On the Lam by Johanna Kranold Stein Edited by Melanie Stein CONTENTS PART 1: BREAKFAST REPRIEVE ......................................................... 5 On the Lam ............................................................................ 7 Spy Story ...............................................................................21 Uncle Albert .........................................................................25 Letters from Prison .............................................................29 Tales from Childhood .........................................................41 Thoughts about Grass ........................................................59 Two Houses .........................................................................65 Giant’s Rest ..........................................................................69 Mr. Mabra .............................................................................71 PART 2: ONE STEP AHEAD OF THE DOLE .....................................75 100 Words or Less ...............................................................77 Viola.......................................................................................83 My Career as a Communist Bigamist................................87 PART 3: I YELL MY TUNE .................................................................95 Musicology And The Manic Experience (1992) .............97 Emotional Regrowth: Musical Maturation from Infancy to Adulthood in Eight Months (1971) ...... 111 Voice Alterations and Schizophrenia (1995) ................ 117 Thought Disorder, Artistic Media, and Progress in Therapy: A Case Study (1970) ................................... 127 PART 4: MEDICINE IS NOT AN EXACT SCIENCE ........................ 137 Your Internal Medicine Committee ............................... 139 STOP! I Withdraw Permission ....................................... 143 PART 5: THIRTY PLACES TO MASSAGE ........................................ 151 Cyrus and the Midlife Crisis ............................................ 153 Princess Christina Bonaparte .......................................... 161 PART 6: HOW I BECAME A SERIOUS WRITER.............................. 175 First Hundred Dollars Takes It ...................................... 177 Back Alley Garden ............................................................ 181 Triage (take out?) .............................................................. 183 Sweat (take out?) ............................................................... 185 Your Pet Bonsai ................................................................ 187 You May Call Me Princess for Short ............................. 191 You Can’t Miss It .............................................................. 197 The Poison Pen Collection.............................................. 201 No Civil Servant Left Behind ......................................... 209 The Writing Life ............................................................... 215 Selected Program Notes .................................................. 217 PART 7: IN NO APPARENT DISTRESS ........................................... 229 Second Childhood ............................................................ 231 OBITUARY ........................................................................................ 235 APPENDIX I PRONUNCIATION GUIDE ........................................ 237 APPENDIX II SCHIZOPHRENIA, HYSTERIA AND PSYCHIATRIC MUSICOLOGY .................................................................................. 238 APPENDIX III PROFESSIONAL PUBLICATIONS ........................... 244 APPENDIX IV FAMILY NOTES ...................................................... 247 Family Tree ...................... Error! Bookmark not defined. Canoeing the Peconic ..... Error! Bookmark not defined. PART 1: BREAKFAST REPRIEVE 7 On the Lam I When I was five Hitler became chancellor of Germany, and set about getting rid of political opposition. High on his hit list was my father, who was captured by the Gestapo and sent to jail in Berlin. My mother followed to try to get him out, and we kids became refugees, sent to a safe place to stay. My brother and I, surrounded by our big sisters, were suitably unhappy, but secretly I thought of it as my chance at breakfast reprieve. When my father was successful and we lived on an estate, I was reared by servants under the executive direction of my mother, 8 and she and I did not always agree. For example, my mother believed that to grow up healthy, strong, and morally admirable, children must have for breakfast a large slice of bitter rye bread transparently greased with butter, and an apple. My brother ate it, but he was a kid who ate anything. I hated it. I was born almost as hard-headed as my mother, and my mornings were dedicated to not eating breakfast. Our two maids, both named Frieda, moved me and my breakfast from room to room ahead of their daily cleaning. The Friedas were kind, and tried to encourage me by cutting it up in little bits so I could see progress, and saying, “Now eat just one little bite for Uncle Emil,” or Uncle Albert, or Aunt Annemarie, but they would run out of relatives before I ran out of breakfast. Sometimes they felt so sorry for me that they cheated, saying, “Now you eat a bite, and I’ll eat a bite, and we won’t tell!” and when I really got lucky they would sneak the plate out to the kitchen and throw it out. So my parents went to Berlin, and we kids went to summer camp. Camp hardly differed from summer on the estate except we had to wear clothes. My mother believed that maximum exposure to sunshine was essential to children’s health, and back home in the enclosed estate my brother and I had been exposed to it, head to foot. Our one attempt to break free didn’t get far, as people reported naked children walking down the road sooner than we were missed. Except for wearing clothes, camp life was similar, as servant-like staff herded us through meals, baths, and bedtime. That winter all five of us, together with a housekeeper, moved into an unheated loaner house in a summer mountain resort on the Czech border. The idea was that if necessary we could just walk into Czechoslovakia and safety. I rather liked it there. Our housekeeper substituted curdled milk for the breakfast I hated, and put just a few tolerable chunks of that damned rye bread on it. I roomed with my big sisters, and not with my teasing, aggressive brother. He and I had been reared like twins, although he was eighteen months older, and won all disputes. The only flies in this ointment were the housekeeper’s enthusiasm for calisthenics, and 9 rice pudding for dessert. She had us, the children of hollowchested intellectuals, stumbling out of bed on ice-cold mornings to do calisthenics. But she left the cream on the soured milk and sugared it, and the rice pudding was optional. My father was released and exiled, meaning he had to leave the country and not come back. In those days, exile was a prestigious sentence reserved for leaders. The Germans exiled their Kaiser after World War I, and he had to live in Belgium; Stalin exiled Trotsky to Mexico. Hitler exiled my father, who went to England. His money had to stay in Germany, and so did we. I turned six and started school. Our little summer resort town’s school was small, and I loved it. In deep snow we used short skis to get there. The teacher liked children, and we drew, colored, cut out, and practiced numbers. I was clumsy, as usual, but the teacher taught me to tell left from right by the finger-sucking callous on my left hand. I could feel for it, and get my pencil and scissors in my other hand and did well enough. The snow thawed, and, with adolescent zest, the youngest of my big sisters, Candy, climbed out the window at night to paint anti-Nazi slogans on sidewalks, endangering us all. My mother came from Berlin and took charge. She exported that sister to an English boarding school, sent my two older half-sisters to vocational training schools, and brought my brother and me to Berlin to assume serious studies. It was 1934; Hitler was busy purging his National Socialist, or Nazi, party of those disappointed by the absence of socialism in its program, and didn’t have time to worry about Jews yet. Although my mother was Jewish, absent my politically-hot father, we were okay for a while. 10 II The Berlin idea of first grade could not have differed more from our little mountain school. No more skiing to school, no more kindly teachers who liked little kids, no more coloring or cutting out or reciting numbers. No more fun. In Berlin I was assigned to the upper level of a universitypreparatory class of fifty or sixty girls, meaning that my parents were university educated, and would likely have enough money to send me some day to a university. Upper level was for children who could read before starting school, and were therefore ready for weekly dictation exercises. Berlin school was a cheerless, serious, full-time job. Classes occupied mornings, homework afternoons and evenings. Every week we had exams, and were seated, back to front, according to our previous week’s score. I was never quite the best; that was a girl twice my size with ten times my confidence, who more often than not had a higher score and thus sat behind me. She was calm and pleasant, never said a mean word, but I was a bundle of undersized nerves. Her very presence tortured me, showing me 11 and the world my inadequacy at being best, as was expected of me, and I hated her. She was even good at “Beautiful Writing,” my weekly downfall. Once a week we had to dip pens in inkwells and copy something in the old German script Hitler had invoked to make us more distinctively German, different from all the other western countries using Latin script. This was really hard for me; I would get ink all over my fingers, and often, my face and my clothes. Sometimes I peeked, and my successful competitor’s letters proceeded across the page in evenly curved strokes and curls, unlike my assortment of smudges, blots, and sprays. I still have trouble writing in ink. Most people put the caps of their pens on the ends of their pens and then write. I still can’t manage that. The cap overbalances my pen, and there I go, making a mess. The invention of the ball point pen has helped reduce smudging, but I still write funny in ink, and much prefer a pencil. Not a fine, precise accountant’s pencil, or worse yet, a superfine artist’s 4H. No, I need a soft 2B whose blurring hides the details of my awkward script. In my family’s view my failure to stay consistently in the back row, week in, week out, already threatened my preordained career as an intellectual. Bad enough that I tended to put wrong shoes on wrong feet, was considered too small to start school a year early like my brother and sisters; worse that I got caught reading fairy tales instead of essays on social revolution; now flunking Beautiful Writing forever defined me as family idiot. In other respects life was not so bad; the mountain-town housekeeper’s compromise breakfast followed us to Berlin, and I was no longer obliged to share a room with my mean big brother, alternately his shadow or his unwilling smaller twin. It turned out that my idiot reputation entailed hidden benefits. My mother felt sorry for me, and began treating me with the special pity and indulgence reserved for idiots, somewhat in the Russian fashion. For example, idiot status got me out of learning English grammar. Sooner or later we were expecting to go to England, and every morning during the walk to school, my 12 mother practiced boring English grammar with my smart brother, while I was left to walk behind, pleasantly daydreaming. In the same vein she sometimes treated me as a soothsayer, confiding secrets to me and asking me strange questions. Thus only I knew that in spite of our affluence, she secretly set aside a little housekeeping money for the Zionists, and kept it in a blue star-ofDavid can she hid under her pillow. Along with my unique idiot status came my identity as my mother’s Jewish child. When my brother had chicken pox he got nothing special, but when it was my chicken pox turn my mother bought me an illustrated book of old testament stories, and told me that I was a Jew. She did not consider her other children particularly Jewish, just me. Once she took me out for a walk by myself, an unheard of privilege for a fifth and youngest child, and showed me the great green copper dome of Berlin’s main synagogue, explaining that this was the church for Jews. Of course she showed it to me at quite a distance, and said that as revolutionary atheists we didn’t go there, but she wanted me to know what it was. III Back to university-preparatory first-grade schooling. Several times a week we had gym, meaning lessons in military drill and practice of Heil Hitlering at the exact 30 degree angle above horizontal required for parades and assemblies. Old TV series featuring Hitler’s Germany show arms at what looks like 45° or maybe even 60, but we were coached 30. I secretly enjoyed military drill, marching, executing right turns, left turns, and about-faces. It seemed like a dance, and a reprieve from the confinement of my school desk. With my finger-sucking callous guiding me, left and right, I secretly took pride in doing it well. Of course I knew enough to keep quiet about that at home. 13 In January of 1933 Hitler had been elected chancellor, but there was still a parliament limiting his powers. So he busied himself eliminating his political opposition. In February he had his people set fire to the Reichstag, the building in which parliament met, and blamed the fire on the communists, whom he had arrested, thus invalidating their votes. In the next few months he imprisoned the general leadership of the social democratic party, his other large opponent. By 1934 he had removed most of his opposition, and what was left of the parliament ordained him the all-powerful Leader. Next he purged his own party of its internal dissenters, and finally, after running out of other groups to prosecute and invalidate, he turned to Jews, homosexuals, and gypsies. In 1935 my mother had to give up weekend visits to my father in England. The black-shirted SS (Schutzstaffel, meaning guard squad) — came to search and question more often. They usually came at night, when their black uniforms looked more impressive. Black is a color that can easily look rather shabby in broad daylight. We moved every few months to delay the SS visits for a while, and for us that meant changing schools. However, when teachers at a new school held us up to other children’s ridicule, we were put back into the first school, which was not yet suffering that much Nazi zeal, although it was a much longer walk. Clearly it was getting to be time to go. In preparing to leave the country, step one was trips to department stores. With three older sisters, I had never had clothes bought new for me, let alone been taken to an actual store to buy clothes. Once one of my sisters made me a dress as a school project, and once my aunt made me another, and both were landmark occasions in my otherwise routinely handed-down wardrobe. Off we went to a huge department store to buy everything from coats to stockings to shoes to sweaters to sweat suits, rain coats and boots, and warm winter underwear, and each article had to be tried on to make sure it was at least one or two sizes too 14 large, to grow into. I soon wore out, and then felt sick. To my brother’s delight, I threw up. The clerks didn’t get mad at me, but reassured my apologetic mother that they understood, it was quite all right, and they could deal with it. And they did; special men in uniforms appeared as if by magic, efficiently spread some sawdust or kitty litter compound, and swept all away, right in front of my fascinated gaze. No sooner had they finished than I did it again, and my brother and I were treated to a repeat performance. It certainly was a restful change from being dragged from department to department to buy clothes I could not, foreseeably, wear. IV Our multiple, future clothes bought, we now had to make them look used. At that time people leaving Germany were allowed to take with them no more than the equivalent of about 40 current dollars (if my inflation adjustment is nearly correct), in money or new clothes, or whatever, so everything had to be worn once. We had to walk around the apartment scuffing and wrinkling just a little, while taking care to preserve their next-to-new condition to make them useful nearly forever. One evening we were told to keep our school clothes on, that we were going to a friend’s home for dinner. There we were fed and told to sleep in our friends’ beds until time to go home. Around midnight we were woken up, dressed, driven to the train station, put on the train, and into a compartment. We had gone along, led here and shoved there, stupid with sleep, and only became aware of our surroundings after the train left the station. We found ourselves sitting on a bench in third class, just my mother, my brother, and me. She explained that we would be on this train for ten hours, all the way to Holland, to Rotterdam, and there we would board a ship that would take us to England. 15 It wasn’t our first train ride; we had gone by train twice before, but on those occasions we had been made to sit quietly in the overstuffed seats of first-class compartments, surrounded by intimidating sisters and servants. Polite endurance, no fun. Third class was much better; just wood benches with room to sit up, lie down, swing legs, and fidget all around. And we were to sit up all night! Cool! Two pleasant ladies perhaps in their thirties sat on the bench across the aisle. It turned out they had no children and, no doubt to their eventual regret, took an interest in us. They asked about our schooling, our likes and dislikes, and so on. Our poor, tired mother had retreated into a corner and sat with her eyes closed, perhaps sad about leaving Germany, and anxious about leaving it successfully, while my brother and I, who had never been asked our opinions about anything in our lives, emptied out our sevenand nine-year-old heads. We talked and talked. Finally toward dawn we mercifully trickled dry and fell asleep. We slept through the border crossing, woke up to sunny farmland, and soon arrived at the amazingly beautiful Rotterdam station. Unlike the German train stations we had seen, Rotterdam’s was light and sunny, covered only by a high glass dome. Our mother was cheerful. We were out. We took our luggage to the docks and stashed it on our ship, a little freighter that took just a few passengers, and that would take us across the channel to London that night. Our mother treated us to a rooftop open-air restaurant lunch, and as on our birthdays, we were allowed to order our favorite dishes: my brother’s, believe it or not, was spinach with butter and slices of egg on top, and mine, chicken noodle soup. I still remember that marvelous soup; the restaurant was generous with meat and noodles, unlike our cook and housekeepers, who had skimped even when we were rich, on orders of my chronically thrifty mother. In the afternoon we returned to the ship and climbed into the bunk beds of our little cabin. The ship slowly put-putted out of the harbor, leaped into the stormy Channel, and rocked us to 16 sleep. Next morning our father met us at the dock, and we got reacquainted during a short train ride to London. After spending a couple of days in a friend’s loaner apartment, we were sent to boarding school. English law limited immigrants’ working to parttime, temporary jobs and house cleaning work and our intellectual parents sure didn’t know how to clean a house. Consequently my father, turned part-time professor, and my art-history scholar mother had only a room with shared bath and a hot plate. There was neither space for us, nor servants to look after us. In any case, English upper-class custom dictated that children be reared in boarding schools, and wealthy English socialists, friends of my father’s, readily contradicted their socialist philosophy and preserved our fellow upper class status by paying our way to private boarding schools. V Our school, formerly located in Germany, had catered to the children of affluent liberal intellectuals in Germany, and when Hitler gained power, its administrators obtained parents’ permission, and moved, lock, stock, and children, to southern England. Most parents signed up, glad to send their children to safety. The teachers were mixed, half speaking German, half only English, and the children were even more mixed. Some were German speaking, Jewish or not, and some spoke French; together we spoke a mix of languages, a lingo we called the “schönste Slanguage,” that is, “the most beautiful slang.” My brother and I were separated, since the school assigned him to live and attend classes at a cottage for older boys that was some distance away, while I was housed and schooled with the youngest children. Without my brother’s familiar bossing and parentallyordered servants’ strict discipline, I was frightened and begged to leave, but after a while, freedom grew on me. This school offered food that they thought children would like, turned kids loose on it, 17 and no one watched who ate what. For the first time in my life I got really hungry. I ate and ate, grew a foot, and outgrew much of the wardrobe bought and pre-wrinkled with such care in Berlin. I rode a bike, played games, learned to print in English by copying nursery rhymes, and left Beautiful Writing and academic competition behind. It was a happy year. And then it was 1936, and time to move again. We were going to America, where my father would be a professor, teaching at a college in Alabama. My parents gathered us up, my big sister joined us from her boarding school, the Quakers gave me some clothes and paid our fare, we found Alabama on a map, and we were off. Our journey began with a two-hour boat-train ride, London to Southampton, the port large enough to accommodate ocean liners, and that was some train ride. My father, brother, and I stood in the narrow corridor outside the closed door of our compartment, trying not to hear the tearful howls of my big sister. Now sixteen, as soon as the train got moving, my sister loudly asserted her right and need to stay in England. She wanted to marry a young family friend several years older than she, and she had to marry him so that her passionate love would rescue him from his lifelong homosexuality. Whenever she stopped to draw breath my mother, enclosed with her to shield my father from her tantrum, could be heard murmuring soothingly, only triggering renewed spates of my sister’s loud, weeping protests. She screamed and cried all the way to Southampton, and only shut up in time to get on the boat. Then she sulked in silence halfway across the Atlantic. The train pulled us onto the dock alongside the ship, but the ship was much too large to be seen from the train. We just saw a short bridge over a few feet of dirty water, to a large, dim hole in its side. We followed the other passengers, with tickets, luggage and papers in hand. Someone led us down to our little third-class cabin, and while my parents and unforgiving sister settled in for a week’s stay, my brother and I began timidly to explore. Following 18 our noses, we found the upper class dog kennels almost next door, and we soon made friends with our yapping fellow travelers. As the ship got going we began watching its progress from our designated third class deck. Soon we worked our way higher and higher, until we reached the social class-demarking velvet ropes barring entrance to the upper class decks. By the time we were out of sight of land we ducked under the ropes, perhaps sufficiently disguised in our upper-class clothes to escape challenge. We toured the ship, played shuffle board and ping pong, and watched a family of porpoises leaping and playing tirelessly in front of the bow. A couple of days into the trip a mighty storm blew up. Sailors locked all doors to the open upper decks and hung floor-to-ceiling nets around the third class deck to prevent people falling overboard. We loved the storm, we liked watching the horizon appear and disappear, back and forth, and giggled and played ping pong until we hit every last ball over the side. In short, we made general pests of ourselves, taking advantage of the absence of our parents and sister who were flaked out in bunks and deck chairs, seasick. The ship turned south, and when the weather cleared and turned hot, we escaped our stifling cabin below the water line and snuck up to sleep on sofas in the airy first-class lounge. Arrival in New York meant more herding, leading, and shoving, through immigration lines and onto an overnight train south to Alabama. A kind porter showed us how to convert the Pullman seats to beds and gave us pillows. In the morning we looked out at southern farms, so different from German farms: crops seemed straggly and cattle were so small we thought they might be pigs. Our porter was our guide, and pointed and explained in what we thought was his strange dialect. He spoke Black Southern. We arrived, someone from the college met us, drove us across the little town to the campus, unloaded us at our bungalow, and we moved in and began trying to adapt. 19 None of us were fully aware that we had never before lived together as a family, or at least, lived without the social distance of intervening layers of servants and large physical spaces. Most of us had had little or no contact at all in the last three years. Close up, we barely knew one another. And there we were, all five of us in our little house, with neither space nor servants. It was war. 21 Spy Story A friend recently asked me what I was doing when World War II began, and I thought, when did World War II begin? Historians talk about the military invasions and takeovers of the 1930’s — the Japanese in Manchuria and China, the Italians in Abyssinia, the Germans in the Spanish Civil War, in Austria and Czechoslovakia. Most Europeans think of the invasion of Poland in 1939, while Americans tend to think of the bombing of Pearl Harbor, in 1941, as the time that war became worldwide and began to involve, internationally speaking, everybody who was anybody. For me, World War II began in 1932, when I was four and my brother was a sophisticated five and a half. We were living in Silesia, a state on the German-Polish border. The land sits on coal mines, and changes hands in every war, and for that reason is inhabited alternately by indignant Germans and discontented Poles, or by resentful Poles and bitter Germans. When I was born, Silesia was uneasily German, and ripe for early Nazi picking. They picked, and the changes of war soon involved everyone in my little world. My father was the governor. From a child’s point of view that meant that we lived in a government-owned mansion set in an enclosed park. Our mother was CEO of a host of specialists, cook, maids, gardener, ironer, and so on, that maintained us and the establishment. It included a chauffeur-driven Rolls Royce, and the car, the chauffeur, his wife and his child lived in a garagecottage on the grounds. From post-toddler time on, we kids usually were just turned loose on the estate. My role was evading our mother’s overfeeding strategies, and following my brother around. We would visit the cook for snacks not on the maternal approved food list, or head for the basement for a chat in the laundry department. Summers we spent out in the park, pretending to live the fantasies 22 and stories we read about life in days of yore. We could read; when we were perhaps three and four, our school-going big sisters, tired of our pestering to be read to, must have taught us. We read and read, from Grimm to Robin Hood to the adventures of Till Eulenspiegel, and we played knights and robbers and police and war. We heard our parents discussing current events and had some vague ideas about political goings on, without understanding their significance for us. The war, which had us living in hiding for the next three years, began when our chauffeur told my parents that he and his wife and child had been threatened, and that the Nazis had ordered him to quit his job immediately, move out, and join the Nazi party. He was very sorry, but for the welfare of his wife and child he had to go. My parents sadly said yes, they understood. “There’s something else,” he said. “The car is to go with me. You are still governor, and they will send another car and chauffeur.” My father called the household together to tell us. “We will get another car and chauffeur. Now, this is important. The new chauffeur will be a Nazi spy. He will drive us around, but he will really be here to spy on us, to find out information against us, and report it to his Nazi bosses. Most likely he will hang around the house and gardens even when there is no need to drive us. We will have to be careful not to say anything at all about our family or politics in front of him. If he asks anything, just say you don’t know.” A spy! My brother and I were enthralled. A spy, a spy! A real, live spy! How could we be so lucky? Forgotten were our life-long chauffeur, his little boy, my parents’ sadness, and the servants’ fear. We lived in thrilled anticipation of our very own spy, right here. What do real spies do? How do they spy? My brother began plotting strategies for counterespionage, that is, to spy on the spy. Our spy arrived, driving a blue sedan that did not have room for all of us. Unlike our old chauffeur, who wore regular clothes, our spy wore a blue military-style uniform with pants like riding breeches, and boots. It was summer, and the uniform coat must 23 have been hot; he soon put it away and wore an ordinary shirt with his military pants held up by suspenders. I suppose an adult might have described our spy as young, barely past teenage, stocky and strong, and behind superficial bravado, insecure and lonely. He wasn’t used to a governor’s mansion, and had what the servants called “peasant manners.” He didn’t blow his nose with a handkerchief, he spat on the ground, and he urinated openly in the garden. The other servants — maids, laundresses, gardeners — who kept one another company, withdrew into polite silence in his presence, and he was uncomfortable with them. Mostly he just walked around the gardens. We watched. When we got tired of peeking at him and went to get acquainted, he welcomed our company. He wanted to be friends, and asked to be on a first-name basis with us. His questions to us were few and simple. “What’s that? A gooseberry bush? And that? Is it a love apple?” he asked, pointing to tomatoes in the vegetable garden. He said they were poisonous, and no one should eat them. “You are going in to take a bath? You took one only yesterday. You will get sick.” We had many more questions for him than he had for us. “You don’t live here, like our old chauffeur,” we said. “Where do you go at night?” “I go home to my parents. But first I go to a meeting. I have to see important people.” “You mean with our father?” “No, with other people. We are Nazis,” he said proudly. “Why do you pee like that? Why don’t you to go to the toilet like we do?” we wanted to know. “You see I am on duty, I am on duty all the time.” “Where is your handkerchief?” “I don’t have one.” “How do you like it here? Will you play with us? What games can you play? Can you play robbers and police? Why do you wear those pants? Are you going to ride a horse? Are you in the army? What do your parents do? Why do they do that? Why don’t you have a handkerchief? Would you like mine? Did you eat lunch? Was it a good lunch? When you go home, do you tell your parents about us? Would they like us? Will they come and visit us?” And on and on and on. We were our poor young spy’s constant companions, following his every step, talking to him 24 incessantly. He hardly had a minute free for spying. I wonder what he reported to his Nazi boss. 25 Uncle Albert My father and his younger brother, Albert, were always very close. Albert never married, and in his forties, the years when I knew him, my parents were his only significant others. To be sure, he had many friends, and he was godfather to several of their children — everybody’s uncle. A permanent housekeeper came in daily to look after him, and although they had a pleasant working relationship, basically he lived alone. In personal habits Uncle Albert was conservative. He wore dark, pinstriped suits complete with vests, white shirts, and ties, in any weather. His chin always seemed freshly shaven, and his small mustache was trimmed of each millimeter that it grew. A razor-sharp part disciplined his cowlick and divided his hair smoothly on the left, in a style that was said to be the standard German army officer’s haircut. In the first World War Uncle Albert had indeed been an officer in the German cavalry, an identity that he never quite lost, however much he joked about it in talking to us children. He spent the war, he told us, sitting on a horse. He and his horse were 26 stationed in a supervisory role behind the front lines, where he was not very much concerned with protecting himself from enemy fire. What he feared more was collision with other cavalry officers and their horses. A broken knee from horse-to-horse collisions, he said, was an ever-present danger for cavalry officers. The risk was especially acute in cavalry parades, which required horses to be ridden lined up and close together. So Officer Albert — I don’t know his rank — spent four boring years astride a horse, surveying whatever warfare was going on in front of him. Naturally everything he saw, he saw over, between and around his horse’s ears. After a while he began to notice that his horse’s ears moved. He almost forgot to look at the war; he became more and more engrossed in watching his horse’s ears. His horse, he observed, could turn his ears forward, backward, to the sides, singly and together. When feeling mean, as when poked excessively by an officer’s sharp spurs, he could flatten them right down. He could twitch them in any position. Pretty soon Uncle Albert thought, maybe I can do that. If the horse can do it, maybe I can learn to do it too, and he began trying to feel the position of his ears. Uncle Albert said he spent much of the rest of the war working on moving his ears, in imitation of his horse. Three years of practice eventually made him a virtuoso of ear waggle. Fifteen years after the war ended, Uncle Albert was still able to move his ears on demand: up and down, back and forth, stick out a bit, withdraw a little, one at a time or both together, and we could never get enough of watching him perform. We lived in a nearby town, but I don’t remember Uncle Albert visiting us. Occasionally we were taken to visit him, never at his apartment, always at his job. Basically, his job was his life. He was editor-in-chief of the Breslauer Zeitung, the second or third largest newspaper in Germany, and he was proud of it. When we visited he would show us all around the working newspaper. As chief he had a beautiful high corner office, whose tall windows overlooked the old city of Breslau. We began the tour with the view of 27 rooftops, trees, and famous old buildings from his office. From there we worked our way down, through large rooms with many desks and their busy occupants and a few partitioned-off offices. The next level down were men sitting at large machines. I don’t remember what they were called or the explanation of their function, but assume it had something to do with typesetting. From there we went on down to the basement, to the press room, my favorite part of the tour. The press room was one and a half stories tall, smelled a little oily, and accommodated a single inhabitant, a huge, complicated machine that had a great roll of blank paper at one end. The monster machine was quiet while we walked all around it, and when we had been herded well back of a safety barrier, Uncle Albert would push the big green ON button. With an incredibly noisy sigh and grind and clatter the machine began to function, each component apparently working somewhat independently of its neighbors. Nevertheless, the motions seemed to be coordinated, as we caught glimpses of paper here and there, moving along, always in the same general direction. Finally, at the far end, the machine dropped out a neatly assembled, folded, ready-for-delivery day’s newspaper. I am told, and indeed I saw in the movie, The Paper, which featured a newspaper press, that this part of newspaper production has remained essentially unchanged in the 65 or so years that have elapsed since Uncle Albert controlled the ON and OFF buttons for our visits. Uncle Albert and his editorial policies were staunchly Social Democrat, i.e. socialist. In 1933 Hitler’s Nazis managed to form a majority coalition in the Reichstag, the German parliament, and right away they moved to ensure lasting power by taking control of the police and the Gestapo (the acronym for the secret police, i.e. the German version of our FBI). Hitler set the police and the Gestapo to work nationwide implementing mass arrests of his political opponents. Albert thought, rightly, that sooner or later they would come to arrest him, and he had a special fountain pen built with a button that could spray some kind of gas at arresting 28 officers. It would emit a toxic cloud to distract the police, permitting him to get away. How he planned to run anywhere from his fifth floor corner office, and where he might run to, was obscure. Fifteen years after getting off his horse and becoming an intellectual, it was not even clear that he was in shape to run anywhere. As it turned out these questions were moot. The day he was arrested he left the pen in his other suit. 29 Letters from Prison Albert was arrested in June, 1933, and after a short stay in the local jail was transferred to a concentration camp, which at that time was not the horror setting of later years. The Nazis were just beginning to figure out what to do with their suddenly burgeoning prison population, and regulations were largely those of the liberal Weimar Social Democratic republic. Much like United States penitentiaries of that era, prisoners could receive mail, but were allowed to write to only one correspondent. Uncle Albert chose my mother as his prison correspondent. He wrote her regularly and reliably, and somehow, in her travels and subsequent moves, perhaps accidentally, she saved the letters. Two generations later my nephew, a history enthusiast who doesn’t read German, found the collection. He xeroxed the lot and sent them to me. They show some careful restriction to mundane matters, in order to avoid the interference of the censor. My nephew was disappointed. Nevertheless, Uncle Albert’s letters are not without value. They offer a view of prison life in a time when all German life was undergoing the fluctuations and changes of becoming a Nazi state. To find a context for the letters I looked up Erv Goffman’s book, Asylums, particularly his chapters on Total Institutions – prisons, monasteries, mental hospitals, etc. – and their effects on inmates. Accordingly I added some commentary after significant letters. The occasional remarks in brackets within the letters are mine. Salutations and closes are so similar that I omitted most of them. Uncle Albert had an income, comprised of his World War I officer’s pension and, I believe, unemployment compensation. Prisoners arrested on political grounds who lost their professional incomes thereby were considered involuntarily unemployed and accordingly were paid quite good compensation. 30 August 13, 1933 My dear Sophie, Last Thursday I was suddenly transferred to the Breslau concentration camp and the same evening brought to Concentration Camp Esterwegen-Hümmling near Osnabrück. Please give the address to Uncle Adolf in Hanover. Adolf was part of Uncle Albert’s paternal family of influential Nationalists. In the early thirties Hitler depended on his coalition with the Nationalist party, and Albert hopes the Hanover relatives will bring pressure to obtain his release. August 20, 1933 I still don’t know the reason for my imprisonment, although tomorrow I will have been in prison for eight weeks. Now I have all sorts of requests for a package. Nothing perishable, nothing to smoke! I. From my apartment: My light-colored summer suit pants and two pairs of long socks; also the blue-gray hat and the dark blue dress shirt. My thick dress socks. A cotton shirt. Handkerchiefs. II. Newly bought: pocket mirror and nail file. 3-4 razor blades. Nail brush. ½ pound sugar, 1 small can of butter, 10 envelopes, 10 sheets of paper, 6 postcards, 6 12-penny stamps, 2 bars of mocha chocolate, 1 hard sausage, toilet paper, 1 tube shaving cream, marmalade, 3 lemons. I am quite all right. The work is still hard on me, but I am getting used to it. Construction is almost finished, and the camp will soon be more habitable. Naturally I miss a lot of things, particularly reading and mental stimulation, but under the circumstances I actually can’t complain. I can adjust to this kind of life and in general it is orderly and decent in camp. Certainly I have found enough old acquaintances here. If this doesn’t last too long, I’m sure I will hold out. It is similar to being at the front as a young soldier, when we had to dig trenches. It is true that I am 17-18 years older now and a war veteran but I hope to make it this time again. So you needn’t worry about my personal well-being. 31 Superficially Uncle Albert’s shopping list seems absurd, including as it does things that hardly seem essential to life. However, as Goffman pointed out, losing one’s life-style can be felt as a threat to one’s identity. The inmate’s identity is offended even further when he is forced to engage in activities that are not compatible with his conception of himself. On a deeper level, then, the shopping list items are needed to help Uncle Albert hold on to his concept of himself in the face of all he has lost. With them, he is still, at least, a man who eats butter and marmalade and chocolate and wears dress shirts. From now on all letters are stamped “Seen” and initialed, taking away even the appearance of privacy. October 19, 1933 postcard I was suddenly moved to Concentration Camp LichtenbergPretin. Please send some food and some more underwear. A tube of toothpaste and a toothbrush. Further, my warm winter slippers. Chocolate, bonbons, and from now on also smoking materials, as we are now allowed to smoke. Tobacco and a new pipe. Goffman states that in all total institutions – prisons, monasteries, mental hospitals, etc. – systematic humiliation of inmates is designed to demoralize them, making them manageable by relatively few staff or guards. Although Uncle Albert is now allowed to smoke and asks for smoking things, his shopping lists never include matches. Prisoners presumably have to ask a guard for a match which, presumably, the guard can bestow or refuse. A further mortification is the withholding of information by those in charge, so that the individual who previously decided on many of his own actions is now subject to others’ decisions and has no say in his fate. 32 November 20, 1933 Dear Albert, It’s been 9 days since I visited you but I’ve had no news of you. The powers of attorney we were expecting have not arrived. So we are very worried about you. What’s wrong? Are you seriously ill so you weren’t able to see to it that the powers of attorney would be sent? I have still not paid your life insurance. As I have already paid out over 60 Mark for you, and as next week your rent is due, it would be good if the power of attorney finally came. Did you get the food package from Adolf? And the one with warm clothes from Emmy Kahn? She’s an acquaintance from Hanover whose husband died and would like to send warm clothes to you and maybe your comrades. No good news from Hedwig. She writes: “We’re thinking of you with such good wishes for you and yours, and I can’t tell you how sad it makes me to stand aside and not be able to do anything. We’re living just with our nose out of water, and we’re glad of every week that goes safely by.” That doesn’t sound good. I don’t know what is to be done. What safe outcome do you imagine? With us nothing has changed. Hermann works every day in the state library for a couple of hours and I write endless, useless correspondence and seek work but without elan or conviction. We have good news about the children; they are healthy. Have you gotten the nice letters from the children in the meantime? We have considered which address you should use when you are released. I think it would be best if you gave Uncle Dölle as your home address. I have located a few room and board places for 120 M. Of course, you must say that Uncle Dölle is only your temporary mailing address, and that you will register in Berlin as soon as you have rented a place. That way no difficulties can arise. 