Richland Police Department: 2009 Municipal Achievement Awards Municipal Achievement Awards 2009 Richland Police Department PROJECT CATEGORY: Public Safety PROJECT TITLE: PARSTAT; Incorporating Increased Accountability and Effective Crime Fighting Strategies Into a Values Based Organization PROJECT STATEMENT: Since 2006 the Richland Police Department has used the Performance and Accountable Response to Statistics (PARSTAT) process as its primary crime-fighting strategy. This process has helped the department do a much better job of delivering its product of safety and service to the community. It has increased accountability in a values-based organization, while helping to reduce crime significantly. PROJECT SUMMARY: A police department must determine how it can most effectively and efficiently provide service to its community. The type and level of service are unique for each department and community. The Richland Police Department (RPD) took a hard look at itself, questioning what its product should be, how well it delivered that product and whether it could do better. RPD acknowledged that it needed significant change. The department, as well as the City of Richland organization, recognized the need to transition from a rules-bound organization to one that is values-based. The police department faced the additional challenge of changing its culture from a stagnant, reactionary mode to one that is more proactive and directed in its effort. The goal was to create a process that increased accountability and helped the department better provide its product of safety and service. The RPD implemented a process called PARSTAT, which significantly increased accountability and used successful crime-fighting strategies. The police department’s effort created a values-based organization that does a much better job identifying and solving problems. The end result has been a significant drop in serious crime and collisions, despite increases in population and calls for service. Residents continue to be pleased with the police department’s level of service, and surveys show they feel exceptionally safe living in Richland. 1 Richland Police Department: 2009 Municipal Achievement Awards Background Historically, an increasingly mobile society forced officers into patrol cars. The advent and implementation of 9-1-1 technology contributed greatly to the emphasis on rapid response to crimes and calls for service. Officers raced from call to call to take reports. Consequently, positive contact with the community declined in importance. Response times became a standard barometer by which agencies judged their own, and other agencies’, performance. Officers hurried from one call to another and became conditioned “report takers.” Within the RPD, officers were expected to respond in person to all calls for service. Meanwhile, the department introduced non-essential, ancillary programs1 that took officers away from the core patrol function. Crime-fighting strategies were fragmentary. Patrols were generally random, without department-wide coordination of effort directed towards problem identification and solution. Problems were most often identified based upon the perspective of individual officers and supervisors. Problem identification and solution varied from individual to individual. Superficial investigations became too common on routine cases. The principles and practices of good policing that had long been in the repertoire of effective police officers were no longer the norm. The agency’s culture soon grew to that of being a reactionary, rather than a proactive, police department. Frustrations grew as the department was repeatedly asked to do more work with fewer resources. The crime rate generally continued to increase. Supervisors had responsibility, but often lacked the proper authority to manage their own squads. Supervisory accountability was significantly lacking. The department had little rigorous follow-up or assessment to ensure that staff was obtaining desired results. Supervisory staff meetings were infrequent and normally served the purpose of downward communication. Organizational Change Beginning in 2002, the RPD, as well as the city, began a transformation from a rules-bound organization to one that is values-based. In addition, the police department underwent a cultural change; from a reactionary, “wait for the big one to come,” report-taking mindset to one that evolved into a proactive, investigative approach to crime fighting. The department, over time, began to use a management model that became known as VMP3; Values, Mission, Product, Priorities and Process. Values: The city identified its core values as integrity, excellence and teamwork. RPD integrated these into all operational facets. Mission: RPD developed a new mission statement, with input from the entire organization. Product: RPD identified safety and service as its primary “product.” Priorities: RPD identified its priorities as 1) crime, 2) traffic and 3) quality of life issues. Supervisors, as well as line personnel, were given increased responsibility, flexibility and authority to deliver our product to the community based upon the organization’s values, mission and priorities. This included the ability to deviate from policy or established practice if an employee can articulate that the change was reasonably necessary in order to meet the department’s values, mission or priorities. 