[Secretary to complete: PAPER NUMBER] [Secretary to complete: OPEN / CONFIDENTIAL] Academic Board QUALITY STANDARDS AND REGULATIONS COMMITTEE 8th March 2010 Annual Report on External Examining 2008/09 REPORT SUMMARY This report provides statistical analysis of the annual reports submitted by external examiners and advisers during the 2008-09 academic year, including details of the receipt of Examiners’ reports and Faculties’ responses taken from the Quality, Standards, Review and Enhancement team’s (QSRE) database records as at 25th January 2010. The report identifies issues raised by externals (both positive and negative), particularly where trends can be see across the University or within individual faculties. The 5 external examiners who made negative comments to the report summary statements in their reports is extremely low as a proportion of the total numbers of externals (484) (see Appendix B, Table 3). Recommendation The committee is invited to receive the report and approve the recommendations contained therein. Appendices Appendix A: Provides an overview of the appointment of External Examiners/Advisers and Mentors Appendix B: Provides information on the breakdown of External Examiner, Adviser and Mentor appointments and the number of examiners’ and advisors’ reports and faculty responses received during the 2008-09 academic year up to 25th January 2010. Appendix C: Provides information from feedback received from External Examiners’ Development sessions. AUTHOR Name Carol Blackall Job title Senior Officer, Quality, Standards, Review and Enhancement Email address c.blackall@leedsmet.ac.uk ‘Phone number 0113 8123919 533574400 APPROVAL OF REPORT Approved by Julie Hudson, Director of Planning and Registry Services Approval date 15 February 2010 VC’s Group date n/a Annual Report on External Examining 2008/09 Introduction 1 The report provides analysis of the annual reports submitted by external examiners, advisers and mentors during the 2008-09 academic year. An overview of a range of activities undertaken at University level in relation to the appointment of external examiners covering the same period is also included at Appendix A. 2 The report identifies issues raised by externals (both positive and negative). 3 Human and financial resources are required across the University, within Faculties and the RSO to support the appointment of and activities related to the development of external examiners and the performance of their duties. 4 External examiners are an integral and significant part of all UK universities’ frameworks for the assurance and assessment of academic standards and external examining provides one of the principal means for maintaining nationally comparable standards within autonomous higher education institutions. The main purpose of this report is to provide evidence to the University of the effectiveness of its external examining system and its ability to provide an independent guarantee of the standard of the awards of the University. Overview of reports submitted 5 The external examiner report form contains a summary section for internal use which provides an immediate overview and immediately identifies any serious matters of concern. 6 In the summary section, externals are asked to respond with yes/no answers to questions on standards set, student performance and the conduct of processes. Externals are also asked to identify areas for commendation in this section. 7 The main report requires examiners to provide a qualitative written response under nine headings, including the following: a) the operation and conduct of the Board of Examiners (and any mitigation Panel or Examination Committee attended); b) the action, if any was required, taken in response to comments in the report of last year (not relevant for those examining for the first time); c) the overall performance of the students in relation to that of comparable levels of work in other institutions; d) the curriculum, teaching or resourcing of the programme of study as indicated by the performance of students in the assessment. 8 Externals in the main submitted their reports electronically with only a couple of exceptions. Examiners were sent an electronic receipt for their reports which stated the date by which they should expect to receive a response from the faculty within 60 working days from receipt of the report by the QSRE team. This response date was also given to the faculty when each examiner’s report was forwarded to them by the QSRE team for circulation. These dates are monitored by the QSRE team on the external examiner database. 9 Externals associated with the University’s Edexcel provision were asked to complete an additional section of the proforma, which asked the following: a) any major issues with regard to the BTEC programme(s) with which you are associated; b) areas of good practice you have identified specifically relating to BTEC programme(s) with which you are associated; c) any other comments that you wish to make that are related specifically to the BTEC programme(s) with which you are associated. 10 These questions enable the University to capture the data requested by Edexcel for its Annual review of Edexcel licensed centre BTEC programmes. The University’s Annual Review Report for 2008-09 is due to be submitted to the Edexcel University Chief Examiner by the 31st March 2010. Prior to that the report will be presented to the External Examiner Sub-Committee to be held on 4th March 2010. 11 External advisers were required to complete a different report form, which included the same summary section as for external examiners. However, the main report covered a narrower range of issues relevant to the adviser’s role of assisting external examiners in a particular subject area. The majority of the university’s external advisers work on the Languages for International Communication Scheme within the Leslie Silver International Faculty. 12 Mentors are required to complete a report describing the support they have provided for the mentee and how the mentoring arrangement has worked. 13 As of 25th January 2010, a total of 390 external examiner reports have been received and considered in compiling this report. A total of 40 reports remain outstanding for 2008/09. In some cases, there are legitimate reasons for the later submission of these reports, for example Boards of Examiners which meet outside of the standard undergraduate assessment timetable. However a number of externals who should have submitted their reports have failed to do so despite the sanction of withholding their fees and expenses. The QSRE team sends a reminder letter to all externals who have not submitted their reports. 