33 Did you get over your cold? If only we had news of you. Your Sophie Many heartfelt greetings! Hermann1 The collection includes a single letter from my mother to Uncle Albert in which she wrote all about current political and social reality. It appears that the poor censor looked at this letter, gave up on blacking it all out, and just sent it back to her. It provides the only clue to everything my uncle so carefully did not say in his correspondence. December 2, 1933 I don’t know if I will be released before Christmas…. It is not allowed to have other letters included in your letter. They count as separate letters, and since I can only receive one per month, it can happen that I don’t get any letter. The new government decided to cope with its prison overpopulation arbitrarily, by just letting many prisoners go for Christmas. Uncle Albert’s repetitions of rules, of shopping lists, and problems created when my mother followed the spirit more than the exact letter of the rules, indicate fear that he would not be included among those released. December 23, 1933 The great discharge from prison is over but didn’t touch me. I am still here and now I guess that’s that. So I must and I will accept it, even though it is hard. Please don’t forget to renew the subscription to the Frankfurter Zeitung. P.S. Just now several more releases were announced, among them five Breslauers. But not me. After his release from prison, Hermann spent several months in Berlin keeping a low profile before beginning his exile in England. 1 34 December 27, 1933. You will have noticed by now that I wasn’t released. I was given special permission to write a New Year’s letter. The releases were much more numerous than we expected, and now there are just a little over one third of us left. The more painful that I was not part of it. To be frank, I really don’t understand it, because there was nothing specific against me. I would be very grateful if you went to see the commissioner Dr. Langenfeldt in Breslau on your return trip. Have you ordered the Frankfurter Zeitung? When Uncle Albert missed out on the December prisoner release, he seems to feel entitled to compensatory favors. His letters take on a different tone, more as though he is instructing an employee. For example, he writes, please renew my newspaper in one letter, and in the next, asks, Did you? Goffman calls such behavior shamelessness, reflecting the demoralization of inmates, much of whose self concept has been taken away. January 21, 1934 We are allowed from now on 2 letters per month to write and receive. February 6, 1934 Too bad you didn’t come on Sunday, but quite right that you saved yourself the trip, since your work is so exhausting. You have been through so much in the last year that you desperately need the rest. Would you mind writing again to Fritz Voigt in Oppenau-beiBreslau, to see if he can again approach the Breslau Fire Chief Kaiser about my case? … Mrs. Kaiser as you know was our childhood playmate. Maybe that would work. 35 February 12, 1934 Well, now, what happened to the food package?… In this next package I ask for the usual, and one dose of vegetable laxative. Further: prunes and stuff for smoking. But only a little chocolate and bonbons. I think they didn’t agree with me. But lots of condensed milk and also some sugar. Then, a little bottle of cologne 4711. [War is hell!] I also need a new pad of letter writing paper, shoe polish, brown shoe laces, razor blades. I thank you for all your love and kindness. March 8, 1934 Meanwhile have you heard anything from my former colleague Walter Ludwig, who was released from here the first half of February? He wanted to get in touch with you after talking to Dr. Langsfeld in Breslau, to let you know the recommendations about next steps to take. He [Walter] told me that if I had not been released by the end of February, then you should again go to Dr. Langsfeld in Breslau. Were you perhaps in Breslau on the last visiting day when you didn’t come? My health is not good…. This letter is repetitious and markedly less well organized than the preceding letters. In it Albert casually asks his sister-in-law to take a 400-mile round trip in his behalf. It’s a wonder she didn’t crown him with a bottle of 4711, quite a fancy cologne. I think she was aware of all the privations and humiliations he endured without complaint, and felt so sorry for him that she tolerated his behavior without criticism. April 9, 1934 The payment for insurance is again due, 30.60 M for the second quarter of 1934. You know the address. In view of later developments in Nazi Germany it now seems ridiculous that Albert is maintaining his life insurance, but the letter shows that he continues to believe in the German 36 bureaucracy, and that he will get out of prison if only the right file gets to the right official. June 24, 1934 Many thanks for your dear letter which showed me how much trouble you have again taken for me…. What you are reporting is still quite vague, but allows hope. About Hildegard [an aunt or cousin, known as a gutsy, practical member of the Hanover family], I was quite moved. I hadn’t seen her in more than 30 years and only recall her as a young girl of 10-12 years. Altogether we wrote to each other for two years. Please tell her my best thanks and how much her sympathy moved me, and say heartiest regards. That she got acquainted with Margarete [wife of fellow prisoner] is a funny coincidence. Also many thanks for the English books, I can only work in them a little as my time for that is quite restricted…. Hanne writes very nicely already. And I am glad that Candida is well and happy. July 28, 1934 It is very nice of Hildegard that she concerns herself with my case. Many thanks for her. August 17, 1934 I thank you for your renewed efforts which perhaps may be timely and may this time turn out well. I am not as optimistic as you, but hope also that this time it works. If I only knew why I alone of all the Breslauers have to wait so long. What kind of answer did Hildegard get? August 6th was Julius’s [younger half-brother, a Nazi] birthday. This time I did not write and did not send a greeting. For the first time in my life. But I thought I would keep quiet this time. As soon as she learned of Uncle Albert’s imprisonment Aunt Hildegard, known for practical, no-nonsense interventions in family situations, but whom Albert had almost forgotten, 37 mobilized the Hanover relations in no uncertain terms. The rich and famous family powers almost immediately intervened, and Uncle Albert was released at the end of August. When he was released from prison Uncle Albert moved in with us, my mother, my brother, and me. The rest of the family had scattered, some to schools, some to England. Albert slept in an alcove just off the living room, a space probably meant to be a small den or office. He seemed older, more nervous, quieter, less interested in us than the Uncle we had known two years before. Of course we hadn’t known him very well; in his view our names were “the children,” and in ours he had just been a well-dressed, pleasant chief of his newspaper empire, seen briefly perhaps twice a year, who indulged our requests to wiggle his ears. That was all. Uncle Albert never talked about his imprisonment and the impact of its nearly overwhelming privations and intrusions on his life, but sometimes its effect surfaced. Once we got home from school a little early and found him nervously taking his bedding apart, shaking everything out, inspecting it. Normally our housekeeper made up the beds. We asked, What are you doing? Looking for bedbugs, he said. It’s important to look for bedbugs. What are bedbugs? we asked. The question made him more nervous, and he just looked harder. Pretty soon Uncle Albert’s life with us settled into a steady routine. He slept until twelve or one in the afternoon, searched his bed, and then groomed and dressed himself as meticulously as ever, suit, vest, tie, calf-high socks fastened by means of little garter belts. He moved to the dining room to eat a lengthy, thoughtful breakfast of rolls, butter, his favorite smelly cheese, and tea. Then the maid cleared that off and he read the Frankfurter Zeitung cover to cover, while my brother and I did our everlasting homework all afternoon. My mother worked in an office all day (and past our bedtime). In the winter of 1934-35, five afternoons a week, Uncle Albert ate his breakfast and read his newspaper along one side of the table, while my brother and I worked on the other. You might 38 think we became well acquainted, even warmly friendly under the circumstances. We did not. Aloofly depressed and preoccupied, he seldom spoke to us, and we rarely bothered him. Hitler’s influence on German society expanded to invade more and more of our daily lives. In school we marched in military drill. We learned to write in the distinctive, archaic German script Hitler substituted for the Latin script used by our parents and most of Europe. On Sundays every household was required to eat a simple dinner cooked in a single pot, and a uniformed Nazi went door to door inspecting kitchens and collecting the 50 cents families were supposed to save by eating stew. Sometimes Hitler made a speech in the park near our apartment, and we heard the roar of the crowd. Swastika flags flew everywhere. In 1935 Hitler, now in total control of the government, got around to Jews. All non-Jewish kids had to join the Hitler Youth, a militarized, uniformed version of boy and girl scouts. Jews were not allowed to join, but half Jews were offered a choice. Occasionally half Jewish children who didn’t understand joined, only to find themselves grossly mistreated. At the school near our house Nazi teachers picked on us, and we had to walk a long way to another school that still tolerated Jewish children. My mother began preparing to move to England, taking us shopping for warm clothes a size too large. In the evenings, after we went to bed, my mother and Uncle Albert sometimes talked about current events and their implications. My brother and I shared a bedroom, and before falling asleep, we often eavesdropped on their discussions. They commiserated about the present goings on and talked in sympathy about the loss of their past lives, but whenever their talk moved to the future, they argued. My mother’s dialogue would move among contentions such as, Why do you think I sent you English books in prison? So you would refresh and practice your English, of course. You know that sooner or later we have to move to England. Circumstances here have not improved; in fact, things keep getting worse. Very soon life will be too dangerous here, and 39 we will have to leave. Of course we want you to come with us. You can teach, you can lecture, you can work as a journalist; surely you can earn enough to support yourself. It will not be safe in Germany. Please, do come with us. And Uncle Albert countered, clinging to his belief in the German properly regulated law-and-order system, even in the face of his year’s experience of being governed, from the pettiest details of his imprisonment to the fact of the imprisonment itself, by political or capricious, arbitrary lawless bureaucratic whim. No, he persisted. No. This is my home, my fatherland, be it right or wrong. Now it is wrong, so very wrong. Nevertheless, I was an army officer, and it is my duty to stay. Someone has to stay to rebuild Germany when this is over. Don’t worry about me. I have my pension and compensation. I will fit in and be respectable. This is a phase that will run its course, and when people come to realize how wrong the Nazis are, society will reorganize itself properly. Hitler can’t kill all of us, he didn’t even keep most of us in prison. You are Jewish, and you had better go, but I will wait it out. No, I will not go. However briefly Uncle Albert was once a revolutionary, at heart he was a conformist. He hated Hitler and all he stood for, but he was born a Prussian officer and a gentleman, and a Prussian officer and gentleman he would die. We left, and Uncle Albert returned to Breslau, where he felt at home. He rented an apartment, took his furniture and belongings out of storage, renewed the services of his housekeeper, and settled in. During the war he participated in an underground conduit that managed to send messages in and out of the country by way of Switzerland. He died of lung cancer just as the war was ending in Europe. 41 Tales from Childhood When I look back on my life, I sometimes think that it progressed through a series of small and large challenges and problems. My personal universe was not always generous and kind. First there was the date of my birth. My father, a squeamish, non-practicing doctor, and his best friend, a doctor who was not squeamish, would get together for an evening of schnapps and talk, and ended the party by dealing with any medical problems in the family. We would be woken up to have our throats inspected, inflamed eardrums lanced, and so on. The night I was born they decided I was overdue and that a Caesarian was in order, and so off to the hospital to get me out. I turned out to be quite small. How interesting, they said, and debated eight and a half months versus nine and didn’t look at the clock. Next day my father picked one of the dates, before or after that midnight, for my civil birth certificate, and forgot and put the other date on the police form. Germany was nothing if not officious, and identity was ascertained, certified, duplicated, and guaranteed. My contradicted date of birth followed me through four schools in two countries. United States Immigration picked one, and determined the date of my birth when I was nine. My parents brought me home from the hospital and showed me to my eighteen-month-old brother, who said, “Throw it away,” and tried to carry out that idea so persistently that I was kept locked away until I outgrew his ability to pick me up. My father was rich, and governor of a state, and like many wealthy people my parents delegated child rearing to servants. Much of the time my brother and I were left unsupervised, and the best solution seemed to be to lock me up. I graduated to the safety of a play pen, but when I was two, and released more or less to his custody, my brother grabbed me and broke my arm. I evaded further destruction until I was four, when he did it again, and then 42 I solved the problem. My forearm in its plaster of Paris cast functioned as a sledge hammer; every time my brother came within reach I hit him with it. For two months he lived in terror, and he never broke any part of me again. Another problem was dolls. Due to my father’s position people came to curry favor, and brought gifts for the generic children. My brother got things like toy swords, and I, the generic girl, got girl dolls. We were coached to thank all givers, but those blank-faced dolls really made me mad. I would scowl and mutter “kill, kill,” and take them to our nursery-play room, grab them by the heels, and smash their heads against a wall. My brother did have a tender side. He kept a doll hospital and when I smashed them, he carefully picked up my victims, bandaged and taped them back together, and gently put them to bed in his hospital. Not that I lacked a maternal, tender side; I just hated those dolls. I looked after stuffed animals, and once was said to have brought in a bucket of earthworms from the garden to be my pets. I was washing them in the bathtub when a maid saw me and intervened. Mostly being left to cope unsupervised with my assigned role of pseudo-twinship with my bigger, smarter, older brother probably exacerbated my natural self-assertiveness. Somebody had to look out for me, and absent anyone else on the job, it was up to me. The issue came up even before I beat up my brother with my plaster of Paris arm. When I was maybe three going on four my mother noticed that I was small, cute, and had blonde ringlets, and took me along as a prop when she went to lecture to a large women’s group. She told me to sit in my small chair on the stage, and then she stood in front and talked. And talked. And talked. Finally she stopped for breath, and I stepped to her side and announced loud and clear that she had talked enough, and now it was my turn to speak. It broke up the meeting, and ended my stage career. It does not pay to upstage the star. My self-concept was set: I was small, loud, and self assertive, traits that sometimes paid off later in life. I asked for what I 43 wanted and, often as not, asking paid off. For example, when the University put on an expensive concert series whose ticket price was out of sight, I went to the administrator of the concerts and asked for a free ticket. He sputtered, turned purple in rage, and roared, “That’s the trouble with you goddam communists, you always want something for nothing! Here’s your ticket, and don’t do that again!” The concerts were great. My family celebrated two Christian holidays in their fashion. That is, my wealthy, Prussian aristocratic, social revolutionist atheist father and my Polish-Austrian-Bavarian, Jewish revolutionist atheist mother devised their own rituals for these occasions. At Easter we had an Easter egg hunt. The Easter Bunny hid colored eggs during the night, and Easter morning all five of us, big sisters, my brother and I, cheered on by our parents’ “warmer” and “colder” feedback, collected them. Sometimes we found an old egg or two my parents had forgotten about the year before. Then we all ate Easter eggs for breakfast. They weren’t very good, hard boiled and dry, but they beat the slab of sour rye bread and apple breakfast I was usually stuck with, and the hunt was exciting. The Easter Bunny also left good children gifts. My teenage sisters got dresses, and my brother and I each got a toy and a chocolate rabbit. Chocolate was a rare treat at our house. Saint Nicholas only put oranges and nuts in our shoes; Santa Claus didn’t do us much better, and, with our chocolate hopes fixed on the Easter Bunny, we even stopped squabbling for a week. One Easter the Easter Bunny left me a big brown bunny, heavier than usual. Happily I figured it to be solid chocolate, and not the hollow kind that collapses right after you eat the ears. “It’s mine, and you didn’t get one,” I gleefully told my brother. More experienced in Easter Bunny gift variants, he tried to tell me it wasn’t chocolate, but I thought he was just trying to trick me into giving him some. I licked the outside and got nothing, so I decided that the chocolate must be under the bunny-look coating, 44 and took a big bite. I chewed and swallowed, and bit again and swallowed, and no matter how bad it tasted, I was hell bent on both finding chocolate, and proving my big brother wrong. Finally, foaming at the mouth and blowing bubbles, I tearfully admitted it was soap. How could the Easter Bunny disguise soap as chocolate? Was that Bunny dumb enough to think children would like soap? Christmas was another baffling occasion. On Christmas Eve the servants set up a big Christmas tree and clamped small candle holders to its branches. Then the maids took my brother and me off to the nursery, bathed us, dressed us in our best clothes, and led us back to join our big sisters and parents at the tree. The candles had been lit, the lights turned off, and the tree was mysterious and beautiful. The servants were called in and we all joined hands in a large, egalitarian circle around the tree to sing songs of Christmas and revolution: Oh, Christmas Tree, the Marseillaise, Silent Night, and the Internationale. Santa Claus came in and handed out gifts to everybody. And then lights were turned on, candles were snuffed out, servants were dismissed, and the usual social class distinctions settled back into place. Getting lost was another problem for me. Like many governors’ families we lived in a mansion so large that we only lived in the first floor. Even so, I used to get lost in it. My brother, with his eighteen-month head start, knew his way around the house and estate pretty well, and most of the time I just trailed after him without paying attention to our route, but when he began school I was on my own. Sooner or later I would take a wrong turn and land in strange territory. So many rooms, half of them unfamiliar: family dining room, state dining room, living room, reception room, various studies and bedrooms, sewing room, nursery, multiple terraces, kitchen, and more. My brother was pretty mean, but I missed his guidance getting from nursery to lunch and from sandbox to bathroom. The next spring my brother turned six and was supposed to learn to swim. The lessons were given on the big river that ran 45 past the other side of town, and on Saturday afternoons we were loaded into the car, with a suitable delegation of maids, and driven to a dock on the river. My brother was stripped to a swim suit, and a harness was strapped tightly around his belly and chest. A loop on its back held a large hook at the end of a line that was fastened to a fishing pole. Then my poor fat brother, goose bumps and all, was lowered over the side of the dock six or eight feet down into black, bottomless water. The teacher held the fishing rod so my brother’s arms, legs, and belly were immersed, and the lesson began. “One! Two! Three!” yelled the teacher, and my brother flailed out arms and legs and tried to keep his face out of water. “No! No!” bawled the coach. “Exactly on my count! One! Two! Three!” And on, until my brother was reeled back onto the dock, blue and shivering, and was wrapped in towels and rubbed dry. True, my brother exploited his superiority in size and experience to tease, belittle, torture, beat and lead me into trouble, but he was also my constant companion, and seeing him so nakedly awkward, frightened, and mistreated made me feel sorry for him. Being too delicate, thin, and small for either school or swimming kept me safe that year, and a touch of pity and kindness crept into my teasing and defensive relationship to him. The fall I turned five the National Socialists, called Nazis for short, took over the local state government by force. One day my father came home mid-morning looking upset. He said the Nazis had forced him out of his office. He had just been reelected, but they said that didn’t matter, he was out. They gave us a short time to pack up and go. My parents sat together looking glum for a long time, and for once my brother and I were quiet and stopped quarreling. A small town that had been under my father’s jurisdiction elected him mayor, and we prepared to move there. In a scene that was to be repeated through the next few years my mother and 46 the servants packed up. The grand-scale-of-living things, the state dining and reception room furniture, the china for fifty, the library, all was packed, indexed, and labeled for retrieval in the future. Equipment essential for family living was sent to the apartment we would occupy in the new town. As I watched my world being taken apart and familiar servants leaving, I ran from room to room in confusion and panic, looking for my mother to take charge and put life back in place. She went on packing, and I cried. When all was packed we took a short train ride to the new town. My parents and sisters complained about the new apartment, but I found that it suited me. The mansion had been something like a dark museum, filled with fine furniture and precious heirlooms, and I was clumsy and forever in trouble for knocking into something. The apartment was more open and sunny, and its furnishings were not so many, and not so valuable. I could get around in it without collisions and scoldings. With only one or two servants, family life flourished, and I felt that maybe I belonged in it. We had only been there for a few months, however, when Hitler ordered my father’s arrest. The police apologized, continued calling him “Mayor,” and made him comfortable in a large prison cell furnished like a bed-sitting room, but did not allow him to come home. We were welcome to visit, and we walked over to have tea and cake with him every afternoon. My brother and sister went to school, and for a couple of months our lives re-stabilized. In March Hitler gained absolute power and the next day the chief of police told my father that the Gestapo were coming for him, and turned him loose to catch the train to Berlin, and hide there. When we came for afternoon tea he was gone. The next day we saw his picture on the front page, standing between the Gestapo agents who had arrested him at the Berlin station. He was imprisoned, and not in a tea-and-cake, family-visits jail. 47 The town let us stay on through the spring, while my mother worried and worked out arrangements for us. In June she said, “Now they’ve got Albert, too,” and we knew she meant that our uncle had also gone to prison. Again my mother and a servant sorted, packed up, listed, indexed, and stored the remaining household. My oldest sisters came home from boarding school, and the five of us were sent by ourselves to a summer camp while my mother went to Berlin to work for my father’s release. Germany had been such a strict law-and-order society, that my mother believed that my father had to face charges, and attorneys could present an effective legal defense. She only found out gradually that charges and legalities had nothing to do with who was in prison and who got out. In the mansion I had led a rather isolated, constricted life. My teenage sisters were absorbed in their own pursuits; my socializing was restricted to my big brother, my territory to the bounds of the mansion and walled estate. Whenever my brother and I came to our parents’ attention it was usually due to rule infractions, and we were scolded and sometimes spanked. By the time I was five I had begun to relate to authority adults with a hasty mental search for possible accusations and suitable excuses with which to fend off scoldings and beatings. The other adults in my universe were servants, pleasant, distant, and inferior. Once I was taken to a children’s party at a house nearby, and when I lost sight of my brother I was overwhelmed by panic. The chauffeur was sent for to take me home. Altogether, I was poorly prepared for the big wide world of summer camp. Led by our oldest sister we arrived at the camp, which was a terrifying swarm of children of all ages and sizes managed by a handful of adult strangers. They sorted us into age groups, and I hardly ever saw my brother and sisters after that. Chances are my brother took the opportunity to dump me; after all, my tagging after him must have been an embarrassment. Two factors helped me to survive: one was the length of summer camp in Germany, which was defined by the end of school in early summer and its 48 resumption in late summer. It only lasted about six weeks. The other factor was my size. I was a frail, small, frightened five year old, and bigger kids looked after me, steering me through camp routines, taking me along with them, and helping me avoid adult authorities. At the end of summer my mother gathered us up and took us to a small resort town on the Czechoslovakian border, where a friend owned a large summer home he lent us for the fall and winter. It was unheated, but its location offered the chance of walking right into Czechoslovakia and safety, if that became necessary. We slept in icy bedrooms, snuggled into mountains of featherbeds, and spent our days in the large, warm country kitchen, heated by its stove. My oldest sister was not intellectually gifted and was destined for vocational training rather than academic high school. She was assigned to help the housekeeper who was in charge of the rest of us, while the next two sisters and my brother went to the local schools. She didn’t mind, and I liked staying in the pleasant, warm kitchen, watching her peeling potatoes and other vegetables. She had always made a pet of me, letting me sit on the back of her skis for the downhill runs when she came home for Christmas. Separated from my imposed twinship-for-convenience with my bigger, smarter, evil brother, and spoiled by my favorite sister, I experienced a few months of relative content. My father got out of prison, and my parents came to take us on a skiing holiday over Christmas. I was measured for my first pair of skis and got a beautiful white, fluffy snowsuit, and looked forward to my downhill lesson. The family ski outing entailed much preparatory discussion of snow, wax, slope, ski length, and boots, and I waited my turn, getting colder and colder. After a while someone noticed that I had turned blue, my mother took me home, I spent the rest of the holiday soaking my frostbitten feet, we moved away from snow, and I have never yet skied. 49 In the spring my mother reorganized us. My father had been exiled and had moved to England. My mother sent my oldest sisters to vocational boarding schools, my third sister to an academic boarding school in England, and took my brother, me, and the housekeeper to Berlin. I was six, and began serious academic university preparatory training. School all morning, homework all afternoon and evening, five days a week, and it was a struggle. After awhile my skeleton rebelled. My head listed to one side, I was told, and my mother took me to physical therapy to straighten it. I welcomed the prospect of relief from superschooling and happily skipped alongside her. Physical therapy turned out to be a spectacle of pain and desperation. Children with severely disfigured spinal structures, mostly hunchbacks, were being treated, and the first part of treatment seemed pretty standard for all of us. First our chins were encased in a leather strap, and then we were hung by it on a 30° board, so that our whole weight was held by the leather chin strap. We had to hang there for twenty minutes. Children’s appointments were staggered, and there was always a group of us hanging by our chins on these boards, while others were being massaged, in apparent attempts to rub and squeeze their hunchbacks out of existence. Finally they were measured, and an enthusiastic report of progress was given to their mothers. I felt deep pity for these misshapen children. The psychic burden of their affliction must have been terrible, because they endured the agony of hanging by their chins with Spartan, blank faces and not a word of protest, while I whined and cried and carried on and said I couldn’t bear the pain in my chin, and my mother tried to line the chin strap with ever-increasing wads of cotton balls. At the end of a hundred years of torture my chin strap would be unhooked, and I went for my massage. Only I had no hunchback to massage, so I was merely measured, my mother was given encouraging misinformation about the angle of my head, and it was over until the next time. Three times a week I was hung by my chin, until my mother had been sufficiently impressed about 50 my progress, and I graduated. Whatever it was, it straightened out, and doesn’t show up in childhood photos. Back to the everlasting homework. Vacation time finally came around, and my brother and I were sent to stay on a large farm and estate in the country outside Berlin. The friends of my parents who owned it were rich, dressed up in fine clothes every day, and did no farming; a hired manager directed a squad of farm helpers to do it. The owners lived a life of leisure, and ate fancier food than the rather tasteless plain German diet I was used to. Dinner began with tomato bouillon, which I liked, or a red wine soup that looked beautiful but tasted bitter, and had some white squishy islands floating in it. These people were my hosts and made no attempt at parenting, but were kind and pretty much let me do as I pleased. I learned to ride a bicycle, and I followed the farm crews around and watched them work. Sometimes they lifted me to lie on top of the broad backs of the gentle, gigantic farm horses who pulled huge wagonloads. Best of all, my hosts had a phonograph and records, and after I heard one Mozart piece and fell in love, they let me play it as much as I liked. Soon after we came there my brother came down with a serious infection and was sent home for intensive care. Out of his shadow I was a little lonely, but after a while I relaxed and enjoyed myself. Too soon the harvest was underway and school was starting, and I went home to face academic challenges once more. To postpone nighttime SS visits for a time, we had moved to a different part of Berlin, and had to go to a new school. For the first time I experienced actual dislike. The new teacher was a devout Nazi, and at daily Heil Hitlering practice her eyes lit up with joy. I guess she had an idea of whose child I was, because she treated me with a frigid contempt that made the other girls look at me strangely. When my mother caught on, she moved us back to our first Berlin school, whose principal and teachers tolerated full and half Jews with no difficulty. It was a relief from the burden of 51 hatred, even if we had to walk more than a half hour to and from school, through busy parts of Berlin. We learned about traffic signals and crossing busy streets, and super bladder control. University-preparatory schooling did not allow toileting, and kids who failed and wet themselves were immediately demoted to the second academic level, which constituted a lower social class. In Berlin at that time, young working class kids just went in the street, but aristocrats like us were disciplined from head to foot, guts, bladders, and all. Halfway through the second grade we left Germany, and I was relieved of the burden of intensive university-preparatory schooling for an intellectual career that strained my talents. No more marching, Heil Hitlering, and competitive examinations; no more everlasting homework. My oldest sisters had finished their schooling, and decided against coming with us, as did my Uncle Albert, who had lived with us after getting out of concentration camp. We never saw any of them again. After a one-day reunion with my father in London my brother and I were sent to a boarding school for refugee children in southeast England. My brother was tall and academically advanced, and was assigned to a big boys’ dormitory and classes located elsewhere on the grounds. I was small and placed in the youngest group with five boys. We shared half of the second floor of a large cottage; slightly older boys shared the other half, and pubescent girls lived downstairs. Two live-in teacher-nannies were in charge of us: a friendly English-speaking young lady, and an older, nervous German woman. They had private rooms, one at each end of our floor. I was a difficult child, an undersized, over-disciplined, fearful bundle of nerves who had never related to anyone on a permanent basis other than my mean brother, whom I now seldom saw. Without the strictly scheduled regime, multiple rules, and punishments I was used to I must have resembled an inflated balloon turned loose. The English nanny tolerated me pleasantly, 52 but the German lady sometimes hit me when my hyperactivity annoyed her too much. I got used to boarding school life, and often enjoyed it. We had easy-going, non-competitive schooling in the mornings learning to read and write English, and we played group games outside, rain or shine, in the afternoons. Inside I often watched the older boys play chess and card games. I had never known or played with children other than my brother, and these children were nice. I still showed tracks of my and my brother’s mean competitiveness, but was beginning to learn to play better. One day the nanny who didn’t like me took all the children away, and left me alone in an empty house. When the other children came back talking about the wonderful party she had given them, and suddenly got quiet and didn’t answer my questions about it, I realized that I had been left out on purpose. While I was certainly not universally loved as an adult I rarely encountered such personal dislike; as a child I didn’t know what to do with it. Soon I was moved away from that nanny to live downstairs with the older girls, to their annoyance. I had grown tall enough that year, but was still a very young eight years old, and an uneasy misfit among eleven- and twelve-year-olds. However, the family friend who had driven us from London the fall before came to bring us back, and said we were going to America. In London with our parents we clamored to return to boarding school. We had not always liked it so much, but at least it was familiar. No, we were told, we’re going to America. Two hours on a train and six days on a huge ship brought us to America. After driving through busy streets on a cab ride to the railroad station, we squeezed into Pullman compartments, and slept. In the morning we had our first look at the distinctive Alabama farmland, red dirt sculpted smooth by wind and rain, and a little scrawny cotton. 53 “Talladega!” the porter shouted, and we got out into the hot southern sun. Someone loaded us and our baggage into a car and drove us to a white bungalow set back of the dirt road that separated us from the college campus. Our place was bordered on one side by a field of alfalfa, and on the other by the large brick home of the college president. The college lent us dormitory furniture to use until our belongings came from Germany, and we tried to settle in. With minimal furniture our house looked pretty large. There was a long living room, a study for my father, a dining room, kitchen, and bathroom, and a bedroom for my parents. Two rooms upstairs were too hot to use now, we were told, and we kids slept on cots on the large, screened sleeping porches at the back of the house. A few basics had been stocked in the kitchen, and we were told about the ice box and its drain pan, the screen doors and windows, how to close up the house in the daytime and open it up at night, and how to heat up hot water for our weekly baths. And there we were, camping out together with little idea about what would be next. Certainly little trace of our pre-Hitler lives in Europe. In the morning my father and brother walked into town to buy groceries for the day, and the next morning my father and I went. On the way to town we passed what we learned was Talladega Creek, a navy blue little river that carried sewage and dye from two cotton mills making denim down to a bigger river, which carried them, now diluted with red mud, on to a large enough river for catching catfish. My father showed us the wads of cotton lint and dust trapped in the factories’ windows, and told us that the poor whites who worked there would die young from breathing it. We were glad to get back up the hill to our clean, college part of town. My father had told us that he would be teaching at a Negro college, and that we would go to the Negro schools the college ran for local children. When we started school we hardly noticed the 54 gamut of skin color and hair textures of classmates and teachers; our problem was that nobody spoke the British English we had learned at boarding school. For a spoken language, we had to start over. Soon two room-sized crates came from Germany and brought us furniture, paintings, curtains, dishes, pots, heirlooms, featherbeds, everything needed in a household. My mother still had the packing lists she had indexed so carefully when the grand-scale household was put in storage four years before, and now she had written Uncle Albert back in Germany exactly what to have packed up and sent, right down to the exact curtains, the leather-bound Karl Marx’s Das Kapital, and the sculpture of George Bernard Shaw that my father kept on his desk. In our Alabama bungalow she recreated a mini-version of our former grandeur. The crew the college sent to unpack the furniture and put it in place didn’t see it like that. They shook their heads over the massive pieces, the sideboards built to hold china and silver for 50 guests, the floor-to-ceiling bookcases, the lesser state dining table and chairs, and my parents’ six-foot desks. “This here stuff jes too big,” they said. “You all ain’ gon’ get none of this out when you house burn down,” they warned my parents. Learning that the Talladega Fire Department only came to the white part of town was our introduction to Jim Crow. A department store gave my mother her second lesson in the Jim Crow rules that would govern our lives. When she wrote her address for delivering purchases “Talladega College,” the white clerk stared at her, crossed out the “Mrs.” my mother had written in front of her name, and told her not to touch any more clothes she might not buy. The college address identified us as Negro, and Negroes didn’t have titles like Miss or Mrs. and were not allowed to try on clothes before deciding to buy. I was almost nine and didn’t care about skin color. My job was adapting to school in a different language and culture. The teacher 55 said my spelling was bad when I wrote words like color and center and spelled them c-o-l-o-u-r and c-e-n-t-r-e, that is, in British English. She told me if I didn’t know how to spell a word I should look it up in the dictionary. I argued, if I can’t spell it, how can I find it? Especially English words. German is almost entirely spelled phonetically, and if you hear a word you can spell it. Not in English, and certainly not in southern black English. But money talks, and told me to learn American spelling and forget about British English. At the end of each grading period my father doled out an extra weekly allowance for every A on report cards and docked an allowance for every F. My big sister held out, semester after semester, sacrificing her dollar to not carving up the required frog and flunking college biology, but I wanted my gradeschool level dimes, and never mind right and wrong. When arguing about English spelling earned me all non-paying C’s, I shut up, memorized American spelling, and eventually even earned an extra mid-semester dime by winning the school spelling bee. The rest of school was easy. Lacking knowledge of U.S. geography placed me in the fifth grade, which was otherwise the level of the second grade in Germany. I was determined to fit in and make friends, and I chanted arithmetic the American flashcard way and kept quiet about doing sums in my head German school style. Our grade school housed two grades in a room, about a dozen children per grade, and our teacher switched from teaching the other side of the room, that is, sixth grade, to us. I tended to answer when she asked the sixth grade about long division or European geography, but my classmates soon quashed me into conforming silence. I used the time to practice American writing. As usual I was clumsy. I had all but flunked Beautiful Writing of Hitler’s revitalized old German script, learned fairly neat printing in England, and now I worked at American writing. Not very well, but report cards praised my efforts enough for my father to part with dimes. 56 Some of school was interesting. The college community was surrounded on three sides by farms, and from time to time some of my classmates had to skip school to help pick crops at home. Our teacher had informed herself and taught us about farming methods I would never have learned in Berlin grade-school academia: contour plowing to prevent soil erosion, crop rotation to make things grow better, and locating an outhouse pit in relation to the well to prevent drinking water contamination. Talladega College was an early outpost of black power, and we sang the Negro National Anthem every morning and learned about slavery. The principal of the school took us in small groups for reading class every week to learn stories by O. Henry, Mark Twain, and Richard Wright, and in music class we sang spirituals along with the standard repertoire of English folk songs. At home my mother converted herself from art historian, political lecturer, and mansion CEO to housewife. She learned to shop on Saturdays, and she got grocery clerks to tell her how to cook southern American foods new to her, kale and eggplant and rabbits. Her big sister, our gentle, housewifely Aunt Regine, who was still in Germany, patiently gave her a weekly correspondence course in European cooking. While my mother’s cooking was a work in progress, in other matters she was inventive and adaptable. An ice man pulled his mule and wagon to all the faculty homes’ back doors every week to bring new chunks for our ice boxes, and when she saw a farmer delivering produce to the back of a grocery store one Saturday she had an idea. She followed the farmer and opened a dialogue with him, and pretty soon Mr. Jenkins and his mule and wagon brought us butter, eggs, and vegetables every Saturday afternoon. When one of us was sick she paid a teenage boy to shoot down a pigeon with his BB gun so she could fix a close approximation of the squab stew that had been our cure-all in Germany. 