February 2015 Reviewing police service appointments The process for QPS Officers © Crime and Corruption Commission 2015 Apart from any fair dealing for the purpose of private study, research, criticism or review, as permitted under the Copyright Act 1968, no part may be reproduced by any process without permission. Inquiries should be made to the publisher, the Crime and Corruption Commission. Crime and Corruption Commission Level 2, North Tower Green Square 515 St Pauls Terrace, Fortitude Valley, Australia 4006 GPO Box 3123 Brisbane QLD 4001 Tel: 07 3360 6060 Fax: 07 3360 6333 Email: mailbox@ccc.qld.gov.au Note: This publication is accessible through the CCC website <www.ccc.qld.gov.au>. Contents Introduction 1 Legal entitlement to review 1 Review Commissioners 1 An outline of the review process 2 Responsibilities of police officers within the review system 5 Submission due dates 5 Withdrawal of a notice of application to review 5 Address changes 5 Leave/court commitments 5 Questions frequently asked by applicants 6 Contact details 11 Advice from a former Review Commissioner 12 i The review process – key steps and deadlines* 1. Each police service appointment, and the closing date for its review period, is published in the Queensland Police Gazette. 2. The APPLICANT faxes completed, signed Notice of Application to Review form to the Secretary, Commissioner for Police Service Reviews (CPSR) — by review period closing date. 3. The Secretary, CPSR gives written notification of the application to review to the appointee and the Senior Sergeant, Reviews (QPS). 4. The PANEL CONVENOR, via the Senior Sergeant, Reviews, hands over selection process documentation to the Secretary, CPSR, who provides copies to the applicant and the appointee — within three weeks of the review period closing date. 5. The APPLICANT sends a written submission outlining the reasons for requesting a review to the Secretary, CPSR, and provides copies to the appointee and the Senior Sergeant, Reviews — within two weeks of receiving the selection process documentation. 6. The PANEL CONVENOR provides a written response to the applicant’s submission, which is forwarded to all parties to the review — within one week of receiving the applicant’s submission. 7. The APPOINTEE provides any response to the applicant’s submission to the Secretary, CPSR and sends a copy to the applicant and the Senior Sergeant, Reviews — within one week of receiving the applicant’s submission. 8. The Secretary, CPSR emails the applicant, the appointee, the Senior Sergeant, Reviews and the panel convenor about the time and date of the review hearing — at least seven days in advance of the hearing. 9. The review hearing is held in person or by teleconference, depending on the location of the parties. 10. The REVIEW COMMISSIONER makes a recommendation to the Commissioner of Police within 10 working days of the review hearing, and copies are provided to the applicant, the appointee and the Senior Sergeant, Reviews. 11. The COMMISSIONER OF POLICE makes the final decision about the appointment. 12. The decision is published in the Queensland Police Gazette. *See pages 6–7 for a more detailed outline of the review process ii Introduction Police officers with grievances about promotions, transfers and disciplinary matters other than misconduct can apply to have these decisions reviewed. In Queensland, appeals are heard by an independent Review Commissioner external to the Queensland Police Service (QPS). This booklet deals specifically with reviews of merit-based appointments.1 Legal entitlement to review A police officer’s right to have a decision reviewed is specified in section 9.3(1) of the Police Service Administration Act 1990. QPS Policy 2013/14 Reviews and Appeals, Promotion and Transfer also provides details about the review process. Review Commissioners Commissioners for Police Service Reviews (Review Commissioners) are nominated by the Chairman of the Crime and Corruption Commission (CCC) and appointed under the Police Service Administration Act 1990 (s. 9.2A). To be eligible for appointment as a Review Commissioner, the person must be one of the following: a past or present Commissioner of the CCC a past Commissioner of the former Crime and Misconduct Commission (CMC) a past Commissioner of the former Criminal Justice Commission (CJC) a person qualified for appointment as Chairman of the CCC a person who has community service experience, or who has a demonstrated interest and ability in community affairs. An employee of the CCC provides secretarial support to the Review Commissioners. 1 Officers seeking information in relation to reviewing a lateral transfer or a disciplinary sanction should refer to the QPS Policy 2013/14 Reviews and Appeals, Promotion and Transfer or contact the Secretary, CPSR or the Senior Sergeant, Reviews for advice Introduction 1 An outline of the review process 1. Each police service appointment, and the closing date of the period in which it can be reviewed, is published in the Queensland Police Gazette. 