Opening Doors and Improving Communication Between Managers and Staff; OR, Creating a Culture That Encourages Team Playing and Consensus Building Nevada Library Association Annual Conference October 20, 2005 INTRODUCTION James O’Toole, a professor and leadership expert, says that “Ninety-five percent of American managers today say the right thing. Five percent actually do it.” My job today is to give you information that will facilitate your joining the 5% that actually walk the walk. Note the “walk the walk”—this implies a journey. Building a culture of working together collaboratively and cooperatively to achieve goals is a journey that begins with individual steps and takes time. There may be set-backs along the way but that is OK as long as you acknowledge the setbacks when they occur and learn from them. Throughout the talk I’ll be using the words, goals, objectives, end product. For purposes of this presentation, these are interchangeable words. They can refer to whatever it is YOU are trying to achieve. They could be big-picture goals—such as significantly improving service delivery—or micro goals such as reducing the cost and time required to acquire, catalog and make available printed resources for our customers. So, the end result can be whatever you want it to be—whatever you want the organization to achieve. I’ll also use the word organization throughout the talk. Here again, organization can refer to whatever you want it to refer it. Depending on your situation, organization could refer to the entire library. Or it could refer to a major division of a library, or just one department or unit within a department. Or it could be a team. In other words, organization means whatever you are responsible for. You can’t change the whole world—only your corner of it. This presentation will hopefully give you tools to help you change your corner for the good. An overarching premise of this presentation is that most folks (nearly all folks) genuinely want to do the best job they can. If they are not successful, it is most often the fault of the organization—not the individual. I strongly believe that the best organizational structure in the world without the right people will not be successful. Conversely, the worst organizational structure in the world with excellent people will be successful. The ideal, of course, is to have an appropriate organizational structure and mix of individuals working within that structure. But when push comes to shove, people are more important than structure. The content of this presentation is derived from reading organizational development and human resource management literature and from my own personal experience. As you would expect, what I choose to select from the literature is directly influenced by my beliefs derived from experience. ORGANIZATIONAL CULTURE Organizational culture is a fascinating topic. I came to understand the importance of organizational culture relatively late in my career. I pursued an MBA-type degree at Oklahoma State University in the late 1990’s and was exposed to the importance of organizational culture, and indeed the whole broad concept of organizational development (intelligent organizations, learning organizations, etc.). I wish I had been exposed to these ideas and concepts about twenty years earlier. As I reflect over my career, I think the ideal time for me to have been exposed to these concepts might have been after I’d worked for about ten years. If you have an opportunity to take a class in organizational development I encourage you to do so. For me, it was one of the most exciting, intellectually stimulating and fun things I’ve done in the last ten years. 1 Organizational culture is the intangible “atmosphere” that pervades an organization. Organizational culture is largely set by management—whether management realizes it or not. It is neither created nor changed over night. It develops over time and takes time to modify or change. It is extremely important to the ultimate success, or lack of success, of an organization but is often not understood by management or employees. Experts in the field of organizational development state that a high performance organization has Inspired leadership Motivated employees A common cause (vision) An action-oriented atmosphere (risk taking) A positive results-oriented monitoring/evaluation system An appropriate recognition and reward program Experts in the field also tell us that a culture that promotes team playing and consensus building has managers with the following characteristics: They develop shared values and vision They promote sharing of both information and ideas They encourage adaptability, initiative, accountability, and teamwork They focus on the development of the individual as well as the end product They take pride in the accomplishments of others, and the group as a whole, in achieving goals How is organizational culture created? Simply put, it is created by the leadership and management of the organization. Note that I use both words—leadership and management. Although the definition and understanding of these two concepts and their interrelationship is a fascinating topic that warrants an entire presentation in and of itself, I will quickly characterize them as follows: Leadership provides the vision for the future. The excitement. The human elements. The change agent. The innovation for the future. In short, the Pizazz. Leaders are visionaries who effectively communicate their vision to others in the organization. Management provides the internal operational working framework or structure. Management deals with such things as budget monitoring, policies, procedures, scheduling, etc. Managers deal with activities that keep an organization running. Leadership and management go together. Although some of the literature in the field suggests a dichotomy between leadership and management with leadership being good and management being bad, I do not think this is a very helpful way to look at it. We shouldn’t think in terms of management or leadership. Rather we should think in terms of management and leadership. We all are, or should be, both leaders AND managers. To be successful in developing an organizational culture that promotes the values of collaboration, cooperation, and teamwork, you will need to be both a leader and a manager. I like