57 59 Thoughts about Grass Grass is nearly universal. When I looked it up, I found out just how extensive the stuff is. Rice is grass. Sky-high bamboo is grass. Wheat and rye and oats are grass, corn is grass, sugarcane is grass, and peat is grass. We build houses with grass and heat them with grass, we eat grass, we make booze with grass; in fact, there’s not much we can do without using grass. Pot and hash are often called grass, but are not; if you want to get high on grass, you have to drink whiskey, rum, or North Ca’lina white lightening, down south simply called homebrew. And, from golf courses and lawn tennis, to the all-American front yard, we turf with grass. As a small child I knew nothing of such matters, but one summer when I was seven my mother sent me to stay on a farm, and I experienced grass. The farm grew grass. This grass was about as tall as I was, and there was a whole field of it, ready for harvest, to be cut and called hay. It was to be stored in stacks, ready to feed the farm’s cows and horses through the coming winter. A crew of laborers cut it down with big scythes, the kind 60 carried by Father Time at New Year’s. With rhythmic sweeps they cut neat sheaves of grass, each man cutting a row, and then they all sharpened their scythes with stones they took from their pockets, and started the next set of rows. Sharpening all together like that made an excruciating noise, worse than chalk scraping on a dozen imaginary blackboards. When the whole field was cut they raked the sheaves into bundles and threw them into a large wagon drawn by two giant horses, the kind we sometimes see in beer commercials. They threw the hay way up high in the wagon, and to my delight, threw me on top to ride back to the farmyard. We moved to England, supposedly the place where the American residential lawn originated. In 1930’s northwest London, where politically hep German Jews and other anti-Nazis lived, I didn’t see front lawns. Flower beds, yes, lawns, no. Even in Agatha Christie’s rural village where her heroine, Miss Marple, solved mysteries, she grew flowers, not grass. To be sure, in between villages fields of grass could be found in the English countryside, but they were used for grazing sheep. So my family did not get acquainted with residential lawns until I was nine, when we settled into a bungalow in Alabama. Our house was provided by the small college where my father taught. It was on a street of houses that the college maintained for faculty members with kids, the only middle-class family housing anywhere near campus. The houses had been built one by one as the college grew and the faculty expanded, and no two were quite alike, but they did all have social-class-defining lawns, front and back, in accordance with the American standard. Working class houses had smaller, dirt yards, swept clean. We arrived at the college in September, but were too busy organizing ourselves into our small house to pay attention to our surroundings. The moving men shook their heads over our large European furniture, and said “You never get this out when your house burn down.” “Burn down?” we asked, and were told that southern fire departments didn’t come to the black part of town. 61 The college was black, our part of town was black, and we were now black. Learning southern black middle class language and social customs was not easy for my parents. We were still getting settled when, to my mother’s amazement, two strange well-dressed ladies came for an afternoon visit. Uninvited and unexpected, they found my mother in the cheap cotton swimsuit that hid few details of her middle-aged figure, and that she wore for her unaccustomed do-it-yourself housework in the colonially steamy Alabama climate. They knocked, they came in, they sat on the couch and introduced themselves. They, too, were faculty wives, they said, and they had dropped in to get acquainted. When my mother asked, “Dropped in? What is dropped in?” they explained the southern custom of afternoon “dropping in,” for informal visits among housewives. Among European upper classes people never ever dropped in. They were invited for specific times and dates, and occasionally notices were sent announcing what was called an “at home,” times when close friends might come over for shorter, more informal visits, but unexpected visiting did not happen. My mother’s tale of her dropping-in experience, her astounded surprise and nearly total lack of physical camouflage, provided much merriment at that night’s supper. My mother tried to make up for her failure as involuntary drop-in hostess by inviting the faculty wives to a formal afternoon tea, only to encounter further strange customs. She served cake, and each guest left a bit on her plate, and she thought cake was another failure, until we found out that this was required to show polite absence of greed. Then she observed her guests unobtrusively dropping her monogrammed silver teaspoons into their handbags. Hastily, but assertively, she asked, “Do you need a clean spoon? Come, give me that one, and I will get you another,” and only one or two spoons actually went missing. Later she learned that such thefts were not considered stealing; rather, they were called “taking,” and were the customary method of acquiring souvenirs commemorating attendance at grand occasions. My 62 mother didn’t adapt to “dropping in” by wearing underwear and house dresses on hot afternoons, but she did get cheap spoons at the dime store and made subsequent occasions a little less grand. Our first spring in Alabama my parents began looking around their strange new world, and what they found was lawns. Every house on faculty row had lawns, and my parents were impressed to see our neighbors’ constant lawn mowing. Grass grew well in the humid climate, and spring, summer, and fall, every weekend my father’s colleagues pushed their lawnmowers back and forth, back and forth, front yard and back. Every Saturday, faculty men mowed. Some walked their mowers in long ovals, perimeter to final central tuft; others preferred rows, and my parents watched their weekly performance. They began discussing it, speculating about its possible effects and function. Back in Germany grass just grew, and if it got too tall, was cut down much the way I had seen hay cut on the farm. To their European eyes weekly lawn mowing seemed bizarre, pointless, and boring. They concluded that all this lawn mowing was an empty-minded activity which necessarily proceeded from empty minds. Those who spent their time mowing grass could not know much to teach anyone. Maybe they just read the textbooks to their classes. No wonder his students came to class chewing gum. How else could they expect to stay awake? The sociology professor on the corner was the champion mower of them all. He had an especially large front, side, and back yard, all of it one big lawn that he assiduously kept perfectly manicured, and my father, an economist, concluded that sociology was a field without much content. When I grew up I made a conscious effort to rid my thinking of my parents’ snobbery. I signed up for Introductory Sociology, thinking if my parents despised it, there must be something to it. It happened that the course was taught by a handsome man whose perfect grooming at first glance rather reminded me of my father’s colleague’s perfect lawns, but I tried to put that out of my mind, determined to listen and learn. Learn what? The perfectly groomed teacher hardly said 63 anything. He specialized in an elaborate complex, repetitive, patterned throat clearing routine, hour after hour after deadly hour, and I concluded that at least in this instance, my father was right. Years later, when the NIMH [National Institute of Mental Health] sociology department lured my research assistance away from clinical psychology with a nice raise, I still found the field somewhat porous in identity. Possibly due to their somewhat amorphous discipline, I found these sociologists to be an openminded, friendly lot. In addition to efforts to evolve their discipline, they provided an organizational home for valuable scientific oddballs. They housed, for example, a human geneticist carrying out the identical twin studies that redefined Downs syndrome, and a social anthropologist who studied the behavior of research psychiatrists. Back to our Alabama lawn. It just grew, front and back. Every so often the college was embarrassed and sent someone over to cut the grass in front of the house; after all, it was college property, right on campus, in public view. Our back yard was left to our own devices. A driveway marked out by college-campus style privet hedges bordered one side of our house, and ornamental shrubs bordered the other side, and my father let them grow as tall and wild as they liked. They shielded the back yard from public view, and so that grass simply grew. In the Alabama climate of heat and daily summer showers it grew very well. By the end of summer, all but a small trodden down area next to the backdoor was covered with three to four foot-high grass. Now my father was an intellectual who had read nearly everything about anything, including, it turned out, management of the tall grass prairie. He knew just what to do. In September on a day when the wind was just right, he poured kerosene along the back fence and set it on fire, and then, while my brother and I stood by with buckets of water, he did the same at the edge of the trodden-down area. He explained that it was a back fire, and sure enough, the two fires burned toward each other rapidly and efficiently. They met in the middle with a great big whoosh, and 64 died. Boundary trees and shrubs were unaffected. All that was left was a flat, smoky yard covered in black ashes. No doubt our lawn-mowing neighbors, never mind the college grounds maintenance staff, covertly watched these proceedings with at least as much horror as my parents had felt watching their weekly mowing rituals. They never said anything, but out of our hearing I’m sure they had a lot to talk about. Finally, a month or two later, someone approached my father with a comment about our spoiled back yard. Oh, it’s quite all right, my father reassured him, and took him back to see. By that time fall rains had washed the ashes into the earth, and the yard was a carpet of tender little green shoots of new grass. It couldn’t have looked better. 65 Two Houses My early life was spent in two quite different structures bridged by some common lifestyle features. When I was born we were rich, from a combination of inherited and state-owned wealth. We lived in a state-owned manor far too large for us; some of its rooms, like the state dining room and the formal reception area behind the enormous front door were used rarely. There were spaces that were never used, such as the no-man’s land of the second floor, which separated us from the servants’ suite on the third floor. The first floor, where we lived, included two terraces. The small one next to my father’s study was private, used only for oneor two-person sitting. Servants went there early in the morning to clean; later in the day children might be summoned, one at a time, for parental counseling on conduct and life course. The large terrace was a grand affair bounded bilaterally by broad stairs curving down to garden paths. It was used for informal summer receptions and teas. Maids were in unobtrusive 66 evidence, serving and clearing off. For large terrace occasions we children were washed off, shined up, and presented en masse, to be fussed over briefly until graciously dismissed. History, that is, the Nazis, ejected us from the manor, inducing varieties of homelessness in borrowed quarters, apartments, rooms, and boarding schools before emigration reunited and transplanted us to a bungalow in Alabama. At strategic points the bungalow’s framework was supported by piles of bricks keeping its floor joists clear of termite territory and incidentally providing a semi-sheltered area for domesticated, and occasionally wild, life. In Alabama, dogs and cats customarily live under the house. We settled into the hot, sleepy South of Depression days. Every fall Alabama has a rainy season. Usually it rains for three weeks, stops for breath, and rains for three weeks more. Each year the piles of bricks supporting the house would settle differently into the red Alabama mud. Six weeks of rain, and doors that scraped the floor one year, gapped the next. When the sun reappeared an occasional snake curled up for a nap at the back door, and sometimes a litter of skunks took up residence under the house, to the consternation of the family cat. Aristocracy dies hard. Our money had been left behind, but our furniture followed us, and our way of life was not lost. Our mother learned to cook and clean, children were pressed into sous-chef duties, we played ping pong on the state dining table, but standards were preserved. Afternoon tea was served to guests on the screened back porch, and children, appearing tolerably neat and clean, were presented, briefly questioned, and graciously banished, much as before. In his study that listed a little this way one year, and that way the next, my father still wrote correspondence, and marked important letters with the family coat of arms. In a ceremony that never failed to fascinate us he would open the special kit, and set up and light its little oil lamp wick to melt a ruby pool of dribbled wax onto the envelope flap. With the heavy seal and a sigh of satisfaction he would stamp it with his crest. 67 69 Giant’s Rest One Saturday afternoon, when the housework was done and I was tired, I sat down to take a break and turned on the TV. Idly, through half-closed eyes I watched it, and what I saw was some kind of race. Beat-up cars were running around a track, bashing fenders and bumpers and racing on. Once in a while the camera gave a bird’s eye view of the setting, the bleachers, the track, the horizon. Which I suddenly recognized! I sat up, waiting for another look. Sure enough, there it was, unmistakably, unforgettably, Giant’s Rest. The race track had been built over the familiar farmland. We lived in a sleepy southern valley bounded on one side by a chain of foothills of the Appalachian mountains called Giant’s Rest. The Indians who lived there before us handed down a legend about a princess and her suitor who died of thwarted love, and slept there forever, that is, our valley, Princess Talladega, and her mountain suitor, Giant’s Rest. His hills rose in peaks forming a horizon resembling a man supine; first, a low hill formed his head, then twin peaks rose to mimic hands folded over chest and belly, a lesser peak ran down to his knees, and on down to a small hill for his feet. Our grade school was long and low, two grades to a room, all rooms in a row, facing the same way. On spring afternoons when it was too hot to teach or learn, we were kept occupied with art; that is, we drew, painted, and collaged the view from our windows, our valley and its horizon, Giant’s Rest. In May and September we drew and painted Giant’s Rest. I can still draw its silhouette in my sleep. We were told to draw or paint what we saw, but we knew better. We did not draw the dusty windows, some tilted open and some straight, the dirt roads, the red, erosion-sculpted fields with their scrawny cotton plants backed by dark hillsides, haze, and a 70 drifting, lazy buzzard. As surely as we knew our own Black unacceptability we revised our world to resemble that of our White storybooks. We drew, painted, and collaged gently rolling fields forever fresh and green or neatly furrowed in rich brown, folding into one another to frame the dark green mountain ridge and its backing of blue sky iced with fleecy white clouds and pretty little birds. 71 Mr. Mabra I finally achieved the age of thirteen, the official beginning of adolescence. Thirteen is the dividing line that separates childhood from imitation adult status. Thirteen-year-old adolescents think themselves entitled to argue, at least about petty details of their governance by parents and teachers. In another year or two they will be convinced of their intellectual superiority and capacity for able-bodied adult functioning. For me being thirteen marked the beginning of high school, and the reign of Mr. Mabra. Mr. Mabra did very nearly everything: teach, coach, and run a variety of businesses. I suppose most small towns run by means of a hyper functioning Mr. Mabra who does whatever needs doing. When death or other misadventure eventually removes such a one, another heretofore dormant talent soon steps up to fill the vacancy. Many years later I traded memories with a fellow DC Youth Orchestra parent, and learned that the black community in Tuskegee, her home town, had had a similar self-designated community do-it-all. In the small black community surrounding Talladega College where my father taught, Mr. Mabra was the quiet super performer. To be sure, Talladega had a president, a dean, and professors, but Mr. Mabra did practically everything else. He taught us, meaning our class of a dozen teenagers, ninth grade algebra, tenth grade biology and geometry, and he taught chemistry and physics to juniors and seniors. For all of us, Mr. Mabra was a special treat. Mr. Mabra did not make jokes or kid around with us, or go to verbal lengths to praise or justify the fields he taught. He was always good-humoredly but earnestly focused on the subject at hand, and really wanted to teach it to us. He showed us geometry’s circles, triangles, and arcs energetically, and with such contagious enthusiasm that we lapped it up, and never thought of disputing its applicability to our basically rural lives. 72 I reached the height of my Mabra student career in tenth grade biology. To teach us about mammalian innards, Mr. Mabra trapped some ferocious, ten-inch rats in his chicken yard, and brought them to school caged in an old aquarium with a lid strapped on top. He anesthetized them by dexterously opening a slit in the lid, dropping in a couple of cotton balls soaked in ether, and quickly re-closing it, and we waited in suspense. Those were some mean-looking rats, but they soon lay down and passed out. When clearly non-responsive to pushing and poking, he lifted them out by their tails and tied them down in dissecting trays. Finally he handed out scalpels and surgical scissors, and we began operating on our unconscious victims. My lab partner and I cut open our rat’s chest and belly, and watched its live, mean rat’s heart beating. Infinitely more interesting than cutting up preserved frog bodies like they did in richer schools. Mr. Mabra just as enthusiastically taught chemistry and physics to juniors and seniors, but I can’t imagine how, in those classes, he might have surpassed chicken yard rat surgery. Along with teaching four years of math and science Mr. Mabra coached the high school’s football and basketball teams. On the side he ran the parking concession for Talladega College’s football games, and crowned Miss Talladega at the annual Homecoming contest with black society’s other school for intellectuals, Fisk University. In addition to his chicken yard, Mr. Mabra ran two other businesses essential to Talladega’s social-economic life, the town’s beauty parlor, and its shoe repair shop. Sometimes after school my mother would send me down the road with shoes needing heels, and I could watch in fascination while Mr. Mabra fixed, polished, and shined the shoes on the revolving tools of his lathe or taught an apprentice who was learning how. Just as in school, his energy and interest never waned, he never joked, and he praised but never snubbed or ridiculed those he taught. While even in those early days Talladega College’s students were deep into the black power movement, Mr. Mabra never 73 showed an interest in that or any other political matter. When the Boy Scouts of America finally gave in to political pressure and allowed black boys to join but not to wear scout uniforms, Mr. Mabra made no public comment. He just quietly rounded up half a dozen little boys, gave them imitation-scout scarves to wear, and organized cub scout activities for them. To my regret I moved north, and never had a chance to take Mr. Mabra’s chemistry and physics classes, or to watch his progress in the fledgling scouting project. PART 2: ONE STEP AHEAD OF THE DOLE 77 100 Words or Less In the fall the local newspaper announced a new feature, called Life Is Short. The feature would pay $100 for and publish little pieces giving insight into personal lives in 100 words or less. Well, now, I said to myself, maybe I can do that. After all, I can write short. Anyone who survived the scourge of comparative musicology 241 can write short. The course ran for two miserable, hard-working semesters. It was taught by a little elderly professor with a benevolent face, tufts of gray hair growing out of his ears, a nervous habit of fingering the skin of his Adam’s apple, and a strong German accent. Reputedly the ultimate Bach scholar who knew most everything else besides, he was also known to be the most sadistic, meanest son-of-a-bitch who ever stepped into a classroom. In the course we were supposed to look at samples of music from here and there, sooner or later, and discuss them. Meaning that the professor would ask, “Now, vhat haf ve here? How is zis organized?” And some bright light would offer an answer. “How could you say zat? Do you sink ze composer liffed foreffer and wrote it tzweihundert years later, from his grafe?” And another fine student would offer a different opinion. “You don’t look? You haf eyes but you don’t see. Look like you sink maybe you can see vhat’s there.” You might think we learned from the experience of students one and two, but sometimes even a third student, eager to make points, opened his mouth and had his ego shredded in response. I kept quiet. Following each class we retired to the local coffee joint to console one another, repair our quivering self concepts, and hatch a plot for revenge. The professor began each meeting of the seminar by asking if we had any questions, and we set our combined intellects to work figuring out a question that would floor him. 78 So the next meeting began with our great question. Our professor walked around the room fingering his Adam’s apple in thought, while we held our collective breaths. Finally he spoke with a cute little smile, and said, “Again you are trying to trick me.” And discussed the ins and outs of our question. Never, not once, did we fool him. In fact, the routine became a prime source of our respect for him. He always thought his way through and all around a question before answering. He was a mean son of a bitch, but a damn good one. Two or three times a semester our professor assigned papers of stupendous difficulty. For example: In the first movement of this symphony, describe each phrase, and its function in the whole movement. Or, describe the setting of that renaissance mass, its relation to the text, and its historical significance. Please, no more than ten pages, preferably shorter. I want short papers. Dissertation style of course, you are graduate students. Our professor went on to tell us how he graded papers. Throwing them down the stairs had worked fairly well, he said, since the longest ones tended to land on the top steps, to flunk, while the shortest flew better to land on bottom steps and got A’s. But that excluded content. He tried assigning points to various portions: is this there, ten points; it isn’t, zero; but again, that didn’t leave room for individual differences. After all, however unlikely, he said, a student may write a valid opinion that differs from my own. Finally he settled on his current method: he timed himself reading each paper and writing comments and corrections he thought necessary. One-hour papers got an A, two hours a B, and so on. That allowed for brevity plus content. We knocked ourselves out, but our first papers came back covered with inked criticisms and low marks. B’s, plain, plus, or minus. We were appalled. This was our major; we were the cream of the crop, and we were accustomed to getting some variety of well-deserved A’s. Music is a highly competitive, overpopulated field, and B students were barely tolerated, while C’s were told to move on to lesser music schools. Nowadays students insist on a 79 detailed percentage justifying their grades, but at that time the opinions of professors, enthroned next to god, were not negotiable. Even worse, we thought he might be right, we deserved those B’s. In shame, we asked what we were doing wrong, was our approach to the subject mistaken, did we miss something basic? The bastard comforted us. Be happy with your B’s, he said, smiling gently. With your experience and training you could be flunking! You are doing all right. B’s are fine! Keep working, you will learn. But he complained: Your papers were much too long. Not because you had so much to say; what you said wasn’t so bad, but you wrote so many words to say it. You don’t know how to write. Well, I have to read it, so I better teach you how to write it. And then, in the accent that had not changed in his twenty years in America, he unselfconsciously taught us what freshman English instructors had failed to impart: how to write well in English. First and foremost, he said, use active verbs. Avoid the passive voice; it stops motion. It makes pauses; it is boring. An active verb drives communication forward. The right verb can replace several adjectives and enable your prose to travel straight on to make a point. Write a sentence, and then ask yourself, what has this sentence contributed? Is it going anywhere? Avoid any form of the verbs to be and to have; they don’t say anything. Don’t use words that don’t contribute information. For example, avoid the word very. It says nothing. If something is very good, it’s good; very bad, it’s bad. To get out of the very habit, try substituting damn. Write “damn good” or “damn bad”, and you’ll see. No footnotes, no parentheses. Footnotes and parentheses don’t enhance the text, they interrupt it. Material either belongs in the text, or it doesn’t; say it, or forget it. Unlike our freshman comp instructors, our professor had, not an axe, but a guillotine blade over our heads. We listened. We worked and reworked. We described music in terms we had never seen used in that context. Soon our themes unfolded, soared, halted, floated, stumbled, and stuttered; counterpoint opened, 80 crowded, imitated, inverted, wove, or threaded; harmonies launched, defined, pushed, petered, stabilized, softened, confused, asserted, and more. Roget’s Thesaurus became our bible. I suppose we really laid it on thick and overdid it, giving our teacher some amusement, but, by very damn, we stayed in the ten page limit. Some of us even got A’s. And that is how I learned to write short. So when the newspaper offered $100 and publication of pieces giving insight into personal lives in 100 words or less, I began ruminating, chewing over possible insights, sending mental dipsticks into my life, a little taste here, a measurement there. After a while a stray memory surfaced, producing an “Aha!” response. I wrote 99 words and looked them over. Tolerably honest, but too bizarre, who would believe it? I threw them out. A month went by, and here came another one, polished to 97 words. It went: “I was not a happy child. Youngest and least talented of my parents’ progeny, patronizing tolerance was the best I could expect at home. When my parents died my first thought was “good riddance!” and then, to my surprise, I really missed them. Looking for the reason, I began sorting through my mind the beliefs and prejudices by which they had rejected me, and looked some more. Further down, I found good stuff. It hasn’t been so easy, getting rid of the noxious, snobbish layers but keeping the good; fifty years later, I’m still working on it.” I quite liked that one, but the newspaper didn’t. You write well, they said. Unfortunately, there are so many submissions, and we can’t accept them all. Please try again. Or words to that effect, no doubt the standard rejection letter. I looked over my failure, and decided it was a sterner dose of insight than was wanted. Another month and here came a third effort: “I went to college on next to no money. Usually persuaded some agency to spring for tuition and fees; lived in a co-op, sharing work, expenses, skim milk, and peanut butter. We acquired degrees, professions, and incomes, but never forgot life 81 one step ahead of the dole. Recently an old college friend visited, and watched me fix dinner. ‘I’m so glad you did that!’ she exclaimed when she saw me scrape the last bits of tuna out of the can. ‘I was worried that you might waste some.’ Not me.” Better, I thought; some people might recognize themselves in it. Off it went, first class email. And won! Well, was accepted. A long form about copyright came for my signature. Email told me a photographer would come out to take my picture, to be printed alongside my piece. Maybe I should get a haircut. A month went by, no photographer, and therefore some uncertainty. I emailed, Is this real? If so, when can I start bragging? Answer: it’s real, but publication date is uncertain. Don’t brag until you hear from the photographer. Photographer came. I’m bragging. There is a some post-coital sadness. Having won, I miss trying. Viola On weekend afternoons when I was young my parents used to ask friends to come for tea, cake, and conversation. For these occasions we children would be rounded up, washed off, and presented for a brief obligatory encounter before escaping back to our usual unsupervised lives. When I was three or four a young man brought his violin, and suggested playing for us. While he tuned up my big brother muttered “Enough, let’s go,” and faded away, but I stayed, fascinated by the sound of discords slipping into open fifths. The guest played a few simple tunes, and I sopped it up. I had fallen in love. In the succeeding weeks I begged and clamored for a violin and finally one day my mother handed me a package, saying, “Here is your violin.” Thrilled, I opened it and found a clumsy toy replica strung with rubber bands. I threw it away, and never spoke of it again. Eventually my parents made it clear that they thought 84 music a kind of trade not suitable to our intellectual and cultural position in society. Time passed, I grew up, went to college, began thinking for myself and, over strenuous familial objections, studied music. In a large university, music school is a small world by itself, and my school was divided geographically into even smaller sections. Students preparing to teach music in elementary and high schools had their own building in one corner of campus, pianists and singers had another, and six blocks from either, the school’s music historians, theoreticians, musicologists, and string players were crammed into an auditorium’s backstage and adjacent bell tower. 20,000 students attended the university, but in my little village everybody knew everybody, by reputation if not in person. String players were particularly short of space, and used any vacant square yard to set up and practice, from stair wells to elevators, and basements to bathrooms. A fine violinist’s practice hour in the ladies’ room coincided with a free period in my class schedule, and I would go to listen to her playing the same phrases over and over and over again. Word got around that I was crazy about violin playing, and a violin grad student offered me free lessons if I got an instrument and promised to practice an hour a day. He wanted to try teaching beginning violin to an adult who already knew music. I grabbed the chance. I borrowed a cheap violin outfit and lessons began. In a few minutes my teacher showed me how to hold the violin, give up my death grip on the bow, and play the easiest scales. I was adequately, but not overwhelmingly, talented, but I practiced faithfully, repeating motions over and over until my hands could do them without thought. After awhile I could play a few easy pieces. Near the end of that semester a violin professor looked me up. “I hear you’ve been learning violin,” he said. “I am starting a pops orchestra, and you will play viola. You have a week to learn to read the music and play it. I think you can do it,” he said. 85 “Rehearsals start Monday,” and he gave me instrument, case, bow, music, and told me when and where to show up. If that sounds autocratic, it was. Professional music schools were like that. Teachers told you their expectations, they might encourage you and help you to meet them, and then you did, or you went. Music is a structured, demanding, competitive and highly overpopulated profession, and if you wouldn’t or couldn’t, there was always someone else who could and would. “You will play viola,” said the professor, and a week later, I did. Sort of. He paired me with a kind, experienced desk mate who marked the easiest notes on the music, and every time a printed note matched his mark I put bow to string and played. The rest of the time I held my bow just above the strings and did no harm. I practiced; gradually I played more notes than I faked. My violinist friend from the ladies’ room gave me occasional lessons and I moved up to the symphony orchestra. As I gained experience I began to understand the benefits of playing viola. Groups of orchestral instruments are organized like church choirs, and violas play the equivalent of tenor. They sit in the middle of the orchestra, and can hear all the instruments; their music is often simple enough to leave their minds free to consider how various parts interact and fit into the musical structure. Composers and musicologists play viola. Like Bach and Beethoven, the more I played it, the better I liked it. One day the viola professor climbed down to my practice spot in the basement and offered me formal coursework at reduced tuition. I didn’t ask why, just filled out the forms, and set to work. I skipped lunch for a month to buy a better viola, practiced three hours a day, six days a week, and worked through the four-year level, realizing my childhood fantasy, and playing Bach and Haydn. It was my last year of school, and what I learned gave me a lifetime of fun. Amateur groups always need violas to play the filler notes and taradiddles, and I was in demand. Wherever I lived, town or suburbs, I could look up an amateur orchestra, 86 offer my services, and be accepted. Once I was asked to audition, but when I pointed out that a symphony orchestra with three violas would look better with any fourth who shows up for concerts dressed right and holding the instrument, I was asked to join. Over the years I played symphonies, chamber music, operas, and musicals. Practicing the harder bits made me play better and better, and I moved up to string quartets. Composers do their more complex work writing quartets and in them each member has nearly equal responsibility. Unlike in orchestra, violas can’t hide bad playing under the bleating of a brass section, and I got up half an hour early to practice before going to work. Many people love to hear string quartets, but I never did. Played in reverently darkened halls, their slow second movements used to put me right to sleep. It all changed when I began playing them. Keeping pace in fast movements made me breathlessly excited, and slow second movements enabled me to play all their notes and never lose my place. 87 My Career as a Communist Bigamist I. Student Days Around the beginning of the McCarthy era — the years in which so many educated people in America were persecuted to feed the insatiable narcissism of one senator — I was a music student at the University of Michigan. In the early 1950’s I was accused of being a communist or fellow traveler, meaning someone whose political views followed those of communists, who in turn followed the published policies of Stalinist Russia The investigation that resulted was, strictly speaking, not my first. In the spring of 1942, when the United States began fighting World War II against Germany, I was living with my family in Talladega, a sleepy rural county seat in the foothills of the southern Appalachians. My parents had qualified and applied for 88 citizenship a year before but weren’t sworn in, as the Birmingham, Alabama’s Immigration and Naturalization office was waiting for a sufficient number of candidates to make a proper ceremony of the occasion. Qualifying 1930’s immigrants were few and far between in northern Alabama, and my parents were told to be patient, as it would be quite a while. It was; twelve years later I became a naturalized United States citizen. So in 1942 we were enemy aliens, and the Birmingham FBI office investigated our potential for spying on the war effort in Talladega, whose industry was limited to two cotton mills making denim. Two tall young white men wearing suits came and interviewed my mother, who was more tactful with the young and ignorant than the rest of us, who were banished to the back yard. At stake was how we were to spend the war years: teaching and going to school at Talladega, or being interned in a camp, like the luckless Japanese Americans. The FBI stayed about an hour, asked what political party my parents belonged to in Germany, was that for or against the Nazis, looked over the house, took away my brother’s toy chemistry set, and that was the end of my first investigation. My second investigation was, as I said, early on in the McCarthy era. A fellow student who was working his way through school by supplying names of suspect Communists to the FBI picked me out of the student directory. Perhaps he chose potentially un-American oddity names like Kranold. Two years after the event, he accused me of having attended a meeting with Paul Robeson, the famous singer, actor, and communist sympathizer. Mr. Robeson had indeed been in Ann Arbor, and I was told of the meeting by friends who asked me to go. At the time my prevailing concern was a four-year piano requirement I was trying to pass off in one year, and I was stingy with my time. Is he singing or talking? I asked. If singing, how could I resist hearing that marvelous bass baritone; if talking, I had a sonata to learn. The answer was talking, and I went to school. 89 As before, two somewhat identical well-dressed young white men came to interview me. They asked about my political opinions and activities, and I had nothing much to report. Eventually they got around to their primary concern: the meeting with Paul Robeson two years before. I remembered the occasion, said I didn’t go, and explained that since he wasn’t going to sing, I went to school to practice the piano for three hours. Could I prove it? Well, maybe I could. In those days Michigan’s music school was much underfunded, and student practice rooms were in short supply. The music buildings were locked and guarded in the evening. You had to sign up for a practice room in advance, and when you came to use it, a guard at the door checked you in, and later, out. These daily sheets were kept in case you signed up for a room but didn’t use it, in which case you would be banned for awhile. Music school and practice space was divided among three buildings, each with an evening guard, all dental school students. The jobs required little other than signing students in and out on the hour, and they were handed down from one dental school class to another. Just behind the door of each building was a desk set up with a practice drill and a lamp to light up fine work. We would take an hourly cigarette break with our dentist guard, who was practicing anything from tooth cleaning to root canals. Now and then when the state of our teeth matched a class project, we had faculty-supervised free dental care. I explained the sign-in-sign-out system to the FBI, and they actually went to the Music School to check out my alibi. My dental guard had, of course, graduated and been replaced, and I had passed the piano requirement and moved on to the strings building, but for whatever reason — perhaps inertia — clerks had kept those practice-room sign-in sheets in chronological order. I was proved innocent. The FBI guys actually called and told me, and were a little embarrassed about the whole thing. Another couple of years went by, and I was still not a citizen, so I put in an application. This third investigation was brief; a red- 90 faced Texan nearing retirement came out from the Detroit INS, turned purple, and hollered “all y’all ought to go right back where you came from,” when I wouldn’t sign to bear arms in defense of the U.S. After a few go-rounds about pacifism, he calmed down enough to concede that the Supreme Court had given immigrants that choice. A fellow student and a professor testified that I would be a loyal American, and I was in. Well, almost. Gathering enough immigrants for a ceremony wasn’t hard in Ann Arbor; between displaced persons who came just after the war and European atomic scientists, the ranks were soon full. The local Daughters of the Revolution prepared coffee and sandwiches, and the Junior Chamber of Commerce printed up red, white, and blue Bills of Rights. We were herded into the courtroom, and stood up for the judge. He asked a few routine questions: had we broken any laws — a few people admitted to parking tickets, were we willing to relinquish our former citizenship, did we have bad debts. Then he studied our records. In the middle of the alphabet he stopped. What about this? He asked. This Miss Kranold? She was suspected. She didn’t sign to bear arms. Step up here, young lady, I think you don’t qualify. He had me sit in the witness chair, take the whole and nothing but the truth oath, and began to question me. Territoriality saved me. An FBI man moved up to the bench, introduced himself in a quiet murmur, and told the judge sotto voce that the FBI had investigated and passed me, and that the judge had no right to question me further. He was joined by an immigration official who muttered likewise. They directed me back to my place in the crowd and the judge did a lot of throatclearing. He introduced the Republican candidates for local office, instructed us about never using the fifth amendment, and swore us in. The Junior Chamber of Commerce handed out its Bills of Rights, we ate the DAR sandwiches, and it was over. For then. 91 II. The Working World In 1954 music school practice schedules had helped me beat the Paul Robeson fellow-traveler guilt-by-association rap. I passed FBI and INS interrogations, and became a citizen of the United States. Finished my master’s thesis on the opera Boris Godunov, survived the orals, learned the viola. Resolved ambivalence about marriage versus learning the viola d’amore in favor of marriage. That didn’t work out, and I found myself out in the real world, or semblance thereof, in Washington, D.C., expecting a baby and needing a job. Washington did not appear in desperate need for my services at grand pay. The city was aswarm with bi- and tri-lingual unemployed workers; musicologists were of course oversupplied here, as everywhere. Other music school graduates were working in factories and hotels, and teaching French and German. In Washington the Library of Congress occasionally offered a minimum-wage job to a musicologist able to catalog in several languages. Fortunately I had supported my study of Boris Godunov and allied scholastic sins by working for the well-heeled psychology department, where I learned to speak psychology and elementary statistics. I dressed up my vita with somewhat stretched work experience in psychology and statistics and courses in research methodology — and who was to know that those methods focused on eighteenth-century footnotes in gothic print in which competing theoreticians discredited one another — and sent it to a former boss’s former colleague, now working at the National Institute of Mental Health. Believing that I must be one of the forgotten, faceless assistants from his Michigan sojourn, he circulated my credentials, and I got a job assisting a clinical psychologist in studies of schizophrenia. I swallowed the bitter pill of giving up 7% of my meager pay to eventual retirement, and went to work. 92 A few months of correlating shaky data later I was a semipermanent civil servant, and forms were filled out to get me a raise. Nothing happened. Months came, months went, I was still correlating and testing, no raise. My boss went to see who was who at NIH Personnel, and was told that it didn’t matter what papers he filled out and whom he called, no one at Personnel was going to get caught with their name on promotion papers of a foreign-born person, who had not even been investigated. Investigated? By whom, for what? Not by McCarthy, who had finally gone too far, accusing the army of treason, and antagonizing Eisenhower. McCarthy had been censured and discredited, and his liver was about to do him in. Nevertheless, two years later, NIH Personnel unshakably believed that their work must be McCarthy-proof. Moreover, Eisenhower had divided civil service work into two categories, sensitive and non-sensitive. The work of some agencies, for example Defense, was deemed sensitive, and its jobs required investigation and security clearance. The work of others, published and open to public and foreign view, was declared nonsensitive, not subject to any kind of security clearance. Nonsensitive was the entire Department of Health, Education, and Welfare, which included all of the National Institutes of Health. Its staff required no clearance. End of story? Now each federal agency had done its own McCarthyist investigating, but when an agency’s need for investigations vanished, its staff didn’t. Each newly-decreed non-sensitive agency still had its own on-site investigative staff; that staff had a boss whose rank depended on having a staff to boss; that boss, in turn, had a boss whose job and rank were defined by the bosses he bossed. None of these people were folding up their tents and stealing away. As with all featherbedding jobs, their bottom line was to look busy, and investigate somebody. Naturally, they picked on the foreign-born, including me. I was summoned downtown to Health, Education, and Welfare headquarters for investigation number four. As before, two white 93 men in suits, call them A and B, were on the job. A, the younger one, asked questions; B listened. A asked about my job, my country of origin, and various points in between, repetitiously, and unpleasantly. Finally he left the room, and after a few minutes’ silence B, the older man, spoke. He talked gently, confidingly; offered me a cigarette, and said we would just relax until A came back. After awhile he mildly suggested, Well, now, why not tell me all about it? All about what? I asked. And finally, two hours into the interrogation, it came out: Tell me about your husbands. My husband? He’s in New York. Mr. A came back. I guess he was listening at the door, because he went right on where B left off. Your husband in New York? What about your husband down here? Don’t you know it’s illegal to be married to two men at the same time? That’s bigamy; in the civil service it’s called moral turpitude. We can’t have such moral turpitude people working for the Institute for Mental Health. Why are you married to two men? I was sorely tempted: It’s more exciting with two of them; They take turns; What’s it to you? and None of your business came to mind. But I really needed the job, and I chickened out. Only one husband. His profession is actor, and he has two names, his real name, and a stage name. We are divorced. He lives in New York and visits once in a blue moon. Go see him, and you will find both names on his mail box, but only one person. My guys thought that over, and then dismissed me; clearly they considered me a spoil-sport. McCarthy died of his liver, and with his descent into nearanonymity the thrill and glamour of investigating died down. No bigamy, no moral turpitude, and no Paul Robeson. Also, no raise. I switched to a job in the sociology of mental illness, just down the hall from clinical psychology. The sociologists said by damn they were going to get me that raise. Their work was in high regard, and they had more organizational clout than clinical psychology, which had failed to unravel cause and cure of schizophrenia. The powers that be were giving sociologists a chance. 