Challenges facing healthcare managers: what past research reveals Cranfield Healthcare Management Group Research Briefing 6 How do they manage? a study of the realities of middle and front line management work in healthcare Janice A. Osbourne: January 2011 What does the research tell us? To develop a broad perspective on the challenges faced by middle and front line healthcare managers, we examined research from the UK and other countries. We found that both groups face numerous challenges in their roles (see table 1). Previous research shows that front line managers face challenges around self identity, particularly for those in ‘hybrid’ clinical-managerial roles, and around the negative perception of management in general. They also have problems with human resources, lack of organizational support, and with too many systems and processes that are inadequate, outdated, complex, or simply inconsistent with their responsibilities. Other challenges included lack of preparation for a managerial role, balancing priorities, work pressures, lack of recognition, role conflict, and the absence of power, influence and authority. Previous research also showed that middle managers faced challenges around self-identity, negative perceptions of the management role and human resources issues. They also experienced a lack of involvement in decision making and felt challenged by hierarchical organizational structures which inhibited their authority over particular groups. Other challenges included role ambiguity and conflict, work pressures, job insecurity, work relationships, organizational communication, and conflicting government directives such as having cleaner hospitals, but being under pressure to save money by hiring fewer cleaners. Self identity Self identity Negative role perception Negative role perception Human resources Human resources Unpreparedness for role Unpreparedness for role Balancing work priorities Work pressures Organizational support Systems and processes Lack of recognition Role conflict Lack of influence and authority Middle managers Front line managers Table 1: Challenges facing middle and front line managers Balancing work priorities Work pressures Decision making Organizational structure Job insecurity Work relationships Communication Government policy Lack of influence and authority This table shows that middle and frontline managers experience many challenges, some of which are similar. Let’s examine four which are shared by both groups. Managers struggle with self identity: Managers struggle to maintain their professional identity, especially hybrids who see themselves primarily as clinicians. They often see their clinical role sidelined by managerial responsibilities (Paliadelis, 2008). Dopson (1996) argues that inherent tensions exists between the professional values of clinical and medical staff, and managerial demands for efficiency, cost control, and resource reallocation. 2 Negative perceptions of management: The negative perception of management in healthcare presents several challenges to middle and front line managers, especially as this stereotype is held both by the public and by colleagues (Preston and Loan-Clarke 2000). Llewellyn (2001) argues that clinicians who take up management positions risk loss of respect and clinical visibility; they have to work to dispel suspicions that choosing a managerial track is not because they lack the ability to progress in their clinical careers. For hybrids, management values are seen as conflicting with their professional and personal values. The management role is also seen as one of increased pressure with no tangible rewards or recognition for the additional responsibilities. Human resources: Many hospitals have problems recruiting enough appropriately skilled staff, and also retaining current high performing managers (Loo and Thorpe 2004; Savage and Scott, 2004). The research suggests that managers sometimes feel that their role lacks definition, compounded by the lack of definitive job descriptions. Unpreparedness for role: Many front line managers are given management roles without having had any prior management training. What our research has found The managers who have taken part in our study expressed numerous challenges related to the work itself, the organization, the NHS generally, and relationships (table 2). Table 2: Management challenges from interviews and focus groups The Work Organization Role pressures Lack of autonomy Time Lack of recognition and rewards Workload Job insecurity Worklife balance Self identity Lack of training Organizational culture The NHS Pressure to meet targets Financial pressures Relationships Inter-professional working Managing external relationships (e.g. with PCT) Managing peers Poor systems and processes (HR, IT) What does this tell us? Many of the challenges facing managers stem from government policies which are at times conflicting, unachievable, and create paperwork and problems instead of solving problems. Until these policies change, managers will continue to face these challenges. Managers may be feeling pressured due to lack of capability. The NHS has numerous leadership and management competency frameworks, but perhaps those competencies are not appropriate to the changing work environment of middle and front line managers? This is an issue that our study hopes to explore in more depth. 3 Organizations can be proactive in confronting local challenges by addressing issues within their control. For example, recognizing and rewarding managers who perform well, giving managers greater autonomy to innovate and implement change, providing training and development opportunities, and addressing organization culture issues. Individual managers can explore whether some of the challenges they face are of their own making. Are they managing their time wisely? Can they improve their work life balance? Do they allow personal feelings to interfere when managing colleagues? Are good peer support mechanisms - formal and informal - in place? If you have a view on any these issues, please let us know. Sources Dopson, S. (1996), ‘Doctors in management: a challenge to established debates’, in Hughes, M. and Glover, I. (eds) Beyond Reason? The National Health Service and the Limits of Management, Avebury, Aldershot, pp.173-87. Paliadelis, P. (2008), ‘The working world of nursing unit managers: responsibility without power’, Australian Health Review, vol.32, no.2, pp.256-64. Preston, D. and Loan-Clarke, J. (2000), ‘The NHS manager: a view from the bridge’, Journal of Management in Medicine, vol.14, no.2, pp.100-8. Llewellyn, S. (2001), ‘”Two-way windows”: clinicians as medical managers’, Organization Studies, vol.22, no.4, pp.593-623. Loo, R. and Thorpe, K. (2004), ‘Making female first-line nurse managers more effective: a Delphi study of occupational stress’, Women in Management Review, vol.19, no.1/2, pp.88-96. Savage, J. and Scott, C. (2004), ‘The modern matron: A hybrid management role with implications for continuous quality improvement’, Journal of Nursing Management, vol.12, pp.419-426. **************************************** The research This study is based on interviews and focus groups with middle and senior managers at six acute trusts and one primary care trust. The next stages of the project include a management survey, debriefing groups, and case studies exploring how changes are managed in the aftermath of serious incidents. Participating trusts Bedford Hospital NHS Trust NHS Bedfordshire Primary Care Trust Cambridge University Hospitals NHS Foundation Trust Gloucestershire Hospitals NHS Foundation Trust Northampton General Hospital NHS Trust North Bristol NHS Trust Whipps Cross University Hospital NHS Trust Project team Prof David A. Buchanan (PI) Dr Charles Wainwright Prof David Denyer Dr Clare Kelliher Ms Cíara Moore Dr Emma Parry Dr Colin Pilbeam Dr Janet Price Prof Kim Turnbull James Dr Catherine Bailey Dr Janice Osbourne Acknowledgements: The research on which this briefing is based was funded by the National Institute for Health Research Service Delivery and Organisation programme, award number SDO/08/1808/238, ‘How do they manage?: a study of the realities of middle and front line management work in healthcare’. Disclaimer: This briefing is based on independent research commissioned by the National Institute for Health Research. The views expressed are those of the author, and not necessarily those of the NHS, the National Institute for Health Research or the Department of Health. For further information about this project, contact Jayne Ashley, Project Administrator: T: E: 01234 751122 J.Ashley@Cranfield.ac.uk 4