Guidelines for Degree Actions Spring 2013 Introduction The degree action approval processes described in this document reflect the official internal governance policies of Virginia Tech, as well as external approval policies of the State Council of Higher Education for Virginia (SCHEV) and the Southern Association of Colleges and Schools, Commission on Colleges (SACS-COC). This guide was created to assist faculty, administrators, and staff in their efforts to create and/or change existing degree programs in ways that ensure compliance with both internal and external regulations, promoting high integrity and excellence in Virginia Tech’s educational mission. Various types of degree actions and their associated processes are explained in the sections below, all of which require some level of review and approval. These include new degree preparation, spin-off degrees, changes to existing degrees (e.g., new degree names), and degree discontinuances. Moreover, issues that may emerge within new and existing degree programs are discussed, including the delivery of curricular content via distance learning, changes in administrative oversight, and programs jointly offered with other institutions. Faculty, administrators, and staff involved in new degree actions are required to secure preapproval either from the Vice President and Dean of the Graduate School or the Vice President and Dean of the Division of Undergraduate Education. Additional guidance and information is available through the Office of Degree Development and Support (http://www.odm.vt.edu) and other important sources (see Appendix A for names and contact information). Collectively, our goal is to ensure and maintain the exceptional quality of all academic programs and opportunities at Virginia Tech. How long does the review and approval process take? The timeline from initiation to final approval for a degree action is dependent on its nature: For new degree programs and degree discontinuances, you should plan on final approval from the Board of Visitors (BOV) taking approximately 12 to 14 months from pre-approval. For example, a new degree proposal that is preapproved in Spring 2013 could be ready for review and approval by the BOV in Spring 2014. Once BOV approval for a degree action is secured, the proposal is forwarded to SCHEV for approval (if required) or notification. If SCHEV approval is required, this step can take up to 9 months (for new degree proposals) or 6 months (for spinoff degree proposals). The degree action is not official until SCHEV approval has been secured. The above timeline for doctoral-level programs should be slightly extended given that an onsite evaluation by an external review team is required by SCHEV. No external review is required for masters-level degree proposals. In addition to SCHEV approval (if required), some degree actions will also involve review and approval by SACS-COC (i.e., if the degree action is considered a substantive change), extending the timeline for ultimate approval. Although the degree proposal that is forwarded to SCHEV is typically of a similar format required by SACS-COC, it is in the best interests of the university to begin the approval process at SACS-COC after which time that the proposal is deemed likely for approval by SCHEV (rather than in tandem), given that a failure to receive approval from SCHEV precludes the relevance of approval from SACSCOC. Steps in degree action governance The general steps in Virginia Tech’s internal governance process for degree actions are schematized in Appendix B. A more detailed description of the various steps in the process is provided below. Given that not all degree actions require the same extent of review and approval, various kinds of degree actions are listed with each of the following steps: Step I: PREAPPROVAL (new degrees; revised degrees; discontinued degrees; certificates; majors/minors; options/tracks/concentrations): Pre-approval must be secured for all degree actions, whether new or a modification to an existing degree program (see http://www.odm.vt.edu for the preapproval application that must be submitted to the Vice President and Dean of the Graduate School or Vice President and Dean of the Division of Undergraduate Education in order to initiate a degree action). Preapproval also requires that the appropriate administrative official (vice president) consult with the Academic Affairs Council in determining the relevance and timing of the degree action for the university. Step II: DEPARTMENT/COLLEGE REVIEW (new degrees; revised degrees; discontinued degrees; certificates; majors/minors; options/tracks/concentrations): After pre-approval is granted, the VT Degree Proposal (see http://www.odm.vt.edu) document and the SCHEV Degree Proposal (see http://www.odm.vt.edu) begin development. The VT Degree Proposal must be presented and approved by the curriculum committees at both the department-level (if applicable) and the college-level. If the degree action requires the creation of new courses, these must be approved in advance of the degree at any given step in the governance process. If the degree action will impact course enrollments in other