94 My new, cloutful boss was equally thwarted in getting me the raise, but he didn’t accept the bland, anonymous refusals of Personnel, who were still reiterating that my investigation was incomplete. Sure enough, I was getting letters from old school friends across the country saying they had been interviewed, some twice, about my possible fellow-traveler tendencies. Cloutful boss went straight to the Surgeon General and complained. The Surgeon General sent for my dossier. He found the abated moral turpitude charge. Next was a completed security investigation, which found nothing derogatory. The investigators thereupon began again from the beginning and were half-way through a complete repetition when the Surgeon General issued a cease-anddesist order. I got a raise. You might think that he also dispensed with the investigative staff of his agency, but in fact, he did not. A year later I applied for a job at the Voice of America, who sent me a detailed lifehistory form to fill out and submit for their investigation. It turned out that choosing classical music to play over the air to the Soviet bloc required sensitive clearance. In my life I had moved around quite a lot and had held a great variety of schlock jobs, details of which were hazy in my memory. Inspiration struck; I phoned, found my old investigators still on the job at Health, Education, and Welfare. I explained my problem. Why, sure, said investigator B, no problem. Within days I received a photocopy of all my old addresses and occupations, from soda jerk to library stacks to psychiatric attendant to art school model, with his best wishes for the Voice of America job. I was clear. PART 3: I YELL MY TUNE 97 Musicology And The Manic1 Experience (1992) Music consists of configurations of sounds that become meaningful patterns in the brain, in the process called perception. In psychotic states, that process is abnormal. Psychotic patients perceive certain musical structures with patterned errors which are diagnosis-specific and which, like the psychoses, override all known variables in demography and psychosocial history. The error specific to mania is in the perception of tempo.2 In my study, manics made consistent mistakes in imitating the beat of short samples of recorded music. Their errors were confirmed by their descriptions of tempi, and they were confirmed by correspondingly erroneous estimates of time elapsed during the playing of such samples. Both of these errors are related to the absolute speed of the tempo of samples, and to no other characteristic of the music. The tempo errors manics made were very large in slow music. They decreased in size as tempo increased, and in a fast tempo range, error size approached zero. Then tempi still faster than that range again produced errors. Zero errors occurred in tempi somewhere between 120 to 200 beats per minute. Manic individuals perceived tempi in a specific, narrow range correctly, and tempi outside that range erroneously. The correctly perceived range of tempi appeared to be a kind of personal optimum tempo. Tempo also determined manic patients’ preferences in music. Regardless of all other musical variables and considerations, the Mania refers to a the manic phase in bipolar disorder (formerly known as manic-depression). It features extreme euphoria, irritability, or both. 1 Tempo refers to how fast or slow the beat of a piece of music is. An Italian term, the plural is tempi. 2 98 farther the tempo of a sample was from the personal optimum tempo, the more the music irritated and annoyed these patients; the closer a sample was to the correctly perceived tempo, the more the patients relaxed and liked it. The absolute speed of an individual’s correct tempo range probably reflects clinical severity of mania. Hypomanic outpatients1 had relatively slower optimum tempi, around 120 beats per minute, and patients with the fastest optimum tempi were in seclusion. One or two died of manic exhaustion. Manics also experienced short samples of music in a slow tempo as lasting much longer than samples of a comparable length of time which used a faster tempo. For example, a patient clinically in stage III mania estimated that a slow-tempo 30-second sample lasted ten minutes, and a fast-tempo 30-second sample lasted two minutes. Equally important is the fact that manics made no other errors in perception of music. For example, they had no trouble — no perceptual errors, no generalized dislike — with emotionality in music, not even in dissonance structures that are designed specifically to intensify and emphasize emotionality. These errors are specifically and uniquely characteristic of actively ill manics. No other psychotic patients made these errors, and manics made them only while they were clinically manic. Between manic episodes, that is, when they were euthymic, their perceptions were correct, and their preferences were individual, varied, and unremarkable. Another characteristic of mania is that manics don’t sleep much. There used to be an idea that manics don’t need sleep, now being replaced by the observation that they don’t sleep. One of the first symptoms of the onset of a manic episode is apt to be shortened sleep. Manics sometimes sleep so little that they die of Hypomania means a mania which is not severe. An outpatient is someone who is able to function well enough not to have to be hospitalized, but who is still receiving treatment at the hospital. 1 99 exhaustion. Sleep deprivation by itself has been shown to produce symptoms of distractibility, short, indiscriminate interactions with others, and paranoid ideation in normal subjects, and there is no reason to think the effect is any different in manics. In summary, manics perceive accurately the rate of emotional events paced only at their own optimum tempo, and perceive erroneously and with discomfort events proceeding at other rates. They perceive time elapsed during events at non-optimum rates of speed with much distortion. But they perceive everything else, including emotionality, accurately. They sleep very little. When they are not manic, their perception and sleep pattern are normal. Taking these findings into account, I am going to trace the experience of the first manic episode of a hypothetical patient. For grammatical simplicity, a male patient. Until this time, our man’s perceptions have been correct, that is, they have been continually confirmed by all manner of life experiences. He has every reason to believe his perceptions, to expect them to continue to be reliable, to base his behavior and his planning on them, and to trust his emotional responses to them. Then, in a gradual onset spread over a week or two or more, his pace increases, which he readily sees, and his perceptions become erroneous, which he does not see. In reality his universe continues at its usual pace, but he perceives it to be slower and slower. Other people seem to move like sloths. He is different from them, and he perceives the difference to be even larger than it is. Their snail’s pace annoys and irritates him, and he becomes critical and angry, or it amuses him, and he laughs and makes jokes about it. Competitors appear hopelessly slow, and he sees that he can easily outrun them, and thinks therefore that he can outachieve them. He appears to himself as not only faster, but better — smarter, more talented, more competent than he used to be. Eagerly he applies his new-found talents to life’s problems, and he is apt to start up a variety of great ideas and new enterprises. Or he becomes concerned about the increasing 100 difference between himself and those he loves; he feels misunderstood and alienated, and becomes upset. Or the seeming unresponsiveness of those around him to his new state of affairs becomes more and more irritating, and he argues and fights with them. So the manic can experience irritation, anger, amusement, laughter, alienation, depression, elation, grandiosity, often all of these. The responses themselves come and go at a fast pace. From the point of view of his own fast pace and his perception of the superslow pace of everybody else all these reactions make sense, that is, they appear to be normally responsive to the rather strange circumstances in which he finds himself. The more severe his mania, the faster his speed, the more erroneous his perception, the stranger these circumstances and his experiences are apt to be, and the crazier his responses will appear to the rest of us. Then his situation gets out of hand. He is faster, but he is no smarter than he ever was, and his speed leaves him no time for critical reflection and for making adjustments and revisions to meet exigencies as they arise. Schemes fail and plans fall apart. Cumulative sleep deprivation produces its known consequences, and he is distractible, irritable, indiscriminate, and paranoid. He has trouble sticking with one topic for more than a few seconds or minutes and has trouble discriminating between friend and foe. He becomes confused, suspicious, and blaming, more consistently irritable, agitated, and hostile or depressed. Meanwhile people in his universe try to deal with his extraordinary speed, his foolish enterprises, and his swiftly changing activities, moods, and affects, and then his failures. They reason and plead or argue with him, trying to show him that he is wrong, sick, incompetent, and when that fails they take more punitive measures to pressure him into conforming. They ignore him and live around rather than with him, they discuss him in his presence, speaking of him in the third person, and they take away his privileges, his money, his credit cards, his children. Finally, 101 often by force with the help of the police, they take him to a mental hospital. On arrival at the hospital he may exhibit almost any assortment of the moods and affects already listed. He may present as angry and irritable, assertive, elated, euphoric, cynical, depressed, laughing, joking, labile, suspicious, fearful, paranoid, agitated, upset, crying, overconfident, indignant, grandiose — any and all of these, often in rapid succession. And he is likely to feel betrayed and upset about the way he got there. At the hospital he is examined, and this is what he hears: “What . . . is . . . your . . . name?” he is asked. “Who . . . is . . . president? What . . . is . . . the . . . date?” The slow questions seem pointless, boring, silly, absurd or insulting, asked by an idiot. “Subtract . . . 7 . . . from . . . 100. What . . . does . . . this . . . phrase . . . mean, . . . ‘Strike . . . while . . . the . . . iron . . . is . . . hot?’ “ All done in slow motion. And finally, “What . . . caused . . . you . . . to . . . come . . . to . . . the . . . hospital?” And he tries to explain what has happened to him. He talks and talks, and when thoughts rush ahead of speech, he skips words and becomes incoherent, and frustrated by his failure to make himself understood. He gets more annoyed, more alienated, more depressed, exasperated, or, mercifully, more amused. Or he gets bored and starts trying to make things more interesting. Frequently such patients simply don’t bother with the stupid questions they are asked and talk about things that interest them, or laugh at the examiner and make jokes at his expense. Of course the examiner knows none of this. He sees an excited patient exhibiting various affects in response to no discernible external stimuli, who is only marginally cooperative, perhaps unintelligible, and whose excitement and irritability can be frightening. These patients tend to get diagnoses like schizophreniform psychosis or some kind of toxic psychosis, whatever substance is in vogue. If they are working class or poor or black sooner or later — often in a second hospitalization — they are thought chronic or paranoid schizophrenic. 102 Except for speed of functioning, which is readily visible, and the error in perception of speed and time elapsed, which is not so visible, manic psychopathology can be quite individual in nature and in severity. Some people, like the first case I will describe, experience socially acceptable, elated hypomania which gets bothersome at times, but which stops short of psychiatric intervention. Others, like the second case, exhibit primarily agitated depression, experience repeated hospitalizations, physical restraint, seclusion, and, if disadavantaged or unlucky, treatment with massive doses of neuroleptics. What I want to emphasize here is the essential normality of manics, which becomes apparent when you take into account the strange circumstances created by their speed and sleeplessness. The first case is that of Richard Feynman, a theoretical physicist, who was never a “case” as such. However, there is some evidence in his autobiographic anecdotes and in a recent biography that he was hypomanic at times. An instance one might think symptomatic occurred in high school. His physics teacher kept him after class and said, “Feynman, you talk too much and you make too much noise. You’re bored. So I’m going to give you a book. You go up there in the back, in the corner, and study this book, and when you know everything that’s in this book, you can talk again.” 1 Another scientist described him: “… he is always sizzling with new ideas, most of which are more spectacular than helpful, and hardly any of which get very far before some newer inspiration eclipses it. His most valuable contribution to physics is as a sustainer of morale; when he bursts into the room with his latest brain-wave and proceeds to expound on it with the most lavish 1 Richard P. Feynman, Surely you’re joking, Mr. Feynman! (1986), 71. 103 sound effects and waving about of the arms, life at least is not dull.” 1 Gleick’s biography of Feynman included these descriptions of his life during the five years he was a professor at Cornell: “He never settled into any house or apartment…. Often he would stay nights or weeks with married friends until these arrangements became sexually volatile…. He dated undergraduates, paid prostitutes in whorehouses … and slept with the young wives of several of his friends among the physics graduate students.” 2 And, “Feynman bore into town at 70 miles per hour and was … arrested for a rapid sequence of traffice violations. The justice of the peace announced that the fine he handed down was a personal record.” 3 And, “Feynman had a tendency to vanish with the end of the school year, leaving behind a vacuum populated by uncorrected papers, ungraded tests, unwritten letters of recommendation…. [The head of the department wrote him,] ‘Your sudden departure from Ithaca without completing the grades in your courses, especially those involving seniors who may thus be prevented from graduating, has caused the Department considerable embarrassment.’ Feynman would jot some grades — round numbers, none higher than 85.” 4 And another physicist wrote that “Wheeler decided to hold the meeting at a … country club where Texas oil-millionaires go…. We all grumbled at the high prices and the extravagant ugliness of our rooms…. Dick … said, ‘To hell with it. I am not going to 1 Richard P. Feynman, What do you care what other people think? (1989), 98. James Gleick, Genius (New York: Pantheon Books, 1992), 277. Ibid., 266. [Editor’s note: This incident did occur during the Cornell years, but the town in question was Albuquerque.] 2 3 4 Gleick, Genius, 262. 104 sleep in this place,’ picked up his suitcase, and walked off alone into the woods.” 1 Feynman was never diagnosed manic, and came to psychiatric attention only once, at his preinduction physical, when he argued and argued with the psychiatrists examining him to show them how absurd, stupid, and annoying and insulting their questions were. Finally one asked, “How much do you value life?” and Feynman answered, “Sixty-four,” to ridicule the mystified the doctor. Two psychiatrists found him 4F, something he could not understand. He felt that he had conducted himself entirely rationally in the interviews, unlike the psychiatrists. Even though he did not want to be drafted and thought the psychiatrists absurd, he nevertheless felt misunderstood, hurt, and rejected.2 Now Feynman was white, extremely intelligent, had a Ph.D. from Princeton, had been on the senior staff designing the atom bomb at Los Alamos, and eventually shared a Nobel Prize in theoretical physics. When he went too far he paid his way out, or he was rescued by peers or superiors. If you think of these incidents and imagine them in a life less famous, less white, less well educated, with less professional backup, it is not so hard to imagine such a person occasionally landing in an institution. Interestingly, in graduate school Feynman checked his time sense by counting slowly and steadily without looking at a clock, trying to count off a minute. When he got to 60, he looked, and only 48 seconds had gone by. Many repetitions produced the same result, and he concluded that 48 seemed to be his constant rate,3 and you see that is rather on the fast side. It is suggestive; whether it means anything I don’t know. 1 Feynman, What do you care, 99. 2 Feynman, Surely you’re joking, 138-145. 3 Feynman, What do you care, 55-59. 105 The second case I want to talk about is a man whose version of mania was a paranoid, agitated, depressed psychosis. Mr. L was a six foot two, bearded, 21 year old single African American man referred to me in the mid 1970’s when he left the hospital ward. He was said to be a college boy home for a semester break who had had a spectacularly bad PCP1 trip. He had tried to break out of the ward, and ten men were required to restrain and seclude him. I was pretty busy at the time, but as all that seemed to be needed was to take him gradually down from 3600 mg of Thorazine2 a day to nothing and then discharge him, I took the case. And five years later I did discharge him. As I was interested in perceptual abnormalities of psychoses secondary to minimal brain damage, including brain toxicities, I tested Mr. L. I got mixed results, mild errors of mania, and mild errors indicating a little brain dysfunction. Mr. L denied having used PCP, and he was loaded with Thorazine. So it was hard to be sure what was right and wrong in his head. For sure he was not schizophrenic. It was my custom to withdraw neuroleptics slowly to avoid creating unnecessary withdrawal reactions and secondary anxiety, and although Mr. L looked like a snowed pussy cat, I went even slower on account of his potential for violence. By the time Mr. L was down to zero a couple of months had gone by, mother had come in to offer a history, and Mr. L had begun talking about recent events. Continuing problems were in evidence, and we began psychotherapy. History: Mr. L was the second of three children of divorced parents who had been raised by his mother and by her parents, “In some users, PCP (phencyclidine or angel dust) may cause acute anxiety and a feeling of impending doom; in others, paranoia and violent hostility; and in some, a psychosis indistinguishable from schizophrenia. (www.drugs.com).” 2 An antipsychotic drug with sedative and other effects. Normally the maximum dosage is 1200 mg/day. 1 106 who lived down the street. Two years older was a sister. When Mr. L was still in high school, sister died of cardiac arrest following sudden kidney failure. A brother was two years younger, and was in the Navy. Sister had been the brains of the family, and had just started college when she died. Mr. L and his sister were very close. All through childhood she would come home from school and show him her schoolwork. He was not as bright, but he was determined, and he always worked away and persisted until he could do it, too. When he was small Mr. L had been father’s favorite, meaning father used to take him around to bars, and drinking buddies would make a fuss over him. Then father became more alcoholic, and when Mr. L was going on five father moved out. Then he would call and arrange to take Mr. L out, and the boy would get all ready and wait and wait. After a while mother stopped telling Mr. L that father was coming to spare him the disappointment. From then on father was out of the picture. Eventually he hit bottom, reformed, and became a professional live-in alcoholism counselor nearby, but took no further interest in his family. In the course of therapy Mr. L tried to reestablish a relationship with him and brought him to therapy once, but father was clearly there unwillingly and Mr. L gave up the effort. Mr. L did not have an unhappy childhood. Mother paid much attention to the children, as did her parents and other relatives, and they were a loving and supportive family. Grandfather was a kindly pushover, and grandmother was matriarch of the block, a benevolent but strict ruler. In high school Mr. L and his sister secretly got into drugs, smoked a lot of pot, used hash, tried a little LSD. One day Mr. L came home and found that his sister had been taken to the hospital by ambulance. He rushed to the hospital, thinking it might be related to their secret drug use; when he got there she was already dead. He felt terrible, isolated himself for awhile, did not join the family in open grief, but got generally quieter. Somewhat reluctantly he took over sister’s role as the family’s 107 college-bound upward mobility member. Mother thought his SAT score wonderful, but he knew it was mediocre, and he feared competing with better-educated, smarter blacks and with whites. So he applied only to the lesser black colleges, and wound up going to school in Missouri — where what he mostly did was party and smoke dope. On the verge of flunking out after a few semesters he hid his shame and came home, telling his family that he thought he should earn some money before resuming school. He got a job as a guard at Lorton, where drugs were even more plentifully available. That’s when he began feeling first excited, then sleepless, depressed, alienated, guilty, and very upset. The worse he felt, the more pot he used, and it is of course possible that he got hold of some with PCP sprayed on. Finally he went to his grandfather, the kindest, and also physically the smallest member of the family, and grandfather brought him to the hospital. When grandfather left him behind on the ward, and the door between them was locked, he was panic-stricken, and tried to break down the ward door to get out. Treatment. Therapy was proceeding, various issues were worked through. Mr. L cried and grieved for his sister. We talked about his fear of white society and of the entire territory across the Anacostia River, where he had been very rarely, and only in a group of black kids, and then he felt able to go into town. He got a job, began volunteer teaching, and then he resumed college at the University of the District of Columbia. In addition to unstructured talking we worked from a diary he kept for therapy, and from chains of associates related to that. Here are some samples: “My mind runs to evil, then back to good. It’s like a tennis match and I’m the ball. I get tired…. It’s like running a race with no beginning and no end.” “I hate it here on earth. I’m tired of living. But obviously it’s not time for me to die…. I can’t understand why my mind wants to run from truth.” 108 “I got laid off. I’m so happy…. I know I should’ve went to school full time and worked part time, I’d have something positive. That job was killing me…. Fucking punks.” “I’m tired as hell…. But for some odd reason I can’t go to sleep…. I also visited my grandparents. They give me inspiration and are my backbone. Especially my grandmother. When I was little she used to beat me. I caught more beatings from her than anyone else. Now she teaches me how to deal with myself.” “When I get to heaven I’m going to sleep for a hundred years, wake up, drink some wine, smoke some dope, make love to my woman, and go back to sleep.” “At times I feel myself feeling keyed up like a robot. I attribute that for not having any pussy in so long.” And you see, you get examples of both, healthy, competent self-expression, mixed with symptoms of insomniac, agitated depression. Here is an example of diary writing, followed by a chain of associates, leading to therapeutic work: A diary entry went, “A voice inside keeps saying I am to talk to the President, fuck the devil, and cursing God, and words I just can’t put down in writing…. Sometimes the voice keeps saying ‘We’re going to rape you when we get upstairs.’ ” I asked for a chain of associates, and got “Fuck you, President Lincoln, President Roosevelt, Kennedy, Johnson, Carter. Rape means I’d participate in homosexual intercourse anal and oral, taking the passive role.” That last was pretty specific, so I inquired about it, and the following story emerged: when Mr. L was five or six an older cousin shared his bed, and that boy bullied him into submitting to anal intercourse. At the time Mr. L didn’t know just what this was, but he did know it hurt and he didn’t want it, and after a few nights he figured out how to put a stop to it. He wet the bed, and that did it, case closed. You can see that this was a sturdy little boy who figured out solutions for himself and did not allow himself to be victimized. 109 Only as an adult, when he knew the right names and values to attach to the event, did it really worry him, and then he wondered if it meant that he was homosexual. For a while he engaged in what I called defensive sexual occupational therapy. For example in his diary he then said, “… a visit from a girl I’ve been knowing all of my life. We made love almost every day for three weeks. It helped my masculine ego and got me back together with the women. I also was screwing this girl at work on the job, which was really a fantasy. Screwing in an executive’s office. It was a trip.” And there were more serious plans and fantasies. “I think I’m going to graduate school for history. I’ll be a dull quiet refined history professor. Living in a small city in Africa teaching history. I’ll probably be single but I plan to adopt some children and raise them . . they’ll know their African and American roots. They’ll be able to say with pride that they’re black…. I’ll sit on the porch of my house in the country and rock.” Interspersed with constructive work were further episodes of sleeplessness, hand-wringing, weeping, agitated depression and hospitalization. From the second episode on, Mr. L was stabilized on lithium, but then he would hang around Howard University parties, start having a great old time, stop taking lithium, get into arguments at home, feel guilty, feel misunderstood and alienated. I would get anxious phone calls from mother, and pretty soon his little old grandfather would bring him into my office, crying, wringing his hands, wiping his eyes on his shirttail, unable to sit still, and I would have to take him to the ward, talk him into a seclusion room, and fill out a mess of forms while the nursing assistants, who always geared up for battle when they heard he was coming, put their watches and glasses and ties back on. I got mighty tired of this routine. Finally, in therapeutic desperation, I consulted the social worker across the hall, and took her advice. I told the patient that before I saw him again he had to call a family meeting in my office, meaning he had to bring everybody, three generations. The 110 first time only he and mother showed up, and I refused to meet with them and insisted on everybody. The next week he came with grandparents, mother, and little brother. I laid out the problem: Mr. L had medicine that could control his illness, but he kept not taking it, and then he preyed on his family, worrying them, arguing with them, upsetting everybody, and finally grandfather has to bring him to the hospital. I said I could not understand how they could tolerate this behavior over and over. I was fed up, and grandfather was getting too old for this job. When were they going to get tired of it? Mr. L had told me that grandmother was the neighborhood matriarch, and he wasn’t kidding. Everyone else sort of sat there murmuring The poor boy, or Well what can we do about it Mrs. Stein, and then grandmother took a deep breath and spoke. She not only straightened out Mr. L, she straightened out her husband, and gave him firm instructions never to overprotect the boy again, then she told mother a thing or two, proceeded to her younger grandson, home on leave from the Navy, and then told me what was what. By this time grandfather was smiling proudly, mother was trying not to giggle, and the two boys were frankly holding each other up. Mr. L never skipped another lithium dose and had no more hospitalizations. The last time I saw him he had started on his Ph.D., and he and his girlfriend were about to buy their first house. 111 Emotional Regrowth: Musical Maturation from Infancy to Adulthood in Eight Months (1971) Mr. K was an upper middle-class man in his thirties who had been hospitalized for several years, during which time he had several psychotherapists. Two years before he was referred to me he tried to cut his throat; he was given psychotropic drugs and psychotherapy, but he could make little use of either, and he withdrew and regressed. When I first saw him he was dirty and had picked and burned sores all over himself; his teeth were black, he didn’t wear glasses, so he couldn’t read; he was fat from a kind of baby formula he mixed up, half coffee or tea and half milk and sugar. He rarely left his ward, and skipped most meals and some psychotherapy hours. He spoke little, in one of two intonations: In a soft, flexible baritone chant, which showed previous voice training, he sadly volunteered incapacities and hopelessness; when asked questions, he used a weak falsetto yell to protest, project, and deny. I worked with Mr. K twenty minutes a day, five days a week. In the first months of treatment I moved him out of his easy chair toward the studio a step at a time, by pushing gently at his shoulder with one hand. Whenever he moved in the right direction I took my hand off; if he stood still or moved in the wrong direction I put my hand back. The baby formula diminished vocal resonance, and in the fifth week I began dumping it as fast as he fixed it; I dumped as many as eight cups in one session. In two weeks the formula had disappeared, and then I began interfering with self-destructive gestures by moving his hands away from sores. All this made Mr. K pretty angry, and besides throwing furniture around and swatting at me, he soon 112 began hollering. I praised each shout, and asked him to repeat it louder and lower in pitch; since I disregarded the content, he would holler more angrily, but he would respond to the instruction, and then I praised him again. In four months a general metamorphosis had begun: he was cleaner, thinner, more athletic, his sores were healing, he ate meals, wore his glasses, brushed two years’ dirt off his teeth, went to psychotherapy, hollered in a full, powerful baritone which was easily heard in surrounding buildings, and he came to appointments. He was also an obnoxious bully, teasing, criticizing, and cursing, but physically assaultive only to me. He was sensitive to the slightest loss, and could terminate appointments with me only by staging a dramatic rejection of me a few minutes after I announced that the daily minimum had been achieved. Days when his psychiatrist was away he tried to hit me, but days when I was away he imagined that someone else was me, and hollered awhile at a puzzled aide. The pressures I mentioned I applied only within the sessions, and the psychiatrist and nursing staff, who lived through the racket with difficulty, were permissively supportive and accepting of Mr. K. This difference in attitudes, I feel, allowed Mr. K to respond to the stimulus, and change at his own pace. Once in my studio, Mr. K sometimes played the phonograph. When his voice was restored, I required him to choose and play a record in each session, and after a week’s fuss he complied. At first he played records that he had liked before his illness – the violin concerto literature, especially the Mendelssohn concerto, nineteenth-century music in general, and the twentieth-century concert repertoire, which he thought he ought to like and support. He found that he could not stand any of these, and felt satisfied only with Mozart’s chamber music. This, I think, is somewhat analogous to a child’s taste in music. Satisfactory music was simple, played by few instruments, built in short, repetitive units which were balanced, and had to sound every beat at a fast, reliable pace. Of course there is more to Mozart’s chamber music 113 than that, but Mr. K did not pay attention to musical detail at this time. In the sixth month Mr. K rummaged and tried out four or five records in the first ten minutes of each session before settling on one. The music he liked now included such things as Corelli, Concerto Grosso, op. 6, no. 8, first allegro; Haydn, Symphony No. 94 in G Major, first and fourth movements. His pace decelerated, and in the next weeks he tried out two to four records a day, and found one or two of them satisfactory. His taste had grown to include rhythmic differentiation and complexity – things like syncopation, imbalanced phrase structure, some suspense with held-over beats, and some melodic expressiveness, and he tolerated more varied instrumentation. In addition to the works he had chosen before, he now also liked the Bach Brandenburg Concerto #2 in F Major, third movement; Griffes, Poem for Flute and Orchestra; and Beethoven, Sonata No. 7 in C Minor for violin and piano, op. 30, no. 2, first movement. He added a questionable category – things he tried and retried, but found problematical or felt uncertain about. Some of the music he had rejected earlier he now thought possible or questionable – music which moved deliberately through dissonances, or had long suspenseful passages. He still rejected music which moved to strong climaxes or wallowed slowly in sound textures. I think Mr. K’s willingness to be undecided and changeable about some music is the single most important predictor to recovery; it indicates a degree of differentiation and a long thought process, unlike the rigid, global, and immediate judgments characteristic of psychotic thinking. In the seventh month I added another rule: Mr. K had to keep quiet and listen deliberately to his choices. There followed a month of inconsistent, mixed choices, despair and frustration. He vacillated back and forth between the two previous levels, sometimes playing one record a session, sometimes playing four or five; whatever he played, he was dissatisfied with. In terms of a developmental model, I see this period roughly analogous to 114 adolescence, with its backing and forthing between the tastes of childhood and adulthood, and overriding dissatisfaction with both. He was even more obnoxious in his behavior, but took time out once to discuss with me professionally and courteously his treatment, how he was doing, and when he might expect to finish. He also offered to control his assaultiveness, and we were able to dispense with a male aide for the appointments. In the eight month Mr. K resumed consistent choosing, this time with more deliberate method. He chose one or two records and day, one he know he liked, and one he wanted to try out. Liked by now were things on the order of Scarlatti, A., Concerto in F minor, largo-allegro; and Beethoven, Symphony No. 7 in A major, op. 92, first movement. He liked expressive motion through dissonance, and to climax, provided it was rhythmically quite predictable. He was uncertain, meaning by now that he liked or questioned according to his prevailing mood, music in which rhythmic motion was less consistent and slower, and phrasing was less predictable, for example, the Brahms Sonata No. 2 for violin and piano, first movement. Now he rejected consistently only the more thick-textured modernistic experiments and Italian opera. Mr. K was still experimenting, reaching toward more complex and intense emotionality, but he was also rather settled in a taste similar to but more conservative than his premorbid taste. I stopped the treatment here, within a week or two of its expected completion. Mr. K’s psychiatrist was going on a long vacation and I did not want to spoil my work by inviting confusion of roles. During these second four months Mr. K’s metamorphosis had progressed: he wore clean clothes, sores and burns healed up, fingernails grew out, and cussing was confined to the nicer fourletter words, used with occasional humor. He went swimming and took another patient out to dinner. Shouting diminished, and he asked some genuine questions. For twenty minutes a day I had interfered only with those behaviors which obstructed treatment – spending the time elsewhere, killing himself in little ways, drowning out with talk the 115 consequences of choices. I did not interfere with, interpret, or comment on anything else. At first there were no other demands in his life, but then when he sought interaction with others, demands and stimuli increased rapidly in variety, complexity, and quantity. 117 Voice Alterations and Schizophrenia (1995) Long ago I wrote a theoretical paper about the esthetics of music and the nature of schizophrenia. At the time I had a rather boring job at the National Institute of Mental Health working on a study of the schizophrenic identical quadruplets. That left some brains free to think of other things, and some frustration to motivate me — after all, I was a musician. I wrote the paper and sent it around and Seymour Kety and his group — who, a few years later, conducted the Danish adoption study — hired me to work on a ward of fourteen chronic schizophrenic men. They had been brought from large public hospitals for biochemical study. They were very sick but they had to be managed without drugs. Some were mute, some talked word salad, some talked to the empty air. Some were incontinent, some masturbated openly in strange rituals, some played with feces, and so on. I had a chance to get well acquainted with these schizophrenics without the interference of medication. Then a ward for biochemical studies of acute depressions opened, and I was asked to work there also. This ward admitted several patients whose illnesses began with depressed mood, and I had a chance to observe the musical behavior of patients with acute depression, mania, first-break acute schizophrenia, brain damage, and myxedema. I wrote up some of my observations, interventions, and results, and that was published. That paper got me a two-year research job at Chestnut Lodge which, at that time, was a hospital for intensive psychoanalytic psychotherapy of psychoses, especially schizophrenia. Did anybody here read the book I Never Promised You a Rose Garden? That is about Chestnut Lodge. Working there gave me an opportunity to observe and try to treat some very rich psychotic 118 patients. They were not very different from the public hospital patients; the money went for much more psychiatric staff time. I only had to pay attention to and think about six patients at a time, and I could observe and record in great detail exactly what these patients did in relation to music. Now, I did not have any formal or experimental method; I just looked at musical behavior and asked whatever interested me. Patients did something, I wrote it down rather precisely, and then I asked them what they thought about it. They answered; even mute patients talked a little about their musical choices. When I listened to them speak, I noticed that the speaking voices of some patients were pushed artificially high, a few were too low, and speaking tone often sounded pinched and monotonous. I tested their voices, much like a voice teacher would, by getting them to sing up and down scales very softly, and recording the results. When I found a difference between their spoken intonations and their natural voices I asked them about it, and usually they could say something about their voices and their special intonations. Time went on, and after a while I paid less attention to the words patients said, and more to the tune of those words, and then I recognized the tune. I had heard such sounds in school, in the course on ethno-musicology, the study of music of many different cultures. These patients’ unnaturally intoned, monotonous speech resembled the chanting of quite primitive people. In fact, they were not speaking at all, they were chanting, and their speech could be written down fairly well in musical notation. And while this chanting speech was self-expressive, it was not communicative, in the sense of giving information. It functioned rather like primitive chanting, counteracting fear, helplessness, impotence, anxiety. I concluded that this vocally altered chanting speech was a fairly common defensive choice in [all] psychoses, and in that I was not quite right. For the next twenty years, I worked at a huge public mental hospital. When I first got there it had 7500 patients. I saw patients of almost any demographic and psychiatric description in every 119 clinical setting from admission to discharge. Several hundred patients were sent to me for detailed opinions, and I obtained data describing the speaking and singing voices of around 100. At this point I want to stop a little for your music lesson. The human voice usually has three pitch ranges. In English they are called high, middle, and low registers. Each register has its own tone quality, and the registers are separated from each other by register breaks. Those are specific pitches on which the tone is unsteady, or broken, as it shifts from one tone quality to another. The pitch range and the registers are built into the voice. Ordinarily the middle register is used for speech. There are some normal deviations from that. For example, men with bass voices tend to use somewhat higher pitches for speech, to avoid being so conspicuous. Henry Kissinger comes to mind as a bass who does not do that. In public speaking women often use the lower register in an effort to get louder and be heard, and you hear me doing that. Another register is available to all men and some women, called falsetto, and that sounds feminine and is pitched above the ordinary range. Men often use it to mimic women. Voices also have several timbres, called full voice, half voice, and voiceless whisper. Full voice is louder and has many more overtones than half voice. Babies crying mostly use full voice, and when they are cooing, they use half voice. For each patient I tested, I recorded the compass or vocal singing range (the top and bottom notes), the pitch of the register breaks, the speaking pitches and timbres used, and any peculiarities found. I asked patients what they thought of their voices, whether they liked them, and if there had ever been any marked change in the sound of their voices, and I wrote their answers down. (By the way, are you aware that girls’ voices also change in adolescence?) I also asked them some background questions about their age, education, musical training and experience, mainly to hear them speak about neutral subjects. I did look to see if any demographic characteristic — race, sex, age, 120 social-economic status, education, musical training and experience — had a relationship to the voice data. None did. Now, I will take more time out to discuss the diagnosis of schizophrenia. I had read the psychiatric literature about the psychoses; I had worked on research studies of schizophrenia, in multiple births, in hospitals, in the U.S. Navy; and I had read many patients’ charts, trying to understand the illness. I had spent many hours in case conferences. In short, I had seen all of the symptoms and characteristics that were used to support and rationalize the diagnosis, starting with the schizophrenogenic mother, and going forward through adolescent life crises and on to Schneider’s first rank symptoms. So I knew about the overuse of the diagnosis of schizophrenia. Careful analyses estimated that in the U.S. about 60% of patients labeled schizophrenic really had schizophrenia. The other 40% probably had other disorders. Especially in public mental hospitals schizophrenia often meant any kind of crazy. Of all of the descriptions of schizophrenia that I read, only a few really seemed to fit the patients with whom I had become well acquainted. These were the descriptions in the original observations of Kraepelin and Bleuler, and then further, in the work of Arieti. Kraepelin and Bleuler described a group of psychoses that involved specific alteration of thinking, feeling, and relating to the external world, and had fundamental symptoms of disturbed association and affectivity.1 Arieti went further, and defined the alteration of thinking and abnormal association. He called it paleological thinking, or schizophrenic illogical thinking, in which identification and equation are based on similarities. Here is an example from recent psychotherapy with one of my patients: Following a year of psychotherapy a patient who had the usual history of social and work failures and many hospitalizations was getting along well in a group home. One day he came in appearing 1 The ability to feel emotions. 