2. Co-Counsel and Joint Ventures Armor v. Lantz D. Limited Liability Partnerships and Insurance Coverage Mendel v. Home Ins. Co. 13 13 14 14 14 16 vii 21 21 25 27 31 31 32 37 38 38 39 39 42 43 long duncan 00 fmt cx2 5/5/14 11:47 AM Page viii viii CONTENTS Part 2 · Legal Malpractice and Breach of Fiduciary Duty Chapter 3 · Breach of Fiduciary Duty Exercise 3.1: Chapter Problem A. Breach of Fiduciary Duty to a Client Klemme v. Best Burrow v. Arce Exercise 3.2 1. Duty of Loyalty Stanley v. Richmond 2. Duty of Confidentiality Sealed Party v. Sealed Party 3. Duty to Avoid Conflicts of Interest So v. Suchanek B. Breach of Fiduciary Duties Owed to Partners, Associates, and the Firm Starr v. Fordham C. Breach of Fiduciary Duties to “Non-Clients” Fassihi v. Sommers, Schwartz, Silver, Schwartz & Tyler, P.C. Chem-Age Indus., Inc. v. Glover D. Remedies Maritrans GP Inc. v. Pepper, Hamilton & Scheetz E. Defenses to Claims of Breach of Fiduciary Duty 49 49 50 50 53 59 61 61 67 68 76 76 81 81 84 84 87 93 93 101 Chapter 4 · Professional Malpractice: Duty and Breach Exercise 4.1: Chapter Problem A. Generally Togstad v. Vesely, Otto, Miller & Keefe B. Standard of Care in Professional Malpractice — Duty Kirsch v. Duryea Simko v. Blake 1. The Role of the Expert in Establishing Duty and Breach Rizzo v. Haines 2. The Role of Professional Standards (Including Disciplinary Rules) in Establishing Duty and Breach Hizey v. Carpenter C. The Locality Rule Chapman v. Bearfield D. Specialists Hizey v. Carpenter E. Special Issues: Duties to “Non-Clients” in Legal Malpractice Greycas, Inc. v. Proud Lucas v. Hamm Exercise 4.2: Review Problem 103 103 104 104 110 110 114 122 122 Chapter 5 · Professional Malpractice: Causation A. Generally Exercise 5.1: Chapter Problem Smith v. Lewis B. Causation in Fact: The “Case-within-a-Case” Issue in Legal Malpractice Vahila v. Hall 147 147 147 148 154 154 126 127 132 132 136 136 137 139 143 146 long duncan 00 fmt cx2 5/5/14 11:47 AM Page ix CONTENTS 1. Litigation Malpractice Garcia v. Kozlov, Seaton, Romanini & Brooks, P.C. 2. Transactional Malpractice Viner v. Sweet 3. Reverse Bifurcation C. Loss of Chance Daugert v. Pappas D. Proximate Cause Cleveland v. Rotman Andrews v. Saylor E. Special Issues in Proving Causation 1. Proof of Collectibility Exercise 5.2 Paterek v. Petersen & Ibold 2. Criminal Malpractice, Actual Innocence, and Post-Conviction Relief Wiley v. County of San Diego ix 159 159 166 166 174 174 174 180 180 183 190 190 190 191 198 198 Chapter 6 · Professional Malpractice: Damages Exercise 6.1: Chapter Problem A. Compensatory Damages 1. Pecuniary Harm Carbone v. Tierney Ferguson v. Lieff, Cabraser, Heimann & Bernstein, LLP 2. Emotional Distress Damages Long-Russell v. Hampe B. Punitive Damages Metcalfe v. Waters 215 216 216 216 217 224 233 234 240 240 Chapter 7 · Professional Malpractice: Defenses Exercise 7.1: Chapter Problem A. Plaintiff ’s Conduct Lyle, Siegel, Croshaw & Beale, P.C. v. Tidewater Capital Corp. Behrens v. Wedmore Jackson State Bank v. King B. Release Rich v. Ellingson 245 245 246 246 250 257 262 262 Part 3 · Defamation Chapter 8 · Defamation: The Prima Facie Case at Common Law Exercise 8.1: Chapter Problem A. Publication Exercise 8.2 B. Defamatory Statements 1. Generally Marcone v. Penthouse International Magazine for Men James v. Gannett Co. 2. Special Considerations: Defamation Per Se and Defamation Per Quod a. Libel Per Se and Libel Per Quod b. Slander Per Se and Slander Per Quod 269 269 270 271 272 272 273 275 277 277 278 long duncan 00 fmt cx2 5/5/14 11:47 