departments, the primary author(s) must secure written permission from the department heads/chairs of those departments so affected (email correspondence is acceptable). During this time, the faculty responsible for preparing the documentation should go to the website of the Office of Degree Development and Support (http://www.odm.vt.edu; see also Appendix A) for guidance as to materials needing preparation for governance and SCHEV submission. Step III: UNIVERSITY REVIEW (new degrees; revised degrees; discontinued degrees; certificates; majors/minors; options/tracks/concentrations): After receiving approval from the college curriculum committee, the VT Degree Proposal is entered by the staff member who assists the college curriculum committee into HokieCAPS, an internal digital tracking system that allows the proposal to be viewed by representatives at appropriate levels of governance. The first review is open to the faculty and administrators of the university, via notification that the proposal is now open for 15-day review. During this period, interested others may make comments, raise concerns, or pose additional questions to the authors of the proposal (on HokieCAPS). The authors are then free to respond to these issues until the end of the 15-day review period. Guidelines for Degree Actions 2 Step IV: UNIVERSITY CURRICULUM COMMITTEES (new degrees; revised degrees; discontinued degrees; certificates; majors/minors; options/tracks/concentrations): The next step of governance is a review and approval of the VT Degree Proposal by either the Undergraduate Curriculum Committee (UCC) or Graduate Curriculum Committee (GCC), as appropriate. These committees are composed of faculty and staff representatives from all colleges at the university. Step V: UNIVERSITY COMMISSIONS (new degrees; revised degrees; discontinued degrees; certificates; majors/minors; options/tracks/concentrations): The next step of governance is a review of the VT Degree Proposal and its official resolution by the members of either the Commission on Undergraduate Studies and Policies (CUSP) or the Commission on Graduate Studies and Policies (CGSP). The charge of both CUSP and CGSP is to study, formulate, and recommend to University Council policies and procedures concerning on- and off-campus academic program matters, such as: degree requirements, curricula, courses, advising, and library resources. Each commission will consider the degree action proposal for two readings: the first for discussion, and the second for continued discussion (if necessary) and vote. Step VI: UNIVERSITY COUNCIL (new degrees; revised degrees; discontinued degrees; certificates): NOTE: Prior to being considered for approval by University Council, the VT Degree Proposal must be approved for advancement by either the Vice President and Dean of the Graduate School or the Vice President and Dean of the Division of Undergraduate Education (see required signatures on the Preapproval Application). The next step of governance is a review of the VT Degree Proposal and official resolution by the members of the University Council. The charge of University Council is to assist the President of the University in formulating and implementing university policy in a manner which attempts to ensure that Virginia Tech always strives effectively to provide an environment conducive to the pursuit of learning, teaching, scholarship, research, and service, and to anticipate and meet the educational needs of society in general and the Commonwealth and nation in particular. University Council will consider the VT Degree Proposal for two readings: the first for discussion, and the second for continued discussion (if necessary) and vote. Step VII: BOARD OF VISITORS (new degrees; revised degrees; discontinued degrees; certificates): The final step of internal governance is a review of the VT Degree Proposal and official resolution by the Board of Visitors (BOV; see http://www.bov.vt.edu/). The first review takes place within the Academic Affairs subcommittee of the BOV (http://www.bov.vt.edu/committees/committees.html). A formal presentation of the proposal is provided to the members of the Academic Affairs subcommittee, followed by open discussion and a vote. Next, the VT Degree Proposal and official resolution are considered by the full BOV for approval. Submission of these materials to the BOV requires coordination with the Office of the President and staff members responsible for composing the BOV meeting agenda. Step VIII: EXTERNAL REVIEW (new degrees; revised degrees; discontinued degrees; certificates): After BOV approval, the SCHEV Degree Proposal is officially submitted to SCHEV via the Office of Degree Development and Support. The degree proposal is reviewed by staff at Guidelines for Degree Actions 3 SCHEV, followed by submission and review by the SCHEV Academic Affairs Committee and then Full Council. Notification to or submission for approval by SACS-COC depends on whether the program reflects a substantive change to existing approvals (see http://www.odm.vt.edu for this form). Specific Types of Degree Actions New Degree The term “new degree” refers to a curriculum leading to the award