121 quite withdrawn. Eventually he said he had been up all night and he just did not know what to do. I asked what happened, and this was his answer: “Artie — another patient in the group home — made me fall. Artie stuck his feet out to make me fall. When I moved in there I knew that some day I’d fall…. I’d fall. Well, it happened. So I stayed up thinking about what to do, how to survive. I guess I’ll just have to find a room somewhere to live. I fall, I always fall. Artie apologized, but that makes no difference.” And the patient sat turned away, hanging his head in despair. So there, I think, is the essence of the schizophrenic thought disorder, the illogical double meaning, or false equation, or association by similarity, of the word “fall.” The patient tripped and fell over Artie’s feet, and immediately thought that this fall equals a fall from grace, which equals failure in living outside a hospital, which means rejection, getting thrown out, and homelessness. And he stayed up all night worrying about how to survive. It is my experience that this style of thinking is characteristic of schizophrenia and no other disorder. I think that is extremely important. All of the other symptoms and findings claimed for schizophrenia are shared by other disorders in some way, but this particular kind of thinking is not found in any other disease. I reviewed my voice data for the hundred or so patients diagnosed schizophrenic by others and who met the DSM [Diagnostic and Statistical Manual of Mental Disorders] criteria of the moment. When I picked out only those patients in whose charts or interviews I found evidence of this thought disorder, my data fell into place and pattern. I had meaningful results. Then I compared them with voice data I obtained from manics and from patients with reactive psychotic states. The few voice alterations I found in manics and reactively psychotic patients were not more frequent, complex or severe than those of the ordinary clients of speech therapists. That ruled out a general psychotic factor. In other words, abnormalities in the speaking voices of manics and reactive psychotics were within the range of normal deviants; 122 those patients were actively psychotic but used their voices normally or near-normally. Severe or multiple complex alterations of speech intonation were almost universal among schizophrenics, identified by the Kraepelin-Bleuler-Arieti criteria, and were absent in the speech of non-schizophrenic psychotics. Most of the patients in all three groups were receiving neuroleptic medications when they were tested. By inducing involuntary laryngeal relaxation these drugs can decrease the severity of voice alterations, but cannot increase their severity. So these voice alterations persisted in spite of neuroleptics. [Editor’s note: Three types of voice alterations were found among the schizophrenic patients studied. In the first type, displaced pitch, the patient’s speaking voice range was shifted up or down in relation to the individual’s natural singing voice range The second, narrowed pitch, refers to an unnaturally narrow speaking range that spans at most a minor third. The third, constricted timbre, comprises three sub-types: the full voice muted to the softness one would find in half voice, the full voice choked to an undertone level, and whisper. Many of the schizophrenic subjects used two of these alterations on a consistent basis; some used all three.] In thinking about these alterations it is important to remember that patients used them consistently, all the time. Nursing staff who talked with these patients day after day for months, sometimes years, knew that the patients sounded peculiar, but had no idea that what they heard were alterations of normal voices, and that the patients were physically capable of normal speech. It is also important to realize that it is not easy to alter one’s speaking voice to the extent these patients did. Try it, and you will find out right away that changing your voice like that is not easy, and keeping up the change all the time is very hard work. Patients were willing to talk about their voices, and their comments were instructive. In relation to pitch displacement, here are some samples of what they said: 123 A male patient who displaced his speaking pitch upward by nearly an octave said, “My voice changed when I was 19 or 22, well, it never really changed. Puberty was when I was thirteen. I sang second tenor in college. Well, I know it’s really baritone, but I don’t use that voice. My natural speaking voice can frighten children.” An alto who became overtly ill while she was studying music said, “My voice lacks strength. People think I’m crying when I talk but I don’t think so. I sang soprano, and when the parts got too high I just faked it, just made my mouth go, no sound.” A man who spoke only in falsetto said, “My voice never changed. It’s high. When I was about twelve it began getting heavier, but I didn’t let it. It don’t sound babyfied, I don’t want a woman’s voice. Some people disguise their voice. I talk the same all the time.” A woman whose natural voice was lower than mine, but who talked an octave higher, without the overtones of the adult voice, said, “Two years ago I started yelling my tune louder. When I get in a bad mood I yell my tune, it gets higher and higher. I got mad and had to let my voice out and up. I learned myself my tune when I was about fourteen or fifteen; it was a high class accent.” Two of the patients I just quoted were in psychotherapy with me, the man who didn’t let his voice get heavier, and the woman who yelled her tune. In their psychotherapy I responded not to the words they said, but to the voice in which they said them. They would say something, and I would respond by saying something about the intonation, what the intonation might be about. For example, the woman who put her voice up by an octave would say something and I would answer, “My voice says I am a little innocent child,” and so on. I went very slowly in this, as one would in revising any defenses. They responded, at their own rate; bit by bit they began using natural speaking pitch. As they did, spoken content became more realistic and communicative, and then I began responding to the words they said, as in more 124 conventional psychotherapy. So it appears that pitch displacement is at least partly voluntary, and can eventually change. Patients’ comments about their pitch alterations and response to treatment produced several interesting points. First, the patients have given thought, even if disordered thought, to the pitch of their voices, and are aware of them. Second, they tended to be troubled by the adolescent voice change, something that happens around the time that schizophrenics start feeling different from others, somehow abnormal, and suspect that something may be wrong with them. Third, they regard altering the pitch of their voices as an adaptation to or requirement of their illness. Fourth, altering the pitch of their voices is something that they themselves do. In fact, they work at it. The main clinical application of the data about schizophrenics’ voice alterations is that the words they say in an artificial intonation are not directly communicative. In psychotherapy there is little to be gained by answering the words or information those strange voices speak. Learning to recognize false intonations is not so hard, once you know what to look for, and finding out what a patient’s natural voice may be can also be done by anyone with a little training. All you need is an idea of the patient’s speaking pitch, and an idea of the middle register pitch. To get the middle register you just ask the patient to sing a scale very, very softly with mouth wide open, and listening for the upper and lower broken notes. These indicate the register breaks that define, or bracket, the middle register. Or, if you have a music therapist or someone else with musical training on the staff, ask them to do it. I found another use for voice information. When I hear a patient who speaks only in the half voice, sounding quite relaxed, but saying things that show a high degree of anxiety, I think the patient might be overmedicated. That means he is getting more relaxation from medication than he feels he should have, a situation that can create mistrust and more anxiety than the patient began with. Paranoid patients, for example, often feel the need to be anxiously watchful. They can become more, rather 125 than less, frightened if they feel too relaxed early in their treatment. 127 Thought Disorder, Artistic Media, and Progress in Therapy: A Case Study1 (1970) The present study concerns patterns of change in musical productions, speech, writing, and social behavior of a patient who was treated for catatonic schizophrenia primarily by means of problem-solving work in music composition. I was the musician and the psychotherapist. John Doe was referred to me when he was in his fifties, after months of socialization and psychotropic drugs made no change in his clinical state. He was nearly mute, withdrawn, incontinent, and skinny, and was said to have been the same for years before hospitalization was precipitated by his mother’s death. Psychological testing showed minimal, evasive responses; I.Q. functioning was low, but potential I.Q. was high. He would answer a few questions and it was known that he was a welleducated doctor’s son, and knew a little violin and piano. On the ward he spent much time in bed, apparently hallucinating; when he was up he was polite but preoccupied, usually with ritual movements focusing on flatulence. He had a huge hydrocele2 for which he refused treatment. He would speak in order to state pleasantly and firmly that he was physically and mentally well, and should not be hospitalized. Shortened version. Drawings made by the patient, and their analysis, were included in the original, mainly as an indicator of therapeutic progress. 1 A pathological accumulation of fluid in a bodily cavity, especially in the testes. 2 128 Mr. Doe would comply briefly with instructions. In December I asked him to solve an evaluative composition problem on the piano – to devise a tune of his own in 3/4 time, using the C major scale, and beginning and ending with C on a strong beat. About his solution he spoke: “Of course I know there must be at least six other ways to do this, but somehow this seems to me to be the only solution; it seems necessary to do it this way.” The tune plods up the scale to the point where tension increases in expectation of the leading tone1 and its pull to cadence;2 the leading tone is omitted, creating a gap or discontinuity, and bringing the music to a standstill. I told Mr. Doe that the necessity of the gap in place of a leading tone was probably an indication of thought disorder and proposed treatment. He said politely that he was not ill. Soon after, he made two bizarre passive suicide attempts. I confronted Mr. Doe with the gaps in this thinking and behavior and the parallel gap in his composition, mentioned that in real life this gap might kill him, and that it necessitated rather unsatisfactory music, and proposed treatment by means of composition problems. He thought it over for a week, and decided to try. We agreed to work on short composition problems structured to stimulate more continuous music. Mr. Doe was not willing to admit to an illness, but he was willing to recognize that the musical version of the symptom was a musical hindrance. The thought disorder that necessitated the musical gap is often referred to as dissociative compartmentalization, and I have seen similar music involving avoidance of leading-tone motion in the compositions of other patients severely ill with catatonic and paranoid schizophrenia. Obligatory avoidance of leading-tone The seventh note of the scale, it gives a strong feeling of wanting to arrive at the top (eighth) note of the scale. In solfege it is called ti and leads up to do. 1 2 The sense of coming to rest at the end of a musical phrase. 129 motion usually indicates that the patient finds thought and expression in which one thing leads to another prohibitively anxiety arousing. It is a pervasive defense against the form of events rather than against any specific content of events, and is usually associated with a psychotic illness. Initial drawings, suicide attempts and musical composition all resembled each other in their failure to lead anywhere; all were more or less disjunct in form. We set to work, and in the first problems, I wrote a beginning and Mr. Doe chose a few notes to follow. Gaps were large, and then they became smaller. By the third month Mr. Doe was writing tunes of his own. They were narrow in range, and they turned in on themselves. The dissociative gap now appeared in less conspicuous form, separating the main tune from the leading tone, and reducing leading-tone motion to a cliché amen.1 It still functioned to stop the motion short. In the fourth month I prohibited amen endings, and insisted that tunes stop wherever a gap seemed necessary. The resulting motion was halting, but went farther, in a wider range. Mr. Doe’s behavior began changing in little bits. He told me his real name, wanted me to notice his birthday, stayed out of bed, and signed up every week for a discharge, so that a pretty young nursing assistant would talk him out of it. Staff liked him; patients did not. To escape the constriction and involution of chant-like melodies, I set Mr. Doe to work at found-note composition in which he shut his eyes, hit the piano at random several times, and used those notes to generate tunes. By the fifth month the results had a wider range, stronger rhythmic discriminations, and tunes showed stronger pull leading from note to note. In this month spoken sentences grew into The amen cadence uses the chord progression IV - I. The melody repeats the tonic note (do), as in a hymn that ends with A - men. 1 130 anecdotes, and finally, Mr. Doe’s behavior changed. He went outdoors, and participated in sports without being told to. Found notes became rigged notes and I wanted to stimulate more spontaneous speech, so I began assigning free-associative composition. I asked Mr. Doe for a chain of associates to define the tunes he would write. At first, associates and their derivative music were angelically censored, clean and sweet. By the sixth month associates came more readily. Mr. Doe wanted power, and he achieved it in quick melodic leaps and strong rhythm. Around this time Mr. Doe began writing; he looked out of his window at the street, and wrote about people and cars passing by, going places. In the fourth and fifth month of treatment Mr. Doe’s interpersonal behavior and activity level had begun to change, and in the sixth month these changes gained momentum and became obvious. In psychotherapy he spoke in continuous narrative about good aspects of his past life, and told connective lies to cover gaps when presumably life was not good. He ventured far on the hospital grounds, read the patient newspaper and then got himself a job on it, and he signed up and participated in a pool tournament. He began talking to people other than the therapist. He became concerned about his physical health – probably a somatized recognition that something was wrong with him – and he asked the ward doctor for vitamins and an operation on his hydrocele. Chains of associates showed only conventional censoring, for example: “Nothing, not prepared, can’t do anything satisfactory, phooey, ishkabibble, plagiarized, piece, of music, Donnerwetter,1 Ich bin2 stymied, lousy melody, death, what to live for, medical school, music, self-respect.” 1 A German expletive. 2 I am. 131 His writing was talented, beautifully spelled, but more inhibited: Therapy Hour The office I am sitting in is strange to me. On the door outside I believe it says ‘Olden Stinson, Surgeon’. A spacious ashtray reposes on the floor, a calendar on the wall, some flowers in a glass-container on the window sill. Outside the inevitable birds arguing raucously over their food. It is quite…. Occasionally I hear the P.A. system outside calling someone. The floor is linoleum and stone, and the walls are painted a soothing light green color. A telephone sits in its place and I in mine, wondering what to talk about in therapy. Sentences are continuous; the style is mostly passive, and one personal phrase of sardonic humor is preambled by long impersonal description. Nothing indicates that the paragraph was written to the therapist. In the seventh month Mr. Doe had his operation, and staff responded to his recent progress by planning his outpatiency. Mr. Doe did not allow his incision to heal, and he made a third passive suicide attempt by starving himself. Nurses who tried and failed to feed him asked me to try; I talked about it, and he said if I was going to be unpleasant he didn’t want therapy hours. Finally when he was very weak and ill, he asked me a question: “I feel so lousy. What’s the matter with me?” I said that was expected of people who are starving to death. For the first time he perceived a meaningful link between cause and effect; he decided not to die, asked for food and drink, consumed them, and decided to resume composition, all within twenty minutes. In music he wanted to try working out some of the structure of problems himself. 132 Mr. Doe still did not let his incision heal, but in the ninth month he again asked for help in connecting dissociated elements: “I am nice to everyone, and everyone is nice to me. I’m not like other patients who are often unpleasant. So how am I crazy?” It was possible to trace cause and effect in his vengeful passiveaggressive suicide attempts, and active psychotherapy, meaning interpretations, began at this point. Forthwith Mr. Doe made a good physical recovery and resumed his life where he had left it in the sixth month of treatment. In the tenth month I introduced melodic variations and alternative solutions to composition problems. At first Mr. Doe wrote padded busy work, instead of alternatives and variants, but then the concept took hold. In life-style he became more autonomous; he worked on compositions outside of appointments in order to gain more time for psychotherapy, where he brought up past embarrassments and hurts for alternative interpretation and perspective. In the eleventh month of treatment I assigned variation problems with alternative countermelodies, in other words, counterpoint in two parts. Plain and fancy doublings of parts which moved up and down together gradually gave way to some interdependence. Parts were spaced well apart in pitch to make a treble and a bass, and the dominant part was treble. Counterpoint is an interactive musical texture which depends on the interplay of two interdependent tunes. When one tune is more independent than the other, it is heard as dominating the texture. In psychotherapy Mr. Doe began talking about past interpersonal relationships and problems. He renewed old relationships with relatives, colored them with nostalgic halos, and was disenchanted. In the next month I assigned melodic writing in the bass; this led to counterpoint in which the bass was the more independent, and therefore dominant, part. Mr. Doe’s psychotherapy then moved on to current relationships and problems, and he began to explore his 133 relationship to me. He was prejudiced, and thought that people who take their troubles to a Jew are crazy, and yet he was in therapy with a Jew. He decided that he was recovering from a severe mental illness. He attempted to replace me and was rejected, and staff pressured him to seal over the conflict and make outpatient1 plans. In anger he moved out of the hospital without plans or resources. There followed a dramatic angry final fling at psychosis with catatonic withdrawal, rehospitalization, and catatonic frenzy. Drugs controlled the frenzy, the anger was expressed directly, and the psychotic state remitted in two days. Mr. Doe then resolved the transference conflict, outgrew me, planned and entered a realistic outpatiency, and then terminated intensive therapy. Composition therapy was essentially complete in the twelfth month of treatment, with the achievement of simultaneous interdependent, interactive parts dominated by bass. So far I have withheld the patient’s history, as it seems relatively unimportant in the study of his treatment process. A brief overview will demonstrate that. Mr. Doe was the second and youngest son in a well-to-do immigrant doctor’s family, some of whom had schizoid and borderline schizophrenic symptoms. As a boy he had problems with eating, shyness, and enuresis; he specialized in smiling compliance, was mildly indulged and got away with infractions for which his brother was punished. In adolescence he was troubled by conflicts about values, morality, and sex; he rejected religion, and tried solutions from military school to Freud. At sixteen he had an unspecified illness and was kept home for two years; probably it was a first schizophrenic episode. He went on to college and medical school, even though he wanted to be a writer, but on the eve of his first clinical work he quit school, and then there was a second illness. He was hospitalized for six weeks and given electric shocks for depression without benefit, and then he An outpatient lives outside the hospital, perhaps in a halfway house, but continues to receive treatment in the hospital. 1 134 was kept at home, where he was now diagnosed schizophrenic. Five years later there was a partial remission and a year of odd jobs, followed by twenty-odd years of illness at home. His father died, and his mother took care of him; they lived in increasing and then complete isolation. Time rushed by timelessly, and when his mother was dying he was found in the house, apathetic and neglected. He had had warm early relationships to his grandmother, childhood friends, and a highly intellectual family maid. His mother was rather distant and formal, and his father was a benevolent, admired authority figure. These relationships all duly reappeared in transference form in the course of treatment; mostly I was assigned the maid’s role, and under stress, that of the grandmother. There is nothing extraordinary about Mr. Doe’s history, except that his back ward1 was at home instead of at an institution. The course of psychotherapy in itself is not extraordinary either. What was exceptional was that psychotherapy took place at all, that it progressed so fast, and that it involved a consistent pattern of time lags between stylistically parallel change in two artistic media and in speech and behavior. This pattern is not unique to the treatment of Mr. Doe. By now about a dozen patients with a great variety of social, ethnic, national, economic, and personal characteristics have been treated this way, and have progressed in more or less the same pattern. The first such case was treated in 1960 and published in 1963. All of these patients presented with prohibitive difficulties in talking meaningfully in psychotherapy, were potentially very intelligent, were diagnosed psychotic, and appeared socially isolated. One way or another they had refused verbal treatment opportunities, and their refusals had proved drug-proof and shock-proof. They were offered problem-solving work in music and they did not refuse. Initially their musical behaviors changed while their lives stood still. After some time (months, for very ill patients, and weeks, for patients whose illness 1 A section of the hospital housing chronic, hopelessly ill patients. 135 had made less inroads on life), changes began to appear spontaneously in speech and behavior. As treatment progressed, the lag between musical and behavioral changes grew shorter and shorter, and finally musical problem-solving, real-life events, and verbal therapies became instantly interactive. At this point patients would be perceived as functioning individuals, to be treated henceforth by conventional verbal methods. Mr. Doe’s case was chosen for presentation partly because of the information contributed by his pictures, and partly because his twenty years of sameness and isolation before treatment control variables that might clutter up a study of treatment process. Change in Mr. Doe was induced by means of musical problem solving, was internalized, and then reappeared spontaneously in stylistically analogous ways, first in visual art, and then in speech and life-style. That Mr. Doe changed in response to a musical input was demonstrated by means of twenty years without major change at home, six months without major change in an active ward milieu which included all the same therapies except the musical input, and major change within a few months following musical input. At the conclusion of treatment, his life and music were characterized by interaction which he dominated, however gently. PART 4: MEDICINE IS NOT AN EXACT SCIENCE 139 Your Internal Medicine Committee A friend phoned from his hospital bed to complain. “I just had my knee replaced, and of course that hurts. But now my belly is cramping. What’s that all about? It’s not fair!” he cried. “There, there,” I said. “Lie back on your pillows, and I will explain it to you.” Many mornings, in the hour of good dreams before you wake, your internal medicine committee has its staff meeting. I say “your” committee, but the phenomenon is not uniquely yours. Everyone actively experiencing aging has a committee of their own, and you have yours. Before you were eligible for Social Security and Medicare, your committee was rarely called together. For a long time it only met once or twice a decade, just often enough to punctuate your life course with an occasional crisis, whooping cough, pneumonia, abscessed tooth, a broken bone, and such. When you turned 65 your internal medicine committee got off the golf course long enough to attend monthly meetings and work out some scheduling conflicts. Since then, bit by bit, the time between meetings shortened, slowly, but inexorably. Agendas got more interesting, and attendance improved. By the time you were 70, meetings were held weekly in response to members’ increasing demands for time on the agenda. You got even older and weekly meetings proved insufficient. Now that you’ve passed 75, meetings are held almost daily, and the agenda is busy, busy, busy. Meetings of internal medicine committees resemble the structure of Congressional committee meetings. Organ system representatives and their more important anatomical subdivisions sit along a semi-circular table. Crowded agendas may elicit arguments, and representatives bring in assistants, briefed in points of special anatomical features and ailments, to sit behind their representatives, poised to lean forward to murmur reminders 140 and coachings into their bosses’ ears. The representative of the below-the-waist division of musculoskeletal structures may, for example, be backed up by an expert in the structure of the lumbar spine, sitting side-by-side with the knee and hip person, but leaning a little away from the podiatrist to minimize fellow committee members’ perception of too close an association with this more marginal discipline. The ends of the table are a little roomier. One end accommodates the nervous system representative, with his splay of back-ups, cranial nerves, gait, and seizures. Obliquely behind, almost but not quite reaching the front rank, is psychiatry, and its popular subdivisions, psychosis, unhappiness, and senile dementias, backed up by their universal catch-all, psychosomatics. Oncology, with a crew of cancer specialists, is seated at the other end of the table. The rest, gastroenterology, cardiology, dermatology, and the other medical disciplines’ chairs and backups are dotted all along the central curve. It’s a leaderless group that comes to consensus decisions without excess acrimony. After all, they look to one another for referrals and symptom trade-offs. They may compete in reaching any one day’s decision, but do so with a show of respect, or at least while avoiding overt snubbing of the lower classes, that is, gynecology and podiatry. Your committee met this morning before dawn, while you were still enjoying the respite of your pain-drugged, dreamless sleep, and took up the subject of your knee. “I think I am doing enough,” modestly said the musculoskeletal representative, leaning back to consult his knee man, who smilingly corroborated, “Yes, just the right amount of pain, just over the drug threshold.” “I would prefer some symptom diffusion,” said the neurologist politely. “The knee will heal, slowly but surely, a cause for optimism. How about a gastric distraction? Perhaps immunology can suggest a drug reaction with vomiting? Or shall I pinch a nerve in the cervical spine? To begin a chain reaction, with a referral to my friend here,” and he kindly patted psychiatry on the 141 shoulder. “She can introduce the belief that he suffers from false recollections of un-assuaged childhood hurts, and consequent depression.” Others thought this idea a bit much, and advised waiting for some knee abatement before introducing the neurologist’s proposed scenario. After further discussion the group returned the problem to the musculoskeletal representative and considered arthritis of the lumbar spine, exacerbated by the extra stress induced by knee-motion avoidance, but postponed that as well, and settled for the gastroenterologist’s suggestion of simple constipation generated by pain medication. The meeting closed in a climate of cooperation and friendly well wishing. It had accomplished its agenda and met its goal, namely, to exceed the aging pain baseline. When you get old something always hurts, and it is your committee’s job to decide in detail just where and how to hurt you next. And that is why your belly hurts today. Be comforted; your committee could have done worse! 143 STOP! I Withdraw Permission I. Catching It It all began when I was born with a bone missing in my lumbar spine, that troublesome column of five backbones and inter-bone spaces governing mammalian mobility and function from the waist down. Like wisdom teeth and the appendix, the lumbar spine may be an evolutionary failure in mammalian development. Sooner or later nearly everybody has a problem with their five normal vertebrae, and assigned to do the work of five, my four eventually overgrew, pinching local nerve roots, and producing pain and weakness. I first discovered, by time spent in doctors’ waiting rooms, that I needed doctors more than they needed me, and second, by x-ray reports, that when doctors can’t link symptoms to inter-bone spaces (because they look at an x-ray of four bones and perceive five), they diagnose psychogenic disorder. I worked my way up the neurosurgical hierarchy until I reached doctors able to look at four bones, count four, and adapt anatomical expectations to four. They lined up pinch-related dysfunctions with extant bone spaces, and I was soon anesthetized, scrubbed clean, and cut open. Nerve roots were liberated and bones realigned with much benefit. But I was warned: however rearranged, four vertebrae would still have to do the job of five, and I was urged to develop muscles to help them out. I exercised faithfully. Three mornings a week I walked six blocks to the District of Columbia’s year-round pool to swim back and forth and back and forth. The deep end was reserved for swimmers earnestly plowing high speed laps, and after I was swamped by their bow wave a couple of times I fled to the shallow end. It was occupied by a pleasant geriatric lot slowly walking against water resistance while chatting companionably. I 144 took up a no-man’s aisle between water walkers and serious swimmers, interpolating a little water walking with swimming. Relationships were warmly friendly at the geriatric end of the pool even though we might not have recognized one another fully dressed and on the street. Months went by pleasantly enough. The pool is run by the District of Columbia Department of Recreation, which, like most of the DC government, functions variably between well-intentioned inept to blatantly crooked. In the mid-winter of my muscle-building year, Recreation decided to get its only open pool repainted. The pool was closed, drained, cleaned, dried, painted, refilled, and in two or three weeks’ time it almost reopened. Almost, but not quite. The pool had been painted with water-soluble paint. A further contract was let, the tinted water was drained and the remains of its new paint was scrubbed off. It was re-dried and repainted with real pool paint. When the job was complete and the pool refilled with clear water, the water walkers, I, and the serious swimmers returned to our tacitly allotted territories and resumed healthful morning pool exercise. Three mornings a week I resumed swimming and occasional water walking. At first I was a little stiff and tired, but that was to be expected after the two-month layoff, and I thought in a week or two I would regain fish-like aquatic dexterity. In fact, most of me shaped up on schedule, all but my left arm. It cramped and tingled all the way down into my palm. Crampily I swam back and forth and thought about that. The arm wasn’t cramping on its outer surface, where its big muscles are; it cramped on the inner side. But the arm’s inner surface has much less muscle, and the palm has hardly any. I looked in my medical dictionary’s muscle picture; sure enough, no muscles in the palm. So how was I getting a muscle cramp in my left palm? And how was a bilaterally equal exercise causing cramp in only one arm? Dutifully plowing back and forth I reflected. Not much muscle down the inside of the arm, none in the palm; so what can cramp in that territory? Circulation, that’s what, and lots of it. Another week and I gave up 145 on denial, took my cramping arm to my doctor, and recited my symptom. “Now, Johanna,” he said, sternly, “you are not medically unsophisticated, and you know what this is,” and wrote the referral to a cardiologist. The cardiologist gave me a stress test. Not that he showed me a picture of a rattler about to strike, or my ex-mother-in-law in a similar pose. No, he meant walking on a treadmill to no place until you can’t keep up, being injected with a radioactive drug to light up cardiac function, and lying still for pictures. The picture taking took a long time. At first I watched the computer monitor, looking for order or pattern, but all I saw was a succession of Milky Way constellations meaninglessly reassembling themselves on the computer screen, and my mind drifted to speculate on the future. My parents died of heart disease in their early fifties. At sixty I had already outlived my genetic life expectancy. Would there be a future? Probably not much. It appeared that the cardiologist tended to agree with me. He called me into his office as soon as the test was finished, and said, “When you came in I was sure I was looking at a healthy woman with anxiety but I was wrong. You already had a minor heart attack, at the bottom of the apex where it doesn’t much matter, but it’s a warning. Keep this bottle of nitroglycerine pills within reach, day and night. When you feel the spasm in your left hand or you get short of breath, put one under your tongue, and if the symptom hasn’t stopped in five minutes, use a second one, and if necessary a third. You may also have Prinzmetal’s variant of angina, that’s the spasm that feels like a cramp in your hand. “I have to transfer you to another cardiologist for an angiogram, an injection of dye to light up your cardiac circulation, and an angioplasty to open up any artery blockages it shows,” he continued. “Your health insurance only covers emergencies at this hospital. You can’t fix your heredity, but you can improve your chances by sticking to these rules. Stop smoking. Keep this diet. 146 No coffee. And take it easy; those spasms appeared mainly when you were exercising.” What a lot to think about! I put the little nitroglycerine bottle in my pocket and slowly drove home. Heated up the coffee, poured a cup, lit a cigarette, and sat down to ruminate. II. Ramifications of the Disease So I had heart disease, and it hadn’t killed me, and now what? Now I have to keep this little bottle of pills on me all the time; now I have to quit smoking; now no more caffeine, no butter, no eggs. In grad school three eggs, thickly buttered toast, coffee with cream, and a cigarette got me up in the morning and put me to bed at night. I sighed, put out my cigarette and dumped my coffee. No chocolate, either; the diet sheet said chocolate is full of caffeine. Time to get organized. I made out a shopping list of new stuff: decaffeinated coffee; Egg Beaters, those frozen cornstarched, yellowed egg whites; margarine whose ads swear you can’t tell it from butter. I reached for the cigarette pack and stopped because I’m cutting down, and took list and prescriptions to the store. Next morning I denied myself the pleasant wake-up cigarettecum- ruminating style of greeting the new day. At 7:30 my heart, I now knew, made the cramp in my left hand, and I put the first of my tiny nitroglycerine pills under my tongue and waited. Just as the doctor predicted, one minute later it stung my tongue, and in another minute it produced a warm frontal headache, and then the cramp eased. “It works,” I said to the cats, who were watchfully awaiting their breakfast, “There’s no denying it, it must be heart disease, or the pill wouldn’t fix it.” Bravely I drank decaffeinated coffee and ate disguised egg whites and toast with margarine reminiscent of World War II when butter went to the military and we massaged food coloring into packages of greasy white stuff. Treated myself to 1/2 of a cigarette, the cutting-down 147 compromise I had negotiated with myself the night before, and set to work. First I looked up my disease and medicines. I had already retired but was still writing up data and explaining it for psychiatric journals, and still had the two essential textbooks: the Merck Manual, which describes all known diseases and their treatment, and a barely outdated PDR, Physicians’ Desk Reference, which lists all prescription drugs, their composition, uses, doses, effects, and side effects. Research results were informatively negative. In the Manual’s approximately 150 pages on diseases of the heart, one inch of print mentioned my disease just long enough to call it a rare variant. Fifteen years and three editions later it gets two inches in 200 pages. The PDR gave it one line in a one page description of one of my three medications. The 11 am spasm cramped my hand, and I took a pill and stopped reading. Next I called the doctor’s office on my insurance-approved list. The receptionist scheduled me for the angiogram the following week, and assured me it was a routine procedure. I would go home the same day. It was to be done at Suburban Hospital and my insurance approved. The cardiologist would meet with me a week after that to discuss results and treatment, and she made an appointment for that, too. I swallowed my fear and dislike of Suburban Hospital and agreed to it all. The trouble with that hospital is that it is located in an affluent suburb, and is therefore preferred by affluent doctors who live expensively nearby, and who are not eager to waste unbillable time driving to work at downtown hospitals. Aware of this fact of medical life, the hospital does not knock itself out in quest of excellence; it keeps itself short of equipment, supplies, edible food, and staff. This is just a simple, in-and-out procedure, I comforted myself. In and out. I won’t be there long enough to be told there is no IV stand, or served a baked potato with rotted brown mush under its skin. Even at Suburban, inject some dye, take pictures, put in a stitch, and go home. What could go wrong? 