2. An applicant who wishes to have an appointment decision reviewed (the applicant) must fax a completed and signed Notice of Application to Review form (QP310) to the Secretary, Office of the Commissioner for Police Service Reviews (the Secretary, CPSR), on 07 3360 6065 by midnight on the closing date. Applications will also be accepted in person or by mail by 5 pm on the closing date. Applications for review received after the closing date will not be accepted (see QPS Policy 2013/14). The applicant should check that the application has been received by telephoning 07 3360 6387. The applicant must specify the grounds for review — whether merit and/or a flawed selection process — on the Notice of Application to Review form. For example, if a flawed selection process is cited, the applicant must show how they consider the process to have been flawed. Similarly, an applicant citing superior merit must detail how or where the panel erred in their assessment of merit (see QPS Policy 2013/14). 3. The Secretary, CPSR gives written notification of the application to review to the officer who was appointed (the appointee) and the Senior Sergeant, Reviews (QPS). The Secretary, CPSR also formally notifies the applicant that their application has been received, and explains the review process. 4. The panel convenor or another panel member provides the relevant documentation from the selection process to the Secretary, CPSR (via the Senior Sergeant, Reviews) within three weeks of the closing date of the review period. The Secretary then provides copies of this documentation to the applicant and the appointee. A copy is kept for the Review Commissioner. 5. The applicant has two weeks after receiving this documentation to complete a written submission outlining in detail the reasons for continuing with their review. The submission should be sent by fax or email to the Secretary, CPSR. At the same time the applicant must also send copies to the appointee and the Senior Sergeant, Reviews. 2 Reviewing police service appointments: the process for QPS Officers Extensions for submissions will not be given except in extraordinary circumstances. Work commitments or periods of leave are not grounds for an extension. (Failure to submit documentation within the required timeframe may result in the matter lapsing or being considered “on the papers” by the Review Commissioner — that is, on the basis of documentation already supplied to the review.) 6. The panel convenor has one week to provide a written response to the applicant’s submission, which is forwarded to all parties to the review (the applicant, the appointee and the Senior Sergeant, Reviews). 7. The Secretary, CPSR invites the appointee to submit a response to the applicant’s submission. If the appointee elects to do so, they should fax or email the response to the Secretary, CPSR, within one week of receiving the applicant’s submission, and at the same time send a copy to the applicant and the Senior Sergeant, Reviews. If the appointee does not wish to make a submission, they should notify the Secretary, CPSR and the Senior Sergeant, Reviews. 8. The Secretary, CPSR emails the applicant, the appointee, the panel convenor and the Senior Sergeant, Reviews, at least seven days in advance, about the date and time of the review hearing. If the applicant or appointee do not attend the hearing and the Secretary has not been notified of any likely absences or unavailability (e.g. for court attendances, courses), the matter may be considered “on the papers”, at the discretion of the Review Commissioner (see QPS Policy 2013/14). 9. A review hearing is held, and conducted in accordance with section 9.4 of the Police Service Administration Act 1990. The hearing may be held either in person or by teleconference, depending on the location of the parties to the review. The panel convenor is present at the hearing either in person or via teleconference to answer any questions. Both the applicant and the appointee should take to the review hearing all the documentation that they have supplied and received during the review process, including copies of their original applications for the position (in case reference needs to be made to this material). 10. The Review Commissioner makes a recommendation to the Commissioner of Police within 10 working days of the review hearing. Copies of this review report are also given to the applicant, the appointee, the panel convenor and the Senior Sergeant, Reviews. An outline of the process 3 11. The Commissioner of Police is responsible for making the final decision about the appointment, and is not obliged to accept the Review Commissioner’s recommendation. If a recommendation is not accepted, written reasons must be given to the Review Commissioner. 12. The decision is published in the Queensland Police Gazette. 