14 As in previous years, there is variety in the length, focus and quality of external examiner reports received. However, the majority of externals completed their reports in detail and answered all questions fully. The QSRE team is considering the provision of an exemplar report to assist examiners in their reporting. 15 Each annual report received will be considered within schools/faculties and has been scrutinised by the QSRE team. A small number of notable issues were raised by examiners across three faculties, as follows: Faculty of Health 16 One examiner commented that in some cases a lack of understanding of confidentially requirements within students’ work was an issue. The faculty has responded to this issue and reported that a clear and consistent message will be given to students about its high importance. 17 One examiner commented that there had been spelling errors and grammatical errors in the proposed assessments to be set and that were sent to the examiner to review and suggested that in future they be spell-checked and proof read prior to being submitted to the examiner. 18 One examiner gave a no response to student performance at Level 3 and commented that students at Level 3 should be aware of how to reference and several in the sample sent to the examiner did not. Texts that were referenced were very basic and not appropriate to the level. Some students were unable to write an essay so what was presented was more like a set of notes. The examiner commented that the overall standard at Level 3 was below what she would expect from them in terms of critical analysis. The Dean will give an update on action taken regarding this matter. Faculty of Business and Law 19 Some external examiners within the Faculty of Business and Law expressed concerns about administrative and communication issues connected with the assessment process, for example the lateness of the submission to them of work to moderate. The Dean will give an update on action taken regarding this matter. 20 Three externals commented on the high numbers of students seeking and gaining mitigation and their being able to choose the highest mark achieved following having been given mitigation and that this process encourages “insurance migitation” by students, particularly in examinations. The Faculty have noted these comments and staff within the faculty share these concerns and the issue will be discussed at Faculty Board. 21 One examiner commented on the short period of time between students being notified of being unsuccessful and their ability to re-sit creating pressure on both staff and students and the Faculty is aware of this and is reviewing the process for the next academic year. 22 One external examiner commented that the faculty’s PACE module is beginning to have an impact and is improving student performance. Innovation North Faculty of Information and Technology (RUN provision) 23 One examiner responded no to student performance and stated that he thought that students lack some of the skills that many of the students who get into the major drama schools have and stated that it was evident in both performance and their understanding of the process. The course team have responded to these comments by stating that the examiner appears to be measuring the FD with national acting conservatoires. The course team will clarify these issues further with the external examiner. 24 One examiner expressed no in all of the summary statements stating that he was unable to confirm the standards on the programme due to a lack of student work or information. The standards on the professional development and practice modules appear to be inconsistent with a lack of justification from the assessor as to the rationale for different marks being awarded. He also stated that there were two different modules on the programme that have identical module handbooks and identical forms of assessment. The examiner also stated that student performance was extremely low on the programme, particularly at Level 2. In one instance all of the students failed a module. On a different module only one student passed the module with 40%. The examiner also commented that there was no evidence of the development of scientific skills of data collection, analysis and interpretation. The examiner also commented that there was a lack of information upon which to base his judgements on the conduct of processes as he had not been provided with any student work (Psychology module), no examination question papers (Exercise Physiology) and unclear information in the module handbook regarding assessment (PDP). He also commented that there was no moderation or second marking on the programme apart from one Level 4 nutrition module. 25 Following receipt of the report the College concerned had arranged a meeting with the external examiner to address the issues directly with him and to propose solutions to the ongoing issues. The Dean will give a report on action taken regarding this matter. 26 One examiner had placed no in all of the summary statements stating that the work sampled was generally over-marked, and adjustments had to be made during the moderation process. He also commented that with only one student completing in the academic year it was difficult to draw general conclusions, but the work seen was of a lower standard than the work of other students nationally in the final year of a BA degree. He also commented that the student sampled had not met the stated requirements of the modules, failing to hand in a significant component in several cases. This had been overlooked during the assessment process and had to be adjusted through moderation. 