SELF-STUDY INSTRUMENT ACADEMIC INTEGRITY Previous Certification Self-Study 1. List all “corrective actions,” “conditions for certification” or “strategies for improvement” imposed by the NCAA Division I Committee on Athletics Certification in its first-cycle certification decision (if any) as they relate to academic integrity issues. In each case, provide: (a) the original “corrective action,” “condition,” or “strategy” imposed; (b) the action(s) taken by the institution and the date(s) of those action(s); and (c) an explanation for any partial or noncompletion of such required actions. [Note: The institution is not required to respond to recommendations for required actions developed by the peer-review team unless those same recommendations were adopted by the Committee on Athletics Certification.] There were no “corrective actions,” “conditions for certification,” or “strategies for improvement” imposed by the NCAA Division I Committee on Athletics Certification identified in the first-cycle certification decision related to Academic Integrity. 2. List all actions the institution has completed or progress it has made regarding all plans for improvement/recommendations developed by the institution during its first-cycle certification process in the academic integrity area. Also, describe any additional plans for improvement/recommendations developed by the institution since the first-cycle certification decision was rendered by the Committee on Athletics Certification. Specifically include (a) the original plan; (b) the action(s) taken by the institution; (c) the date(s) of the action(s); (d) actions not taken or not completed; and (e) explanation for partial completion. Student-Athletes Integrated in Student Body Recommendation 1. Continue to promote the development of a fully integrated Academic Learning Center for student-athletes and students from the general student body. Action - The Younkin Success Center was opened in the Spring of 2000, providing programming and services dedicated to the success of the total student body. The Younkin Success Center houses the College of Education Academic Learning Lab, Career Connection, Counseling and Consultation Service, the Office of Faculty and TA Development, as well as the Student-Athlete Support Services Office (SASSO). ACADEMIC INTEGRITY 1 Recommendation 2. Continue evaluation and refinement of admissions criteria and academic support services to assure student success and graduation. Action - Continuation of current practices as refined since last self-study (see Self Study Items # 1-3). Improved practices include the articulation of admission criteria to all athletic coaches at the beginning of each academic year, preliminary evaluations of potential studentathletes early in the recruitment process to assist in determining whether a student athlete should continue to be recruited based on the probability of admission, and a routine review by the Director of Athletics, the Associate Athletic Director of SASSO and the Office of Academic Affairs Liaison to Athletics of the academic credentials of prospective student-athletes which can terminate the recruitment of potential student-athletes if they are informed by the office of Undergraduate Admissions and First Year Experience (UAFYE) that the student is not eligible for admission. Recommendation 3. Continue to expand co-sponsored educational programming and community service projects with other student organizations on campus. Action - The Ohio State Champs Life Skills Program and the Student-Athlete Advisory Board have contributed to integrated programming with Greek Life, the Wellness Center, Office of International Education, the Counseling and Consultation Center, Career Connection, the Math/Stat Learning Center, the Writing Workshop and many others over the past few years. Programming has been specific to academic, personal development, career development, and leadership education, and community service. Recommendation 4. Increase the interaction with faculty through faculty forums (integrate into work already being implemented by student organizations on campus). Action – The purpose of this recommendation was to increase the interaction between student-athletes, SASSO staff, and faculty members in an attempt to improve communication and more effectively track student-athlete progress. As a result of much discussion, it was ACADEMIC INTEGRITY 2 determined that a more effective way of gaining academic knowledge has been to solicit academic feedback via technology (e-mails and spreadsheets). This alternative method has resulted in increased communication and more comprehensive information regarding the academic progress of student-athletes. The Athletic Council has also instituted a policy of having a team liaison for each team with a member of Council. Eight of the Council members are faculty. See Governance Attachment 5. Recommendation 5. Increase the availability of computers for on-line communication and access with college offices, libraries, and student services. Action - When the Younkin Success Center opened its doors in Spring 2000, the Fergus Computer Lab began to provide the student-athletes with the opportunity for computer access. The Fergus Computer Lab provides 25 desktop computers plus a printer for student-athlete use. SASSO also has a stock of laptop computers for coaches to sign out so student-athletes have the opportunity to do schoolwork while traveling. Admissions and Graduation Recommendation 6. Gather data on the percentage of conditional admits for the studentathlete population each year in order to compare to known data on the general student population. Action - The Office of Enrollment Management keeps data on the percentage of the student-athletes who are "conditionally admitted” (i.e. as this term is used, those who are admitted by the faculty committee on admissions.) This information is available to Athletics or the Office of Academic Affairs upon request. Recommendation 7. Track the number of preliminary evaluations of student-athlete transcripts that indicate they would be "dropped." ACADEMIC INTEGRITY 3 Action - SASSO maintains a spreadsheet of all prospective student-athlete academic credentials. Student-athlete transcripts are reviewed regularly by an "internal review committee," which includes the Director of Athletics (Andy Geiger), the Office of Academic Affairs Liaison to Athletics (David Frantz), and the Associate Athletic Director for SASSO (Kate Riffee). As student-athletes are “approved," they are kept as "active" on the spreadsheet. If prospective student-athletes are deemed "non admissible," they are immediately tagged as "inactive," but remain on the spreadsheet. A final tally of such cases needs to be reported more systematically. Recommendation 8. Implement a procedure to allow for checks and balances regarding the work of the staff responsible for the review/evaluation of student-athletes during the admission process. Action – A preliminary evaluation of transcripts and other academic credentials is performed by the Office of Admissions to determine the prospective student-athlete’s admissibility to Ohio State. If it is determined that a prospective student-athlete is admissible under the “rolling admission criteria,” the information is shared with the coach and the prospect’s admission process is monitored. If the prospective student-athlete does not meet the “rolling admit” guidelines, the credentials are reviewed by an internal review committee of the Office of Admissions to ensure a more comprehensive review. See sections 3a and 3b below. Recommendation 9. Encourage increased accountability from coaches regarding the signing of “marginal” student-athletes. Action - The recruitment of academically prepared student-athletes is a performance element that is a part of the coach's annual evaluation. The addition of the Athletic Department "internal review committee" has played a major role in the identification of academically at-risk student-athletes. All prospective student-athletes, scholarship and walk-ons, have their academic credentials reviewed by the Director of Athletics (Andy Geiger), the Office of Academic Affairs Academic Liaison to Athletics (David Frantz), and the Associate Athletic Director (Kate Riffee). ACADEMIC INTEGRITY 4 All credential packets are reviewed for an endorsement of admission as well as the approval of athletic grant in aid. If marginal cases arise, members of the committee have thorough discussions with the respective head coach. An on-going record is kept from year to year in order to track any patterns. Recommendation 10. Continue Admissions workshops for coaching staff. Action - Continuation of current practice at monthly coaches meetings Academic Authority Recommendation 11. Implement modern office practices utilizing work flow, automation and networked information systems, particularly with respect to eligibility, with the objective of unifying records retained and providing real-time access for all staff. Action - The Office of the University Registrar has completely automated the flow of eligibility information. Reports are generated for the Athletic Counselors called the "Planning Report," which provide very specific eligibility information. The purpose of the reports is to provide the Athletic Counselors with information so they may "proactively" work with individual student-athletes and plan their academic progress. A copy of a Planning Report can be found in Academic Attachment 1. The "Eligibility Review List" is provided to the Athletic Counselors to provide a "snapshot" of eligibility data. A copy of an Eligibility Review List can be found in Academic Attachment 2. Both of the reports provided by the University Registrar are computer-generated. Finally, most academic colleges are fully utilizing the "Degree Audit" process accurately. All student-athletes are provided with a copy of their Degree Audit on a quarterly basis. Recommendation 12. Encourage the hiring of a full time technology expert who would be responsible for the implementation and required training of recommendation one listed above ACADEMIC INTEGRITY 5 Action - The Department of Athletics Information Technology (IT) has three full-time and two part-time staff members. The IT staff works [with SASSO] to maintain their computers, to provide education on the use of software, to maintain the computers in the Fergus Computer Lab, to maintain the bank of laptop computers used by the student-athletes for travel, and to provide many related services. Academic Support Recommendation 13. Assign specific UVC (University College) advisors to work with student-athletes and identify them as adjunct members of the SASSO staff. Action - Prior to the dissolution of University College, specific advisors were assigned to the student-athlete population in the College. Members of the staff were routinely in attendance at SASSO staff meetings. Communication improved dramatically, and the collaboration between SASSO and University College was in part responsible for more effective academic advising. Since UVC disbanded and the office of Undergraduate Student Academic Services (USAS) took over advising functions, similar practices remain. In USAS, there is a coordinator of advising for student-athletes and a designated person in each of the five Arts and