AM Page x x CONTENTS Exercise 8.3 Exercise 8.4 C. Of and Concerning the Plaintiff Ratner v. Young Handelman v. Hustler Magazine, Inc. D. Damages Marcone v. Penthouse International Magazine for Men E. The Role of Truth Rouch v. Enquirer & News of Battle Creek 278 278 279 279 280 282 283 284 284 Chapter 9 · Defamation: Constitutional Constraints Exercise 9.1: Chapter Problem A. The New York Times v. Sullivan Standard: Public Officials, Public Figures, and Actual Malice New York Times Co. v. Sullivan B. Private Figures and Matters of Public Concern Gertz v. Robert Welch, Inc. C. Private Figures and Matters of Private Concern Dun & Bradstreet, Inc. v. Greenmoss Builders, Inc. Exercise 9.2 D. Actual Malice and the Classification of Plaintiffs as Public Officials, Public Figures, or Private Figures 1. Public Officials Tague v. Citizens for Law & Order, Inc. 2. All-Purpose Public Figures and Limited-Purpose Public Figures Wolston v. Reader’s Digest Ass’n, Inc. Ratner v. Young Bandelin v. Pietsch Marcone v. Penthouse International Magazine for Men Exercise 9.3 E. Actionable and Non-Actionable Statements Milkovich v. Lorain Journal Co. Standing Committee on Discipline v. Yagman 289 289 Chapter 10 · Defamation: Privileges and Defenses Exercise 10.1: Chapter Problem A. Absolute Privileges 1. The Judicial Proceedings Privilege a. Made in the Course of Judicial Proceedings Miner v. Novotny Exercise 10.2 Exercise 10.3 Messina v. Krakower b. By Privileged Parties c. Having Some Relation to the Proceeding Arneja v. Gildar Green Acres Trust v. London 2. The Privilege for Executive, Legislative, or Judicial Officers 3. Consent 337 337 338 338 338 339 343 343 344 346 347 347 350 353 355 290 290 298 298 303 303 306 307 307 307 311 312 316 318 321 327 327 327 331 long duncan 00 fmt cx2 5/5/14 11:47 AM Page xi CONTENTS Exercise 10.4 Smith v. Holley Exercise 10.5 B. Qualified Privileges 1. The Common Interest Privilege Zinda v. Louisiana Pacific Corp. 2. The Privilege to Publish in Defense of Oneself 3. The Privilege to Publish in the Interest of Others Kevorkian v. Glass Exercise 10.6 C. Privileges Involving the Media 1. Fair Reporting Privilege Express Pub. Co. v. Gonzalez 2. The Neutral Reporting Privilege 3. Fair Comment Vernon’s Texas Statutes and Codes Annotated 4. Retraction Statutes Exercise 10.7 Vernon’s Texas Statutes and Codes Annotated Code of Georgia California Civil Code xi 355 355 360 360 361 361 365 365 366 368 369 369 369 372 373 373 374 374 374 374 375 Part 4 · Economic and Dignitary Torts Chapter 11 · Fraudulent Misrepresentation Exercise 11.1: Chapter Problem A. The Prima Facie Case 1. Knowledge and Intent Exercise 11.2 2. Misrepresentation of Fact, Opinion, Intention, or Law a. Misrepresentation of Fact Schlaifer Nance & Co., Inc. v. Estate of Warhol Wright v Pennamped b. Misrepresentation of Opinion Presidio Enterprises, Inc. v. Warner Bros. Distributing Corp. c. Misrepresentation of Intention Exercise 11.3 d. Misrepresentation of Law Exercise 11.4 3. Justifiable Reliance Fire Insurance Exchange v. Bell Exercise 11.5 4. Causation and Damages Exercise 11.6 Exercise 11.7 B. Defenses 1. The Litigation Privilege Exercise 11.8 2. The Economic Loss Rule 379 379 379 380 380 381 381 381 382 388 388 395 395 395 395 395 396 398 399 400 400 400 400 401 401 long duncan 00 fmt cx2 5/5/14 11:47 AM Page xii xii CONTENTS Chapter 12 · Negligent Misrepresentation Exercise 12.1: Chapter Problem A. Determining the Scope of Liability 1. The Privity Test Ultramares Corp. v. Touche 2. The Section 552 Test