4 Reviewing police service appointments: the process for QPS Officers Responsibilities of police officers within the review system Submission due dates The applicant (and the appointee if they choose to provide one) must present their written submissions to the Review Commissioner by specific dates. They are given written notification of these dates by the Secretary, CPSR. Extensions are only given in exceptional circumstances. Each officer should also provide a copy of their submission to the other officer, the Secretary, CPSR and the Senior Sergeant, Reviews. Withdrawal of a notice of application to review The applicant may withdraw the application to review at any stage of the review process, by faxing a brief dated and signed letter to the Secretary, CPSR on 07 3360 6065 or emailing a scanned copy to the Secretary, CPSR at <secretary.cpsr@ccc.qld.gov.au>. The letter should state that the officer wishes to withdraw the application to review; the relevant CPSR file number; and the applicant’s and appointee’s names. The officer may inform the Secretary, CPSR by phone or email of their intention to withdraw the application but must confirm this by a signed fax (as above) within seven days. Address changes All parties to the review must advise the Secretary, CPSR of their current locations at all times, to ensure that material reaches them within normal postal delivery times. Failure to do so is not an acceptable reason for requesting an extension. Leave/court commitments All parties to the review must advise the Secretary, CPSR of any leave or court commitments they may have during the review process, by: o telephoning 07 3360 6387, or o external email to <secretary.cpsr@ccc.qld.gov.au>. Responsibilities of police officers within the review system 5 Questions frequently asked by applicants What documentation will I receive with the panel convenor’s report? If the applicant for review was not shortlisted for the position, both officers will receive the following documentation: the panel convenor’s summary of reasons for the decision shortlisting matrices the relevant job description and duty specifications both officers’ applications for the position any other notes or records resulting from the shortlisting process. If both officers were interviewed for the position, they will receive the following additional material: a list of questions used during the interview process and a checklist of appropriate responses panel members’ interview notes recorded referee comments2 any other notes made, or materials taken into account, by the panel in the selection process. Where are review hearings held? Depending on the location of the parties to the review, the review hearing may be conducted by personal attendance or by teleconference. If both officers are located within approximately 1½–2 hours’ drive of the Brisbane metropolitan area, they will be required to attend the hearing in person. The hearing will take place in the CCC’s premises, Level 2, North Tower Green Square, 515 St Pauls Terrace, Fortitude Valley. Where one officer is local and the other is not, the hearing will be conducted by teleconference. Provision may also be made for a teleconference hearing if an officer is unable to attend due to illness or other incapacity. 2 See QPS Policy 2013/14 for more details 6 Reviewing police service appointments: the process for QPS Officers Who attends the review hearing? In addition to the applicant and the appointee, those present at the hearing are the Review Commissioner, the panel convenor and the Secretary, CPSR. Also present is the Senior Sergeant, Reviews, who can advise the Review Commissioner on matters such as police policy or operational requirements. The Senior Sergeant provides advice only and does not put forward a case for either officer. A member of the Queensland Police Union of Employees has a standing invitation to attend a review hearing as an observer. Officers are not permitted to be legally represented at review hearings. Can I withdraw my application to review? It is possible to withdraw the application to review at any stage during the review process, by sending a brief signed letter to the Secretary, CPSR. This letter must be faxed to the Secretary on 07 3360 6065 or a scanned copy emailed to the Secretary at <secretary.cpsr@ccc.qld.gov.au> and contain the following details: applicant’s name appointee’s name CPSR number intention to withdraw. The appointee, the panel convenor and the Senior Sergeant, Reviews will both be advised by the Secretary, CPSR that the review application has been withdrawn. What happens if I don’t complete my submission by the due date? An extension for a submission will not be given unless a request and reason for such request is made to the Secretary, CPSR. Generally, work commitments or recreation leave taken after the application to review is submitted are not acceptable reasons for an extension. A review application may not necessarily lapse if the applicant fails to provide a submission by the due date. However, it may result in the matter being considered “on the papers” by the Review Commissioners — i.e. using the documentation already available. Questions frequently asked by applicants 7 Should an appointee respond to the applicant’s submission? It is for the appointee to decide whether to respond in writing to the applicant’s submission. However, they are advised to do so if they have some significant points to make in response. If the appointee considers it unnecessary to respond, the absence of a response will not be taken as indicating acceptance of the applicant’s assertions. However, they must advise the Secretary, CPSR and the Senior Sergeant, Reviews. Should I take documentation with me to the review hearing? Yes. Take all the documentation that you have received and provided during the review process. It is also a good idea to bring pad and pen for making notes during the hearing, because it is not appropriate to interject when wishing to make a response to a matter raised. The Review Commissioner will invite you to speak at an appropriate time. What is meant by “non-adversarial”? A review hearing is an administrative proceeding. It is not an adversarial process whereby prosecution and defence, or their representatives, argue a case in opposition to each other. This does not prevent you from arguing your case. But it does mean you should treat the other officer with respect and in a manner in which you would hope to be treated yourself. In essence, the review is an opportunity to identify errors in the selection panel’s decision, not to focus on alleged weaknesses in the appointee. Can Review Commissioners investigate allegations of misconduct or false claims by the appointee? No. Review Commissioners do not investigate the veracity of appointees’ claims. Applicants to review must refer veracity-of-claims issues to the QPS Review Section for resolution before the review hearing. Similarly, officers must not submit unverifiable, unsubstantiated or unreported allegations of misconduct or breaches of discipline for consideration by the Review Commissioners. An officer who reasonably suspects that such conduct has occurred has a duty under section 7.2 of the Police Service Administration Act to report it to the Commissioner of Police and/or the CCC. If the officer wishes to pursue such claims, they must inform the Secretary, CPSR so that the review can be adjourned until the appropriate investigations are completed. In extenuating circumstances, the Review Commissioner may determine to proceed with the review. 8 Reviewing police service appointments: the process for QPS Officers What happens at the review hearing? The review hearing is as informal and relaxed as possible. The Review Commissioner begins with some brief opening comments designed to ensure that the parties understand the nature of the review process. They will then control and direct the order of speaking at the review hearing as they see fit. Written submissions by the parties to the review are taken as having been read before the review hearing. The purpose of the review hearing is to highlight, clarify or contest matters already before the Review Commissioner. A party to the review may ask questions of other parties at the direction of the Review Commissioner. The purpose of such questions should only be to clarify issues relevant to the decision under review. At the conclusion of submissions, all parties should be given the opportunity to make brief final comments on the matter. The Review Commissioner will provide a written recommendation within 10 working days of the matter being heard. What material can I present? The Review Commissioner can only take into account material that was relevant to the case at the time the case was decided. Therefore, the review hearing is not the selection process revisited. The Review Commissioner will only consider information that was available to the selection panel at the time of its decision. Is the Review Commissioner’s recommendation final? The Review Commissioner is empowered to make recommendations only. The final decision rests with the Commissioner of Police. The Commissioner, in the event of choosing not to accept the Review Commissioner’s recommendation, must provide a statement of reasons for such a decision. Questions frequently asked by applicants 9 What recommendations can a Review Commissioner make? If the Review Commissioner believes that the panel’s actions have disadvantaged the applicant only, the recommendation will generally affect only the parties to the review. If, on the other hand, the Review Commissioner considers that all applicants for the position have been disadvantaged by the panel’s actions, the recommendation may be for a new panel to be convened and the selection process conducted afresh. In general, the only circumstance in which the Review Commissioner will recommend that a decision be “varied” is where it is apparent that a panel has determined merit erroneously, the applicant is patently superior and such a recommendation is the only reasonable option. What happens if there is a reassessment? Where a Review Commissioner recommends that a new QPS panel be convened, and the recommendation is accepted by the Commissioner of Police, officers will be advised accordingly by the QPS as to the ensuing process. 