27 All of the issues raised by the examiner have been addressed by the course team in their response to the examiner’s report. The Dean will give a summary review of the outcome of this matter. Faculty responses to external examiner reports 27 As outlined in the University’s Academic Principles and Regulations, it is the responsibility of a Senior Academic Manager (nominated by the Dean of Faculty) to provide external examiners with a written response to their comments and recommendations within 60 working days of receipt of their report. To this end, Faculty External Examiner administrators have been asked to provide the QSRE team with copies of all responses sent to external examiners. The receipt of Faculty responses is monitored by the QSRE team as part of the continuous audit process. The number of Faculty responses recorded as received on the QSRE team’s database as at 25th January 2010 is included in Appendix B, Table 2 and is comparative to previous years at this point in the academic year. 28 Of the Faculty responses to reports that have been submitted the issues raised by external examiners are addressed in the main by faculties with the identification of proposed solutions being made. When examiners send in their reports next academic year it will be seen whether those issues were in fact resolved. 29 Of those external examiner reports so far submitted all but two have stated that their issues from their previous year’s report were addressed and in the two where they were not addressed the faculties have given the reasons to the examiners why this was the case and the examiners were content with those reasons. 30 Deans have been asked to report on reasons for responses to external examiner reports not being sent within the deadlines. Analysis of external examiner/adviser reports Overall 31 As in previous years, the overall tone of most external examiners’ reports was positive. External examiners are asked to comment on areas of commendation and a number of areas of good practice emerge from this (see paragraph 55) 32 The number of external examiners who made negative comments in their report summaries was only five and this number is extremely low as a proportion of the total number of externals (440). In two of these cases the reasons for the negative comments given were: One external examiner had retired during his tenure and therefore did not feel able to comment on the student performance being comparable with similar programmes or subjects in other UK institutions with which he was familiar. Another examiner was unable to agree that the student performance during the academic year 2008/09 was comparable to other UK institutions due to a number of issues he had raised with the course team. However he did say that for the academic year 2009/10 the faculty have reviewed the programme and put in place many improvements which would address the issues raised and lead to a more appropriate level of student performance. Please also see paragraphs 23, 24 and 25 above. Conduct of Process 33 Examiners commented on the excellent administration of processes by administration teams and the good liaison with examiners by course teams and the university generally. Two examiners commented on the process of the reading out of all levels of students’ results where students were being given their final awards. The previous level marks had already been through a Board of Examiners’ process and the examiners commented that this re-reading of results appeared to prolong the board unnecessarily. 34 Reliable, conscientious, thoughtful and constructive marking and moderation and the provision of relevant information to examiners in a timely manner was also highlighted by examiners. Comments were made by 5 examiners on the late notification of the dates of boards of examiners and late changes to the dates, which then precluded them from attending. 35 A number of examiners across all faculties and the RUN stated that they had been informed of the date of the board of examiners rather late and had been sent work for moderation very late in the cycle. Faculties are asked to ensure that examiners are contacted as early as possible to inform them of the dates of the boards of examiners and to keep examiners informed of any changes to dates and venues. Faculties are also asked to ensure that samples for moderation are sent in a timely fashion and are not bunched towards the end of the academic year if possible to allow examiners to give timely consideration to samples. Standards set 36 All but two examiners commented that the standards set were appropriate. In both cases the Faculty had addressed the issues raised by the examiners. Please also see paragraphs 24, 25, 26 and 27 above. 37 A number of examiners stated that they thought that the Unfair Practice Board process had taken away the decision making process from the Boards of Examiners and did not feel that this was helpful to students. It was also commented that External Examiners had not been consulted about this change in process and that guidelines should be given to Faculties about the process and the level of discussion expected at Boards of Examiners. 38 Another examiner commented that the plagiarism penalties appeared overgenerous and that it was somehow inappropriate for a student found guilty to resubmit without capping of the mark, particularly as students who fail at the first attempt are not given the same opportunity. This comment has been highlighted for discussion during the forthcoming review of the regulations. 39 Two examiners commented that they deemed the 40% pass mark for Masters’ inadequate and that it was detrimental to the academic system. 40 One examiner also commended the commitment to maintaining robust quality systems at both faculty and institutional level. Data systems issues 41 At one RUN college issues with the data systems led to the incorrect calculation of marks presented to the Board of Examiners. The college has since addressed these issues in their response to the two examiners who raised the issue. 42 At one university board of examiners there appeared to be confusion as to the presentation of the data, where the University’s guidance was apparently at odds with the actual presentation of data on the weighted averages. The examiner did comment however that the Board took time and considerable care to fully understand this and ensured that no students were disadvantaged in their final classification. The QSRE team will discuss this issue more fully with the Faculty and the Banner team to identify the issues. Performance of students 43 All but two externals felt that the work of students was comparable to that of other institutions with which they are familiar and in most cases student performance was considered to be of a very high calibre. In both cases the Faculty had addressed the issues raised by the examiners. Please also see paragraphs 24, 25, 26 and 27 above. 