McCamish, Martin, Brown & Loeffler v. F.E. Appling Interests Exercise 12.2 Exercise 12.3 3. Traditional Negligence/Foreseeability Principles Citizens State Bank v. Timm, Schmidt & Co., S.C. 4. Justifiable Reliance McCamish, Martin, Brown & Loeffler v. F.E. Appling Interests Kastner v. Jenkens & Gilchrist, P.C. Exercise 12.4 B. Damages C. Defenses: Comparative Negligence Greycas, Inc. v. Proud 403 403 404 405 405 410 410 415 416 416 416 419 420 421 423 424 424 424 Chapter 13 · Other Remedies for Deceptive Practices A. Consumer Protection Statutes Exercise 13.1 1. Prohibition of Unfair or Deceptive Acts a. In General Florida Statutes Annotated Tennessee Code, § 47-18-104 b. Unfair Acts Exercise 13.2 FTC Policy Statement on Unfairness c. Deceptive Acts Exercise 13.3 FTC Policy Statement on Deception 2. Coverage Florida Statutes Annotated a. Transactions between Consumers and Merchants Lantner v. Carson b. Covered Transactions Force v. ITT Hartford Life & Annuity Ins. Co. c. Coverage of Professional Services Short v. Demopolis Cripe v. Leiter 3. Enforcement and Remedies B. Fair Debt Collection Practices Act Exercise 13.4 Heintz v. Jenkins Jerman v. Carlisle, McNellie, Rini, Kramer & Ulrich LPA C. Attorney Deceit Statutes Amalfitano v. Rosenberg Exercise 13.5 429 429 429 430 430 430 431 433 433 433 436 436 436 438 438 438 439 441 442 443 444 448 455 455 455 457 460 465 465 468 long duncan 00 fmt cx2 5/5/14 11:47 AM Page xiii CONTENTS xiii Chapter 14 · Interference with Contractual Relations Exercise 14.1: Chapter Problem A. Original Development of the Torts 1.The Prima Facie Tort Approach Chaves v. Johnson 2. The Restatement (Second) of Torts Balancing-of-Factors Approach 3. The Improper Purpose or Improper Means Test Top Service Body Shop, Inc. v. Allstate Ins. Co. B. Modern Developments: Interference with Contract vs. Interference with Prospective Contract vs. Interference with Contracts Terminable At-Will 1. Interference with Contract vs. Interference with Prospective Contract Della Penna v. Toyota Motor Sales, U.S.A., Inc. Exercise 14.2 2. Interference with Contracts Terminable At-Will Reeves v. Hanlon C. Recognized Privileges or Instances in Which a Defendant Does Not Improperly Interfere D. Damages Exercise 14.3 E. Special Issues: Interference Claims in the Legal Profession 1. Advising Clients Los Angeles Airways, Inc. v. Davis 2. Interference with an Attorney’s Ability to Collect a Fee a. “Stealing” Clients Nostrame v. Santiago b. Improper Settlement Liston v. Home Insurance Co. Ingalsbe v. Stewart Agency, Inc. 3. The Litigation Privilege Exercise 14.4 471 471 472 473 473 478 479 479 Chapter 15 · Invasion of Privacy Exercise 15.1: Chapter Problem A. Intrusion upon the Seclusion McLain v. Boise Cascade Corp. Mark v. Seattle Times Tagouma v. Investigative Consultant Services, Inc. Shulman v. Group W Productions, Inc. Cal. Civil Code § 1708.8 Exercise 15.2 Exercise 15.3 Exercise 15.4 Exercise 15.5 B. Publicity Given to Private Life Ozer v. Borquez Exercise 15.6 Exercise 15.7 Exercise 15.8 Winegard v. Lawson 513 513 514 514 517 519 522 528 529 529 530 530 530 530 534 535 535 536 483 483 483 489 490 491 496 497 497 498 498 499 502 502 503 507 508 510 512 512 long duncan 00 fmt cx2 5/5/14 11:47 AM Page xiv xiv CONTENTS C. False Light Magenis v. Fisher Broadcasting, Inc. Exercise 15.9 D. Misappropriation of the Right of Publicity Doe v. TCI Cablevision Chapter 16 · Misuse of the Legal Process Exercise 16.1: Chapter Problem A. Malicious Prosecution 1. In General a. Causing the Commencement or Continuation