2 Richland Police Department: 2009 Municipal Achievement Awards Supervisors learned the difference between customer service and customer satisfaction, as well as the difference between real safety versus perceived safety. Supervisors were also taught about obligated and unobligated time, and how unobligated time should be used for proactive, directed patrols. It became no longer acceptable for officers to drive randomly around town, waiting to handle the next call for service. Seeking an Effective Process RPD faced a major challenge: to design a process that best met the department’s needs. The department needed a process that improved problem identification, provided a wellcoordinated approach to problem solving, addressed less serious crime and quality of life issues as well as serious crime, increased accountability within the organization and accurately measured success and failure. Staff did extensive research, including site visits to New York Police Department, New Jersey, Washington State Patrol and Los Angeles Police Department. The answer for RPD lay with the Computerized Statistics (CompStat) process that NYPD first introduced in 1994. This process incorporated the “Broken Windows” theory2, which suggests there is both a high correlation and causal link between community disorder and more serious crime. Analysis of statistics allowed staff to identify problems and effectively assign resources. CompStat integrates four crime reduction principles into virtually every function and activity that the agency undertakes: Accurate and timely information and intelligence. Rapid deployment of resources. Implementation of effective tactics. Relentless follow-up and assessment. CompStat significantly increases accountability within an organization and measures success by reduction in crime statistics. The NYPD, and many other departments that adopted the CompStat process, enjoyed significant reduction in crime over extended periods of time. CompStat, as a management tool, has been applied throughout entire city organizations with success3. RPD command staff was concerned about the potential for “human toll” that is sometimes associated, fairly or unfairly, with the CompStat process. If not applied properly, the process has the potential to become adversarial and confrontational. Therefore, the RPD elected to focus on effort, rather than on pure statistical results. The theory is that success, both statistically and anecdotally, will follow if proper effort is put forth. This affords flexibility if statistical results are not achieved due to factors outside an employee’s control. This theory is consistent with a values-based organization. It is very important that accountability remain a part of the process – but accountability is focused on effort, not statistical results. The RPD redesigned the CompStat process to meet the unique challenges of the department and its community. This revised process was named PARSTAT; Performance and Accountable Response to Statistics. Laying a Foundation for PARSTAT The department recognized the need to increase unobligated time so that proactive, directed efforts could be devoted to specific problems. RPD had to implement changes to lay the foundation for a successful implementation of PARSTAT. These changes included: 3 Richland Police Department: 2009 Municipal Achievement Awards Re-assignment of officers from non-essential, ancillary assignments to the core patrol function. Development of a Proactive Anti-Crime Team4 (PACT). Implementation of a Differential Response Strategy, which includes: o Authorizing officers to take telephone reports on incidents that meet specified criteria. o Allowing officers to hold non-emergency calls that meet specified criteria. o Establishing a station officer assignment; this officers handles all telephone report calls and walk-in customers. o Implementing Merchant Crime Reports; businesses may mail, fax or drop off simplified crime reports that meet the criteria. o Directing citizens to the city attorney’s office or prosecutor’s office for direct filing of charges that meet criteria; these incidents are included for Uniform Crime Reporting purposes. o Using citizen volunteers to handle certain found property cases and issue parking infractions. Implementation of a new Records Management System that made it possible to retrieve statistical data. Creation of a Crime Analysis software system with pin mapping capabilities that would aid in identification of crime series and trends. Implementation of PARSTAT RPD began implementation of PARSTAT early in 2006. To be consistent with a valuesbased organization, RPD slowly phased in PARSTAT. Command staff purposely gave supervisors and officers time to adjust