Sciences colleges. In all academic colleges there is also a designated person who advises student-athletes. It is a great benefit for student-athletes to have one designated advisor in their academic college. Communication is streamlined, the opportunity to educate the college advisors on the various eligibility requirements exists, and SASSO and the academic colleges can provide a "checks and balances" system to avoid errors in advisement. It is important to note that the designation of one student-athlete advisor per college may lead to more support in smaller colleges than in larger ones. It is also important to note that turnover in advisors is sometimes a University-wide problem that affects student athletes as well as non-athletes. ACADEMIC INTEGRITY 6 Recommendation 14. Encourage a thorough review of the academic instruction provided on campus and the apparent connection to the increasing need for tutors. Action - The Learning Support Group was designed to provide an opportunity for increased communication among units, by providing learning resources and encouraging collaboration amongst units. The Learning Support Group meets monthly. Within SASSO, there has been a significant increase in the collaboration between Athletics and the Writing Workshop and the Math/Stat Learning Lab. The Writing Workshop coordinates the tutor hiring and training of writing tutors, and the Math/Stat Learning Lab provides the same assistance for tutors in mathematics. Recommendation 15. Encourage the incorporation of Life Skills programming as a condition of eligibility. Action - As the Champs Life Skills Program continues to grow in scope and studentathlete participation, it was decided not to mandate workshop attendance as a condition of eligibility. The Champs Life Skills Program sponsors one program in the "major speakers series" each quarter. Attendance at these programs has increased dramatically. Many student-athletes take advantage of the programs offered by the Champs Life Skills Program through the "menu of workshops." Enrollment demand has increased for two classes designed to address life-skill issues for athletes, EduPAES 263 - Contemporary Issues Affecting College Student-Athletes class, as well as EduPAES 315 - Positive Transitions for Student-Athletes. SAAB and Majority of One both have very active memberships, and the majority of student-athletes take part in some form of community service each year. Recommendation 16. Encourage all student-athletes to enroll, if possible, in EduPAES 263 prior to Graduation. Action - Most student-athletes enroll and complete the course. Some academic programs allow very limited or no free electives, making mandatory enrollment in 263 not feasible. ACADEMIC INTEGRITY 7 Scheduling Recommendation 17. Complete the policy guidelines for the Academic Progress and Eligibility Committee based on historical documentation of past practice and recommendations resulting in the NCAA Certification Self-Study Report. Action - There is a continued need for this process to be evaluated. The recommendation is set as a priority for the Academic Progress and Eligibility Committee of the Athletic Council for the 2002-03 academic year. A complete and thorough review will be completed. Recommendation 18. Encourage the NCAA/Big Ten review of scheduling procedures that require a student-athlete to miss the same weekday of class more than three times during a quarter. Action - The Academic Progress and Eligibility Committee of the Athletic Council, during the 2000-01 academic year, conducted a review of student-athlete missed class time. The Committee found that missed class time for most sports did not exceed the University guideline of no more than five days per quarter. However, Big Ten and NCAA schedules, especially for post-season competition, continue to be an issue for schools on the quarter system like Ohio State. It is fair to say that the University has not been aggressive about encouraging reviews at the Big Ten and NCAA levels. Recommendation 19. Encourage a continuous, thorough review of required studentathlete time for pre-game activities. Action - The Academic Progress and Eligibility Committee of the Athletic Council has addressed the issue, but further steps need to be taken in a systematic function. Recommendation 20. Encourage the consideration of a student-athlete's academic program when scheduling medical procedures. Action - The Health and Social Responsibility Committee (HSR) was formed to improve ACADEMIC INTEGRITY 8 communication between the Sports Medicine Program and SASSO. The Health and Social Responsibility Committee is now making annual reports to the Equity and Student Welfare Committee of the Athletic Council. At monthly HSR meetings, the health and medical welfare of student-athletes is discussed. Because of certification, the Athletic Training staff will file a form with SASSO, notifying them of any impending surgeries of student-athletes. With this information, faculty can be notified and academic issues can be resolved prior to the medical procedure. 3. List all actions the institution has completed or progress it has made regarding required actions identified by the NCAA Committee on Athletics Certification during the institution’s interim-report process (if applicable) as they relate to academic integrity issues. Specifically, include for each: (a) the required action, (b) the action(s) taken by the institution, (c) the date(s) of these action(s), (d) action(s) not taken or completed, and (e) explanation(s) for partial completion. NOT APPLICABLE. Operating Principle 2.1 Academic Standards Self-Study Items 1. Describe the process by which student-athletes are admitted to your institution, and compare it to the process for admitting students generally. Give careful attention to key decision points (e.g., establishment of admissions criteria, approval of special admissions) in these processes and the individuals or groups involved at each point, including the role, either formal or informal, the athletics department plays (if any) in the admissions process for student-athletes. Admission decisions for all domestic undergraduate students entering The Ohio State University are made in the Office of Undergraduate Admissions and First Year Experience in consultation with the Faculty Committee on Admissions, which sets the admissions policies according to the philosophy and guidelines set by the University Senate and Board of Trustees. Student-athletes follow the same procedures, and are subject to the same admission criteria, as all ACADEMIC INTEGRITY 9 other applicants. The criteria for freshman competitive admission to the Columbus campus were initially established for the class entering the Autumn of 1987, based on research that showed which factors had the greatest correlation to success as measured by grade point average and retention rate. These data are re-analyzed periodically to ensure that the criteria are still appropriate. Prior to 2002-2003, criteria for admissions differed from quarter to quarter; now Autumn quarter criteria apply to all quarters. Admission criteria are clearly articulated in the various application bulletins (freshman, transfer, and international student applications) that are distributed by UAFYE and International Admissions upon request, through high school guidance offices, by various college and department staff, by the Athletics Department recruitment staff, and via the Internet. Criteria for Freshman Admissions (domestic students) Primary Criteria: Successful completion of the college preparatory curriculum while in high school. The minimum college prep requirements are listed below. Numbers in ( ) represent the recommended number of units for strong preparation. ∙ 4 units of college prep English ∙ (4) 3 units of college prep math ∙ (3) 2 units each of college prep science, social science, and the same foreign language ∙ 1 unit of a visual or performing art ∙ 1 additional unit of the above courses Performance in high school as shown by class rank or grade point average Performance on the ACT or SAT Students may be given additional consideration if: they exceed the minimum curriculum in math, natural sciences, or foreign language they attend a competitive high school they provide cultural, economic, racial, or geographic diversity ACADEMIC INTEGRITY 10 they possess particular outstanding talents they have been involved in extracurricular activities, significant work experience or leadership positions their high school performance was adversely affected by physical, mental, or learning environment factors they are eligible for and will benefit from organized support services at Ohio State. Generally, 2-7 weeks after all materials are received, a decision is made to admit on a rolling basis, defer (until after the February 15th application deadline), or deny the application. Please refer to section 3a for a deferral, denial process. Criteria for Domestic Transfer Students Transfer students with 45 or more quarter hours of transferable credit from another postsecondary institution with a 2.0 grade point average or better will be automatically admitted to the University. Students with fewer than 45 hours will be considered for admission based upon a combination of their performance in high school and college. Many of the same factors as indicated for freshman applications will be considered in these cases. Criteria for International Undergraduate Students Generally speaking international students must meet more rigorous standards of admission. International applicants are evaluated based on their academic credentials as well as scores on the TOEFL or MELAB language tests, autobiography of goals, an affidavit of financial support, and a confidential bank statement. Role of the Athletics Department in the Admission Process for Student-Athletes The Department of Athletics has no decision-making authority in the admission process for student-athletes. A very proactive stance is taken so that clearly inadmissible students do not receive continued recruitment by the Department of Athletics. It is a routine procedure for the ACADEMIC INTEGRITY 11 Director of Athletics, the Associate Athletic Director for SASSO, and the Office of Academic Affairs Liaison to Athletics to review the credentials of prospective student-athletes and to stop recruiting potential student-athletes based on their own reading of the case or if they are informed by UAFYE that the student is not eligible for admission. To assist the Department of Athletics in maintaining high standards relative to its recruitment activities, UAFYE articulates the admission criteria to all athletic coaches at the beginning of each academic year. They also provide the Department of Athletics with preliminary evaluations of potential student-athletes early in the recruitment process to assist in determining whether a student athlete should continue to be recruited based on the probability of admission (please refer to the preliminary admissions review chart found in Academic Attachment 3). The Department recruits students to the University who possess outstanding athletic talent, not unlike other departments who recognize the unique contributions that individuals can bring to the University. Departments such as Dance, Art, and Music play a role in the recruitment of talented students, as does the Office of Minority Affairs, ROTC, the University Honors and Scholars Center, and the Office for Disability Services. 