of a Criminal Proceeding Exercise 16.2 b. Without Probable Cause Exercise 16.3 c. For an Improper Purpose d. Termination of the Proceeding in Favor of the Accused Exercise 16.4 e. Damages f. Defenses Exercise 16.5 B. Wrongful Initiation of Civil Proceedings Friedman v. Dozorc Exercise 16.6 C. Abuse of Process Board of Education of Farmingdale Union Free School Dist. v. Farmingdale Young v. Allstate Ins. Co. Bonner v. Chicago Title Ins. Co. Exercise 16.7 D. Anti-SLAPP Statutes Wilcox v. Superior Court Mendoza v. Hamzeh Exercise 16.8 E. Spoliation of Evidence Cedars-Sinai Medical Center v. Superior Court Rosenblit v. Zimmerman Exercise 16.9 540 540 542 542 543 551 551 554 554 554 555 555 555 556 556 556 557 557 557 558 558 562 563 563 566 568 569 569 569 576 580 580 580 587 590 Part 5 · Other Tort Theories Chapter 17 · Aiding and Abetting and Civil Conspiracy Exercise 17.1: Chapter Problem A. Aiding and Abetting Wrongful Conduct in General Rael v. Cadena Exercise 17.2 B. Aiding and Abetting a Client’s Wrongful Acts Tensfeldt v. Haberman Exercise 17.3 593 593 594 594 595 596 596 601 long duncan 00 fmt cx2 5/5/14 11:47 AM Page xv CONTENTS Stoneridge Inv. Partners, LLC v. Scientific-Atlanta Exercise 17.4 C. Aiding and Abetting Breach of Fiduciary Duty Thornwood, Inc. v. Jenner & Block Reynolds v. Schrock Exercise 17.5 D. Civil Conspiracy McLaughlin v. Copeland xv 601 605 606 606 608 614 614 615 Chapter 18 · Bad Faith A. First-Party Claims Gonzalez v. Blue Cross/Blue Shield of Alabama Exercise 18.1 Exercise 18.2 B. Third-Party Claims O’Neill v. Gallant Ins. Co. Exercise 18.3 Exercise 18.4 Exercise 18.5 619 619 619 625 625 626 626 636 636 636 Chapter 19 · Wrongful Discharge in Violation of Public Policy Exercise 19.1: Chapter Problem A. Exercising a Right Feliciano v. 7-Eleven, Inc. B. Fulfilling a Public Obligation C. Whistleblowing Balla v. Gambro, Inc. Weiss v. Lonnquist D. Refusing to Commit an Unlawful Act Sabine Pilot Service, Inc. v. Hauck Johnston v. Del Mar Distributing Co., Inc. Exercise 19.2: Summary Problem 639 639 640 640 644 644 644 650 654 654 656 659 Index 661 long duncan 00 fmt cx2 5/5/14 11:47 AM Page xvii Table of Cases Amalfitano v. Rosenberg, 5, 465 Andrews v. Saylor, 183, 249 Armor v. Lantz, 39 Arneja v. Gildar, 345, 347 Balla v. Gambro, Inc., 644 Bandelin v. Pietsch, 318 Bd. of Educ. v. Farmingdale, 563 Behrens v. Wedmore, 250 Bonner v. Chicago Title Ins. Co., 563, 568 Burrow v. Arce, 53, 59, 71, 74 Carbone v. Tierney, 188, 189, 197, 198, 216, 217, 256 Cedars-Sinai Medical Center v. Superior Court, 580, 590 Chapman v. Bearfield, 132, 135 Chaves v. Johnson, 473, 488 Chem-Age Indus., Inc. v. Glover, 87, 109, 138 Chorey, Taylor & Feil, P.C. v. Clark, 14 Citizens Bank v. Timm, Schmidt & Co., 416 Cleveland v. Rotman, 180 Cripe v. Leiter, 243, 448 Daugert v. Pappas, 174 Della Penna v. Toyota Motor Sales, U.S.A., Inc., 483, 493 Doe v. TCI Cablevision, 543 Dun & Bradstreet, Inc., 303 Express Pub. Co. v. Gonzalez, 369 Fassihi v. Sommers, Schwartz, Silver, Schwartz & Tyler, P.C., 84, 90 Federal Savings & Loan Ins. Corp. v. McGinnis, Juban, Bevan, Mullins, 25, 27 Feliciano v. 7-Eleven, Inc., 640 Ferguson v. Lieff, Cabraser, Heimann & Bernstein, LLP, 223, 224 Fire Insurance Exchange v. Bell, 396 Force v. ITT Hartford Life & Annuity Ins. Co., 429, 441, 442 Friedman v. Dozorc, 558 Garcia v. Kozlov, Seaton, Romanini & Brooks, P.C., 159 Gertz v. Robert Welch, Inc., 298, 303, 304, 307, 312, 313, 315 Gonzalez v. Blue Cross/Blue Shield of Alabama, 619 Goodman v. Holmes & McLaurin Attorneys at