to this new process; they did not want to overwhelm supervisors and officers with too much change, which had included, since 2002, the switch to a values-based organization, the previously described cultural shift and now implementation of a new philosophy of policing. The department accepted that supervisors and officers would make mistakes as they learned this new philosophy. The PARSTAT process is manifested in two types of meetings that RPD staff conducts: Weekly Strategy Meeting A Crime Analyst gathers and an Administrative Sergeant prepares data on all crimes that occurred in the past week for weekly review. Staff reviews the data from crime analysis and quality control perspective. Staff also analyzes the data to detect trends so that RPD can devote appropriate resources to prevent problems from occurring. Thus, the department is proactive - rather than just reacting to numbers. Staff sees real-time graphs for each Part I Crime; these graphs identify crime numbers in relationship to pre-established annual goals5. People who attend this meeting include: Chief of Police (as his schedule allows), Division Captains, Administrative Sergeant, Detective Sergeant, Community Services Sergeant, onduty Patrol Sergeant, PACT Sergeant, U-PACT Corporal, Crime Analyst and a representative from the Department of Corrections. With these people in attendance, the team can make immediate decisions about needed follow-up, or identify resources they need to dedicate to problems. The team works out specific details at the meeting. Thus, RPD has no delay in trying to determine who will do what, at what time. The weekly strategy meetings are scheduled so attendees can participate while on-duty, preventing overtime costs. The meetings normally last 30 minutes. Staff generates a weekly objectives form after each 4 Richland Police Department: 2009 Municipal Achievement Awards meeting. This identifies crime problems and what proactive, directed efforts are assigned to take place for the upcoming week. All department personnel receive the form. A Crime Analyst pulls statistical data in preparation for a strategy meeting. A sample of crime pin mapping used to identify theft trends for a specific time frame. Formal PARSTAT Meeting Patrol squads rotate between day and night shift every six -weeks. The formal PARSTAT meeting occurs the week preceding the shift rotation. It is purposely scheduled this way to increase communication between patrol squads and help prepare them for the problems that have occurred on the shift they are about to assume. All command staff and supervisory teams are required to attend the meeting. Staff analyzes statistical data on Part I and II Crimes for the month-to-date with comparison to previous years and in relationship to established annual goals. Staff also reviews general crime trends from the past six weeks, rather than analyzing individual crimes as occurs in the weekly strategy meetings. Additionally, staff reviews such data as number of calls for service, Metro Drug Task Force statistics, code enforcement statistics, station officer statistics, patrol squad staffing levels and statistics, DUI data and collision data. Collision data includes identification of the top collision intersections and collisions categorized by day of the week, time of the day and causative factors. Attendees see pin mapping for all crime categories. Supervisory teams provide a formal report to the command staff on what problems they identified over the past six weeks, what steps they took to resolve the problems and how successful they may or may not have been. Those present discuss progress toward, or results from, formal project plans6. They also discuss these supervisory functions: On-site observations supervisors made of their officers during traffic stops, crime scene investigations, court testimony, interviews and field contacts. Number, type and resolution of officer complaints that were received. Number and type of use-of-force incidents officers were involved in. Notable actions that officers may have performed. Off-duty supervisors are allowed to adjust their work schedule to attend, or can receive overtime. Meetings normally last about two hours. Staff posts the meeting’s PowerPoint presentation on a computer drive so that all officers can view the content of the meeting. The Strategy and PARSTAT meetings are open for any employee to attend. 