10 Reviewing police service appointments: the process for QPS Officers Contact details Office of the Commissioner for Police Service Reviews Office: Crime and Corruption Commission Level 2, North Tower Green Square 515 St Pauls Terrace Fortitude Valley QLD 4006 Postal address: GPO Box 3123 Brisbane QLD 4001 Phone: 07 3360 6387 Fax: 07 3360 6065 Email: secretary.cpsr@ccc.qld.gov.au (external email) Senior Sergeant, Reviews: Phone: 07 3099 6231 Fax: 07 3238 6676 Contact details 11 Advice from a former Review Commissioner The following article was written by Mr Barrie Ffrench, a Review Commissioner from 1993 to 2004, and published in the Queensland Police Union Journal. It provides some useful advice and information to anyone considering making application to have a decision reviewed. 1. Establishing grounds for review 1.1 Get feedback Ensure that you do have a case for review. First, get feedback from the panel convenor or another member of the panel if the convenor is not available. Proper feedback on the reasons for your non-appointment is your entitlement. In particular cases you may request that a summary of feedback be provided in writing. You may also request a copy of the successful officer’s application. Once you have feedback, consider the points made. Perhaps there are ways in which you could have presented your case better. Was your application specific enough? If you were interviewed, could your answers have been more relevant? It may be a good idea to talk it over with a colleague who knows you well, or with a friend or partner. They may be able to point out things that you have not seen yourself. Most of us do not have the gift of seeing ourselves “as others see us”. A private talk with your supervising officer could be beneficial. 1.2 Decide on grounds of review Assuming that you have decided to review an officer’s appointment, make sure that your reasons can stand up in a review situation. The two general grounds for review are that either the process of selection was defective or that you have demonstrated greater merit during the selection process that the panel failed to properly assess. If you believe the process was defective, make sure that you have the facts right. Having perused QPS Policy 2013/14 Reviews and Appeals, Promotion and Transfer and identified what you consider to have been done incorrectly, check your opinion with someone who is in a good position to advise you. Your regional personnel officer is probably the best person in this regard. 12 Reviewing police service appointments: the process for QPS Officers Once you are sure of your grounds, draft a submission and ask someone to go through it with you to check for completeness. Make sure that your grounds are particularised and clearly expressed. Instructions in how to submit an application to review are contained in the QPS Policy 2013/14. Ensure that your application is received by the Office of the Commissioner for Police Service Reviews before the due date specified in the Gazette. Note that a facsimile is sufficient and is the best way to ensure that your application is received before the due date specified in the Gazette. If your application is to be on the grounds of merit, remember that it is not sufficient for you to state your opinion that you have considerable merit or more merit than the appointee. This means that you will need to examine the panel’s ratings of each criterion in the position description for each KSC, and detail what matters in your favour have been overlooked or underrated by the panel in comparison with the appointee. Do not expect the Review Commissioner to do your thinking for you. The Review Commissioner will certainly have examined all the evidence in the panel convenor’s report, but you will be expected to argue your case in your written submissions and at the Review Hearing. 2. Common mistakes and how to avoid them Many officers make the mistake of either relying on their experiences to prove merit, or simply asserting their merit without producing evidence to demonstrate that assertion. Experience is how we get the opportunity to demonstrate merit. It is not merit in itself. Some officers say something like this: “I have 23 years of service, the appointee has only 14, and therefore my merit generally, and my knowledge in particular, must be greater.” This is not logical. Some of us learn more from our experience than do others. And some of us with 23 years’ service have had one year’s experience 23 times. Some officers refer to particular experiences as proof of merit. The following claims are made, with our comments in brackets: “I am adopt-a-cop at three schools.” (What happened because of your being an adopt-a-cop? What results followed? What initiatives did you install? Unless there is