Law, 25 Green Acres Trust v. London, 350, 361, 365 Greycas, Inc. v. Proud, 139, 424 Handelman v. Hustler Magazine, Inc., 279, 280 Heintz v. Jenkins, 456, 457 Hizey v. Carpenter, 127, 135, 136 Ingalsbe v. Stewart Agency, Inc., 510 Jackson State Bank v. King, 101, 257 James v. Gannett Co., 275 Jerman v. Carlisle, McNellie, Rini, Kramer & Ulrich LPA, 460 Johnston v. Del Mar Distributing Co., Inc., 654, 656 Kastner v. Jenkens & Gilchrist, P.C., 421 Kersten v. Van Grack, Axelson & Williamosky, P.C., 32, Kevorkian v. Glass, 365, 366 Kirsch v. Duryea, 58, 59, 110 Klemme v. Best, 50 Lantner v. Carson, 439 Liston v. Home Ins. Co., 507, 508 Long-Russell v. Hampe, 234 Los Angeles Airways, Inc. v. Davis, 498, 499, 601 xvii long duncan 00 fmt cx2 5/5/14 11:47 AM Page xviii xviii TABLE OF CASES Lucas v. Hamm, 112, 143, 149, 151, 153 Lyle, Siegel, Croshaw & Beale P.C. v. Tidewater Capital Corp., 110, 246 Magenis v. Fisher Broadcasting, Inc., 540 Marcone v. Penthouse International Magazine for Men, 273, 277, 283, 298, 321 Maritrans GP Inc. v. Pepper, Hamilton & Scheetz, 93 Mark v. Seattle Times, 514, 517 McCamish, Martin, Brown & Loeffler & F.E. Appling Interests, Martin, 410, 419, 420 McLain v. Boise Cascade Corp., 514, 518 Mendel v. Home Ins. Co., 43 Mendoza v. Hamzeh, 575, 576 Messina v. Krakower, 344 Metcalfe v. Waters, 240, 244 Milkovich v. Lorain Journal Co., 327, 332, 373 Miner v. Novotny, 338, 339 New York Times v. Sullivan, 290, 298, 300, 305, 306, 308, 312, 313, 327, 373, 548 Nostrame v. Santiago, 502, 503 O’Neill v. Gallant Ins. Co., 626 O’Toole v. Carr, 14, 16 Ozer v. Borquez, 530 Paterek v. Petersen & Ibold, 191, 239 Presidio Enterprises, Inc. v. Warner Bros. Distributing Corp., 388 Rael v. Cadena, 594, 615 Ratner v. Young, 279, 316, 324 Reeves v. Hanlon, 490, 491 Reynolds v. Schrock, 606, 608 Rich v. Ellingson, 262 Rizzo v. Haines, 122, 244 Rosenblit v Zimmerman, 587 Rouch v. Enquirer & News of Battle Creek Michigan, 284 Sabine Pilot Service, Inc. v. Hauck, 654, 656 Schlaifer Nance & Co., Inc. v. Estate of Warhol, 381 Sealed Party v. Sealed Party, 68 Short v. Demopolis, 443, 444, 451 Shulman v. Group W. Productions, Inc., 522 Simko v. Blake, 114 Smith v. Holley, 355 Smith v. Lewis, 112, 148, 153, 223, 226, 231, 582 So v. Suchanek, 76 Standing Committee on Discipline v. Yagman, 331 Stanley v. Richmond, 61, 125, 126 Starr v. Fordham, 81 Stoneridge Inv. Partners, LLC v. ScientificAtlanta, 399, 601, 605 Tagouma v. Investigative Consultant Services, Inc., 514, 519 Tague v. Citizens for Law & Order, Inc., 307 Tensfeldt v. Haberman, 596 Thornwood, Inc. v. Jenner & Block, 606, 614 Togstad v. Vesely, Otto, Miller & Keefe, 104, 222, 236 Top Service Body Shop, Inc. v. Allstate Ins. Co., 479, 485 Ultramares Corp. v. Touche, 405, 417 Vahila v. Hall, 154, 193, 212 Viner v. Sweet, 166 Weiss V. Lonnquist, 650 Wilcox v. Superior Court, 569 Wiley v. County of San Diego, 198 Winegard v Lawson, 535, 536 Wolston v. Reader’s Digest Ass’n, Inc., 312 Wright v. Pennamped, 382 Young v. Allstate Ins. Co., 563, 566 Zinda v. Louisiana Pacific Corp., 361 long duncan 00 fmt cx2 5/5/14 11:47 AM Page xix Series Editor’s Preface Welcome to a new type of casebook. Designed by leading experts in law school teaching and learning, Context and Practice casebooks assist law professors and their students to work together to learn, minimize stress, and prepare for the rigors and joys of practicing law. Student learning and preparation for law practice are the guiding ethics of these books. Why would we depart from the tried and true? Why