5 Richland Police Department: 2009 Municipal Achievement Awards Accountability is critical for PARSTAT to be successful. It is important that RPD hold personnel accountable for efforts they put forth in identifying and solving problems. Thus, accountability is a necessary component of the strategy and PARSTAT meetings. The meetings also serve as a forum for command staff to continuously assess supervisors and officers. While command staff asks supervisors questions in front of their peers, they take care to neither reprimand nor ridicule staff. Common-sense management practices prevail. During the meetings, supervisors identify positive or commendable actions that officers may have performed during the review period. The Chief will often contact those officers and thank them for their efforts. Measuring the Success or Failure of PARSTAT As previously mentioned, each police department and each community has unique situations and challenges. What works for one may not work for another. Ultimately, the police department and the community determine the success or failure of any philosophy, strategy or process. The challenge for the RPD’s 58 commissioned officers is to serve more than 46,000 residents who live in an area that covers 34.4 miles with 271 miles of roadway. While the crime rate has fluctuated over the years, from 2002 to 2005 Richland experienced a 16% increase in Part I crimes. Crimes per 1,000 residents rose from 34 to 37. The population increased 8% during that time. Since PARSTAT was implemented in 2006, Richland’s Part I Crimes decreased 27% and crimes per 1,000 residents declined from 37 to 25. There was a 16% reduction in collisions. The total for 2008 Part I Crimes (1,156) was the third lowest going back to 1980; the lowest was 1,085 crimes in 1993. This has been accomplished despite a 6% population increase and a 35% increase in calls for service since 2005. The 25 crimes per 1,000 residents compares favorably to the 41 crimes per 1,000 residents that existed as recently as 2001. An important component of PARSTAT is distribution of accurate and timely information to officers. PARSTAT requires rapid deployment of resources and implementation of effective tactics to arrest violators. Statistics is only one possible measurement of success. As stated above, the community ultimately assesses the success of its police department. The RPD has always enjoyed a good relationship with its citizens, receiving a 90% or higher rating of satisfaction with police services in past community surveys. In a 2008 community survey, 99% of respondents indicated they feel very safe or somewhat safe in their neighborhoods during the daytime, and 95% feel that way after dark. This constituted a 2% and 3% increase from the same 6 Richland Police Department: 2009 Municipal Achievement Awards question asked in a 2006 survey. In the 2008 survey, residents identified Public Safety (low crime rate and safety) as one of the three most desirable things about living in Richland. The RPD does not contend that PARSTAT is solely responsible for the decrease in crime and collisions, or for the feeling of safety that the community shares. Only time will tell if Richland can maintain these low numbers and its citizens’ feeling of safety. But the department does know that PARSTAT has improved the effectiveness and efficiency of its operation. PARSTAT provides a much better, coordinated effort in problem identification and solution. The process forces constant evaluation of the strategies and tactics that RPD uses to provide its product of safety and service to the community. It also increases accountability to ensure that all members work as a team to meet the mission of safeguarding and protecting those who live, work, visit and commute in Richland. And, it has been successfully implemented in an organization that is now values-based. Based upon all measurements of success, PARSTAT works for Richland. Implementation of PARSTAT was possible because the Richland Police Department has become a flexible organization that can make operational adjustments. The department is comfortable with, and capable of, anticipating change and meeting new demands for service. 1 Non-essential ancillary programs for the RPD included the DARE assignment, Off-Road Vehicle assignment and motorcycle traffic unit. 2 “Broken Windows” is a term coined by James Q. Wilson and George Kelling in their March 1982 article entitled “Broken Windows: The Police and Neighborhood Safety.” 3 The City of Baltimore spearheaded development of the CompStat process as a management tool in all municipal departments with their CitiStat program. 4 Rather than evenly distributing patrol officers among all four patrol squads (RPD works 12-hour shifts), the department conducted an analysis to determine how many officers would be needed for each patrol squad to handle calls for service. Staff assigned extra officers to a plainclothes proactive anti-crime team (PACT) consisting of one sergeant and four officers. Later, RPD formed a uniformed proactive anti-crime team (U-PACT), consisting of a corporal and two officers. PACT is designed to be a truly proactive team and does not respond to radio calls for service unless it is a priority, in-progress call. U-PACT is designed to provide proactive, directed patrols to problem areas unless assisting patrol squads with in-progress or priority calls. 5 The RPD established the following 2009 goals: 1) 5% reduction in Part I Crimes, 2) 10% reduction in collisions, and 3) 10% increase in DUI arrests. Progress towards these goals is evaluated at each weekly strategy meeting. 6 A supervisor devises a formal project plan for any problem that requires devoting multiple department resources for its resolution. 7