2. Compare the admissions profiles of student-athletes who received athletes grants-in-aid with the profiles of students in general by submitting the following information for the three most recent academic years: average standardized test scores for freshman student-athletes who received athletics aid (by gender, by racial or ethnic group, and according to the eight sport groups listed in the NCAA Division I graduation rates disclosure form) and for all entering freshmen students (by gender and by racial or ethnic group). The Ohio State University undergraduate population has changed dramatically since the last NCAA review. The average ACT of entering freshmen went from a 3-year average of 23.0 (1992-1995, as reported in the 1996 NCAA certification report) to 25.2 in 2001. In addition, greater numbers of honors students matriculated, and the freshman class has increased in diversity every year. The student-athlete profile has changed over this same period although not ACADEMIC INTEGRITY 12 as dramatically. Data from 1999-2001 were collected for the general student population and student-athletes on athletic aid are formatted on the following pages as requested (see Tables 13). In addition, average ACT scores for 1999-2001 were calculated and compared to the 3-year average (1992-1995) data presented in our first NCAA Certification Self-Study. These data are presented in Tables 4 and 5. ACADEMIC INTEGRITY 13 avg ACT sum ACADEMIC INTEGRITY 14 avg ACT sum avg ACT sum ACADEMIC INTEGRITY 15 avg ACT sum ACADEMIC INTEGRITY 16 Table 4 3-Year Average Freshman ACT Scores For Subpopulations of the General Student Body and Student-athletes on Athletics Aid By Gender and Ethnicity All Students All Student Athletes Male Students Male Student Athletes Female Students Female Student Athletes Black Students Black Student Athletes Hispanic Students Hispanic Student Athletes White Students White Student Athletes 1992-1995 23.0 20.4 23.5 20.3 22.4 20.5 19.4 17.9 22.2 23.4 21.7 1999-2001 25.2 (N=17679) 22.3 (N=352) 25.9 (N=8766) 22.0 (N=195) 24.8 (N=8913) 22.7 (N=157) 20.9 (N=1729) 19.6 (N=66) 23.0 (N=465) 24.1 (N=6) 25.9 (N=14,014) 23.1 (N-256) Change 2.2 1.9 2.4 1.7 2.4 2.2 1.5 1.7 .8 2.5 1.4 Notes: N is total population for 3 years. N unreported for 1992-1995. Insufficient number of Asians and Native Americans for comparison. Table 5 3-Year Average Freshman ACT Scores For Subpopulations of the General Student Body and Student-athletes on Athletics Aid By Sports Group Men Women Football Basketball Baseball Track Other Sports Basketball Track Other Sports 1992-1995 19.3 18.7 21.2 19.4 21.6 18.6 17.7 21.7 1999-2001 20.1 (N=58) 20.2 (N=7) 20.2 (N=21) 22.0 (N=18) 23.6 (N=92) 19.8 (N=11) 23.5 (N=27) 22.7 (N=120) Notes: N is total population for 3 years. N unreported for 1992-1995. ACADEMIC INTEGRITY 17 Change .8 1.5 -1.0 2.6 2.0 1.2 5.8 1.0 An inspection of ACT averages over time reveals that a discrepancy continues to exist between the general population and student-athletes. While this discrepancy has widened for some subgroups and has reduced for other subgroups, the magnitude of the overall gap between student-athletes and the larger student body has increased slightly. ACT scores for the general student body increased by 2.2 points during this time frame (23 versus 25.2) while scores for student-athletes increased by 1.9 (20.4 versus 22.3). It should be noted that there were significant increases in ACT scores for both male and female student-athletes and across all recordable minority categories. With the exception of Men’s Baseball, athletes in all sports groups improved across the two reporting periods. It should be noted that significant gains have been made in the ACT scores of both student athletes and non-athletes. The University’s push to increase the preparedness of all students has been successful, and the Department of Athletics has adjusted its standards to be consistent with the total University. Increases in ACT scores has been partly due to more rigorous prescreening early in the recruitment process. 3a. Please describe the process by which students may be admitted if they do not meet the institution’s standard or normal entrance requirements. This should include any second-level or subsequent review processes or appeals procedures which may be utilized when students are not automatically admitted because they do not meet the institution’s published entrance requirements. Our admission criteria clearly state three primary factors and several additional factors for consideration. All students admitted to the University meet our published criteria or they are denied. For the purpose of answering the spirit of the question, we will call an “automatic admit” one who is admitted under the three primary factors (college prep, class rank/GPA, standardized test scores). Another group of students is automatically denied because minimum expectations are not met following review of these primary factors. If a student is not admitted or denied based on these factors, s/he is referred to the ACADEMIC INTEGRITY 18 UAFYE Internal Review Committee (IRC) that holistically reviews the additional factors (such as leadership, community service, work experience, special talents, adverse learning environments, eligibility for support on campus, etc. as found on pages 10-11). This committee is composed of seasoned admissions and enrollment management staff and staff from the Office of Minority Affairs. Student-athletes, like many other students, may fall into any of these categories (at minimum, special talents and eligibility for support). Students may again be admitted, deferred, or denied following the internal review process. When a student-athlete applicant is admitted through the process of the internal review conducted by the Office of Admissions, the applicant’s form is referred to the SASSO office where the counselor for that team, the head coach for that team, the Director of Athletics, and the Academic Liaison sign off, confirming the academic support that the applicant will receive upon enrollment. When students are not admitted, colleges, departments or the student have the right to present an appeal to the Faculty Committee on Admissions. This group determines if the student has a reasonable chance for success at Ohio State and makes the final decision. Approximately 20-30 appeals (including athletes) are referred to the Faculty Committee on Admissions each year. 3b. Compare and explain any differences between the percentage of freshman student-athletes receiving athletics aid who were admitted through any of the processes described in part (a) above and the percentage of freshman students generally who were so admitted. Provide these comparative data for the three most recent academic years. For the student-athlete data, information should be displayed for each of the sport groups, organized by year, and listed in the NCAA Division I Graduation-Rates supplemental form. The committee reviewed data from the past three years. On average, 32% of the applicants who are reviewed by the Faculty Committee on Admissions each year are potential student athletes. All of the student-athletes (100%) over the last three years were granted admission. The acceptance rate for student non-athletes averaged 60%. ACADEMIC INTEGRITY 19 4. List the step-by-step sequence of actions taken by particular individuals on your institution’s campus to certify initial eligibility for transfer studentathletes. Identify the individual(s) with final authority for certifying initial eligibility, and their title(s). At Ohio State, the Office of the University Registrar is responsible and has final authority for coordinating the initial eligibility process for transfer student-athletes. The process is ongoing and is initiated when the Athletic Department provides the Office of the University Registrar with a squad list of potential transfer student-athletes. The Office of the University Registrar determines the original type of transfer student process described in Self-Study Item #2 (2-year, 4-year, or 4-2-4 year). All students must go through the admissions process and be admitted to the University as well as have their transfer credit evaluated by the Office of Admissions. For all transfer students, the Office of the University Registrar verifies from the Student Data Base that the student has been admitted to the University. The Office of the University Registrar will then check for: years of residency at the previous institution qualification for the one-time exemption or any other applicable exceptions release from the previous institution, if applicable qualifier status previous degrees earned number of transferable hours grade point average at the previous institution In addition, the Office of the University Registrar applies the 75/25 rule (Academic Attachment 4) and if necessary, initiates the 25/50/75 (Academic Attachment 4) process, which involves evaluation of degree hours in the student's program as well as progress toward the degree. Evaluation of degree hours in the student's program is conducted by the appropriate college office. If the student passes this evaluation, the Office of the University Registrar checks to be certain that fees have been paid and full-time hours are scheduled. ACADEMIC INTEGRITY 20 The review of transfer student-athlete records is conducted by Tim Quinlan, Athletic Eligibility Coordinator in the Registrar's Office, under the supervision of Shelley Parker, Senior Degree Audit Program Coordinator in the Registrar's Office. Upon successful review, Big Ten Certified Eligibility is authorized by the Director of Athletics (Andy Geiger), University Registrar (Brad Myers), and Faculty Athletics Representative (Susan Hartmann) before the student is considered eligible. A report called an "Eligibility Review List" is provided to the coaches and athletic counselors to identify students who are eligible or ineligible, and a followup process is conducted to ensure that all appropriate forms and records are complete. If declared ineligible, a student-athlete may not compete. He/she may appeal to NCAA or Big Ten Conference in accordance with their respective appeal policies. The nature of the student-athlete's ineligibility determines which appeal process needs to be pursued. 