have we abandoned the legal education model by which we were trained? Because legal education can and must improve. In Spring 2007, the Carnegie Foundation published Educating Lawyers: Preparation for the Practice of Law and the Clinical Legal Education Association published Best Practices for Legal Education. Both works reflect in-depth efforts to assess the effectiveness of modern legal education, and both conclude that legal education, as presently practiced, falls quite short of what it can and should be. Both works criticize law professors’ rigid adherence to a single teaching technique, the inadequacies of law school assessment mechanisms, and the dearth of law school instruction aimed at teaching law practice skills and inculcating professional values. Finally, the authors of both books express concern that legal education may be harming law students. Recent studies show that law students, in comparison to all other graduate students, have the highest levels of depression, anxiety and substance abuse. The problems with traditional law school instruction begin with the textbooks law teachers use. Law professors cannot implement Educating Lawyers and Best Practices using texts designed for the traditional model of legal education. Moreover, even though our understanding of how people learn has grown exponentially in the past 100 years, no law school text to date even purports to have been designed with educational research in mind. The Context and Practice Series is an effort to offer a genuine alternative. Grounded in learning theory and instructional design and written with Educating Lawyers and Best Practices in mind, Context and Practice casebooks make it easy for law professors to change. I welcome reactions, criticisms, and suggestions; my e-mail address is mhschwartz@ ualr.edu. Knowing the author(s) of these books, I know they, too, would appreciate your input; we share a common commitment to student learning. In fact, students, if your professor cares enough about your learning to have adopted this book, I bet s/he would welcome your input, too! Michael Hunter Schwartz, Series Designer and Editor Dean and Professor of Law UALR William H. Bowen School of Law xix long duncan 00 fmt cx2 5/5/14 11:47 AM Page xxi Preface As professors who write and teach in the fields of Torts and Professional Responsibility, we feel Advanced Torts: A Context and Practice Casebook fills several needs. First, as the first part of its title implies, the book can be used as casebook for an Advanced Torts class at those law schools that do not require two semesters of Torts. The cases included cover nearly every subject covered in an upper-level Torts elective, and the book includes most of the cases (New York Times v. Sullivan, Ultramares Corp. v. Touche, etc.) one would expect to find in an Advanced Torts casebook. However, our book also includes material on subjects such as bad faith claims and consumer protection statutes that contain a wealth of interesting material, but that often go uncovered in the typical Torts class. Thus, the book can be used by any Torts professor and any student interested in learning about the array of theories of civil liability beyond negligence and the intentional torts covered in a first-year Torts class. In addition to being an Advanced Torts casebook, the book is designed specifically to expose aspiring lawyers to the theories of civil liability that may impact them in their professional lives. It is no secret to those who study legal ethics that the threat of legal