148 I showed up at the right place and time, signed here, signed there, was divested of all belongings, and lay down in submission to medical advice. As usual my thoughts, a turnabout mixture of dislike, suspicion, and abject fear, showed on my rubbery but expressive face, and the doctor introduced himself and sought to reassure me. He told me that he had been a resident at the National Heart Institute where this technique was perfected, and was experienced in it, and I tried to relax or at least simulate relaxation and hide my anxiety. And, indeed, all went well, meaning that I was pricked in the groin crease and was halflistening to the procedural doctor-nurse talk when my heart notified me that it was 11 am, and time for the Prinzmetal’s spasm. This time it was more severe than usual, and made me short of breath. I asked for a nitroglycerine pill, and that was when Suburban Hospital lived up to its reputation for incompetence. I had asked for the pills commonly used to relieve angina. They work by dilating cardiac blood vessels. And when injecting dye into those very blood vessels in a cardiac surgical unit, there weren’t any nitroglycerine pills on hand and no one seemed to know where to get any. Anxiety, irritation or maybe sheer cussedness made the symptoms worse, and I kept on asking for the medicine. Finally someone found the tube of pills in my clothes; by that time it took repeated doses to induce my symptoms to subside. III. The Plot Thickens Like doctor 1, doctor 2 looked at my test and did not wait for an appointment to tell me the results: my coronary artery must be opened by means of angioplasty ASAP. However, Suburban Hospital, where doctor 2 worked, lacked facilities for that, so he referred me to doctor 3 at another hospital which, he said, met all three criteria, staff, facilities, and the blessing of my health insurance. I took my bad heart back home. 149 So far, getting my heart treated had amounted to an unexciting shopping venture, annoying but not harmful. Each shift, from one doctor to another, and one hospital to another, took time to arrange, redefining the concept ASAP in a relaxed, southern style. Accordingly I continued my easy-going version of cardiac diet and life-style conformity. Then one morning while I was enjoying my disallowed breakfast coffee with my banned post-breakfast cigarette, I inhaled some oh-so-pleasant smoke and felt my heart contract. Finally I understood what doctors 1 and 2 had told me too politely: I was in imminent danger. It was stop smoking this minute or die the next. I threw out the cigarette, and have never touched another. After forty-four years of enjoyable smoking, stopping was easy. Quit or die, and I quit. Newly reformed, I ate margarine, egg whites, skinless chicken breasts, drank coffee substitute, and phoned to complete arrangements with doctor 3. A couple of weeks of waiting my turn, and my heart would be fixed. I worked on the umpteenth draft of an article and popped nitroglycerine pills in the precisely timed cardiac spasm pattern of my strange disease. The new hospital proved luxurious, compared to Suburban. I was assigned a spacious room and a student nurse companion. A cardiology resident, doctor 4, introduced herself, and said she would assist doctor 3. She explained angioplasty to me: doctor 3 will go into the artery from my right groin, inject dye, and when my heart’s blood vessels are lit up and visible on a monitor he will push in a thin tube. When it arrives at my artery’s obstruction he will inflate a little balloon at the head of the tube to push the cholesterol clutter off to the sides, and blood will flow freely through my heart again. Tube and balloon will be withdrawn, and a stitch will close the entrance hole. It didn’t sound overly promising, and I asked about using a laser to clean out the artery, but she said they were trying it out on dogs, not yet on people. A man in green pajamas hurried in, said, “I am Doctor 3,” ran through the legal paragraph that begins “Medicine is not an exact 150 science,” to warn me about risks, and ran out. Back home I saw his recitation listed as “$35, doctor visit,” on the bill. My student nurse and I played gin rummy. At eleven o’clock my heart did its spasm, and I interrupted the game to explain and take my pill. My student must have sounded an alarm, as the room was suddenly full of people and machinery, saying “Prinzmetals” to one another, hooking me up and plugging me in. Pictures of my disease in vivo were still fairly rare, I gathered, and I could see why. Except for a little while at 7 am, 11, and 3:30 I produced normal EKG’s. It was time for the angioplasty, and I was trundled off, put in position, and hooked up to monitors, while doctors 3 and 4 set out tools near my lower end. Tube went in, dye went in, just like before, and then BAM! A huge pain gripped my chest. Not even a ka-bam, with an introductory stutter or warning, just BAM! It stopped just as suddenly, leaving my screams echoing in my ears. I overheard doctor talk that went, “The goddam thing is made of concrete; let’s try this.” And the all-eclipsing BAM again. This time I hollered STOP, I WITHDRAW PERMISSION, and LET ME OUT OF HERE! Doctor 3 came into my view, and said, “See, when we try to get into that artery we actually block it for a few seconds. So that makes a little heart attack. Now you know what a heart attack feels like.” I could see he was really interested in this phenomenon. I was not. He disregarded my continuing sobbed objections and went on, “the thing is, before your artery does that by itself and kills you we have to get in there one way or another. We have a thoracic surgical team standing by ready to go in to try to replace the artery, but there’s one more method we think could work. Can you stand it just one more time?” I agreed, and braced myself; it hurt, and I hollered, but I was not so overwhelmed, and then the pain stopped, and Doctors 3 and 4 congratulated me and each other. A large, good-looking man leaned a hundred of his 200 pounds on the incision for awhile, and when he was replaced by a sandbag I was carted off to bed. PART 5: THIRTY PLACES TO MASSAGE 153 Cyrus and the Midlife Crisis Presenting Symptoms. Cyrus, nine-year-old neutered male cat, is in trouble. A well-spoiled large half-Abyssinian male, he abruptly changed his lifestyle without known precipitating cause. Formerly the most affectionate and loving of animals whose chief occupations were winding around the legs of visitors, posing for photographs, and sleeping on beds, within a two-week onset period he switched to life on the street, returning only for food and bad-weather shelter. He ditched his cat collar, enlarged his territory, and fought to defend it, sustaining head wounds, missing patches of fur, and a permanently tattered ear. A silent cat who used to speak only when stepped on, he has developed a variety of demanding meows to announce wants and needs. He has given up sleeping on beds altogether; when bad weather forces him indoors, he sleeps on the living room floor. Tentative diagnosis: midlife crisis. Nature of the Disorder. Midlife crisis, a.k.a. the male menopause, is not well described in the medical literature weighing down my bookcase. The Merck Manual, which offers information about symptoms, causes, treatments, and outcomes of all known diseases, doesn’t list it, nor does the Dorland Medical Dictionary, never mind the psychiatric part of the Diagnostic Statistical Manuals, editions II through IV. Phase of Life Problem is as close as it gets. Encyclopedias do offer information. They define midlife crisis as a social, rather than a medical, disorder. One gathers views from developmental psychologists and anthropologists, and finds agreement. Midlife crisis, they say, occurs similarly in quite different cultures, and is related to parenting. Men and women repress impulses incompatible with parenting while their children are growing up; once the offspring are grown, their parents are free to reclaim repressed aspects of themselves, and experience a 154 greater openness to individuality. Implied in this construct is that we allow the wide range of adolescent interests and behaviors to reemerge in midlife, offering another opportunity to explore alternative versions of ourselves. A related element may be that the trace of sociopathy — the irresponsible misbehavior coupled with thrill-seeking and concomitant anxiety associated with being held accountable — that may characterize normal adolescence, reemerges in midlife. Persons in midlife crisis may feel, sometimes quite strongly, that they deserve a more thrilling, adventurous style of life. Rewards and approvals that resolved these feelings in earlier years no longer appear adequate, and conflicts with the familiar may mount until midlife crisis sufferers feel entitled to rebel and check out. Another source suggests a version of the “bust loose” concept that is more career-oriented. It defines middle age, occurring between the ages of 40 to 60, as a period of adjustment between the achievements of the past and the anticipated limitations of the future. Rebellion may be triggered by the realization that less time remains in the future than has been lived already. Middle-aged individuals must take satisfaction in past accomplishments and accept their upcoming, more restrictive future, or they might despair and become unhappily focused on unattained objectives. In the latter case, midlife rebellion functions to assuage anxiety about foreseen limitations yet to come. Is midlife crisis biological? The term is used more often to describe a distinctively human male menopause or phenomenon, with variable impact on the patient. The parallel between adolescent irresponsibility and midlife abandonment of prior adult commitments suggests a biological component, as does the tendency of men in midlife crisis to seek new, generally younger, mates. On the other hand, the disorder of humans may be explored profitably by looking at parallel problems in animals. They, at least, just exhibit symptoms without dragging in the intricacies of, for example, relationships with mothers-in-law, or infant breast-feeding experiences. 155 The breeding of dairy cattle and their bulls may offer tangential evidence of a biological component in midlife crisis. “Keep them pregnant and home on the farm” is no joke to the standard milk cow, who must be regularly and reliably impregnated to stay in production. In modern dairy farming that means annual impregnation by a vet. He gathers semen from a selected bull, and works his way through a herd of cows, manually impregnating each. That way the whole herd will eventually calve within a week, and he can deliver the calves with logistic efficiency. However scientific, the process still starts with a contribution by a bull, who needs the stimulus of a willing cow to make his donation. It appears that bulls who were initially excited sexual participants eventually showed a puzzling lack of interest in repeat performances with familiar cows. An attempt to disguise the previously attractive cow — presenting her in a somewhat varied setting, or with a new hide pattern painted on, or wearing a flowered hat — made no difference; bulls were simply uninspired by the same old cows. They were thought knackered out and impotent, until they accidentally encountered a strange but willing cow, when they went right into action with every sign of their former enthusiasm, establishing the “New-Cow Principle” of midlife revitalization. History. Cyrus was a pleasant, thoughtful, quiet baby who was unusually sensitive. “No, no,” corrected most undesirable behaviors; a louder scolding for major infractions induced hurt withdrawal to sit in a corner. He devised a fast-food method, sitting on feet that entered the kitchen and not getting off until they turned toward the source of cat food. He cried piteously when I practiced the viola until he realized that it hurt me more than it hurt him, when he began comforting me. He handled comings and goings through his cat door for outside toileting without problem. Neutering was done at puberty, and he recuperated at home in twenty-four hours without signs of reactive disturbance. 156 Cyrus grew into a fearless venturesome adolescent. The shy, sweet kitten was replaced by a young cat who dragged full-grown pigeons around the alley. He absconded for three days, came home without apology, and collapsed for long, exhausted sleep. Big, strong, and sleek, he was soon top cat of the alley. In the following year he matured into somnolent, responsible adulthood. Differential Diagnosis. Post-parenting self-exploration and sexual reinvigoration are eliminated by history. Foresight limited to his next dinner is inconsistent with reaction to anticipated future career failure. Unimpaired muscle strength argues against geriatric nutritional deficiencies; two adults and gravity are still needed to get Cyrus into the cat carrier for a trip to the vet. Memory defects of pre-senile dementias are ruled out, as Cyrus finds his way home at meal times, remembers house rules, locations of hot air registers, and his food dish. The specific diagnosis, midlife crisis, is therefore confirmed, and narrowed to re-enactment of irresponsible thrill-seeking, adventurous adolescence. A hereditary component is possible; mother is a stable pedigreed housecat, but father is a street dude, condition and whereabouts unknown. Treatment options: 1. Psychotherapy. While it is not too hard to get a cat to lie down on the therapeutic couch, possibilities of verbalization seem too limited. 2. Pharmacological treatment. This method, even if there were a pill tailored to the disorder, has the prohibitive problem of uncertain dosing, also known as finding the supposedly swallowed pill in a corner. 3. Improved nutrition. According to The Cat Owner’s Veterinary Handbook, cats from the age of nine, the human equivalent of 52, are classified medically as elderly, needing a senior diet. However, variation in onset of human aging argues for a comparable margin of error in cats, and so far, Cyrus does not exhibit symptoms of aging. If pseudoadolescent behavior proceeds to reactive denial of geriatric 157 impairments, and other treatment options fail, inception of a special diet may be considered. 4. Parenting. As Cyrus’ symptomatic behavior is pseudoadolescent rather than the real thing, methods of teenage parenting may limit permanent damage to the midlife crisis patient’s health and ego. Sympathetic tolerance of nonlethal deviant behavior (no matter how provoking), kind patching up of wounds, tactful silence about their selfinflictive nature, combined with consistent minimal enforcement of reasonable rules may offer time for the patient to re-outgrow crisis behavior, and keep available a safe haven when street life disappoints. 5. Massage therapy. A book, Massage Your Cat, by Jane Buckle, prescribes a thirty-site feline massage. Ms. Buckle is a nurse who has also published a book of canine massage and two books on aroma therapy. While her repertoire suggests a renaissance multiplicity of expertise and perhaps mastery of none, the idea seems worth a try. Examples of the benefit of massage abound. A geriatric cat, Newsy Bernet, has become addicted to nightly insulin injection by its accompanying full body massage. Even more remarkable is the massage practiced in south China restaurants that cook and serve poisonous snakes. The masseur grabs the frightened, angry, struggling, twisting snake just behind the head with one hand, and with the other hand begins to stroke it, neck on down, slowly and quietly. The snake gradually relaxes until it hangs limp, sleepily compliant with its fate. I began Cyrus’ treatment on a recent home appearance with a long stroking, front, back, right side up, and upside down. He tolerated the procedure well, and returned for another treatment the next day. That much benefit argued for a lengthy course of daily massages, which is being carried out. A problem not yet solved by 158 the masseuse, who is too cheap to buy the book, is finding thirty places to massage. So far, only twenty massage sites have been isolated. Progress. After three treatments a visitor received nearly the full love-me-or-never-walk-again leg-circumwinding, and demanding meowing stopped. Following the fifth treatment Cyrus took a nap on a bed, and after a week Cyrus was a gracious host at the beginning of a party, welcoming the first two guests, and posing for pictures. However, when the room became crowded and noisy he left for the evening. On the other hand, an upsurge of bringing home live-mouse tributes, heretofore treated as antisocial behavior, may represent concomitant backsliding. He does, at least, respond to firm guidance, as for example, the repeated order to “take that mouse outside!” Prognosis has improved, from guarded to a tentative favorable rating. While the tattered ear is permanently disfiguring, Cyrus may recover his premorbid somnolent poise in six to eight weeks of parenting and massage therapies, combined with favorable badweather conditions. Lasting post-recovery adjustment, however, may include occasional self-limited excursions into risky behavior that stops short of injury. Final evaluation of treatment success must wait for the spring thaw. Outcome. Cyrus continued responding favorably to daily massage. Adding all four feet stroked individually, top and bottom, brought the total massage sites to twenty-eight. Lovability, after advancing through an intermediate phase in which Cyrus brought home game from baby mice to teenage rats, moved forward to clinical recovery. Spring weather did not trigger regression to adolescent sociopathy. Subsequent changes argued for the sociological view that midlife crisis is a developmental stage in adult male life that demarks the end of young adulthood with a pseudo-adolescent acting-out phase preceding geriatric decline, perhaps best defined as a male menopause. Post-crisis Cyrus demonstrates adaptations to increasing age, now ten years (equivalent to 60 human years). Cyrus sleeps more, and on 159 awakening walks stiffly for a few steps before resuming his normal pantherish stroll. He no longer greets all visitors at the door with demonstrations of lovability, only going into that act when it doesn’t interrupt his daytime naps. He sleeps very well, after choosing among two beds and the couch. 161 Princess Christina Bonaparte Year 1 I needed a new junior cat. Shiloh, my schizophrenic top cat who spent much of her fourteen-year life span in retreat in a cardboard box, had finally retreated from life itself. Some psychologists might contend that Shiloh’s name was inappropriate and predestined her for a socially withdrawn life. Named Louise, Shiloh might not have spent her days in a box. When I took Shiloh in, I looked for girls’ names in the back of the governmentissue dictionary on my government-issue desk, but found only a list of junior colleges. Of those, Shiloh, Tennessee, seemed the most euphonious. Predestined or not, Shiloh-not-Louise’s story described the common life course of schizophrenia. As a baby she was intelligent and gregarious. She figured out how to open hinged and folding closet doors and bureau drawers. She sat next to me when I talked on the phone; when I stopped talking to listen, she talked, sure that I was conversing with her. Except for an unusually strong attachment to her night-night, a piece of dirty clothes line she carried around, her childhood was psychopathologically unremarkable. In adolescence she gradually withdrew from interaction, and as an adult, she mostly lived in a box. Before she died Shiloh prepared Cyrus, her junior, for the top cat slot by teaching him to open and clear out bottom bureau drawers, but she ran out of steam before conducting the closet and cabinet-door opening class. Lovable, extroverted five-year-old Cyrus assumed the senior cat post only partly prepared for his new responsibilities. Lucky for me: during Shiloh’s reign, on the occasions that I came home to my high crime area house to find closets, cabinets, and drawers standing open, I never knew 162 whether Shiloh or a burglar had had a great day. Both left doors open in their wake. So big, strong five-year-old Cyrus was promoted to boss cat, but had no kitten to boss. I began reading giveaway ads and asking around. Animal shelters had plenty of adoptable kittens, but rejected my applications due to an irreconcilable difference of opinion. It was my contention that the bit of woods behind my house constituted an unlimited, lifetime kitty litter box. Shelters found that unacceptable, and preferred sending their surplus kittens to euthanasia than to a home with a built-in cat door offering access to those woods. My house failed their home-inspection tests. Private adoptions, as in “Cute kittens free to good homes” announcements were scarce. When I got Shiloh, adoptable kittens had been dime a dozen, but since then wide availability of young female cats’ surgical birth control at cost had diminished the adoptable kitten population. Animal shelters had pretty well cornered the kitten market. I started looking for a young cat. Responding to an ad for a one-year-old half Siamese giveaway cat I found a beautiful, well-loved brother and sister pair in need of homes. Their owners had been assigned to work in California for six months, and all their carefully planned arrangements for foster cat care had fallen through. There stood the cats looking me over while I looked at them, trying to choose one. I sat on the floor to shmooze; one purred in my lap, and her brother lay on his back next to me, hoping for a belly rub. They were equally charming. How could I take one and leave the other to a humane society fate? I went home, determined to harden my heart and keep looking for a kitten. I cried. Two hours later I offered to take both for foster care. The delighted owners promised to take them back by Christmas, to send money for food and shots, and I believed them. No one else I knew did. All my friends chortled, “Yeah, right, those cats’ owners will be back by Christmas, ha, ha, ha, ha.” 163 We put the cats into their carriers and strapped them into the back seat facing each other to minimize anxious yowling on the way home. I have read that not only does misery love company, but that company, that is, perception of membership in a group, can diminish the anxiety generated by misery. It worked. The cats looked at each other, and sharing their scary adventure muted their objections and pleas for rescue. On arrival I shut them together in the spare room, and gave them night-night pieces of old blanket, food, water, and kitty litter. They had been kitty-litter apartment cats, and would need retraining to indoor-outdoor status. When they felt confident enough to come out of hiding to greet me when I came into their room, I left their door open to the rest of the house. Another few days later, I began moving their kitty litter, a couple of feet a day, toward the cat door, and then on out and into the yard. Cyrus demonstrated the cat door. In two weeks they learned about responsible freedom, toileting in the woods, how to teeter along the split-rail fence, and how to tease my neighbors’ securely fenced-in super-tame dogs. Neither boss nor underlings, they ate together with Cyrus from a common plate, and slept together with him at night, born egalitarians. My visitors soon found their favorite daytime nap sites. One took to the top of the hot water heater; the other yearned for clean, unfolded laundry, a commodity I tend to have plenty of. At night they followed Cyrus into my bed, leaving an elongated Sshaped channel in it for me. One night I asserted my freedom to stretch out in bed by closing my bedroom door, only to hear a polite but persistent trio on its other side, informing me of my mistake. Never mind stretching, nobody was getting any sleep at that rate, and pretty soon I caved, apologized, and opened the door. We all assumed our usual positions and were soon fast asleep. Contrary to my friends’ warnings, the cats’ owners returned on schedule. They found a ground floor apartment affording access to a park, and took their now indoor-outdoor cats back. Cyrus was 164 again an only cat, with neither companion cats nor a junior cat to boss. I explained the facts of life to him, namely, that mama cats don’t have kittens in winter months, and promised him a kitten in May. The stage was set, and he and I awaited spring, and a new kitten. Year 2 At this time I must introduce an intervening variable, my wonderful neighbors. For health reasons I had sacrificed my comfortable but vertical townhouse to buy a flat-on-the-ground one-story repossessed Freddie Mac wreck. Superficially it had been given verisimilitude of habitability by means of new roof tiling, carpeting, and spray paint. A really incompetent inspector protected by a suit-proof contract overlooked rotted roof decking under the tiles, an electrical system spray-painted into mortal dysfunction, and broken asbestos floor tiles, never mind unstable exterior walls. I bought it, in blissful ignorance of its defects. Shiloh, Cyrus, and I moved in and the house was rebuilt around us, slab to roof. Friends and relations, confining remarks about my mental status to occasional mutterings of “out of her mind” with suitable head shaking, rose to the occasion with labor, gifts, and technical advice. The carpenter and the plumber all but moved in, and a lumber yard gave me a contractor’s discount for materials. In spite of all that, it was the neighbors living across the street who made my foolish venture doable and bearable. They plowed flower beds, picked up mail, mowed weeds, supplied me with homegrown vegetables, consoled me when things went wrong, and cheered me up when reality testing threatened to overwhelm my optimism. I owed them a debt I could never repay. The house became habitable, the foster cats had gone home, flowers and veggies began to grow, and soon it was spring, time to honor my promise and find Cyrus a junior cat. I was reading catgive-away ads when my angel neighbor came to the door with a 165 small cat tucked under one arm. “This is Princess,” she said. “She got dumped on me by someone who’s moving into an apartment house that doesn’t allow pets. She’s two years old, has had a litter of kittens, has been spayed and is all ready for a new home. I know you have been wanting a young cat, and here she is,” and she handed over Princess. It was a gift that, in Mafia language, I could not refuse. As I had done when the foster cats first moved in, I shut Princess, a night-night old blanket, a litter box, food, and water, into my office, the spare room no longer being spare. I left her alone, just visiting her with fresh food and a little attention each day, for a week. Finally she came out of her corner to make friends when I came in, and in another day or two I left the door open so that she could come out. Reputedly Princess was a two-year old mother, but that was hard to believe, because she was tiny. She weighed in at six-and-ahalf pounds. Lower parts were white, upper gray. She had a comic little asymmetrical gray goatee and mustache, and gray and white, asymmetrically splotched little body. And then there was the tail. Oh my god, what is that, I asked her, and she tried to hide it. There in plain sight, attached to her asymmetrically gray- and white-splotched little bitty rear end, was a striped tail clearly belonging to a striped cat three or four times her size. It was huge, two inches thick, and as long as the whole rest of her. The name Princess was absurd. If any cat looked chronically proletarian, she did. Most cats are appealing to all but the cat-phobic. They are flexible and graceful, fold themselves into little hedgehog balls to sleep, their heads reach for the petting hand and, unlike children who are cross and misbehave when hungry, cats aim to please to obtain food. Not Princess. She whined. She whined to be fed, whined to go out, whined to come in, and she flinched from a proffered petting hand. When I first let her out of my office she promptly found an open window and jumped out. Good, I thought, she has run away, and it’s not my fault; after a suitable 166 interval of not finding her I can look for the smart, lovable, beautiful kitten of Cyrus’ and my dreams. As I found out long ago, things in my life all too frequently don’t go quite as I plan and hope. In this case, Princess. About 5 am the night she jumped out of a window and disappeared, I was awakened by a persistent cat’s yowling. It was drizzly and chilly but, conscience-stricken, I went out to see what was what. There was Princess, wet and whining, sitting on the roof just above my open bedroom window, ignoring my ambivalent little cat-coaxing motions. What the hell, I told her in disgust, you got yourself up there and you can damn well get yourself down; I’m going back to bed, and good luck. When I got up in the morning, she was sitting in the kitchen, whining for breakfast, declaring that she was now my cat, and there was nothing I could do about it. Year 2.5 I considered Princess’s potential for adaptation to a Stein housecat career. Took her on my lap for further assessment, and she purred loudly, pathetically grateful for even minimal affection. When young she had been caged at a pet store, bought, named Princess, and then, probably when she was no longer a new toy, forgotten, neglected, abused, and starved. Given adequate food for a week she gained a pound, one-seventh of her total body weight. She was afraid of people, and stayed mostly out on the deck or under it, ready to run and hide from human contact. In the house she begged for food, and stole it from the dinner table and kitchen counters. Nominally she had had a home; in reality she was a street-smart orphan, a homeless waif. Princess reminded me a little of myself, when I, aged three or four, was an undernourished waif who dreamed herself an alternate identity better than her poor little rich girl reality. In those days I renamed myself Princess Christina. But the name 167 Christina, even without the Princess title, was a bad fit for my tiny proletarian. What about its diminutive, Chrissie? Like the name she was used to, Chrissie had a lot of s sounds. She could learn it, I thought; renamed and taught good manners, she just might rise to middle class junior house cat status. Renaming went smoothly, but teaching good manners was not as easy. Behaviorist B.F. Skinner’s experiments in animal conditioning not only trained chickens to play basketball, they also showed that a once-learned behavior is difficult to stop just by punishing it. Reconditioning is required, and can best be done by watching for and rewarding desired behavior, while withholding reward for undesired behavior. Sporadically rewarding behaviors such as gambling and betting on horses have been found to be most addictive and resistant to change, and Chrissie’s opportunistic food thefts fit into that category. In her former life of neglect, she never knew when a foray would garner good stuff, but it did so often enough to keep her alive. Chrissie’s criminal eating habits could not be revised just by putting food on a plate on the floor, even though she was fattening up nicely on it. I compromised with the recommendations of B.F. When Chrissie tried to steal food by jumping onto the forbidden dining table and kitchen counters, I picked her up, restrained her, and said emphatic no-no-no’s loudly, right into her face. Cats don’t like that; close face-to-face contact offends their dignity. Most cats won’t even make eye contact except in fighting postures. When Chrissie came indoors from her headquarters on the deck she jumped to the top of a bookcase, a strategically located spot from which she could overlook dining table and kitchen counters for food snatching opportunities. The bookcase location proved just as convenient for me to catch Chrissie in the posture of criminal intent in time to grab her, offend her, and remove the potential reward by covering the food. Our routine, hers and mine, complicated dinner table setting for a while, but in a month or two Chrissie got the message. Not reliably enough to leave meat 168 thawing unwrapped on a counter, but good enough to prevent the most flagrant thefts. Next on the retraining agenda was the junior cat status. Chrissie wasn’t having it. In her view Cyrus was tolerable if he knew his place, namely, distant junior cat. His 17 pound weight and far superior size and strength had nothing to do with it. Even the egalitarian co-cat philosophy of my earlier foster cats was not in Chrissie’s vocabulary. In Chrissie’s view, Cyrus might stay only if he was sufficiently subservient, ate second, and did not approach within four yards of her. Chrissie absolutely knew that she was born to rule. Because I hate washing dishes, I served cat food on fresh twelve-inch paper plates twice a day. Shiloh and young Cyrus ate off them together; Cyrus and the foster cats ate together. When Chrissie came out of isolation and I called the cats to eat, both came and sat in mid-kitchen, happily expectant, while I put down the common plate as usual. Pause. After a polite minute Cyrus stepped up to eat, leaving space for Chrissie on the other side of the plate. Chrissie didn’t move. She just sat there for another minute, dumbfounded, and then, walking stiffly to show her affront, sat under the dining table, ruminating about life’s injustices. Only when Cyrus finished eating and left the kitchen, did Chrissie come out, whine perfunctorily, march around in a little circle to restore her sense of superiority, and condescend to eat. Chrissie soon developed a repertoire of ridiculous aggressive behaviors meant to demonstrate her destiny to command. When Cyrus entered a room where Chrissie sat, she greeted him with threat-to-combat growling, hissing, and defensive fighting postures. He would look her over, curiously assessing the pseudothreat. Whereupon she would yowl and flee to one of her safe spots. Like John Le Carré’s spies, Chrissie established safe houses, under extra folding chairs stored in a corner, under chests and bookcases, all too low for access by Cyrus. Outdoors she took refuge under a low shrub or under the car, or, if neither was at 169 hand, performed her trademark standing five-foot high jump to a window sill, a jump that Cyrus was much too fat to follow. Now and then, if Chrissie didn’t move fast enough, a screeching skirmish might take place. Although fur was generally not lost in these fights, Cyrus would be told to go outside for a while to cool off, even though he was not the precipitant. As the responsible senior cat he was expected to ignore such temptations. In consequence, overt quarrels seldom happened in bad weather. Year 3 I researched the problem of Chrissie’s co-cat adaptation in books on cat care, cat behavior, and methods of intervention in cats’ social adjustment. They agreed that some cats had difficulty adapting from one-cat to two-cat households, and that the process could take a long time, occasionally even as much as a year. The authors were not acquainted with Chrissie. After a second year, you might think that Chrissie would have become accustomed to her new place in the firmament, that is, junior cat. Not so. Although her little body rounded out until the enormity of her borrowed tail diminished from preposterous to merely absurd, she did not accept junior cat status. Twice a day she came to eat but not share, and twice a day she sat and fumed while Cyrus ate first. She continued to provoke him and, after gaining his attention, flee to her nearest safe haven. Nor was Cyrus the only object of Chrissie’s compulsion to boss; she took charge of me as well. She considered me her servant and personal doorman, and she trailed me around the house, looking for situations needing her supervision. Whenever she saw me preparing to work at my desk, for example, she claimed its space by stretching out on it, casually shoving all work paraphernalia, books, glasses, pencils, and papers out of her way, preparing to oversee my activities. Mornings she performed her 170 five-foot standing jump up onto my bedroom window just in time to give my shower her close attention. Chrissie thought the self-activated cat door beneath her notice. She liked to approach the back door, strutting in the ballerina prance that she thought sufficiently upscale, tail proudly erect, analogous to the social class-defining swagger stick carried by colonial British officers, to demand to be let out, and a few minutes later, back in. When she felt that her assertiveness needed more exercise she repeated the performance every five minutes. On longer excursions down the block she engaged strange cats in duels. All of them were larger than Chrissie and they lacked Cyrus’ good-natured tolerance; not infrequently she came home with bloody scabs on face and shoulders, but apparently satisfied with her night’s work. Another year, and it seemed that Chrissie would never be a candidate for a shared, two-cat household. She needed an only cat situation, and I began mentioning her availability at every chance encounter and social gathering. I even wrote my then catless cousins in London, who had seemed favorably inclined on a recent visit, and reminded them that international adoptions were all the fashion. Nothing doing. Finally I invoked my white-elephant divestment method. Contrary to other people’s practice of displaying perhaps surplus gifts when the giver is coming to visit, I displayed mine when people other than the giver were coming over. Absent the donor I would put an unwanted gift on proud display, and sooner or later a visitor might admire it and thereby become its recipient. You like it, you got it, was my motto. From itchy mohair scarf to Miranda the hamster, my method worked well. Of course people did become rather thoughtful before they praised anything in my house. In search of a single-cat home for Chrissie, when company was expected I would feed and pet her into decorative submission, and work something praiseworthy about her into the conversation. For example, I recounted how well she had learned proper cat 171 table manners, how spotlessly clean she kept herself, or perhaps how she neatly and unobtrusively dealt with hairballs, never made a mess, didn’t bring in half-eaten mice leaving their innards for the unguarded bare foot to step on, and never needed special medical attention. It didn’t work; in fact, it proved to be my first major failure in the gracious divestment line. We, that is, Cyrus, Chrissie, and I, were stuck with one another. Years 4 and 5 Cyrus and I had utterly failed to impose our lifestyle on Chrissie. The converse was not true. Chrissie, absolutely convinced of the righteousness of her cause, slowly, bit by bit, gained her point, and imposed her view on us. Much of the time she now eats first, and occasionally, when Cyrus attempts to walk past her toward the food, she smacks his face. Where she used to sit under the car for a safe retreat, on cold days she takes her nap sitting on top of it, gazing triumphantly around her domain before turning over for a further snooze. She has established superiority of nerve over the neighborhood cats, and comes home from encounters without a mark or a scar. She leads me into the kitchen at feeding time with small, but imperious instructions; helpless, dependent whining has gone. At bedtime she takes the most comfortable easy chair in the house, and in the morning she invades my bedroom to take the favored spot on my bed before Cyrus claims it. Chrissie has shaped her world to suit herself, and Cyrus and I are mere minions in it. Postscript: Writing in the Morning vs. Writing in the Evening In the morning when I wake up and ruminate, reluctant to get out of bed and face reality, I think of things to write. If I am in the middle of a piece for the Writers’ Group, I think my way around 172 in that; if not, I think of other great pieces to write. I think of scientific papers I collected data for and never wrote; I think of editorial pieces that never made the Poison Pen collection. The trouble is, when I wake up there is no secretary to dictate my great thoughts to. Once I even bought a little hand-held tape recorder to dictate great morning thoughts to, planning to be my own secretary and transcribe them later in the day, when the muse had fled from the onslaught of trivia and obligations. I stuck in the batteries, and made “Testing, testing, one, two, three, four” recordings, instructions in hand. In the morning I had forgotten how to record half-awake thoughts and by the time I had pushed wrong and right buttons, great thoughts were gone, and that was the end of it. Didn’t get past the original Testing, testing, one, two, three, four. Meaning to learn and practice recording I put it away; years later it must have shown up when I was packing up to move, moving being the all-time clean-out and divest occasion, and the little recorder probably landed in a Salvation Army-dedicated box. I did install a scratch pad and pencil on my night table, to be used to scribble occasional, oft-forgotten, shopping items and chores. “Buy Critter Crunch” it would say, or “Check water softener salt,” or “Order anti-flea stuff.” Sometimes I use it to write great thoughts, apt wordings, and excellent turns of phrase. Wednesday is trash night in my neighborhood because the trash truck collects it at 5 on Thursday mornings. Wednesday is also cleanup, straighten up, and put away day, because my cleaning lady comes on Thursdays. Unassigned debris must vanish from view on Wednesdays, or it will never be seen again. My cleaning lady works hard and well; she leaves everything orderly and eat-off clean. Anything cluttering up a level surface in her path she tidies away neatly, but where her “away” might be is a mystery. I can’t ask her, the basis of our excellent working relationship being the lack of a common language. We can’t criticize each other, and we never quarrel or even disagree, a state of affairs I take pains to avoid disturbing. You might say that my household runs by my not learning Spanish. Today is Wednesday, and therefore the week’s 173 debris and trivia must be evaluated, stored, or discarded. Time to clear off my night-stand notes, transfer their lists to longer lists or sort them, file them, or throw them out. In case it illustrates the superiority of first-thing in the morning writing I am submitting a piece of night-stand scribble for your judgement. It is a paragraph from last week’s story describing little cat Princess Chrissie Bonaparte’s autocratic way of obtaining doorperson service. First, the version I read last week: “Chrissie thought the self-activated cat door beneath her notice. She liked to approach the back door, strutting in the ballerina prance that she thought sufficiently upscale, tail proudly erect, analogous to the social-class defining swagger stick carried by colonial British officers, to demand to be let out, and a few minutes later, back in. When she felt that her assertiveness needed more exercise, she repeated the performance every five minutes.” Compare to the paragraph I had scribbled first thing one morning: “Chrissie, in a gait that was an amalgam of prance and bounce, her impossible tail held high in pride, approached the back door, and glared over her shoulder if her demands were not immediately met. ‘Out!’ she ordered, and ‘In!’ she commanded. She liked coming in on demand so much that she would rush out through the hated cat door, run around the outside of the house, and be miraculously in position to demand ‘In!’ over and over again.” Which one is better? The “swagger stick” analogy seems a stretch, but having found the term after lengthy free-associative searching of remembered old movies, I was reluctant to let it go. Should I have? How about her walk, “strutting in ballerina prance that she thought sufficiently upscale, tail proudly erect,” versus “gait that was an amalgam of prance and bounce, her impossible tail held high in pride?” PART 6: HOW I BECAME A SERIOUS WRITER 177 First Hundred Dollars Takes It It all began when my neighbor bought a Siamese kitten, named her something like Cho Li Ko, and within a week decided that one of her children was allergic to cats. Unwilling to part with the kitten altogether, she asked me to take it in a conditional adoption. Her condition was that her children could come over and play with the kitten, and my condition was that I could rename her. So Cho Li moved in, small, cute, gregarious, and renamed Henrietta. The children would knock on my door. “Can Henrietta come out to play?” And Henrietta obliged. They romped around the yard, jumping and chasing, until all were worn out. The kids went home, and Henrietta came in and collapsed. Henrietta grew up petite and dainty, went into heat, announced her condition, and scanned the suitors who responded. My favorite was a teenager’s yellow tom who answered to “Hey Man,” but Henrietta fell in love with an unidentified beetle-browed gray Persian. We called him Milhaus. 178 It turned out that Henrietta was just crazy about sex. No shamed hiding in the bushes, no struggle, no coital screams; Henrietta mated on the patio, just outside the sliding glass doors. Smiling complacently, she would get right into position for each mating — and there were plenty of them. For four days Henrietta enjoyed love. Occasionally she came inside to catch up on food and a snooze. Then, with a Mona Lisa smile, she went back out to resume patio romance. By Day Three poor Milhaus was looking thin and tattered, and I set out food for him, too. Two months later Henrietta gave birth. Milhaus’ contributions were not skimpy, and she had five or six babies, all fuzzily gray like their dad, but also blue-eyed and cheerful, a happy-go-lucky crew. When they were toilet trained, weaned, and starting to zip up and down trees, their graduation day loomed. But graduate to what? The Humane Society? I thought and thought and thought. And then, while idly watching TV, my light bulb turned on, inspiration struck, and the “Aha Reaction” set in. “Aha!” I said. “If those TV guys can write bilge to sell toothpaste, by damn, I can learn to write bilge to sell kittens!” Well, not sell, but at least give away. I began with “Cute kittens free to good homes.” No good; our weekly paper had twenty versions of that in its give-away cat column. “Cute half-Siamese half Persian kittens to good homes,” likewise flunked out. Finally, a review of those toothpaste ads came to my aid, and I wrote, “Siamese-Persian kittens; intelligent and personable. Neutral gray will suit any decor.” And “PersianSiamese kittens, a smart, happy, charming breed. Beautiful gray with blue jewel eyes.” The ads surpassed my wildest fantasies. They appeared near the bottom of the “Cute kittens to good homes” column, but the day the paper hit the streets the phone rang and rang. “Can I have a boy?” “Can we have a matched pair?” And best of all, “Do you have any left?” Within three days Henrietta had an empty nest, and resumed her favorite activities, emptying waste baskets, taking 179 pins out of my pin cushion, and going out to play with my neighbors’ children. Fired up by success, I next turned my talents to getting rid of my clunker, the car that had left me in mid-left turn on Mass Ave with the gear shift in my hand connected to nothing. “Neat old Rambler wants t.l.c. First hundred dollars takes it.” Gone. I progressed to my neighbor’s old Chevy that ran like a truck: “a real family workhorse.” Next was a loser of a Maverick: “Oneyear-old Ford Maverick, all birth defects fixed,” sold it in a day. And then it was time to unload my beloved twenty-one-year-old Plymouth. It took a week of trial and rejection before I got the solution: “1973 Plymouth; pampered family pet.” But my masterpiece was never published. The clerk taking the ad call bought the car. 181 Back Alley Garden Tired of a long commute, I bought a renovated townhouse on the affordable fringe of Capitol Hill. It was a small house with a large yard, and I looked forward to gardening in 100-year-old topsoil. Furniture, books, and pictures soon found places in their new setting, and then I looked at the yard. All the way to the back alley, it was empty, desolate. A little crab grass, an occasional thistle, and that was all. Forget topsoil; I was faced with clay tromped into a hundred years of trash. I sighed. Armed with chisel and hammer, I spent my first summer there clearing out the tracks of history. The top layer mixed builder’s screws, nails, bits of lumber, and empty soda cans with the benthandled teaspoons and syringes of former shooting gallery days. On down I uncovered a stratum of oyster shells, and below that the leavings of an old smithy, horseshoes, bits of harness leather, and charcoal ashes. Deep enough, I thought, and moved on to stage two. Carfuls of manure from the Lincoln Memorial stables and black gold from the Takoma Park rotted leaf dump improved the clay, and I planted shrubs and flowers and dwarf fruit trees. And then one day I noticed something new behind the cherry. Four new tires mounted on Volvo rims were stashed under the little tree. Somewhere a Volvo had no feet. 183 Triage (take out?) Of my German grandfather I have only a photograph and an anecdote, and from these I built an image. He was born sometime in mid-nineteenth century, and he died years before my birth, perhaps along with the second German Reich, in 1918 or so. His photograph shows a large, square-faced, determined and unsmiling man in mid-life, wearing the Prussian uniform. I imagine him as an army doctor under Bismarck, sternly telling goldbricking dogfaces to chew willow bark, or calmly directing the blood and gore that was post-battle triage in those days. The anecdote concerns his friendship with Roentgen, the inventor of X-rays. In a medical practice uncomplicated by 184 informed consent considerations, Grandfather eagerly tried out the new rays on his hapless patients. He was a dedicated doctor. Belying the photograph’s resolute austerity was my father’s love for and great wish to please his father. My father was a man so revolted by blood and guts that he would leave the house to avoid risking a glimpse of the drawing of a chicken. This squeamish intellectual nevertheless dissected bodies, wiped out pus, sewed up wounds, and stemmed hemorrhages; in short, he did all that medical school and army doctoring required, for the love of his father. Surreptitiously my father studied economics, while sending home his doctorly photograph and letters attesting to happy progress in the disgusting art of medicine. Grandfather was fooled. Not fooled were the members of the army medical administration. Understanding the kind of medical talent they had drafted, they set my father to doctoring a campful of Russian POW’s, the prisoners on whom they wasted the least resources. They hoped that prisoners who failed to die on the field of glory would be eased into early death by the ministrations of my father. 