5. List the step-by-step sequence of actions taken by particular individuals on your institution’s campus to certify student-athletes’ continuing eligibility. Identify by name and title the individual(s) with final authority for certifying continuing eligibility. All Ohio State University student-athletes undergo a continuing eligibility review coordinated by the Office of the University Registrar with direct involvement from counselors in the appropriate college offices. Parts of this review occur quarterly, and the satisfactory progress check occurs annually. The Athletic Department compiles a squad list of student-athletes for the upcoming year (example given in Academic Attachment 5). When the student-athlete is identified as a previous Ohio State student, the Office of the University Registrar begins the evaluation process and checks according to the procedures outlined in Ohio State Counselors and Advisors for Progress and Eligibility (OSCAPE). The information collected includes the following: the student's complete academic history at Ohio State, determining if the student initiated ACADEMIC INTEGRITY 21 enrollment as a new first-quarter freshman or a transfer student, any and all previous majors at Ohio State, enrollment status (full or part-time) for the student's first 4 quarters at Ohio State, as well as any other factors that might have an effect on the student's eligibility. OSU quantitative (course hours) and qualitative (GPA) requirements Big Ten quantitative (course hours) and qualitative (GPA) requirements Year of residency College of enrollment If the student has attended Ohio State for at least one full year, the Office of the University Registrar conducts a satisfactory progress check including application of the 75/25 rule while the appropriate college office concurrently evaluates the student based on the 25/50/75 rule. If the student-athlete is enrolled in the Colleges of the Arts and Sciences or in the Undergraduate Student Academic Services (USAS) area, more rigorous standards of “satisfactory progress” apply. See Academic Attachment 6 for a full description of the progress policy. If both the Office of the University Registrar and the college office determine that the student has met satisfactory progress requirements, the Office of the University Registrar checks to be certain that fees have been paid and full-time hours are scheduled before certifying continuing eligibility. The comprehensive review of student-athlete records is conducted by Tim Quinlan, Athletic Eligibility Coordinator in the Registrar's Office, under the supervision of Shelley Parker, Senior Degree Audit Program Coordinator in the Registrar's Office. A report called an "Eligibility Review List” is then provided to the coaches and Athletic Counselors to identify students who are eligible or ineligible, and a follow-up process is conducted to ensure that all appropriate forms and records are complete. Upon successful review, the Big Ten Certified Eligibility List is authorized by the Director of Athletics (Andy Geiger), University Registrar (Brad Myers), and Faculty Athletics Representative (Susan Hartmann) before the student is considered eligible. (A copy of the Big ACADEMIC INTEGRITY 22 Ten Certified Eligibility List is found in Academic Attachment 4.) If ineligible, a studentathlete can no longer compete. He/she may appeal to the Academic Progress and Eligibility Committee of the Athletic Council, Big Ten, or NCAA in accordance with their respective appeal policies. The nature of the student-athlete's declared ineligibility determines which appeal process needs to be pursued. ACADEMIC INTEGRITY 23 6. Please attach the institution’s official NCAA graduation-rates report institution’s two-page report) for the three most recent academic years for which this information is available. GRADUATION RATES Total All Students All Students (Men) All Students (Women) Total Aid Student Athletes (All) Total Aided Student Athletes (Men) Men: Football Men: Basketball Men: Baseball Men: Track/cross country Men: Other Sports Men: Minority** Total Aid Student Athletes (Women) Women: Basketball Women: Track/cross country Women: Other Sports Women: Minority** 1998 1991 Cohort Number in Cohort/ Grad Rate 1999* 1992 Cohort Number in Cohort/ Grad Rate 2000* 1993 Cohort Number in Cohort/ Grad Rate 2001* 1994 Cohort Number in Cohort/ Grad Rate 2002* 1995 Cohort Number in Cohort/ Grad Rate 5502 2797 2705 86 0.57 0.54 0.60 0.53 5389 2764 2625 92 0.56 0.54 0.59 .052 5283 2573 2710 84 0.56 0.53 0.59 0.50 5920 2973 2947 100 0.55 0.53 0.58 0.62 5788 2837 2951 101 0.56 0.52 0.60 0.60 59 0.47 58 0.45 44 0.34 64 0.53 69 0.54 20 3 6 5 25 20 27 0.35 0.33 0.50 0.80 0.52 0.30 0.67 21 6 8 2 21 18 34 0.33 0.17 0.63 0.50 0.57 0.22 0.65 21 0 1 2 20 16 40 0.14 N/A 0.00 0.50 0.55 0.13 0.68 18 2 8 5 31 20 36 0.50 0.00 0.63 0.80 0.52 0.45 0.78 14 8 9 4 34 14 32 0.57 0.38 0.67 0.50 0.53 0.50 0.75 2 3 22 3 1.00 1.00 0.59 1.00 5 4 25 6 0.80 0.50 0.64 0.67 3 1 36 2 0.33 0.00 0.72 0.50 1 4 31 9 0.00 1.00 0.77 0.78 5 4 23 10 0.60 0.75 0.78 0.70 * The graduation rates for the 1992 Cohort reflect a change in procedure for calculating graduation rates. Prior to the 1992 group, the cohort included student athletes classified as qualifiers, nonqualifiers, and partial qualifiers. As of 1992, the graduation rates only include student athletes who were classified as qualifiers by the NCAA Clearinghouse. ** The classification ‘Minority’ includes all students identified as: 1) Native American or Alaskan Native 2) Asian or Pacific Islander 3) African American 4) Hispanic ACADEMIC INTEGRITY 24 7. Review the graduation rates for student-athletes who received athletics grants-in-aid, various student-athlete subgroups and for students generally during the last three years, and comment on any trends or significant changes. The comparison of the graduation rates for cohorts 1993 through 1995 (2000 report-2002 report) reflects a number of changes. Though the rate for the overall student population has remained significantly unchanged (55%-56%), the rate for all student-athletes has increased from 50% (1993) to 60% (1995). The overall male student-athlete rate has increased from 34% to 54% and the minority male rate has increased from 13% to 50%. Sport specific increases have also occurred in football (14% to 57%), men’s basketball (0 to 38%), and women’s basketball (33% to 60%). Though we are pleased with the direction the rates are taking, we are still closely monitoring the retention trends of all of the sub-groups. Overall observations indicate that all but one athletic sub-group (men: other sports) has shown an increase since the 1993 cohort, while the overall graduation rate of the student body has remained constant. This is a significant linear trend. It is also worth noting that with the 1995 cohort report, Ohio State was one of four Big Ten institutions whose graduation rate for student-athletes was higher than the rate for the general student body. A significant effort has gone into analyzing the trends in graduation rates and developing strategies for the continuation of positive trends, including significant expansion of the StudentAthlete Support Services Office (SASSO). (See 2.2.a below.) The Younkin Success Center is the location of the SASSO program as well as a variety of other student-oriented services, as noted before. The campus Counseling and Consultation Service, Career Connection, Academic Learning Lab, and the Office of Faculty and TA Development oftentimes will collaborate with SASSO in the implementation of academic resource programming. This type of collaboration has resulted in the expansion of “shared programming” with other campus learning resources such as the Office of Disability Services, ACADEMIC INTEGRITY 25 the Writing Center, the Math/Stat Leaning Center, and a variety of College Academic Advisors. This interaction and collaboration of services has contributed a great deal to bringing the Athletic Department into the mainstream of campus academia, as well as to reducing budget expenditures for programming since expenses for programs were shared among offices. In early 2000, an Ohio State group made a series of visits to three benchmark institutions to research their retention efforts. Visits were made to Penn State University, Florida State University, and the University of Nebraska. The examination of factors included recruitment and admissions, academic support programs, policies and progress toward graduation, and climate – the academic expectations placed on students and student-athletes to graduate and whether or not the campus environment supports those expectations. This experience resulted in recommendations and a proposed action plan. Please refer to Academic Attachment 7 for the report to Athletic Council. Immediate action was taken related to structure, and the Office of Academic Affairs created a position titled Academic Liaison to Athletics. Dr. David Frantz was named to the position and serves, along with Andy Geiger, as co-supervisor of Dr. Kate Riffee, Associate Athletic Director for SASSO. Dr. Frantz reports to the Vice-Provost and Dean of Undergraduate Studies, Martha Garland. Dr. Frantz reports findings to the Office of Academic Affairs on at least a monthly basis and to the President every six months. The retention visits suggested other variables that impact the retention and graduation rates of all students as well as student-athletes. These include the differences between colleges and universities as they relate to: semesters versus quarters, the number of credits needed to graduate, the competitiveness of the entry requirements for majors, the presence of a General Studies major, and the increase of international student-athletes. The input of student-athletes is critical in designing an academic climate that supports retention. Student-athlete focus groups were formed to solicit feedback on a variety of programs ACADEMIC INTEGRITY 26 and services. The Student-Athlete Advisory Board (SAAB) instituted an Academic Integrity Committee to provide guidance to SASSO. In 2001, the committee designed and implemented a survey of coaches related to academic issues. The Student-Athlete Exit Survey was revised to include questions related to improving the academic climate throughout the Athletic Department. Retention and graduation rate improvements have been impacted by changes in both hiring practices and performance reviews for coaches as noted above. Many programmatic changes have been designed and instituted since 2000 to improve retention and foster an “academic climate.” Information on these programs, including the Academic Mentoring Program, Cooperative Learning Groups, Outreach Program, Majority of One, and Positive Transitions Program can all be found in the Student Athlete Handbook. Procedures for tracking retention have been expanded in an attempt to determine institutional factors that lead to non-graduation. In addition, new intervention efforts now provide student-athletes with early programmatic support. As a cohort class is recruited, academic information is saved on a spreadsheet for future tracking purposes. Information is added to the spreadsheet on an annual basis to track progress toward degree. Once the cohort class comes in for graduation rate review, it is our hope that we will have enough information to provide a complete picture of graduates as well as non-graduates. The “stories” of the nongraduates are important to provide a clearer picture of the cohort class and pinpoint the factors that may lead to drop out or transfer. This information will result in continual programmatic improvement. One facet of the spreadsheet that we are currently monitoring is the number of student-athletes who receive academic scholarships as opposed to athletic aid. Under present guidelines, these top academic students are not counted in graduation rates cohorts. We want to investigate the impact these individuals would have on the rate if they were included in the calculation. The revenue producing sports of football and men’s basketball require a more complex ACADEMIC INTEGRITY 27 system of academic tracking. Historically, seniors in these two sports have left mid-quarter (football-winter, basketball-spring) to prepare for the professional drafts of their respective sports. This has been problematic in that late withdrawal or failure to complete courses often has resulted in costly decreases in the grade point averages of these student-athletes. One new strategy involves an especially close monitoring of student-athletes potentially impacted by the professional draft to supervise their progress, attendance, and pattern of withdrawals. Our aim is to have each student-athlete who leaves prior to earning a degree depart the University in good academic standing. For those who follow such a course, our Outreach Program is a viable option for returning to complete the degree. 