malpractice and related claims may pose a greater deterrent to attorney misconduct than the threat of professional discipline. While law students will inevitably take some type of course on professional responsibility while in law school, few have the opportunity to take a course that addresses in any detail the general and specific theories of civil liability they themselves might one day face as professionals. Therefore, we conceive of this book as a means of bridging this gap. The book can certainly be used as part of a standard Advanced Torts class, but many of the cases included involve lawyers as plaintiffs and (more often) defendants. Students are therefore able to see the potential pitfalls they may face in practice as well as some of the special legal rules that apply when a lawyer is a party to the ensuing lawsuit. Thus, the subject matter of Advanced Torts: A Context and Practice Casebook should resonate with students. In addition, the book can be used as part of a course devoted to legal malpractice and related torts. Again, as professors who teach and write in the areas of Torts and Professional Responsibility, we tend to think that, historically, too few law schools have offered such courses. For those like-minded individuals, this book may serve as a resource. The first part of the book is devoted to the special rules regarding legal malpractice. The material that follows — while more general in nature — devotes significant time to legal theories that may have special relevance for lawyers in their professional lives. For example, in addition to exploring the torts of malicious prosecution and abuse of process, the chapter on misuse of the legal process also addresses spoliation of evidence and anti-SLAPP suits. While covering more general topics, we have attempted to identify at least some of the special rules and issues that have developed with regard to lawyers engaged in the practice of law. Regardless of how an instructor decides to use this book, part of our goal in writing it was to help law students develop a sense of professionalism. Throughout this book, xxi long duncan 00 fmt cx2 5/5/14 11:47 AM Page xxii xxii PREFACE readers will read about defendant-lawyers who have engaged in egregious behavior, behavior that is entirely consistent with the lawyer’s ethical responsibilities, and behavior that falls somewhere in between these extremes. We hope that this focus on lawyers acting in their professional capacities will force students and their instructors to think more deeply about what it means to practice law in a professional manner. To aid in that goal, nearly every chapter contains a reference to the relevant rules of professional conduct so that students can see how a lawyer’s ethical responsibilities square with the lawyer’s legal responsibilities. Finally, throughout the process of writing the book, we have endeavored to keep the goals of the Context and Practice Series (CAP) in mind. A set of focus questions precedes all of the major cases in the book in order to better focus students’ attention to the important issues. We have incorporated problems — some detailed, some relatively short — to allow students to extract the relevant legal principles from the material they have read and apply those principles in a more practical way. Finally, all of the cases were selected not just with the goal of helping students understand the material, but with the goal of helping them understand how the material applies to them as future lawyers. Alex B. Long Meredith J. Duncan