185 Sweat (take out?) Everybody had a mustache of sweat. It was the way people looked, the human condition: dark brown eyes, tightly curled hair, and a mustache of sweat. Nobody wiped it off; if you did, the little beads returned before your handkerchief was back in your pocket. Exertion made sweat run down your temples in drops that tickled your cheeks; real work produced rivulets that stung your eyes, and this was the sweat you kept wiped away. Not wiping sweat off your forehead and eyes was a sure sign of the self-neglect of abysmal, hopeless poverty or mental incapacity. In adolescence one boy in our class became schizophrenic, meaning that he got too quiet, and then he began listening to and answering unheard voices. That was all right; he had been a sweet boy, and in grade school we all liked him. When he got disturbed we just kept him in the back of the class and our teachers left him alone. But after a year or two he stopped wiping sweat out of his eyes, and we steered clear of him. Soon after that he was taken to the state hospital. We heard he killed his uncle. 187 Your Pet Bonsai Many people think that keeping a pet bonsai means buying a beautifully sculpted, glazed and fired little Japanese pot preplanted with a traditional tiny Japanese tree. They buy one, put it on display in their living rooms, speak to it kindly, set it on a plate or tray to catch drips, and water it along with their other house plants. Then they watch it die, and conclude that bonsais are just not in their repertoire. Enjoying a pet bonsai is actually simple and only a little complicated. The simple part is staying away from the little glazed dishes and their cute little plants. They aren’t meant for living rooms; they require an outdoor site and a continuous drip watering system whose tubes twist around the bonsai’s trunk at its base. The word ‘bonsai’ means ‘little tree,’ and so bonsais, just like big trees, must live, damply and drippily outside and go through normal seasons. To keep and nurture a little tree, it helps to understand the facts of life about all trees. Big or little, trees need roots to take up water and food from their surrounding soil, trunks and branches to carry that to their leaves, and leaves to use some water and excrete the rest. For any size tree to survive, the parts of the tree must be in balance. Too few roots, and pretty soon the tree will die. Too few leaves, and after a longer while the tree will die. Keep removing every leaf a tree starts to grow, and in a few months even that hardiest of trash trees, the ailanthus, succumbs. Wound the trunk sufficiently and eventually the tree dies. In nature, volume and spread of a tree’s root system approximate volume and spread of its leaf canopy, so that what you see above its trunk and main branches is the equivalent of what you would find if you washed all the dirt off its roots. It’s a principle you can apply to moving trees and shrubs any time of year. Garden books tell you that the only safe time to move them 188 is in late fall when they have no leaves and their roots have gone to sleep for the winter. Not necessarily; as long as you apply the root-leaf balance principle strictly you can move small trees and shrubs anytime you like. To move a shrub or small tree any time, you can dig it up, and plop it into its new location, so the base of its trunk is exactly at the soil level it was before moving. Then you cover the roots with soil to exactly the same depth they were used to. If the soil settles when you water it, just add more until you match the soil level of the base of the trunk. Next you must remove almost all of your relocatee’s leaves, to compensate for the roots you inevitably damaged when you moved them. It’s the little, delicate white hairs at the ends of roots that sop up the tree’s water and nutrients, and they are vulnerable. Moving them necessarily damages some of them, and so you must remove at least an equal quantity of the tree’s leaves. Taking off all but two or three leaves per branch preserves the root-leaf balance and gives the roots time to rest and recover. Then, when the roots resume functioning, the tree will grow new leaves. Root-to-canopy balance is preserved and the tree lives. Bonsais are little trees kept small by limiting and confining their roots and canopies. Just as in big trees and shrubs, the roots must equal the functioning leaves. To understand a bonsai you must look at the little tree whose roots are crammed together in a dish and covered only by a thin envelope of soil, and imagine how its roots would appear if they were allowed to spread out, in a mirror image of the spread of the canopy of leaves. The walls of the bonsai’s pot prevent the roots from reaching out to find water and food for itself, and, like any other pet, it depends on you to provide its nurturance. Bonsais need watering any day the sky doesn’t rain on them, and they appreciate monthly feedings of diluted tree food. Choosing plants and trees that have small leaves and confining their roots in large dishes helps them survive. 189 A thin moss cover for your bonsai’s soil can act as a waterconserving mulch. It can be found in damp soil under large trees, dug, washed off, and transplanted onto a bonsai’s soil. A few flat rocks can help conserve moisture as well. Once every two or three years a pet bonsai will need new soil to nourish it, and repotting is the mudpie fun of bonsai growing. It’s a lovely, relaxing outdoor job for a sunny spring morning. Begin by lifting your little tree out of its dish and into a pan of water to dissolve and wash off its old soil. Use a blunt table knife, the kind served with fish, and poke among the roots to wash and gently untangle them, keeping them under water all the time. When one pan of water becomes too muddy to see the roots, lift the tree directly into a second pan of water for more washing. Then, when you can see the roots under water, use sharp scissors to cut out one or two of the largest roots. They no longer sop up the tree’s nutrients, and only serve to anchor it in its coating of soil. It’s the little white threads of roots at the ends of large ones that do the nourishing job. Place a small piece of screening over the drain hole in the bonsai’s dish to keep soil from escaping, and add a layer of new potting soil. Replant your little tree, poking and shaking potting soil down among the roots. Spray the roots and soil with water from an old Windex bottle while you work; add a little soil, spray and poke it into place, add a little more soil and spray, and so on until the roots are covered to the same level as before. Set the dish in a shallow pan of water to keep the roots moist while you thin out the tree’s canopy, pulling off leaves or perhaps cutting out a few twigs or small branches. That will reduce the demand the little tree’s leaves will make on its roots, and will sometimes improve its silhouette. Take your pet out of its bath, and set it in windsheltered shade to recover. 191 You May Call Me Princess for Short “What’s Henry Ford’s name in Chinese?” a patient once asked me. It was a test; he wanted to find out if I was bright enough to be his therapist. I subsequently found out some interesting things about Chinese and Korean names. A few years ago, a misbehaving heart and a couple of strokes made my life more precarious, if medically more interesting, and it seemed unwise for me to continue living alone. My daughter was long grown and had her own household. Accordingly I revised the floor plan and reconfigured walls and plumbing to create wellseparated bedrooms with their own baths. I survived the in-house renovation with my mind fairly intact, and began renting to a series of students, many of whom were Asian. And that is how I became acquainted with problems of translation and transliteration of their names. In naming their children, east Asian parents are apt to think of philosophically or historically significant names, or names whose written configurations have a particular pattern of meanings. Unlike us, they seldom choose their children’s names by the way they sound. Now if these children grow up and opt for further study in America, they are told that while their family names are fixed, the names their parents so carefully picked out for them are not useful in America. Americans can’t pronounce them, and certainly won’t appreciate their real significance. So east Asians headed for United States graduate schools are instructed to take common American names as pseudonyms. For those who feel somewhat ambivalent about their original names, choosing an American name offers a chance to reinvent themselves, to take on an added identity. I have had three Asian student tenants in recent years, and each had a distinctive name story. The first was a South Korean minister, Kim Young Jin. East Asian family names, which in 192 themselves often have philosophical-historical meanings, are more important and are always written first, and given names are written after. Young Jin was working toward a doctorate in comparative theology, and did his research in the summer. He spent the northern winters, that is, the southern summers, in his steady job, proselytizing Christianity among Bolivian Indians in the high Andes. So he needed a Spanish pseudonym that converted to English, and chose Andrés/Andrew. He was a dignified man in his forties, married and a father, and no one would ever have thought of calling him Andy. Young Jin a.k.a. Andrew was followed by a young business administration student, Li Yuanyuan. The surname Li, I am told, derives from an emperor Li, who had many wives, each of whom had children. Each of these children was given a province — an area somewhere between a county and a state in size and scope — to rule, and there they proliferated. It is the innumerable descendants of these Li’s, all therefore presumably of noble birth, who are found in China at a rate even higher than Cohens and Kahns (a name meaning Chief) are found among Jews. Currently there are at least 50 million Chinese whose family name is Li, and all take pride in it. I am told that Yuanyuan has no very deep significance; rather, Yuan designates roundness of shape and life, and Yuanyuan is an endearment version. Now my tenant really wanted to be a hotshot in the American banking, high finance and investment community; he did not want to be a beloved ball. In America he took the rather tough-sounding name, Rick. Not Richard, Rick. Now Yuanyuan a.k.a. Rick was really a very nice young man, a secret pussycat, and after two years I was indeed sorry to see him graduate and move on. Between Asian tenants I had a brief interlude tenant called Abdoulaziz Ben Djoumoi, who was from a small French-speaking country in Africa. Even he, who had been reared speaking French and writing Arabic, found his name an excessive mouthful for everyday American life. He worked and established a bank 193 account as just Abdoul. The only problem with that version of his name cropped up the time we went bargain hunting for a winter coat for him. In a great big store I lost track of him. I looked and looked all through winter coat territory, and finally gave up and hollered, “Abdoul!” Five male voices answered. My current tenant is named Liu Chang Lin. Liu, he tells me, is the name of a special grass that was fed to a long-ago emperor’s dragon, and it also connotes the region where that grass grows, an especially beautiful place. Thus the name Liu, like the surname Li, is gladly shared by another 50 million or so Chinese. When he came to the United States, an American professor in his field, public administration, told him to use the American name Johnny, thinking it sounded something like Chang Lin and would be easy for Chang Lin to remember and recognize. The contingent of Chinese graduate students arriving together at the university discussed the matter. Their decision was unanimous: absolutely not. Chang Lin was a fine name, and Chang Lin must keep it. The name Chang in Mandarin implies prosperity, and Lin identifies all of the sons of his family in his generation. Well, most of the other students also had Chinese names that had special significance and which they also liked very much and always used among themselves. If Judy and Lisa tolerated their temporary American name revisions, what was so bad about Johnny? Turns out that back in China they had all seen The Godfather, misheard the name “Giovanni” as “Johnny” and concluded that the name Johnny is typical of members of the Mafia. They were sure that poor Chang Lin, a.k.a. Johnny, might be mistaken for a Mafioso, hunted down, arrested and imprisoned, and never see China and his wife and son again. Chang Lin kept his name. As the fifth and last child of my parents, I myself presented a name problem. Namesake names of beloved ancestors and long dreamed of idyllic names had been used up on my sisters and brother. Plenty of names to go around for the first four, who had two or three given names apiece; none left over for me. A search 194 of the family tree located a suitably deceased, distant cousin or aunt Johanna. Problem solved, more or less. A benefit of my single-given-name status was that I got away with a lot more than the others, because I lacked enough names for a proper parental chewing out. An effective scolding used all of a perpetrator’s given names, as for example, “John Henry Karl, what did you think you were you doing!” Or, “Barbara Anna Francesca, stop slurping your soup!” or similar sentiments. With only one name, a scolding just didn’t have time to work up a proper head of steam. “Johanna, stop slurping,” sounds almost casual, like advice rather than an order. The need for many syllables providing the opportunity to work up real emphasis may be the explanation for the persistence of the Russian practice of calling people by given name plus patronymic. Even in expressing positive emotions, the patronymic adds a certain sureness of feeling. For example, “I love you, Anton,” seems a declaration that sounds more sentimental than committed, but “I love you, Anton Nikolaievich,” has legal implications. When I was small, no one really used my name. In my permanent baby-of-the family position my name was probably versions of “Hey,” “You,” “she,” and “her,” “little girl,” or, my sisters being much older than my brother and me, “the girl.” When I was small but just big enough to think about such things, I felt that my one-name condition symbolized my low status in the family pecking order. When it came to social power, I felt overlooked. My books of fairy tales taught me all about redress of parental/step-parental insult, and I began building a grand fantasy identity for myself. “I am a changeling,” I proudly announced. “I was placed in this family in secret, for my protection. In reality I am a princess of the royal blood. Someday I will return to my kingdom and live happily ever after. In the meantime, you should all know my real name. It is Princess Christina. You may call me Princess for short.” While the chances are quite good that neither my family, nor the servants who were doing much of the childrearing, heard me, let alone paid any attention, the fantasy 195 impressed me so much that once in a while in adulthood I would remember it. Offer me a same-pay job with the promise of nearinstant promotion, forgotten as soon as I began work? Never mind. I was Princess Christina. When we immigrated my father offered to change my name on the immigration papers. I asked to what, and he said to Joan, in English Johanna is Joan. Well, I had never really felt at one with Johanna, but I didn’t feel like a Joan either; after all, I had my secret identity, Princess Christina. Absent an immediate clamor for Joan, the subject was forgotten. I have sometimes wondered what kind of life I might have had as a Joan. Would I have married Stein, for example? What had separated him from others was that at first meeting he learned to spell my name. Would he have been interested in a no-spelling challenge Joan? Would better-bet, more solid-citizen husband prospects with equal talents and brains, but affording a wonderful mother-in-law, have been attracted to Joan? I’ll never know. 197 You Can’t Miss It I find that people who work at their jobs, day in, week out, year after year, don’t know where their jobs are. They go to work every day without knowing their destination. I base this conclusion on the staff of many businesses who have been unable to tell me their locations in terms no more specific than “It’s right there” or “You can’t miss it.” Take, for example, the location of the post office nearest my home. Off and on for seven years, I have asked neighbors who’ve lived here longer than I have about the closest post office. The best information I got involved a nine-mile round trip, and when driving there and back I would grumble to myself, “There has to be a post office closer than that. After all, this isn’t Wyoming, where once you get out of Cheyenne you are out of reach of government-sponsored Western Civilization functions like post offices.” Sometimes a neighbor mentioned a near-by post office. “Where is it?” I would ask. “Oh, it’s right over there. Where it’s always been. Just go up Kennilworth, and it’s right there.” Some say, “Just go down Kennilworth and it’s right there.” Kennilworth is the main drag that goes five miles north to the Beltway, and fifteen miles south to the Wilson Bridge, and that leaves a lot of room for right there’s. Last Thursday I decided to finally find the phantom post office. Nothing would stop me, for I was absolutely determined to find it, go there, and mail my returns and exchanges. Because I hate to go shopping I buy nearly everything by mail order, and since I am also hard to please, I return and exchange half to a third of what I order. I don’t go shopping, but I do make a lot of trips to a post office. I decided to start by phoning a neighbor who has lived here for forty years. She must know where it is, I thought, and if I can figure out the right questions to ask her, 198 she’ll tell me. She is a pleasant, generous person, and ordinarily likes helping out her fellow human beings. I thought about Socrates and began my inquiry. “Where on Kennilworth is that post office? You told me to go up Kennilworth and I’d see it, but I never have.” “Well, you can’t just see it,” she said in tolerant tones, “you have to turn on that little side street.” “What little side street?” I asked. “A little side street. It’s there, all right. Always been there. Before East-West Highway.” “How much before?” I said. “I don’t know, I’ll ask my sister-in-law.” “You want the post office?” said her sister-in-law. “Well, sure. It’s right up Kennilworth. You know the SevenEleven?” “No.” She helpfully explained, “You have to turn in on that little street. Honey, she wants to know how to get to the post office.” Honey came on the line. “Oh, you mean the Bladensburg Post Office,” he said, sounding knowledgeable. “It’s up a ways. You have to cross the Route 450 overpass, and then you’re almost there. It’s on that little street, you know the one. Can’t miss it.” “Can’t miss it” is the kind of navigational loser that, for example, once had a friend and me waking up in our sleeping bags on the lawn of the Bay City Sewage Works instead of the intended camp grounds, but at least I had a name. I called the Postal Service 800 number, waited through propaganda no one believes, such as “Priority Mail is delivered overnight,” and “Parcel Post gets there in three days,” reached Customer Service, and asked the location of the Bladensburg post office near my home. The person who answered asked my zip code, and said “That area is covered by the Hyattsville post office. They’re in charge, and they will know where you should go. Call this number.” I called Hyattsville and asked my question. That person said, “I don’t know where it is. You sure there is one?” “Yes, my neighbors use it, but they can’t remember the name of the street.” “Well, I think you need to call,” and she recited another number, “and they’ll tell you.” 199 I called the new number and found out that it belongs to an intermediate mail sorting facility that picks out Hyattsville zip codes from the others. Was I tempted to give up and take my usual nine-mile trek to the post office? Of course I was, but hard-headedness kept me on the trail. After all, I had a name, “Bladensburg,” and I looked in the Federal pages of the telephone book. Sure enough, under “Postal Service, Maryland, Bladensburg,” I found an address and a phone number. The address was not on Kennilworth Street, but on Tilden Street, which I thought I had seen intersecting Kennilworth. I looked on my map, but, as usual, the place I wanted was on the crease. I called the phone number and asked if this was the Bladensburg post office. “Sure is,” she said. “Can I help you?” I asked for the exact location. “Oh, my, now, let’s see. We’re right near the Seven-Eleven. We’re on Kennilworth.” “I never saw a post office on Kennilworth,” I said, “Are you sure?” “Well, yes, no, we’re not right on Kennilworth. You have to turn off a little bit. It’s sort of a little strip there, and you can see the Seven Eleven up Kennilworth. Just turn before you get to the Seven Eleven, and look for the U.S. flag, and you’re there.” At that point my neighbor called me. “Did you ever find that post office?” she said. “I think so,” I said. “I think I turn off on Tilden Street and find a flag pole, and I’m going there now.” She offered to come with me, but I thanked her and said I was sure I could make it now that I had the name of the street. I loaded my packages — returning snow boots that pinched the toes, warm pants an inch short, and a winter jacket with a twoway zipper that didn’t zip, and sending my grandson a green mask that promised to make him look like a praying mantis, and see how the world looks through praying mantis eyes — warmed up the car, and set off. Found the street and, sure enough, one block off of Kennilworth, there was a block-shaped brick building with a US flag on a standing pole in front. I parked the car at the side of the building. The rear of the building had a sign, “Police 200 Office;” a sidewalk led around to a glass door entrance at the front of the building. Carrying bundled packages, I went in. No counters, no display of pretty stamps they don’t have, no posters advertising the Post Office’s services. Just a pleasant woman behind a desk. I asked about the post office. “You’re in the wrong building, Sweetie,” she said with a warm smile. I’m used to Sweetie, it’s the universal name for toddlers and old ladies. “It’s across from the Police Office. Want me to drive you over?” I thanked her, said I had my car and would be ok. Back in the parking lot, I looked across the street from the Police Station, and saw a row of small townhouses, no flag. I looked further down the street. In the next block was another block-shaped brick building with, and I squinted, yes, lettering in the contours of U.S. Post Office on the front. Back in the car, across the intervening street into the next block, and sure enough, there it was, the Bladensburg Post Office, with a smaller pole and a dirty, tired flag. Got my bundle, went in, presented my packages, and said “Plain parcel post, no frills, rock bottom rates, please.” “Did you pack these yourself? Anything perishable in them? Fragile? No? How about Priority Mail? It’s only ten cents more. Certificate of delivery?” “No, no thank you, just rock bottom, cheapest, plain parcel post.” I paid, got a receipt, and was done. Not quite, I thought. “If someone calls and wants to know where you are, you might say that you are on Tilden Street, two blocks east of Kennilworth Avenue.” 201 The Poison Pen Collection Over the years, I have spouted reactions to this or that item that I had read here or there. Now that I am mostly retired, I have time to put those mean words on paper. Below are a few of the letters to editors I have sent in the past year. Very, very few were printed.1 Safe Mail To: The Washington Post The President and Attorney General often warn us that we must expect further terrorist attacks. To prevent such future disasters, personal parcel post is checked. I buy much household and personal stuff by mail order, and receive many packages. Since October, two of my packages have been marked “SCAN BEFORE DELIVERING.” One contained samples of knitting yarn, the other a child’s book. Not marked for scanning were, for example, a sewing machine, two sets of knives, a child’s bank, a kite, a refrigerator door handle, and a weather station. Whatever our future, for now we’re safe at zip code 20785! As pointed out in Princess Christina Bonaparte, behaviors that get reinforced with small rewards cause the strongest addictions. 1 202 Mean Miss Manners To: Miss Manners In your column in The Washington Post, March 3, your solution to the problem of neighbors of the hot-tub host who complained of people with physical disabilities, unaware that a co-hot-tub guest was paraplegic, was to make the complainers go home in tears instead of the paraplegic guest’s wife going home in tears. That’s not good manners, that’s mean. Alternatively, as soon as the neighbors start their complaint, the host or the paraplegic guest should interrupt, saying “I disagree with you, and not just because my guest is/I am paraplegic,” and firmly change the subject to discussion of the neighborhood, hot tub temperature, or the weather. Nobody goes home in tears, and the bad neighbors, who are still going to be living next door, get a tactful way of changing their evil ways. Treatment, not Criminalization A recent Dear Abby column featured the following letter and reply: Dear Abby, A few years ago, I noticed some porn in my mom and stepdad’s room. I didn’t mention it to anyone. Later, my older sister accused my stepdad of window-peeping, but no on e believed her. Last summer, I noticed him outside my window when I woke up one morning. I didn’t say anything because I didn’t want to cause a problem. I have never liked my stepdad. He is verbally abusive. You wouldn’t believe what I hear every single day. 203 I share a bathroom with one of my sisters. Last year when it was remodeled, we noticed a gap between the floor and the basement. (We covered it with towels when we were in there.) Last week, I noticed what looked like a piece of wood in the gap, so I decided to give it a closer look. It looked like the lens of a camera. When I took a flashlight into the basement and checked it out, I found a cable running through the room and got close enough to see it said “camera” on the back. It faced the toilet. I don’t know who to tell, or if I should. My sister deserves the right to know – but who else would believe me? I’m just a stupid 14-year-old girl. If I tell my mom, she will kick my stepdad out, and I’ll have to go and live with my dad. I’ll have to change schools. I’ll lose my boyfriend, my friends, my life. Mom could lose the house because my stepdad mainly brings in all the money. I should have said something when I saw the porn. I feel like this is all my fault. If I don’t say anything and it keeps on, it could get worse – and I’d probably commit suicide from the stress. And what if my friends come over? Please help me – this is so important. Desperate in Indiana Dear Desperate, You are not “stupid”; you are a very bright young lady. None of this is your fault. You and your sister are the victims in this nasty business. Your mother should have believed your sister when she complained about the peeping. That she did not is deplorable. What I want you to do will take courage, but please do it anyway. If you follow my advice, people will have to believe you. Buy a disposable flash camera. Use it to take pictures of the gap in the floor of your bathroom. Then take it into the basement and photograph the camera and the cable. When the pictures are developed, make sure to get several sets of prints. Mail one set to your father. Show one set to your mother, and tell her what you 204 have told me. If she does not protect you immediately, give the third set to a trusted teacher at your school. Your stepfather is sick and does not belong in a house with young women. Ideally, the police should be notified. If he has been looking into your windows, the chances are that he has been peeping into other windows in the neighborhood. The problems with “Peeping Toms” is their behavior can escalate. That’s why you should not remain silent any longer. My response: The advice you gave “Desperate in Indiana” will only teach her to continue her helpless-female-victim-in-need-of-rescue orientation. That’s not necessary, and it’s likely to destroy a family whose deviant member could be treated. The first time she or her sister saw their stepfather at the window, she should have opened the window and told him in no uncertain terms, “Get away from there, and never do that again!” And when they found a hole in the bathroom floor, they should have told both parents, “There’s a gap in the bathroom floor. How can we fix it?” and repair it. Finally, when they found the camera, they should have dismantled it immediately, cable, rig, and all, destroyed the film, trashed the camera, and left a note in its place, stating that you will not permit any repetition of that, and to get help for the problem. Then those girls should go and get themselves part-time jobs and pool their earnings so they will not feel they must put up with their stepfather’s misbehavior because he supports them. And lastly all the girls together should confront him and tell him to get the help he needs. Sexual deviants have a disorder in need of treatment, not criminalization, and girls need to learn to look after themselves, and not solve problems by waiting for rescue or considering suicide. 205 Yak, Yak To: The Washington Post Magazine Dear Mr. Merida and Mr. Fletcher: Your article about Clarence Thomas quotes his response about his lack of asking questions during Supreme Court presentation of oral arguments. You quoted him saying, “I think it’s much to do about nothing. People yak, yak, yak.” Mr. Thomas’s comment disrespects equally his fellow Justices, the Court, its procedures, and the attorneys and their clients who bring cases to the Court. His lack of curiosity about cases presented to the Court suggests that his decisions are made before he hears them. At that rate, why should the Court hear cases at all? Why bother? Why dress up nine people in black robes to sit in a court room where they have no genuine function? Why even have a Supreme Court? I think that we should bother. We should have a Supreme Court in which Justices hear cases and oral argument and ask questions to obtain information about cases and related issues before they make decisions about them. In my view, Justice Thomas’s dismissive answer should disqualify him from further service on the Supreme Court. Corruption in Prince Georges County To: The Washington Post, 3/10/02 Your article, “Privilege and Privation” (Washington Post Magazine 3/10/02) is a complaint, and its message is: Prince Georges County life has this, this, and this defect, and that’s a problem of the black middle class. 206 I think you are overlooking some important characteristics: 1) Much of the Prince Georges County government is corrupt, and 2) the PG County black and white middle class tolerates that. The PG County population tolerates our crooked, terrorist police force. We allow our taxes to pay off multiple million-dollar suits against the brutal police, while giving promotions and money awards to the very individual cops being sued. In fact, our police paid off millions on behalf of an aggressive, lying, crooked cop the same day he received an award and was promoted. We allow our public, salaried, elected officials to be on the take. County money subsidized the giant ball park, whose owner gives the County Executive a special luxury box for ball games. All of our local elected council members receive free tickets to ball games and other freebies, basically, at our expense. We allow our big newspaper, The Washington Post, to publish a Prince Georges County weekly that hardly, rarely touches on these subjects, and hides much of the above information in little bits tucked in here and there in its Metro Section. We allow many county administrative employees much freedom to attend to their jobs, or not, as they please, without protest. Many of our county’s salaried employees function best when finding ways of not doing their jobs. I moved here six years ago and spent much time on the phone and in personal visits to offices inducing county staff to do essentially what they are paid to do, from clearing out a public right of way, to paving a street where a building permit was improperly granted, to closing down an openly functioning chop shop,1 and on and on. The only way to obtain needed, appropriate services long overdue is to make such a pest of oneself that public servants finally do their job in preference to discussing their chronicled failures to do so one more time. 1 A shop that takes apart stolen automobiles to sell for parts. 207 Polite tolerance and looking the other way seem to me a problem of the black and white middle class. Maybe in omitting this kind of information, your article contributes to that. 209 No Civil Servant Left Behind Back when I was an underpaid civil servant employed to treat the illness of a handful of chronic schizophrenic men, I took a fleeting interest in awards. I thought it might be nice to get one. My enthusiasm waned when the hospital’s dietician received an award for saving money on patients’ food. Toward the end of each month patients were given sandwiches of something labeled Mix #2, rumored to be a hash of foods leftover from the earlier, higher budget weeks of the month. Whatever its origin, patients didn’t eat much of it, a further saving. Word went around that the invention of Mix #2 earned the dietician her award, and I gave up on an award for me. Nothing I could imagine could surpass Mix #2. By judiciously changing jobs without altering clinical functions, my career flourished and I rose in the ranks until I supervised some people. One of them was doing fine work, and responded to a little more training by doing it even better. Not as stingy as some of my previous overlords, I filled out forms to get him a raise, which Personnel promptly refused. Like personnel departments everywhere, they didn’t much like doing the paperwork of giving raises unless it was a raise to one of their own. I consulted a friendly personneller from another agency about the problem of getting my guy his deserved raise, and he suggested a foolproof method. Accordingly I filled out a different set of forms and nominated my underling again, but this time for an award. I wrote all about his previous work, how well he had responded to additional training by taking on increased clinical responsibility, how pleased everyone was with his contributions to patient treatment, and so on. In fact, I praised him so well that he got not just an award, but a ceremony on stage with a certificate suitable for framing handed over with a speech by the superintendent, and commemorative photographs. Then I rewrote 210 the papers requesting his raise. A fuming, outwitted Personnel Department did the paperwork, and never forgave me. I didn’t get an award for many more years, and when I did, it was very quietly. That was long ago, and life in the civil service award-giving lane has greatly accelerated. Nowadays our feds work miraculously well, according to the report published in The Washington Post Business Section on May 17. It showed the distribution of civil servants’ efficiency awards in the year 2002, the most recent year for which the information was available. Excluded from public information were awards to CIA, NSA, FBI, Secret Service, DEA, ATFE (Alcohol Tobacco, Firearms, and Explosives), and White House and Congressional staffs, in order to keep our country safer. Of the main, non-secret 1,600,000 civil service work force, 62% were awarded by cash or its equivalent in extra time off. That’s 992,000 awards, and of those almost 2900 got more than $10,000. Commerce, the Navy, what’s left of the Treasury after subtracting Alcohol, Tobacco, etc., the Secret Service, and the Army each gave more than 200 of their workers more than $10,000, and Defense only lagged a little behind, enriching 183 of its staff. Agencies more concerned with human welfare, such as Social Security, Veterans Affairs, Transportation, and Agriculture, although spreading their awards almost as widely, were stingier, and gave out hundreds rather than thousands. Such wide-spread hyperfunctioning boggles the mind. The Social Security Administration, for example, aroused my curiosity. Over the years Social Security has attained fame or notoriety among social workers for refusing to acknowledge mail whose delivery was not certified and authenticated by a signed return receipt. Nevertheless the agency awarded 79% of its staff for extraordinarily efficient job performance. I guess the 21% who were not so lucky might be working in the mailroom, effectively preventing the superperforming 79% from being overloaded by too many mailed-in claims. If so, you might even think of the unawarded 21% as award enablers for the awarded majority, 211 helping them process a tolerable number of claims efficiently by throwing surplus incoming mail away. The Post ran further analyses on who got what. Higher-paid workers were more likely to be rewarded, and among these the best paid got the $10,000 - plus awards. A few even got $25,000. In contrast, members of the civil service’s underclass, the corps of clerical workers earning $40,000 a year and less, rarely got much, more often nothing at all. Three agencies, the National Science Foundation, the Department of Energy, and the General Services Administration, gave awards to more than 90% of their employees. Like the children living in Lake Wobegon, I suppose everyone working there is above average, and the higher-paid echelons are even more above average than their clerical masses. Far fewer Lake Woebegon types were employed by Veterans Affairs and Agriculture; only 51 and 53% working there received anything. Among the agencies staffed by more than 90% Überworkers, the Department of Energy stands out from the rest. 94% got awards, 103 got more than $10,000 each, and the median size of awards doled out to almost everybody was more than $2000. Just how 6% managed to get through the year without an award challenges the imagination. Were these fictitious employees, kept on the rolls to justify some marginal supervisory positions? Supervisors must supervise at least three minions. If some underlings were more hypothetical than real, did they have actual empty desks and chairs, or did they haunt the agency only from boxes on the table of organization? Did Energy’s Personnel Department hire a cohort of award-proof staffers with instructions to show up and do nothing? Perhaps ex-football linemen, instructed to sit on papers concerning the relationship of Energy to Haliburton in order to keep them out of Congressional hands. The mystery was solved in another Business Section piece which reported that some years ago, in the Energy Policy and Conservation Act, Congress charged the Department of Energy 212 with upgrading energy efficiency standards for much commercial equipment, including water heaters for restaurants, apartment buildings, and so on, and with producing tests to reflect the improved energy efficiency, use, and operating costs. In 2001 the Department of Energy fixed up a new rule increasing the energy efficiency required of commercial water heaters, to become effective in October, 2003. Manufacturers didn’t object and said they had the technology, but they needed a rule about testing water heater efficiency to show compliance. The testing rule did not appear. A department official said that “regulatory priorities shifted,” and the rule was not made. That gave rise to manufacturers applying to DOE for waivers of the new rule, company by company. Then DOE processed and granted case-by-case waivers efficiently. Excuse me, highly efficiently. DOE’s superperformance didn’t do what was needed even more efficiently with respect to residential water heaters. Absent a newer test in 2001, a company that created a more efficient line of heaters asked DOE for a waiver allowing it to use a 1998 efficiency test. The request is still waiting for an answer, and the company is still perforce using a 1992 test. Buy a better heater, and you find a 1992 vintage test result pasted on its side. Possibly the unawarded 6% of Energy’s staff, presumably a core nonfunctioning management pod, is in charge of that as well. Briefly, I was appalled by the contrast between evident nonfunctioning and inflated rate of super efficiency awarding. I suppose one could argue for the value of DOE’s non-responding compared with that of Mix #2, but that misses the most important component, lawyers. Washington is full of lawyers, and even more fly into town for frequent sallies into the world of advocacy suing. In school Civics class we were taught how laws are enacted: someone gets an idea, writes it up, recruits a few members of Congress to sponsor it, and they send it to the right committee. If all goes well it is rewritten, passed, presented to Senate and House, amended, conferenced, passed, sent to the 213 President, and signed into law. We were taught that then the appropriate agency of the executive branch of government puts that law into effect. We were not taught about the function of lawyers. From laws protecting the handicapped to the law requiring stricter energy-use efficiency standards, what happens next is nothing. The now hyper-frequently, hyper-munificently awarded civil servants go right on doing whatever they had been hyperdoing, demonstrating superlative resistance to change. Not until a lawsuit winds its way through layers of courts to obtain a court order does the agency write new regulations, and not until a further suit claiming damages due to the regulations’ nonenforcement, does the new law take effect. There’s a whole new round of awards waiting in the wings of DOE’s regulatory future. 215 The Writing Life Certain magazines include letters-to-the-editor sections, and a few reward contributors of letters they publish by awarding a free year’s subscription. One of my ventures has been writing letters in the hope of attracting such an award. A friend who feels indebted to me buys me gift magazine subscriptions. One, a magazine called Strings, makes the offer I described. It is a good magazine, with interesting articles about the many features and phases of playing string instruments, from violin to guitar to double bass to harp, string jazz to classics to renaissance fiddling, and I enjoy reading it. When, in the course of my viola playing, I encountered problems I did not fully understand, I made note of them for letter-to-the-editor possibilities. Then I wrote them up, sent them in, and often as not, garnered free subscriptions, which I gave to friends. They made fine gifts. I tried to write my contributions in late summer, so that a possible freebie could be given for Christmas. All went well for two or three years, a letter per year, and then it stopped. I may have run out of interesting problems, or the magazine’s staff recognized my name and called a halt. My letters stopped attracting free subs and went unacknowledged. I still receive the magazine, which has improved over the years, and I still enjoy and learn from it, but for the present my letter-writing on string instrument-related matters is on hold. I need a new venue. My subscription-donating friend also gives me the New Yorker, and I checked on their letters page with no joy. The letters the New Yorker likes to publish, like many of its articles, tend to go on and on, well past my natural staying power, and they seem to go unrewarded. 