8. Describe the specific goal(s) that your institution has set for graduation of students generally and for graduation of student-athletes. As outlined in the University's Academic Plan, (Academic Attachment 8), The Ohio State University is committed to being among the nation's great comprehensive public teaching and research universities. Our goal is to reach a level of achievement that places us in the top half of the Big Ten universities and to be a leader of public research universities nationwide by the start of the next decade. The University has a goal to improve the profile of undergraduate students and consequently, the graduation rate. Again, in recent years the graduation rates of student-athletes have been higher than the student body as a whole. Several University Senate committees (Council on Enrollment and Student Progress, Faculty Committee on Admissions), student/faculty groups (Council of Student Affairs), and administrators continue to explore these challenging issues and work on improving progress and graduation of all students at Ohio State. Ohio State University is continually working to increase the quality of the experience for all ACADEMIC INTEGRITY 28 those attending and graduating from the University. In fact, the University is currently researching issues related to graduation and retention rates and has recently instituted a 1st Year Experience program to enhance retention and further improve graduation rates. Studies from the last two years, conducted by the Office of Academic Affairs, show that retention rates for new first quarter freshmen for Autumn Quarter have increased significantly. The University believes that this will translate into higher graduation rates for the general population in the near future. As the graduation rates for the general student population increase, our aim is to continue to have the graduation rate of student-athletes exceed that of the general student population by a recognizable margin. In addition, the University has added academic expectations and incentives to coaches’ contracts where necessary to increase academic performance. Such coaches receive bonuses if academic incentives are met. Furthermore, coaches are evaluated on their team’s academic performance to ensure commitment to academic. 9. Please attach academic standards and policies contained in the university’s catalog/bulletin, athletics department manual, student-athlete handbook and/or institutional handbook for students. Describe exceptions, if any, to the institution’s regular academic standards and policies applicable to the general student body (e.g., good academic standing, definition of minimum full-time status) that are available to student-athletes. The student-athlete population at The Ohio State University is not given any special or extraordinary relief from the academic standards or policies established for students. In fact, the student-athletes are often held to a much higher standard of academic performance. Studentathletes are held to the same standard of “good academic standing” and full time status set for the general student population. However, there can be no deviation from these standards without jeopardizing athletic eligibility. The qualitative and quantitative requirements for eligibility as ACADEMIC INTEGRITY 29 set by Ohio State, the Big Ten Conference, and the NCAA exceed the University definitions of “good standing.” Please refer to the SASSO manual (Academic Appendix 1). Operating Principle 2.2: Academic Support Self-Study Items 1. Identify, using an organizational or flow chart, how the institution is organized to provide academic support and advising services to studentathletes (i.e., reporting lines and identification of who does what). ACADEMIC INTEGRITY 30 OAA Liaison Associate Athletic Director Student-Athlete Support Services Office Associate Administrative Intern Assistant SASSO Director Coordinator of Athletic Academic Counseling Office Assistant Computer Lab Monitors Director of Athletics CHAMPS/Life Skills Athletic Academic Counselors Academic Resource Coordinator Coordinator Life Skills Intern Graduate Assistants Tutor Staff Proctor Staff ACADEMIC INTEGRITY 29 History Ohio State has had an academic support system for student-athletes since the late 1960's. Originally, an assistant coach from each team monitored student-athletes' academic progress. Eventually, the University became one of the first institutions to hire a full-time Athletic Counselor to monitor the academic progress and eligibility of student-athletes. The "brain coach" provided academic support by monitoring study table, providing tutoring, checking attendance, and reporting student-athletes' grades. 2. Using the following program areas for academic support issues as examples, please describe: a. The specific academic support services offered to student-athletes (if any). The academic support system has grown in scope resulting in the creation of the StudentAthlete Support Services Office (SASSO) to address the complete academic needs of all studentathletes. SASSO has a CHAMPS (Challenging Athletes Minds for Personal Success) Life Skills Program which serves to supplement, not replace, the general academic programs and resources provided for all students. Staff size was increased in 1993 from a Director and two Athletic Counselors to a director and three Counselors to reduce the counselor-to-student-athlete ratio and to provide expanded programs and services. The fundamental purpose of SASSO is to provide programming and resources which address the needs of the student-athletes. It was impossible to meet those needs without adequate staff. The counselor-student ratio needed to reflect the ability to spend time with individual student-athletes to find out what resources were necessary. The current SASSO staff includes an Associate Athletic Director (the Director position was upgraded), six Athletic Counselors (one serving as an Assistant Director of SASSO), a Life ACADEMIC INTEGRITY 30 Skills Coordinator, a Learning Resources Coordinator, an Office Coordinator, six Graduate Assistants who serve primarily as Academic Mentors, and two interns. All full-time staff members have advanced degrees in higher education and/or counseling, with many years of experience in intercollegiate athletics and/or education. The SASSO program also employs many students, who work as office assistants (2), tutors (50), study table and computer lab proctors (15), and class attendance monitors (2). Additionally, graduate students from the College of Education's counselor education and higher education administration programs assist SASSO staff through internship and practicum opportunities. The mission statement of SASSO Program outlines a commitment to a comprehensive life skills program that offers quality educational experiences and services for student-athletes. SASSO promotes a philosophy of individual responsibility that encourages student-athletes to value their educational experience. SASSO provides opportunities for academic, athletic, and personal development, which will foster growth in decision-making and planning as well as the fulfillment of career and life goals. The programs of SASSO serve approximately 900 studentathletes annually enrolled in 18 different colleges. The breakdown by academic college is as follows (information as of Spring Quarter, 2002): Agriculture Architecture Allied Medical Professions Art Biological Sciences Business Dental Hygiene Education Engineering Human Ecology Humanities Journalism Mathematical/Physical Science Nursing Social /Behavioral Science 21 7 11 13 35 126 1 62 50 78 44 4 18 1 153 ACADEMIC INTEGRITY 31 Social Work USAS (freshmen undecided) 2 173 2. Using the following program areas for academic support issues as examples, please describe: b. Any policies that govern which students can use these services. If a student-athlete is enrolled and appears on the team squad list, a variety of CHAMPS program and services are available. The Coordinator of Academic Resources works with the Athletic Counselors as well as other campus learning resources to determine what interventions are appropriate for each student-athlete. Special care and consideration are given to those student-athletes identified as academically at-risk. This identification is made when a studentathlete presents any of the following: Upper-class student-athletes with marginal academic records i.e., low GPA, low degree hours, satisfactory progress concerns. Freshman student-athletes with remedial placements in math and or English. Any student-athlete admitted by the Faculty Committee on Admissions. Any student-athlete deemed an NCAA non-qualifier or partial qualifier. Any student-athlete with a diagnosed learning disability. Any student-athlete identified at the Athletic Counselor’s or Learning Resources Coordinator’s discretion. Academic Support programs are designed for all student-athletes regardless of academic ability. Those student-athletes identified as academically at-risk are required to adhere to a program of support designed to address their specific needs. These programs include, but are not limited to: Assessment of academic skills Study table Individual tutoring Academic mentoring Regular appointments with athletic counselor (when necessary) Regular appointments with academic resource coordinator (when necessary) Office of Disability Services counseling (when necessary) Cooperative learning groups (when necessary) ACADEMIC INTEGRITY 32 2. Using the following program areas for academic support issues as examples, please describe: c. The mechanisms by which student-athletes are made aware of these services. The CHAMPS Life Skills Program of SASSO takes a comprehensive approach to addressing the needs of student-athletes by providing opportunities for academic, athletic, and personal development. The CHAMPS mission statement consists of four vital commitments. 1. The Academic Commitment addresses the academic development and achievement of each student-athlete. SASSO programs and services begin with recruitment and admission screening and span through the student-athletes career. All academic information, including academic requirements, academic programming, and eligibility policies are disseminated through the Student-Athlete Handbook, the Student-Athlete Planner, “The Buckeye Flash" (a quarterly student-athlete newsletter provided through all coaches, locker rooms, and SASSO offices, Academic Attachment 9), electronic mail to each Student-Athlete Advisory Board (SAAB) representative, and "It's All Academic" (a monthly newsletter distributed to Athletic Department employees with information about academic deadlines, policies, and procedures, Academic Attachment 10). During the recruitment process, the SASSO staff stresses the importance of academic achievement. Members review the academic records of prospective student-athletes to provide feedback to the coaches about each student-athlete’s potential for academic success at Ohio State. They also meet with prospective student-athletes and establish faculty contacts for studentathletes to provide academic information. Once the student commits to Ohio State, the SASSO staff act as a liaison to various offices on campus (e.g. admissions, residence and dining, ACADEMIC INTEGRITY 33 financial aid, and summer orientation) and off campus (i.e. NCAA Initial Eligibility Clearinghouse) to track and monitor processes. 