of a degree that includes content in a discipline(s) or field(s) not currently offered by the institution. New degrees typically reflect faculty and administrators’ awareness of emerging domains of knowledge, innovations in technologies/pedagogy, and energizing collaborations both within and across disciplines. In all situations, new degree programs require preapproval. The success of a proposal for a new degree depends strongly on its justification, relevance of its curriculum to its mission, relevance to Virginia Tech’s mission and active strategic planning, and its ability to secure necessary resources (either new or existing) for its operation. Although most new degree programs will involve the creation of some new courses with respect to its core training, new degrees are allowed to share up to 25% of core courses (excluding the CLE) with an existing degree program. However, the new degree must be assigned a unique CIP code at the degree level being proposed. After preapproval for a new degree is secured, key faculty are asked to begin the process of creating a full, SCHEV-friendly degree proposal for review by appropriate representatives of internal governance (Steps II through IV above). Next, the VT Degree Proposal accompanies a resolution through final internal approval by the BOV. In the final step, the SCHEV degree proposal is officially sent to Richmond for review and approval (SCHEV requires a 9-month interval between receipt of a request for a new degree and its intended initiation date). However, in consultation with the Office of Degree Development and Support, draft versions of the full degree proposal may be sent to SCHEV staff for review and feedback before the final proposal is officially submitted; this is helpful in addressing concerns with the proposal in advance of its formal submission to SCHEV for approval. Here are other topics of importance in designing a new degree program: Degree Name: A short descriptive title accurately capturing the essential nature of the curricular training associated with a particular degree. For example, “Ph.D. Mechanical Engineering” or “B.S. Crop and Soil Environmental Sciences” are degree names appearing in Virginia Tech’s official degree inventory (http://www.schev.edu/students/DegreeInventory.asp) and appear on the student’s diploma and transcript. Once a degree is approved, any change in degree title must be approved through internal governance at Virginia Tech and SCHEV. CIP Code: Classification of Instructional Programs (CIP) is to provide a taxonomic scheme supporting the accurate tracking, assessment, and reporting of fields of study and program completions across the nation. Originally developed by the U.S. Department of Education's National Center for Education Statistics (NCES) in 1980, the most recent CIP revision can be found at http://nces.ed.gov/ipeds/cipcode/. All approved degree programs and certificates must have assigned CIP codes. Moreover, CIP codes can be reassigned to one degree name at different degree designations (see definition below). However, a CIP code cannot be reassigned to a second degree at the same degree designation. Guidelines for Degree Actions 4 Degree Designation: The level at which any given degree curriculum is delivered to its students (e.g., Bachelor of Science; Master of Arts). According to SCHEV, a bachelor-level degree must be designed such that 25% of the credits (minus the CLE) form a core curriculum of instruction. A master’s degree must be designed such that 50% of the required credits form a core curriculum of instruction. A doctoral degree must be designed such that 25% of the required credits form a core curriculum of instruction. Major/Minor: Refers to organized, structured curricula approved through internal governance as standing for some area of specialization with respect to a discipline of study (see Virginia Tech majors and minors at http://www.admiss.vt.edu/majors/). Often, the name of a degree program (e.g., B.S. Psychology) and the major (major in Psychology) are aligned with each other. However, it is important to note that a single degree program can encompass more than one major (e.g., B.S. Business is obtained by both majors in Finance and majors in Marketing). Thus, degrees and majors are not necessarily one and the same; degree names appear on diplomas and transcripts, whereas declared majors/minors appear on transcripts. Although majors/minors can appear on official proposals for new degrees that are reviewed by SCHEV, they do not in and of themselves require approval outside of the university. Track/Option/Concentration: Areas of curricular emphasis within degree programs and majors, available only to students in the degree program or major (i.e., tracks/options/concentrations are not available to others outside of the degree program itself). Tracks, options, and concentrations appear on official university transcripts, and require internal review and approval. Although these areas of emphasis can appear on official proposals for new degrees that are reviewed by SCHEV, they do not in and of themselves require approval outside of the university. Spinoff Degree Refers to a curriculum