216 Along came the PBS show, “America’s Test Kitchen,” and we began watching it. At the end of each show the MC talks up his parallel magazine, Cook’s Illustrated, and his internet line which invites post-broadcast comments. I looked it up and entered a comment on the show I had just seen. After each cooking project, the show’s expert cook and the MC would taste the result, and issue a unison “Mmmm!” of appreciation. I sent in a couple of criticisms, including a suggestion that they vary their Mmmm reactions to make them more plausible. After all, I said internetically, their Mmmms had become so standardized that we were joining in week after week. Our Mmmms matched their chorused Mmmms perfectly, even though we had cooked and tasted nothing. I watched for an effect of that trial-run feedback. Sure enough, their appreciative Mmmms began to vary. MC and cook were still tasting and Mmmming, but with enough deviations so that we could no longer predict and join the chorus. An offer of a free sample issue of Cook’s Illustrated came in the mail and I signed up. The magazine offers several recipes, wellillustrated kitchen equipment reviews, handy cooking tips and methods, and best of all, a couple of pages of readers’ contributions. I looked for the small print at the end of that section, and sure enough, if they print your comment or question, you get a year’s free subscription. I’m working on it, from par-boiled, iced broccolette appetizers, to lard in pie crust, to removing tea stains from white cups. Wish me luck! 217 Selected Program Notes Johannes Brahms (1833-1897) Symphony #3 in F Major Brahms grew up in Hamburg, a north German seaport, the son of a professional double bass player. He was trained in violin, cello, piano, and composition, and at thirteen he began writing arrangements for his father’s orchestra and playing the piano at theaters and dances. In his teens he played in bars and taverns, and there he learned the tunes and complex rhythms of Hungarian folk music from refugees awaiting passage to America following the failed revolutions of 1848. Soon he began teaching piano, accompanying others, and occasionally playing recitals which included some of his own early works. At twenty Brahms went on concert tour accompanying Remény, a famous Hungarian violinist, who introduced him to the haute-monde of European music — the great violinist Joachim, Franz Liszt, and Robert and Clara Schumann. Remény taught Brahms the Hungarian gypsy customs of expressive accelerating and slowing of tempo in performance, and the use of rubato, the brief suspension of tempo that adds emphasis to the expected notes when they arrive. The Schumanns befriended young Brahms, and Schumann arranged publication of Brahms’ early works and wrote a highly favorable review that launched Brahms’ career. Brahms felt deeply indebted to them, visited Robert Schumann in the asylum following his breakdown until his death three years later, and 218 corrected the orchestration of Schumann’s symphonies. When Clara Schumann became too old to continue playing concerts and teaching, Brahms provided for her until her death in 1896. In his twenties Brahms continued concertizing and accompanying, began conducting choral groups, and worked more intensively on composing. He wrote his first piano concerto, the German Requiem and many smaller works. At 30 he moved to Vienna to conduct a symphony concert series, and settled there; by the time he was 40 he was living very well on royalties from his popular smaller works, and on concert fees from performances of the larger ones. He was a generous, friendly man who supported, in addition to Clara Schumann, his father’s widow (his stepmother) and her son from another marriage. He had many friends but never married, and remained somewhat aloof, not very close to anyone. As a composer Brahms went his own way, often contrary to prevailing fashion. He taught himself musical forms of the renaissance and baroque eras and used them, fusing them with techniques of his own time along with stylistic elements of Hungarian and gypsy folk music to create a distinctive orchestral texture unlike any other composer’s work. He wrote sustained melodies built from short fragments, and supported them with a strong bass, in a method derived from baroque music. These outer lines he liked to spread well apart in pitch, leaving plenty of room in the middle for a restless background of chords broken into smooth patters of cross rhythms, descendants of the folk rhythms he once heard in Hamburg taverns. His wide pitch range is most evident in the final chords of movements, where notes are often spaced as much as five octaves apart for a satisfying, but quiet close. Brahms tended to set his music for distinct families of instruments, with less intermingling of groups than was the practice of his day. Thus a theme may appear in woodwinds (flute, oboes, clarinets, bassoons), and then, separately, in the string instruments, or it might appear in woodwinds with distinct string accompaniment, and vice versa. 219 Brahms spent winters in Vienna and summered in German resorts, where he worked on his compositions. Usually he tried out bits and pieces of larger works in varied forms and instrumental guises, but in 1883 he wrote his third symphony all at once. On the way to a summer resort he thought of the basic plan of the symphony, and found it so interesting he interrupted the journey, rented a place where he happened to be, worked out a draft, and then spent the rest of the summer there writing the final version. In the third symphony Brahms used classical forms that allowed him the freedom of episodic writing within their conventional outlines. The symphony has the customary four separate movements, which are tied together by means of a harmonic theme This three-chord sequence opens the first movement, appears in various forms here and there, and reappears at the end to close the work. Mikhail Ivanovich Glinka (1804-1857) Overture to Russlan and Ludmilla Glinka had little formal instruction in music other than piano lessons and a chance, as a young man, to learn orchestration by conducting his uncle’s serf orchestra which was able to play the classical repertoire. As a child he soaked up the folk music, religious chants, and dissonant church bells of northern Russia, and as a young adult he visited the Caucasus and learned Russia’s near-Eastern native music. The lack of conventional Western training left him free to dispense with some of its constraints and to draw instead on folk music styles, which he used especially 220 effectively for lively individual characterizations in his operas, A Life for the Tsar and Russlan and Ludmilla. Thus he adapted the style of Russian folk and religious music — its strong, often syncopated rhythms, its dissonances, and its unusual modal and whole-tone scale patterns — to develop the distinctive basics of the Russian school of composition. In the 1840’s Glinka’s operas were not successful, as Russian aristocratic taste clung to the work of western Europeans. But Russian musicians worshiped Glinka. He taught Balakirev, who, with Glinka’s sister Ludmilla, encouraged and taught the next generation. This new crop of composers, the “Russian Five,” brought Glinka’s ideas to fruition. Glinka’s operas continued to influence Russian composers for the next hundred years, and their stylistic tracks can be found in the music of Mussorgsky and Tchaikovsky, and even in that of Stravinsky and Prokofiev. Scott Joplin (1868-1917) Rags Joplin achieved fame in his time for not one, but two innovations. In 1890 he was an itinerant musician — pianist, singer, guitarist, mandolinist, lead cornetist, and music teacher. While leading a band at the Chicago Exposition of 1893 he heard ragtime, so called because it pitted a melody with syncopated halts in rhythmic flow (that is, ragged melody) against a steady, marching 4/4 bass. Joplin went to college to study classical composition, and then wrote rags with sturdy, more integrated accompaniments than his contemporaries’ thumping chords, and became King of Ragtime. 221 Joplin’s second innovation was the sheet music publication contract giving composers royalties. Composers of that time had been selling their work to publishers outright for $25 or less. In 1899 Joplin contracted for publication of Maple Leaf Rag at a royalty of 1¢ per copy sold. In five years it sold over half a million copies. Today that $5,000 translates to, roughly, $8,500,000 (give or take half a million). Joplin used the money to produce his three failed operas, Guest of Honor, Treemonisha, and If. Wolfgang Amadeus Mozart (1756-1791) The Symphonic Music At the age of eight little Wolfgang, obliged to keep quiet while his father convalesced from a serious illness, wrote his first two symphonies for something to do. He was already able to imagine in detail the sounds he wrote without trying them out on an instrument, a skill that enabled him to produce quantities of music at an incredible pace. He usually thought up one movement of a sonata while writing out the preceding movement; in symphonic writing he worked out the next movement in his head while writing the orchestration of the last one. Symphony #14 in A major, K. 114 At fourteen young Mozart was a busy boy. He wrote five symphonies, went to Rome to study composition and counterpoint — the construction of an interplay of simultaneous, distinct but related themes — from the most demanding teacher 222 of the time, returned home, and wrote eight more symphonies the year he turned fifteen. Symphony #14, K. 114 is the first of these eight. It conforms to the four-movement pattern that had evolved in the works of Carl Philipp Emanuel Bach (son of Johann Sebastian) and Haydn. Orchestral crescendo and diminuendo — gradually increasing loudness or softness — were just being developed elsewhere in Europe, but Mozart had not heard them, and passages in this symphony are either loud or soft, with little gradation in between. A few individual traits appear in this symphony, noteworthy because of their importance in Mozart’s mature style. One was expressive dissonance. On tour the Mozarts often stayed in musicians’ boarding houses, and in a letter home Wolfgang described his experience there: “… above us is a violinist, below us another, next door a singing teacher who gives lessons, and in the last room opposite ours, an oboist. Merry conditions for composing! You get so many ideas!” Young Mozart was fascinated by these happenstance cacophonies and crowded textures; he explored and played with them, and eventually tried writing the first atonal music. Expressive, accented dissonances appear first in the delicately accompanied melody of the opening, then in a dramatic harmonic progression forming the climax of the first movement, and finally in the quiet duet of first and second violins in the mid-section of the dance movement. Symphony #25 in G Minor, K. 183 Young Mozart, just turning seventeen and home between jobhunting trips with his father, composed several symphonies, probably for his steady job as concertmaster of the Archbishop of Salzburg’s court orchestra. At the time Mozart was not quite the silly boy so entertainingly depicted in “Amadeus”. To be sure, he wrote jokes and riddles to his sister, sent kisses to the family dog, 223 and played occasional pranks, but he took his music very seriously. He studied the works of Bach and Handel, experimented with variations, fugues, and dissonance, and took much pride in his work. Symphony #25 marks the beginning of Mozart’s mature style. Within the framework of conventional formal outlines he already used some of the expressive dissonances, chromatic harmonies, and rather closely spaced textures that later earned him the famous criticism, “too many notes, my dear Mozart, too many notes.” He used the oboe, whose sound can cut through such textures, for melody, and the unusual combination of four horns for harmonic support. At the time his style was thought objectionably avant-garde. But Mozart, convinced of the quality of his music, contended that his style used “just the right number” of notes, and now our ears agree with him. Symphony #39 in E-flat Major, K. 543 In the 1780’s Mozart, now in his late twenties and early thirties, took a more serious interest in his work. In 1782 he wrote string quartets and dedicated them to Haydn, who, he said, showed him how to write in four equal parts. In 1783 he borrowed all of the music by Handel and J.S. Bach he could carry from friends with good music libraries, took them home, and studied them until he felt that he could apply their methods and principles to the creation of the music he wanted to write for himself. In a letter to his father he wrote wistfully that he wished for time to think about methods, to try things out, and to consider his results. Finally, at 32, he took the big step; he stopped the busy work of writing to fulfill commissions, and took six weeks off for himself. The result was three symphonies, numbers 39, 40, and 41, all different from one another. 224 The introduction of the E-flat Symphony, number 39, uses the halting rhythmic pattern of French opera overtures, signifying that a serious work is to follow. The key of E-flat facilitates the use of French horn and, in fact, the main theme of the movement is presented at its outset in violins and then horns. Throughout the symphony Mozart assigned much of the expressive work to wind instruments; heretofore symphonic orchestrations relegated their few wind parts to the occasional rhythmic toot and some sustained harmonic reinforcement. Unusual thematic treatments also distinguish the E-flat Symphony from its predecessors. In the first movement a brief little fragment gradually comes to life, reappearing as transition, then the subject of thematic development, and finally as the close of the movement. Outstanding as well is the fourth movement, which transforms its seemingly innocuous little-ditty first theme into its second theme and its closing theme, and then develops it in stretto, in which instrumental groups imitate each other in such close succession that they overlap, and thematic entrances pile up, one almost on top of another, in a melodic-rhythmic complexity of excitement. Mozart wrote it all down in two weeks. Apparently it was not performed in his lifetime. Mozart and Salieri The story that a jealous Salieri poisoned Mozart is untrue. Both men were successful composers in their lifetimes but differed in musical heritage and personality. Salieri grew up in an era of accompanied melody; Mozart edited and reorchestrated Handel’s often contrapuntal Messiah, and studied the [very contrapuntal] works of J.S. Bach. Salieri pleased authorities, talked to them tactfully, and his patrons treated him well; Mozart believed that 225 the increasingly complex and dissonant music he wrote was better than everybody’s except Haydn’s, and didn’t care. When the emperor said to him “Too many notes,” Mozart answered, “Exactly the right number,” a rejoinder unimaginable for Salieri. Nevertheless, Salieri admired and praised Mozart’s work, and Mozart respected Salieri and valued his good opinion. Gossip about a conflict began when Emperor Joseph II appointed Salieri his court music director, a job Mozart had hinted at but never applied for. A generation later the Russian playwright Pushkin heard something about it and, stuck out in the country for three months avoiding a cholera scare, wrote a play, Mozart and Salieri. It wasn’t successful, but in 1898 Rimsky-Korsakov used it to compose an opera. Eighty years later Peter Schaffer rewrote the opera as a musical play, and then Milos Forman recast the play as the movie, Amadeus. The story gained picturesque fictions with each reworking. None are true. Jacques Offenbach (1819-1880) Overture to Orpheus in the Underworld Jacob Eberst, a.k.a. Jacques Offenbach, the son of a German cantor, was a Parisian cellist. He concertized with Liszt and Rubinstein, and for a steady living he played and conducted in theater pit orchestras. He wrote a few pieces with little success — until the 1850’s. Then, while Verdi and Wagner began writing their very long, very serious musical tragedies, Offenbach began to display a late-blooming genius for irreverent musical comedy. He rented a small theater and produced a satirical romp of an operetta he called Orpheus in Hell (in German Orpheus in der Unterwelt, in turn 226 translated into “Underworld”). One of its hit numbers was a cancan danced, not by chorus girls, but by the gods on Mount Olympus. Orpheus in Hell was a great hit, but musically somewhat limited. Political satire requires simple tunes and thin orchestrations that let the clever words come through loud and clear. Later, Offenbach’s tunes were arranged and enriched by others, and Carl Binder put together the overture we hear today. Richard Wagner (1813-1883) The Meistersinger, Prelude to Act I Wagner had hardly any formal instruction in music. In his teens he attended a concert of Beethoven’s music; he was fascinated, and then and there decided on his life’s work. He sat down in the Leipzig public library for the next several years and copied out Beethoven’s symphonies and late string quartets, note for note, thinking about each note until he felt that he really, exactly understood it. At eighteen, when he finished, he felt that his musical training was complete. It was, and he got jobs as conductor and music director, and began composing overtures and incidental music for the theater. At twenty he wrote his first opera and began his second, which was performed. Next he wrote The Flying Dutchman and Tannhäuser, operas that are still part of the standard repertoire. Unlike other composers he did not write draft piano versions or sketches; he just sat and thought, and then wrote fully orchestrated scores from scratch, so neatly that his manuscripts resemble print. 227 Wagner’s early operas proceeded in conventional arias, duets, and choruses, but while writing them he began thinking about his idea of a symphonic opera, in which separate numbers are replaced by ever-evolving thematic variations and developments. He assigned the voice a near-instrumental part, speech-singing through the orchestral music to tell a story that provided the dramatic-emotional context for the music. He enlarged and enriched the orchestra, adding woodwind and brass instruments, and then he placed them mainly under the stage, so that their muted sound arrived at the audience’s ears together with that of the singers on stage. Wagner worked out the realization of his idea for the next 25 years, in the twenty-hour, four-night symphonic opera, The Ring of the Nibelungen. Wagner took two time outs from The Ring: in the 1850’s, for a torrid love affair and the composition of Tristan und Isolde, and in the 1860’s, for the relationship to his true love and life companion, Cosima Liszt, the birth of their two children, and the composition of Die Meistersinger. It was a happy time of life, and the opera is a cheerful change from epics of redemption by lovedeath to the story of ordinary people in a song competition. The prelude is a real overture, rather than the thematic exposition of a symphonic opera. It uses the full brass and woodwind ensembles of Wagner operas, but structures their parts with a lighter touch, for easier listening. PART 7: IN NO APPARENT DISTRESS 231 Second Childhood Regression began at the age of 73, when I fell down. Falling down is not so unusual for me; poor coordination, difficulty telling right from left, and absent-mindedness have had me stumbling all through my life. I have had much practice falling down, and am so used to it that the process is somewhat relaxed. Beyond the odd bruise or two these occasions are usually more annoying than catastrophic. So, one night I fell down. As usual, I lay still and reoriented myself — middle of the night, returning to bed, left foot trapped under right foot, lying on bedroom floor. Checked myself out: not much pain, bruise on left shoulder, everything else functioning; pick myself up, tend to business. Not quite. Since I was lying on my left leg, that was the last item on the check list, and it flunked. A weight-bearing structural component, that leg, and it couldn’t bear weight, none at all. A clear case of 911, and I hollered for help. Stretcher loading was agony, but as soon as I lay still all pain ceased. I even laughed at the ambulance’s absence of shock absorbers, as we bumped along the familiar roads to the local hospital. Howled with pain while dumped from stretcher to Emergency Room’s gurney, but again, as soon as I lay still I was fine, or as fine as people get who are unexpectedly not in their beds at three o’clock in the morning. Medically, I was NAD, that is, in No Apparent Distress, and a passing doctor coat said, “Just give her a walker and send her home.” X-rays ended home-sending talk. At daybreak a young doctor coat introduced himself as Dr. X, physician’s assistant, and said he would be my doctor. A while later a tall doctor coat approached, and said, “I am Dr. Y, and I will be your doctor. You have broken the top of your left femur, and you will be admitted to the hospital.” Around 9 am — doctors’ and bankers’ office hours’ 232 time — a man in a suit introduced himself as Dr. Z, orthopedist. He said, “You have fractures of the left pelvic bones. You will be admitted to the hospital as soon as there is a free bed. The hospital is full, and you will have to wait here for quite a while. The nurses will treat you for pain, and make you as comfortable as possible,” and he gave instructions. He was the real thing, my doctor, my medical father figure. Kind nurses gave me a pillow, a blanket, and dope, and I relaxed into instant regression. A plate of food was placed on my stomach; I couldn’t see it, but it didn’t smell of liver, so I dipped my fingers in and tasted. Pretty good, and I ate several fingerfuls of lunch, and took a nap. I was a good baby. Pleasant tripped-out hours later I was loaded onto a stretcher — ow, ow, ow, I cried — and put to bed. Nurses gave me shots, dinner, tucked me in, and I nestled down in my new foster home. I was content, and with occasional ow-ing excursions to this and that scan, at peace. After a week a managerial social worker managing Managed Care called a halt to my infantile bliss. “You can’t stay here,” she said. “Tomorrow you will move to a rehab center. You don’t qualify for the one in town, and I don’t know about the one in Bowie, so you go to Laurel. But I don’t know anyone in Laurel, I said. Well, all right, I’ll see about Bowie, but Laurel is a great place. My former adult self told me that Laurel is not a great place. Next morning at dawn a crisply alert professional woke me, saying she was from the rehab hospital in town. You qualify for us, she said, sign here, and snapped me up. Following morning feeding and doping and rewrapping I was loaded into an ambulance — ow, ow, ow! — and driven off. Arrived at my new orphanage I was unloaded onto their gurney — more ow’s, given a physical, briefly interviewed by a doctor who asked the odd question or two about my former life, and then said, “Would you like a chance to talk about sex?” How absurd for a baby, I thought, but sleepily polite said only, “No, thank you.” Unloaded into bed — ow, ow, ow — I once more retreated from reality. 233 Rehab began the next morning, bringing regression to a halt. A motherly young therapist called me Sweetie, the universal name for toddlers, and made me turn over — ow, ow, ow — and sit up — not so bad — and wash readily accessible body parts, while she patiently wrung out washcloths, applied towels, and praised my smallest achievements. I basked in her praise. My therapist put me back into my cocoon, accompanied by suitable ow’s, but stated firmly that the next day I would sit in a wheelchair and in two days I would take a shower. “No!” I announced in true toddler’s indignation. Of course she was right; next day I was put into a stroller and taken to start little plants in pots, that is, to play in dirt. I enjoyed it very much. There was a group of us, but we played alongside each other, without interaction. Peer conversation was still a week in my future. Visitors came, clothes came, and I greeted all in dopey, happy denial. The impact of this injury on my life was dim and unreal; after all, I fell down often without lasting effect, and whenever I held still, I was a happy camper. Fortunately, friends ignored what I said, and arranged my life for me. One brought my mail and check book and said, “Pay your bills!” Another moved into my house, and took over pet feeding, home management, and trash disposal. He ignored my protests, and arranged to stay for months to help me. Inexorably I matured. I learned to stand, and then to walk in little steps. Toilet training proceeded apace. My stroller, to which I initially reacted with, “What do I need that for?” became my transportation and my easy chair. Physical illness struck, but I was only allowed a three-day sickrole retreat before pushing, shoving, and insisting on maturation resumed. Reluctant and sometimes whining, I progressed. I matured into group membership, I learned individuals’ names and stories, and concern for others was reborn. I began taking responsibilities, cleaning up, sorting, putting away clothes, arranging my own shower. No sooner did I achieve this level of functioning, however, than I metamorphosed into an 234 obnoxious, ungrateful teenager, sitting up late in my stroller, watching TV anytime of day or night, ignoring my current pseudo-mother nurse’s guidance, griping about the food, the shower, the exercises, even the single-honk kleenexes all hospitals seem to provide. A young psychologist came to offer me treatment, and I answered him without grace. Time to go, and I graduated. Went home, with walker and stroller, a querulous lame shadow of my former self. Appendix Regression to infancy and re-maturation doesn’t come cheap. Not counting specialized tests, testers, test interpreters, consultants, evaluations and evaluators, and a heap of unbelievably overpriced medicines, the infant-re-growth cost was $142,845. Here is how it breaks down, in approximate developmental stages: Cocoon (well, really, half a cocoon), no window $122,540 Surrogate mothers, a.k.a. nurses 9,164 Father figure doctor 1,488 Specialized surrogate mother for learning to bathe and dress Stroller Playing alongside others in group Learning to walk Walker Potty chair Real doctor, for illness Playing in interactive group Psychologist, declined 640 2,796 512 3,030 187 59 379 1,960 90 OBITUARY 236 JOHANNA KRANOLD STEIN (July 7, 2006) Johanna Kranold Stein died on Friday at her home in Ithaca. Her life ended peacefully after a precipitous decline related to lung cancer and heart disease. Born in 1927, Johanna spent her early years in a mansion in southeast Germany. Johanna always pronounced her name the German way, with the J sounding like a Y, and the first A sounding like the A in "father." Her mother, Sophie Steinhaus, whose first language was Yiddish, was an art historian and revolutionary, affectionately known as Red Sophie. Johanna's father, Hermann Kranold, was an economist active in the Social Democratic resistance to fascism. He was arrested on the day the Reichstag was burned in 1933, but his uncle Max Planck, the Nobel prize winning physicist, was able to arrange an exile. After several years of temporary teaching positions in London, Hermann secured a permanent position at Talladega College in Alabama, the best black college of the time. Steamer tickets and clothing were contributed by the AFSC (Quakers). In Alabama Sophie had to learn to cook! So her sister Regine taught her to cook through letters. Regine was among the last Jewish refugees to escape to Britain. Sophie's brother Emil was not as fortunate. He and his wife fled the Nazis and went into hiding in France, but were discovered and deported to a death camp shortly before the end of the war. In Talladega Johanna spoke the "schönster slanguage," a mishmash of German and English, with her family. She attended school in the black part of town, where she sang the Negro National anthem every morning, learned American history from the African American point of view, and learned to jitterbug. When Johanna was 14, her parents died of heart disease. Eventually she settled in Ann Arbor, living in the first generation of cooperative university housing. She earned a Bachelor's and Master's in comparative musicology. These, combined with work 237 experience caring for the mentally ill, led Johanna to develop the field of psychiatric musicology, which she practiced in the Washington, D.C., area, at NIH, Chestnut Lodge and St. Elizabeth's Hospital. Her articles have been published in the standard psychiatric journals. Psychiatric musicology is not to be confused with music therapy. Certain mental illnesses can look alike clinically but respond to different medications and treatment methods. Johanna discovered that they can be differentiated by the perceptual errors patients make when they listen to specific configurations of music. Another diagnostic tool devised by Johanna involves detecting distortions in the patient's speaking voice. Johanna also pioneered novel treatment methods for certain chronic schizophrenic patients. She took satisfaction from slowly helping some patients get to the point of making life choices and resuming functioning in society after as many as twenty years of disability. Back surgery at the age of 58 brought an early retirement; heart trouble began the following year. Johanna was an active member of the Bowie Senior Writers' Group. As long as her health permitted, she was an amateur violist. During the last 14 years, she wrote program notes for the McLean Symphony. In August 2005, Johanna moved to Ithaca to be near her daughter Melanie Emile Stein, son-in-law Detlef Smilgies, and grandchildren Max and Mauro. She will be deeply missed. In lieu of flowers, it was Johanna's wish that donations be made in her name to the two organizations that made it possible for her to immigrate and remain in this country: Talladega College and the American Friends Service Committee. 238 APPENDIX I SCHIZOPHRENIA, HYSTERIA AND PSYCHIATRIC MUSICOLOGY by Melanie Stein Johanna discovered ways of using musical analysis to diagnose and treat severe mental illnesses. She named this interdisciplinary field psychiatric musicology. As far as I know, Johanna has so far been its only practitioner. But she made some fascinating discoveries. I will try to explain, in non-technical language, some of what I have understood of them. These ideas are taken from papers that were written in a style that was too technical for inclusion in Part 3. A more complete and rigorous treatment may be found in the references listed in Appendix II. Many of these are available at <web address, web address continued>. Johanna worked with patients with various psychoses, such as schizophrenia, bipolar disorder and certain kinds of hysteria and depression. It can be difficult to differentiate among these illnesses, but a correct diagnosis is important for choosing appropriate medication and treatment. Just as a psychotic individual’s illness causes him to misperceive the world around him, Johanna found that it also causes him to misperceive music. She discovered that each psychosis is associated with a characteristic type of misperception of music. This discovery led to the development of diagnostic 239 tools that can be used even when the patient talks only nonsense, or when the patient doesn’t talk at all. She also worked out treatment techniques. She used targeted work with music so the patient could become aware of perceptual difficulties and begin to revise them within a musical context. This can be less frightening to the patient than it would be to confront them in an interpersonal context. Johanna was thus able to help a number of patients get unstuck and start to progress in their talk therapy. The ideal way of working was in teamwork with the patient’s psychotherapist and the staff on the ward or outpatient clinic. A patient in psychiatric musicology therapy with Johanna would visit her at least once a week for many months, and sometimes years. Therapy with Johanna involved very specific musical goals and tasks, but did not require prior musical training on the part of the patient. She often had the patient choose and listen to recordings, as Mr. K did in “Emotional Regrowth: Musical Maturation from Infancy to Adulthood in Eight Months”. Occasionally she worked with patients who had played an instrument before becoming ill. In this case playing the instrument might form part of treatment, as a way of discovering, and working on, misperceptions and distortions of the musical structures problematic to the individual. For example there was a patient who was a saxophonist. She arranged Schubert’s Unfinished Symphony as a duet for viola and saxophone, and they gradually worked their way through it as part of the patient’s treatment. Many of Johanna’s patients had schizophrenia, often the hardest to treat of all mental illnesses, and she did not always meet with success. And I should stress, as she always did, that the methods of psychiatric musicology were developed to diagnose and treat psychoses, not neuroses. In this Appendix, I will try to give the reader an idea of the musical features that are misperceived in two psychoses, schizophrenia and hysterical disorders; but first, I will describe the 240 musicological diagnostic procedure Johanna used. For grammatical simplicity I will refer to the patient as a him. In the procedure, Johanna would play a number of carefully selected snippets, or excerpts, of recorded music (one to two minutes each) and ask the patient to describe or imitate what he heard. She would write down his musical, verbal and non-verbal reactions to each excerpt. The procedure she followed for detecting tempo misperceptions is described in “Musicology And The Manic Experience”. The type of music she used to detect schizophrenia had intense, slowly resolving dissonances. Tonal music always has some dissonances. We say that a dissonance resolves to a consonance. To give an example, suppose a piece of music is in the key of C major. A G7 chord is a dissonance, which resolves to a C chord, a consonance. As long as the dissonance lasts, we feel a certain tension, which is released when the dissonance is resolved. One of the excerpts Johanna used to detect schizophrenia was taken from Pergolesi’s Stabat Mater, measures 1-17. This excerpt features string instruments (violin, viola and cello) and soprano and alto singers. If you are able to listen to a library or mp3 recording of the beginning of this piece, it will be much easier to understand what follows. Measures 1-17 correspond to the first one and a half to two minutes of the piece, depending on the performance tempo chosen by the conductor. There are two aspects of this excerpt that are problematic for schizophrenics. First, it has many slowly resolving dissonances in a very slow tempo. One prolonged dissonance leads to another, and another, again and again. The tension-and-release feelings created in the listener are especially strong. Second, it is contrapuntal. Counterpoint is “an interplay of simultaneous interdependent themes which move through rhythmic, melodic, and harmonic disagreement and accord. Different themes used at the same time, or the same theme disaligned in time and pitch, can produce counterpoint. Three Blind Mice [sung as a round], is simple 241 counterpoint.” (Stein 1977b) Row, row, row your boat, another round, is a second well-known example. A for-instance of non-contrapuntal music is a melody accompanied by a strummed guitar or by a piano playing chords or arpeggios. Another example is when two singers move along in parallel thirds. In this case the singer doing the “harmony part” is not independent of the singer doing the “melody part”, since he goes up and down whenever the “melody part” goes up and down, with exactly, or nearly exactly, the same rhythm. The voices are not independent, so there is no counterpoint. Pop music that you hear on the radio is non-contrapuntal. A Bach fugue is very contrapuntal. So is Dixieland jazz. Johanna found that the counterpoint in the Pergolesi sample seemed to heighten the anxiety schizophrenics feel when listening to the dissonance-consonance patterns. In imitating and responding to musical excerpts with many slowly resolving dissonances, schizophrenics displayed misperceptions and discomfort. Here are some examples of their responses: “It kept getting higher and higher.” “There was no singing.” “I don’t want to hear that (turned phonograph off in first phrase).” And my personal favorite (in response to the Pergolesi): “There must be something better. They weren’t professionals. It has no tempo, I couldn’t follow; notes are flying all over everywhere. If you keep your notes modified they won’t do that. How are you going to control that?” (Stein 1977b) Johanna found a connection between the illness and the musical symptoms she observed: “Slow dissonances used to create and release intense musical tension can resemble the social structures of emotionality, and their harmonic contradictions and ambiguous expectations can resemble emotional conflicts and ambivalences…. The musical phenomenon has a clear relationship to what is widely recognized as a, or even the, basic problem in schizophrenia, namely the altering of perceptions and thought processes in relation to affectively significant matters.” (Stein 1977b) 242 ~ Patients with hysterical psychosis had trouble perceiving a different musical configuration. Johanna chose three types of excerpts to detect this illness: first, a melody written for a bass voice or instrument that sounds very prominent in comparison with the other voices or intruments, i.e. a bass melody that sticks out. Second, a soprano or treble instrument melody that sticks out. Third, a section of music having simultaneous bass and treble melodies that stick out. Here is an example of a misperception by a hysterical patient: In an excerpt with a prominent soprano line and some inconspicuous orchestral accompaniment, the patient did not report hearing the soprano. In fact the patient had not heard the soprano – the illness had blocked the voice out completely. Hysterical patients usually had trouble with either bass or treble, but a few had trouble with both. They reacted to these excerpts with acute distress and histrionic symptoms, and they “described or imitated the music … with large, conspicuous errors, … in that they obliterated or greatly exaggerated height of pitch and loudness…. They responded to the sensitized pitch range with phobic anxiety, and often spoke of it in far-fetched personifications, e.g. calling groups of instruments in bass or treble male or female persons.” (Stein 1978) Johanna described hysterical disorder as “an illness that [combines a] generalized dislike of people … with some of the hypersensitivity to emotionality [seen in] schizophrenia, and focuses both [of these] on one gender, most especially one gender in inter-gender interaction.” (Stein 1993b) She noted that “hysterical disorders … can occur equally in males and females, … and patients of either gender can react with phobia to males or females. Any combination of patient gender and sexual orientation is therefore possible; that is, hysterical males might be effeminate or masculine, homosexual or 243 heterosexual, with or without misogyny, and so on. Patients’ phobic reactions suggest that the disorder is related to life experiences, and may respond to psychotherapeutic intervention…. Psychotherapy, a type of affective interaction, may in itself exacerbate symptoms when the gender of the therapist matches the gender-locus of the patient’s phobic reaction; the effect is likely to be most disruptive when that happens in an inter-gender therapist-patient combination [i.e. female-female or male-male].” (Stein 1978) With the help of the diagnostic tool she developed for hysterical disorders, Johanna was able to correct the diagnosis of a number of patients who had been misdiagnosed as schizophrenic. Psychiatric musicology does not require sophisticated technology. The only materials Johanna needed with most patients were a collection of recordings of classical music, a phonograph, music manuscript paper, a watch with a second hand and a metronome. Finding the patient’s register breaks and speaking range (as outlined in “Voice Alterations and Schizophrenia”) can be done with a piano, any musical instrument the therapist is comfortable with, or even a pitch pipe. 244 APPENDIX II PROFESSIONAL PUBLICATIONS 1963a. with M.R. Yarrow, P. Blank, O.W. Quinn and F.G. Youmans. “Social psychological characteristics of old age.” In Human Aging, edited by J. Birren, et al., Public Health Service Publication #986. 1963b. with O.W. Quinn. “Social interaction patterns of the quadruplets.” In The Genain quadruplets, edited by D. Rosenthal. New York: Basic Books, Inc. 1963c. Music therapy treatment techniques. American Journal of Orthopsychiatry 33: 521-528. 1963d. Problem cases in individual music therapy. Bulletin of the National Association for Music Therapy: 9-12. 1964. with Rasmussen. Admission rates, career contingencies, and visibility of schizophrenia in the Navy. Unpublished monograph. 1965. The music therapist’s role in work with severely disturbed patients. Journal of Music Therapy, 53-55. 1968. Emotional regrowth: musical maturation from infancy to adulthood in eight months. Paper presented at the Medical Society of St. Elizabeths Hospital. 1970. Thought disorder, artistic media, and progress in therapy: a case study. Paper presented at the National Association for Music Therapy Annual Conference, East Lansing, Michigan. 1971a. Emotional regrowth: musical maturation from infancy to adulthood in eight months. Newsletter of the National Association for Music Therapy, Mid-Atlantic Region. 1971b. with S.V. Thompson. Crazy music: theory. Psychotherapy 8: 137-145. 1973. Musicology for music therapists: the Lomax study. Journal of Music Therapy: 46-51. 1974. with J.A. Euper. Advances in music therapy. In Current psychiatric therapies, edited by J. Masserman 14: 107-113. 1975. Review of Psychogenic voice disorders, by A.E. Aronson, Journal of Music Therapy: 96-98. 1977a. Tempo errors and mania. American Journal of Psychiatry 134: 454-456. 1977b. Schizophrenic perception of music. Unpublished. 1978. Altered Perception in Hysterical Disorders. Unpublished. 1983. Factors in the future of public mental hospitals. CME (Continuing Medical Education) Newsletter of St. Elizabeths Hospital, May. 1985a. Harvard-Mass General Course on Treatment Resistance, I and II. CME Newsletter of St. Elizabeths Hospital, September and October. 1985b. Birth of the outpatient commitment. CME Newsletter of St. Elizabeths Hospital, December. 1986. Darth Vader and psychotherapy. CME Newsletter of St. Elizabeths Hospital, November. 1988. Manic tempo misperceptions. Biological Psychiatry 24, 366-368 and 492. 1989a. Schizophrenic diagnostic continuum summary. CME Newsletter of St. Elizabeths Hospital, May. 1989b. OD. CME Newsletter of St. Elizabeths Hospital. 246 1989c. Mania and nondominant hemisphere function. Perceptual and Motor Skills 69: 975-978. 1991. Statistics, or I’ve been reading more and enjoying it less. CME Newsletter of St. Elizabeths Hospital. 1992a. Darth Vader, and the psychotherapy of schizophrenia. Unpublished staff lecture, DCIMH (District of Columbia Institute for Mental Health). 1992b. Musicology and the Manic Experience. Unpublished staff lecture, DCIMH. 1993a. Vocal alterations in schizophrenic speech. Journal of Nervous and Mental Disease, 181: 59-62. 1993b. Hysterical Disorders. Unpublished staff lecture DCIMH. 1994a. Commonly-used neuroleptics; commonly-used antimanics and antidepressants. Unpublished staff lecture, DCIMH. 1994b. with Ross J. Baldessarini. Clinical equivalence tables of neuroleptics and antidepressants. Unpublished tables for staff use, DCIMH. EDITOR’S NOTE This project has given me the opportunity to reflect on what my mother meant to me; publishing her work is my way of celebrating her life. I would like to thank Detlef Smilgies, for his unflagging encouragement and practical assistance, Max Stein, for giving me a deadline, and Mauro Stein, for making me take some breaks. If my mother had lived to see her work published, I’m sure she would have thanked the Bowie Senior Writers’ Group, whose camaraderie and moral and technical support helped her blossom as an amatuer writer. (back cover) The moving men shook their heads over our large European furniture, and said “You never get this out when your house burn down.” “Burn down?” we asked, and were told that southern fire departments didn’t come to the black part of town. The college was black, our part of town was black, and we were now black. from Thoughts about Grass Mr. L had told me that grandmother was the neighborhood matriarch, and he wasn’t kidding. Everyone else sort of sat there murmuring The poor boy, or Well what can we do about it Mrs. Stein, and then grandmother took a deep breath and spoke. She not only straightened out Mr. L, she straightened out her husband, and gave him firm instructions never to overprotect the boy again, then she told mother a thing or two, proceeded to her younger grandson, home on leave from the Navy, and then told me what was what. By this time grandfather was smiling proudly, mother was trying not to giggle, and the two boys were frankly holding each other up. Mr. L never skipped another lithium dose and had no more hospitalizations. The last time I saw him he had started on his Ph.D., and he and his girlfriend were about to buy their first house. from Musicology and the Manic Experience