2. The Personal Development Commitment promotes personal growth by providing education in the areas of decision-making, health, communication, and leadership. The CHAMPS Program focuses on the student-athlete as a whole person and provides a system of balanced "life learning" that addresses the personal development needs of studentathletes, needs which must be addressed before as well as after their eligibility is completed. The personal development program is based on information gathered through the EduPAES 263 journals, exit surveys (Academic Attachment 10), and a bi-annual student-athlete needs assessment (Academic Attachment 11) so that programs and services reflect the needs of the student-athletes. SASSO staff addresses such topics as gambling, agents, communication skills, consumer behavior, substance abuse, and stress management in the EduPAES 263 class, at Student-Athlete Advisory Board meetings, team meetings, full student-athlete major speaker presentation, as well as smaller workshops. Other programs and services include the "Majority of One" program (Academic Attachment 12), Buckeye Adventure-Based Student-Athlete Positive Potential Program (BABSAPP) (Academic Appendix 1), and Sports Psychology Services. Athletic Department policies related to personal development are the Student-Athlete Alcohol and Drug Program, the Eating Disorders Policy, and the Hazing Policy, which the University is currently finalizing. Copies of the policies are found in the Student Athlete Handbook Policies section. (Academic Appendix 3) 3. The Community Service Commitment adheres to the notion of "giving back to the community that supports you." Student-Athlete Advisory Board special commissions organize a variety of ways for student-athletes to get involved in the community, such as volunteering with a community ACADEMIC INTEGRITY 34 service project, raising funds for charity, or speaking with school children to promote healthy lifestyles, effective decision-making, and academic achievement. One of the most popular community service initiatives is the Life Through Sport Program. This program is provided through the Columbus Recreation and Parks Department. Each month, at least one athletic team works with a local recreation center to teach life skills through their sport. Student-athletes discuss techniques and skill development to children twelve and under, but also address the time, sacrifice, and dedication to school that it took to get them to where they are today. This is a very popular activity, reaching thousands of local youth annually. A program new for 2002-03 is our “Adopt a School Program.” Working with a Windsor Academy, a local elementary school, each team has “adopted” a classroom. Throughout the year, student-athletes will read, tutor, or visit their class. 4. The Career Development Commitment assists student-athletes as they plan and prepare for life after school. A variety of resources are available to student-athletes to help them assess their skills and interests, to learn about different jobs, to network, and to develop job search skills and materials. Resource people and materials are available through the "Buckeyes Understand Career Knowledge Starts When Individuals Network" (BUCKS WIN) program (Academic Attachment 13), as well as other programs sponsored by individual College Career Service Offices. BUCKSWIN and SASSO co-sponsor the annual "Career Network Night," where current junior and senior student-athletes interact with alumni student-athletes to learn about their chosen careers and practice networking/interviewing skills. The SASSO staff has also designed a set of materials to help student-athletes develop a resume, prepare for job interviews, and conduct a job search. A student-athlete resume document is compiled each year and distributed via CD Rom to many employers in the United States. ACADEMIC INTEGRITY 35 During the Fall of 1995, a program was developed called "Positive Transitions.” The program, now implemented in the University curriculum as EduPAES 315, addresses the skill development of student-athletes who are about to exhaust their eligibility. The 2-credit class meets on a weekly basis to discuss issues pertinent to athletic retirement and transition (nutrition, conditioning, fiscal responsibility, resume writing). A copy of the course syllabus can be found in Academic Attachment 14. All programs and resources provided by the SASSO staff are open to all currently enrolled student-athletes on Athletic Department squad lists. Athletic counselors, academic advisors, coaches, and/or department administrators encourage student-athletes to participate in programs and direct them to services that will meet their particular needs. Student-athletes are made aware of SASSO programs and services through a variety of mechanisms including the following: summer orientation for freshmen and annual team orientations; the Student-Athlete Advisory Board and their team representative; Majority of One; courses such as USAS 100, EduPAES 263, and EduPAES 315; individuals such as coaches, athletic counselors, and department personnel; and written documents such as the SASSO website, quarterly student-athlete newsletter "Buckeye FLASH," the Student-Athlete Handbook, the Student-Athlete Planner, and the monthly SASSO "It's All Academic.” As stated before, the fundamental principle of the SASSO CHAMPS program is that student-athlete programming must be student-athlete driven. Consequently, data on the academic and developmental needs of the student-athlete are collected, analyzed, documented, and addressed through a variety of methods. Exit Surveys are distributed to all student-athletes upon completion of their eligibility or upon transfer from Ohio State. Exit Interviews with the Associate Athletic Directors for Sports are performed on a random basis to discuss the quality of their experience as a student-athlete. Information collected through the Exit Survey and Exit ACADEMIC INTEGRITY 36 Interviews is used in a coach’s evaluation and student-athlete program development. Also, the Life Skills Coordinator performs a Student-Athlete Needs Assessment every other year to assess needs for life skills programming. Information related to the needs of the student-athlete population is also obtained through Student-Athlete Advisory Board feedback, evaluations of Edu PAES 263, and regular monitoring of academic progress, as well as feedback from tutors, the sport psychology staff, coaches, faculty members, and individual walk in student-athletes. 2. Using the following program areas for academic support issues as examples, please describe: d. The mechanism for periodic review and approval by academic authorities outside athletics of these services. Both the University Office of Academic Affairs, through by Professor David Frantz, and the Department of Athletics, overseen by Director of Athletics Andy Geiger, perform day-to-day oversight of SASSO’s operation. The dual reporting structure allows for greater administration and a more effective connection between athletic and academic entities. David Frantz, Andy Geiger, and Kate Riffee meet weekly to discuss pertinent information and provide feedback for the continual improvement of the program. The Athletic Council provides additional academic oversight through its Academic Progress and Eligibility Committee (AP&E) and the Faculty Athletics Representative. The AP&E Committee is a standing committee of the Athletic Council that includes the eight regular, faculty members, the Faculty Athletics Representative, two student-athletes, and one undergraduate student who is not an athlete. The committee meets monthly during the academic year and is typically joined by invited guests such as the Associate Athletic Director for StudentAthlete Support Services and the Associate Athletic Directors for Sports. AP&E committee reviews and provides regular feedback and support regarding all SASSO programs and services. ACADEMIC INTEGRITY 37 The AP&E committee also is responsible for monitoring the academic progress and eligibility status of all student-athletes. The committee receives summary grade reports from the Associate Athletic Director for Student-Athlete Support Services (Academic Attachment 15) that outline the academic progress and eligibility of all student-athletes. The committee reviews and examines the grade reports within ten days of the conclusion of each quarter. Reports include information regarding grades, graduation, scheduling, and progress toward a degree. The AP&E committee chair and the Faculty Athletics Representative review the raw student-athlete grade report data provided by the Registrar’s office in addition to the summary grade reports prepared by SASSO. The Faculty Athletics Representative also conducts a continuing spot check of eligibility with the Registrars Office each quarter. The AP&E committee sets strategies to support the academic goals of the SASSO and Athletics Department. The Academic Progress and Eligibility Committee also awards the “Athletic Council Achievement Award,” presented quarterly to a student-athlete who has overcome obstacles to achieve academic success. The purpose of this honor is not so much to recognize individuals who are “scholar-athletes” but those who have had to work hard to succeed in the classroom. The AP&E committee also reviews University admissions policies and eligibility requirements as well as athletic policies of the Big Ten and NCAA that pertain to student-athlete academic progress and eligibility. In addition to keeping the Athletic Council informed of any academic concerns and issues, the committee recommends to the Council policies concerning academic progress and eligibility and meeting University, Big Ten, and NCAA standards. Policy examples include grade point requirements for competition and number of class days missed for competition. The AP&E committee meets with the Associate Athletic Director for Compliance to ensure that internal (OSU) as well as external (NCAA and Big Ten) guidelines are met. The ACADEMIC INTEGRITY 38 committee also consults with the Offices of the Registrar and Admissions for information about such issues as how the University interacts with the NCAA Clearinghouse, University admissions policies for all students including student-athletes, initial and continuing eligibility for student-athletes as well as graduation rates. At the conclusion of each term, grade reports are shared with the coaching staff, as well as the Athletic Department administration. The Office of the University President receives an annual academic report. The