GENERAL SECRETARIAT FOR INVESTMENTS & DEVELOPMENT EUROPEAN TERRITORIAL COOPERATION PROGRAMME GREECE – ITALY 2007-2013 PROJECT SELECTION CRITERIA European Territorial Cooperation Programme Greece-Italy 2007-2013 Project Selection Criteria The following Project Selection Criteria are proposed for the Calls for proposals that will be published in the framework of the European Territorial Cooperation Programme “Greece – Italy” 2007-2013. Potential beneficiaries prepare a proposal in cooperation with the Lead Partner who submits the proposal to the Joint Technical Secretariat (JTS). After submission, each application will be subject to a two-phase selection procedure, carried out by the Joint Technical Secretariat, based on the selection criteria described below. In order to carry out the evaluation procedure, the JTS may be assisted by external experts. The procedure, as well as the criteria for the selection of these experts will be mutually agreed by the participating countries and will be approved by the Monitoring Committee. 1st phase: Projects will be checked against their administrative compliance and eligibility criteria, in order to ensure that they fulfill the administrative and technical requirements of the Programme. This is an on-off procedure. Projects which fail to fulfill the technical requirements of the Programme will be excluded from the 2nd phase and the Lead Partner will be informed in writing. 2nd phase: Only projects that demonstrate administrative compliance and satisfy the eligibility criteria will be subject to quality assessment. The quality assessment is based on a scoring system and results in a ranked list of all the applications that have passed the 1st phase. It will be carried out by the JTS. The JTS may be assisted by external experts during the project evaluation. The JTS will examine three different sets of criteria, in order to make a decision on the project’s approval. Namely: 1st phase analysis Projects will be checked against two sets of criteria, in order to ensure that they fulfill the administrative and technical requirements of the Programme. Administrative compliance: It confirms that a proposal has been submitted within the deadline set; the Application Form has the official form specified by the Managing Authority, is complete and meets all the requirements set in the respective Call; Eligibility criteria: These criteria examine whether the proposal fulfils the minimum requirements for being eligible for funding by the Programme. These requirements are, for instance, the structure of the cross-border partnership, the general compatibility with the Programme objectives and principles, the co- 2 European Territorial Cooperation Programme Greece-Italy 2007-2013 Project Selection Criteria financing requested, etc. Proposals which do not fulfill the eligibility criteria are rejected. Additional information is requested from applicants only in the case of permitted errors agreed between the two countries and approved by the Monitoring Committee. 2nd phase analysis Quality of the project: The quality assessment will only apply to projects that have successfully gone through the 1st phase. During this phase, proposals are evaluated using core selection criteria. These entail evaluating the nature of the proposed operation, its relevance with and contribution to the Operational Programme’s overall objectives, its timeframe, viability and results in the eligible territory, the quality of the cross-border partnership as well as the monitoring, management and evaluation methodology proposed. The Core selection criteria are divided into: General Content-related criteria (relevance of the proposal, quality of results/ sustainability, innovation) , Specific Content-related criteria (assessment of the project proposal against the criteria specified in individual axes). Implementation-related criteria (quality of the partnership, quality of management, quality of the methodological approach, budget and finance). The different sets of criteria are presented below: 3 European Territorial Cooperation Programme Greece-Italy 2007-2013 Project Selection Criteria 1st phase 1. ADMINISTRATIVE COMPLIANCE (YES/ NO) a) The application was submitted in due time. YES NO b) The application was submitted in the required formats YES NO c) The application form used has the official form specified by the Managing Authority, YES NO YES NO is properly filled in, stamped and signed d) requested documents are attached i) the Co-financing Statement, YES NO ii) the Partnership Declaration, signed by all partners YES NO iii) declaration of non double financing by each Partner YES NO iv) declaration of not generating revenues YES NO in case of revenue generating projects attachment of cost-benefit analysis YES NO 4 European Territorial Cooperation Programme Greece-Italy 2007-2013 Project Selection Criteria 2. ELIGIBILITY CRITERIA (YES/ NO) a) The project proposal is in line with relevant EU legislation and policies YES NO b) The proposed activities and the project objectives are clear and in-line with the Programme’s priorities YES NO c) The proposed activities of the project are of a cross-border character in accordance with article 19 of Regulation (EC)1080/2006: i) the project includes partners from both countries: YES NO ii) the project partners cooperate in at least two of the following ways: YES NO Joint development YES NO Joint Implementation YES NO Joint Staffing YES NO Joint financing YES NO d) The Lead Partner and its partners fall under the eligible categories of beneficiaries according to the call for proposals e) The Lead Partner and its partners are located in the Programme area as analyzed in the Programme Manual f) The project budget and costs are in line with the Call for proposals YES NO YES YES NO NO g) Duration of projects are in line with the time frame set out in the call for proposals YES NO 5 European Territorial Cooperation Programme Greece-Italy 2007-2013 Project Selection Criteria 2nd phase PROJECT QUALITY General Content-related criteria Criteria Relevance of the proposal Sub-criteria Analysis a) Are the objectives and expected results of the project addressing specific problems, issues, opportunities of the area? Analytical and precise analysis based on a strategic analysis (5 points) Very good reference (4 points) Good reference (3 points) Basic reference (2 points) Minimum reference (1 points) b) Does the project take into account one or more horizontal issues of the Programme (sustainable development, positive environmental impact, equal opportunities and non discrimination, fair competition)? All four issues (4 points) 3 out of four issues (3 points) 2 out of four issues (2 points) 1 out of four issues (1 point) c) To which extent are there synergies or complementarities with other implemented interventions and /or policies at the European, national, regional or local level within this particular thematic area? At At At At Score all four levels (4 points) 3 out of four levels (3 points) 2 out of four levels (2 points) 1 out of four levels (1 points) 6 European Territorial Cooperation Programme Greece-Italy 2007-2013 Criteria Quality of results/ Sustainability Project Selection Criteria Sub-criteria Analysis a) Are the results specific, measurable, achievable, realistictime based? All four characteristics (4 points) 3 out of four characteristics (3 points) 2 out of four characteristics (2 points) 1 out of four characteristics (1 point) 1-4 points b) To what extent does the project capitalize previous crossborder cooperation experiences 1-5 points (Capitalisation of partnerships, outputs, experiences etc.) c) To what extent do the project results provide value added for the Programme area? Score 1-6 points (degree of continuation-improvement of existing outputs, structures, products, transfer of outputs, knowhow experience, usability of results in other sectors, by other stakeholders etc) d) Does the project have the concrete and realistic possibility to have a follow up and/ or to be sustainable after the end of the Programme contribution? Secure funding and commitment of stakeholders (5 points) Commitment of stakeholders (4 points) Initiatives by stakeholders (3 points) Basic planning (2 points) Minimum previsions (1 point) e) Is the project's strategy for communication and dissemination of results well structured and efficient? Full Communication strategy existing (4 points) Well developed communication activities (3 points) Basic communication activities indicated (2 points) Poor communication activities indicated (1 point) 7 European Territorial Cooperation Programme Greece-Italy 2007-2013 Innovation Project Selection Criteria a) To what extent does the project clearly demonstrate innovative character? Application of innovative results of the project (5 points) Development of new innovative methods, products, tools (3 points) Use of new methods, products, tools for the implementation of the project (2 points) Basic innovation references (1 points) No innovative features (0 point) Maximum total score: 42 points 8 European Territorial Cooperation Programme Greece-Italy 2007-2013 Project Selection Criteria Specific Content-related criteria for AXIS 1 (As a project is submitted under a specific axis only one of the three specific content related criteria is filled in). Criteria Sub-criteria Interaction between research/innovation institutes and end users a) Does the project contribute in strengthening inter-action between research/innovation institutions, SMEs and public authorities: - The competitiveness of the cross-border SMEs is supported through systemic cooperation between SMEs and research centres/universities and public authorities concerned - The research/innovation project is focused on sectors which have a clear competitive advantage - The actions supported have a clear impact on the internationalisation of the SMEs - The research/innovation activities supported have an objective effect on/and link with SMEs b) Promoting cross-border advanced new technologies - The intervention contributes to improve quality and increase quantity in use of ICTs in business - The intervention supports a significant introduction of environmentally friendly solutions (products or processes) in SMEs - The intervention contributes with strong effect and direct impact to employ youngsters and women - The intervention supports the move of SMEs towards ecommerce Advanced New Technologies Analysis Score All