to think of leadership and management as verbs—not nouns. They are defined by what you do, not who you are. Successful managers must not only talk the talk, they must walk the walk. Actions speak louder than words. Managers must always be fair, honest, and open. Successful managers keep a good sense of perspective and maintain a positive sense of humor. They work to make work fun. WHAT ARE STEPS YOU CAN TAKE TO CREATE A CULTURE that fosters team playing, consensus building, cooperation, and collaboration? What follows is the nuts and bolts of this presentation. I’m going to discuss concrete, specific things you can do as a manager to work toward creating a culture that values team playing and consensus building. Different experts will give you different lists—some lists contain over 20 entries! My list is short—only six entries—and includes the things that I think have worked for me. I assume if they 2 worked for me they can also work for you. I think of this list as tools in my leadership/management tool kit. Many of my tools may already be in your toolkit and if so that’s great. You may have other tools in your toolkit that work for you and as long as they work that’s great. Hopefully this presentation will inspire you to add at least one of my tools to your toolkit and if that happens I will call my efforts here today a success. 1. Develop shared values and vision. Your goal as a leader is to develop a shared vision that everyone buys into. You may not totally achieve the goal—but that is your aim. You want to foster a sense of common goals, objectives, all on same page, same team, working together to achieve goals. Your goal as a leader is to develop and communicate shared values and vision among all members of the team in an effective way. The vision should be based on the organizations purpose for being and its overarching values. Hopefully your library has a Strategic Plan with a vision statement and perhaps a statement of shared values. If so, use it if it suits your purpose—don’t use it if it isn’t helpful. Following are examples of a vision statement, mission statement and shared values statement from the UNLV Libraries Strategic Plan: Vision: The UNLV Libraries will be a model for the new academic library—bringing people and information together in innovative ways. Mission: The UNLV Libraries support the mission of the University to emerge as a premier urban university, embracing the traditional values of higher education adapted for the global community of the 21st century. The Libraries provide access to information and services to support teaching, learning, scholarship and creative endeavors. The Libraries foster information literacy, working with the UNLV community to think critically, create new knowledge, and be life-long learners. Core Values: We value connecting people to recorded knowledge, information, and creative works We value teaching and learning in a library environment We value excellence in user-focused services We value creativity, innovation, and risk taking We value diversity of people and ideas 2. Reduce formality, limit hierarchical differences, and emphasize interpersonal communication and relationships. YOU have a very personal role in setting the culture. Coach/mentor. Emphasize training and individual development. Increase social interaction among all members of the organization/group. Promote a positive up-beat attitude and atmosphere. Positiveness is catching. Simple things like saying GOOD MORNING, asking folks how their weekend went, etc. Easy, cheap powerful. More powerful than we think. Food is a powerful mixer in the workplace. A previous boss of mine told me I should write a book about management when I retire and she had the perfect title for me— MANAGEMENT BY FOOD. I have always been a great believer in food and social activities in the workplace because I believe they effectively reduce formality, limit hierarchical differences and improve interpersonal communication and relationships. At UNLV I spend $200-$300 a month on these kinds of activities. I’m not saying all managers should do this—I’m just saying I do. [If you itemize deductions on your income tax return you can deduct these expenses as business expenses.] Whenever possible, link social/food occasions to performance—i.e. the group achieving a goal such as completing a special project. 3 3. Focus on the development of the individual as being at least as important as the goals of the organization. This is hard for many managers to do. I think it is critically important. Staff training and development opportunities and support are critical here. Mentoring/coaching is vital. Provide opportunities for growth and development, especially if they might lead to a more responsible position and better pay for the individual. Encourage adaptability, initiative, accountability and teamwork. I firmly believe that individuals are more fragile than the organization and therefore they take preeminence over the organization whenever possible. After all, we’re not doing brain surgery. Organizations are strong and resilient. They withstand all kinds of tragedies—budget cuts, inept leadership, bad management, stupid policies, terrible publicity, etc. But individuals are fragile and break easily. Therefore, emphasize the individual over the organization. Of course, all of this has to be done within a general framework of fairness. But in my experience staff understand that exceptions are sometimes called for and if there is an atmosphere of trust they understand that their turn might be next. Treat all employees with respect and dignity. In my experience if you treat employees as adults they respond as adults. If you treat them like children, they respond like children. You, the leader, set the tone and take the lead. I realize that sometimes there are exceptions (i.e., problem employees). Deal with the exception as just that—an exception. Don’t let the experience of dealing with an exception, no matter how difficult and unpleasant, color your positive and proactive attitude toward employees in general. 