goal of this exercise is to promote awareness and understanding of academic rules and to promote effective communication among the student-athlete, Athletic Counselor, coach, faculty members, and other athletic and University administrators. In this way, academic difficulties can be addressed and academic successes can be celebrated. There is a close relationship between the various academic colleges and the SASSO office. Though the Athletic Counselors are not the advisors of record for academic advising, they do work with the college offices to ensure that student-athletes are in a position to exceed minimum standards for eligibility. Student-athletes are required to meet with their college academic advisors at least once a year to review their progress and set projected schedules. Through the pre-screening process for disability testing, results are tabulated, analyzed, and if appropriate, referrals are made to the Office of Disability Services for further testing. If a student-athlete is diagnosed with a learning disability, he/she is immediately eligible for all appropriate academic accommodations. A variety of psycho-educational assessments are administered to student-athletes to learn more about their individual skills. Learning styles, reading and writing skills, learning and study strategies, decision-making skills, and limited disability testing are provided by the Learning Resources Coordinator. A variety of academic skill development programming is also provided by SASSO. Study strategies, studying for ACADEMIC INTEGRITY 39 mathematics, writing skills, and time management are a few of the topics addressed in workshops during the 2001-02 academic year. Study table and tutoring takes place in the Younkin Success Center. Hours of operation are from 7:30 a.m. to 9:00 p.m., Monday through Thursday, 7:30 a.m to 12:00 noon on Friday, and 5:30 p.m. to 9:30 p.m. on Sunday for individual as well as group study and private tutoring. Participation in the Study Table program is mandatory for all freshman as well as those in the Academic Mentoring program. Upper-class student-athletes may also be required to participate at the discretion of their coach. Student-athletes required to attend must sign up in advance for study table time and for tutoring help in a variety of subjects. The SASSO office employs eight Study Table proctors and 50 tutors. The majority of the tutoring staff consists of Ph.D. students; the rest are enrolled in Masters level graduate programs. Attendance is taken daily via computer ID card scanning and reported daily to the coaches and athletic administration. Individualized tutoring is available to all student-athletes. Math and English tutors are available during regular operational hours of Study Table. Tutoring in all other subject areas is available by request. Tutoring for those in the Academic Mentoring program is individually scheduled and incorporated into their regular Study Table hours. It is critical that the academically at-risk student-athletes be encouraged to utilize their individual tutoring opportunities as much as possible. Procedures for Study Table attendance and the tutoring are described in the SASSO Staff Manual in section 2, pages 30-31 (Academic Appendix 1). The Academic Mentoring Program provides assistance to student-athletes who, due to their present academic standing or skill level, require additional academic monitoring. One of the main goals of the Mentoring Program is to provide an opportunity for at-risk student-athletes to develop the academic skills necessary to make a smooth transition from high school to college. Academic Mentors work regularly, sometimes daily, with student-athletes to increase ACADEMIC INTEGRITY 40 their skills development in the areas of time management, goal setting, communication with faculty, note taking, study and test taking strategies. See Buckeyes Study Manual, Section 3 for more information regarding academic mentoring (Academic Appendix 2). Cooperative Learning Groups (CLG) are an alternative to independent study. Student-athletes, tutors, group facilitators, and faculty work together to learn course material. The main goal of the CLG is to improve student-athlete grades in targeted courses, courses that tend to be a challenge to all students. Providing the student-athletes with an informal, personal and small group learning experience helps them feel connected to other students and more in control of their academic progress. The academic progress and eligibility of student-athletes is monitored through instructor feedback letters mailed to the faculty of all student-athletes twice per quarter and through discussion with the student-athletes (Academic Attachment 16). Many faculty members are also contacted by the Athletic Counselors by e-mail. The Athletic Counselor shares this information with both the student-athlete and his/her coach. Athletic Counselors also meet monthly with the Associate Athletic Directors in charge of sports to discuss student-athlete academic issues. Poor attendance and/or performance in class can result in a reduction of playing and practice time. Classroom attendance is also monitored through the "I Spy" program. All studentathletes are subject to random classroom visits by the Athletic Department monitors to check on attendance. Information related to the class attendance practices of student-athletes is also provided through instructor feedback letters and e-mails. Attendance data is shared with the head coach and Athletic Department administrators for that particular sport. In EduPAES 263 (Academic Attachment 17), student-athletes explore current issues related to intercollegiate ACADEMIC INTEGRITY 41 athletics and appropriate developmental skills needed to facilitate college adjustment. This 3 credit class for freshmen student-athletes is the foundation of the CHAMPS Life Skills Program. Recognition for academic achievement is a major goal for SASSO. It is important to recognize those student-athletes who achieve in the classroom as well as on the athletic fields. There are many national, Conference, and Ohio State awards available to student-athletes. Most focus on academics; others look at additional criteria such as leadership and community service. Some of these honors include Academic All-Big Ten, Academic All-American, OSU ScholarAthlete, OSU Scholar “Math”lete, 4.00 Club, and the Athletic Council Academic Achievement Award. If a scholarship student-athletes does not graduate and leaves school for any reason, he or she is invited to come back to Ohio State and complete his or her degree through the Outreach Program. The Outreach Program is designed to assist former student-athletes to return to Ohio State and complete their degrees. The program provides financial assistance in the form of tuition for those who meet the eligibility criteria. The procedures and evaluative data for the Outreach Program are found in Academic Attachment 18. Operating Principle 2.3: Scheduling Self-Study Items 1. Attach the institution's written policies related to the scheduling of intercollegiate athletics competitions and practices and describe how they minimize interference with class time and examination periods. Every effort is made to ensure that student-athletes do not miss more than five class days for competition in any given quarter. In some instances, due to the unique scheduling challenges the Academic Progress and Eligibility Committee examines the schedule of play to determine if the number of class days missed due to competition interferes with satisfactory completion of ACADEMIC INTEGRITY 42 course work (Academic Attachment 19). The AP&E Committee is guided by the principle that no team should miss more than five scheduled class days during any quarter. The committee reviews the situations on a case-by-case basis, however, because some legitimate exceptions exist. For example, NCAA championship competition schedules for such sports as baseball, golf, and gymnastics make strict adherence to the principle impossible. If excess absence is demonstrated to correlate with low academic performance, the Athletic Council informs the Director of Athletics and requests corrective measures be taken. 2. Describe the procedures used by the institution to monitor missed class time for student-athletes. Monitoring of missed class time is conducted at two levels. Missed class time associated with participation in athletics is monitored by the AP&E committee, while absences from class are monitored by SASSO. As stated above, the AP&E committee examines the schedule of play to determine if the number of class days missed due to competition interferes with satisfactory completion of coursework. The AP&E Committee is guided by the principle that no team should miss more than five scheduled class days during any quarter. Information related to excessive absences is reported through the Athletic Council to the Director of Athletics. The “principle” related to no team should miss more than five scheduled class days in any quarter is the sole criteria offered in reference to this process. No formal criteria, processes, or clearly articulated sanctions appear to be in place to impact missed class time. “Corrective measures” appear to be at the discretion of the Director of Athletics. Monitoring of missed class time as the result of student’s failing to attend class is conducted through SASSO through instructor feedback letters mailed to the faculty of all ACADEMIC INTEGRITY 43 student-athletes twice per quarter and discussion with the student-athletes follow. Classroom attendance is also monitored through the "I Spy" program. All student-athletes are subject to random classroom visits by the Athletic Department monitors to check on attendance. The Athletic Counselor shares all attendance information with both the student-athlete and his/her coach. Athletic Counselors also meet monthly with the Associate Athletic Directors in charge of sports to discuss student-athlete academic issues. Poor attendance and/or performance in class can result in a reduction of playing and practice time. Attendance data is shared with the head coach and Athletic Department administrators for each particular sport. 