44 As in previous years, external examiners reported on a wide range of strengths and weaknesses in students’ work. 45 A number of externals were concerned about students in terms of their spoken and written English language proficiency, i.e. spelling, grammar, punctuation, the use of the first person and the structure of their written assessments. It was also commented by many examiners that some students had a poor understanding of referencing and the production of bibliographies. Some examiners commented on students’ over-reliance on web-based materials and articles rather than books and journals. In all instances where these remarks were made the examiners stated that this was a problem nationally and not particularly related to Leeds Met students. 46 Comments were also made that weaker students have difficulties in relating theory to practice, as well as having poorly developed analytical skills. It is notable that these issues are raised by externals annually and faculties are asked to consider these issues in more detail. 47 Many examiners commented on the high level of employability skills demonstrated by students on programmes across all faculties. 48 Many examiners commented very favourably on the use of the Virtual Learning Environment for both assessment and feedback but did make comments on their inability to access the VLE. The QSRE team via the University External Examiner subcommittee is seeking to address the issue of externals’ access to the VLE. 49 The areas for improvement most regularly raised are the use of referencing by students and the integration of theory and practice in vocationally-orientated courses. It is recommended that scheme/course teams consider these issues in more detail. 50 Some examiners commented that the introduction of the student representation system has improved communication with cohorts of students. 51 It was further noted that a large number of students were given mitigation long after the deadline for the submission of mitigation had passed. It was suggested that the university should seek to eliminate this practice by being firmer on the deadlines for submission. Action taken on previous comments 52 External examiners are asked in their reports to comment on the action that was taken (if any was required) in response to their report of the previous year. Those external examiners appointed during the 2008-09 academic year were unable to comment on this issue in their first year of appointment. Whilst not all external examiners’ recommendations can necessarily be implemented either in full, or immediately, faculties should give consideration to these issues during the annual review cycle. 53 Most examiners reported positively that their previous suggestions for improvements had been properly considered and appropriate action had been taken. 54 Recommendations for action to be taken in response to external examiner reports are identified as part of the University’s Annual Review process. It is recommended to faculties that if it is not possible to address all of the issues raised by examiners that a reason why this is the case be included when responding to the examiner rather than no response at all being given. Assessment 55 In line with previous years, many external examiners reported positively on the range and variety of assessment methods employed and the innovative approaches taken by many course teams. The quality of feedback provided and support offered to students was also commended by virtually all externals. There were instances where inconsistency in the format of feedback to students required addressing and it is recommended that faculties consider solutions to this quality enhancement issue during the annual review cycle. Good practice 56 The majority of external examiners commented on areas of good practice they had identified from their involvement with the assessment process. Common themes that emerged included: a) Well run and rigorous Boards of Examiner processes. b) Varied and innovative assessment methods which allow students to demonstrate a range of skills and knowledge. These include the use of group work and nontraditional assessment methods; c) High quality, detailed and transparent feedback provided to students, including formative feedback which informs how students approach subsequent work; d) The commitment, enthusiasm and professionalism of academic and support staff; e) Rigorous and reliable moderation and marking, including clear evidence of second marking; f) Good academic and pastoral support provided for students. Tutors having a good knowledge of their students and their individual progress; g) An emphasis on reflective and creative thinking in particular areas of study; h) The establishment of external links and external guidance and support that staff have provided for students on a range of courses; i) Marking criteria are on the whole clear and easy to follow. j) Engagement with local employers is particularly commended. Mentor reports 57 Mentors commented on the mentor process working well and highlighted it as excellent practice. 58 One mentor suggested that the university should provide a more prescribed indication of roles and tasks that are likely to need the support of a mentor. Recommendations 59 Committee members are asked to endorse the following recommendations: a) that faculties ensure when it is not possible to address all of the issues raised by examiners in their reports, they provide a reason why this is the case when responding to the examiner; b) that QSRE closely monitors the receipt of examiners’ reports and writes to examiners to ask for their reports in a more timely fashion where the deadline has been exceeded; c) that QSRE closely monitors the receipt of faculty responses to reports to ensure compliance with the 60 day response deadline by providing a monthly report to Deans and Chairs of Faculty Quality and Standards Committees; d) that QSRE provides a report to the Quality Enhancement Committee on any quality enhancement issues raised by external examiners. e) that our university extends its institutional oversight of the arrangements for and management of the external examining process. It is proposed therefore to broaden the remit and terms of reference of the University External Examiners’ Sub-Committee to enable that group to undertake this task, formally reporting its findings to Academic Board. Conclusion 60 The Committee is invited to receive the report and approve the recommendations.