four issues (10 points) 3 out of four issues (7 points) 2 out of four issues (4 points) 1 out of four issues (2 point) All four issues (10 points) 3 out of four issues (7 points) 2 out of four issues (4 points) 1 out of four issues (2 point) Maximum total score: 20 points 9 European Territorial Cooperation Programme Greece-Italy 2007-2013 Project Selection Criteria Specific Content-related criteria for AXIS 2 Criteria Cross-border integrated sustainable connections Sub-criteria a) Enhancement of the cross-border integrated and sustainable connections: - An application of intelligent transport systems is implemented by the project - The project introduces/increases the use of renewable energies in transport - The intervention supports the development and implementation of joint and realistic strategies in crossborder intermodal transport system - The project enhances the cross-border transport management systems through ICT Improvement of b) Improvement of transport, information and networks and communication networks and services: services - The intervention entails actions for the modernisation of control and security systems - The project contributes directly to reduce environmental transport related risks - The project introduces information networks and digital products which increase the attractiveness of the area - The project contributes to documented emissions reduction Maximum total score: 20 points Analysis Score All four issues (10 points) 3 out of four issues (7 points) 2 out of four issues (4 points) 1 out of four issues (2 point) All four issues (10 points) 3 out of four issues (7 points) 2 out of four issues (4 points) 1 out of four issues (2 point) 10 European Territorial Cooperation Programme Greece-Italy 2007-2013 Project Selection Criteria Specific Content-related criteria for AXIS 3 Criteria Cultural, natural heritage Sub-criteria a) Promotion of cultural and natural heritage: - The project supports the organisation of joint events in the field of tourism, culture, and natural heritage promotion to increase the attractiveness of the area - The project increases the quality and competitiveness of tourist services offered in the area - The project creates joint bodies for inter-culturalism, promotion and marketing of cultural and natural sites Natural resources b) Valorisation & improvement of joint protection, management of natural resources, natural and technological risks’ prevention: - The project leads to joint management and efficient use of natural environmental and water resources - The project supports integrated systems against natural and technological disasters - The project demonstrates in a clear and justified way the relationship between project outcomes and the number of benefiting people Health, social c) Protection of health and promotion of social integration: integration - The project develops innovative health and social services by using user-friendly technologies - The project improves the health and social services offered in the cross-border area - The project allows exchange of best practises in the management and administration systems of health and social sectors - The project contributes to the development and/or sharing of protocols related to health and social integration issues Maximum total score: 20 points Analysis Score All three issues (6 points) 2 out of three issues (2 points) 1 out of three issues (1 point) All three issues (6 points) 2 out of three issues (2 points) 1 out of three issues (1 point) All four issues (8 points) 3 out of four issues (7 points) 2 out of four issues (4 points) 1 out of four issues (2 point) 11 European Territorial Cooperation Programme Greece-Italy 2007-2013 Project Selection Criteria Implementation-related criteria Criteria Quality of the partnership (appropriate synthesis and organizational arrangements) Quality of management Quality of the methodological Sub-criteria Analysis a) To what extent does the Lead Partner demonstrate the capacity to coordinate, manage, control and monitor the overall implementation of the project? High (5 points) Very good (4 points) Adequate (3 points) Basic (2 points) Low (1 points) b) Is the professional capacity (structure and experience) of the partners sufficient to implement the project activities undertaken successfully? High (5 points) Very good (4 points) Adequate (3 points) Basic (2 points) Low (1 points) a) To what extent is an appropriate project management methodology clearly demonstrated? Score Very well developed methodology connected to outputs and results (4 points) Well developed methodology (3 points) Basic Management procedures described (2 points) Minimum references (1 point) b) To what extent are the specific roles (actions and responsibilities) clearly and appropriately distributed among the Lead Partner and the partners? Clear and specific roles, distributed to the partners in relation to their capacity (4 points) General distribution of tasks without specific references (2 points) Not clear enough distribution of responsibilities and tasks (1 point) a) To what extent is there coherence among the identified project objectives, expected outputs and results and the How clear, realistic and appropriate is the work plan of activities