4. Provide resources. While on the organization chart it looks like employees work for the manager, in reality the manager works for the employees. The manager’s job is to anticipate resources that will be needed for the group to be successful and to ensure that those resources are available as needed. This is sometimes easier said than done. Equipment, supplies, software, appropriate space, environment, etc. Also training, written policies/procedures, running interference with other departments/areas, etc. In providing resources the management role kicks in and it is critically important to the success of the team. 5. Provide opportunities for collaboration and cooperation by sharing information to promote shared planning and decision-making. To use a somewhat old buzzword, your goal here is to “empower” the individuals on your team (in your department, your organization, or whatever). Present problems to be solved or objectives to be achieved making sure to explain “why” as much as “what”. Let the group brainstorm and share ideas. You as the leader can offer assistance and advice but you don’t dictate. Active listening is a valuable tool in this process. Open staff meetings are a useful tool. Sometimes it is better to create a working team to deal with a particular issue, problem or change objective. Let the group solve problems and make decisions. Be willing to trust in the group process. Ninety-five times out of a hundred the group process will yield better results than you working in a vacuum. Sharing information candidly and openly is critically important. Employees know when they are not getting “the whole truth and nothing but the truth.” I have always acted on the assumption that I would rather be criticized for sharing too much information than for sharing too little information. Sometimes that gets me in trouble. But that’s OK. 6. Provide incentives so collaboration and cooperation work—recognition and reward. Work to provide appropriate compensation—realizing you probably don’t control that. But there are other recognitions and rewards that are, or can be, within your power as the leader/manager. As will be illustrated later in my examples, this partly depends on your risk-taking threshold. 4 The goal is to recognize and reward, and therefore encourage, positive behavior and emphasize group success in achieving a goal or outcome. The goal is continuous positive feedback and an atmosphere of encouragement—a win-win situation for the individual and for the organization. Paul “Bear” Bryant, the legendary coach at the Univ. of Alabama, expressed it well when he said: “If anything goes bad, I did it. If anything goes semi-good, we did it. If anything goes real good, you did it.” Simple advice but it covers the concept of recognition. Recognition and rewards have a powerful motivating effect on people at work. They enhance a person’s awareness of self-worth and self-esteem. The giving of recognition and rewards are gestures that recognize a person’s uniqueness and human dignity. They also have a social value since they are often given in the presence of colleagues. Managers have a key role in this process. Following are six recognition and rewards guidelines that have worked for me: Look for positive behavior to recognize and reward. Give recognition and rewards in a public way to maximize their impact and effectiveness. Be open and genuine in the process of recognition and reward-giving. Utilize a wide range of recognition and reward options. Be aware of the importance of timing—recognition should be continual and rewards should follow hard on the heels of achievement. Remain impartial and even-handed in giving out recognition and rewards emphasizing group achievement over individual achievement. I stated earlier that your ability to provide rewards is influenced by your willingness to take risks. What I meant by that is that since most libraries are parts of government organizations, we often have very little flexibility in providing rewards (i.e. salary increases, bonuses, time off, trips to Hawaii, turkeys at Thanksgiving, etc.). However, if you are willing to take risk you can provide reward incentives that are very powerful (and popular) as the following two examples from my distant past in a far away place illustrate: 1. In olden times (mid to late 1970’s), OCLC was new and response time was PAINFULLY slow during the week. However, on Saturday response time was excellent because fewer people were using the system. I worked out a deal with the cataloging folks that if a minimum of two people (we only had two OCLC terminals) would agree to work on a Saturday they could work 5 hours and it would count as 8 hours. In the five hours they could do nearly twice as much work as they could do in a full day during the week. This was totally illegal—but it worked. 2. I was the new Head of Technical Services at an urban public library that was getting ready to open two new branches. We had about a year to process 60,000 volumes—in addition to the normal workload. Naturally management had not given us any additional positions. How was I going to get a group of folks who were used to doing 5,000-6,000 volumes a month to do 10,000 volumes a month? I made an informal, under the table, deal with them. Each month they processed over 10,000 volumes, everyone in Tech Services got to take half a day off “on me.” It didn’t count against their sick or annual leave. I explained that this was totally illegal so they’d better keep their mouths shut if they wanted this deal to continue. The group loved it! It was an amazing morale builder. They didn’t make the goal every month—but they did most months. It was nearly a year before administration found out about it and I was called on the carpet. I called a quick all staff meeting and told them the jug was up. By then we had achieved our goal of processing the books for the two new branches. 5 CONCLUSION In his wonderful book Leadership Is an Art, Max De Pree says, “The first responsibility of a leader is to define reality. The last is to say thank you. In between the two, the leader must become a servant and a debtor.” I’ve covered a lot of territory in the last hour. We’ve talked about creating an organizational culture that encourages and rewards team playing and consensus building to achieve results. We examined six steps a manager can take to improve communication and foster a positive team environment and we’ve looked briefly at some examples from my personal experience. Having said all of this, perhaps a better title for this talk would be “Opening Doors and Improving Communication Among Managers and Staff”. 6