that expands an existing degree program into a standalone degree at the same degree level. However, the spinoff degree does not change the original degree’s essential character, integrity, or objectives. The spinoff degree must share the first two digits of the original degree’s CIP code, and at least 75% of the original core courses. The spinoff degree must require minimal to no new faculty for its operation and must be funded through reallocation of existing resources or through private funds. Final approval for a spinoff degree is granted by SCHEV staff (i.e., the proposal does not require full council approval at SCHEV). However, for the purposes of internal review and approval at Virginia Tech, spin-off degrees are considered the same as new degrees. Revision to an Existing Degree Often, an active degree program at Virginia Tech grows and changes over time as it keeps pace with new course offerings and other types of improvements in its structure and function. In contrast, other degree programs lose functionality over time and/or in response to the formation of new degree programs, and may require discontinuation. Such changes may warrant the need to request a change in a degree name, merge two degree programs into one, eliminate a degree program, or change the CIP code under which the degree is categorized (this is especially the case as the national CIP taxonomy is updated in ways that better reflect emerging disciplines and fields). All revisions to existing degrees must first secure preapproval, but do not follow the template for new degree requests. Rather, requests to revise degree programs are to be prepared Guidelines for Degree Actions 5 according to SCHEV policy including specific cover sheets and supplemental justifications as relevant to the type of change being proposed. Collaborative Dual/Joint Degrees The term collaborative serves as the umbrella term for programs through which Virginia Tech works with institutional partners to provide education opportunities including but not exclusively undergraduate/graduate coursework, graduate certificates, and undergraduate/graduate degrees. Dual (i.e., double) and joint degrees are specific types of collaborations with unique definitions; the term “collaborative” degree is not appropriate to use alone (i.e., it is not recognized as a degree type). Importantly, the terms “dual” and “joint” are not interchangeable (see definitions below and Appendix C for direct comparisons). In all situations, proposed collaborations (whether dual or joint) require preapproval. In most if not all cases, a MOU and MOA will be developed and signed by appropriate administrative offices prior to implementation. The Office of Outreach and International Affairs has oversight responsibility for international collaborations and works closely with the Division for Undergraduate Education and the Graduate School on these initiatives. For collaborations within the United States, proposals need to follow appropriate governance procedures. Collaborations at the graduate level can include student and faculty exchanges, research, transfer of graduate credit, and more, but the graduate degree offered by Virginia Tech remains unchanged and VT maintains the sole responsibility for administering a Virginia Tech degree. Joint Degree is defined as one degree with one set of requirements and only one dissertation or thesis, and consists of a single diploma with the names of the partner universities. One example is the School of Biomedical Engineering and Sciences (SBES), which is a joint venture between Wake Forest University and Virginia Tech. Approval for this type of degree takes approximately two years and begins with the submission for pre-approval on the Institutional Plan for Graduate Degrees. Approvals by the academic unit(s), the College(s), the Curriculum Committees at both the college and university levels, the Commission on Graduate Studies & Policies (CGSP), University Council, the Board of Visitors, SCHEV, and SACS are required. Dual Degree is defined as two separate degrees from two universities. The student must complete two sets of degree requirements and complete two distinct dissertations or theses; however, part of the required coursework can be transferred between the universities. Approval to offer a dual degree involves college level approvals and submission to the Graduate School for review by CGSP. If the degrees already exists and the integrity and autonomy of each degree is maintained, no further internal review is currently needed. Current SACS policy requires substantive change procedures. If the dual degrees are new, then the full approval process is needed. Graduate Certificate Program Virginia Tech approves graduate certificates for the successful completion of focused graduate coursework, typically complementing a broader area of study or training, updating needed professional skills, and/or securing coursework for credentialing. Graduate certificates usually involve between 9 and 24 credit hours and are indicated on the graduate student’s transcript. All graduate certificates must be reported to SCHEV and appear on the official degree inventory for the