3. Analyze, explain and address missed class time that has been determined by the institution to be significant or excessive for any sport(s). The AP&E committee works with an established guideline of no more than five missed class days per quarter due to competition. When our annual review of classes missed reveals that a team has or will exceed that limit, we ask the coach involved to provide the committee with information about the cause and nature of the problem as well as for any mitigating circumstances. The AP&E committee discusses the responses with the associate athletic directors who supervise the coaches involved, and when necessary, with the Director of Athletics. The AP&E committee has begun discussion to establish a more comprehensive policy concerning classes missed due to competition as well as those due to sport-related medical procedures. It seems likely that our discussion will result in more frequent reviews of both projected and actual compilations of classes missed. We plan to finish this work by April of 2003. ACADEMIC INTEGRITY 44 Evaluation and Plan for Improvement In our judgment, the Athletics Program of The Ohio State University athletics is in substantial conformity to the operating principles of the NCAA with respect Academic Integrity. The following areas could be improved to further strengthen the University’s Athletics program. Recommendation 1 – Tracking “Non-Admissibles”: We need to develop a systematic method for tracking statistically those students we decide should not be pursued based on our own evaluation of their academic potential. Recommendation 2 – Education of New Counselors: The various colleges and SASSO must continue to develop methods for educating new counselors quickly and thoroughly to ensure efficient advising of students. Recommendation 3 – Pre-Game Time Requirements: The Academic Progress & Eligibility Committee should look anew in a systematic fashion at time required for pre-game activities of student-athletes. Recommendation 4 – Increasing Student-Athlete Graduation Rates: We must continue to work vigorously to increase graduation rates for all student-athletes. We must continue to explore ways to help our most at risk student-athletes to progress toward and gain a degree, and we must continue to explore ways to ensure the ultimate academic success of all student-athletes whether they “count” in the graduation tabulation or not. Of particular concern now and in the future are those student-athletes who leave early to pursue a professional athletic career and international student-athletes. Recommendation 5 – Solutions for All Students: SASSO must continue to work with the University as a whole to focus attention on solutions to issues that affect all students such as: the special pressures of the quarter system, variable general education requirements across ACADEMIC INTEGRITY 45 colleges, variable degree hour requirements, entry requirements for majors, and hours required for graduation. Recommendation 6 – Missed Class Time: The Academic Progress & Eligibility Committee must continue its examination of missed class time, including tracking actual class time missed. Sub-Committee for Academic Integrity Procedures The co-chairs of the Academic Integrity Sub-Committee (David Andrews and Beverly Moss) initiated the work of the sub-committee through a scheduled consultation with Kate Riffee, sub-committee member and Associate Athletic Director, on February 19, 2002. The consultation led to an agenda for the first meeting of the sub-committee and a tentative plan for data collection. It was apparent from this consultation that the majority of initial data collection would be the combined responsibility of staff from the Office of Admissions, the Office of the Registrar and the Department of Athletics. Kate Riffee became the designated contact within the Department of Athletics, Shelley Parker was identified as the contact in the Office of the Registrar, while Stephanie Sanders and Gail Stephenoff were designated for the Office of Admissions. Given the data-oriented nature of this sub-committee, the committee co-chairs, in concert with those responsible for data collection, decided that the sub-committee members’ time would be most efficiently used in reviewing, analyzing and describing data trends rather than participating in actual data collection. Consequently, data collection for the self-review was assigned to staff (Riffee, Parker, and Stephenoff) and data-collection was initiated in late ACADEMIC INTEGRITY 46 February 2002 with the intent of having the preponderance of data available for review prior to the first full meeting of the sub-committee. The full sub-committee was convened for the first of five sub-committee meetings on May 2, 2003. Subsequent meetings were held on May 28, June 26, October 23, and November 14. During the first meeting, sub-committee members reviewed available data and focused and evaluated additional data needs for self-review items 1-3. Kate Riffee presented the information collected through academic support services in athletics, reported on additional information that was necessary, and identified the most likely sources of that information. The May 28 meeting included a presentation on admissions data from Stephanie Sanders and Gail Stephenoff. The sub-committee members queried these individuals on data presented as well as additional data that was needed. Remaining data was submitted and reviewed in the June 26 meeting. At this point the sub-committee agreed that sufficient data was available to move forward with an initial draft responding to the basic self-review items. Kate Riffee agreed to work with the co-chairs on this initial draft. It was clearly articulated that this draft would not include conclusions and recommendations drawn from the data collected. The generation of conclusions, recommendations, and plans for improvement were identified as the primary agenda items for the fall meetings of the sub-committee. While student members of the sub-committee were actively involved in discussions, nonstudent sub-committee chairs were encourage to seek additional input into academic integrity issues from additional student and non-student athletes. Co-chair David Andrews attended an organized session to get specific feedback on all aspects of student-athlete life. Questions related to admissions, scheduling, academic support, and coaches expectations were answered by student-athletes. In addition, Andrews attended a session with coaches and posed similar questions. ACADEMIC INTEGRITY 47 Two meetings (October 23 and November 14) were held to discuss the available data and generate conclusions, recommendations, and suggested plans for improvement. The first half of the self-review questions were addressed in the first meeting and the remaining items were discussed in the second meeting. Andrews summarized the sub-committee conclusions, recommendations, and suggested plans for improvement and submitted a draft to committee members for review. Committee members gave feedback to the first half of the self-review items during the November 14 meeting, and submitted feedback to the second half of the selfreview items electronically. Revisions were made based upon face-to-face discussions, written remarks on hard copy, and electronic editing. It should be noted that the bulk of correspondence and sharing of drafts was conducted via e-mail. A draft of the sub-committee report was submitted to the full NCAA Certification Steering Committee for review at its December 4, 2002 meeting. Feedback from the steering committee was incorporated into the report prior to its final submission. Specific feedback from the Chair of the Athletic Council was solicited and included. In addition, co-chair Beverly Moss met with David Frantz (OAA liaison to the Athletics Department and former chair of the Athletic Council) to make additional edits and revisions to assure accuracy. The final sub-committee report was incorporated into the total report. ACADEMIC INTEGRITY 48 2.1 Academic Standards Currently Yes _________ Found On Page(s) _________ Currently No _________ If Currently No or If Deficiencies Exist, Indicate Improvement Number ____________ Does the institution demonstrate that: a. The institution admits only student-athletes who have reasonable expectations of obtaining academic degrees? (1) If the academic profile of entering student-athletes as a whole or for any student-athlete subgroup, is significantly lower than that of other stu dent-athlete or comparable student-body groups, the contrast is analyzed and explained by appropriate institutional authorities? Yes 14-17 _________ __________ (2) If the graduation rate of student-athletes, as a whole or for any student-athlete subgroup, is significantly lower than that of other student-athlete or comparable student-body groups, this disparity is analyzed, explained and addressed (through specific plans for improvement) by appropriate institutional authorities? N/A ________ _________ _________ b. Academic standards and policies applicable to student-athletes are consistent with those adopted by the institution for the student body in general or the NCAA’s standards, whichever are higher? Yes 28-29 _________ _________ ACADEMIC INTEGRITY 49 c. The responsibility for admission, certification of academic standing and evaluation of academic performance of student-athletes is vested in the same agencies that have authority in these maters for students generally? Yes Yes On the basis of the yes/no answers above, is the institution in substantial conformity with Operating Principle 2.1 (Academic Standards)? Yes 18-29 No 2.2 Academic Support Currently Yes _________ Found On Page(s) _________ Does the institution demonstrate that: a. Adequate academic support services are available for studentathletes? Yes 30 b. Student-athletes are encouraged and assisted in reaching attainable academic goals of their own choosing? Yes 7 c. When it is determined that student-athletes have special academic needs, these needs are addressed? d. The support services are approved and reviewed periodically by academic authorities outside the department of intercollegiate athletics? _ Currently No _________ If Currently No or If Deficiencies Exist, Indicate Improvement Number ____________ _ ____________ ____ ___ _________ Yes 32-33 _ _________ ____________ Yes 37-42 _________ ____ ACADEMIC INTEGRITY 50 _____ On the basis of the yes/no answers above, is the institution in substantial conformity with Operating Principle 2.2 (Academic Support)? Yes No Yes 2.3 Scheduling Currently Yes _________ Does the institution demonstrate that written policies are established in all sports to minimize student-athletes’ conflicts with class time and/or final examination periods due to participation in intercollegiate athletics, consistent with the provisions of Constitution 3.2.4.12? ____________ On the basis of the yes/no answers above, is the institution in substantial conformity with Operating Principle 2.3 (Scheduling)? Found On Page(s) _________ Yes 42-44 Yes No Yes _ ________ ACADEMIC INTEGRITY 51 Currently No _________ If Currently No or If Deficiencies Exist, Indicate Improvement Number ____________ _________ _________ Academic Attachments Included in this Report 1. Student-Athlete Planning Report 2. Eligibility Review List 3. Preliminary Admission Evaluation Chart - Domestic Undergraduate Form - International Admissions Referral - Domestic Undergraduate Transfer Admissions Referral 4. Ohio State Counselors and Advisers for Progress and Eligibility Rules for Athletic Academic Eligibility and Instructions for Determining Satisfactory Progress 5. Sample Athletic Squad List 6. Arts & Sciences / USAS Progress Policy 7. Athletic Council Report 8. Ohio State Academic Plan 9. “Buckeye Flash” Student Athlete Newsletter 10. “It’s All Academic” SASSO Newsletter 11. Student-Athlete Exit Survey 12. Student-Athlete Needs Assessment 13. “Majority of One” Program Brochure 14. Varsity “O” / Bucks Win Brochure 15. PAES 315 Syllabus 16. Sport by Sport Summary Grade Report 17. Instructor Feedback Letter 18. PAES 263 Syllabus 19. Outreach Program Procedures and Evaluative Data ACADEMIC INTEGRITY 52 Academic Attachments Included in this Report (continued) 20. Missed Class Days Report 21. Membership of Academic Integrity Subcommittee Academic Appendix Available for Review 1. SASSO Manual 2. Buckeye Study Manual 3. Student Athlete Handbook ACADEMIC INTEGRITY 53