in order to achieve the 12 European Territorial Cooperation Programme Greece-Italy 2007-2013 approach concerning the content of the project Budget and finance Project Selection Criteria activities to achieve them? expected results and the objectives of the project within the specific Axis? (Minimum to maximum, 1-5 points) b) How mature is the project (in which stage of completion are the administrative procedures that allow the realization of the project?) All necessary administrative procedures completed- no administrative procedures necessary (5 points) Advanced stage of realization of administrative procedures- light administrative procedures required (3 points) Medium realization of administrative procedures (2 points) Low – non realization of administrative procedures. (1 points) 1-5 points (Distribution of the budget secures the active participation of each partner in relation to the activities described in the Application Form and secures the successful implementation of the foreseen activities) a) How reasonable and realistic is the overall budget of the proposal submitted? b) Are the estimated expenditure of the activities justified? High value for money (5 points) Good value/money (3 points) Justified costs (2 points) Overestimated costs (1 point) Maximum total score: 38 points 13 European Territorial Cooperation Programme Greece-Italy 2007-2013 Project Selection Criteria Scoring The afore-mentioned criteria will be taken into account by the evaluators to assess the projects. The purpose of the Core selection criteria is to assess the quality of the eligible project proposals. The maximum total score a project may achieve is 100 points. Quality criteria are closely linked to the nature and objectives of the “GreeceItaly” cross-border Programme and are common to all Priority Axes or Areas of Intervention. The Joint Technical Secretariat carries out the evaluation of proposals, based on these selection criteria, approved by the Joint Monitoring Committee. The Managing Authority ensures that the evaluation procedure was carried out in accordance with the requirements of the call for proposals and the approved selection criteria. Then, the MA submits to the Joint Selection Committee: 1) the application forms of the submitted project proposals, 2) a ranking list of all evaluated project proposals and 3) all evaluation forms. The projects are ranked according to the results obtained and applications are divided into three categories (based on the budget available and the results of evaluation): Applications proposed to be accepted; Applications proposed to be rejected and Applications proposed to be further discussed at the Joint Selection Committee (acceptable under conditions). To be financed by the Programme, a project must: obtain at least 50% of the total evaluation points as well as 50% of the points attributed to each subcategory of evaluation criteria. The Joint Selection Committee examines all project proposals on the basis of the preliminary technical evaluation, carried out by the JTS, performing a strategic evaluation and finalizes the evaluation by filling in the final evaluation forms. Then, the MA submits to the Monitoring Committee: 1) the application forms of the submitted project proposals, 2) a ranking list of all evaluated project proposals and 3) the final evaluation forms. The Monitoring Committee selects and approves the projects to be funded. 14 European Territorial Cooperation Programme Greece-Italy 2007-2013 Project Selection Criteria ANNEX 1 The fields of minimum criteria of joint character of the project will be interpreted as follows. Each project should satisfy at least two of the following: Joint development All partners should contribute to the development of the project; Partners should define how the project will operate, i.e. joint development of objectives and outcomes, budget, timing and responsibilities for work packages and tasks to achieve the objectives; Partners should identify knowledge and experience that each one of them brings to the project, as well as what each partner expects to get from the project. Joint implementation The Lead Partner should bear the overall responsibility for the project. All partners should undertake responsibilities for different parts of the implementation. Each project partner responsible for a work package should coordinate and ensure that planned activities are carried out, interim targets are met and unexpected challenges to implementation are dealt with. Several partners may contribute to each work package. Joint staffing All project partners should have a defined role and allocate staff to fulfill this role. Staff members should coordinate their activities with others involved in the activity or work package and exchange information regularly. There should be no unnecessary duplication of functions in different partner organizations. Joint financing The project should have a joint budget with funding allocated to partners according to the activities they are carrying out (the budget split should reflect partner responsibilities). The budget should include annual spending targets and spending targets per work package. In general, all partners should contribute with co-financing. 15