institution. Guidelines for Degree Actions 6 Appendix A Support Resources for Degree Actions FUNCTION CONTACT INFORMATION Preapproval for graduate degree actions Dr. Karen DePauw VP and Dean, Graduate School (540) 231-5645; depauw@vt.edu Preapproval for undergraduate degree actions Graduate degree actions Dr. Daniel Wubah VP and Dean, Division of Undergraduate Education (540) 231-4167; wubah@vt.edu Undergraduate degree actions and SCHEV approval process Dr. Rosemary Blieszner Associate Dean of the Graduate School (540) 231-5645; rmb@vt.edu Dr. Robin Panneton Director, Office of Degree Development and Support (540) 231-9770; panneton@vt.edu SACS approval process; Enrollment projections Dr. Kristen Bush Assistant Provost for Institutional Research and Effectiveness (540) 231-1796; khbush@vt.edu Resource allocation and budget consultation Mr. Jeff Early Assistant Provost for Finance (540) 231-6905; jearley@vt.edu Learning outcomes and assessment Distance education Dr. Ray Van Dyke Director, Office of Academic Assessment and Evaluation (540) 231-6003; rvandyke@vt.edu Mr. Peter Macedo Director, Institute for Distributed and Distance Learning (540) 231-7327; pmacedo@vt.edu Financial aid Dr. Barry Simmons Director, Scholarships & Financial Aid (540) 231-5179; simmonsb@vt.edu International collaborations MOA, MOU Mr. Ian Leuschner Director, International Support Services (540) 231-3736; ileuschner@vt.edu Guidelines for Degree Actions 7 Appendix B VT Governance Process STEP I. Preapproval (required) Academic Affairs Council (in consultation with undergraduate or graduate vice president) Prepare necessary documents to begin internal review process: 1) draft SCHEV proposal 2) VT degree proposal Both of these documents flow through Steps II through IV below Institutional Plan for Undergraduate or Graduate Degrees STEP II. Initial Curriculum Approval Department Curriculum Committee College Curriculum Committee STEP III. Campus-wide Evaluation 15-day academic review (post on HokieCAPS); respond to concerns/comments from university community STEP IV. University Curriculum Approval Undergraduate or Graduate Curriculum Committee for review and approval Prepare resolution; Resolution and VT degree proposal move forward as documents for approval in governance; draft SCHEV proposal continues to be developed STEP V. Commissions Commission on Undergraduate or Graduate Studies and Policies for approval (2 readings); must submit resolution and VT degree proposal VT degree proposal is reviewed and the VT degree pre-approval form is signed a second time by either undergraduate OR graduate vice president before moving on to Step VI STEP VI. University University Council for approval (2 readings); must submit resolution and VT degree proposal STEP VII. Board of Visitors Board of Visitors for review and approval; must submit resolution and final VT degree proposal STEP VIII. External Review and Approval State Council of Higher Education for Virginia (SCHEV) for review and approval; submit final SCHEV degree proposal or other SCHEV required paperwork Guidelines for Degree Actions Southern Association of Colleges and Schools – Commission on Colleges (SACSCOC) for notification or approval (as required) 8 Appendix C Explanation of Dual and Joint Degree Programs Degree(s) Received Approval Policies Admissions Residency Dissertation Graduate Advisory Committee Canonical Example Special Arrangements Dual Degree Two. A VT degree and a partner institution degree. Through Graduate School / President VT department / GS policies (for VT degree); Partner department / Partner GS polices (for partner degree) Normal admissions from both VT and partner institution with coordination between institutions Satisfies VT and Partner institution residency requirements; some sort of arrangement between institutions on time spent at each institution Two dissertations written. The independent work in each dissertation must be unique. The dissertation submitted to each institution must satisfy that institution’s degree requirements (e.g., approval by the appropriate graduate advisory committees). Two advisory committees, one for each dissertation/degree. Presumably there are external members on each committee from the partner institution. VT (CEE) / Politecnico Di Milano Should be some sort of special arrangements between institutions. Guidelines for Degree Actions Joint Degree One. A Joint VT/Partner Degree. Through SCHEV Joint degree program policies (i.e., distinct from any VT and Partner department policies); GS polices from VT and Partner, with special arrangements Admissions through joint degree program administration Satisfies Joint Degree program’s residency requirement through special arrangement between VT and Partner institutions’ GSs. One dissertation written that satisfies the joint degree programs requirements. Accepted by VT and Partner institution GSs by special arrangement. One advisory committee composed of graduate faculty approved by the joint degree program. Advisory committee is accepted by both GSs by special arrangement. SBES (VT / Wake Forest) Extensive special arrangements. The joint degree program requires its own degree program administration. 9