hard evidence, all we can do is assume that you just turned up.) Advice from a former Review Commissioner 13 “I lecture at TAFE, and therefore I am a good communicator.” (It does not follow! All of you will have heard poor lecturers at any educational institution. Show your effectiveness by means of things like repeated requests to return; commendations from students or the faculty; or a referee who can endorse your claim.) “I got first-class honours in management, and this makes me a good manager.” (It doesn’t. It shows that you know the theory. You will need to provide evidence of how well you managed, or how you increased productivity or solved a problem. Again, a referee could confirm.) “I managed 20 people at that station.” (How well did you manage them? What evidence can you provide?) “I am more multi-skilled than the appointee.” (This may simply mean that you have had more jobs in a broader environment. You have to go further and show what you have done as a result of your broad experience.) “I have made more arrests than the appointee.” (This does not necessarily mean that you are a more effective officer. You may have been in an area where it was inevitable that more arrests would be made. Perhaps the appointee had success in proactive policing that reduced either the opportunity to commit an offence, or reduced the intention to do so.) Assertion is often used as if it proves actual merit. Statements like: “I am well known as an effective communicator” “I am an efficient manager” “My record in problem-solving is well known” do not aid a proper assessment of merit, unless you can back them up with hard evidence. Are your initiatives and achievements covered in the material you submitted with your application? Are there senior officers who can support your claims? They don’t have to be your current or past supervising officers. State their name and location, and a member of the panel can easily verify what you said. A recommendation by a Review Commissioner to interfere with the original decision of the selection panel can only be made on hard evidence, and on nothing else. You can provide that evidence in your application for the position including reference to referees and through answers to interview 14 Reviewing police service appointments: the process for QPS Officers questions. If you have provided such evidence, and if this has not been fully appreciated by the panel, then this is a valid ground for review which should be raised in your written submissions and at the review hearing. 3. The review hearing Finally, a word or two about the review hearing itself. Make sure you arrive in good time. Be prepared to debate your merit as against that of the appointee. You are told that reviews are “non-adversarial”. This does not mean that you cannot argue your case, as long as you do so in a non-adversarial way. Treat the other officer as you would hope to be treated yourself, and you cannot go wrong. The emphasis should be on demonstrating how the selection panel erred in their decision, not the weaknesses of the appointee. You will find that the actual review hearing is informal and as relaxed as possible. In the room will be the Commissioner for Police Service Reviews, the Secretary to the Review Commissioner and a representative of the Commissioner for the Police Service. This officer’s job is to assist the process by providing the Review Commissioner with the kind of information that an independent person would not have. The officer’s job is not to present a case for or against either party, but to ensure that all evidence is properly presented. Upon conclusion of a review, the Review Commissioner is to make such recommendations to the Commissioner of the Police Service as considered appropriate. In promotion and transfer matters, the most common types of recommendations are to affirm the decision of the selection panel; to recommend a new panel be formed to make a fresh determination; or in more limited circumstances, to set aside the appointment and substitute the application for review. Any recommendation made by the Review Commissioner is a recommendation only. The final decision will rest with the Commissioner of the Police Service who may accept or reject the recommendation. If it is rejected, the Commissioner is bound to provide his reasons to all parties. In conclusion, it is important to point out that the review process is a very expensive one. In fairness to all, please make sure that you only review an appointment if you have good reason to do so. And if, for some reason, you have to withdraw your application, do so as soon as possible to avoid the extra cost involved in preparing for the review. Advice from a former Review Commissioner 15 Crime and Corruption Commission GPO Box 3123, Brisbane QLD 4001 Level 2, North Tower Green Square 515 St Pauls Terrace Fortitude Valley QLD 4006 Phone: 07 3360 6060 (toll-free outside Brisbane: 1800 061 611) Fax: 07 3360 6333 Email: mailbox@ccc.qld.gov.au www.ccc.qld.gov.au